Protecting wetlands impacted by the Mpumalanga coal mining … · 2018-12-11 · Mpumalanga coal...
Transcript of Protecting wetlands impacted by the Mpumalanga coal mining … · 2018-12-11 · Mpumalanga coal...
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Protecting wetlands impacted by the Mpumalanga coal mining industry: a
legal analysis
J Hayes
23363932
M.Sc. Environmental Management
Dissertation submitted in fulfillment of the requirements for the degree Magister Philosophy in Environmental Law and
Governance at the Potchefstroom Campus of the North-West
University
Supervisor: Prof W du Plessis (NWU)
November 2016
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ACKNOWLEDGEMENTS
Prof Willemien du Plessis For the guidance and encouragement in
the completion of this mini-dissertation, as
well as her insight and understanding of
the vision thereof.
My colleagues at Anglo American Coal
South Africa
For the resources, time and support given
to me throughout this mini-dissertation.
My parents, Jan and Elna For all the opportunities they have given
me, their love, support and prayers.
My husband, Brian For his endless support and technical
insight.
My son, Ruben For his unconditional love.
My Lord Jesus Christ Who provided me with good health and
strength of mind to complete this mini-
dissertation, and a passion for the
protection of His creation.
Then God said, "Let us make man in our image, after our likeness. And let them
have dominion over the fish of the sea and over the birds of the heavens and over
the livestock and over all the earth and over every creeping thing that creeps on
the earth." - Genesis 1:26
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ABSTRACT
Wetlands are seen as one of the most vulnerable ecosystems globally. The protection of
wetlands has received increased focus in the South African environmental legal domain
in reaction to the realisation that these ecological systems have a progressively more
important function in the maintenance of ecologies. Mining is a "landscape-changing"
activity with unique impacts on environments such as wetlands, and requires specific
regulation of the impact thereof on these ecosystems.
Within the Mpumalanga Province, coal mining is associated with specific geological
features that are inherently linked to the occurrence of wetlands. Current mining in or
near wetlands would primarily require authorisation under two acts, namely the National
Water Act 36 of 1998 and the National Environmental Management Act 107 of 1998. The
environmental legal framework prior to 1998 was fragmented in that several acts set
different objectives under different government departments for the protection of
wetlands. Several mines in the Mpumalanga Province commenced prior to the
introduction of these acts and the requirement to obtain an authorisation for mining in or
near wetlands. Changing legislation over the life of the mine results in uncertainty about
the applicability of the legislation to the mining activities.
The current legislation governing the protection of wetlands is centred on the restriction
of development in or near wetlands by way of defining the term "wetland" and buffer
zones for regulation. The challenge with governing the protection of wetlands is that the
definition of "wetland" as contained in the various pieces of legislation is not uniform.
The references to buffer zones in the legislation (500 meters, 100 meters and 32 meters)
are also inconsistent, with no scientific basis on how these buffer zones should be
delineated and whether the defined buffer zones are indeed effective in the protection of
wetlands. The vagueness of the interpretation of what is meant by "wetland" and "buffer
zone", coupled with changes in the legislation over the life of a mine, results in
inconsistencies in wetland delineation and the incorrect application of buffer zones by the
regulating authority.
The definition of a "wetland" should therefore be reviewed, based on a scientific
understanding of such areas, so that it is uniform in all legislation governing their
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protection. The delineation of buffer zones, too, should be revisited, so that it is scientific
rather than arbitrary. Legislative requirements should be clear on the authorisations
required for mining activities to commence and continue within the buffer zones defined.
The implementation of a scientific-based tool to replace the arbitrary buffer included in
the South Africa legislative framework would ensure better protection of wetlands.
Key words: environmental legal framework, South Africa, Mpumalanga, protection of
wetlands, coal mining industry.
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OPSOMMING
Vleilande word as een van die mees kwesbare ekosisteme wệreldwyd geag. Daar word
meer fokus op die beskerming van vleilande in die Suid Afrikaanse omgewingsreg
geplaas. Die rede hiervoor is dat dié ekologiese stelsels ‘n al meer belangriker funksie in
die handhawing van ekologiese funksie het. Mynbou is 'n "landskap-veranderende"
aktiwiteit met 'n unieke impak op aspekte van die omgewing soos vleilande, wat
spesifieke regulering van die impak daarvan op hierdie ekosisteme vereis.
In die provinsie van Mpumalanga word steenkoolmynbou met spesifieke geologiese
kenmerke wat inherent gekoppel is aan die voorkoms van vleilande geassosieer. Huidige
mynbou in of naby vleilande vereis magtiging onder hoofsaaklik twee wette, naamlik die
Nasionale Water Wet 36 van 1998 en die Nasionale Wet op Omgewingsbestuur 107 van
1998. Die wetlike omgewingsraamwerk voor 1998 was gefragmenteerd, deurdat verskeie
wette verskillende doelstellings onder verskillende staatsdepartemente vir die beskerming
van vleilande gestel het. Verskeie myne in Mpumalanga het voor die inwerkingtreding
van hierdie wette en die vereiste om 'n magtiging vir mynbou in of naby vleilande te kry,
begin. Die wysigings aan wetgewing gedurende die lewenstydperk van die myne het tot
onsekerheid oor die toepassing van die wetgewing op die impak van die mynbou
aktiwiteite op vleilande gelei.
Die huidige wetgewing ten opsigte van die beskerming van vleilande is toegespits op die
beperking van ontwikkeling in of naby vleilande deur die terme "vleiland" en "buffersones"
te definieer. Die uitdaging met die beskerming van vleilande is dat die definisie van
"vleiland" soos vervat in die verskeie stukke wetgewing nie eenvorming is nie. Die
verwysing na buffersones in die wetgewing (500 meter, 100 meter en 32 meter) is ook
teenstrydig met mekaar en het geen wetenskaplike basis van hoe hierdie buffersones
afgebaken is nie. Die vraag kan gestel word of die gedefinieerde buffersones inderdaad
effektief is om die beskerming van vleilande te verseker. Teenstrydighede in
vleilandafbakening en die verkeerde toepassing van buffersones deur die
staatsdepartemente word veroorsaak deur die verskillende interpretasies van die term
"vleiland" en "buffersones" asook die wysigings aan wetgewing gedurende die
lewenstydperk van ‘n myn.
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Die definisie van "vleiland" moet hersien word om ‘n eenvormige definisie in al die
wetgewing wat handel oor die beskerming van vleilande op te neem. Die hersiening moet
op wetenskaplike beginsels gebaseer wees. Buffersones moet ook hersien word om
wetenskaplike afbakening in te sluit en daar moet nie op arbitrệre lyne staat gemaak
word nie. Wetlike vereistes moet duidelik uiteen sit watter magtigings nodig is vir mynbou
aktiwiteite om te begin en voort te gaan binne die buffersones soos gedefinieer. Die
implementering van ‘n wetenskaplik gebaseerde instrument om die arbitrệre buffers soos
in die Suid Afrikaanse wetgewing te vervang, sal verseker dat vleilande beter beskerming
geniet.
Sleutelwoorde: omgewingsregsraamwerk, Suid-Afrika, Mpumalanga, beskerming van
vleilande, steenkoolmynboubedryf.
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LIST OF CONTENTS
ACKNOWLEDGEMENTS .............................................................................................. ii
ABSTRACT ................................................................................................................... iii
opsomming ................................................................................................................... v
List of contents ........................................................................................................... vii
LIST OF ABBREVIATIONS .......................................................................................... xi
LIST OF FIGURES ...................................................................................................... xiv
List of Tables .............................................................................................................. xv
Chapter 1 Introduction ................................................................................................. 1
1.1 Background ............................................................................................. 1
Chapter 2 Defining wetlands ....................................................................................... 6
2.1 Introduction ............................................................................................. 6
2.2 Wetlands: the global and local concern ................................................ 6
Wetland functions ...................................................................................... 9
2.3 Wetlands in the coal mining industry in Mpumalanga ....................... 11
2.4 The legal definition/s of wetlands ........................................................ 19
Watercourse and wetland extent and buffers .......................................... 23
Wetland types .......................................................................................... 27
Wetland delineation ................................................................................. 29
2.5 Conclusion ............................................................................................. 30
Chapter 3 Legislative framework governing wetlands ............................................ 34
3.1 Introduction ........................................................................................... 34
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3.2 Constitution of the Republic of South Africa, 1996 ............................ 36
3.3 Pre-1998 ................................................................................................. 38
International law ...................................................................................... 39
Sector-specific legislation ........................................................................ 40
Media-specific legislation......................................................................... 42
3.3.3.1 Environmental legislation ......................................................................... 42
3.3.3.2 Water legislation ...................................................................................... 43
3.4 Between 1998 and 2014 ........................................................................ 46
Sector-specific legislation ........................................................................ 46
Media-specific legislation......................................................................... 47
3.4.2.1 Environmental legislation ......................................................................... 47
3.4.2.2 Water legislation ...................................................................................... 49
3.5 Post-2014 ............................................................................................... 60
Sector-specific legislation ........................................................................ 60
Media-specific legislation......................................................................... 62
3.5.2.1 Environmental legislation ......................................................................... 62
3.5.2.2 Water legislation ...................................................................................... 65
3.6 Conclusion ............................................................................................. 67
Chapter 4 application of legislation for the protection of wetlands in
Mpumalanga .............................................................................................. 70
4.1 Introduction ........................................................................................... 70
4.2 Mining underneath wetlands ................................................................ 73
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4.3 Opencast mining through and in close proximity to wetlands ......... 74
4.4 Location of mining-related infrastructure within and in close
proximity to wetlands............................................................................ 75
4.5 Pre-1998 ................................................................................................. 75
4.5.1. Brownfields application ................................................................. 75
4.5.1.1 Scenario 1: Underground coal mine......................................................... 75
4.5.1.2 Scenario 2: Opencast coal mine............................................................... 77
4.6 Between 1998 and 2014 ........................................................................ 78
Scenario 3: Underground coal mine ........................................................ 78
Scenario 4: Opencast coal mine .............................................................. 81
Scenario 5: Opencast coal mine .............................................................. 84
4.7 Post-2014 ............................................................................................... 84
4.7.1. Greenfield application .................................................................... 84
4.7.1.1 Scenario 1: Underground coal mine......................................................... 84
4.7.1.2 Scenario 2: Opencast coal mine............................................................... 88
Brownfield application.............................................................................. 90
4.7.2.1 Scenario 3: Opencast/ underground coal mine prospecting .................... 90
4.7.2.2 Scenario 4: Opencast/ underground coal mine geohydrological
drilling ...................................................................................................... 92
4.7.2.3 Scenario 5: Mine-related infrastructure ................................................... 92
4.8 Conclusion ............................................................................................. 95
Chapter 5 Conclusion............................................................................................... 105
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5.1 Introduction ......................................................................................... 105
5.2 Defining the challenges related to the term "wetland" .................... 105
5.3 "Boundaries" set by the definition of wetlands ................................ 107
5.4 Un/effective legislative framework?................................................... 109
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LIST OF ABBREVIATIONS
AMD Acid mine drainage
CARA Conservation of Agricultural Resources Act 43 of 1983
CMA Catchment Management Agency
CSIR Council for Scientific and Industrial Research
DEA Department of Environmental Affairs
DMR Department of Mineral Resources
DWS Department of Water and Sanitation
ECA Environmental Conservation Act 73 of 1989
EIA Environmental Impact Assessment
EIS Ecological Importance and Sensitivity (EIS)
ELWU Existing Lawful Water Use
EMP Environmental Management Programme
EMPr Environmental Management Programme Report
FEPA Freshwater Ecosystem Priority Areas
GG Government Gazette
GN General Notice
HGM Hydromorphic
IUCN International Union for the Conservation of Nature
JOEL Journal of Environmental Law
LEAD Law Environment and Development Journal
MEC Member of Executive Council
MPRDA Mineral and Petroleum Resources Development Act 28 of 2002
MPRD Mineral and Petroleum Resources Development
NFEPA National Freshwater Ecosystem Priority Areas
NEMA National Environmental Management Act 107 of 1998
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NEMAA National Environmental Management Act 62 of 2008
NEMICMA National Environmental Management Integrated Coastal Management Act 24 of 2008.
NEMLAA National Environmental Management Laws Amendment Act 25 of 2014
NPV Net Present Value
NWA National Water Act 36 of 1998
NWCS National Wetland Classification System
NWM4 National Wetland Map
NWRS National Water Resource Strategy
OES One Environmental System
PER Potchefstroom Electronic Journal
PES Present Ecological Status
REC Recommended Ecological Category
RECIEL Review of European, Comparative and International Environmental Law
RDMs Resource-Directed Measures
RQOs Resource Quality Objectives
SAIAB South African Institute of Aquatic Biodiversity
SABI South African Business Integrator
SACMA South African Colliery Managers' Association
SAJHR South African Journal of Human Rights
SAJELP South African Journal of Environmental Law and Policy
SANBI South Africa National Biodiversity Institute
SANParks South African National Parks
SDCs Source-Directed Controls
SI Socio-cultural Importance
SWMM5 Storm Water Management Model
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SWSAs Strategic Water Source Areas
UORC Upper Olifants River Catchment
WRC Water Research Commission
WWF Worldwide Fund for Nature
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LIST OF FIGURES
Figure 1: Wetland Extent Index ...................................................................................... 7
Figure 2: National wetland map ...................................................................................... 9
Figure 3: Areas sensitive to Mining ............................................................................... 14
Figure 4: Summary table of potential impacts from mining on water resources............ 19
Figure 5: Illustration of the regulated area or extent of a watercourse. ......................... 24
Figure 6: Illustration of the extent of a watercourse and its related buffers. .................. 26
Figure 7: Scenarios ...................................................................................................... 71
Figure 8: Water ingress paths for (a) shallow reef (coal) mining................................... 74
Figure 9: Map indicating future underground mining in relation to wetlands. ................ 85
Figure 10: Map indicating a proposed opencast footprint overlain on the delineated
wetland areas ...................................................................................... 90
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LIST OF TABLES
Table 1: South African Ramsar Wetland Sites ........................................................ 8
Table 2: Key ecological infrastructure allocated to mining nationally and in
Mpumalanga ............................................................................. 14
Table 3: Summary of definitions of wetlands ........................................................ 30
Table 4: Summary of the legislation for the protection of wetlands .......................... 68
Table 5: Summary of the legislation and the application thereof for the protection
of wetlands within the coal mining industry in Mpumalanga.............. 96
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CHAPTER 1 INTRODUCTION
1.1 Background
Sensitive ecosystems such as wetlands require specific attention in management and planning procedures, especially where they are subject to significant human
resource usage and development pressure.1
A "wetland" is defined in the National Water Act 36 of 1998 (hereafter NWA) as "the land
transitional between terrestrial and aquatic systems."2 Recently, increased focus has been
placed on the protection of wetlands as these ecological systems have an increasingly
important function in the maintenance of the ecosystems.3 The law regulating wetlands
can be divided into three broad categories namely (a) restrictions on locality and related
facilities, (b) permitting water uses and (c) development in or near wetlands and the
protection of wetlands, as elaborated below.
GN R704 of 19994 is the primary regulatory instrument that places a restriction on the
location of mining and related activities in or near wetlands. Regulation 45 states that if
an activity is located within a 100 meters buffer from the edge of a wetland, an exemption
from these regulations is required. Mining in or near wetlands would primarily require
authorisation under two acts, namely the NWA and the National Environmental
Management Act 107 of 1998 (hereafter NEMA). As per Schedule 1 of the NWA, water
may be used only if it is a continuation of an existing lawful use, if it is authorised in
terms of a General Authorisation, or in terms of a licence. Section 21(c) and (i) of the
NWA provides that a water use licence is required for activities that impact negatively on
a watercourse through "impeding and diverting the flow of water in a watercourse" or
"alteration of the beds, banks, course or characteristic of a watercourse." The definition
of "watercourse" is:
(a) a river or spring, (b) a natural channel in which water flows regularly or intermittently, (c) a wetland, lake or dam into which, or from which, water flows
1 Kidd Environmental Law 136 and section 2 of National Environmental Management Act 107 of 1998 (hereafter NEMA).
2 Section 1 of National Water Act 36 of 1998 (hereafter NWA). 3 Government Communication and Information System 2015 http://www.sanews.gov.za/south-
africa/sa-urged-preserve-wetlands. 4 GN R704 in GG 20199 of 4 June 1999 (hereafter GN R704) issued under section 26(1)(b), (g) and (i)
of the NWA. 5 Reg 4 in GN R704.
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and (d) any collection of water which the Minister may, by notice in the Gazette, declare to be a watercourse, and a reference to a watercourse includes, where relevant, its bed and banks.6
The definitions of an "ecosystem", "watercourse" and "wetland" as included in section 1
of the NWA are all inter-linked and may create confusion when authorisations are to be
issued.7
A General Authorisation allows for water uses to be undertaken without a licence if the
use complies with the terms and conditions of the General Authorisation. In 2009 a
General Authorisation (GN R11998) for sections 21(c) and (i) water uses was published.
GN R1199, however, excludes activities that occur within 500 meters of the boundary of
a wetland. A challenge to the coal mining industry at present is that the General
Authorisation is interpreted to mean that no activities impeding and diverting the flow of
water in a wetland or altering the characteristics of a wetland may not occur within the
500 meter buffer zone. This interpretation seems to be flawed, as the interpretation of
the 2009 General Authorisation implies that if an activity undertaken within the 500 meter
buffer, whether such activity impedes, diverts or alters the wetland, a water use licence
should be obtained, and that an applicant cannot rely on the General Authorisation. On
26 August 2016 the Department of Water and Sanitation (hereafter the DWS) published
an amendment to GN R1199 to address this challenge.9
The Environmental Impact Assessment Regulations10 (read with section 24 of the NEMA)
further list activities impacting on wetlands for which an environmental authorisation is
required.11 An environmental authorisation is required for a development within a
6 Section 1 of the NWA. 7 Refer to Chapter 2 section 2.4. 8 GN R1199 in GG 32805 of 18 December 2009 (hereafter GN R1199) issued under section 39(1) of
the NWA. 9 GN R509 in GG 40229 of 26 August 2016 (hereafter GN R509). Subsequent to the finalisation of this
dissertation GN R1199 was amended by GN R509. GN R509 includes the same exclusion in 3(b), which states that: "This General Authorisation does not apply to the use of water in terms of section 21(c) and (i) of the Act within the regulated area of a watercourse." The regulated area of a watercourse is defined in regulation 2 as "a 500 meter radius from the delineation boundary (extent) of any wetland or pan." The amended General Authorisation, however, in regulation 3(b) adds "where the Risk Class is medium or high as determined by the Risk Matrix (appendix A)." Thus where GN R1199 excluded all activities within the 500 meter radius of the boundary of a wetland from the General Authorisation, the amended GN R509 excludes only medium to high risk activities. Or, differently stated, low risk activities within the 500 meter radius from the boundary of a wetland do not require a section 21(c) and (i) water use provided that the water use is within the requirements of the General Authorisation.
10 GN R983-985 in GG 38282 of 4 December 2014 issued under sections 24(5) and 44 of the NEMA. 11 Sandham et al 2008 Water SA 155.
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watercourse as well as a development within 32 meters of a watercourse, where no
development setback line exists (such as mining areas).12 The definition of a
"watercourse" includes a "wetland."13
In the Mpumalanga Province, coal mining areas are associated with certain geological
features that are intrinsically linked to the occurrence of wetlands.14 Most of the mining
areas are therefore located within the above-mentioned buffer zones, leaving few areas
that can be mined without obtaining onerous authorisations that do not necessarily result
in the protection of the wetlands.15
Impacts on wetlands were not regulated when the planning of several mines in
Mpumalanga commenced and advanced, as this was done prior the introduction of the
NWA in 1998 and the Mineral and Petroleum Resources Development Act 28 of 2002 in
2004 (hereafter MPRDA). At the time the only environmental requirement for mining
activities to commence was an approved Environmental Management Programme under
the Minerals Act 50 of 1991 (hereafter Minerals Act). The Minerals Act did not refer to
wetlands. The requirement post-1998 to obtain an authorisation for mining in or near
wetlands has therefore impacted on mine and financial planning, as areas that could
previously be mined now require an authorisation. The current legislation is still unclear
on how the impacts on wetlands should be regulated. It is of great concern that legislation
defines buffer zones for regulation, but suggests no scientific basis on how these buffer
zones should be delineated and whether the defined buffer zones are indeed effective in
the protection of wetlands. This concern is illustrated by the inconsistency in the
references to buffer zones found in the various relevant laws (500 meters, 100 meters
and 32 meters). Of further concern is the difference in interpretation of the definition of
12 Item 12 and 19 of GN R983 in GG 38282 of 4 December 2014 (hereafter GN R983). 13 Regulation 2 of GN R983 defines a "watercourse" as "a river or spring; a natural channel in which
water flows regularly or intermittently; a wetland, pan, lake or dam into which or from which, water flows, and any collection of water which the Minister may, by notice in the Gazette, declare to be a watercourse as defined in the NWA, 1998" (emphasis added); and a reference to a watercourse includes, where relevant, its bed and banks and "wetland" means "land transitional between terrestrial and aquatic systems where the water table is usually at or near the surface, or the land is periodically covered with shallow water, and which land in normal circumstances supports or would support vegetation typically adapted to life in saturated soil."
14 Exarro date unknown http://www.exxaro.com/index.php/sustainability/wetlands-and-coal/. 15 See chapter 2.4.1.
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a wetland, which results in inconsistencies in wetland delineation and the incorrect
application of buffer zones by the different regulating authorities.16
The aim of this study is therefore to determine whether the current legal framework
guarantees the protection of the wetlands situated within the coal mining area in
Mpumalanga.
To support the main aim, supportive aims are identified, namely:
1. To determine the legal definition of the term "wetland";
2. To evaluate the South African environmental legal framework governing wetlands;
3. To determine the practical application of the South African environmental legal
framework governing wetlands in the context of various scenarios evident in the
Mpumalanga coal fields; and
4. To determine, based on the above scenario analysis, if the South African
environmental legal framework sufficiently protects wetlands within the
Mpumalanga coal fields.
This study is based on a literature study of primary sources such as policies and
legislation. The NWA, MPRDA and the NEMA and their regulations and guidelines are
analysed as primary sources. The primary sources are supported by a survey of secondary
sources such as text books, journals and electronic sources.17 In order to achieve the aim
of the study the analysis of the primary and secondary sources will be applied to
hypothetical scenarios encountered in the coal mining industry in Mpumalanga and
adapted for this study. The hypothetical scenarios will include both greenfield and
brownfield project applications. A greenfield application is "denoting or relating to
previously undeveloped sites" for mining development.18 A brownfield application is
16 Department of Water and Sanitation 2016 Section 21(c) and (i) water use training. 17 The literature study ended June 2016. Subsequent amendments are referred to but could, due to time
constraints not be included in the study. 18 Oxford University Press 2016 http://www.oxforddictionaries.com/definition/english/greenfield.
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denoting or relating to sites for potential mining development that have had previous
mining development on them.19
In this study the term "wetland" will firstly be defined (see Chapter 2), where after the
South Africa environmental legal framework governing the protection of wetlands will be
evaluated (see Chapter 3). In order to be able to come to a conclusion and to make
recommendations (see Chapter 5), the environmental legal framework will be applied to
practical scenarios evident in the Mpumalanga coal fields (see Chapter 4).
19 Oxford University Press 2016 http://www.oxforddictionaries.com/definition/english/brownfield.
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CHAPTER 2 DEFINING WETLANDS
2.1 Introduction
Water is one of South Africa’s most limited resources, constraining our future social and economic development. Its wise use is critical to the sustainable
development of our emerging economy and the wellbeing of all our citizens, particularly the poorest, who depend directly on the health of natural resources for their livelihoods.20
As with all South African resources, water and specifically wetlands are regulated by
particular legislation to ensure the protection, conservation and rehabilitation thereof.21
The current environmental governance system is fragmented, as is evident in the
numerous acts regulating environmental issues.22 Therefore it is important to analyse
the various definitions contained in environmental legislation that directly and indirectly
refer to wetlands. This chapter will firstly evaluate the state of global and South African
wetlands. A distinction will be made between the scientific and legal definitions of
wetlands and the various wetland types. The chapter will conclude with a review of the
regulated area (extent or buffer) of a wetland and the manner in which wetlands are
delineated to determine the extent thereof.
2.2 Wetlands: the global and local concern
Wetlands are seen as one the most vulnerable ecosystems globally and have been
identified in 1980 by the International Union for the Conservation of Nature (hereafter
IUCN) as the third most vital life support system.23 According to scientific estimates 64%
of global wetlands have disappeared since 1900, with inland wetlands being more
20 Water Research Commission 2011 Implementation Manual for Freshwater Ecosystem Priority Areas 3.
21 Govender-Ragubeer The challenge of protecting urban wetlands from destruction: a case study of the Libradene wetland, Boksburg, Gauteng 50.
22 Kotzé 2006 PER 1. Acts include NEMA, NWA, the National Environmental Management Air Quality Act 39 of 2004, National Environmental Management Biodiversity Act 10 of 2004, National Environmental Management Integrated Coastal Management Act 24 of 2008, National Environmental Management Protected Areas Act 57 of 2003 (hereafter NEMPAA) and National Environmental Management Waste Act 59 of 2008.
23 Linstrom and Emery "Wetlands" 26. The International Union for the Conservation of Nature 1980 indicates that "Today, the most important and most threatened life-support systems are agricultural systems, forests, and coastal and freshwater systems" (emphasis added).
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affected than coastal wetlands.24 The Wetlands Extent Index provides an indication of
the loss of wetlands and measures the decrease in a global sample of more than a
thousand wetland sites between 1970 and 2008. As seen in Figure 1, an average decrease
of 40% was noted between the periods specified.25 According to the Ramsar Convention
on Wetlands of International Importance (1971) (hereafter the Ramsar Convention), the
major causes of the decrease in global wetlands can be attributed to major changes in
land use, water diversion through dams, dikes and canalisation, infrastructure
development and air and water pollution.26
Figure 1: Wetland Extent Index27
Wetlands make up 2.4% of South Africa’s surface area but provide an excessively high
value of "ecological infrastructure" that provides critical ecosystem services.28 Figure 2
24 Ramsar 2014 http://www.ramsar.org/sites/default/files/documents/library/factsheet3_global_disappearing_act_0.pdf.
25 Ramsar 2014 http://www.ramsar.org/sites/default/files/documents/library/factsheet3_global_disappearing_act_0.pdf.
26 Ramsar 2014 http://www.ramsar.org/sites/default/files/documents/library/factsheet3_global_disappearing_act_0.pdf.
27 Ramsar 2014 http://www.ramsar.org/sites/default/files/documents/library/factsheet3_global_disappearing_act_0.pdf.
28 Department of Environmental Affairs 2016 https://www.environment.gov.za/world_wetlands_day_commemorated_under_theme_wetlands_our_future_sustainable_livelihoods.
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illustrates the distribution of wetlands in South Africa. Table 1 lists South Africa’s Ramsar-
protected wetlands. However, Ramsar wetland sites are not regarded as protected areas
in South African law29 and many wetlands are found on privately owned land. Some
landowners do not know the benefits of these wetlands, resulting in threats to these
systems.30
Table 1: South African Ramsar Wetland Sites31
RAMSAR SITE DATE PROVINCE EXTENT
Barberspan 12/03/75 North-West 3118Ha
Blesbokspruit M R 02/10/86 Gauteng 1858Ha
De Hoop Vlei 12/03/75 Western Cape 740Ha
De Mond (Heuningnes Estuary) 02/10/86 Western Cape 918Ha
False Bay Nature Reserve 02/02/15 Western Cape 1542Ha
Kosi Bay 28/06/91 Kwazulu/Natal 10982Ha
Lake Sibaya 28/06/91 Kwazulu/Natal 7750Ha
Langebaan 25/04/88 Western Cape 6000Ha
Makuleke Wetlands 22/05/07 Limpopo 7757Ha
Natal Drakensberg Park 21/01/97 Kwazulu/Natal 242813Ha
Ndumo Game Reserve 21/01/97 Kwazulu/Natal 10117Ha
Ntsikeni Nature Reserve 02/02/10 Kwazulu/Natal 9200Ha
Nylsvley Nature Reserve 07/07/98 Northern Province 3970Ha
Orange River Mouth M R 28/06/91 Northern Cape 2000Ha
Prince Edward Islands 22/05/07 Western Cape 37500Ha
St. Lucia System 02/10/86 Kwazulu/Natal 155500Ha
Seekoeivlei Nature Reserve 21/01/97 Free State 4754Ha
Turtle Beaches/Coral Reefs of Tongaland
02/10/86 Kwazulu/Natal 39500Ha
uMgeni Vlei Nature Reserve 19/03/13 Kwazulu/Natal 958Ha
Verloren Vlei Nature Reserve 16/10/01 Mpumalanga 5891Ha
Verlorenvlei 28/06/91 Western Cape 1500Ha
29 NEMPAA and Netshithothole "Integration of Ramsar principles within National Policies and Strategies."
30 Kidd Environmental law 136. 31 Ramsar 2016 http://www.ramsar.org/sites/default/files/documents/library/sitelist.pdf.
9
Wilderness Lakes 28/06/91 Western Cape 1300Ha
Figure 2: National wetland map32
Wetland functions
Wetlands, as a watercourse type, are particularly singled out due to their being among
the most diverse and productive ecosystems and because they are vital to human
survival. The protection of wetlands is critical as they provide certain important
functions.33 Some wetland functions include: "storage of water, transformation of
nutrients, growth of living matter, diversity of wetland plants, and value from the
surrounding ecosystems and for people."34 Wetlands reduce and transform the nutrients
and metals generated by industrial and agricultural activities and also act as nutrient
(nitrogen and phosphorus) traps. "Wetlands can remove 15% to 32% of heavy metals as
32 ArcGIS 2016 https://www.arcgis.com/home/item.html?id=23ca1f96eb2d458f83f763958f50dbec acc. 33 Exarro date unknown http://www.exxaro.com/index.php/sustainability/wetlands-and-coal/. Limburg
2002 et al Ecological Economics 409. 34 Exarro date unknown http://www.exxaro.com/index.php/sustainability/wetlands-and-coal/. Mitsch and
Gosselink 2002 Ecological Economics 25.
10
well as dissolve compound of sodium, chloride, calcium, magnesium and potassium."35
In essence they provide a free water purification service.36 Wetlands also provide a
cultural function through their recreational uses, educational uses and aesthetic value.37
In South Africa they are of national importance for the role they play in the control of
erosion, flood attenuation, biodiversity value, water purification, storage recharge and
streamflow regulation, and the benefit they provide in the security of food and water.38
Human activities in catchments affect the sustainability of rivers and wetlands.39 Wetlands
of international significant in South Africa are impacted on by human modifications.40
Thus, although people depend on the services offered by wetlands, human-induced
modifications impact on the health and safety of society and can limit the worth of these
systems through altered flow and sediment regimes, a decline in water quality, the
fragmentation and destruction of habitat and the loss of biodiversity.41 "Wetland
functionality is the core of any wetland protection initiative," as when the functionality is
protected and maintained the integrity of the entire ecosystem and the reserve42 will be
met.43 Regulation of the human impacts on wetlands is required as society can only
benefit from the services provided by them if their key functions are protected.44 The
economic gains of a proposed development are often used as a motivation for the
continuation thereof, without determining the cost impact on the ecosystem services
provided by the wetland system.45 It is also necessary to do an economic valuation of
wetlands in the technical reports accompanying water use and environmental
35 Hammer and Bastian 1989 and Lindley 1998 in Exarro date unknown http://www.exxaro.com/index.php/sustainability/wetlands-and-coal/.
36 Exarro date unknown http://www.exxaro.com/index.php/sustainability/wetlands-and-coal/. 37 Exarro date unknown http://www.exxaro.com/index.php/sustainability/wetlands-and-coal/. 38 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting
wetlands 27. 39 Day "Rivers and Wetlands" 852. 40 Godden 2005 JOEL 182. 41 Department of Water Affairs 2012 Operational policy: regulate development and activities affecting
watercourses 3. 42 Reserve is defined in section 1 of the NWA as "the quantity and quality of water required (a) to satisfy
basic human needs by securing a basic water supply, as prescribed under the Water Services Act 108 of 1997 for people who are now or who will in the reasonably near future, be relying upon; taking water from; or being supplied from, the relevant water resource and (b) to protect aquatic ecosystems in order to secure ecologically sustainable development and use of the relevant water resource."
43 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting wetlands 26.
44 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 4.
45 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting wetlands 39.
11
authorisation.46 Coal mining in wetlands in Mpumalanga will be used to illustrate the above
further.
2.3 Wetlands in the coal mining industry in Mpumalanga
Mining is a "landscape-changing activity" with unique impacts on environmental aspects
such as water quality and hydrology, and requires specific environmental regulation to
monitor and control its impact on wetlands and the subsequent rehabilitation thereof.47
In order to determine the impacts of coal mining on wetlands it is important to understand
the various mining methods. Coal mining methods are divided into two broad categories,
namely opencast and underground mining. Opencast mining is frequently used when the
deposit is horizontal or gently dipping and within 60 meters of the surface.48 During
opencast mining the overburden49 rock and soil above the coal seam are blasted and
removed.50 The overburden is stripped (by dragline or truck-and-shovel operations) and
deposited back into the open or mined-out voids, but some overburden stockpiling
occurs.51 The exposed coal seams are drilled and blasted and hauled out of the pit by
trucks.52 Once the coal is removed the rehabilitation process commences. This consists
of spoiling the overburden into the open void, placing sub- and topsoil onto the
overburden, levelling the sub- and topsoil, and revegetating the area.53 Underground coal
mining can occur through "bord and pillar" and "total extraction." Bord and pillar mining
is done by sinking a shaft to the coal seam and extracting the seam from bords or
rooms.54 During bord and pillar mining a significant amount of coal is left behind in the
46 This is currently not a requirement to be included in water use and environmental authorisations and if included this is on a voluntary basis. This statement is based on the author’s experience in the role of an environmental permitting specialist for Anglo American Coal South Africa.
47 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 7. 48 Wells et al "Terrestrial Minerals" 341. 49 Defined by Oxford Dictionary as "Rock or soil overlying a mineral deposit." Oxford University Press
2016 http://www.oxforddictionaries.com/definition/english/overburden. 50 Stoop A framework methodology for the cumulative impact assessment of wetlands 53. 51 Wells et al "Terrestrial Minerals" 341. 52 Stoop A framework methodology for the cumulative impact assessment of wetlands 53. 53 SACMA 2005 Surface Strip Coal Mining Handbook 3-9. 54 Wells et al "Terrestrial Minerals" 346. Bord and pillar mining is a method of working coal seams. "First
bords are driven, leaving supporting pillars of coal between. Next, cross drives connect the bords, leaving supporting coal as rectangular pillars. Finally, the pillars are mined (extracted, won, robbed) and the roof is allowed to cave in. The bordroom is the space from which bord coal has been removed" as in Department of Water Affairs and Forestry 2008 Best Practice Guideline – A6: Water Management for Underground Mines xiii.
12
form of pillars to support the overlying strata or roof.55 Total extraction mining has been
developed to remove the entire coal seam.56
Mpumalanga wetlands are classified by the national classification system as palustrine
wetlands (seepage and floodplain wetlands), which include vegetated and unvegetated
endorheic pans (isolated wetlands).57 The most common wetland types in Mpumalanga
are "seepage and non-floodplain riparian wetlands," which make up at least 34% of the
total wetland coverage of the Upper Olifants River Catchment (hereafter UORC).58
Seepage wetlands are located on noticeable slopes, including sloping valley bottoms, and
are associated with perched water tables and saturated conditions close to the surface.59
Floodplain wetlands are found on a broad, generally flat topography dominated by alluvial
processes and can occur next to well-defined river channels.60 The floodplain riparian
wetlands make up 28% of the total wetland coverage.61 Endorheic pans occur in
topographic depressions with the following characteristics: a closed drainage, flat basin
floor, less than two meters when fully flooded, circular to oval shaped.62 A total of 4628
endorheic pans occur in the province, of which 2043 are perennial and 2585 are non-
perennial.63 Although numerous pans occur in the province, the total area made up by
non-perennial and perennial pans is 2.5% and 1.5% of the total wetland coverage of the
UORC. A percentage of 0.2% has been classified as artificial wetlands.64
Most of South Africa’s coal is mined in the Mpumalanga province.65 The protection of
wetlands within the Mpumalanga coal mining industry is important as the Mpumalanga
wetlands and coal are inseparable. Coal is formed by subjecting the residue of
55 Wells et al "Terrestrial Minerals" 348. 56 Wells et al "Terrestrial Minerals" 348. 57 Linstrom and Emery "Wetlands" 18. 58 Coaltech 2007 Upper Olifants river catchment wetland inventory, Mpumalanga and Gauteng province
5. As per Breedt Understanding subterranean hydrology in the delineation of wetlands 2, despite a number of classification systems worldwide including hillslope seepage wetlands, limited work has been done on this type of wetland. (Breedt references Brinston et al 1993; Dini and Cowan 2000; Ewart-Smith et al 2006; Kotzé et al 2005; Maxwell et al 1995; Semenuik and Semenuik 1995 and Ward and Lambie 1999.)
59 Linstrom and Emery "Wetlands" 21. 60 Linstrom and Emery "Wetlands" 20. 61 Coaltech 2007 Upper Olifants river catchment wetland inventory, Mpumalanga and Gauteng province
5. 62 Linstrom and Emery "Wetlands" 20. 63 Emergy, Lotter and Wiliamson 2002 Determining the conservation value of land in Mpumalanga ii. 64 Coaltech 2007 Upper Olifants river catchment wetland inventory, Mpumalanga and Gauteng province
5. 65 Stoop A framework methodology for the cumulative impact assessment of wetlands 53.
13
decomposed vegetation to pressure and temperature over a long period of time.66 Coal
reserves in South Africa, found in the sediments of the Permian age, occur in fairly thick,
shallow lying coal seams.67 The coal within the province was created by geological forces
from ancient wetlands that remained wet, shallow zones within the coal reserves.68
Numerous studies have indicated the relationship between geology and soils and wetland
distribution.69 The areas where coal mining occur are therefore intrinsically linked to the
occurrence of wetlands, which "requires extensive wetland rehabilitation70 both onsite
and potentially as part of offsets."71
Recently a large increase in prospecting and mining rights applications in the province
especially impacting on wetlands and upper catchments was noted.72 Table 2 indicates
the percentage of the area of wetlands and water sources that has in 2013 been allocated
to mining (prospecting and mining rights) nationally and in Mpumalanga.73 Areas within
South Africa and Mpumalanga that are sensitive to mining are highlighted in Figure 3.
66 Stoop A framework methodology for the cumulative impact assessment of wetlands 52. 67 Stoop A framework methodology for the cumulative impact assessment of wetlands 52. 68 Exarro date unknown http://www.exxaro.com/index.php/sustainability/wetlands-and-coal/. 69 Coaltech 2007 Upper Olifants river catchment wetland inventory, Mpumalanga and Gauteng province
15. 70 Wetland rehabilitation is "the process of assisting recovery of a degraded wetland in terms of the
wetland condition, function and associated biodiversity, or to maintain the health of a wetland that is threatened by degradation, through the implementation of remedial interventions or proactive preventative measures" and "involves the physical, chemical or biological characteristics of a degraded wetland system in order to repair or improve wetland integrity and associated ecosystem services" as in Water Research Commission 2015 Wetland rehabilitation in a mining landscape 10.
71 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 7. 72 Department of Environmental Affairs "Current and projected mining impacts on grassland, wetlands
and watersheds" 4. Note that not all mining rights application are granted by the DMR. The Centre of Environmental Rights 2016 Zero Hour Report 27 indicates that in a briefing from the DMR to the Select Committee on Land and Mineral Resources out of 220 mining and prospecting rights applications received by the DMR in Mpumalanga only 12 have been granted. Also refer to Parliamentary Monitoring Group 2014 htpp://pmg.org.za/committee-meeting/17920/. The dataset used was as supplied by the DMR and updated in 2013. Refer to Department of Environmental Affairs "Current and projected mining impacts on grassland, wetlands and watersheds" 13.
73 Department of Environmental Affairs "Current and projected mining impacts on grassland, wetlands and watersheds" 11: "the FEPA maps are most appropriately applied as a proactive planning tool at the water management area or national level" therefore ground truthing is required to determine the extent of the wetland (refer to 2.4.2 for discussion around FEPAs and the extent of wetlands).
14
Table 2: Key ecological infrastructure allocated to mining nationally and in
Mpumalanga74
KEY ECOLOGICAL INFRASTRUCTURE
NATIONAL MPUMALANGA
Percentage
area with allocated mining rights
Percentage
area with allocated
prospecting rights
Percentage
area with allocated mining rights
Percentage
area with allocated
prospecting rights
Freshwater Ecosystem Priority Areas (FEPAs)
0.6 14.1 1.7 32.2
Strategic Water Source Areas
(SWSAs)
0.2 6.6 0.3 26.4
Wetlands 1.2 12.5 5.2 41.8
Figure 3: Areas sensitive to Mining75
74 Centre of Environmental Rights 2016 Zero Hour 10. 75 Holness et al "Limiting and mitigating the impact of coal mining on wetlands" 15.
15
In order to understand the impact of coal mining on wetlands it is necessary to look at
the life-cycle of mining as well as the main factors influencing wetlands, which include
water level, nutrient status and natural disturbances.76 The life-cycle of a mining project
generally includes various stages from the reconnaissance stage, the exploration or
prospecting stage, the development and operational stage, to the final decommissioning
and closure stage.77 These stages align with the mining activities that require
authorisation as per the MPRDA.78 As mining advances through these stages more
resources are required, until a decision to continue with mining is made.79
Opencast coal mining results in the destruction of wetlands by the removal of vegetation
together with the topsoil prior to the removal of the overburden and coal seams.80 This
is evident in Mpumalanga, where wetlands and coal seams are located in low-lying
areas.81 The clearing of vegetation increases the transportation and deposition of
sediment, especially through runoff during high rainfall.82 This is especially evident in
opencast coal mining where free-draining rehabilitation designs are implemented,
resulting in increased run-off to wetlands and lowering the infiltration of water to
wetlands.83 Coal fines84 deposited in downstream environments such as wetlands can
spontaneously combust, resulting in the burning of wetlands.85 Mining can also affect the
key hydrological processes supporting wetlands both directly and indirectly in various
ways, including:86
(a) The interception of the perched groundwater that supports the wetlands by the
opencast cut (specifically hillslope seepage wetlands common to Mpumalanga).
76 Linstrom and Emery "Wetlands" 26. 77 Department of Environmental Affairs et al 2013 Mining and Biodiversity Guideline 12. 78 Department of Environmental Affairs et al 2013 Mining and Biodiversity Guideline 12. 79 Department of Environmental Affairs et al 2013 Mining and Biodiversity Guideline 12. 80 Stoop A framework methodology for the cumulative impact assessment of wetlands 58. 81 Coaltech 2007 Upper Olifants river catchment wetland inventory, Mpumalanga and Gauteng province
45. 82 Stoop A framework methodology for the cumulative impact assessment of wetlands 58. 83 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 7. 84 Coal fines are fine-graded coal, a byproduct of coal processing and mining. 85 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 7. 86 Stoop A framework methodology for the cumulative impact assessment of wetlands 58.
16
(b) The possible interception of the sandstone aquifer of the weathered Karoo
stratigraphy (dominant in Mpumalanga coalfields), that is supposed to underlie the
floodplain alluvium.
(c) In order for opencast and underground coal mining to continue it is necessary to
de-water the area to allow safe access to the coal. The drawdown effect from the
abstraction of water can impact on the groundwater flow to wetlands and can result
in the drying up of wetlands.
(d) Site clearance, infrastructure construction and opencast mining can cut off or
redirect drainage lines, resulting in a change in the surface water flows to wetlands.
The interception of the groundwater flow to wetlands will result in the drying up of the
wetland if the system is entirely dependent on groundwater to replenish or recharge it
(as is common for hillslope seepage wetlands).87 The interception of the groundwater
flow is possible in both underground and opencast coal mining, while in the case of
opencast mining the surface flow to wetlands will almost certainly be disrupted and
completely cut off.88
Coal mining not only impacts on water quantity but also on water quality. Water pollution
will occur when contaminated or mine-affected (commonly referred to as "dirty") water
enters the watercourses. Sources of pollution include:
(a) Pollution from spilled or leaked hydrocarbons associated with the machinery used
for mining. Spillage can occur both from the overflow of water containment facilities
during high rainfall events and through human neglect.89
87 Stoop A framework methodology for the cumulative impact assessment of wetlands 58. 88 Stoop A framework methodology for the cumulative impact assessment of wetlands 59. 89 Stoop A framework methodology for the cumulative impact assessment of wetlands 59.
17
(b) Acid mine drainage (hereafter AMD), which can impact on the long-term
functionality of wetlands, as well as rehabilitation structures within a watercourse,
such as gabions.90 AMD is "acidic water" formed by the91
oxidation of iron sulphide compounds, such as pyrite, in the mines by air, dissolved oxygen in water, and chemoautotrophs, which is bacteria that can use the iron sulphates as an energy source.
The sources of AMD include active mining areas where sufficient de-watering does not
occur, leading to the decanting of acidic water from open pits or underground workings,
abandoned mines where de-watering has ceased and acid water decants from
rehabilitated areas, from mine residue stockpiles and deposits (coal mine waste), and
from the overflow of pollution control facilities (pollution control dams) that contain the
acidic water. The frequency of AMD is significantly increased by the disturbance of land,
such as that caused by mining, where more minerals are exposed to water and air.92
Wetlands have the ability to ameliorate AMD to a certain degree through their purification
function, but after several years of receiving AMD they display a reduced capability to
retain pollutants.93
The impacts from underground mining are less destructive than those from opencast
mining94 alluded to above. One significant impact from underground mining on wetlands
is subsidence or sinkhole formation.95 Subsidence can alter the flow regime of a wetland
and result in the drying up thereof if the surface water flow is connected to the
underground workings.96 Subsidence can also lead to the establishment of depressions
and artificial wetlands, the vegetation of which differs from natural systems.97 Specific
90 Coaltech 2007 Upper Olifants river catchment wetland inventory, Mpumalanga and Gauteng province 45.
91 Stoop A framework methodology for the cumulative impact assessment of wetlands 59. Also refer to Feris and Kotzé 2014 PER 2108, which states that AMD is "a natural chemical reaction which occurs when iron pyrite is exposed to air and water."
92 Feris and Kotzé 2014 PER 2108. Jennings, Neuman and Blicker 2008
http://www.pebblescience.org/pdfs/Final_ Lit_Review_AMD.pdf state that "mining increased the exposed surface area of sulphur-bearing rocks allowing for excess acid generation beyond natural buffering capabilities found in the host rock and water resources."
93 Linstrom and Emery "Wetlands" 23. 94 Coaltech 2007 Upper Olifants river catchment wetland inventory, Mpumalanga and Gauteng province
45. 95 Stoop A framework methodology for the cumulative impact assessment of wetlands 59. 96 Stoop A framework methodology for the cumulative impact assessment of wetlands 59. 97 Coaltech 2007 Upper Olifants river catchment wetland inventory, Mpumalanga and Gauteng province
45.
18
measures are therefore required for the management of mining impacts on wetlands and
wetland rehabilitation structures, while opportunities exist for effective wetland
rehabilitation in the mining landscape to contribute to integrated water resource
management and resource quality objectives.
To relate the economic value of wetlands to that of the coal mining industry, the following
comparison can be made: wetlands render water treatment for free while the mine water
treatment capital expenditure costs in Mpumalanga were R600 million for 15 mega litres
of water per day in 2012.98 An argument presented is that a coal mine contributes to the
income of the area in which it operates as well as the national income and tax base. This
is, however, only temporary and after its closure latent and residual environmental
impacts and pollution might present themselves, creating a liability that erases all the
income generated during operation.99 This is illustrated in Figure 4. The wetlands in the
area in which the coal mine is situated do not directly contribute to income but indirectly
provide services such as clean water, water treatment, storm water control and
sedimentation management, to name only a few benefits, for a much longer time period
than the operation of the coal mine in the area.100 In many instances opencast coal mining
results in the total loss of wetlands within and surrounding the mining area.101 Wetland
creation and re-establishment in post-mining landscapes are aimed at mitigating the total
loss of wetlands.102
98 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting wetlands 39.
99 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting wetlands 39.
100 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting wetlands 39.
101 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 25. 102 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 25.
19
Figure 4: Summary table of potential impacts from mining on water
resources103
2.4 The legal definition/s of wetlands
Due to the variability in their location, size, morphology, biodiversity, hydrology,
topography, climate and soil conditions, and human influence it is difficult to define
wetlands globally,104 which may partly explain why "different entities define wetlands
differently."105 This complicates the legal protection of wetlands.106 "Wetlands" are
defined in the Ramsar Convention as:107
Areas of marsh, fen, peatland or water, whether natural or artificial, permanent or temporary, with water that is static or flowing, fresh, brackish or salt.
The Ramsar definition was not included in the NWA. The NWA definition is more practical
and appropriate to local conditions.108 The definition of a "wetland" as contained in the
NWA is: 109
103 Department of Environmental Affairs "Current and projected mining impacts on grassland, wetlands and watersheds" 8.
104 Stoop A framework methodology for the cumulative impact assessment of wetlands 26. 105 State v Stefan Frylink and Mpofu Environmental Solutions cc case number 14/1740/2010 of 6 April
2011 para 9 (hereafter the Frylink case). 106 Breedt and Dippenaar date unknown
http://gwd.org.za/sites/gwd.org.za/files/02%20N%20Breedt_A%20summary%20of%20Wetland%20Legislation.pdf.
107 Kidd Environmental Law 135. This definition was adopted in the National Wetland Classification System and by the South African National Biodiversity Institute. Refer to Ewart-Smith et al 2006 in Breedt Understanding subterranean hydrology in the delineation of wetlands 3.
108 Department of Water and Sanitation 2014 Guideline to regulate activities/developments affecting wetlands 25.
109 Section 1 of the NWA.
20
Wetlands means land which is transitional between terrestrial and aquatic systems where the water table is usually at or near the surface, or the land is periodically covered with shallow water, and which land in normal circumstances
supports or would support vegetation typically adapted to life in saturated soil.110
The NWA definition was later included in listing notice 1 of the 2014 EIA regulations.111
In terms of the definition, wetlands must have three of the following attributes: (a) the
land must be supported predominately by hydrophytes112 (at least periodically); (b) the
substrate must be predominately undrained soils; and (c) the substrate must not be soil
and must be water-logged at some time during the growing season of each year.113 The
three-tiered approach is therefore based on hydrology, the physiochemical environment,
and vegetation.114 What is also evident, and important to the coal mining environment,
is that the RAMSAR definition explicitly includes artificial wetlands, whereas the NWA
definition refers only to natural wetlands.115 Wetlands, despite what the term suggests,
are not land that is always wet, as some types of wetlands such as pans can be dry for
years.116 However, for a wetland to be regarded as a wetland the soil needs to be wet
for a long enough time for it to be anaerobic (depleted of oxygen).117
As will become evident, wetlands may also be referred to as watercourses. Watercourses
are vital for maintaining a sufficient supply of surface and groundwater, hydrological
stability, flooding and erosion control and safeguarding the survival of many forms of
fauna and flora, and the use thereof is therefore regulated.118 The term "wetland" is
110 Similar to the definition by Cowardin et al 1979 as per Stoop A framework methodology for the cumulative impact assessment of wetlands 26.
111 Regulation 2 of Listing Notice 1 GN R983. In the Frylink case the defence argued that the NEMA does not contain a definition of wetlands.
112 Hydrophytes are "plants that are physiologically bound to water where at least part of the generative cycle takes place in or on the water surface" in Stoop A framework methodology for the cumulative impact assessment of wetlands 32.
113 Cowardin et al 1979 in Stoop A framework methodology for the cumulative impact assessment of wetlands 26 – 27 and Mitsch and Gosselink 2000 and Breedt Understanding subterranean hydrology in the delineation of wetlands 2. Also refer to the Frylink case, which states that "A common thread in wetland definitions is that it is an area of land that is inundated for prolonged periods of time and that has due to prolonged inundation characteristics that show up typically in the form of vegetation adapted to wet conditions, a water table close to or at the land surface, and soils which show distinct signs of saturation, be it permanent or seasonal."
114 Breedt Understanding subterranean hydrology in the delineation of wetlands 2. 115 Coaltech 2007 Upper Olifants river catchment wetland inventory, Mpumalanga and Gauteng province
12. 116 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 6. 117 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 6. 118 Department of Water Affairs 2012 Operational policy: regulate development and activities affecting
watercourses 1. The Department of Water Affairs is as from May 2014 called the DWS.
21
contained within the definition of "watercourse" as defined in the NWA119 and the NEMA120
regulations, as follows:
(a) a river or spring;
(b) a natural channel in which water flows regularly or intermittently;
(c) a wetland, lake or dam into which, or from which, water flows; and
(d) any collection of water which the Minister may, by notice in the Gazette, declare to be a watercourse,
and a reference to a watercourse includes, where relevant, its bed and banks.
The inclusion of the term "wetland" in the definition of "watercourse" is relevant as the
licensing requirements of water uses as contained in section 21 of the NWA refer to the
term watercourse.121 However, wetlands are not included in the definition of
"watercourse" in the Conservation of Agricultural Resources Act 43 of 1893 (hereafter
CARA). CARA defines a watercourse as "a natural flow path in which run-off water is
concentrated and along which it is carried away."122 In order to achieve the objective of
CARA the Minister may prescribe control measures to which a landowner needs to
comply.123 Such control measures may relate to "the utilisation and protection of vleis,
marshes, water sponges, water courses and water sources."124 Vlei is the Afrikaans word
for wetland and is defined by the Oxford Dictionary as "low-lying, marshy ground, covered
with water during the rainy season."125 The term "water resource" on the other hand
includes "a watercourse, surface water, estuary or aquifer." Therefore "water resource"
also indirectly refers to wetlands, as the term "wetland" is included in the definition of a
watercourse.126 The Water Research Commission stated in 2015 that "wetlands have
been prioritised for biodiversity conservation at national and provincial levels" and on
national level under the NWA through their description as water resources.127
119 Section 1 of the NWA. 120 Regulation 2 of GN R983. 121 Section 21(c) of the NWA refers to "impeding and diverting the flow of water in a watercourse" and
section 21(i) refers to "altering the bed, banks, course or characteristics of a watercourse." Refer to 3.4.2.2.
122 Section 1 of the CARA. 123 Section 6(1) of CARA. 124 Section 6(2) of CARA. 125 Oxford Dictionaries 2016 http://www.oxforddictionaries.com/definition/english/vlei. 126 Section 1 of the NWA. 127 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 6.
22
Wetlands form part of the environment. The core concept of "environment" is not
constitutionally defined128 but the NEMA as the framework legislation for the protection
of the environment includes an encompassing definition of the "environment":
The surroundings within which humans exists and that are made up of the land, water and atmosphere of the earth; micro-organisms, plant and animal life; any part or combination of (i) and (ii) and the interrelationships among and between them; and (iv) the physical, chemical, aesthetic and cultural properties and
conditions of the foregoing that influence human health and well-being.
The definition of the environment implies that all aspects falling within the ambit of this
definition underpin Integrated Environmental Management.129 The NEMA, by referring to
water and the ecosystems, may therefore also hold reference to the regulation
wetlands.130 For government departments131 that focus on specific environmental media,
the definition of "environment" is challenging.132 This will become evident in the
discussion on media-specific legislation to follow.133 The National Environmental
Management: Biodiversity Act 10 of 2004 (hereafter NEMBA) and the National
Environmental Protected Areas Act 57 of 2003 (hereafter NEMPAA) regulate the
protection of ecosystems, including those associated with wetlands, but do not define the
term wetland. The National Environmental Management: Integrated Coastal Management
Act 24 of 2008 (hereafter NEMICMA) relates to the management of coastal wetlands as
defined in the Act, and thus does not have reference to the Mpumalanga province.134
From the wide array of direct and indirect definitions of wetlands in various environmental
laws, it can be concluded that the definitions may cause interpretation problems. The
situation is further complicated by the inclusion of a set of different buffer zones for the
developmental impacts on wetlands in the legal framework.135
128 Badenhorst et al 2007 Laws of South Africa para 34. 129 Bosman et al 2004 SA Public Law 414 and Chapter 5 of NEMA. 130 Bosman et al 2004 SA Public Law 414. 131 Such as the DWS and the Department of Environmental Affairs and Tourism. 132 Bosman et al 2004 SA Public Law 415. 133 See sections 3.3.3; 3.4.2 and 3.5.2 of this dissertation. 134 A "coastal wetland" means any wetland in a coastal region and includes "land adjacent to coastal
waters that is regularly or periodically inundated by water, salt marshes, mangrove areas, inter-tidal sand and mud flats, marshes and minor coastal streams regardless of whether they are of a saline, freshwater or brackish nature and the water, the subsoil and substrata beneath, and bed banks of any such wetland." See section 1 of NEMICMA.
135 Refer to 3.4.2.2 and 3.5.2.2.
23
Watercourse and wetland extent and buffers
To further complicate the regulation of wetlands, the legislation also makes reference to
the "extent" of the watercourse and also to the "buffer," of the terms defined in the
preceding section further limiting the physical area in which certain activities such as
mining may occur. It is important to understand these boundaries. It is important to keep
in mind that the term "wetland" is included in the definition of a watercourse. The extent
of a watercourse, as illustrated in Figure 5, is the edge or boundary of the watercourse,
while the regulated area is the outer edge of the riparian habitat or the 1:100 year flood
line136 (whichever is the greatest).137 The term "riparian habitat" refers to the "physical
structure and associated vegetation of the areas associated with a watercourse" that
distinguish these areas from adjacent land areas.138
136 The term "flood line" is not defined within the NWA or GN R704. Refer to section 3.4.2.2 and 3.5.2.2 for a discussion of the NWA and GN R704.
137 Department of Water Affairs 2012 Operational policy: regulating development and activities affecting watercourses 3.
138 Section 1 of the NWA. The definition of riparian habitat further extends to indicating areas which are commonly characterised by alluvial soils, and which are inundated or flooded to an extent and with a frequency sufficient to support vegetation of species with a composition and physical structure distinct from those of adjacent land areas.
24
Figure 5: Illustration of the regulated area or extent of a watercourse.139
Although the environmental legislation refers to wetland boundaries, the extent of a
watercourse or wetland is not defined. The first attempt at a legal definition of the "extent
of a watercourse" was included in the proposed amendment of the General Authorisation
for section 21(c) and (i) water uses.140 The "extent of a watercourse" was defined as:141
(a) a river, spring or natural channel in which water flows regularly or intermittently "within the outer edge of the 1 in 100 year flood line or riparian habitat measures from the middle of the watercourse from both banks" and for
(b) wetlands and pans "within a 500 meter radius from the boundary (temporary zone) of any wetland or pan" (when the temporary zone is not present then
the seasonal zone is delineated as the wetland boundary).
139 Department of Water Affairs 2012 Operational policy: regulating development and activities affecting watercourses 3.
140 Refer to 3.4.2.2 and 3.5.2.2 for discussion around the General Authorisation for water uses related to a watercourse i.e. section 21(c) and (i) water uses.
141 GN R1180 as authorised in terms of section 63 of the NWA to amend the general authorisations.
25
The amended General Authorisation for section 21(c) and (i) water uses was published
on the 26 August 2016.142 The extent of a watercourse in GN R509 differs from that in
GN R1180 and is:143
(a) The outer edge of the 1 in 100 year flood line and/or delineated riparian habitat, whichever is the greatest distance, measured from the middle of the watercourse of a river, spring, natural channel, lake or dam and
(b) Wetlands and pans: the delineated boundary144 (temporary zone) of any
wetland or pan.
With regard to wetlands, the 500 meter radius buffer has been removed from the
definition of a regulated area.
Watercourse buffers, as illustrated in Figure 6, are areas adjacent to watercourses,
outside of the regulated area, that are interconnected with the watercourse through
ecological, hydrological and physical attributes.145 Watercourse buffers serve to mitigate
developmental impacts and for this reason should be as wide as possible, but their size
will depend on the characteristics of the watercourse, the land use surrounding the
watercourse, and the reason for the protection thereof.146 Wetland buffers are "areas
that surround a wetland and reduce adverse impacts to wetland function and values from
adjacent development."147 Wetland buffers serve the following purposes: kerbing the
effect of storm water runoff; preventing erosion; filtering suspended solids, nutrients and
toxic substances; regulating water level variations; providing essential habitat for
biodiversity, and reducing adverse anthropogenic impacts.148
Appropriate watercourse buffers must be defined in a consistent manner to safeguard property and human welfare, health and safety (flood damage
142 GN R509. 143 Regulation 2 of GN R509. 144 "Delineation of a wetland and riparian habitat" is further defined in GN R509 as "delineation of wetlands
and riparian habitat according to the methodology and contained in the Department of Water Affairs and Forestry, 2005 publication: A Practical Field Procedure for Delineation of Wetlands and Riparian Areas." Wetland delineation is discussed in section 2.3.4 of this dissertation.
145 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 8.
146 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 8.
147 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting wetlands 40.
148 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting wetlands 40.
26
prevention); protect, restore and maintain biologically diverse aquatic ecosystems; and maintain and improve water quality and water quantity.149
Scientific studies have indicated that efficient buffer widths range from 3m to 100m,
depending on what is to be protected.150 Factors that influence the effectiveness of buffer
zones include slope, soil type and vegetation.151 However, a fixed buffer zone, such as
that included in the South African legislative framework, is easier to govern.152
Figure 6: Illustration of the extent of a watercourse and its related buffers.153
The question arises whether the extent of a wetland as included in the General
Authorisation and other legislation, such as the NWA and NEMA was scientifically
determined or whether it has been arbitrarily imposed. The review of the legal framework
in the next chapter and the application thereof to mining scenarios will attempt to answer
the question.154
149 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 8.
150 Hawes and Smith "Riparian Buffer Zones: Functions and Recommended Widths" 4 indicates "10 feet for bank stabilisation and stream shading to over 300 feet for wildlife habitat."
151 Hawes and Smith "Riparian Buffer Zones: Functions and Recommended Widths" 6-7. 152 Hawes and Smith "Riparian Buffer Zones: Functions and Recommended Widths" 7. 153 Department of Water Affairs 2012 Operational policy: regulating development and activities affecting
watercourses 9. 154 See Chapter 3 for the legislative framework and chapter 4 for the practical application.
27
Wetland types
It is important to the regulation of wetlands to consider the different types of wetlands.
The following types occur in South Africa:155
(c) Channelled valley bottom wetlands;
(d) Unchannelled valley bottom wetlands;
(e) Floodplain wetlands;
(f) Hillslope seep and valleyhead seep wetlands; and
(g) Pans and depressions, including lakes.
These different types of wetlands require different management regimes due to the
difference in their level of vulnerability to impacts and resilience to environmental
change,156 as well as the different functions provided by them.157 The proposed national
wetland classification system (hereafter NWCS) follows the hydromorphic (hereafter
HGM) approach to classifying wetlands, using the hydrological and geomorphological
characteristics.158 The NWCS recognises eight HGM types for inland wetland systems159
(such as in Mpumalanga) namely the (a) channel (river including banks), (b) channelled
valley bottom wetland, (c) unchannelled valley bottom wetland, (d) floodplain wetland,
(e) depression, (f) flat; (g) hillslope seep, and (h) valleyhead seep.160 These terms have
been used for the HGM types to ensure consistent wetland classification within South
Africa and are also used in some of the wetland tools such as the wetland management
155 Day and Malan 2010 Tools and metrics for assessment of wetland environmental conditions and socio-economic importance in Department of Water and Sanitation 2014 Guideline to regulate activities/developments affecting wetlands 26. Also refer to Breedt Understanding subterranean hydrology in the delineation of wetlands 3.
156 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting wetlands 27.
157 Stoop A framework methodology for the cumulative impact assessment of wetlands 26. 158 SANBI 2009 Further development of a proposed national wetland classification system for South Africa
13. According to Ewart-Smith et al 2006 in Breedt Understanding subterranean hydrology in the delineation of wetlands 5 "landform and hydrology are two fundamental features that determine the existence of all wetlands."
159 Inland systems are "ecosystems that have no existing connection to the ocean but which are inundated or saturated with water, either permanently or periodically." As in SANBI 2009 Further development of a proposed national wetland classification system for South Africa 35.
160 SANBI 2009 Further development of a proposed national wetland classification system for South Africa 35.
28
series; WET-Health161 and WET-EcoServices.162 However, only a subset of the HGM units
as proposed in the NWCS is applicable to the definition of wetlands as contained in the
NWA.163 What is important is that the NWA makes a clear distinction between channels
(or rivers) (one of the HGM types) and wetlands, both of which are included in the
definition of "watercourses", but "channel" is not included in the definition of a
"wetland."164 All the remaining HGM types are included in the definition of a wetland
within the NWA.165
As they are a manifestation of the hydrological regime of a catchment, wetlands cannot
be managed in isolation from other water resources.166 It is important that development
takes into account the wider connectivity of wetlands to other wetlands and watercourses,
as wetland connectivity is essential in sustaining geohydrological and hydrological flow,
which supports biodiversity.167 Wetland connectivity is essential to the existence and
functioning of wetlands and hydrologically connected wetlands are therefore regarded as
wetland clusters in the National Freshwater Ecosystem Priority Areas (hereafter NFEPA)
map sets.168 Wetland connectivity is of importance as this impacts on one of the
watercourse characteristics, namely the flow regime.169 The NFEPA map provides
strategic spatial priorities for protecting South Africa’s freshwater ecosystems and
161 WET-health is a tool to assess the health and integrity of a wetland and has application for the assessment of impacts in Environmental Impact Assessment (hereafter EIA) and to determine the Present Ecological State (hereafter PES) of a wetland. Refer to Macfarlane et al 2008 "WET-health a technique for rapidly assessing wetland health" 6.
162 WET-EcoServices is a tool used to determine the services that wetlands provide as referred to in Macfarlane et al 2008 "WET-health a technique for rapidly assessing wetland health" 6. SANBI 2009 Further development of a proposed national wetland classification system for South Africa 41.
163 SANBI 2009 Further development of a proposed national wetland classification system for South Africa 46. Refer to section 1 of NWA for definition.
164 SANBI 2009 Further development of a proposed national wetland classification system for South Africa 46.
165 SANBI 2009 Further development of a proposed national wetland classification system for South Africa 46.
166 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting wetlands 28.
167 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting wetlands 33.
168 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting wetlands 33.
169 NFEPA was a three-year project between the South African National Biodiversity Institute (hereafter SANBI), the Council for Scientific and Industrial Research (hereafter CSIR), Water Research Commission (hereafter WRC), Department of Environmental Affairs (hereafter DEA), Department of Water Affairs (now the DWS), Worldwide Fund for Nature (hereafter WWF), South African Institute of Aquatic Biodiversity (hereafter SAIAB) and the South African National Parks (hereafter SANParks). Water Research Commission 2011 Implementation Manual for Freshwater Ecosystem Priority Areas 1.
29
assisting the sustainable use of water resources.170 Although the NFEPA map is not legally
enforceable it is used by the regulating authority as the "baseline" for the determination
of the extent of a wetland and its buffer. However, the buffer of a wetland is not yet
legally defined; a reference to the buffer has only recently (2016) been included in the
regulations for General Authorisation of section 21(c) and (i) water uses.171 The 500
meter buffer, however, has been applied to the licensing of impacts to wetlands under
section 21(c) and (i) of the NWA for some time already. And while section 21(c) and (i)
specifically refers to the "wetland from which water flows" the 500 meter buffer has been
applied not only in respect of the flow regime of a wetland but also to the physical and
ecological attributes of a wetland, thereby increasing the regulated area.
Wetland delineation
According to GN R509, wetlands should be delineated according to the methodology
contained in the DWS 2005 publication "A practical Field Procedure for Delineation of
Wetlands and Riparian Areas."172 Due to the fact that water is only periodically present in
wetlands (refer to the definition of wetland), key indicators such as vegetation and soil
are required to identify and delineate the extent thereof.173 The presence and absence of
water (the hydrology) in wetlands control the abiotic (soil colour, soil texture and water
quality) and the biotic (fauna and flora) characteristics of a wetland.174 What is important
is that water can be introduced to a wetland through direct rainfall, runoff, channel flow
and groundwater discharge.175 Although the delineation of wetlands should take into
account hydrology as well as other indicators, a disturbance in the hydrological
characteristics through mining and related activities may have a significant impact on the
biological characteristics of the wetland.176 Historic wetland boundaries, although
degraded and transformed, are important to use as criteria in the delineation of wetlands,
170 Water Research Commission 2011 Implementation Manual for Freshwater Ecosystem Priority Areas 1.
171 GN R509. 172 Prior to GN R509 wetland delineation was conducted according to the this filed procedure, but only in
GN R509 direct reference to the procedure is made in legislation. 173 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 6. 174 Stoop A framework methodology for the cumulative impact assessment of wetlands 31. 175 Ingram, 1983 and Williams, 1990 in Stoop A framework methodology for the cumulative impact
assessment of wetlands 31. 176 Etherington 1983 in Stoop A framework methodology for the cumulative impact assessment of
wetlands 32.
30
as degraded wetlands are still important in terms of their interaction with water resources
in the surrounding catchment.177
2.5 Conclusion
This chapter has touched on the extent and impact of wetlands globally and in South
Africa with specific reference to Mpumalanga, and has motivated the need for the
protection of these ecosystems. What is evident here is that the term "wetland" means
different things to different people.178 The chapter has also reviewed the South African
legal definition of the term. As summarised in Table 3, it can be concluded that South
African legislation has a wide array of direct and indirect definitions of wetlands. This,
combined with the different buffer zones in the legislation, can lead to difficulty in the
application of the legislation.
Chapter 3 deals with the relevant legislation.
Table 3: Summary of definitions of wetlands
TIME PERIOD
LEGISLATION, POLICY OR GUIDELINE
DEFINITION
Pre-1998
Ramsar Convention on Wetlands of International Importance (1971)
Wetland is defined as "Areas of marsh, fen, peatland or water, whether natural or artificial, permanent or temporary, with water that is static or flowing, fresh, brackish or salt."
Includes artificial wetlands
Conservation of Agricultural Resources Act 43 of 1893
Contains no definition of wetland.
CARA does refer to the term "vlei" under section 6(2).
Watercourses are defined as "a natural flow path in which run-off water is concentrated and along which it is carried away."
Post-
1998
National Water Act 36
of 1998
Water resource is defined as a watercourse,
surface water, estuary or aquifer.
177 Department of Water and Sanitation 2014 Guideline to regulate activities/developments affecting wetlands 28.
178 Sandham et al 2008 Water SA 155 state that "There are different definitions of wetlands depending on the user or interest groups."
31
TIME
PERIOD
LEGISLATION,
POLICY OR GUIDELINE
DEFINITION
until 2014
Watercourse is defined as:
(a) a river or spring; (b) a natural channel in which water flows regularly or intermittently; (c) a wetland, lake or dam into which, or from which, water flows; and
(d) any collection of water which the Minister may, by notice in the Gazette, declare to be a watercourse, and a reference to a watercourse includes, where relevant, its bed and banks.
Wetlands means "land which is transitional between terrestrial and aquatic systems where the water table is usually at or near the surface, or the land is periodically covered with
shallow water, and which land in normal circumstances supports or would support vegetation typically adapted to life in saturated soil."
Excludes artificial wetlands
National Environmental Management Act 107 of 1998
Environment is defined as "the surroundings within which humans exists and that are made
up of the land, water and atmosphere of the earth; micro-organisms, plant and animal life; any part or combination of (i) and (ii) and the interrelationships among and between them; and (iv) the physical, chemical, aesthetic and
cultural properties and conditions of the foregoing that influence human health and well-being."
Watercourse is defined as:
(a) a river or spring; (b) a natural channel in which water flows regularly or intermittently; (c) a wetland, lake or dam into which, or from
which, water flows; and (d) any collection of water which the Minister may, by notice in the Gazette, declare to be a watercourse, and a reference to a watercourse includes, where relevant, its bed and banks.
32
TIME
PERIOD
LEGISLATION,
POLICY OR GUIDELINE
DEFINITION
National Environmental Management: Biodiversity Act: 10 of 2004
Regulates the protection of ecosystems
including those associated with wetlands, but does not define the term "wetland." National Environmental:
Protected Areas Act 57 of 2003
National Environmental Management: Integrated Coastal Management Act 24 of
2008
Relates to the management of coastal wetlands as defined in the Act and thus does not have reference to the Mpumalanga province.
Mineral and Petroleum Resources Development Act 28 of 2002
Does not define the term "wetland."
Post- 2014
National Environmental Management Act 107 of 1998
In the Frylink case the defense argued that the NEMA does not contain a definition of wetland.
This definition of wetland is subsequently included in listing notice 1 of the 2014 EIA regulations.
National Environmental Management Act 107 of 1998: Regulation 2 of Listing Notice 1 GN R983 in GG 38282 of 4
December 2014
Wetland is defined as in the National Water Act 36 of 1998.
Watercourse is defined as in the National Water Act 36 of 1998.
GN R1180 Draft General Authorisation for Section 21(c) and (i)
water uses.
"Extent of a watercourse" is defined as "(a) a river, spring or natural channel in which
water flows regularly or intermittently "within the outer edge of the 1 in 100 year flood line or riparian habitat measures from the middle of the watercourse from both banks" and for (b) wetlands and pans "within a 500 meter
radius from the boundary (temporary zone) of any wetland or pan" (when the temporary zone is not present then the seasonal zone is delineated as the wetland boundary) and for (c) lakes and dams "purchase line plus a buffer of 50m."
33
TIME
PERIOD
LEGISLATION,
POLICY OR GUIDELINE
DEFINITION
GN R509 General Authorisation for
Section 21(c) and (i) water uses.
"Extent of a watercourse" is defined as
(a) The outer edge of the 1 in 100 year flood line and/or delineated riparian habitat, whichever is the greatest distance, measured from the middle of the watercourse of a river,
spring, natural channel, lake or dam and
(b) Wetlands and pans: the delineated boundary (temporary zone) of any wetland or pan.
DWS 2014 Guideline to regulate activities/ developments affecting wetlands
"Wetland buffers" are defined as: "areas that surround a wetland and reduce adverse impacts to wetland function and
values from adjacent development."
34
CHAPTER 3 LEGISLATIVE FRAMEWORK GOVERNING WETLANDS
3.1 Introduction
As indicated in the preceding chapter "mining activities by their very nature impact upon
natural resources including water resources."179 Legislation may govern a specific sector
such as mining (sector-specific legislation) or a specific medium such as water, air or land
(media-specific legislation).180 Environmental legislation in South Africa is developed as
media-specific legislation, with specific environmental acts for the protection of specific
environmental media.181 Similarly, numerous policies have been developed that have
influenced sector-specific legislation such as that of the mining industry.182 The challenge
is that the development of the sector-specific and media-specific legislation in most
instances was not coordinated.183
Historically the government was in support of the growth of the mining sector, as it
contributed enormously to the economy of South Africa.184 Safeguards were built into the
legislation to ensure that mining would not be impacted by conflicting interests.185 The
environmental regulation of the mining industry has been a long-running battle between
the Department of Environmental Affairs (hereafter DEA) and the Department of Mineral
Resources (hereafter DMR).186 The DMR has the mandate to act under the MPRDA, NEMA
and NEMWA, while the DEA has the mandate to act under the NEMA and specific
179 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 144. See section 2.3. 180 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 139. 181 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 139. 182 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 139. Policies have
been drafted in the form of White Papers such as the White Paper on Mineral and Mining Policy of 1998 which formed the base for the MPRDA.
183 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 139. 184 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 139. 185 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 139. Also see Mabiletsa
and Du Plessis 2001 SAJELP 187 and Maccsand (Pty) ltd v City of Cape Town 2012 (4) SA 181 (CC) (hereafter the Maccsand case), which dealt with the relationship between different pieces of legislation requiring various authorisations (see Olivier et al 2012 PER 538). The series of Maccsand cases commenced with an application to the High Court for an interdict to stop Maccsand (Pty) Ltd from mining until such time as authorisation in terms of the (Western Cape) Land Use Planning Ordinance 15 of 1985 had been granted (see Olivier et al 2012 PER 538). Also see Murombo 2013 Law Environment and Development Journal 39, which states that the Constitutional Court ruled that "mining companies cannot just commence with mining in a municipal area without complying with the applicable municipal planning and zoning regulations."
186 Naidoo and Truter 2014 http://www.werksmans.com/legal-briefs-view/struggle-achieve-cooperative-governance-continues/ and Du Plessis 2015 PER 1446.
35
environmental acts.187 The DMR has historically adopted the view that obtaining a mining
right or permit trumped the need for any other environmental authorisation required by
any other law.188 This is evident in a case where the DMR approved mining operations
six km from a World Heritage Site189 in Limpopo.190 The Minister of Mineral Resources
addressed the Chamber of Mines and stated that "there is increasing tension globally
between growth and socio-economic development on the one hand and the environment
on the other"191 and South Africa struggles to maintain this balance. Recent years have
seen a change, in that the mining sector now needs to compete on an equal legal footing
with other demands such as those pertaining to the use of water or the protection of
natural resources.192 One such demand specific to the Mpumalanga coal mining industry
is the protection of wetlands, as indicated in Chapter 2. The challenge is to maintain and
restore South Africa’s wetlands to ensure that the ecosystem services they provide keep
up with the growing demands on the resource base.193 Response to this demand is being
expressed through a range of media-specific legislative frameworks for the environmental
and water sectors.194
This chapter now turns to a discussion of the Constitution of the Republic of South Africa,
1996 (hereafter the Constitution) and the legal framework regulating the protection of
wetlands in the Mpumalanga coal mining industry, which discussion deals with three
distinct timeframes namely a) pre-1998,195 b) between 1998 and 2014,196 and c) post-
2014. No wetland-specific legislation exists, but the statutes that provide generally for
the protection and conservation of wetlands will be discussed.197
187 Du Plessis 2015 PER 1445-1446. 188 Naidoo and Truter 2014 http://www.werksmans.com/legal-briefs-view/struggle-achieve-cooperative-
governance-continues/. 189 Mapungubwe Cultural Landscape and National Park. 190 Du Plessis and Du Plessis "Striking the sustainability balance in South Africa" 419. 191 Address by the Minister of Mineral Resources, Ms Susan Shabangu, MP, at the Annual General
Meeting of the Chamber of Mines, delivered on her behalf by Acting Deputy Director-General David Msiza, Johannesburg, South Africa in Du Plessis and Du Plessis "Striking the sustainability balance in South Africa" 420.
192 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 140. 193 Department of Environmental Affairs 2013 State of wetlands in South Africa 4. 194 Department of Environmental Affairs 2013 State of wetlands in South Africa 4. 195 1998 saw the promulgation of the NWA and the NEMA. 196 As of December 2014 the "One Environmental System" has been implemented. 197 Kidd Environmental Law 136. Focus will be placed on the primary sources for the regulations of mining
through the MPRDA, the environment through the NEMA and water through the NWA.
36
During the years spanning the above timeframes, the restructuring of national
departments has resulted various name changes. The current names will be used in this
dissertation, as follows. The DMR refers to the Department of Mining, Environmental
Planning and Energy prior to 1980, the Department of Minerals and Energy prior to 1997
and the Department of Mineral Resources from 10 May 2009 onwards.198 As for the
Department of Environmental Affairs, in 1973 the Department of Planning became the
Department of Planning and Environmental Affairs and it was reorganised in 1979 to
become the Department of Environmental Planning and Energy.199 The Department of
Water Affairs, Forestry and Environmental Conservation was formed in 1980 with a
subsequent name change to the Department of Environmental Affairs in 1981.200 The
Department of Environmental Affairs and Tourism governed environmental matters
between 1994 and 2009. In May 2009 the Department was divided into two departments
namely the Department of Water and Environmental Affairs (in fact a Department of
Environmental Affairs and a Department of Water Affairs) and the Department of
Tourism. In May 2014 the ministries were again restructured into the now Ministry of
Water Affairs and Sanitation and the Ministry of Environmental Affairs, with departments
under each.201 Prior to 2014 the DWS was known as the Department of Water Affairs,
the Department of Water and Environmental Affairs, and prior to that the Department of
Water Affairs and Forestry.202
3.2 Constitution of the Republic of South Africa, 1996
The Constitution contains the Bill of Rights,203 which is the "cornerstone of the democracy
of South Africa."204 The environmental right is contained in section 24 of the Constitution
and reads:205
Everyone has the right –
198 Department of Mineral Resources 2011 http://www.dmr.gov.za/about-us.html. 199 Schwella and Muller "Environmental administration" 73. 200 Schwella and Muller "Environmental administration" 73-74. 201 Glazewski Environmental Law in South Africa 6.6. 202 Breedt Understanding subterranean hydrology in the delineation of wetlands 16. 203 Chapter 2 of the Constitution. 204 Section 7(1) of the Constitution. 205 For the interpretation of section 24 of the Constitution see Kidd Environmental Law 21-26, and Kotzé
2007 RECIEL and Feris 2008 SAHJR. It is not the purpose of this dissertation to provide an analysis of the Constitution, but to indicate that it forms the cornerstone for all environmental regulation and also for the governance of wetlands in South Africa.
37
a) To an environment that is not harmful to their health or well-being; and
b) To have the environment protected, for the benefit of present and future generations, through reasonable legislative and other measures that –
i. Prevent pollution and ecological degradation;
ii. Promote conservation; and
iii. Secure ecologically sustainable development and use of the natural resources while promoting justifiable economic and social development.
Section 36 of the Constitution indicates that the rights as contained in the Bill of Rights
may be limited in terms of law of general application.206 The Constitution recognises three
spheres of government: national, provincial and local. Section 24 of the Constitution
places a duty on all spheres of government to protect the environment through
reasonable measures including legislation. Section 24(b) is pertinent to this discussion on
the protection of wetlands. Government must protect the environment through
reasonable legislative measures to prevent pollution and ecological degradation.207 Mining
results in the degradation and pollution of wetlands and therefore there is an obligation
on government to act when these systems are impacted. This can be done either through
legislation such as will be discussed in the following sections or through other measures.
Such other measures for the protection of wetlands may include the publication of
guidelines such as those published by the DWS and the South African National Biodiversity
Institute (hereafter SANBI).208 The functional competencies for the three spheres are set
out in Schedule 4 and 5 of the Constitution.
While the term "environment"209 is not defined in the Constitution,210 the protection of
the environment is listed in Schedule 4 of the Constitution (though water is not listed).211
A schedule 4 matter is a functional area of concurrent national and provincial competence.
The national legislative authority confers on the National Assembly and the National
Council of Provinces the power to pass legislation with regard to Schedule 4 matters.212
206 The limitation needs to be "reasonable and justifiable in an open and democratic society based on human dignity, equality and freedom, taking into account all relevant factors" as listed in section 36.
207 Section 24(b) of the Constitution. 208 Refer to the bibliography for all the guidelines referenced in chapter 3 and 4 of this dissertation. 209 Refer to section 2.4 of this dissertation for a discussion of the definition of the term "environment." 210 Bosman et al 2004 SA Public Law 418. 211 Bosman et al 2004 SA Public Law 418. 212 Section 44(1)(a) and (b) of the Constitution.
38
Water is regarded as a national matter as water is a component of the definition of
"environment" as contained in the NEMA213 which now also falls within the jurisdiction of
the Minister of Mineral Resources.214 However, an interpretation of these functions may
also create turf wars between the different departments.215 The protection of wetlands
occurs predominately through national legislation implemented by the national and
provincial government departments, as will be discussed in this chapter.
Mineral regulation is not listed in either Schedule 4 or Schedule 5, and the Constitution
does not assign to any of the spheres of government the mandate of managing the
exploitation of minerals.216 It may be inferred from this that the regulation of minerals
falls within the national sphere.217 Rapoo218 states that "any function not expressly
allocated to any sphere of government by the Constitution becomes a central government
responsibility by default." It is a "residual competence that vests in the national
government."219 This was confirmed by the court in the judgement in Maccsand v City of
Cape Town,220 where Cameron AJ stated the following:
Applying this approach, it is clear that the regulation of mining is an exclusive national legislative competence and that the administration of the MPRDA is vested in the national executive. Mining is not mentioned in either Schedule 4 or 5 and so, by "converse inference" it is a legislative competence that falls within
the scope of the term "any matter" as contemplated by s 44(1)(a)(ii) of the Constitution; and the MPRDA itself vests its administration in the Minister of Mineral Resources and her officials within the national executive sphere of government.
3.3 Pre-1998
Since the introduction of the Constitution in 1994 a plethora of new environmental
legislation has been promulgated.221 For example, the MPRDA has been hailed as a
213 Refer to section 2.3. 214 Refer to section 3.5. 215 Kotzé 2006 PER 79. Also refer to Kotzé "Environmental Governance" 110 for the fragmentation in
South African environmental governance. According to Glasweski "Environmental Law in South Africa" environmental governance includes three "distinct but inter-related areas of general concern" namely; land use planning and development; resource protection and consumption (such as mineral and water resources) and waste management and pollution control.
216 Green The regulation of sand mining in South Africa 21. 217 Green The regulation of sand mining in South Africa 22. 218 Green The regulation of sand mining in South Africa 22. 219 Rapoo ‘Reflections on provincial government in South Africa since 1994’ 91. 220 Maccsand case para 14, in Green The regulation of sand mining in South Africa 24. 221 Kidd Environmental Law 14.
39
"revolutionary piece of law promoting sustainable mining."222 The two most significant
pieces of environmental legislation, the NEMA and the NWA, were introduced in 1998.
This section will discuss the regulation of the protection of wetlands prior to this
introduction, also with reference to international law.
International law
The first regulation of wetlands is to be found in the Ramsar Convention, which was
signed in Ramsar, in Iran, in 1971. The Ramsar Convention provides a framework for
national action and international co-operation for the protection of wetlands,223 as stated
in the mission:224
the conservation and wise use of all wetlands through local and national actions
and international cooperation, as a contribution towards achieving sustainable development throughout the world.
International agreements do not become part of the law of South Africa without legislative
transformation,225 which is done in one of three ways:226
(a) The entire treaty can be included in an Act of parliament,
(b) The entire treaty can be included as a schedule to the Act; and
(c) A statute may give the executive the power to bring a treaty into effect in law
through proclamation in the Government Gazette.
South Africa is a signatory to the Ramsar Convention as of 21 December 1975227 but the
treaty has not yet been directly incorporated into South African legislation.228 As a
signatory of the Ramsar Convention, South Africa is required to designate at least one
222 Murombo 2013 Law Environment and Development Journal 39. 223 Stoop A framework methodology for the cumulative impact assessment of wetlands 49. 224 Ramsar 2014 http://www.ramsar.org/about/the-ramsar-convention-and-its-mission. 225 Section 231(4) of the Constitution states that "Any international agreement becomes law in the
Republic when it is enacted into law by national legislation, but a self-executing provision of an agreement that has been approved by Parliament is law in the Republic unless it is inconsistent with the Constitution of an Act of Parliament."
226 Kidd Environmental Law 48. 227 Ramsar 2014 http://www.ramsar.org/wetlandsouth-africa. 228 Kidd Environmental Law 49. Refer to the discussion in section 3.3.3.2 of this dissertation with respect
to the Wetland Conservation Bill that was aimed at incorporating the Ramsar Convention into the South African legislation.
40
wetland of international importance.229 To date230 South Africa has 22 Ramsar wetlands
(see Table 1). South Africa has been party to the Ramsar Convention since 1975, but the
Convention is not provided for in South African legislation, raising the question as to what
measures are in place to protect South African wetlands.
Sector-specific legislation
Prior to May 2004,231 the Minerals Act governed mining operations.232 The Mines Works
Act 12 of 1911 and the Mines and Works Act 27 of 1956, in which safety was the dominant
theme, preceded the Minerals Act.233 The Mines and Works Act 27 of 1956 involved limited
environmental protection measures, viz. the infilling of subsided areas, prohibiting water
release containing "injurious matter," and the soil cladding of mine residue stockpiles and
deposits to prevent pollution.234 The Minerals Act regulated prospecting and mining for
minerals and the rehabilitation of the surface of the land during such operations, and
required the submission of an environmental management programme to the then
Department of Minerals and Energy.235 The provisions for the rehabilitation of the surface
as required by the Minerals Act236 were supplemented by regulations in terms of the
Mines and Works Act 27 of 1956 that remained intact until being replaced by more
stringent regulations in 1993.237 Chapter 5 of the Minerals Act included extensive
provisions for surface rehabilitation and the approval of a rehabilitation plan (an
environmental management plan) by the Regional Manager before any prospecting and
mining could commence. A right could be cancelled or suspended if the holder of the
right did not comply with the provisions related to surface rehabilitation.238 The Minister
could also order rectification steps to be taken if a failure of compliance with surface
rehabilitation occurred, and a right would be issued only if it could be proved that the
229 Kidd Environmental Law 136. 230 2 February 2016. 231 The commencement of the MPRDA. GN R1273 in GN 23922 dated 10 October 2002. 232 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 144. 233 Ayres "Legal requirements – the Environmental Management Programme (EMP) – A critique" 3. 234 Section 12 of the Mines and Works Act 27 of 1956 and McCourt 1999 Mine, Water and Environment
744. 235 Section 38 and 39 of the Minerals Act 50 of 1991 (hereafter Minerals Act) and Lloyd "Coal and the
environment" 4. Also refer to section 3.4.1. 236 S9(3) of the Minerals Act. 237 GN R992 in GG 2741 dated 26 June 1970 issued under section 12 of the Mines and Works Act 27 of
1956; Mostert Mineral Law 65. 238 Sections 11 and 14 of the Minerals Act.
41
applicant could provide sufficiently for the rehabilitation required.239 The Minerals Act and
its regulations did not make provision for the protection of wetlands specifically. The
White Paper on Mining and Minerals Policy was published in October 1998.240 Chapter 4
of the policy had to give effect to section 24 of the Constitution within the mining
context."241 The policy focused on the need to uphold rehabilitation measures post closure
and recognised that it is critical to utilize the country’s mineral resources within the
framework of responsible environmental management.242
In as early as 1992 the DMR243 published the Aide-Memoire "for the preparation of
environmental management programme reports for prospecting and mining."244 The Aide-
Memoire focused strongly on the format and content of an environmental management
programme and did not provide technical guidance.245 The environmental management
programme document aimed to meet the environmental requirements under the Minerals
Act and its regulations; provided for a single document to all authorities concerned with
the regulation of environmental impacts in the mining sector; provided reasons for the
need and benefits of the mining project; described the baseline environment of the
proposed mining site; described the method of prospecting and mining and associated
activities; described the environmental impacts from such activities and the management
criteria to obtain a stated and agreed upon land capability and closure objective.246 The
Aide-Memoire specified that the pre-mining land capability247 should be classified and
mapped into four classes, namely arable land, grazing land, wetland and wilderness
land.248 The requirements of the Aide-Memoire under surface water included the presence
239 Mostert Mineral Law 65 and McCourt 1999 Mine, Water and Environment 744. Section 53A of the Minerals Act.
240 McCourt 1999 Mine, Water and Environment 744. See also White Paper on Mining and Minerals Policy 1998 as available on South African Government 2015 http://www.gov.za/sites/www.gov.za/files/white_paper_mining_minerals_policy_2.pdf.
241 McCourt 1999 Mine, Water and Environment 744. 242 McCourt 1999 Mine, Water and Environment 744. 243 The then Department of Mineral and Energy Affairs. 244 The South African mining industry has developed its own environmental guidelines in the form of an
"Aide-Memoire" that includes all environmental aspects and mining phases. Department of Mineral and Energy Affairs 1992 Aide-Mémoire for the Preparation of Environmental Management Programme Reports for Prospecting and Mining see also in Glazewski and Posnik 2000 The Journal of The South African Institute of Mining and Metallurgy 211. Refer to section 3.3.2 of this dissertation.
245 Ayres "Legal requirements – the Environmental Management Programme (EMP) – A critique" 7. 246 Department of Mineral and Energy Affairs 1992 Aide-Memoire for the preparation of environmental
management programme reports for prospecting and mining 1-2. 247 "The land to be disturbed." 248 Department of Mineral and Energy Affairs 1992 Aide-Memoire for the preparation of environmental
management programme reports for prospecting and mining 12.
42
of wetlands on the property, the extent, the significance and biological diversity
thereof.249 A further requirement was the description of sensitive landscapes under
statutory protection that occurred on site.250 The Aide-Memoire stated that251
A permit in terms of section 20 of the Water Act 54 of 1956, to alter the course of a public stream may be required before the environmental management programme is approved.
Media-specific legislation
Media-specific legislation that will be discussed includes environmental and water
legislation.
3.3.3.1 Environmental legislation
The CARA was the first legislation that specifically made provision for the protection of
wetlands, although it was aimed mainly at agricultural activities.252 Although not specific
to the mining industry, agricultural practices undertaken on rehabilitated mine land are
regulated under CARA. CARA specifies a 10 meter buffer zone to protect the riparian zone
and stream banks from erosion, head cuts and overgrazing.253 Regulation 7 of GN R1048
under CARA deals with the utilisation and protection of wetlands and water courses.254
Regulation 7 adds an additional buffer zone of 10 meters from the outside of a flood
area255 of a watercourse in which no vegetation may be utilised that can impact or
damage natural agricultural resources.256 The regulations further require that grazing is
allowed within 10 meters of a wetland if such grazing does not result in degradation.257
249 Department of Mineral and Energy Affairs 1992 Aide-Memoire for the preparation of environmental management programme reports for prospecting and mining 14.
250 Department of Mineral and Energy Affairs 1992 Aide-Memoire for the preparation of environmental management programme reports for prospecting and mining 16.
251 Department of Mineral and Energy Affairs 1992 Aide-Memoire for the preparation of environmental management programme reports for prospecting and mining 22. The Water Act 54 of 1956 will be discussed in section 3.3.3.2 of this dissertation.
252 Section 6 of CARA for control measures in relation to wetlands or "vleis." Also see section 2.4 and Table 3.
253 Regulation 7 of GN R1048 in GG 9328 dated 30 March 2001 (hereafter GN R1048) issued under section 29 of the Conservation of Agricultural Resources Act 43 of 1983 and Department of Water and Sanitation 2014 Guideline to regulate activities/developments affecting wetlands 24.
254 GN R1048. 255 "Flood area" is defined as follows: "in relation to a water course, [flood area] means the area which in
the opinion of the executive officer is flooded by the flood water of that water course during a 1 in 10 years flood" in section 1 of CARA.
256 "Natural agricultural resources" is defined in section 1 of CARA as "the soil, the water sources and the vegetation, excluding weeds and invader plants."
257 Regulation 7 of GN R1048 in GG 9328 of 30 March 2001.
43
Proposed cultivation within the 10 meter buffer zone is subject to authorisation and
existing cultivation can continue if the area under cultivation is sufficiently protected from
erosion.258
The predecessor of the NEMA, namely the Environmental Conservation Act 73 of 1989
(hereafter the ECA), regulated only a few environmental facets.259 The ECA provided
regulations for environmental impact assessment, but none related to mining activities,
leaving the environmental impact of mining to be regulated by the mining legislation.260
Listed activity 7 of the ECA regulations related to "The reclamation of land below the
high-water mark of the sea and in inland water including wetlands."261 The then Minister
of Environmental Affairs and Tourism issued a policy under section 2 of the ECA stating
that:
All responsible government institutions must apply appropriate measures based on sound scientific knowledge, to ensure the protection of designated ecologically sensitive and unique areas for example … wetlands …
The policy was not enforced and it is not possible to determine its effect on the protection
of wetlands at the time.262
3.3.3.2 Water legislation
The Water Act 54 of 1956 "codified existing law with a consolidation of earlier legislation
and common law precepts."263 It shifted the regulation of water supply from agriculture
to the mining and industrial sectors by replacing the Irrigation and Conservation of Waters
258 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting wetlands 25. Regulation 7(3) of GN R1048 in GG9328 of 30 March 2001.
259 See Kidd Environmental Law 3 and Rabie "Environmental Conservation Act" 99-119. Glazewski Environmental Law in South Africa 7.1 states "It (the Environment Conservation Act) was not particularly effective, it’s stated purpose being to co-ordinate environmental matters within government, and did not include any substantive provisions regarding environmental management."
260 Ridl and Couzens 2010 PER 106 indicate that "historically, the mining industry in South Africa was not subject to EIA requirements – being specifically exempted under the old regulations." The old regulations refers to GN R1182 in GG 18261 of 5 September 1997 issued under sections 26 and 28 of the Environmental Conservation Act 72 of 1989 (hereafter ECA). Refer to section 3.2.1 of this dissertation.
261 GN R1182 and GN R1183 in GG 18261 of 5 September 1997 1997 issued under sections 26 and 28 of the Environmental Conservation Act 72 of 1989 (hereafter ECA)..
262 Rabie "Environmental Conservation Act" 99-119 and Glazewski Environmental Law in South Africa 7.1.
263 Godden 2005 JOEL 197.
44
Act 8 of 1912.264 In the Water Act 54 of 1956 the right to use water was based on riparian
principles, where preferential rights to use water were conferred by the location of the
water resource in relation to land.265 The Water Act 54 of 1956 made a distinction
between public and private water, resulting in different provisions governing the source
of water and the lawful entitlement to use such water.266 Private and public water,
respectively were defined as:267
Private water: all water which rises or falls naturally on any land or naturally drains or is led onto one or more pieces of land which are the subject of separate original grants, but is not capable of common use for irrigation purposes.
Public water: any water flowing or found in or derived from the bed of a public stream whether visible or not.
The Water Act 54 of 1956 did not make provision for the management or protection of
wetlands.268 This may perhaps be attributed to a lack of knowledge about the protection
of wetlands at the time, as well as the fact that wetlands were often regarded as being
privately owned and treated as private water with the right of use exclusive to the land
owner.269 The exclusive right to use water was limited by certain other sections of the
Water Act 54 of 1956, such as sections 12 (the use of water for industrial purposes), 21
(the purification and disposal of water used for industrial purposes and effluent), 22 (the
prevention of water pollution), 23 (the pollution of water to be an offence) and 24
(directions by the director-general in connection with water pollution).270 Under the Water
Act 54 of 1956 permits were required for the use of public water.271 These restrictions
264 Tewari 2009 Water SA 701; Van der Schyff and Pienaar 2007 LEAD 182. Also see Breedt and Dippenaar 2013
http://gwd.org.za/sites/gwd.org.za/files/02%20N%20Breedt_A%20summary%20of%20Wetland%20Legislation.pdf.
265 Preamble of the Water Act 54 of 1956 and CPH Water "Trade in Water Rights" 12. 266 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 140. 267 Section 5 of the Water Act 54 of 1956. Also see Breedt and Dippenaar 2013
http://gwd.org.za/sites/gwd.org.za/files/02%20N%20Breedt_A%20summary%20of%20Wetland%20Legislation.pdf.
268 Breedt Understanding subterranean hydrology in the delineation of wetlands 45. 269 O’ Keeffe et al "Freshwater Systems" 295 and Kidd Environmental Law 368 in Breedt Understanding
subterranean hydrology in the delineation of wetlands 11 and Breedt and Dippenaar 2013
http://gwd.org.za/sites/gwd.org.za/files/02%20N%20Breedt_A%20summary%20of%20Wetland%20Legislation.pdf.
270 Sections 12, 21–24 of the Water Act 54 of 1956. O’Keeffe et al "Freshwater Systems" 295 indicate that the only restriction to the landowner was that he could not pollute wetlands.
271 O’Keeffe et al "Freshwater Systems" 295.
45
were applicable only to public streams272 and not to wetlands on privately owned land.
Wetlands were thus not sufficiently protected, a fact which posed a major threat to these
ecosystems.273 Historic mining legislation gave water rights to certain people as a right
ancillary to or attached to an existing mining right274 without consideration to wetlands.
During the 1970s and 1980s a number of Acts protected wetlands in a fragmentary
manner. 275 These Acts had varied objectives and did not include the protection of all
types of wetlands.276 The Mountain Catchment Areas Act 63 of 1970 provided the
protection of wetlands situated within mountain catchments, while the Lakes Areas
Development Act 39 of 1975 provided the protection of wetlands included in declared
lake areas.
In 1990 a Wetland Conservation Bill was tabled in Parliament with the intent to give effect
to the Ramsar Convention.277 The Bill was discarded, however278 the reasons for
discarding the Bill are unknown. The long title of the Bill provided for:279
The incorporation of the Ramsar Convention into South Africa`s domestic legislation, the prohibition of prospecting or mining in listed wetlands, the prohibition of detrimental activities in wetlands and listed wetlands and the prohibition of detrimental activities to catchment areas.
The Wetland Conservation Bill provided for the Minister280 to prohibit by notice in a
Government Gazette281 "any activity in any wetland or listed wetland which in his or her
opinion is likely to affect adversely the ecological character of such wetland." The Minister
would have been able under the Wetland Conservation Bill to grant conditional permission
to continue with planned mining within a wetland, but could have excluded activities from
272 It can be concluded that only wetlands associated with public streams such as valley bottom wetlands would have required a section 20 permit under the Water Act 54 of 1956.
273 O’Keeffe et al "Freshwater Systems" 295. 274 Mabiletsa and Du Plessis 2001 SAJELP 202. 275 Only water-related Acts are discussed here. Refer to the preceding section on environment-related
Acts. 276 Breedt Understanding subterranean hydrology in the delineation of wetlands 45. 277 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 143. 278 Booys An assessment of the adequacy of the present legal regime for the conservation of wetlands
and estuaries in South Africa 6. 279 Booys An assessment of the adequacy of the present legal regime for the conservation of wetlands
and estuaries in South Africa 105. 280 In this case the Minister was the then Minister of Environmental Affairs and Tourism. 281 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 143.
46
being undertaken, except with his or her written permission, if such activities impacted
negatively on a catchment area and wetlands.282
3.4 Between 1998 and 2014
The following section will discuss sector-specific (mining) legislation and media-specific
(environmental and water) legislation as applicable from the promulgation of the NWA
and NEMA in 1998 to the implementation of the so called "One Environmental System"
(hereafter OES) in 2014.
Sector-specific legislation
Since 1 May 2004 the MPRDA has been the major sector legislation stipulating how to
conduct mining operations lawfully.283 This, prior to 7 December 2014, included the
regulation of environmental management within the mining industry.284 In the preamble
of the MPRDA the state’s responsibility to protect the environment for current and future
generation is affirmed.285 In 2004 the sections relevant to environmental matters were
promulgated with a new set of regulations286 that provided guidelines on the
environmental impact assessment process in the mining sector.287 The 2004 regulations
replaced the Aide Memoire (see section 3.3.3.1), which became obsolete.288 Chapter 4 of
the MPRDA covered the process for the application and approval of reconnaissance,
prospecting and mining rights. A prerequisite for the granting of a prospecting and mining
right was that the activities would not result in the unacceptable pollution and ecological
degradation of the environment.289 The application for a prospecting and mining right
should have been accompanied by an environmental management programme290
282 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 143. 283 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 144. 284 Section 14(2) of the National Environmental Management Amendment Act 62 of 2008; also see De
Ryhove (eds) 2014 http://www.polity.org.za/article/a-new-era-for-environmental-management-of-mining-projects-2014-09-05.
285 Kidd Environmental Law 221. 286 GN R527 in GG 26275 dated 23 April 2004 hereafter GN R527 issued under section 107(1) of the
MPRDA read with the provisions of section 14 of the Interpretation Act 33 of 1957. 287 Regulation 48 of GN R527. Also see Van Heerden A comparative analysis of EIA report quality before
and after 2006 in South Africa 15. 288 Van Heerden A comparative analysis of EIA report quality before and after 2006 in South Africa 15.
For a discussion on the Aide Memoire, refer to section 3.3.2. 289 Section 23(1)(d) of MPRDA. 290 Section 38 of the MPRDA.
47
(hereafter EMPr) and such a right was granted only upon approval of the EMPr.291 The
MPRDA made no reference to the regulation of wetlands. The only requirements for
protection thereof would have been included in the EMPr at the discretion of the
environmental assessment practitioner or applicant who drafted the EMPr. The MPRDA
regulations specified the format in which an EMPr had to be drafted and the information
to be supplied.292 Specific reference to wetlands and the location of mining activities in
relation thereto is found within the MPRDA regulations:293
No sand dump or slimes dam shall be established on the bank of any stream, river, dam, pan, wetland or lake without written permission of the Minister in consultation with the relevant Government department and upon such conditions as he or she may determine and as approved in the environmental management
programme or environmental management plan, as the case may be.
The NEMA principles applied to all rights granted under the MPRDA.294 The NEMA
principles required that impacts on biodiversity and ecological integrity were avoided and
if they cannot be avoided be minimised or mitigated,295 implying that wetlands or the
impact of mining on wetlands should have been considered.
Media-specific legislation
This section will discuss the two most significant pieces of environmental (and water)
legislation, namely the NEMA and NWA as introduced in 1998.
3.4.2.1 Environmental legislation
The NEMA commenced on 29 January 1999. The purpose of the NEMA296 is to provide for
co-operative governance through establishing decision-making principles on matters
affecting the environment;297 institutions that will encourage co-operative governance;
and procedures for coordinating environmental functions implemented by organs of state.
This is important for the discussion on the regulation of wetlands, as the regulating
291 Section 23(5) of MPRDA. 292 Regulations 50 and 52 of GN R527. 293 Regulation 69(5) of GN R527. 294 Section 37 of the MPRDA. 295 Section 2 of NEMA and Department of Environmental Affairs et al 2013 Mining and Biodiversity
Guideline 9. 296 NEMA. 297 Refer to section 2.4 on the inclusion of wetlands within the definition of the "environment."
48
departments298 are divided according to the different environmental media.299 This
fragmentation leads to the fragmented application of environmental legislation.300 The
NEMA regulates environmental authorisations301 and allows the minister or a Member of
an Executive Council (hereafter MEC)302 to publish listed activities303 in terms of which an
environmental assessment has to be undertaken. The principles of NEMA as set out in
Chapter 1 of the Act apply through the country to organs of state that may significantly
affect the environment.304 One such principle highlights the need for specific attention in
the management and planning procedures for sensitive, vulnerable, highly dynamic and
stressed ecosystems such as wetlands.305 This is especially important where wetlands are
subject to significant human resource usage (such as mining).306
The ECA listed activities as published on 5 September 1997307 remained in force till 2
June 2006, when the NEMA environmental impact assessment regulations (2006 EIA
regulations)308 commenced.309 "In terms of both sets of regulations, wetlands were a
listed activity requiring an EIA for projects likely to affect wetlands."310 As already noted311
the ECA listed activities did not include any specific reference to wetlands. Wetlands were
referred to for the first time in a listed activity in GN R386 of 2006 namely.
The dredging, excavation, infilling, removal or moving of soil, sand or rock
exceeding 5 cubic meters from a river, tidal lagoon, tidal river, lake, in-stream dam, floodplain or wetland.
298 A turf war on the regulation of environmental matters in the mining industry has been ongoing between the DMR and DEA. Refer to Du Plessis 2008 South African Public Law 87.
299 Du Plessis 2008 South African Public Law 87 and Du Plessis and Alberts 2014 South African Public Law 452.
300 Du Plessis 2008 South African Public Law 87. 301 Section 24(1) of NEMA. Environmental authorisation as defined in section 1 of NEMA "means the
authorisation by a competent authority of a listed activity or specified activity in terms of this Act, and includes a similar authorisation contemplated in a specific environmental management Act." The definition of "environmental authorisation'" was inserted in section 1 of Act 8 of 200 4 and replaced by section 1(f) of Act 62 of 2008.
302 Section 1 of NEMA defines "MEC" to mean "the Member of the Executive Council to whom the Premier has assigned responsibility for environmental affairs."
303 Section 24(2) of NEMA. "Listed activity", when used in Chapter 5 of NEMA, means an activity identified in terms of section 24(2)(a) and (d).
304 Section 2 of NEMA. 305 Section 2(4)(r) of NEMA. 306 Section 2(4)(r) of NEMA. 307 GN R1182. 308 GN R385, 386 and 387 in GG 28753 of 2 June 2006. 309 Cross 2016 Mervyn Taback Incorporated (confidential source, on file with author). 310 Sandham et al 2008 Water SA 156. 311 In section 3.3.3.1.
49
The 2006 EIA regulations came into force for mining operations only on 1 April 2007.312
The 2006 EIA regulations applied from 3 June 2006 to 1 August 2010, when the
regulations were repealed by the 2010 EIA regulations.313 The 2010 EIA regulations were
effective from the 2 August 2010 until 7 December 2014.314 The listed activities in the
2006 and 2010 EIA regulations that specifically referred to mining only commenced on 8
of December 2014.315 While, ertain activities as listed form part of mining operations, such
as the construction of infrastructure that includes roads, electricity transmission and
distribution, dams, diesel and petrol storage tanks, and storm water management
infrastructur,316and required authorisation. Wetlands were included in the definition of
watercourses in the 2010 EIA regulations317 and several listed activities referred to
developmental activities within watercourses.318 The competent authority for the
implementation and decision-making of the above was the DEA, while the competent
authority for the granting of mining rights and the implementation of environmental
requirements under the MPRDA was the DMR.
3.4.2.2 Water legislation
As indicated before,319 mining has the potential to threaten the availability of water as
well as water quality, if water use and prevention of pollution are not regulated.320 The
protection of the use and quality of water, which is such a scarce resource, has been
placed squarely on the shoulders of the DWS.321 The DWS is mandated to regulate water
use and activities affecting wetlands by protecting wetlands through pollution prevention
measures, determining resource quality management objectives, determining the
312 Ridl and Couzens 2010 PER 80. 313 GN R543, 544, 545 and 546 in GG 33306 of 1 August 2010 issued under sections 24(2), 24(5), 24D
and 24M read with section 47A(1)(b) of NEMA. 314 Cross 2016 Mervyn Taback Incorporated (confidential source, on file with the author). GN R982-GN
R985 in GG 38282 of 4 December 2014. 315 “The listed activities realting to activities that required a prospecting right, mining permit, exploration
right, production right or reconnaissance permit or renewal thereof in terms of the MRPDA (in terms of GN R544 and R545 above) was never put into operation. The 2014 listed activities, listing these same mining activities commenced on 8 December 2014.
316 GN R385-387 in GG 28753 of 2 June 2006 and GN R543-545 and 546 in GG 33306 of 1 August 2010. 317 GN R546 in GG 33306 of 1 August 2010. 318 Activities 9; 11, 18, 37, 29 and 40 in GN R544 in GG 33306 of 1 August 2010 and activity 5 in GN
R545 in GG 33306 of 1 August 2010. Refer to section 2.4 for the definition of watercourse as contained in the NEMA.
319 In section 2.3. 320 Mabiletsa and Du Plessis 2001 SAJELP 202. 321 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 140. Previously the
Department of Water Affairs and Forestry.
50
reserve, and ensuring integrated environmental management principles and practices are
implemented.322 In order to achieve this mandate the NWA was promulgated and
commenced on 1 October 1998. The NWA gives the Minister of the Water and Sanitation
the mandate to equitably allocate the use of water and to protect water resources.323 It
should be noted that although the NWA is discussed in this dissertation in the period 1998
to 2014, the Act is currently still applicable, and only changes to the regulations and
guidelines relevant post-2014 will be discussed in section 3.5.2.
The NWA ensures that nothing may adversely impact on water resources (including
wetlands - refer to Chapter 2, where the inclusion of the term "wetland" in the definition
of water resource and watercourse is dealt with324) without an authorisation under the
Act.325 A person requires a licence in terms of section 40 of the NWA to use water, if no
other entitlement applies.326 Section 22 of the NWA states that a person may use water
without a water use licence only if: (a) the use is for purposes including reasonable
domestic use, gardening, animal watering, firefighting and recreational use as set out in
Schedule 1 of the NWA; (b) the use is the continuance of an existing lawful water use
(hereafter ELWU) as per section 34 of the NWA; (c) the use is in terms of a General
Authorisation or licence under the NWA; or (d) the authority has dispensed with the
licensing requirements under section 22(3).
Section 21 of the NWA identifies eleven water uses.327 Mining is not explicitly listed as a
use under section 21 of the NWA, but most of the section 21 water uses occur during the
mining process.328 The dependencies on and interest of society in wetlands are
materialised through section 21(c) and (i) water uses.329 Section 21(c) refers to "impeding
and diverting the flow of water in a watercourse" and section 21(i) to "altering the bed,
322 Department of Water and Sanitation 2014 Guideline to regulate activities/developments affecting wetlands 16. Schedule 4 of the Constitution. Also see section 1 of the NWA for the definition of "Department".
323 Preamble of NWA. 324 See the definition in Chapter 2. 325 Section 2 of the NWA and Kidd Environmental law 136. 326 Department of Water Affairs 2007 External guideline generic water use authorisation application
process 4. 327 Section 21(a) to (k) of the NWA. 328 Mabiletsa and Du Plessis 2001 SAJELP 203. 329 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting
watercourses 3.
51
banks, courses or characteristics of a watercourse."330 The definition of a section 21(c)
water use is "causing an obstruction to the flow of water in a watercourse, or diverting
some or all of the flow in or from a watercourse."331 A section 21(c) water use does not
cause the loss of water but impacts on the flow regime of the watercourse and can be
temporary or permanent in nature.332 The definition of a section 21(i) water use includes
any changes affecting the following:333
The energy of the watercourse;334
The channelisation of streams;335
The morphology such as the bed and banks of a watercourse including changes
affecting the riparian and instream characteristics;
The physical characteristics of the watercourse such as the removal of vegetation
and changes to the geohydrology and geology that affect the feed of water to
systems such as wetlands;
The chemical characteristics of the watercourse such as temperature, pH or other
variables;
The flood dynamics;
The biological characteristics of the watercourse such as changes in habitat that
impact on the composition of fauna.
Although an activity that requires a section 21(i) water use may not directly affect the
flow of water as contemplated in section 21(c), any activity in the vicinity of a watercourse
330 Section 21(c) and (i) of the NWA. Refer to section 2.4 of this dissertation on the inclusion of the term "wetlands" in the definition of "watercourse."
331 Department of Water Affairs 2007 External Guideline: section 21(c) and (i) water use authorisation application process 1.
332 Department of Water Affairs 2007 External Guideline: section 21(c) and (i) water use authorisation application process 1.
333 Department of Water Affairs 2007 External Guideline: section 21(c) and (i) water use authorisation application process 1.
334 Such as the straightening of a river, which leads to increased energy and increased erosion as a new equilibrium is adapted to.
335 Department of Water and Sanitation 2016 Section 21(c) and (i) water use training.
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may affect runoff and lead to changes in the flow regime of the watercourse.336 The
regulation of section 21(c) and (i) water uses is complex as it has to address technical
aspects associated with the prominence and characteristics of watercourses, and
engineering solutions for activities impacting on watercourses while taking into
consideration socio-economic aspects.337 The complexity is compounded by the fact that
it is unclear what exactly is meant by the "characteristics" of a watercourse, and the
interpretation of the term is very open and broad. The NWA does not define the concept
of "characteristics of a watercourse," but terms such as "resource quality", "riparian
habitat"338 and "instream habitat"339 are defined and encompass what is intended.340
Resource quality, for example, is defined as:341
The quality of all the aspects of a water resource including – the quantity, pattern, timing, water level and assurance of instream flow; the water quality, including the physical, chemical and biological characteristics of the water; the character and condition of the instream and riparian habitat; and the characteristics, condition and distribution of the aquatic biota.
In the light of the above the DWS in 2005 published a manual "describing the indicators
and methods for determining whether an area is a wetland or riparian area" as well as
the methods to delineate such an area.342 This manual provides the Regulator with a
"standardised, affordable and auditable method" to define wetlands spatially.343 If mining
activities impede, divert or alter a wetland, a water use licences application should be
lodged with the DWS. The risk the water use poses to the wetland needs to be highlighted
in the information submitted to the DWS during the water use authorisation process and
the application should indicate the water use activities in relation to the regulated area
and buffers of the wetland such as the riparian areas, the 1:100 year flood line, and the
336 Department of Water Affairs 2007 External Guideline: section 21(c) and (i) water use authorisation application process 2.
337 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 7.
338 "Riparian habitat" is defined by section 1 of the NWA as "the physical structure and associated vegetation of the areas associated with a watercourse which are commonly characterised by alluvial soils, and which are inundated or flooded to an extent and with a frequency sufficient to support vegetation of species with a composition and physical structure distinct from those of adjacent land areas."
339 "Instream habitat" is defined by section 1 of the NWA as "the physical structure of a watercourse and the associated vegetation in relation to the bed of the watercourse."
340 Section 1 of the NWA and Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 2.
341 Section 1 of the NWA. 342 Breedt Understanding subterranean hydrology in the delineation of wetlands 16-17. 343 Breedt Understanding subterranean hydrology in the delineation of wetlands 17.
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500 meter radius from the boundary of the wetland.344 The DWS Guideline stipulates that
an application should be accompanied by an environmental management plan and an
environmental impact assessment, a wetland delineation and assessment report, and a
rehabilitation plan. However, these requirements are not specified in the NWA.345
Historic water rights ancillary to mining rights are recognised in terms of section 4(2) of
the NWA as constituting a lawful water use and continue to exist until reviewed by the
DWS.346 An ELWU means a water use which has taken place during a period of two years
immediately before the commencement of the NWA (1 October 1998) and which was
undertaken lawfully under any law which was in force immediately before the
commencement of the NWA.347 ELWUs include stream flow reduction activities,348 a
controlled activity349 or activities that have been declared ELWUs.350 A person may
continue with an ELWU subject to the conditions under which it was exercised,351 its
replacement by a water use licence or any other limitation in terms of the NWA.352 The
responsible authority may, in order to verify if a water use is a continuation of an ELWU,
by notice require a water user claiming an entitlement to the water use to apply for
verification of the water use.353 As alluded to before,354 a section 21(c) and (i) water use
is an ELWU based on whether the wetland was altered, impeded or diverted at the time
of the use and whether the watercourse was regarded as private or public water.
Section 39 of the NWA stipulates that the DWS may, subject to Schedule 1, by notice in
a Gazette "(a) generally; (b) in relation to a specific water resource or (c) within an area
specified in the notice" authorise a water use. General Authorisations published in terms
344 Department of Water and Sanitation 2014 Guideline to regulate activities/developments affecting wetlands 17.
345 Section 28 of the NWA and Department of Water and Sanitation 2014 Guideline to regulate activities/developments affecting wetlands 17.
346 Mabiletsa and Du Plessis 2001 SAJELP 203. 347 Section 32 of the NWA. Such as those discussed in section 3.3.3.2. 348 Section 32(1) of the NWA. 349 Section 37(1) of the NWA stipulates that "the following are controlled activities: (a) irrigation of any
land with waste or water containing waste generated though any industrial activity or by a waterwork; (b) an activity aimed at the modification of atmospheric precipitation; (c) a power generation activity which alters the flow regime of a water resource; (d) intentional recharging of an aquifer with any waste or water containing waste; and (e) an activity which has been declared as such under section 38."
350 Section 33 of the NWA. 351 Department of Water Affairs 2007 External guideline generic water use authorisation application
process 4. 352 Section 34 of the NWA. 353 Section 35 of the NWA. 354 In section 3.3.3.2.
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of section 39 relieve a water user from the need to obtain a water use licence.355 If a
mine uses water as defined in section 21 of the NWA and the water use falls within the
ambit of a General Authorisation the mine does not have to apply for a water use licence
for that specific use.356 The Department published two General Authorisations for section
21(c) and (i) water uses; namely, GN R398 of 26 March 2004 and repealed by GN R1199
in 2009 and GN R1198 of 18 December 2009.357 Only GN R1199 is applicable to this
dissertation.358
GN R1199 defines section 21(c) and (i) water uses as follows:359
"Altering the bed, banks, course and characteristics of a watercourse" means any change affecting the resource quality within the riparian habitat or the 1:100 year
flood line, whichever is the greater distance.
"Diverting the flow" means a temporary or permanent structure causing the flow of water to be rerouted in a watercourse for any purpose.
"Impeding the flow" means the temporary or permanent obstruction or hindrance to the flow of water in a watercourse by a structure built either fully or partially in or across a watercourse.360
GN R1198 stipulates that if a water user rehabilitates a wetland for conservation purposes
the water user does not need to apply for a water use licence under section 21 of the
NWA for "impeding or diverting the flow of water in a watercourse", or "altering the bed,
banks, course or characteristics of a watercourse."361
GN R1199 relieves a water user who wishes to perform the water use as described in
sections 21(c) and (i) of the NWA, as defined above, of the requirement to obtain a water
use licence.362 Wetlands, however, are regarded as extremely sensitive environments and
355 Cross 2016 Mervyn Taback Incorporated (confidential source, on file with author). 356 Section 22 of the NWA. 357 GN R1199 was repealed by GN R509 on the 26 August 2016. Refer to section 3.5 for a discussion of
GN R509. 358 GN R1198 does not directly apply to the impact of mining activities on wetlands, but only the
rehabilitation thereof for conservation purposes, and will not be discussed further. 359 Regulation 2 of GN R1199. 360 The definition of impeding has been changed in the draft amendments to the General Authorisation
published in GN R1180 by the removal of the reference to structures. Also refer to GN R509. 361 Regulation 1 of GN R1198. The water user responsible for the rehabilitation of the wetland needs to
comply with the conditions as set out in GN R1198. 362 Cross 2016 Mervyn Taback Incorporated (confidential source, on file with author).
55
are therefore excluded from the section 21(c) and (i) water use General Authorisation.363
The exclusion in regulation 6 of GN R1199 includes the rehabilitation of a wetland and
activities within a 500 meter radius of the boundary of a wetland. In practical terms this
exclusion creates a 500 meter buffer zone around wetlands where the General
Authorisation will not apply and activities within this buffer zone require a water use
licence.364 Further, the regulations do not apply if a water user applied for any other
section 21 water use, nor do they apply to sewerage, pipelines and water and wastewater
treatment works.365 GN R1199 further sets out the conditions that section 21(c) and (i)
water users need to comply with.366
In terms of section 22 of the NWA a lawful water use is subject to limitation or restriction
in terms of legislation such as the regulations drafted by the DWS in relation to the
protection of water resources in the mining industry.367 One such regulation is GN R704,
which pertains to the use of water by the mining industry. GN R704 clearly sets out the
requirements for mining within or nearby any watercourse, including wetlands.368 These
requirements include a restriction on locality and material use and the requirements for
applying for exemption to mine in areas in close proximity to watercourses and
wetlands.369 Regulation 4 provides for a restriction on the locality of mining activities and
the associated infrastructure. In order for mining and related activities to be undertaken
within the restricted locations indicated in regulation 4, the Minister may in writing
authorise an exemption from the requirement of regulation 4 upon application from the
mine.370
The DWS Water Use Authorisation Application Process External Guideline371 states that:
363 Regulation 6 of GN R1199 and Department of Water Affairs 2007 External Guideline: section 21(c) and (i) water use authorisation application process 2.
364 Cross 2016 Mervyn Taback Incorporated (confidential source, on file with author). 365 Regulation 6(c) and (d) of GN R1199. 366 Regulation 7 of GN R1199. 367 Mabiletsa and Du Plessis 2001 SAJELP 203. 368 Regulation 4 of GN R704 and Stoop A framework methodology for the cumulative impact assessment
of wetlands 49. 369 Regulations 3, 4 and 5 of GN R704 and Stoop A framework methodology for the cumulative impact
assessment of wetlands 49. 370 Regulation 3 of GN R704. 371 Department of Water Affairs 2007 External Guideline: generic water use authorisation application
process 9.
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Any activity closer than 500 meters upstream or downstream from the boundary of any wetland or estuary is a section 21(i) water use (own emphasis added).
This is in contradiction to the definition of a section 21(i) water use that indicates that
the mere undertaking of an activity within the 500 meter buffer zone of a wetland is not
regarded as a water use if a change in the resource quality has not occurred.372 The DWS
Water Use Authorisation Application Process Internal Guideline in Appendix A "the
proposed new format for integrated licences" indicates the following proposed license
condition:373
Construction activities must not take place within the 1:100 year flood-line or within a horizontal distance of 100 meters from any watercourse, estuary, borehole or well, whichever is the greatest, unless authorised by this licence.
This is contradictory to the 500 meter buffer indicated in the GN R1198 exclusion, but
aligns with the 100 meter buffer contained in GN R704. The question remains, therefore,
whether a water user needs to obtain a water use licence for activities within the 500
meter buffer exclusion as indicated in GN R1198 or the 100 meter buffer as indicated in
the Guideline.
To support the regulation and protection of watercourses the DWS has developed an
operational policy to "regulate development and activities affecting watercourses."374 The
vision of this policy is:375
That the ecological integrity of watercourses of this country are protected, sustained, and enhanced, through integrated management, regulatory and control measures in order to promote sustainable optimal socio-economic development and use – where human needs are thus met in balance with the needs of the aquatic environment.
This vision is reiterated in the Departmental Guideline to regulate activities affecting
wetlands.376 The guiding principles of the operational policy include, amongst others, the
protection and regulation of watercourses at catchment and local level of government
372 Cross 2016 Mervyn Taback Incorporated (confidential source, on file with author). 373 Department of Water Affairs 2007 Internal Guideline: generic water use authorisation application
process 40. 374 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting
watercourses 4. 375 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting
watercourses 4. 376 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting
wetlands 18.
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through integrated approaches, and indicate that the management of watercourses is not
the sole mandate of the DWS.377 The operational policy is aimed at the DWS officials,
other relevant government authorities, and the water users.378 Activities taking place
within the regulated area of a watercourse are therefore regulated by section 21(c) and
(i) of the NWA, but activities that fall outside the regulated area may also pose a risk to
the watercourse and require regulation.379 The 2014 Guideline to regulate
activities/developments affecting wetlands is based on the following principles:380
(a) Wetlands provide valuable social, economic and environmental functions;
(b) The degradation of wetlands is a reality and concerted efforts are required to protect
wetlands in order to ensure sustained functions for water and food security;
(c) Wetlands are interlinked to other water resources and their surrounding
environments, therefore regulation should be focused on catchment and local level
through integrated processes; and
(d) The protection of wetlands is not only the mandate of the DWS and requires societal
and governmental support.
Wetland delineation needs to be conducted as per the 2005 DWS Guideline.381 This was
confirmed in the State v Stefan Frylink and Mpofu Environmental Solutions CC (hereafter
the Frylink case) that stated "these guidelines are the means to apply to determine if it
is a wetland."382 The Frylink case further confirmed that the 2005 Guideline does not
require all the requirements383 highlighted in the Guideline to be present, and that in
377 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 5. The guiding principles are founded on the principles of the NWA, also recognise that watercourses provide a valuable social, economic and environmental function, and that the degradation of watercourses requires concerted efforts to ensure that these functions are maintained and protected.
378 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 5.
379 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 18.
380 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting wetlands 18. This is a summary of the function and importance of wetlands and the degradation thereof by human activity as discussed in chapter 2.
381 Department of Water and Sanitation 2005. A practical field procedure for identification and delineation of wetlands and riparian areas and Department of Water and Sanitation 2009 Updated Manual for the Identification and Delineation of Wetlands and Riparian Areas.
382 The Frylink case para 36. 383 Refer to Chapter 2, section 3.
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order for a wetland to be delineated only one of the three requirements needs to be
met.384 The legal consequence of the case is that the Guidelines must therefore be
followed.385 These Guidelines, although authored by the DWS, should be used in all
authorisations of other government departments such as the DEA and DMR.386 What is
evident from the Guidelines is that an assessment needs to be undertaken in a scientific
manner prescribed by the Guidelines as part of the wetland assessment to support all
authorisation applications.387
A number of court cases, specifically dealing with the mining activities within wetlands,
under the NEMA EIA regulations and the NWA highlight the requirements discussed in
the preceding paragraphs.388 In the 2009 case of S v Golfview Mining (Pty) Ltd (hereafter
the Golfview case) 389 Golfview Mining (Pty) Ltd pleaded guilty under section 28(14)(a)390
of the NEMA to wrongfully and negligently committing an act that is likely to have a
significant detrimental effect on the environment by mining within a wetland. The accused
further pleaded guilty to wrongful and negligent water use under the NWA by "impeding
and diverting the flow of water in a watercourse"391 and "altering the bed, banks, course
or characteristics of a watercourse."392 Golfview Mining (Pty) Ltd was sentenced to a fine
of R1 000 000, payment of which was suspended for 5 years on condition that the mining
company did not contravene section 28(14)(a) and 24F(1)(a) of NEMA and section 151(1)
read with section 21(c) and (i) of the NWA.393 The court further ordered that a
rehabilitation plan as prepared by specialists in consultation with the DWS be
implemented and a payment of R1 000 000 be made to the Water Research Council and
R1 000 000 to the Mpumalanga Tourism and Parks Agency.394 In the Frylink case395 the
defence argued that the NEMA does not contain a definition of the term "wetland" and
384 The Frylink case para 36. 385 The Frylink case para 36. 386 The Frylink case para 36. 387 The Frylink case para 41. 388 Section 3.4.2. 389 State v Golfview Mining (Pty) Ltd case number ESH82/11 of 2009 para 8.1 (the Golfview case). 390 Read with sections 1, 28(15), 32, 34, 34B, 34C and 34H of the NEMA. 391 Section 21(c) of the NWA. 392 Section 21(i) of the NWA. Para 8.2 of the Golfview case. 393 Para 10.3 of the Golfview case. 394 Para 10.4 of the Golfview case. 395 The Frylink case.
59
that the accused could not be found guilty in terms of the NEMA.396 The definition of
"wetland" was subsequently included in listing notice 1 of the EIA regulations.397
In 2012 Anker Coal prospected within a wetland in contravention of the NEMA and the
NWA.398 Subsequently the directors were convicted and sentenced for failing to comply
with the environmental and mining legislation. This was the first matter in which the
company and directors399 were held criminally liable following a plea and sentence
agreement. Three fines in total of R180 000 were suspended by the court for five years
on certain conditions. A further R80 000 was paid to the Mpumalanga Tourism and Parks
Agency and R144 000 to the affected landowner of the Steenkoolspruit farm in
compensation.400
In 2013 in S v Nkomati Anthracite (Pty) Ltd (hereafter the Nkomati case) Nkomati
Anthracite (Pty) Ltd pleaded guilty to the contravention of NEMA401 for the:402
dredging, excavation, infilling, removal or moving of soil, sand or rock exceeding five cubic meters from a river, tidal lagoon, tidal river, lake in stream dam,
floodplain or wetland.
Further, Nkomati Anthracite (Pty) Ltd pleaded guilty to the contravention of section
151(1)(a) of the NWA for "impeding and diverting the flow of water in a watercourse"
and "altering the bed, banks, course or characteristics of a watercourse."403 The accused
was sentenced to a fine of R1 000 000 that was suspended for 5 years and was ordered
to pay a remedial amount of R4 000 000 to the Environmental Management Inspectorate
of the Department of Environmental Affairs.404 In 2014 the managing director of a mining
company known as Blue Platinum Ventures was convicted of a criminal offence under the
396 Para 39 of the Frylink case. 397 Regulation 2 of GN R983. 398 Para 6.1 of The State v Anker Coal and Mineral Holdings (Pty) Ltd case number ESH8/11 of 17 April
2012 (hereafter the Anker Coal case). 399 Para 7.1.2.1 of the Anker Coal case. 400 Paras 8, 9 and 10 of the Anker Coal case as in Cross 2016 Mervyn Taback Incorporated (confidential
source, on file with author). 401 Section 24F(1)(a) of NEMA read with section 24F(2)(a) and sections 1, 24(2), 24D, 24F(4) and 34 read
together with GN R386 in GG 28753 of 21 April 2006 and section 332(1) of the Criminal Procedures Act 51 of 1997.
402 Para 1 in S v Nkomati Anthracite (Pty) Ltd Case number 5H412/3 of 25 August 2013 (hereafter the Nkomati case).
403 Paras 5 and 7 of the Nkomati case. 404 Paras 1 and 2 of the Nkomati case.
60
NEMA.405 The managing director was sentenced to 5 years imprisonment, suspended on
condition that the managing director did not again commit the same or a similar offence,
and that the area be rehabilitated.406
3.5 Post-2014
The so-called OES was implemented on 7 December 2014.407 The outcome of the OES is
that the environmental aspects related to the mining industry are now governed by the
NEMA. That includes the streamlining of the licensing process for mining, environmental
authorisations and water use licensing within an agreed fixed period.408 The Minister of
Mineral Resources is the competent authority for the issuing of mining right authorisations
under the MPRDA and any environmental authorisation for the mining industry under the
NEMA, while the Minister of Water and Sanitation is the competent authority for the
issuing of water use licences under the NWA.409
Sector-specific legislation
Section 5 of the MPRDA deals with the legal rights and obligations of a holder of a
prospecting or mining right. Section 5(1) indicates that mining and prospecting is a
"limited real right in respect of the mineral and the land to which such right relates."
Section 5(3)(d) states that subject to the MPRDA a holder of a mining or prospecting
right may, subject to the NWA:
Use water from any natural spring, lake, river or stream, situated on, or flowing through, such land or from any excavation previously made and used for prospecting, mining, exploration or production purposes, or sink a well or borehole required for use relating to prospecting, mining, exploration or
production on such land.
405 As brought about by the amendments to the environmental legislation through the National Environmental Management Laws Amendment Act 25 of 2014 (hereafter NEMLAA), the National Water Amendment Act 27 of 2014 as well as the mineral legislation through the Mineral and Petroleum Resources Development Amendment Act 49 of 2008. Centre of Environmental Rights 2015 Promotion transparency, accountability and environmental compliance: holding company directors accountable for environmental crimes.
406 S v Blue Platinum Ventures (Pty) Ltd and Another Case number RN126/13 of 9 January 2014. 407 Chapter 5 of NEMA and Water Research Commission 2015 Wetland rehabilitation in a mining
landscape 12. 408 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 12. 409 Section 3 of the MPRDA, section 24C of NEMA and section 22 of the NWA. Also see Water Research
Commission 2015 Wetland rehabilitation in a mining landscape 12.
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In addition to the requirements in section 5 of the MPRDA, section 25(2)(c) requires of
the holder of a mining right to actively conduct mining in accordance with the mining
works programme.410 On 7 December 2014 section 5A(a) of the MPRDA commenced,
indicating that no person may conduct mining for or produce any mineral or commence
with any work incidental thereto without an environmental authorisation.411 The definition
of "environmental authorisation" given in the MPRDA reads that the term has "the
meaning assigned to it in the NEMA."412 The NEMA definition reads "the authorisation by
a competent authority of a listed activity or specific activity in terms of this Act."413 It is
important for mines operating within an EMPr approved under the MPRDA to take note
of the transitional arrangements contained in the NEMA. The transitional arrangements
as contained in the National Environmental Management Laws Amendment Act 25 of
2014 (hereafter NEMLA) have been marked with legal uncertainty and a failure to provide
guidance to the mining industry.414 The intention appears to have been that an EMPr
approved in terms of the MPRDA would have to be deemed an environmental
authorisation in terms of the NEMA.415 This inference can be drawn from section 38B(1)
of the Mineral and Petroleum Resources Development Amendment Act 49 of 2008 which
states:416
An environmental management plan or environmental management programme approved in terms of this Act before and at the time of the coming into effect of the National Environmental Management Act, 1998, shall be deemed to have been approved and an environmental authorisation been issued in terms of the National Environmental Management Act.
The Mineral and Petroleum Resources Development Amendment Act 49 of 2008 is not
yet enacted, as the Mineral and Petroleum Resources Development Bill [B15B-2013] was
referred back to the National Assembly for reconsideration by the President in January
410 The impact on this requirement due to changing environmental legislation on wetland protection will be discussed in section 4.8 of this dissertation.
411 Mining and prospecting rights are limited in the sense that mining may commence only with an environmental authorisation.
412 Section 1 of the MPRDA. The definition of environmental authorisation was inserted by section 1(g) of the MPRD Amendment Act 49 of 2008 with effect from 7 June 2013, to be in line with the "One Environmental System."
413 Section 1 of the NEMA. The definition also refers to authorisations in terms of specific environmental management acts.
414 Cross 2016 Mervyn Taback Incorporated (confidential source, on file with author). 415 Cross 2016 Mervyn Taback Incorporated (confidential source, on file with author). 416 Section 38B(1) of Mineral and Petroleum Resources Development Amendment Act 49 of 2008.
62
2015, due to the fact that the bill would not "pass constitutional muster."417 However
with the commencement of the OES, section 38B of the MPRDA did not commence.418
The transitional arrangements as in the National Environmental Management Amendment
Act 62 of 2008 (hereafter NEMAA) that commenced on 1 May 2009 indicated that an EMPr
approved in terms of the MPRDA immediately before the commencement date of the
provision of the NEMAA must be regarded as having been approved in terms of the
amended NEMA.419 This transitional arrangement does not specify that the said EMPr
approved under MPRDA is seen as an environmental authorisation under the NEMA.420
The NEMLA Bill 2015 in its current form seeks to address this transitional gap by including
the following subsection to the NEMAA:
Section 12(4): An environmental management plan or programme approve in terms of the Mineral and Petroleum Resources Development Act 28 of 2002 [immediately before the date on which this Act come into operation] on or before 2 September 2014 shall be deemed to have been approved in terms of the [principal Act] National Environmental Management Act 107 of 1998 and an
environmental authorisation issued [by this Act].
Media-specific legislation
3.5.2.1 Environmental legislation
The NEMA is the framework legislation for the protection of the environment.421
Framework legislation "aims to define overarching and generic principles."422 Chapter 1
of the NEMA sets out the national environmental management principles. One such
principle requires that wetlands require specific attention in management and planning,
particularly in cases of significant human resource usage and development pressure.423
This is due to the fact that wetlands are seen as "sensitive, vulnerable, highly dynamic
417 South African Government 2015 http://www.gov.za/presidency-referral-mineral-and-petroleum-resources-development-amendment-bill-national-assembly. The Mineral and Petroleum Resources Development Bill [B15B-2015] is currently under consideration by the National Assembly. The Bill was referred to the National House of Traditional Leaders for comment in March 2016.
418 Proc 17 in GN 36541 dated 6 June 2013 and Cross 2016 Mervyn Taback Incorporated (confidential source, on file with author).
419 Section 12(4) of the NEMAA. 420 Cross 2016 Mervyn Taback Incorporated (confidential source, on file with author). 420 Section 12(4) of the NEMAA. 421 Kidd Environmental Law 35. 422 Du Plessis and Nel 2001 SAJELP 1. 423 Section 2(4)(r) on NEMA.
63
or stressed ecosystems."424 Section 37 of the MPRDA indicates that the principles
contained in section 2 of the NEMA apply to all prospecting and mining operations and
related activities.425 These principles provide the guideline for the interpretation,
administration and implementation of the environmental requirements of the MPRDA.426
As previously stated, since December 2014427 the NEMA has governed environmental
aspects related to mining, where prior to December 2014 they were governed by the
MPRDA. The mining terms "holder", "holder of an old order right", "mine", "mining area"
and "prospecting area"’ in the NEMA are still defined as per the definitions contained in
the MPRDA.428 Section 24 of the NEMA titled "environmental authorisations" sets out the
principles429 for integrated environmental management.430 Activities that impact on the
environment or defined as "listed or specified activities"431 must be considered, examined,
evaluated and reported to the competent authority to obtain an environmental
authorisation to undertake such activities.432 Geographical areas identified on the grounds
of their environmental attributes can be defined, in which certain activities may not
commence without an environmental authorisation from the competent authority.433 The
2014 EIA regulations effective from 7 December 2014 comprise of three listing notices.434
GN R982435 regulates the procedures and criteria for the submission, processing,
consideration and decision of environmental authorisation for listed activities.436 The
listed activities in relation to wetlands as contained in the listing notices are:437
Activity 12; 19, 48 and 49 of listing notice 1,438
424 Section 2(4)(r) on NEMA. 425 Section 37(a) of the MPRDA. 426 Section 37(b) of the MPRDA. 427 See section 3.5. 428 Section 1 of NEMA. 429 Also see section 3.4.1 and 3.4.2.1 for a discussion of the NEMA principles. 430 Section 24(1) of NEMA. 431 Activities in terms of section 24(2)(a) and (d) of the NEMA. 432 Section 24 of the NEMA. 433 Section 24(2)(b) of the NEMA. 434 GN R983: Listing notice 1 for activities that require a basic assessment. GN R984 in GG 38282 dated
4 December 2014 (hereafter GN R984): Listing notice 2 for activities that require a full environmental impact assessment. GN R985 in GG 38282 dated 4 December 2014 (hereafter GN R985): Listing notice 3.
435 GN R982 in GG 38282 dated 4 December 2014 (hereafter GN R982). 436 Cross 2016 Mervyn Taback Incorporated (confidential source, on file with author). 437 GN R983, GN R984 and GN R985 as per section 24D of the NEMA. 438 GN R983. Activities within Listing Notice 1 are subject to a Basic Assessment process as detailed in
regulation 19 and 20 of GN R982. Activity 12 relates to the development of structures exceeding 100m2
64
Activity 24 of listing notice 2,439
Activity 2, 4, 10, 12, 14, 16, 18, 22 and 23 of listing notice 3. 440
The listed activities in relation to mining activities in general as contained in the listing
notices are:
Activity 21 of listing notice 1,441
Activity 17 and 19 of listing notice 2.442
A mine may not commence with a listed activity without the approval of an environmental
authorisation for the specific activity by the competent authority.443
In terms of section 31L of the NEMA, a mineral resource inspector (hereafter MRI)
appointed in terms of section 31BB of the NEMA may issue a compliance notice if there
is reasonable ground to believe that a person has not complied with the provisions of the
law for which the MRI has been designated in terms of section 31D of the NEMA, or the
provisions of any authorisation issued. A compliance notice can also be issued in terms
of section 28(4) of the NEMA for failure to comply with the statutory duty of care444
provided for in section 28(1) of the NEMA. If a mine has commenced with such a listed
activity without an environmental authorisation, the Minister445 may direct the mine to (i)
cease the activity pending a decision on a section 24G application,446 (ii) examine,
calculate and evaluate the impacts the activity has caused; (iii) remedy the negative
impacts the activity has caused the environment (iv) terminate, change or control any
within or within 32m of a watercourse; activity 19 relates to the infilling or excavation of more than 5m2 from a watercourse while activities 48 and 49 refer to the expansion of structures within or within 32m of a watercourse.
439 GN R984. Activities within listing notice 2 require a full Environmental Impact Assessment as detailed in regulations 21 to 24 of GN R982. Activity 24 refers to the removal of peat soils.
440 Only the activities relevant to the Mpumalanga Province and relevant to mining are listed. 441 GN R983, activity 21 relates to activities requiring a mining permit. 442 GN R984, activity 17 relates to activities requiring a mining right and activity 19 to the activities
associated with the removal and disposal of a mineral. 443 Section 24F(1) of NEMA. Note the Department of Mineral Resources is the competent authority for
the mining industry. 444 The duty of care provision in section 28(1) of the NEMA states: "every person who causes, has caused
or may cause significant pollution or degradation of the environment must take reasonable measures to prevent such pollution or degradation from occurring, continuing or recurring or, in so far as such harm to the environment is authorized by law or cannot reasonably be avoid or stopped, to minimize and rectify such pollution or degradation of the environment."
445 Of Mineral Resources. 446 Rectification application as per section 24G of the NEMA.
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activity or omission resulting in pollution and degradation of the environment; (v) contain
or avoid the movement of pollution; (vi) eradicate the pollution. Further, the
commencement can be seen as a "criminal offence under NEMA and is punishable upon
conviction by an R10m fine or 10 years imprisonment or both."447 The mine will have to
apply for a section 24G rectification in terms of the NEMA to obtain an ex post facto
environmental authorisation, which will require the payment of an administrative fine of
up to R5 million.448 In an instance where a water use licence application is in progress
and the section 24G process is underway in terms of the NEMA it is recommended that
in the interest of cooperative governance the water use licence application should not be
finalised until the section 24G application has been approved or declined.449
3.5.2.2 Water legislation
Section 21(c) and (i) water uses450 are contradictory to some other water uses, non-
consumptive and the impacts of the water uses on the water resource are not as easily
identified and managed.451 Specific guideline values that quantify the impacts and the
associated risk are not easy to compile for section 21(c) and (i) water uses, as the impacts
are non-definite, extensive and site specific.452 The DWS assesses these water use licence
applications based on the risk the use will pose to resource quality characteristics such
as the flow regime, water quality, habitat and biota.453 The DWS reviewed the General
Authorisation related to section 21(c) and (i) water uses (GN R1199)454 to incorporate a
risk assessment guideline document and an associated risk matrix tool.455 The amended
General Authorisation for section 21(c) and (i) water uses was published on the 26 August
2016 as GN R509.456 Risk-based management, which is a widely used adaptive
447 Section 49B of NEMA and Kilner and Hugo 2015 Without prejudice 24. 448 Section 24G of NEMA and Kilner and Hugo 2015 Without prejudice 24. 449 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting
watercourses 19. 450 Refer to section 3.4.2.2. 451 Roets 2016 Request for Approval of the Risk Assessment Guideline Document and Associated Risk
Matrix Tool. 452 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting
watercourses 13. 453 Roets 2016 Request for Approval of the Risk Assessment Guideline Document and Associated Risk
Matrix Tool. 454 Refer to section 3.4.2.2. 455 Appendix A of GN R509 and Roets 2016 Request for Approval of the Risk Assessment Guideline
Document and Associated Risk Matrix Tool. 456 Refer to sections 2.4.1 and 2.4.3.
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management approach, now forms part of the Guideline appended to the section 21(c)
and (i) General Authorisation.457 The risk-based approach ensures each water use is
assessed on a site-specific basis to determine the specific impacts and the appropriate
mitigation measures for these impacts.458 The main purpose of the risk-based tool is to
ensure that a standardised scientific method is applied to determine the risk of section
21(c) and (i) water uses to the water resources characteristics to inform the water use
authorisation process.459 Currently, the obligation to undertake such assessments rests
on the applicant, while the DWS evaluates and decides on the appropriate control through
its authorisation process.460 In GN R509 the exclusion of a water use within the 500 meter
buffer of a wetland is replaced by the exclusion of a water use within the "extent of a
watercourse,"461 "where the Risk Class is Medium or High as determined by the Risk
Matrix."462 The 500 meter buffer from a delineated wetland has been added into the
definition of the "extent of a watercourse" in GN R509.463 The 500 meter buffer was not
included in this definition as per the draft amendments.464 Further, the amendments
specifically stipulate that where a water use falls within the exclusion, a water use licence
will be required.465 This General Authorisation will apply to mines using water or intending
to use water within the extent of a watercourse and indicates that if the use of water
under section 21(c) and (i) is determined to have a low risk as per the risk matrix
attached, proof should be submitted to the relevant catchment management agency
supported by technical documentation.466 A risk outcome of "low" will result in a General
Authorisation, whereas a risk outcome of "medium to high" will require a water use
licence under section 21(c) and (i) of the NWA.467
457 Roets 2016 Request for Approval of the Risk Assessment Guideline Document and Associated Risk Matrix Tool.
458 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 13.
459 Roets 2016 Request for Approval of the Risk Assessment Guideline Document and Associated Risk Matrix Tool.
460 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 13.
461 Refer to section 2.4.1 of chapter 2. 462 Regulation 3(1)(b)-(e) of GN R1180. 463 Refer to section 2.4.1 of chapter 2. 464 GN R1180. 465 Regulation 3 of GN R1180. This is not included in the final amendment. 466 Regulation 7(a) and (c) of GN R1180. 467 Risk Matrix in GN R1180. GN R509 excludes from the General Authorisation "the use of water in terms
of section 21(c) and (i) of the Act within the regulated area of a watercourse where the Risk Class is Medium or High as determined by the risk matrix."
67
Section 151(1)(a) of the NWA further states that no person may use water otherwise
than as permitted under the Act and a person may not fail to comply with the conditions
attached to a permitted water use under the Act. If a person does contravene the
provisions of subsection 1 such a person is guilty of an offence and liable, on the first
conviction, to a fine or imprisonment for a period not exceeding 5 years, or to both a fine
and imprisonment and in the case of a second conviction, to a fine or imprisonment for
a period not exceeding ten years or both a fine and imprisonment.468 Where a person has
commenced with a water use without obtaining a water use licence and has impacted
adversely on a wetland, section 155 of the NWA affords the High Court the opportunity
to grant an interdict for the rehabilitation of the adverse effects on the wetland.469
3.6 Conclusion
From the discussion in this chapter and the application of the legislation in the scenarios
given in the next chapter it will become evident that the regulation of the impact of mining
on wetlands is a complex combination falling within the water use licensing requirements
of section 21, ELWUs, as well as General Authorisation, depending on the time of
commencement of the activity and the location in relation to the buffer of the wetlands.
Pre-1998 the focus of the Water Act 54 of 1956 was to provide water for the agricultural,
mining and industrial sectors while prohibiting pollution.470 Prior to 1980 a number of
laws471 protected specific aspects of wetlands, but there was no primary protection of
these ecosystems.472 From 1998 onwards the Constitution containing the environmental
right provided a proper foundation for the promulgation of media-specific environmental
legislation such as the NEMA and the NWA.473 The NEMA provided a framework for the
protection of wetlands within the country through the inclusion of listed activities within
468 Section 151(2) of the NWA. 469 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 9. 470 Breedt and Dippenaar 2013
http://gwd.org.za/sites/gwd.org.za/files/02%20N%20Breedt_A%20summary%20of%20Wetland%20Legislation.pdf.
471 These laws included the Mountain Catchment Areas Act 63 of 1970; the Lake Areas Development Act 39 of 1975; the Environment Conservation Act 100 of 1982; the Conservation of Agricultural Resources Act 43 of 1983; the Forest Act 122 of 1984; and the Environment Conservation Act 73 of 1989.
472 Breedt and Dippenaar 2013 http://gwd.org.za/sites/gwd.org.za/files/02%20N%20Breedt_A%20summary%20of%20Wetland%20Legislation.pdf.
473 Section 24 of the Constitution and Breedt and Dippenaar 2013 http://gwd.org.za/sites/gwd.org.za/files/02%20N%20Breedt_A%20summary%20of%20Wetland%20Legislation.pdf.
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or in close proximity to wetlands. The NWA specifically defined wetlands and provided a
regulatory framework for the protection of these systems by including the term wetlands
within the definition of "watercourses"474 and requiring water use licensing for the
impeding, diverting and altering of these systems.475 Table 4 summarises the legislation
for the protection of wetlands as relevant to the three periods discussed in this chapter.
TABLE 4: Summary of the legislation for the protection of wetlands
TIME PERIOD
LEGISLATION, POLICY OR GUIDELINE
Pre-1998
Ramsar Convention on Wetlands of International Importance (1971)
Water Act 54 of 1956
Conservation of Agricultural Resources Act 43 of 1893
Minerals Act 50 of 1991 or the Mines and Works Act 27 of 1956.
Environmental Conservation Act 73 of 1989 (5 September 1997 to 2 July 2006)
Post-1998
until 2014
National Water Act 36 of 1998
GN R704 in GG 20199 of 4 June 1999.
GN R1199 in GG 32805 of 18 December 2009.
Environmental Conservation Act 73 of 1989 (5 September 1997 to 2 July 2006)
In the Maccsands case the court held that an environmental authorisation for mining and related activities as listed under the NEMA
is required in addition to an EMPr under the MPRDA.476
National Environmental Management Act 107 of 1998
GN R385, 386 and 387 in GG 28753 of 2 June 2006.
(3 July 2006 to 1 August 2010)
GN R543, 544, 545 and 546 in GG 33306 of 1 August 2010.
(2 August 2010 to 7 December 2014)
National Environmental Management: Biodiversity Act 10 of 2004
474 Section 1 of the NWA and Breedt and Dippenaar 2013 http://gwd.org.za/sites/gwd.org.za/files/02%20N%20Breedt_A%20summary%20of%20Wetland%20Legislation.pdf.
475 Section 21(c) and (i) of the NWA. 476 Gore and Lala 2010
http://www.bowman.co.za/eZines/Custom/Environment/OctoberNewsletters/EnvironmentalAuthorisations.html.
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TIME
PERIOD LEGISLATION, POLICY OR GUIDELINE
National Environmental Protected Areas Act 57 of 2003
National Environmental Management: Integrated Coastal Management Act 24 of 2008
Mineral and Petroleum Resources Development Act 28 of 2002
Post-2014
National Environmental Management Act 107 of 1998
GN R982, 983, 984 and 985 in GG 38282 of 4 December 2014
National Environmental Management Act 107 of 1998: Regulation 2 of Listing Notice 1 GN R983 in GG 38282 of 4 December 2014
GN R509 General Authorisation for Section 21(c) and (i) water uses.
DWS 2014 Guideline to regulate activities/developments affecting wetlands
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CHAPTER 4 APPLICATION OF LEGISLATION FOR THE PROTECTION OF
WETLANDS IN MPUMALANGA
4.1 Introduction
"Environmental law is not static and is constantly updated."477 It is therefore a challenge
for the mining industry to keep up with the new legislation and also to determine the
impact thereof on its activities.478 This chapter will discuss the application of the legal
framework as detailed in chapter 3 to hypothetical scenarios within the coal mining
industry in Mpumalanga. The aim of this application is to determine the challenges faced
by the implementation of the legal framework and the consequence of these on the
protection of wetlands in the province.
Mining methods can vary significantly depending on the location type and size of the
mineral resource.479 Generally a distinction is made between two types of mining, namely
opencast and underground mining.480 The hypothetical scenarios will include both
greenfield and brownfield481 project application for underground and opencast mining.482
A further scenario will include the construction of mining-related infrastructure in close
proximity to wetlands. This scenario will not distinguish between underground and
opencast mining as the legal application to both is similar. The diagram below sets out
the scenarios that will be discussed.
477 Mabiletsa and Du Plessis 2001 SAJELP 187. 478 Dixon 1999 The Journal of the South African Institute of Mining and Metallurgy 149 and McCourt 1999
Mine, Water and Environment 744. 479 Ochieng et al 2010 Scientific Research and Essays 3352. Also see Chapter 2. 480 Ochieng et al 2010 Scientific Research and Essays 3352. 481 As explained before, in chapter 1, Greenfield application is "denoting or relating to previously
undeveloped sites" while brownfield application is denoting or relating to sites for potential mining development that have had previous mining development on them. Refer to Oxford University Press 2016 http://www.oxforddictionaries.com/definition/english/greenfield and Oxford University Press 2016 http://www.oxforddictionaries.com/definition/english/brownfield.
482 Refer to Chapter 2.
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Figure 7: Scenarios
Pre-1998 Between 1998 and 2014 Post-2014
Scenario 1: An operating underground coal mine
has undertaken coal mining underneath wetlands
that commenced prior to 1998.
Scenario 2: An operating opencast coal mine has
undertaken coal mining through and in close
proximity to wetlands prior to 1998.
Scenario 3: An operating underground coal mine has undertaken coal mining underneath wetlands since prior to 1998, continued with mining underneath
wetlands (post 1998), and proposes to undertake further coal mining of wetlands in the future.
Scenario 3a: The underground mine continued with mining underneath wetlands as commenced prior to 1998 as an ELWU.
Scenario 3b: The underground mine commenced with mining underneath wetlands post 1998 and
has continued to date.
Scenario 3c: The underground mine commenced with mining underneath wetlands and has continued
to date. The location of the undermined wetlands became known to the mine only subsequent to the
undertaking of a wetland delineation assessment as per the 2005 wetland delineation guideline.
Scenario 4: Opencast mining through a wetlands commenced prior to 1998 and mining of the opencast pit is still continuing. Mining extended (prior to
1998) through a floodplain wetland associated with a tributary of a major river. The mine is in possession of a section 20 permit in terms of the Water Act 54
of 1956 of the alteration of the tributary by mining activities. The full extent of the opencast pit is authorised by an approved EMPr under the MPRDA.
72
Pre-1998 Between 1998 and 2014 Post-2014
Scenario 5: The opencast mining mentioned in scenario 4 advanced (pre-1998) through a pan. The mine did not obtain any authorisation under the Water
Act 54 of 1956 for this activity. It is unclear whether this pan was regarded as private or public water at the time mining commenced. The extent as authorised
in the mine’s EMPr includes mining through the pan.
Scenario 1: A new underground coal mine proposes
to undertake underground mining underneath
wetlands. Refer to figure 9 as an example of future
underground mining in relation to wetlands. Figure 9
indicates all the HGM wetlands classes.
Scenario 2: A proposed opencast coal mine will
undertake coal mining through and in close proximity
to wetlands as illustrated in Figure 10.
Scenario 3: An operating mine would like to carry out
future exploration or prospecting activities for the pit
extension within and/or in close proximity to the
delineated wetland. The mine has an approved
prospecting EMPr under the MPRDA for its entire
mining and surface right.
Scenario 4: The operating mine mentioned in
scenario 3 needs to conduct geohydrological drilling
to inform the specialist studies required in support of
the environmental authorisation process.
Scenario 5: The construction of mine-related
infrastructure for a proposed underground or
opencast coal mine.
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The discussion will follow the same structure as that set on in chapter 2 and 3 by applying
the legal framework to the three distinct timeframes a) pre-1998 b) between 1998 and
2014 and c) post-2014. The chapter will focus only on the legal application related to the
impacts of the given scenarios on wetlands. Where the scenarios given might require
authorisation or licensing not associated with their impact on wetlands, such discussion
falls outside the scope of this application.483
4.2 Mining underneath wetlands
Figure 7 illustrates the underground mining scenarios discussed. This section will give the
reasons why underground mining is regarded as a section 21(c) and (i) water use. Mining
underneath a wetland is regarded as a section 21(i) water use by the DWS, as it may
result in subsidence of the wetland, which would have an impact to its characteristics.484
The mining could also result in impeding and diverting the water in the wetland485 through
precipitating water ingress from the undermined wetland into the underground workings
(refer to figure 8).486 Subsequent to the removal of the orebody, the weight of the
overlying strata could weaken the support provided during the mining operations,
resulting in strata movement and the formation of cracks in the overlying strata. Wetlands
overlaying the mined area could start to drain into the underground workings. 487
483 The application will be based mainly on primary sources, specifically the MPRDA, the NWA, and the NEMA and its regulations, but will be supported by references to secondary sources. Enforcement action under the primary sources will be discussed for each scenario and will be supported by relevant case law. In all instances where reference is made to enforcement action refer to section 3.5.2.2 of the preceding chapter. The newly amended General Authorisation for section 21(c) and (i) water uses (GN R509) was published on the 26th of August 2016. Refer to footnote 9.
484 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 4.
485 Section 21(c) of the NWA. 486 Department of Water Affairs and Forestry 2008 Best Practice Guideline – A6: Water Management for
Underground Mines 17. 487 Department of Water Affairs and Forestry 2008 Best Practice Guideline – A6: Water Management for
Underground Mines 17.
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Figure 8: Water ingress paths for (a) shallow reef (coal) mining488
The listed activities under the NEMA relate to developmental489 activities in or in close
proximity490 to wetlands. Thus the activity of mining underneath wetlands will not trigger
any NEMA-listed activities. The body of law regulating the impact of underground mining
on wetlands would therefore be the NWA, its regulations and guidelines.
4.3 Opencast mining through and in close proximity to wetlands
This section gives the background on the application of opencast mining to the licensing
requirements of the NWA and the NEMA. Opencast mining is regarded as a section 21(c)
and (i) water use by the DWS, as the opencast mining may result in the impeding,
diverting and altering of wetlands. Opencast mining through wetlands will result in the
permanent destruction of the wetlands and the total loss of biodiversity and habitat.491
Opencast mining operations in close proximity to wetlands can result in the following
impacts: erosion of the catchment area adjacent to the wetland; deterioration of the
wetland water quality; and a decrease in the wetland area downstream of the opencast
pit due to decreased runoff.492 Although the NEMA listed activities are primarily focused
488 Department of Water Affairs and Forestry 2008 Best Practice Guideline – A6: Water Management for Underground Mines 17.
489 Or construction. GN R983 to GN R985. 490 32 meters from a watercourse. GN R983 to GN R985. 491 Wetland Consulting Services 2009 Wetland delineation and impact assessment report for the
proposed AEMFC coal mine near Ogies, Mpumalanga Province 23. 492 Wetland Consulting Services 2009 Wetland delineation and impact assessment report for the
proposed AEMFC coal mine near Ogies, Mpumalanga Province 27.
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on developmental activities, some are applicable to opencast mining and will be
discussed.
4.4 Location of mining-related infrastructure within and in close proximity
to wetlands
The section gives a brief overview of why this was included in the scenario analysis to
follow. It is important to ensure that all mine infrastructure, particularly waste
management infrastructure, is located in such a manner as to minimise the potential
impact on water resources such as wetlands.493 Mining related infrastructure can impact
on wetlands by impeding the flow of water to the wetland or altering the beds, banks
course or characteristics of a wetland.494 The buffer zones as indicated in the NWA and
its regulations will be discussed. The NEMA-listed activities, being primarily focused on
developmental or construction activities, have reference to the mining and related
infrastructure located in close proximity to wetlands.
The legislation as applicable to the three timeframes and as pertaining to the specific
scenarios will now be discussed.
4.5 Pre-1998
4.5.1. Brownfields application
4.5.1.1 Scenario 1: Underground coal mine
An operating underground coal mine has undertaken coal mining that commenced prior
to 1998 underneath wetlands
The Water Act 54 of 1956 was relevant to the mining operations undertaken at the
underground mine prior to the commencement of the NWA in 1998. The Water Act 54 of
1956 made a distinction between public and private water.495 The concept of public and
private water was key in determining the legal obligation for mining underneath wetlands
493 Department of Water Affairs 2008 Best Practice Guideline A5: Water Management of Surface Mines 33. Also refer to regulation 4 of GN R704.
494 Section 21(c) and (i) of the NWA. 495 Refer to section 3.4.2.2 of this dissertation.
76
prior to 1998.496 If the undermined wetland was regarded as private water497 the mine
(as the owner of the land on which the water was found) was entitled to the sole and
exclusive use of the wetland.498
In the case where the wetlands were regarded as public water the following needed to
be taken into account. A determination was required of whether the wetlands were
associated with a stream or not, and if the underground mining altered the wetlands. 499
If alteration of the wetlands occurred, the mine was entitled to use the water only under
the authority of a permit from the Minister.500 The legal obligation to obtain a permit
under section 20 of the Water Act 54 of 1956 was therefore relevant to the location of
the wetlands in relation to public streams. A public stream was defined in section 1 of the
Water Act 54 of 1956 as:
A natural stream of water which flows in a known and defined channel, whether or not such channel is dry during any period of the year and whether or not its conformation has been changed by artificial means, if the water therein is capable
of common use for irrigation on two or more pieces of land riparian thereto which are the subject of separate original grants or on one such piece of land and also on Crown land which is riparian to such stream: Provided that a stream which fulfils the foregoing conditions in part only of its course shall be deemed to be a public stream as regards that part only (own emphasis).
It is the opinion of the author that floodplain501 wetlands (and/or wetlands directly
associated with streams) would have been regarded as public streams.502 If the wetland
496 Refer to section 3.3.3.2 of this dissertation for the definition of private and public water. 497 Pienaar and Van der Schyff 2007 Law, Environment and Development Journal 182 state that in
Roman-Dutch law spring water and non-navigable streams were regarded as water at the disposal of the landowner i.e. public water. In 1873 according to principles rooted in English law land owners were entitled to spring water on their land.
498 Subject to entitlements lawfully acquired and existing at the time of the commencement of the Water Act 54 of 1956 see section 5(1) of the Water Act 54 of 1956. This use is limited by certain sections of the subject to entitlements lawfully acquired and existing at the time of the commencement of the Water Act 54 of 1956 (refer to section 3.3.2) and thus the mine will have to determine how the water within the wetlands undermined was affected. It is assumed in this scenario that the undermining of the wetlands would not have constituted the use of industrial water (section 12 of the Water Act 54 of 1956) and would not have resulted in the disposal of such water outside the boundaries of the land (section 5(3) of the Water Act 54 of 1956).
499 Section 20 of the Water Act 54 of 1956 deals with the alteration of public streams. 500 Section 20 of the Water Act 54 of 1956. 501 "Floodplain wetland: the mostly flat or gently sloping wetland area adjacent to and formed by a Lowland
or Upland Floodplain river, and subject to periodic inundation by overtopping of the channel bank. For purposes of the classification system, the location adjacent to a river in the Lowland or Upland Floodplain Zone is the key criterion for distinguishing a floodplain wetland from a channelled valley-bottom wetland." SANBI 2009 Further development of a proposed national wetland classification system for South Africa 33.
502 Refer to section 2.4.2 of this dissertation.
77
under which mining commenced prior to 1998 was regarded as a public stream, a permit
was required under section 20 of the Water Act 54 of 1956. If the mine in scenario 1 was
not in possession of such a permit this would have constituted an offence in terms of the
Water Act 54 of 1956 and the then Department of Water, Forestry and Fisheries503 could
have taken enforcement action. If the wetland under which mining commenced prior to
1998 was regarded as private water, no permit was required under the Water Act 54 of
1956.
4.5.1.2 Scenario 2: Opencast coal mine
An operating opencast coal mine had undertaken coal mining through and in close
proximity to wetlands prior to 1998
Prior to 1998 the mine would have operated under an approved EMPr as issued in terms
of the Minerals Act.504 The opencast mining through wetlands should have been included
in the EMPr and the surface rehabilitation plan.
The discussion pertaining to water legislation in 4.5.1.1 also applies to this scenario.
Opencast mining undertaken prior to 1998 was regulated by the Water Act 54 of 1956
with the distinction between public and private water. As in the discussion in 4.5.1.1., if
an opencast mine prior to 1998 extended through a wetland and the wetland was
regarded as private water, no water use authorisation would have been required.
However, if the wetland was regarded as a public stream, typically of wetlands associated
with rivers such as floodplain wetlands, the mining required a permit under section 20 of
the Water Act 54 of 1956.505 Failure to obtain the permit would constitute an offence and
could be subject to enforcement action.506
The DWS operational policy507 stipulates how to deal with historic mining activities. This
is applicable to determine the lawfulness of the historic mining activities referenced in
503 Now the DWS. 504 Refer to section 3.3.2 of this dissertation. Prior to the Minerals Act the Mines and Works Act 27 of 1956
was safety-orientated, with limited environmental provisions. 505 Section 20 of the Water Act 54 of 1956 states that "except under the authority of a permit issued by
the Minister and in accordance with any condition subject to which such permit was issued, no person shall alter the course of a public stream."
506 Refer to footnote 479. 507 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting
watercourses 17.
78
scenario 2 at present. Historic mining activities within the regulated areas or buffers of
wetlands can in certain instances be regarded as section 21(c) and (i) water uses. Water
users can approach the DWS voluntarily in order to obtain authorisation for these historic
water uses, or the DWS could identify such water uses and require to regulate them.508
Regulation and authorisation for these historic section 21(c) and (i) water uses could
occur as follows:509
(a) If the historic use is not an existing lawful water use as contemplated in section
32(1)(a) of the NWA, a water user should have applied to the DWS to have the
water use declared as such in terms of section 33 of the NWA.510
(b) If the water use cannot be verified to be an existing lawful water use, and the water
use does not qualify as a General Authorisation, the water user will have to make a
water use licence application. The water use application will follow the same process
as a new water use licence application.511 However, in addition an environmental
audit will be required to gather information, together with the drafting of a
remediation and maintenance plan associated with the risk classification. If the
water use licence application is not approved, compliance monitoring and
enforcement measures will be implemented.512
4.6 Between 1998 and 2014
Scenario 3: Underground coal mine
An operating underground coal mine had undertaken coal mining underneath wetlands
prior to 1998,513 continued with mining underneath wetlands (post 1998) and proposes
to undertake further coal mining of wetlands in the future
508 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 17.
509 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 17.
510 Section 33(1) of the NWA stipulates that a person may apply to the DWS to have a water use which has not taken place at any time during a period of two years before the date of commencement of the NWA or is not a stream flow reduction of controlled activity declared to be an existing lawful water use.
511 Refer to section 3.4.2.2 of this dissertation. 512 Refer to section 3.4.2.2 of this dissertation. 513 Refer to section 4.5.1.1 of this dissertation.
79
Scenario 3a: The underground mine continued with mining underneath514 wetlands, as
had commenced prior to 1998,515 to the present day with an ELWU516
In scenario 3a in order to rely on the transitional provisions contained in section 34 of
the NWA and in order for the mine to lawfully continue with the mining underneath the
wetlands when the NWA commenced517 such mining had to take place at any time two
years prior to the commencement of the NWA518 and had to be authorised under the
Water Act 54 of 1956 if such authorisation was required.519 The mine could rely on the
transitional provisions in the NWA if the continuation of the mining underneath the
wetland was the mining of an extension of the same coal seam located under the wetland
that was lawfully mined prior to 1996. Lawful mining prior to 1996 would have taken
place if the mining occurred underneath private water or was authorised under a permit
in terms of the Water Act 54 of 1956 in the case of a public stream.520 If the mining of a
public stream commenced and continued post 1998 without a permit,521 such mining
would not be lawful and the use would not constitute an ELWU. Such mining would
constitute an offence in terms of the NWA.522
Scenario 3b: The underground mine commenced with mining underneath wetlands post
1998 and has continued to date
In scenario 3b, the mine would need to determine if the mining underneath the wetlands
constituted a section 21(c) or (i) water use under the NWA.523 The mine needs to
determine if the undermining resulted or might result in future (such as in a case of
subsidence) in the impeding, diverting and alteration of the wetlands. If such an inflow
514 Continuation of mining refers to the uninterrupted continuation of mining of the same coal seam as was mined prior to 1998, situated underneath the same wetland as was undermined prior to 1998.
515 As under the Water Act 54 of 1956 discussed in section 4.5.1.1 of this dissertation. 516 Section 34 of the NWA states that "A person, or that person’s successor in title, may continue with an
existing lawful water use, subject to - (a) any existing conditions or obligations attaching to that use; (b) its replacement by a licence in terms of this Act; or (c) any other limitation or prohibition by or under this Act." Also refer to section 32 of the NWA and section 3.4.2.2.
517 As from 1 October 1998. 518 Section 32(1)(a) of the NWA. 519 Section 32(1)(a)(i) of the NWA required that in addition to the use commencing two years prior to the
commencement of the NWA such use had to be authorised "by or under any law which was in force immediately before the commencement of this Act." Refer to section 4.5.1.2 of this dissertation.
520 Refer to section 4.3.1 of this dissertation. 521 In terms of section 20 of the Water Act 54 of 1956. 522 Section 151 of the NWA. 523 The NWA commenced in 1998.
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occurred the mine would have to apply for a section 21(c) and (i) water use. In the event
that the mine did not apply for a water use license in such an instance the mining would
constitute an offence in terms of the NWA.524 In the case of subsidence, if a subsidence
has not yet occurred but might occur in future, the question arises as to whether the
mine should apply for a water use license for something that might happen, the reason
being that once subsidence occurs the mine would not be in possession of a water use
licence for the diversion of the water in the wetland. In such instances the mine might
be in contravention of the licensing requirements contained in the NWA.525 Further,
section 20 of the NWA deals with emergency incidents. Emergency incidents would not
include the formation of sinkholes, as section 20(1)(b) states that "in this section incident
includes any incident or accident in which a substance has or is likely to have a
detrimental effect on a water resource" (emphasis added). A sinkhole not associated with
a substance will therefore not be regarded as an emergency incident.
The requirements for General Authorisation for section 21(c) and (i) water uses and that
fall under GN R704 as will be discussed in section 4.7.1.1 will also apply.
Scenario 3c: The underground mine commenced with mining underneath wetlands and
has continued to date, the location of the undermined wetlands became known to the
mine only subsequent to the undertaking of a wetland delineation assessment as per the
2005 Wetland Delineation Guideline526
In scenario 3c the mine submitted a land capability assessment in support of its approved
EMPr under the MPRDA527 and water use licence application under the NWA indicating
wetland areas. The EMPr was compiled using the Guideline Document called the "Aide-
Memoire" and contained a detailed description of the pre-mining environment, impacts
from the proposed mining operations, and mitigation measures for surface water, land
524 Refer to section 3.4.2.2. 525 Section 22 of the NWA. 526 Department of Mineral and Energy Affairs 1992 Aide-Memoire for the preparation of environmental
management programme reports for prospecting and mining. Department of Water and Sanitation 2005 A practical field procedure for identification and delineation of wetlands and riparian areas . It should be noted that although this scenario is discussed in terms of underground mining, the legal concepts will also apply to opencast mining.
527 Mining commenced prior to 2014; thus; the MPRDA was applicable.
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capability and use, and sensitive landscapes.528 The wetland delineation assessment
conducted post 2005 indicated areas that were not regarded as wetlands by the original
land capability assessment.529 The legal requirements discussed in the preceding section
would apply to all mining underneath wetlands that took place from the date of the
wetland assessment’s being concluded. Therefore if the undermining impeded, diverted
or altered the wetland, a water use licence would be required. If the mine was not in
possession of such a water use licence this would constitute an offence under the NWA.530
Accordingly, from the date the wetland assessment was concluded until such time as the
DWS approves a water use licence the mine would be in contravention of the NWA and
its regulations. This poses a challenge to the mining industry in that the NWA does not
make provision for transitional arrangements from the date when new specialist
information such as wetland delineation becomes known until the time an application
could be lodged for a section 21(c) and (i) water use licence and the water use licence is
approved.
Scenario 4: Opencast coal mine
Opencast mining through wetlands commenced prior to 1998531 and mining of the
opencast pit is still continuing. Mining extended (prior to 1998) through a floodplain
wetland associated with a tributary of a major river the mine is in possession of a section
20 permit of the alteration of the said tributary by mining activities and the full extent of
the opencast pit is authorised by an approved EMPr under the MPRDA
The opencast mining that commenced prior to 1998 through the tributary and associated
floodplain wetland was authorised under section 20 of the Water Act 54 of 1956.532
Therefore the mining through the tributary and associated wetland was lawful. The
528 Jansen "Environmental Management Programmes as a tool for effective catchment management in Southern Africa" 2.
529 This scenario is supported by the groundtruth exercise undertaken by WRC indicating that the mapping by the ground-truth exercise "contradicts strongly with the previous best state knowledge" where the WRC study indicated that wetlands amounted to a total area of 590 391 Ha, while the previous National Wetland Map (NWM4) indicated an area of only 213 579 Ha of wetlands. Refer to Water Research Commission 2015 Supporting better decision-making around coal mining in the Mpumalanga Highveld through the development of mapping tools and refinement of spatial data on wetlands iv.
530 Section 151 of the NWA. 531 Such mining was undertaken lawfully i.e. a permit was obtained for the mining and alteration of public
streams, while the mining of private water did not require any authorisation. 532 A permit was required at the time of commencement of the mining for the alteration of a public stream.
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mining currently undertaken is a continuation of the same pit and the mine can therefore
rely on the transitional provisions contained in the NWA.533 The current mining through
the tributary and associated wetlands is a continuation of an ELWU.534 The mining
through the tributary was authorised in the mines EMPr under the Minerals Act535 and the
MPRDA.536 It is pertinent to mention that the approved EMPr would as from 7 December
2014 be regarded as an approved environmental authorisation in terms of the NEMA,
although there is uncertainty on the transitional arrangements as section 38 of the
MPRDA has not yet been repealed.537 Thus the mining through the wetlands is seen as
approved in terms of the NEMA. However, for the period prior to 7 December 2014 in
terms of environmental legislation the following needs to be considered to determine the
lawfulness of the activity:
(a) Between the period 5 September 1997 and 2 July 2006 the ECA and its regulations
applied.538 These regulations were not applicable to the mining industry.539 In the
Maccsands case the court held that an environmental authorisation for mining-
related activities as listed under the NEMA was required, in addition to an EMPr
under the MPRDA.540
(b) From 3 July 2006 to 1 August 2010 the NEMA 2006 EIA regulations applied541 to all
listed activities specified, including those in wetlands. The 2006 regulations came
into force only on 1 April 2007 for mining and related activities, and the then Minister
of Minerals and Energy remained the competent authority.542
533 Section 34 of the NWA. 534 Section 32(1) of the NWA. 535 Prior to May 2004. For the purpose of this scenario, mining commenced post 1991. 536 Post May 2004. Also refer to section 3.3.2 of this dissertation. 537 Proc. No. 17 in GN 36541 dated 6 June 2013. Refer to section 3.5.1 of this dissertation. 538 GN R1182. 539 Section 21 of the ECA, GN R1529 in GG 19493 dated 27 November 1998 issued under section 21(1)
of the ECA and GN R1182. Also see Cross 2016 Mervyn Tabacks Incorporated (confidential source, on file with author) 17.
540 Para 25 of Maccsand (Pty) ltd v City of Cape Town 2012 (4) SA 181 (CC) and Gore and Lala 2010http://www.bowman.co.za/eZines/Custom/Environment/OctoberNewsletters/EnvironmentalAuthorisations.html.
541 GN R385, 386 and 387. 542 Ridl and Couzens 2010 PER 80. Mining is not specifically listed as an activity but sometimes an EIA
was required for non-mining-related activities such as the construction of a road. Refer to Du Plessis 2008 South African Public Law 10.
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(c) From 2 August 2010 to 7 December 2014 the NEMA 2010 EIA regulations applied,543
and again they applied to mining related activities.
As the mining commenced prior to 1998, the legislation listed above did not find
retrospective application544 and no obligation arose to obtain an environmental
authorisation for the mining activities.
If the opencast mining commenced post 1 April 2007, the following NEMA-listed activities
would have applied, namely activity 4 of GN R386: "The dredging, excavation, infilling,
removal or moving of soil, sand or rock exceeding 5 cubic meters from a river, tidal
lagoon, tidal river, lake, in-stream dam, floodplain or wetland" and activity 24 of GN R984.
If the opencast mining commenced post 2 August 2010, listed activity 18 of GN R544
would have applied.545
The rights of a holder of a mining right includes "actively conducting mining in accordance
with the mining work programme."546 These mining works programmes for existing coal
mines included the mining of pans and wetlands located within the mining right. As seen
in the discussion in this chapter, mining underneath and through wetlands547 did not
require authorisation under the Water Act 54 of 1956. However, under the NWA and its
regulations these activities required authorisation. The retrospective application of the
law is not always feasible, as this would impact negatively on the net present value548 of
an existing mine.
543 GN R543, 544, 545 and 546. 544 Refer to GN R1182, which reads "I further determine that this notice will commence in respect of
different activities on the dates indicated in Schedule 2: Provided that this notice is not applicable to an activity that was commenced with before the date of commencement fixed in respect of that activity as indicated in the said Schedule."
545 "The infilling or depositing of any material of more than 5 cubic meters into, or the dredging, excavation, removal or moving of soil, sand, shells, shell grit, pebbles or rock of more than 5 cubic meters from: (i) a watercourse; (ii) the sea; (iii) the seashore; (iv) the littoral active zone, an estuary or a distance of 100 meters inland of the high-water mark of the sea or an estuary, whichever distance is the greater but excluding where such infilling, depositing, dredging, excavation, removal or moving is for maintenance purposes undertaken in accordance with a management plan agreed to by the relevant environmental authority; or occurs behind the development setback line."
546 Section 25(2)(c) of MPRDA. 547 Seen as private water. 548 "Net Present Value (NPV) is the difference between the present value of cash inflows and the present
value of cash outflows. NPV is used in capital budgeting to analyse the profitability of a projected investment or project." Refer to Investopedia 2016 http://www.investopedia.com/terms/n/npv.asp.
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Scenario 5: Opencast coal mine
The opencast mining mentioned in scenario 4 advanced (pre-1998) through a pan, the
mine did not obtain any authorisation under the Water Act 54 of 1956 for said activity, it
is unclear whether this pan was regarded as private or public water at the time mining
commenced, and the extent as authorised in the mine’s EMPr includes mining through
the said pan
In scenario 5 if the pan were regarded as private water549 the mine did not require an
authorisation under the Water Act 54 of 1956550 and mining was conducted lawfully in
terms of the requirements of the water legislation. The pan is not regarded as a public
stream551 or public water, the latter being associated with water flowing in or derived
from the bed of a public stream.552 Therefore the mine did not require a permit in terms
of section 20 of the Water Act 54 of 1956 for the mining activities553 and the activity can
be regarded as lawful. In scenario 5 the same application in terms of the mineral and
environmental legislative requirements discussed for scenario 4 would apply.
4.7 Post-2014
4.7.1. Greenfield application
4.7.1.1 Scenario 1: Underground coal mine
A new underground coal mine proposes to undertake underground mining underneath
wetlands
Refer to Figure 9 as an example of future underground mining in relation to wetlands.
Figure 9 indicates all the HGM wetlands classes.554
549 In Breyten Collieries Ltd v Dennil (1) 1912 Uys WLC 7 T a lease was entered into giving Breyten sole right to search, mine and work for coal on the farm. On the boundary of the property there was a natural pan (with no outflow). A dispute arose between the neighbours on how much water could be used by each from the pan. The court held that the water in the pan was private water in terms of Water Conservation Act 8 of 1912.
550 Refer to footnote 271. 551 Pans have closed drainage, as referenced in section 2.3 of this dissertation. 552 Section 5 of the Water Act 54 of 1956. Also see Breedt and Dippenaar 2013
http://gwd.org.za/sites/gwd.org.za/files/02%20N%20Breedt_A%20summary%20of%20Wetland%20Legislation.pdf
553 Note that auxiliary mining activities might have required authorisation under the Water Act 54 of 1956. 554 Refer to section 2.4.2 of this dissertation.
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Figure 9: Map indicating future underground mining in relation to
wetlands.555
For proposed mining underneath wetlands the following legislation framework is
applicable:
(a) Water use licensing requirements under the NWA
Section 4.2 of this dissertation explains why mining underneath wetlands is regarded as
section 21(c) and (i) water uses.556 If the mining underneath the wetlands will result in
impeding, diverting or the alteration of wetlands, the mine will have to apply for a water
use licence from the DWS.557 In order for the DWS to consider the authorisation of the
555 SRK Consulting 2016 Setlabotsa "EIA/EMP – public review" 64. 556 Section 21(c) and (i) of the NWA. Section 21(c) refers to "impeding and diverting the flow of water in a
watercourse" and section 21(i) to "altering the bed, banks, courses or characteristics of a watercourse." Refer to Chapter 2 of this dissertation on the inclusion of the term "wetlands" in the definition of "watercourse." Also see 3.4.2.2.
557 Section 22 of the NWA.
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water uses applied for, the impact of the mining on the wetlands needs to be
determined.558 The undertaking of such rests with the applicant (the mine) for the water
use authorisation,559 who will appoint a wetland assessment practitioner to conduct a
delineation and impact assessment. Refer to chapter 2.4.2 of this dissertation on the
WET-Health and WET-Eco-Services tools used for such an assessment.
(b) General Authorisation for section 21(c) and (i) water uses
A General Authorisation560 relieves a water user from the need to apply for a water use
licence. General Authorisations constitute flexible administrative measures that are
subject to certain limitations and permit the granting of a general permission to use water
within a particular geographical area.561 In order for the General Authorisation to find
application the mine needs to determine if any of the exclusions of the General
Authorisation for section 21(c) and (i) water uses562 find application to the mining
underneath the wetland. If the exclusions find application then the mine will not be able
to rely on the General Authorisation and will need to apply for a water use licence.563
Regulation 6(b) of GN R1199 indicates that the General Authorisation does not apply to
a water use in terms of section 21(c) and (i) within a 500 meter radius from the boundary
of a wetland. From the definitions contained in GN R1199 on altering, impeding and
diverting,564 the mere undertaking of an activity within the 500 meter buffer does not
necessarily mean that a water use licence is required. A determination needs to done as
to whether the activity will result in the altering, impeding and diverting of the wetland.565
However, in the author’s experience,566 as substantiated by the DWS Water Use
Authorisation Application Process External and Internal Guidelines,567 the DWS does not
558 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 13.
559 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 13.
560 Section 39 of the NWA. Refer to section 3.4.4.2 of the dissertation. 561 Part 6 of the NWA and Stein 2005 Texas Law Review 2180. 562 GN R1199. 563 Regulation 6 of GN R1199. 564 Refer to section 3.4.4.2 of the dissertation. 565 Section 21(c) and (i) of the NWA and Cross 2016 Mervyn Tabacks Incorporated (confidential source,
on file with author) 9. 566 The author has worked for 12 years within the environmental management fields for the mining
industry, of which the last 5 years were as Environmental Permitting Manager for Anglo American Coal South Africa.
567 Refer to the discussion under section 3.4.2.2.
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agree with this interpretation and is of the view that any activity within the 500 meter
boundary of a wetlands constitutes a section 21(c) and (i) water use and requires a water
use licence irrespective of whether the activity alters, impedes or diverts the wetland.
The question also arises as to whether the boundary of the wetlands applies only on the
surface (refer to Figure 5 in section 2.4.1) or is also applicable horizontally (below the
wetland). In other words, does the mine require section 21(c) and (i) water use licenses
for mining underneath the wetland only, or also for mining underneath the 500 meter
buffer of the wetland? Upon the review of the definitions of a watercourse edge and
boundary it seems that the physical area or extent is applied to the surface only.568
Groundwater is also excluded from the definition of a watercourse.569 With reference to
Figure 8 of this dissertation, impeding, diverting or the alteration of a wetland will occur
in the event of subsidence or cracks in the substrata leading to the inflow of water into
the underground mine workings. If the 500 meter buffer is indeed applicable to
underground mining, and the ingress of water from a wetland results from underground
mining outside of this 500 meter buffer, the application of this arbitrary line would not
protect the wetland from underground mining impacts. On the other hand, if mining
within the 500 meter buffer does not result in the ingress of water from the wetland into
the underground mine, such mining underneath wetlands should not require a water use
licence under section 21(c) and (i) of the NWA.
(c) Regulation GN R704
From 1998 the mine needed to comply with the GN R704 Regulation on the use of water
for mining and related activities, the regulation being aimed at the protection of water
resources. Regulation 4 of GN R704 stipulates that no person in control of a mine may
carry out any underground mining within the 1:50 year flood line or within a horizontal
distance of 100 meters from a watercourse. GN R704 is the only legislative requirement
568 The definition of "regulated area" refers to the terms "flood line" and "riparian habitat," whereas "flood line" is not defined in the NWA or its regulations. "Floodplain" is "land which adjoins the channel of a natural stream and which is subject to overflow flooding. In hydrologic terms it is the area subject to inundation by floods of a particular frequency" as in James et al User’s guide to SWMM5 839 (the flood line is the edge of the floodplain). Riparian habitat as per section 1 of the NWA refers to the "physical structure and associated vegetation of the areas associated with a watercourse."
569 Section 1 of the NWA. Refer to section 2.4 for the definition of a watercourse. Department of Water and Sanitation 2016 Section 21(c) and (i) water use training.
88
that specifically refers to underground mining. The mine would thus need to apply to the
DWS for exemption from the requirements of regulation 4.570
To conclude, I submit that if the proposed activity of mining underneath the wetlands will
result in the altering, impeding or diverting of the wetlands, regardless of the distance of
the mining below the wetlands, a water use licence will have to be obtained. However,
the DWS does not hold this view, in that they apply the section 21(c) and (i) water use
licence requirements to any activity regardless of whether that activity impedes, diverts
or alters the watercourse, if the activity is located within the buffer zones specified.571 If
the DWS interpretation is applied, any mining underneath wetlands and within 500 meters
of the boundary of a wetland will require a water use licence. Also, in order for a company
to mine underneath wetlands it will have to apply for exemption from the requirements
of GN R704, where such mining occurs within the 100 meter buffer zone. A section 21(c)
and (i) water use licence and GN R704 exemption are required for each instance where
the underground mining crosses underneath a wetland.
4.7.1.2 Scenario 2: Opencast coal mine
A proposed opencast coal mine will undertake coal mining through and in close proximity
to wetlands as illustrated in Figure 10
The following listed activities in terms of the NEMA relate to the proposed opencast mining
scenario:
The infilling or depositing of any material of more than 5 cubic meter into, or the dredging, excavation, removal or moving of soil, sand, shells, shell grit, pebbles or rock of more than 5 cubic meters from (i) a watercourse…572
The extraction or removal of peat or peat soils, including the disturbance of vegetation or soils in anticipation of the extraction or removal of peat or peat soils, but excluding where such extraction or removal is for the rehabilitation of wetlands in accordance with a maintenance management plan.573
570 Regulation 3 of GN R704. 571 DWS Water Use Authorisation Application Process External and Internal Guidelines. 572 Activity 19 of GN R983. Activities within Listing Notice 1 are subject to a Basic Assessment process
as detailed in regulation 19 and 20 of GN R982. Also see section 3.5.2. 573 Activity 24 in GN R984.
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The mine will require the approval of an environmental authorisation application by the
DMR574 for the opencast mining activities that will extend through the wetlands.575
With regard to the NWA, section 21(c) and (i) water use authorisation licences will be
required for the mining of wetlands, as the mining will result in the total loss of the
wetlands.576 For opencast mining in close proximity to wetlands, the buffer zones as
indicated in the General Authorisation for section 21(c) and (i) water uses577 and the
requirements in GN R704 will apply. Opencast mining within 500 meters of the boundary
of a wetland will require water use licensing if such mining will impede, divert and alter
the watercourse.578 However, as explained in the preceding section, the DWS holds the
view that any activity within the 500 meter zone buffer requires water use licensing.579
Regulation 4 of GN R704 indicates that a mine may not carry out any opencast mining
within the 1:50 year flood line or the horizontal distance of 100 meters for any
watercourse.580 All opencast mining should be outside the exclusion zones.581 If opencast
mining will occur within the exclusion zones, exemption should be obtained from the
DWS.582 In conclusion and with reference to Figure 10, all the mining areas overlapping
delineated wetlands or within the 500 meter buffer zone will require a section 21(c) and
(i) water use licence from the DWS. In addition, all mining areas within the 100 meter
buffer zone or 1:50 year flood line will require an exemption from GN R704.
574 Section 24C(2A) of the NEMA indicates that the Minister responsible for mineral resources must be identified as the competent authority in terms of listed activities related to mining. Also see section 3.5.1.
575 For the inclusion of wetlands in the definition of watercourses, please refer to section 2.4. 576 Impeding, diverting and altering of wetlands. 577 GN R1199. 578 Regulation 6 of GN R1199. 579 DWS Water Use Authorisation Application Process External and Internal Guidelines. 580 Regulation 4(a) of GN R704. 581 1:50 year flood line or 100m from the centre of a wetland. 582 Regulation 3 of GN R704 and Department of Water Affairs 2008 Best Practice Guideline A5: Water
Management of Surface Mines 36.
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Figure 10: Map indicating a proposed opencast footprint overlain on the
delineated wetland areas583
Brownfield application
4.7.2.1 Scenario 3: Opencast/ underground coal mine prospecting
An operating mine would like to carry out future exploration584 or prospecting585 activities
for the pit extension within and/or in close proximity to the delineated wetland; the mine
583 Wetland Consulting Services 2009 Wetland delineation and impact assessment report for the proposed AEMFC coal mine near Ogies, Mpumalanga Province 23.
584 Exploration means "The search for a mineral deposit (prospecting)" as defined in SACMA 2005 Surface Strip Coal Mining Handbook 1-5.
585 Prospecting is defined in section 1 of the MPRDA to the effect that it "means intentionally searching for any mineral by means of any method - (a) which disturbs the surface or subsurface of the earth, including any portion of the earth that is under the sea or under other water."
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has an approved prospecting EMPr under the MPRDA for its entire mining and surface
right586
Exploration or prospecting requires the preparation of an environmental impact
assessment, an EMPr and rehabilitation plan, as drilling has an environmental impact.587
Section 5 of the MPRDA refers to the requirements under the NWA for the use of water
from watercourses588 for prospecting purposes. In the event that the prospecting
activities within and in close proximity to wetlands are included in the prospecting EMPr
and the associated environmental aspects, impacts and mitigation measures are
stipulated, such an EMPr would be regarded as an environmental authorisation.589 The
prospecting activities would therefore be authorised under the NEMA. If the proposed
prospecting activities are not included in the approved prospecting EMPr under the
MPRDA, such activities would require authorisation from the DMR under the 2014 EIA
regulations for listed activities, as they trigger activity 19 in GN R983 relating to the
infilling or excavation of more than 5m2 from a watercourse.590 If no listed activities are
triggered, an amendment of the EMPr would be required. Regulation 32 of GN R982
indicates:
An environmental authorisation may be amended by following the process prescribed in
this Part if the amendment will result in a change to the scope of a valid environmental
authorisation where such change will result in an increased level or nature of impact where such level or nature of impact was not - (a) assessed and included in the initial
application for environmental authorisation; or (b) taken into consideration in the initial
environmental authorisation; and the change does not, on its own, constitute a listed or specified activity.
If the prospecting activities will be carried out in wetlands or within or near the floodplains
buffer zones, the provisions of the NWA and the GN R704 regulations should be taken
586 Section 38 of the MPRDA. Section 38 was repealed by section 31 of Act 49 of 2008 with effect from 7 June 2013.
587 Activity 20 of GN R983 and SACMA 2005 Surface Strip Coal Mining Handbook 9-8. 588 Such as a "natural spring, lake, river or stream, situated on, or flowing through, such land or from any
excavation previously made and used for prospecting, mining, exploration or production purposes, or sink a well or borehole required for use relating to prospecting, mining, exploration or production on such land."
589 Section 38B(1) of the Mineral and Petroleum Resources Development Amendment Act 49 of 2008 and NEMLA Bill 2015. Refer to section 3.5.1 of this dissertation.
590 Refer to the Anker Coal case on contraventions of the NEMA related to prospecting activities in a wetland discussed in section 3.4.2.2 of this dissertation. Contraventions relate to section 28(14)(a) read with sections 1, 28(15), 32, 34, 34B, 34C and 34H of the NEMA as in para 6.1.2 of the Anker Coal case.
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into account. The prospecting activities will require a water use licence591 unless they are
otherwise authorised by the NWA, for example under a General Authorisation.592 The
discussion in section 4.7.1(b) on the requirements relating to the 500 meter buffer zone
specified in GN R1199 will also be applicable here. Regulation 4(b) of GN R704 prohibits
prospecting within the 1:50 year flood-line or within a horizontal distance of 100 meters
from a wetland. If the prospecting activities are located within these buffer zones a GN
R704 exemption will have to be obtained from the DWS.593
4.7.2.2 Scenario 4: Opencast/ underground coal mine geohydrological drilling
The operating mine mentioned in scenario 3 needs to conduct gehydrological drilling to
inform the specialist studies required in support of the environmental authorisation
process
The legislative requirements discussed in scenario 3 would also apply to geohydrological
drilling to be conducted within or in close proximity (i.e. within the legislative buffer zones
specified) of wetlands. The challenge lies in the fact that authorisation has to be obtained
in order to gather data to inform authorisations. This has a significant impact on the
timeframe for proposed mining projects. Regardless of whether the prospecting or
geohydrological drilling is temporary and the impact thereof low, the environmental legal
requirements remains applicable. In order to mitigate this challenge, the DWS has
amended specifically the General Authorisation for section 21(c) and (i) water uses.594
4.7.2.3 Scenario 5: Mine-related infrastructure
The construction of mine-related infrastructure595 for a proposed underground or
opencast coal mine
591 See section 21(c) and (i) of the NWA for impeding, diverting or altering of the wetland. 592 GN R1199 will have reference. 593 Regulation 3 of GN R704. 594 GN R509. Refer to section 3.5.2.2 of this dissertation. 595 "Mine-related infrastructure" refers among other things to conveyors, pipelines, haul roads, sewage
treatment plants, mineral residue stockpiles and deposits and coal processing plants. Section 1 of the MPRDA states that processing, "in relation to any mineral, means the winning, extracting, concentrating, refining, calcining, classifying, crushing, screening, washing, reduction, smelting or gasification thereof."
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In terms of water legislation the same principle applies as previously discussed, in that if
the infrastructure impedes, diverts or alters the wetland a section 21(c) and (i) water use
licence under the NWA is required.596 An example is the crossing of a wetland by a coal
conveyor or water pipeline. Again, as with mining itself, the DWS holds the view that if
infrastructure is located within the 500 meter buffer zone specified in GN R1199, a water
use licence is required regardless of the nature of the impeding, diversion or alteration
of the wetland. In this regard reference is made to the DWS Operational Policy597 that
indicates that dams constructed for water management on mines, whether clean or dirty
water, can entail section 21(c) and (i) water uses if located in the regulated zone or
buffers of wetlands. However, it is unclear from the DWS policy if this approach should
be followed only in the event that the activity which the mine has commenced with
triggered a listed activity under the NEMA EIA regulations598 or in all instances of section
21(c) and (i) water uses. If the DWS requirements are met and the competent authority
for environmental authorisation, in this instance the DMR, is willing to include it in the
environmental authorisation, a section 22(3)599 process under the NWA can be followed
to dispense with the requirement for a water use license.600 If the DWS requirements
cannot be included in the environmental authorisation, a water use licence application
will have to be submitted for approval.601 In contrast, GN R704 is more specific in that it
places a restriction on the location of residue deposits, dams, reservoirs and associated
structures within the 1:100 year flood line or within a horizontal distance of 100 meters
of a watercourse, including a wetland.602 In order to position mining infrastructure legally,
the following process is to be followed:
Step 1: identify all watercourses (inclusive of wetlands),
596 See section 3.5.2.2. 597 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting
watercourses 17. 598 GN R983, GN R984, GN R985 in GG 38282 of 4 December 2014. 599 Section 22(3) of the NWA stipulates that "a responsible authority may dispense with the requirement
for a licence for a water use if it is satisfied that the purpose of this Act will be met by the grant of a licence, permit or other authorisation under any law."
600 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 18. Refer to section 3.4.2.2.
601 Department of Water Affairs 2012 Operational policy to regulate development and activities affecting watercourses 18.
602 Regulation 4 of GN R704.
94
Step 2: determine the 1:100 year flood lines for all the watercourses,
Step 3: determine the horizontal distance exclusion zones (100 meter),
Step 4: plot all the above on a map/ plan,
Step 5: obtain GN R704 exemption for all mining-related infrastructure within the
exclusion zones from the DWS.603
A further restriction is the placement of sanitary conveniences, fuel depots and reservoirs
for any substance that is likely to cause pollution of a water resource within the 1:50 year
flood line of any watercourse.604 This poses a challenge to mine planning, as all mining
infrastructure needs to be located outside of the 1:100 year flood, but sanitary
conveniences outside the 1:50 year flood line.
Further restriction on the location of developmental activities is found in the 2014 EIA
regulations under the NEMA. Development is defined as:605
building, erection, construction or establishment of a facility, structure or infrastructure, including associated earthworks or borrow pits, that is necessary
for the undertaking of a listed or specified activity, including any associated post development monitoring, but excludes any modification, alteration or expansion of such a facility, structure or infrastructure, including associated earthworks or borrow pits, and excluding the redevelopment of the same facility in the same location, with the same capacity and footprint.
Linear activities include railways, roads, pipelines, conveyor belts, powerlines, fences, and
telecommunication lines.606 For the applicable listed activities refer to section 3.5.2.1 of
this dissertation. In the event that listed activities are triggered, an application607 must
be made to the DMR.608 In the light of the above discussion it is evident that if a single
piece of infrastructure, for example a road, is located within 32 meters609 of the boundary
of a wetland, multiple applications to different regulatory authorities will be required. For
603 Department of Water Affairs 2008 Best Practice Guideline A5: Water Management of Surface Mines 36.
604 Regulation 4(b) of GN R704. 605 Regulations 2 of GN R983. 606 Regulation 2 of GN R983. 607 In terms of regulations 19 and 20 of GN R982 if a basic assessment must be applied, and in terms of
regulations 21 to 24 if a Social and Environmental Impact Assessment must be applied. 608 Regulations 6(7) of GN R982. 609 32 meters being the closest buffer to the boundary of a wetland included in the NEMA listed activities.
95
the single road, an application under the NEMA is required to the DMR; an application for
GN R704 exemption is required to the DWS, as well as a section 21(c) and (i) water use
licence application to the DWS. If this is multiplied for each piece of infrastructure on the
mine, this will result in a huge number of applications for approvals to different regulatory
authorities for one mining project.
4.8 Conclusion
In this chapter the legislation described in chapter 3 has been applied to various scenarios
pertaining to the impact of mining on wetlands in Mpumalanga. Existing mines have been
deemed viable based on the mining works programme610 approved by the DMR.611
From the application of the legislative framework set out in chapter 3 to practical
scenarios it has become evident that the governance of the protection of wetlands is
complex. It has become evident that legislative requirements overlap or even contradict
one another with reference to buffer zones. The implementation of these buffer zones by
the regulator further complicates the application of these requirements. What is evident
is that the greenfield application is more streamlined than that of the brownfield
application. In the different time periods discussed, different legal requirements applied
relating to the protection of wetlands. Some mines’ lives span these "legal" timeframes.
This complicates the operation of the mines as they need to take into consideration their
historic activities, their current activities (relying on transitional requirements) and their
future activities, as well as the location of these activities in relation to wetlands. Table 5
summarises the three periods discussed in this and the preceding chapters, the legislation
for the protection of wetlands, and its application to the scenarios given in this chapter.
610 "Mining works programmes" means "the planned mining works programme to be followed in order to mine a mineral resource optimally" as per section 1 of the MPRDA.
611 Section 23 (1) of the MPRDA indicates that the Minister must grant a mining right if the mineral can be mined optimally.
96
TABLE 5: Summary of the legislation and the application thereof for the protection of wetlands within the coal mining
industry in Mpumalanga
TIME
PERIOD
LEGISLATION, POLICY
OR GUIDELINE
APPLICATION
UNDERGROUND MINING OPENCAST MINING MINING INFRASTRUCTURE
Pre-1998 Ramsar Convention on Wetlands of International Importance (1971)
Not included in the scenario analysis.
Conservation of Agricultural Resources Act 43 of 1893
Not directly applicable to mining.
Water Act 54 of 1956 The Water Act 54 of 1956
made a distinction between public and private water.
a) If the undermined wetland
was regarded as private water the mine was entitled to the sole and exclusive use of the wetland.
b) If the undermined wetland was regarded as a public stream it was the mine's legal obligation to obtain a permit
The Water Act 54 of 1956
made a distinction between public and private water.
a) If the mined wetland was
regarded as private water the mine was entitled to the sole and exclusive use of the wetland.
b) If the mined wetland was regarded as a public stream it was the mine's legal obligation to obtain a permit under
Not applicable
97
TIME PERIOD
LEGISLATION, POLICY OR GUIDELINE
APPLICATION
UNDERGROUND MINING OPENCAST MINING MINING
INFRASTRUCTURE
under section 20 of the Water
Act 54 of 1956.
section 20 of the Water Act 54
of 1956.
Pre-1998
Minerals Act 50 of 1991
or the Mines and Works Act 27 of 1956.
Mining underneath wetlands
should have been included in the EMPr and the surface rehabilitation plan.
Opencast mining through
wetlands should have been included in the EMPr and the surface rehabilitation plan.
Not applicable
Environmental Conservation Act 73 of 1989 and GN R1182.
5 September 1997 to 2
July 2006.
These regulations were not enforced in the mining industry.
98
TIME PERIOD
LEGISLATION, POLICY OR GUIDELINE
APPLICATION
UNDERGROUND MINING OPENCAST MINING MINING
INFRASTRUCTURE
Post-1998 until
2014
National Water Act 36 of
1998
Section 21(c): Impeding
and diverting the flow of water in a watercourse.
Section 21(i): Altering the
bed, banks, course and characteristics of a watercourse.
Mining underneath a wetland
is regarded as a section 21(i) water use by the DWS, as this may result in subsidence of the wetland resulting in an impact on the characteristics
thereof.
It may also be regarded as a section 21(c) water use as it can result in the impedance
or diversion of water in the wetland through water ingress from the wetland into the underground workings.
Opencast mining through
wetlands will result in the permanent destruction of the wetlands and the total loss of biodiversity and habitat and is regarded as a section 21(c)
and (i) water use.
Mining related infrastructure
can impact on wetlands by impeding the flow of water to the wetland or altering the beds, banks course or characteristics of a wetland.
If the mining underneath the wetlands would result in impeding, diverting or altering the wetlands, the
mine had to apply for a water use licence from the DWS.
If the opencast mining would result in impeding, diverting or altering the wetlands the mine had to apply for a water use
licence from the DWS.
If the mining-related infrastructure would result in impeding, diverting or altering the wetlands, the
mine had to apply for a water use licence from the DWS.
99
TIME PERIOD
LEGISLATION, POLICY OR GUIDELINE
APPLICATION
UNDERGROUND MINING OPENCAST MINING MINING
INFRASTRUCTURE
Post-1998 until 2014
Underground mining can be
regarded as an ELWU under section 24 of the NWA if: a) Mining commenced 2 years prior to the commencement of the NWA and
b) Such mining was authorised under the Water Act 54 of 1956. The mine can rely on the
transitional provisions in the NWA if the continuation of the mining underneath the wetlands is an extension of the same coal seam that was lawfully mined prior to 1996.
Opencast mining can be
regarded as an ELWU under section 24 of the NWA if: a) Mining commenced 2 years prior to the commencement of the NWA and
b) Such mining was authorised under the Water Act 54 of 1956. The mine can rely on the
transitional provisions in the NWA if the continuation of the mining of the wetlands is an extension of the same opencast pit that was lawfully mined prior to 1996.
The impedance, diversion or
alteration of the wetlands by infrastructure can be regarded as an ELWU under section 24 of the NWA if: a) Construction commenced
2 years prior to the commencement of the NWA and b) Such construction was authorised under the Water Act 54 of 1956.
100
TIME PERIOD
LEGISLATION, POLICY OR GUIDELINE
APPLICATION
UNDERGROUND MINING OPENCAST MINING MINING
INFRASTRUCTURE
Post-
1998 until 2014
GN R704 in GG 20199 of
4 June 1999.
Regulation 4 stipulates that
no person in control of a mine may carry out any underground mining within the 1:50 year flood line or within a horizontal distance of
100 meters from a watercourse. The mine would thus need to apply for exemption from the
requirements of regulation 4 from the DWS for mining underneath wetlands.
Regulation 4 indicates that a
mine may not carry out any opencast mining within the 1:50 year flood line or the horizontal distance of 100 meters for any watercourse.
All opencast mining should be
outside the exclusion zones. If opencast mining will occur within the exclusion zones exemptions should be obtained from the DWS.
Regulation 4 places a
restriction on the location of residue deposits, dams, reservoirs and associated structures within the 1: 100 year flood line or within a
horizontal distance of 100 meters from a watercourse. A further restriction is the placement of sanitary conveniences, fuel depots
and reservoirs for any substance that is likely to cause pollution of a water resource within the 1:50 year flood line of any watercourse.
The mine would thus need to apply for exemption from the requirements of regulation 4 from the DWS if any infrastructure is
located within the exclusion zone.
101
TIME PERIOD
LEGISLATION, POLICY OR GUIDELINE
APPLICATION
UNDERGROUND MINING OPENCAST MINING MINING
INFRASTRUCTURE
Post-
1998 until 2014
GN R1199 in GG 32805 of
18 December 2009.
A General Authorisation relieves a water user from the need to apply for a water use licence.
Regulation 6(b) of GN R1199 indicates that a General Authorisation does not apply to a water use in terms of section 21(c) and (i) within a 500 meter radius from the boundary of a wetland. If the exclusions find application then the mine will not be able to rely on the General Authorisation and will need to apply for a water use licence.
Environmental Conservation Act 73 of 1989. 5 September 1997
to 2 July 2006.
These regulations were not enforced in the mining industry.
National Environmental Management Act 107 of
1998
The NEMA-listed activities refer to developmental
activities within 32 meters of a wetland or activities undertaken within a watercourse. These activities would not be applicable to
underground mining.
The NEMA-listed activities refer to developmental activities
within 32 meters of a wetland. These activities would not be applicable to opencast mining.
Developmental activities within 32 meters of a
wetland.
2006 EIA regulations: GN R385, 386 and 387 in GG
28753 of 2 June 2006.
3 July 2006 to 1 August 2010 (1 April 2007 for mining operations).
If opencast mining commenced post 1 April 2007, listed activity 4 of GN R386 would have applied: "The dredging,
excavation, infilling, removal or moving of soil, sand or rock exceeding 5 cubic meters from a river, tidal lagoon, tidal river, lake, in-stream dam, floodplain
or wetland."
The requirements for mining infrastructure during this period were not included in the scenario analysis.
102
TIME PERIOD
LEGISLATION, POLICY OR GUIDELINE
APPLICATION
UNDERGROUND MINING OPENCAST MINING MINING
INFRASTRUCTURE
Post-
1998 until 2014
2010 EIA regulations: GN R543, 544, 545 and 546
in GG 33306 of 1 August 2010 (2 August 2010 to 7 December 2014).
If opencast mining commenced
post 2 August 2010 the following NEMA-listed activity would have applied - activity 19 of GN R544: "The infilling or depositing of any material of
more than 5 cubic meters into, or the dredging, excavation, removal or moving of soil, sand, shells, shell grit, pebbles or rock of more than 5 cubic
meters from: (i) a watercourse…"
National Environmental Management: Biodiversity Act 10 of 2004
Not included in the scenario analysis.
National Environmental Protected Areas Act 57 of 2003
Not included in the scenario analysis.
National Environmental Management: Integrated Coastal Management Act 24 of 2008
Not applicable to mining in Mpumalanga.
103
TIME PERIOD
LEGISLATION, POLICY OR GUIDELINE
APPLICATION
UNDERGROUND MINING OPENCAST MINING MINING
INFRASTRUCTURE
Post-
1998 until 2014
Mineral and Petroleum Resources Development Act 28 of 2002
Mining underneath wetlands
should have been included in the EMPr and the surface rehabilitation plan.
Opencast mining through
wetlands should have been included in the EMPr and the surface rehabilitation plan.
Not applicable
Post-2014
National Environmental Management Act 107 of 1998
An approved EMPr, it seems, would as from 7 December 2014 be regarded as an approved environmental authorisation in terms of the NEMA.
GN R982, 983, 984 and 985 in GG 38282 of 4 December 2014
None of the listed activities would be triggered by underground mining.
The following listed activities in terms of the NEMA relate to the proposed opencast mining scenario: activity 19 of GN
R983 and activity 24 of GN R984 related to the undertaking of activities within a watercourse. The mine will require an
environmental authorisation by the DMR for the opencast mining activities that will extend through the wetlands.
Developmental activities within 32 meters of a wetland.
Post-2014
National Water Act 36 of 1998 Section 21(c): Impeding and diverting the flow of water in a watercourse
The same application as for the period 1998 to 2014.
104
TIME PERIOD
LEGISLATION, POLICY OR GUIDELINE
APPLICATION
UNDERGROUND MINING OPENCAST MINING MINING
INFRASTRUCTURE
Section 21(i): Altering the
bed, banks, course and characteristics of a watercourse.
GN R509 Draft General Authorisation for Section 21(c) and (i) water uses.
The draft regulations were not included in the scenario analysis as were published in August 2016 only.
DWS 2014 Guideline to regulate activities/developments affecting wetlands
The DWS is of the view that any activity within the 500 meter boundary of a wetland constitutes a section 21(c) and (i) water use and requires a water use licence, irrespective of whether the activity alters, impedes or diverts the wetland.
105
CHAPTER 5 CONCLUSION
5.1 Introduction
The aim of this dissertation was to determine if the current legal framework guarantees
the protection of wetlands located within the coal mining industry in Mpumalanga.612 As
discussed in chapter 2, coal mining has significant and unique impacts on wetlands. These
impacts can occur during any or all lifecycle phases of a mine (prospecting, operational
and decommissioning) and are likely to increase as the activities on the ground
progress.613 Coal mining impacts on the key hydrological processes614 supporting wetland
functionality. Opencast coal mining can result in the total destruction of these systems.615
In 2013, of South Africa’s "792 wetland ecosystems, 65% have been identified as
threatened and 48% as critically endangered."616 In the Mpumalanga Province, coal
seams are inherently linked to the occurrence of wetlands.617 The protection and
governance of the impacts of coal mining on wetlands has in recent years attracted
increased attention.618 In order to support the main aim of the research, this dissertation
has reviewed the legal definition of the term wetland, evaluated the South African
environmental legal framework governing wetlands, and applied the legal framework to
various scenarios within the Mpumalanga coal mining environment to determine if the
legal framework sufficiently protects wetlands within the province.619
5.2 Defining the challenges related to the term "wetland"
This dissertation620 indicated the complexity in defining the term "wetland" and the
inconsistency in the legal interpretation thereof. The interpretative challenges are
612 Refer to section 1.1. 613 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 10. Also refer to figure
4 in chapter 2. 614 Through the impact on water quantity (flow) and water quality of wetlands. 615 Refer to section 2.3. 616 Department of Water and Sanitation 2013 National Water Resource Strategy 2013 9 (hereafter
NWRS2). The NWRS2 "sets out the strategy to plan, develop, manage, protect and control the use of our water resources effectively for the future." Refer to Chapter 2 for the inclusion of wetlands in the definition of water resources.
617 Exarro date unknown http://www.exxaro.com/index.php/sustainability/wetlands-and-coal/. 618 Refer to section 2.2. 619 Due to the scope of the legal framework governing wetlands, all of the challenges experienced in the
practical application could not be covered in this dissertation. The challenges discussed are limited to those derived from the scenarios in chapter 4.
620 Refer to section 2.4.
106
exacerbated by the inclusion in the legal framework of a set of different buffer zones for
developmental impacts on wetlands.621 The South African legislation contains a wide array
of direct and indirect definitions of wetlands.622 For example, water resources are held in
public trust by the DWS. The definition of water resources includes "watercourse," which
in turn includes the term "wetland." The definition of "environment" in the NEMA also
refers to water, while the NEMA also defines "watercourse" and "wetland." The inclusion
of the term "wetland" in the definition of "watercourse" is relevant as the licensing
requirements of water uses as contained in section 21 of the NWA623 and the listed
activities requiring authorisation under the NEMA refer to the term "watercourse".
"Wetland" is defined in the RAMSAR Convention, the NWA and the NEMA.624 The definition
of "wetland" in the NEMA and the NWA is:
Land which is transitional between terrestrial and aquatic systems where the water table is usually at or near the surface, or the land is periodically covered with shallow water, and which land in normal circumstances supports or would
support vegetation typically adapted to life in saturated soil.
Wetlands are thus defined based on hydrology, vegetation and soil.625 The NWA and
NEMA definition refers to natural wetlands, while the RAMSAR definition explicitly includes
artificial wetlands.626 The DWS, however, applies the legal framework to both natural
and artificial wetlands, as both maintain hydrological flow. A wetland, despite what the
term suggests, is not land that is always wet, as some types of wetlands such as pans
can be dry for years.627 Due to the variability in the South African climate, wetlands in
some years are wetter than in others. This is particularly evident at the outer boundary
of the wetland. The presence of water alone is thus an unreliable indicator of the
boundary and conditions of the wetland.628 The definition indicates that wetlands are
621 Refer to 2.4.1 and 3.4.2.2 and 3.5.2.2. 622 Table 3 contains a summary of the definitions of wetlands as contained in the South African legal
framework. 623 Section 21(c) of the NWA refers to "impeding and diverting the flow of water in a watercourse" and
section 21(i) refers to "altering the bed, banks, course or characteristics of a watercourse." Refer to 3.4.2.2.
624 Refer to Table 3. 625 Marnewecke and Kotzé 1999 "Guidelines for delineation of wetland boundary and wetland zones"
W6/2. 626 Coaltech 2007 Upper Olifants river catchment wetland inventory, Mpumalanga and Gauteng province
12. 627 Water Research Commission 2015 Wetland rehabilitation in a mining landscape 6. 628 Marnewecke and Kotzé 1999 "Guidelines for delineation of wetland boundary and wetland zones"
W6/2.
107
transitional in nature and the boundary of a wetland is often not clearly apparent in the
field.629 However, as is evident in chapter 3, the legal framework is grounded on the
notion of the boundary and buffer of a wetland.
5.3 "Boundaries" set by the definition of wetlands
The primary goal of classifying wetlands is to impose boundaries on natural ecosystems for the purpose of inventory, evaluation and management.630 While
it is recognized that this boundary may be a human construct, it is necessary from a management and legal point of view and can be undertaken on the basis of scientifically defensible criteria.631
South African legislation protects wetland systems and riparian habitats from
developmental pressures by referring to wetland buffers.632 It is recognised that wetland
buffers have an important function in maintaining basic aquatic processes, reducing the
impacts made by adjacent and upstream water users, protecting wild habitat, and in
providing a number of supplementary societal benefits.633 In Mpumalanga the delineation
of riparian buffers has significantly improved water quality and mitigated the impacts of
mining activities.634
From the discussion in chapter 2 it is evident that the definition of buffer zones differs,
depending on the purpose thereof.635 "The width of a buffer depends greatly on what
resource you are trying to protect."636 Buffers around wetlands have only recently been
629 Marnewecke and Kotzé 1999 "Guidelines for delineation of wetland boundary and wetland zones" W6/2.
630 Cowardin et al 1979 in Breedt Understanding subterranean hydrology in the delineation of wetlands 4. 631 Marnewecke and Kotzé 1999 "Guidelines for delineation of wetland boundary and wetland zones"
W6/2. 632 500m buffer in GN R1199 and GN R509, 100m buffer in GN R704 and 32m buffer in GN R983 to 985.
NWRS2 37. Chapter 2 referred to boundaries or buffer zones around wetlands as means of protecting these ecosystems.
633 Macfarlane et al 2014 "Preliminary guideline for the determination of buffer zones for rivers, wetlands and estuaries." iii.
634 Water Research Commission 2011 Implementation Manual for Freshwater Ecosystem Priority Areas 57.
635 Macfarlane et al 2014 "Preliminary guideline for the determination of buffer zones for rivers, wetlands and estuaries." iii.
636 Hawes and Smith "Riparian Buffer Zones: Functions and Recommended Widths" 4.
108
defined637 on a scientific basis through reference to the wetland delineation.638. Prior to
this definition a 500 meter buffer was applied to the licensing of water uses impacting on
wetlands under section 21(c) and (i) of the NWA.639 This is still in contradiction of the
requirements of GN R704, which still includes a 100 meter arbitrary buffer, and of the
NEMA, which includes a 32 meter buffer for developmental activities.640 In addition, while
section 21(c) and (i) specifically refer to a "wetland from which water flows," the 500
meter buffer has been applied not only in respect of the flow regime of a wetland but
also the physical and ecological attributes of a wetland, thereby increasing the regulated
area.
Despite the importance of buffers zones, they are far from "the silver bullet that addresses
all water resource related problems."641 Buffer zones, for example, do not assist in
addressing the hydrological impacts arising from stream-flow reduction activities.642 What
is important is that water can be introduced to a wetland through direct rainfall, runoff,
channel flow and groundwater discharge.643 The 500 meter buffer644 was set in order to
protect the wetland connectivity and recharge. However, the area required to sustain
these functions might be larger, subject to the geohydrological, hydrological and spatial
connectivity of the wetlands, soil conditions and groundwater flow.645 Some activities
such as opencast coal mining may require buffers extending beyond the 500 meter mark
in order to prevent the destruction of the wetland.646 Therefore, whether a section 2(c)
and (i) water use is triggered should be decided by whether the water introduced to the
637 September 2016. Refer to table 3 for the definition of "extent of a watercourse" as included in GN R1180 and GN R509. The 500 meter radius buffer has been removed from the definition of a regulated area. As a scientifically delineated buffer has only recently been introduced, the scenario analysis in chapter 4 of this dissertation has focused only on the challenges faced prior to this introduction.
638 As per the DWS 2005 Practical Field Procedure for Delineation of Wetlands and Riparian Areas. Refer to section 2.4.3. The challenges experienced by the mining industry through the application of the DWS 2005 procedure fall outside the scope of this dissertation.
639 GN R1180. 640 Refer to table 5. 641 Macfarlane et al 2014 "Preliminary guideline for the determination of buffer zones for rivers, wetlands
and estuaries." iii. 642 Such as section 21(c) and (i) water uses related stream flow reduction in wetlands. Macfarlane et al
2014 "Preliminary guideline for the determination of buffer zones for rivers, wetlands and estuaries." iii.
643 Ingram, 1983 and Williams, 1990 in Stoop A framework methodology for the cumulative impact assessment of wetlands 31.
644 GN R1199. 645 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting
wetlands First edition Pretoria 33. 646 Department of Water and Sanitation 2014 Guideline to regulate activities/ developments affecting
wetlands First edition Pretoria 45.
109
wetland will be impeded, diverted or altered by the water use. However, as seen in the
scenario analysis in chapter 4, the buffer zones (especially the 500m buffer) are used to
define the water use, and not the impedance, diversion or alteration caused by the
activities.
5.4 Un/effective legislative framework?
As argued in chapter 3, various pieces of legislation govern the protection of wetlands in
South Africa’s mining industry. They can be characterised by their having had application
in three distinct timeframes, namely pre-1998,647 between 1998 and 2014,648 and post-
2014.649 During the analysis of the legislation and its application to scenarios within
Mpumalanga, the following challenges were identified:
(a) There is no uniform definition of a "wetland" in South African legislation.650
(b) There is no uniform definition of the "buffer of a wetland" in South African
legislation. Legislative requirements overlap or even contrast with one another, with
reference to buffer zones.651
(c) The legislative framework made limited or no provision at all for the governing of
the impacts of the mining industry on wetlands prior to 1998.652
(d) The Delineation Guideline of 2005 and the NFEPA maps has had the result that
areas previously delineated as non-wetland areas by land capability assessments
and authorised as such are now being delineated as wetlands. The legislative
framework does not include transitional arrangements to authorise activities that
occurred and are occurring in such areas, and a mine would in this context
immediately be in contravention of the legislation.653
647 1998 saw the promulgation of the NWA and the NEMA. 648 As of December 2014 the "One Environmental System" is being implemented. 649 Refer to table 4. 650 Refer to section 2.5. 651 Refer to section 2.5 652 Refer to sections 3.3 and 4.5. 653 Refer to sections 2.4.2 and 4.6.1.1.
110
(e) Therefore uncertainty exists as to the lawfulness of mining activities that lawfully
commenced prior to 1998 but are presently located within wetlands and their
associated buffers, as defined.654
(f) Mining activities occur over a long period of time, some spanning over the three
legislative timeframes discussed. The changes in legislation over the life of the mine
have resulted in uncertainty about the applicability of the legislation to the mining
activities, specifically activities impacting on wetlands.
(g) The application of the legislative buffer zones, specifically the 500 meter contained
in the general authorisation, is incorrect. The DWS requires that all activities located
within the 500 meter buffer zone, regardless of whether they impede, divert or alter
the wetland, are to be authorised merely on the location of the activity in relation
to the wetland.655
To address the above challenges the following recommendations are made:
(a) The definition of a "wetland" should be reviewed to be uniform for all legislation
governing the protection of these ecosystems.
(b) The definition should be based on the scientific understanding of the functioning of
wetlands and should ensure the protection of all these functions.
(c) In all relevant legislation the buffer zones are not to be arbitrarily determined but
are to be based on scientific delineation and a risk-based approach to the impact of
the mining activities on the delineated wetland. The implementation of a science-
based tool to replace the arbitrary buffer included in the South Africa legislative
framework will ensure better protection of these systems. It is proposed that such
a tool be included in the norms and standards or regulations to replace the arbitrary
buffer zones currently contained in the legislation.
(d) Legislative requirements should be clear on the authorisations required for mining
activities to commence and continue within the buffer zones defined. The amended
654 Refer to sections 4.6.1.1- 4.6.1.3. 655 Refer to section 4.7.1.1.
111
General Authorisation should provide relief in relation to the number of applications
required by the DWS and abbreviate the turnaround time for the approval of such.
112
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