PROCESSING STATUS OF DRAFT OFFER...
Transcript of PROCESSING STATUS OF DRAFT OFFER...
PROCESSING STATUS OF DRAFT OFFER DOCUMENTS AS ON SEPTEMBER 17, 2010
[Updated on weekly basis. Next updation as on September 24, 2010 will be uploaded on September 27, 2010]
1
SEBI has been receiving draft offer documents from Merchant Bankers as per Regulation 18 of SEBI ( Substantial Acquisition of Shares and Takeovers) Regulations, 1997 (the Regulations) in respect of acquisitions of shares/voting rights of listed companies, in terms of the Regulations.
2
In terms of Regulation 18 of the Regulations,
18(1) :- Within fourteen days from the date of public announcement made under Regulation 10, Regulation 11 or Regulation 12 as the case may be, the acquirer shall, through its merchant banker, file with the Board, the draft of the letter of offer, containing disclosures as specified by the Board.
18(2):- The letter of offer shall be dispatched to the shareholders not earlier than 21 days from its submission to the Board under sub-regulation (1).
Provided that if, within 21 days from the date of submission of the letter of offer, the Board specifies changes, if any, in the letter of offer, (without being under any obligation to do so) the merchant banker and the acquirer shall carry out such changes before the letter of offer is despatched to the shareholders.
[Provided further that if the disclosures in the draft letter of offer are inadequate or the Board has received any complaint or has initiated any enquiry or investigation in respect of the public offer, the Board may call for revised letter of offer with or without rescheduling the date of opening or closing of the offer and may offer its comments to the revised letter of offer within seven working days of filing of such revised letter of offer.]
3
If any reference is made by SEBI to other agencies in relation to any draft offer document, SEBI may await comments from such agencies before issuing observations on the draft offer document.
4
Certain abbreviations have been used in the report, which are explained as under:
TC = Target Company
MB = Merchant Banker
RBI = Reserve Bank of India
SAT = Securities Appellate Tribunal
DOD = Draft Offer Documents
PA = Public Announcement SEBI(SAST)
Regulations = Securities and Exchange Board of India (Substantial Acquisition of shares and Takeover)Regulations, 1997
5
In the report, draft offer documents on which observations have been issued, are highlighted in grey colour for easy reference.
Sl No
Target Company Acquirer Merchant Banker PA Date DOD recd
on Due date
for offering comments
Reg. (s) triggered
Offer Size (Rupees in
crores)
ProcessingStatus
1 SCENARIO MEDIA LTD
SCENARIO COMMUNICATIONS PVT LTD
ARYAMAN FINANCIAL
SERVICES LTD 28-May-05 10-Jun-05 1-Jul-05 10 & 12 0.24
Final Observation
s issued. Case
Closed
2
JAGATJIT INDUSTRIES
LTD / (JAGATJIT DISTILLING AND ALLIED INDUSTRIES)
LPJAISWAL & SONS PVT LTD
CHARTERED CAPITAL AND
INVESTMENT LTD 14-Apr-06 27-Apr-06 18-May-06 10 & 12 38.00 Under
process.
3 DUNLOP INDIA LTD
WEALTH SEA PTE LTD. &MANALI
PROPERTIES&FINANCE P L
MICROSEC CAPITAL LTD. 2-Feb-07 19-Feb-07 08-Mar-10 10 & 12 9.80 Under
process.
4 GMR FERRO ALLOYS &
INDUSTRIES LTD.
CRONIMET MERCON
INVEST LTD.
YES BANK LIMITED 29-May-08 12-Jun-08 3-Jul-08 10 & 12 6.40
Final Observation
s issued. Case
Closed
5
BLUE GREEN CONSTRUCTI
ONS AND INVESTMENT
S LTD.
CASH & CARRY WHOLESALE
TRADERS PVT LTD.
COLLINS STEWART INGA 6-Jun-08 19-Jun-08 10-Jul-08 10 & 12 1.00 Under
process.
6
SHRIRAM CITY UNION
FINANCE LTD / (SHRIRAM
HIRE PURCHASE
FINANCE PRIVATE LTD
SHRIRAM RETAIL
HOLDING PRIVATE LIMITED
DSP MERRILL LYNCH LTD 15-Sep-08 26-Sep-08 17-Oct-08 10 431.00
Final Observation
s issued. Case
Closed
7 FEM CARE PHARMA LTD.
DABUR INDIA LIMITED
AMBIT CORPORATE FINANCE PTE
LTD.
26-Nov-08 11-Dec-08 1-Jan-09 10 & 12 56.00
Final Observation
s issued. Case
Closed
8
KIC METALIKS
LTD (FORMERLY
KAJARIA IRON
CASTINGS LTD)
KARNI SYNTEX PVT LTD
MICROSEC CAPITAL LTD 11-Dec-08 24-Dec-08 14-Jan-09 10 & 12 3.13
Final Observation
s issued. Case
Closed
9 SHAILY
ENGINEERING PLASTICS
LTD MOTIKA LTD
V B DESAI FINANCIAL
SERVICES LTD 1-Jan-09 14-Jan-09 4-Feb-09 10 8.20
Final Observation
s issued. Case
Closed
10 ZENOTECH
LABORATORIES LTD.
DAICHII SANKYO
COMPANY LTD.
ICICI SECURITIES LTD 19-Jan-09 2-Feb-09 23-Feb-09 10 & 12 78.22
Final Observation
s issued. Case
Closed
11 ORISSA SPONGE IRON &
STEEL LTD.
BHUSHAN POWER AND
STEEL LIMITED
CENTRUM CAPITAL LIMITED 7-Feb-09 20-Feb-09 13-Mar-09 10 & 12 156.00
Final Observation
s issued. Case
Closed
12
ORISSA SPONGE IRON & STEEL
LTD.(First competitive
bid)
MOUNTEVEREST, TRF, TRFI
AND MIEL
ICICI SECURITIES LTD 25-Feb-09 13-Mar-09 3-Apr-09 10 & 12 189.00
Final Observation
s issued. Case
Closed
13
ORISSA SPONGE IRON & STEEL
LTD((Second competitive
bid)
BHUSHAN ENERGY LTD &
OTHERS IDFC SSKI LTD 28-Feb-09 13-Mar-09 3-Apr-09 10 & 12 201.30
Final Observation
s issued. Case
Closed
14 RANE BRAKE LININGS LTD
NISSHINBO INDUSTRIES
INC AND OTHERS
ERNST & YOUNG MERCHANT
BANKING SERVICES PVT
LTD
3-Mar-09 17-Mar-09 7-Apr-09 10 & 12 7.90
Final Observation
s issued. Case
Closed
15
GENESYS INTERNATION
AL CORPORATIO
N LIMITED
Mr.SOHEL MALIK
FEDEX SECURTIES
LIMTIED 21-Jun-08 26-Jun-08 17-Jul-08 11(1) 35.00
Final Observation
s issued. Case
Closed
16 CONTINENTA
L VALVES LIMITED
MRS. RASHMI CHOWDHARY
MICROSEC CAPITAL LIMITED 17-Mar-09 31-Mar-09 21-Apr-09 11(1) 0.13
Final Observation
s issued. Case
Closed
17 CORE
EMBALLAGE LTD
ZAVERILAL V MANDLIA, S/O VIRJIBHAI H MANDALIA
VIVRO FINANCIAL SERVICES PVT
LTD 20-Mar-09 2-Apr-09 23-Apr-09 10 & 12 2.73
Final Observation
s issued. Case
Closed
18 NOVARTIS INDIA LTD NOVARTIS AG DSP MERRILL
LYNCH 27-Mar-09 2-Apr-09 23-Apr-09 11 437.00
Final Observation
s issued. Case
Closed
19 SURANA
INDUSTRIES LTD.
G R SURANA, MR
DINESHCHAND SURANA & OTHERS
SAL SECURITIES PVT LTD. 25-Mar-09 8-Apr-09 29-Apr-09 11 62.03
Final Observation
s issued. Case
Closed
20 BOMBAY RAYON
FASHIONS LTD
AAA UNITED B.V. AXIS BANK LTD 25-Mar-09 9-Apr-09 30-Apr-09 10 & 12 322.27
Final Observation
s issued. Case
Closed
21 SINCLAIRS HOTELS LTD
XANDER INVESTMENT
HOLDING
VC CORPORATE ADVISORS PVT
LTD 28-Mar-09 31-Mar-09 21-Apr-09 10 & 12 20.92
Final Observation
s issued. Case
Closed
22
CIBA INDIA LTD.
(FORMERLY CIBA
SPECIALTY CHEMICALS (INDIA) LTD)
BASF SE, BASF HANDELS
(PAC)
JM FINANCIAL CONSULTANTS
PVT LTD. 10-Apr-09 20-Apr-09 11-May-09 10 & 12 63.00
Final Observation
s issued. Case
Closed
23 ZIM
LABORATORIES LTD.
UNIJULES LIFE SCIENCES LTD., MR ANWAR S
DAUD
SAFFRON CAPITAL
ADVISORS PVT LTD.
21-Apr-09 23-Apr-09 14-May-09 11 3.00
Final Observation
s issued. Case
Closed
24 PFIZER LIMITED
PFIZER INVESTMENTS NETHERLANDS BV, PFIZER INC
(PAC
HSBC SECURITIES AND
CAPITAL MKTS (INDIA) PVT LTD.
16-Apr-09 29-Apr-09 20-May-09 11 650.00
Final Observation
s issued. Case
Closed
25
SPICE MOBILES
LTD. FORMERLY SPICE NET LIMITED/
MODI OLIVETTI
LTD.)
SPICE TELEVENTURE
S PVT LTD.
ENAM SECURITIES PVT
LTD. 20-Apr-09 29-Apr-09 20-May-09 10 & 12 16.00
Final Observation
s issued. Case
Closed
26 SATYAM
COMPUTER SERVICES
LTD.
VENTURBAY CONSULTANTS
PVT LTD., TECH
MAHINDRA
KOTAK MAHINDRA
CAPITAL CO. LTD. 22-Apr-09 6-May-09 27-May-09 10 & 12 1,154.00
Final Observation
s issued. Case
Closed
27 NIVEDITA
MERCANTILE & FINANCING
LTD
ESKAY INFRASTRUCT
URE DEVELOPMENT
PVT LTD
INTENSIVE FISCAL
SERVICES PVT LTD
27-Apr-09 11-May-09 1-Jun-09 10 & 12 0.79
Final Observation
s issued. Case
Closed
28 ANIL
PRODUCTS LTD
BHARTI CONSUMER MARKETING
PVT LTD AND OTHERS
TRANSWARRANTY CAPITAL PVT
LTD 30-Apr-09 14-May-09 4-Jun-09 10 & 12 14.00
Final Observation
s issued. Case
Closed
29
LALIT POLYMERS
AND ELECTRONIC
S LTD
B S TRADERS PVT LTD AND
ALOK FINTRADE PVT
LTD
RR INVESTORS SERVICES PVT
LTD 21-May-09 3-Jun-09 24-Jun-09 10 & 12 0.84
Final Observation
s issued. Case
Closed
30 WOO YANG
ELECTRONICS (INDIA) LIMITED
M/S PICTURE THOUGHTS
PVT LTD.
ARIHANT CAPITAL
MARKETS LTD. 29-May-09 10-Jun-09 1-Jul-09 10 & 12 0.24
Final Observation
s issued. Case
Closed
31 OCL IRON & STEEL LTD
GARIMA BUILDPROP
PVT LTD., GATEWAY
IMPEX PVT LTD
ICICI SECURITIES LTD. 3-Jun-09 16-Jun-09 7-Jul-09 10 & 12 56.34
Final Observation
s issued. Case
Closed
32 GREAT
OFFSHORE LTD.
NATURAL POWER
VENTURES PVT LTD. &
PACS
SBI CAPITAL MARKETS LTD. 3-Jun-09 18-Jun-09 9-Jul-09 10 269.64
Final Observation
s issued. Case
Closed
33 STERLING HOLIDAY RESORTS
(INDIA) LTD
INDUS HOSPITALITY FUND LTD &
INDIA DISCOVERY
FUND
COLLINS STEWART INGA
PVT LTD 19-Jun-09 10-Jul-09 31-Jul-09 10 21.91 Under
process.
34 CONFIDENCE TRADING CO
LTD
MR SURESH KUMAR SOMANI
ANAND RATHI FINANCIAL
SERVICES LTD. 26-Jun-09 7-Jul-09 28-Jul-09 10 & 11(1) 0.01
Final Observation
s issued. Case
Closed
35 GREAT
OFFSHORE LTD.
ELEVENTH LAND
DEVELOPERS PVT LTD., ABG SHIPYARD LT
KOTAK MAHINDRA
CAPITAL CO. LTD. 7-Jul-09 28-Jul-09 18-Aug-09 10 & 12 343.00
Final Observation
s issued. Case
Closed
36 ANUKARAN
COMMERCIAL ENTERPRISE
S LTD
MR PREMAL S PAREKH & OTHERS
SMC CAPITALS LTD 2-Jul-09 10-Jul-09 31-Jul-09 10 & 12 0.38
Final Observation
s issued. Case
Closed
37 CAPITAL TRUST LTD.
I C CINSTRUCTION
& SERVICES LTD
I C CONSTRUCTION & SERVICES LTD
29-Jun-09 13-Jul-09 3-Aug-09 11(1) 1.50
Final Observation
s issued. Case
Closed
38 GLOBE
CAPITAL MARKET LTD
CVCIGP II CLIENT
ROSEHILL LTD & OTHERS
ERNST & YOUNG MERCHANT
BANKING SERVICES LTD
30-Jun-09 16-Jul-09 6-Aug-09 10 164.00
Offer Withdrawn.
Case Closed
39 VYBRA
AUTOMET LIMITED
MANDAKINI HOLDINGS PVT
LTD.
VC CORPORATE ADVISORS PVT
LTD. 1-Jul-09 16-Jul-09 6-Aug-09 10 & 12 1.42
Final Observation
s issued. Case
Closed
40 KOLMAK
CHEMICAL LIMITED
S. SUKUMAR AND S.
KALAYARASI
VC CORPORATE ADVISORS PVT
LTD. 22-Jul-09 5-Aug-09 26-Aug-09 10 & 12 0.60
Final Observation
s issued. Case
Closed
41 INDO ZINC LTD.
ICL Financial Services Limited with The Indian
Cements Limited
MAPE Advisory Group (Pvt) Ltd. 23-Jul-09 8/7/2009 28-Aug-09 10 & 12 2.02
Final Observation
s issued. Case
Closed
42 IAG
COMPANY LTD.
AnjaniPutra Ispat Limited
MICROSEC CAPITAL LTD. 11-Jul-09 24-Jul-09 14-Aug-09 10 & 12 3.42 Under
process.
43 MAN
ALUMINIUM LTD.
RAVINDER/MOHINDER NATH
JAIN
SPA MERCHANT BANKERS LTD. 31-Jul-09 13-Aug-09 3-Sep-09 10 & 12 3.04
Final Observation
s issued. Case
Closed
44 ESSEN
SUPPLEMENTS INDIA LTD.
SHRI GANESH KUMAR
SINGHANIA AND SMT.
ANITA SINGHAN
VC CORPORATE ADVISORS PVT
LTD 30-Jul-09 13-Aug-09 3-Sep-09 10,11(1) &
12 1.20
Final Observation
s issued. Case
Closed
45 CCAP LTD Ramayana Promoters
Private Limited
SUMEDHA FISCAL
SERVICES LTD. 10-Aug-09 21-Aug-09 11-Sep-09 10 & 12 5.71
Final Observation
s issued. Case
Closed
46 SQL STAR
INTERNATIONAL
SUPERSTAR EXPORTS PVT LTD AND PACs
INDBANK MERCHANT
BANKING SERVICES LTD
7-Aug-09 25-Aug-09 15-Sep-09 10 & 12 7.80
Final Observation
s issued. Case
Closed
47 HASTI
FINANCE LTD.
NITIN SOMANI, SONAL SOMANI
ASHIKA CAPITAL LTD. 10-Aug-09 25-Aug-09 15-Sep-09 10 & 12 0.77
Final Observation
s issued. Case
Closed
48 FINAVENTUR
E CAPITAL LTD
KANNAN VISHWANATH
SAFFRON CAPITAL
ADVISORS PVT LTD
11-Aug-09 14-Aug-09 4-Sep-09 10 & 12 8.45
Final Observation
s issued. Case
Closed
49 TILAK NAGAR INDUSTRIES
Amit Dahunukar & Shivani Amit Dahunukar & other PACs
D&A Financial Services (P)
Liomited 10-Aug-09 24-Aug-09 14-Sep-09 11(1) 18.97
Final Observation
s issued. Case
Closed
50 PRISM
INFORMATICS LIMITED
IDHASOFT LTD
SAFFRON CAPITAL
ADVISORS PVT LTD.
12-Aug-09 25-Aug-09 15-Sep-09 10 & 12 0.82
Final Observation
s issued. Case
Closed
51 RATNABALI
CAPITAL MARKETS
LTD.
Mr. Vikash Somani, Mr.
Suresh kumar Somain, Mrs.
Jaishree Somain
DALMIA SECURITES PVT
LTD. 12-Aug-09 25-Aug-09 15-Sep-09 11(2) 0.13
Final Observation
s issued. Case
Closed
52 VISHAL
COTSPIN LTD.
MR. DEEPAK CHHEDA
VIVRO FINANCIAL SERVICES LTD. 13-Aug-09 27-Aug-09 17-Sep-09 10 & 12 0.19
Final Observation
s issued. Case
Closed
53 SARLA GEMS LTD.
TARA HOLDINGS PVT LTD., KALPENA
INDS LTD.
VC CORPORATE ADVISORS PVT
LTD 12-Aug-09 26-Aug-09 16-Sep-09 10,11(1) &
12 1.10
Final Observation
s issued. Case
Closed
54 KAPIL COTEX LIMITED
MR. PRAKASH CHANDRA RATHI AND
MRS. POONAM P RATHI
ARYAMAN FINANCIAL
SERVICES LTD. 26-Aug-09 8-Sep-09 29-Sep-09 10 & 12 0.16
Final Observation
s issued. Case
Closed
55 BLUE CHIP STOCKSPIN
LIMITED MR. JIGNESH HIRAL SHAH
CHARTERED CAPITAL AND INVESTMENT
LTD.
26-Aug-09 7-Sep-09 28-Sep-09 10 & 12 0.27
Final Observation
s issued. Case
Closed
56 BLUE CIRCLE
SERVICES LTD.
M/s PRIME CAPITAL
MARKET LTD.
VC CORPORATE ADVISORS PVT
LTD. 27-Aug-09 7-Sep-09 28-Sep-09 10 & 12 0.21
Final Observation
s issued. Case
Closed
57 MAYTAS INFRA LTD. IL&FS SBI CAPITAL
MARKETS LTD. 2-Sep-09 15-Sep-09 6-Oct-09 10 & 12 132.90
Final Observation
s issued. Case
Closed
58
MATHEW EASOW
RESEARCH SECURITIES
LIMITED
VISTA VYAPAAR PRIVATE LIMITED
MICROSEC CAPITAL LIMITED 3-Sep-09 16-Sep-09 7-Oct-09 10 & 12 1.14
Final Observation
s issued. Case
Closed
59 TILAK
FINANCE LIMITED
HANDFUL INVESTRADE
PRIVATE LIMITED
INTENSIVE FISCAL
SERVICES PVT LTD
3-Sep-09 11-Sep-09 2-Oct-09 10 & 12 0.07
Final Observation
s issued. Case
Closed
60 UTTAM GALVA STEELS LIMITED
ARCELOR MITTAL
NETHERLANDS
SBI CAPITAL MARKETS LTD. 7-Sep-09 18-Sep-09 9-Oct-09 10 & 12 422.00
Final Observation
s issued. Case
Closed
61 WALL
STREET FINANCE
LTD.
IDBI CAPITAL MKT SERVICES
LTD.
IDBI CAPITAL MKT SERVICES
LTD. 8-Sep-09 22-Sep-09 13-Oct-09 12 12.90
Final Observation
s issued. Case
Closed
62 YAMUNA
SYNDICATE LTD.
Mr.RANJIT PURI & Mr.ADITYA
PURI
D&A Financial Services (P)
Liomited 7-Sep-09 18-Sep-09 9-Oct-09 11(1) 0.42
Final Observation
s issued. Case
Closed
63 SAYAJI
INDUSTRIES LTD.
PRIYAM BIPIN MEHTA
MEGHRAJ CAPITAL
ADVISORS PVT LTD
24-Sep-09 8-Oct-09 29-Oct-09 11(1) 1.80
Final Observation
s issued. Case
Closed
64 VARDHAMAN
HOLDINGS LTD.
PRADEEP MERCANTILE
COMPANY PRIVATE LIMITED
SOBHAGYA CAPITAL
OPTIONS LTD. 25-Sep-09 8-Oct-09 29-Oct-09 11(2) 5.60
Final Observation
s issued. Case
Closed
65
OJSWI TRADES
INVESTMENT & FINANCE
LTD.
SANDEEP GARG, SHASHI
VERMA
CHARTERED CAPITAL AND INVESTMENT
LTD.
30-Sep-09 9-Oct-09 30-Oct-09 10 & 12 0.66
Final Observation
s issued. Case
Closed
66 OMEGA
INTERACTIVE TECHNOLOGI
ES LTD.
Smt. Renu Soni and Smt.
Kanchan Soni
FEDEX SECURITIES LTD. 30-Sep-09 8-Oct-09 29-Oct-09 10 & 12 0.73
Final Observation
s issued. Case
Closed
67 ZENU INFOTEC LTD.
Choice International Ltd.
FEDEX SECURITIES LTD. 30-Sep-09 12-Oct-09 2-Nov-09 10 & 12 1.07
Final Observation
s issued. Case
Closed
68 JALGAON
REROLLING INDUSTRIES
LTD.
SHRI SHANKARRO A BORKAR, SMT.
SUNANDA S BORKAR &
SHRI AMOL S BORKAR
FEDEX SECURITIES LTD. 8-Oct-09 22-Oct-09 12-Nov-09 10 & 12 0.36
Final Observation
s issued. Case
Closed
69 VULCAN
ENGINEERINGS LTD.
Terruzziferxalx SPA
ALMONDZ GLOBAL
SECURITIES LTD. 15-Oct-09 28-Oct-09 18-Nov-09 10 & 12 2.46
Final Observation
s issued. Case
Closed
70 BALASHRI
COMMERCIAL LIMITED
Jewel Shelters Private Limited
VC Corporate Advisors Private
Limited 27-Oct-09 10-Nov-09 1-Dec-09 10 & 12 2.62
Final Observation
s issued. Case
Closed
71 WIRES AND
FABRIKS (S.A.)
BKM MERCANTILE
PRIVATE LIMITED
VC CORPORATE ADVISORS PVT
LTD. 26-Oct-09 30-Oct-09 20-Nov-09 11(2) 2.40
Final Observation
s issued. Case
Closed
72 Golden
Tobacco Limited
PRANIDHI HOLDINGS PVT
LTD & MR. PRAMOD JAIN
VC Corporate Advisors Pvt Ltd. 12-Nov-09 26-Nov-09 17-Dec-09 10 & 12 44.46
Reply awaited from MB
73 GOLECHHA
GLOBAL FINANCE LIMITED
ADVANI PRIAVATE LTD
FEDEX SECURITIES LTD. 12-Dec-09 24-Dec-09 14-Jan-10 10 & 12 0.94
Final Observation
s issued. Case
Closed
74 SAMPADA
CHEMICALS LTD.
SHYAM ALCOHOL AND
CHEMICALS LTD.
Imperial Corporate Finance &
Securities Pvt Ltd. 17-Dec-09 30-Dec-09 20-Jan-10 10 & 12 4.66
Final Observation
s issued. Case
Closed
75 IPOWER
SOLUTIONS INDIA LTD.
RAM N. RAMAMURTHY
Systematix Corporate Services
Limited 22-Dec-09 4-Jan-10 25-Jan-10 10 & 12 0.51
Final Observation
s issued. Case
Closed
76 FRONTIER
LEASING AND FINANCE
LTD. ESFPL
INTENSIVE FISCAL
SERVICES PVT LTD
23-Dec-09 5-Jan-10 26-Jan-10 10 & 12 0.15
Final Observation
s issued. Case
Closed
77 SHREE OM TRADES LTD.
DEVENDRA SOMANI, TARUN SOMANI
ARIHANT CAPITAL
MARKETS LTD. 4-Jan-10 13-Jan-10 3-Feb-10 10 & 12 0.11
Final Observation
s issued. Case
Closed
78
HIMADRI CHEMICALS
AND INDUSTRIES
LTD.
BAIN CAPITAL INDIA
INVESTMENTS
ENAM SECURITIES PVT
LTD. 6-Jan-10 19-Jan-10 9-Feb-10 10 327.95
Final Observation
s issued. Case
Closed
79 ELPRO
PACKAING LTD
ABHISHEK R MEHTA AND BHAVANA R
MEHTA
ARYAMAN FINANCIAL
SERVICES LTD 12-Jan-10 15-Jan-10 5-Feb-10 10 & 12 0.10
Final Observation
s issued. Case
Closed
80 DRILLCO METAL
CARBIDES LTD.
MR RAHUL TIMBADIA
DALMIA SECURITIES PVT
LTD. 13-Jan-10 25-Jan-10 15-Feb-10 10 & 12 2.40
Final Observation
s issued. Case
Closed
81 AGRO DUTCH INDUSTRIES
LTD
MALVINDER SINGH
BHINDER, GURPREET
SINGH BHINDER, M/S PENTA HOMES
PVT LTD.
KARVY INVESTOR
SERVICES LTD. 21-Jan-10 3-Feb-10 24-Feb-10 11(1) 17.14
Final Observation
s issued. Case
Closed
82 OLYMPIC OIL INDUSTRIES
LTD.
MR SUNIL VERMA AND
MR UDAY DESAI
ARYAMAN FINANCIAL
SERVICES LTD. 22-Jan-10 27-Jan-10 17-Feb-10 10 & 12 0.03
Final Observation
s issued. Case
Closed
83 CEEKAY DAIKIN LTD.
EXEDY CORPORATION
AMBIT CORPORATE FINANCE PVT
LTD
25-Jan-10 8-Feb-10 1-Mar-10 11(2) & 12 21.44
Final Observation
s issued. Case
Closed
84 SHAKTI MET DOR LTD.
V S S SUBBA RAJU, MRS M UMA RAJU &
OTHERS
KARVY INVESTOR
SERVICES LTD. 28-Jan-10 5-Feb-10 26-Feb-10 11(1) 9.91
Final Observation
s issued. Case
Closed
85 RASOI LTD.
PALLAWI RESOURCES
LTD. / J L MORISON
(INDIA) LTD.
SREI CAPITAL MKTS LTD. 29-Jan-10 11-Feb-10 4-Mar-10 11(2) 9.89
Final Observation
s issued. Case
Closed
86 SCENARIO MEDIA LTD.
SCENARIO COMMUNICATI
ONS LTD
KEYNOTE CORPORATE
SERVICES LTD. 29-Jan-10 11-Feb-10 4-Mar-10 10 & 12 2.15
Final Observation
s issued. Case
Closed
87 DPSC LTD ORBIS POWER VENTURE PVT
LTD AXIS BANK LTD 30-Jan-10 15-Feb-10 8-Mar-10 10 & 12 60.12
Final Observation
s issued. Case
Closed
88 VALLABH
POLY-PLAST INTERNATION
AL LTD.
MR. DHEERAJ WADHAWAN
KARVY INVESTOR
SERVICES LTD. 3-Feb-10 16-Feb-10 9-Mar-10 10 & 12 2.40
Final Observation
s issued. Case
Closed
89 STAR
LEASING LTD.
MR.M. SRINIVASA
REDDY
INTENSIVE FISCAL
SERVICES PVT LTD
3-Feb-10 15-Feb-10 8-Mar-10 10 & 12 0.04
Final Observation
s issued. Case
Closed
90 FAME INDIA LTD.
INOX LEISURE LTD. &
GUJARAT FLUROCHEMICALS LTD. (PAC)
ENAM SECURITIES LTD. 6-Feb-10 19-Feb-10 12-Mar-10 10 & 12 41.98 Under
process.
91 ASIAN
OILFIED SERVICES
LTD.
SAMARA CAPITAL
PARTNERS FUND I LTD
MEGHRAJ CAPITAL
ADVISORS PVT LTD
9-Feb-10 23-Feb-10 16-Mar-10 10 & 12 18.75
Final Observation
s issued. Case
Closed
92
NAHAR CAPITAL AND
FINANCIAL SERVICES
LTD.
OSWAL WOOLLEN
MILLS LIMITED
SOBHAGYA CAPITAL
OPTIONS LTD. 13-Feb-10 22-Feb-10 15-Mar-10 11(2) 15.31
Final Observation
s issued. Case
Closed
93 MULTIFARIOUS TRADING &
AGENCIES LIMITED
KERNEL TECH NETWORKS P
LTD
SOBHAGYA CAPITAL
OPTIONS LTD. 16-Feb-10 24-Feb-10 17-Mar-10 10,11(2) &
12 0.30
Final Observation
s issued. Case
Closed
94 SOLVAY PHARMA
INDIA LTD
ABBOTT CAPITAL INDIA
LTD
DSP MERRILL LYNCH LTD 17-Feb-10 2-Mar-10 23-Mar-10 10 & 12 308.51
Final Observation
s issued. Case
Closed
95 H K
FINECHEM LTD.
ERNST & YOUNG MERCHANT
BANKING SERVICES LTD
18-Feb-10 4-Mar-10 25-Mar-10 10 & 12 4.79
Final Observation
s issued. Case
Closed
96 FAME INDIA LTD.
RELIANCE MEDIAWORKS
LTD.
ICICI SECURITIES LTD. 21-Feb-10 5-Mar-10 26-Mar-10 12 180.14 Under
process.
97 CALIFORNIA SOFTWARE
CO. LTD.
SINGFUEL INVESTMENT
PTE LTD.
SBI CAPITAL MARKETS LTD. 27-Feb-10 17-Mar-10 7-Apr-10 10 & 12 11.14
Final Observation
s issued. Case
Closed
98 RAJDHANI LEASING &
INDUSTRIES LTD
MR SANJAY JAIN & MR RAJIV JAIN
CORPORATE PROFFESSIONAL
S PVT LTD 05-Mar-10 18-Mar-10 8-Apr-10 10 0.37
Final Observation
s issued. Case
Closed
99 MSK
PROJECTS (I) LTD
WELSPUN INFRATECH
LTD
COLLINS STEWART INGA
PVT LTD 20-Mar-10 31-Mar-10 21-Apr-10 10 & 12 104.40
Final Observation
s issued. Case
Closed
100
GOLDEN LEGAND
LEASING & FINANCE LIMITED
ULLASH PARIKH
CORPORATE STRATEGIC
ALLIANZ LTD. 25-Mar-10 31-Mar-10 21-Apr-10 10 & 12 0.21
Final Observation
s issued. Case
Closed
101 DJS STOCK
AND SHARES LIMITED
BK DYEING & PRINTING
MILLS DETAILS
VIVRO FINANCIAL
SERVICES LTD. 23-Mar-10 29-Mar-10 19-Apr-10 10 & 12 4.51
Final Observation
s issued. Case
Closed
102 LANCING
INVESTMENT LTD.
RITMAN COMMERCICAL
PVT LTD., RITMAN
CONCRETE PVT LTD.
VC CORPORATE ADVISORS PVT
LTD. 17-Mar-10 29-Mar-10 19-Apr-10 10 & 12 0.06
Final Observation
s issued. Case
Closed
103 BHILWARA SPINNERS
LIMITED
AHINSA INFRASTRUCT
URE AND DEVELOPERS
LTD
D&A FINANCIAL SERVICES (P)
LTD 22-Mar-10 5-Apr-10 26-Apr-10 10 & 12 2.43
Final Observation
s issued. Case
Closed
104 WOMEN
NETWORKS LIMITED
RAJESH KUMAR
PAGARIA & ANAND
VINAYAK COALFIELDS
LIMITED
D&A FINANCIAL SERVICES (P)
LIMITED 29-Mar-10 9-Apr-10 30-Apr-10 10 & 12 2.50
Final Observation
s issued. Case
Closed
105 PIPAVAV
SHIPYARD LIMITED
SKIL INFRASTRUCTURE LIMITED
JM FINANCIAL CONSULTANTS
PRIVATE LIMITED 29-Mar-10 12-Apr-10 3-May-10 11(1) & 12 818.93
Final Observation
s issued. Case
Closed
106 KAASHYAP
TECHNOLOGIES LIMITED
TAIB SECURITIES MAURITIUS
LIMITED
BIRLA CAPITAL AND FINANCIAL
SERVICES LIMITED
31-Mar-10 15-Apr-10 6-May-10 10 9.46
Final Observation
s issued. Case
Closed
107 SAYAJI HOTELS LIMITED
CLEARWATER CAPITAL
PARTNERS (CYPRUS) LIMITED
Systematix Corporate Services
Limited 31-Mar-10 13-Apr-10 4-May-10 10 & 12 38.53
Reply awaited from MB
108
CRONIMET ALLOYS
INDIA LIMITED
(FORMERLY KNOWN AS
GMR FERRO ALLOYS &
INDUSTRIES LTD.)
ATLANTA NATURAL
RESOURCES PTE. LTD.
KEYNOTE CORPORATE
SERVICES LTD. 31-Mar-10 13-Apr-10 4-May-10 10 & 12 9.68
Final Observation
s issued. Case
Closed
109 SANJAY LEASING LIMITED
KETAN KOTHARI,
MOHINIDEVI KOTHARI,
DEVKUMARI KOTHARI, KALAVATI KOTHARI, RAKESH
KOTHARI, ASHISH DOSHI
CHARTERED CAPITAL AND INVESTMENT
LIMITED
29-Apr-10 9-Apr-10 30-Apr-10 10 & 12 0.53
Final Observation
s issued. Case
Closed
110 CHAMAK HOLDING LTD
Mr. Subhash Chander
Kathuria and Mr. Anubhav Kathuria
D & A FINANCIAL 07-Apr-10 19-Apr-10 10-May-10 10 & 12 0.02
Final Observation
s issued. Case
Closed
111 HOWARD HOTELS LIMITED
NIRANKAR NATH MITTAL,
NIRVIKAR NATH MITTAL,
BRIJ LATA MITTAL
SPA MERCHANT BANKERS LTD. 08-Apr-10 20-Apr-10 11-May-10 10 & 11(1) 2.40
Final Observation
s issued. Case
Closed
112 TECHTRAN
PLOYLENSES LIMITED
CREDENCE INFRASTRUCTURE LIMITED
SAFFRON ENERGISING
IDEAS 12-Apr-10 22-Apr-10 13-May-10 10 & 12 4.05
Reply awaited from MB
113 GMR
INDUSTRIES LIMITED
PARRY INDIA LIMITED
ENAM SECURITIES PVT
LTD. 26-Apr-10 10-Mar-10 31-Mar-10 10 & 12 44.19
Final Observation
s issued. Case
Closed
114 SIGNET
INDUSTRIES LIMITED
MR. MUKESH SANGLA, MR.
SAURABH SANGLA N OTHERS
ALMONDZ GLOBAL
SECURITIES LTD. 04-May-10 19-May-10 9-Jun-10 10 & 11(1) 3.89
Final Observation
s issued. Case
Closed
115 VYBRA
AUTOMET LIMITED
MR. VILAS VITTHAL VALUNJ
MICROSEC CAPITAL LIMITED 10-May-10 25-May-10 15-Jun-10 10,11(1) &
12 3.20
Final Observation
s issued. Case
Closed
116 DEVEE
COMMERCIALS LTD
NEW WAY CONST. LTD, EPL SEC LTD
AND ORS
MICROSEC CAPITAL LIMITED 13-May-10 27-May-10 17-Jun-10 10 & 12 4.05
Final Observation
s issued. Case
Closed
117 SALASAR
INVESTMENTS LIMITED
MR.AJAY DILKHUSH SARUPRIA
INTENSIVE FISCAL
SERVICES PVT. LTD.
17-May-10 26-May-10 16-Jun-10 10 & 12 0.06 Reply
awaited from MB
118 ABB Ltd ABB ASEA
BROWN BOVERI LTD
HSBC 17-May-10 28-May-10 18-Jun-10 11(1) 4,365.98
Final Observation
s issued. Case
Closed
119 KIDDERPORE
HOLDINGS LIMITED
ADINATH BUILDERS PVT
LTD
ARIHANT CAPITAL
MARKETS LTD. 17-May-10 31-May-10 21-Jun-10 10 & 12 46.68
Final Observation
s issued. Case
Closed
120 APTE
AMALGAMATIONS LIMITED
MR. JAYDEEP VINOD MEHTA,
MR. NIKHIL VINOD MEHTA AND OTHERS
VIVRO FINANCIAL SERVICES
PRIVATE LIMITED 19-May-10 4-Jun-10 25-Jun-10 10 & 12 0.39
Final Observation
s issued. Case
Closed
121 KAILASH
AUTO FINANCE LIMITED
M/S. PADMA IMPEX
PRIVATE LIMITED
COMFORT SECURITIES PVT.
LTD. 18-May-10 1-Jun-10 22-Jun-10 10 & 12 0.23 Under
process.
122 AMULYA
LEASING AND FINANCE LIMITED
MR. SAMEER GUPTA
CORPORATE PROFFESSIONAL
S PVT LTD 20-May-10 1-Jun-10 22-Jun-10 10 & 12 2.80
Reply awaited from MB
123 AREVA T & D
INDIA LIMITED
ALSTOM SEXTANT 5
DSP MERRILL LYNCH 28-May-10 14-Jun-10 5-Jul-10 10 & 12 1,412.36 Under
process.
124
AGC NETWORKS
LIMITED (formerly
TATA TELECOM
LTD)
ESSAR CAPITAL FINANCE PRIVATE LIMITED
EDELWEISS CAPITAL LIMITED 31-May-10 14-Jun-10 5-Jul-10 10 & 12 77.99
Final Observation
s issued. Case
Closed
125 AMTEK INDIA LIMITED
AMTEK AUTO LIMITED D & A FINANCIAL 31-May-10 14-Jun-10 5-Jul-10 10 & 12 171.56
Reply awaited from MB
126 SURANA
INDUSTRIES LTD.
Mr. G.R. Surana, Mr. Shantilal Surana and
others
SAL SECURIITES LIMITED 14-Jun-10 23-Jun-10 14-Jul-10 11(2) 167.79 Under
process.
127 SPICEJET LIMITED
KAL AIRWAYS PVT LTD AND
MR. KALANITHI MARAN
ENAM SECURITIES PVT.
LTD. 14-Jun-10 28-Jun-10 19-Jul-10 10 & 12 479.29 Under
process.
128 MAYTAS
INFRA LIMITED
SBG PROJECTS
LIMITED
EDELWEISS CAPITAL LIMITED 21-Jun-10 5-Jul-10 26-Jul-10 11(1) & 12 301.86
Reply awaited from MB
129
SUCHITRA FINANCE &
TRADING COMPANY
LIMITED
MARIGOLD INVESTRADE
PRIVATE LIMITED
CHARTERED CAPITAL AND INVESTMENT
LIMITED
30-Jun-10 13-Jul-10 3-Aug-10 10 & 12 5.96
Final Observation
s issued. Case
Closed
130 SYNCOM
FORMULATIONS (INDIA) LIMITED
MR. KEDARMAL BANKDA, MR.
VIJAY BANKDA, MR. GOVIND BIYANI AND
OTHERS
COMFORT SECURITIES PVT.
LTD. 06-Jul-10 20-Jul-10 10-Aug-10 11(2) 11.78
Reply awaited from MB
131
SULABH ENGINEERS
AND SERVICES LIMITED
MR. MANOJ KUMAR
AGARWAL AND MRS. DEEPA
MITTAL
CHARTERED CAPITAL AND INVESTMENT
LIMITED
09-Jul-10 20-Jul-10 10-Aug-10 10 & 12 0.16 Reply
awaited from RBI
132
SHREE SPONGE STEEL & FORGING
LTD.
MR. VINAYKUMAR PURSHOTTAMDAS PARIKH
ASIT C. MEHTA INVESTMENT
INTERMEDIARIES LTD.
09-Jul-10 14-Jul-10 4-Aug-10 11(1) 2.60
Final Observation
s issued. Case
Closed
133 MONOTYPE
INDIA LIMITED
PRISM IMPEX PVT. LTD. AND
MR. SUSHIL KUMAR
KHAITAN
MICROSEC CAPITAL LIMITED 19-Jul-10 2-Aug-10 23-Aug-10 10 & 12 0.12 Under
process.
134 PREMIER CAPITAL
SERVICES LIMITED
MANOJ KASLIWAL,
SHARDA KASLIWAL,
DILIP KUMAR
INTENSIVE FISCAL
SERVICES PVT.LTD
20-Jul-10 2-Aug-10 23-Aug-10 10 & 12 1.21
Final Observation
s issued. Case
Closed
135 EVERONN
EDUCATION LIMITED
SKIL INFRASTRUCTURE LIMITED
EDELWEISS CAPITAL LIMITED 22-Jul-10 4-Aug-10 25-Aug-10 10 & 12 211.46
Reply awaited from MB
136 ONTRACK SYSTEMS LIMITED
B.HARI, R.P.INFOSYSTE
MS PRIVATE LTD
VC CORPORATE ADVISORS PVT.LTD
23-Jul-10 6-Aug-10 27-Aug-10 10 & 12 6.57
Final Observation
s issued. Case
Closed
137 SAYAJI
INDUSTRIES LIMITED
MRS.SUJATA PRIYAM
MEHTA,PCEPL & BCEPL
VIVRO FINANCIAL SERVICES PVT
LTD 26-Jul-10 2-Aug-10 23-Aug-10 11(2) 0.61
Reply awaited from RBI
138 INTERLINK
PETROLEUM LIMITED
SIM SIANG CHOON LIMITED
COLLINS STEWART INGA
PVT LTD 31-Jul-10 12-Aug-10 2-Sep-10 10 & 12 33.71
Reply awaited from MB
139 CAPMAN
FINANCIALS LTD
RAMESH K.BODRA, JAGDISH K.BODRA,
MAFATBHAI D.SIROYA,
MUKHESHBHAI M.ITALIA
VIVRO FINANCIAL SERVICES PVT
LTD 09-Aug-10 20-Aug-10 10-Sep-10 10 0.92
Reply awaited from MB
140 AVIVA
INDUSTRIES LTD
Mr. Bharvin S. Patel and Mr.
Mahesh M. Patel
CHARTERED CAPITAL AND INVESTMENT
LTD.
11-Aug-10 25-Aug-10 15-Sep-10 10 & 12 1.16 Reply
awaited from MB
141 ZENZY
TECHNOCRATS LTD
SINGHAL MERCHANDISE INDIA PVT.LTD
COMFORT SECURITIES PVT.
LTD. 11-Aug-10 20-Aug-10 10-Sep-10 10 & 12 0.15
Final Observation
s issued. Case
Closed
142 CAIRN INDIA LIMITED
THE ALUMINIUM
LTD, VEDANTA RESOURCES
LTD
JM FINANCIAL CONSULTANTS
PVT.LTD 17-Aug-10 31-Aug-10 21-Sep-10 10 & 12 13,160.00
Reply awaited from MB
143 D.D.LEASING LIMITED
MR.RAJIV GAMBHIR, MR.KUNAL GAMBHIR, MRS.RENU CHADDA,
MS.TANISHA GAMBHIR AND
M/S.MAYA LEASING AND FINANCE PVT
LTD
D & A FINANCIAL 17-Aug-10 27-Aug-10 17-Sep-10 10 & 12 0.02 Reply
awaited from MB
144 RELIGARE
ENTERPRISES LIMITED
RHC HOLDING PRIVATE LIMITED
KOTAK MAHINDRA
CAPITAL COMPANY
LIMITED
25-Aug-10 8-Sep-10 29-Sep-10 11(2) 1,279.26 Under process.