CONG TY CO PHAN TRANSIMEX OS.Ill

THAY DOI DANH sACH vl: NGU'OI c6 LIEN QUAN (Dinh kem theo Bao cao Tinh hinh QTCT so 02/BC-HEJQT-TMS-2016)

CMND/ Thai dil!m Thai dil!m

Stt Ten ca nhan/T6 chU>c Tai khoan ChU>c v~/ PassporU Ngay d.p NO'i c~p E>ja chi biit d~u la kh6ng con Ly do GDCK quan h$ 56 E>KKD

ngU'ai c6 la ngU'ai c6 lien auan lien auan

1 Ba Nguy~n Bfch Lien 003C118182 TV. BKS 18/4/2014 1/7/2016 TU>

nhi$m

1.1 Nguyen Thi Tll' Me 18/4/2014 1/7/2016

1.2 Luong Dustin Minh Ch6ng 18/4/2014 1/7/2016

1.3 Lll'O'ng Bao Khue 002C135618 Con 18/4/2014 1/7/2016

1.4 Nguyen Bich Dao Chi ' 18/4/2014 1/7/2016

1.5 Nguyen M<;rnh Hung Anh 18/4/2014 1/7/2016

1.6 CTCP GNKV Ngoc;ii thll'O'ng VN K§ toan tm&ng 18/4/2014 1/7/2016

1.7 CTCP Vinafreight T.BKS 18/4/2014 1/7/2016

1.8 CTCP GN V~n tai NT T.BKS 18/4/2014 1/7/2016

TP.Ho Chi Minh, ngay 25 thang 01nam2017 ~y CP TRANSIMEX

CONG TY CO PHAN TRANSIMEX DS.IV.1

THAY £>01 DANH SACH v~ NGU'OI c6 LIEN QUAN (EJinh kem theo Bao cao Tinh hinh QTCT so 02/BC-HEJQT-TMS-2016)

CMND/ s6 CP s6' Ti I~ s6' Stt Ten ca nhan/T6 chUic

Taikhoan ChUic vi.it PassporU Ngay dp NO'i dp E>ja chi hfru (TMS) hfru (TMS) GDCK quan h~

S6 E>KKD (31 /12/2016) . (31/12/2016)

1 Ong Bui Tuan Ng9c CT.HE>QT 187,098 0.60% 1.1 Ba Phung Thi Quynh Yen Me 0 0.00% 1.2 Ba Nguyen Thanh Huyen Vq 0 0.00% 1.3 Ong Bui Minh Tuan Em 3,061 ,928 9.80% 1.4 Bui Tran Yen Chau Con - 0.00% 1.5 Bui NqocThc;ich Con - 0.00% 1.6 Cty CP Bau tU' Vina Chu tjch HBQT 2,505,953 8.02%

1.7 Cty TNHH Bau tU' va ThU'ang

Giam doc 289,444 0 . 9~ ~

mc;ii Thien Hai ~·

~~ /

1.8 Cong ty CP Bau tU' Toan Viet CT. HBQT 3,868,125 12.,

1.9 Cong ty CP Vinafreiqht PCT. HBQT 0 O.C Jlra

~ 2 Ong Vu Chinh TV. HE>QT 288,230 0.9~ 2.1 Ba Chau Van Anh Vq 0 0 .00~ ,,, 2.2 Ba VO Nh?t Anh Con 0 0.00% " 2.3 Ba VO Anh Ha My Con 0 0.00% 2.4 Ong VO Huy Anh 0 0.00% 2.5 Ong VO TrU'6'ng Anh 0 0.00% 2.6 Ba VO Thi Ninh Em 0 0.00% 2.7 Ong VO Tinh Em 0 0.00% 2.8 Ba VO Thi Dung Em 0 0.00%

2.9 Cty TNHH MTV Xuat nh?p

CT. kiem TGB 151 ,843 0.49% khau va thU'ang mc;ii Haneco

3 Ong Nguy~n Phan Dung 003C109386 TV HE>QT 8,013 0.03%

3.1 Cong ty TNHH Quan ly quy SSI Ph6 TGB 0 0.00% 3.2 Quy Bau tll' thanh vien SSI Cong ty 5,577 0.02% 3.3 Nguyen Xuan Than Bo 0 0.00% 3.4 Phan Thanh Bich 011C105114 Me 11 0.00% 3.5 Nguyen Thi Thuy Anh Vq 0 0.00% 3.6 Nguyen Phan Tuan Em 0 0.00% 3.7 Nguyen Phan Khoi Con 0 0.00% 4 On!'.! Vu CU'C>'ng 003C111910 TV.HE>QT 0 0

4.1 Conq tv TNHH NDH Giam doc 0 0.00% 4.2 VO Huy Lan Bo 0 0.00% 4.3 Ni:iuyen Thi ThU' Me 0 0.00% 4.4 Tran Thi Mv Linh Vq 0 0.00%

I .

I

I'

I

II

II

4 .5 4 .6 4 .7 4 .8 5

5.1 5.2 5.3 5.4 5.5 5.6

5.7

5.8

6 6.1

6.2

6.3 6.4 6.5 6.6 6.7 6.8 6.9 7

7.1

7.2 7.3 7.4 7.5 7.6 7.7 7.8 7.9

7.10

7.11

8 8.1 8.2 8.3 8.4 8.5 8.6 8.7

vo Bao Chau VO Ki$t VO Giang Lam VO Huy

Ong Le Duy Hi~p Ba Do Duy Lien Ba Do Thi Vi$t Hoa Ong Le Thai Hy Ba Le Thi Lien Hoan Cong ty TNHH Nippon Express VN ConQ ty TMS Property

Cty CP DV Hang Hai (Mac Shipping)

Cong ty CP Vinafreight Mr. ,Toshiyuki Matsuda None Casco Investment Limited

Ryobi Holdings Co.,Ltd

Mitsunobu Kojima Yumiko Kojima Risa Matsuda Kousuke Matsuda Kanna Matsuda Hiromi Kojima Mitsuhiro Kojima Ong Huynh Minh Thao

BA LE SON TH UY

BA HUYNH THANH HONG ONG HUYNH MINH TR[ ONG HUYNH MINH HOANG BA HUYNH TH! BfCH NHUNG BA HUYNH NGOC HA ONG HUYNH PHLY6'C TRUNG

BA HUYNH NGOC HIEN ONG HUNG TRUNG HIEU ONG HUYNH HIEU NGHTA CTY LO TNHH NIPPON EXPRESS (VIET NAM)

Ong £>6 Xuan Quang Do Xuan Dan Do Thi Kim Anh Do Thi Kim Chi Do Thi Kim Tuyen Do Thi Kim NQQC Do Thi Kim CU'O'ng Do Thi Kim Yen

Con 0 0.00% Con 0 0.00%

Anh ru(>t 0 0 .00% Anh ru(>t 0 0.00%

PCT.H£>QT 109,560 0.35%

M~ 0 0.00% Vq 0 0.00%

Anh 0 0.00%

Chi 0 0.00%

TV.HDTV 0 0.00%

TV.HDTV 0 0.00%

CT.HDQT 83,288 0.27%

TV. HDQT 0 0.00%

TV.H£>QT 9,120 0.03%

Director 7,507,145 24.02%

Representative i1 a ---Senior 0 0.00%

Managing ON ... Director OF Father 0 0.00%

Mother 0 0.00% \N:

Wife 0 0 .00% ..__ Child 0 0.00%

Child 0 0.00% -~

Sister 0 0.00%

Brother 0 0.00%

TV.HDTV 286,081 0.92% Vq 21,641 0.07%

Em 0 0.00%

Em 0 0.00%

Em 0 0.00%

Em 02 0.00%

Em 0 0.00%

Con 0 0.00%

Con 0 0.00% Con 0 0.00% Con 0 0.00%

Ph6 TGD 0 0.00%

TV.H£>QT 16,383 0.05% Cha 0 0.00% Chi 0 0.00% Chi 0 0.00% Chi 0 0.00% Em 0 0.00% Em 0 0.00% Em 0 0.00%

8.8 T;;i Vi$t Ha Vq 0 0 .00% 8.9 Do Bao Khanh Con 0 0.00% 9 Ong Bui Minh Tuan 003FIS0640 3,061,928 9.80%

9.1 PHUNG TH! QUYNH Y~N M~ 0 0.00% 9.2 BUI TUAN NGOC 003C005888 Anh trai 187,098 0.60% 9.3 HOANG TH! MY QUYEN Vq 0 0.00% 9.4 BUI HOANG TUAN KHANG Con 0 0.00% 9.5 CTY TNHH DT DAT M6'1 GD Tai chfnh 0 0.00% 10 Ong Nguy~n Tuan Anh 003C111638 Tr. BKS 13,651 0.03%

10.1 Cong ty TNHH Quan ly quy SSI Cong ty 0 0.00% 10.2 Quy 8~u tU' thanh vien SSI Cong ty 5,577 0.02% 10.3 Le Thi Thanh Hien 079C012060 Vq 0 0.00% 10.4 Nguyen Tuan Dung Em 0 0.00% 10.5 Cu Thi Oanh M~ 0 0.00% 10.6 Cty CP Vinafreight TV.BKS 0 0.00% 10.7 Cty CP Truyen Thong VMG TVBKS 0 0.00% :::::::::: 11 Ba Nguy~n Kim H~u 020C109002 TVBKS 11,801 0.00% '4.<

11.1 Nguyen Trung NghTa cha 0 0.00% ~

11 .2 Do Thi Kim Loan M~ 0 0.00% lT 11 .3 Le Quoc Thinh chong 0 0.00% -1.L\'1 11.4 Le Kim Thll' con 0 0.00% :M 11 .5 Le Nguyen Tu$ Minh con 0 0.00% 11 .6 Nguyen Thi Kim Ph1,mg chi 0 0.00% 11.7 Nguyen Trung Nhan anh 0 0.00% -·c .9..., 11 .8 Nguyen Kim Tuyen em 0 0.00% ::;;...."

11.9 Nguyen Trong DU>c em 0 0.00% 11 .10 Cty Cp Thuy D~c san TVBKS 0 0.00% 11.11 Cty CP In Va TM Vina Ke t6an tru&ng 0 0.00% 11 .12 Cty CP Dau tll' Vina Ke t6an tru&ng 0 0.00%

12 Ong Nguy~n Chf E>Lrc Ph6 TGE> 163,000 0.52% 12.1 Ba Nguyen Thi L<%lp M~ 0 0.00% 12.2 Ba DLl'O'ng Minh Nguy$t Tu Vq 0 0.00% 12.3 Ba Nguyen Thi Bfch HU'&ng Chi 0 0.00% 12.4 Ong Nguyen Chi Hieu Em b 0.00% 12.5 Ong Nguyen Chi Trung Em 7 0.00% 12.6 Cong ty TMS-Trans TV.HDTV 0 0.00% 13 Ong Ton ThM HU'ng Ph6 TGE> 19,678 0.06%

13.1 Ton That Hy Hien Cha 0 0.00% 13.2 Tran Thanh Van M~ 0 0.00% 13.3 Ton NCr Thanh HLl'O'nq Em 0 0.00% 13.4 Ton That Huan Em 0 0.00% 13.5 Ton NCr Quvnh Chi Em 0 0.00% 13.6 Do Thi Thanh Thanh Vq 0 0.00% 13.7 Ton That Minh Huv Con 0 0.00% 14 Ong Nguy~n H6ng SO'n Ph6 TGE> 30,402 0.10%

14.1 Nguyen Hono Van Bo 0 0.00% 14.2 Nguyen Thi Thu Dung M~ 0 0.00%

14.3 Phc;im Thi Honq Thuy Vq 14.4 Nguyen Hong Lam Em 14.5 Nquyen Hong Minh Con

Cong ty TNHH MTV 14.6 Transimex Hi-Tech Park Giam doc

Logistics 15 Ong Le Van Hung . 002C045895 KT trU'6'ng

15.1 Ba Tran Thi Mll'6'i Me 15.2 Ba Vo Thi Kim Ngan Vq 15.3 Ong Le Van Hi§n Anh 15.4 Ba Le Thi Hll'O'ng Em 15.5 Ba Le Thi HU'6'ng Em 15.6 Conq tv CP Bau tll' XNK ChQ' L&n TV.BKS

So GP IU'U hanh tc;ii th&i (fiem 3111212016: 31 .255.465 GP

0 0 0

0

17,191 0 0 0 0 0

TP.H6 Ghf Minh, ngay 25 thang 01nam2017

. CONG TY CP TRANSIMEX

Bui Tuan Ngoc

0.00% 0.00% 0.00%

0

0.06% 0.00% 0.00% 0.00% 0.00% 0.00%

'1 I I

C6NG TY CO PHAN TRANSIMEX DS IV.2

DANH sAcH GIAO D!CH co PHIEU (Dinh kem theo Bao cao Tinh hinh QTCT so 02/BC-HDQT-TMS-2016)

S6 CP s6' hiPu dclu ky S6 CP s6' hiPu cu6i ky

Stt NgU'6'i thl;J'C hi~n giao djch Quan he (01/01/2016) 31/12/2016) Ly do tang/ giam

vi\>i r.flN°R (mua, ban, chuy~n dbi, s6 c6 phieu I Ty I~ · - thU'6'ng) s6 c6 phi~u I Ty I~

1 IBUI TUAN NGOC - Chu tjch H8QT 119,281 I o.52% I 187,098 I o.60% I co tlic, ESOP, C8TP

BUI MINH TUAN ivmHt~~T I 2,158,148 I 9.35% I 3,061,928 I 9.80% I co tlic, ESOP, C8TP

Cong ty CP Bau tU' Vina CT.HBQT 1,917,840 8.31% 2,505,953 8.02% Co tlic

CongtyCPBautU'ToanVi$t CT.HBQT 2,958,784 12.82% 3,868,125 12.38% Cotlic

Cong ty TNHH BT va TM Thien Hai Giam doc 221 ,516 0.96% 289,444 0.93% Co tlic

2 ILE DUY Hli;P - Ph6 CT. HBQT 74, 195 0.32% 0.00%

Cty CP DV Hang Hai (Mac Shipping)

3 IVO CHINH - Thanh Vien H8QT

Cty TNHH MTV Xuat nh<%tp khau va thll'O'ng mc;ii Haneco

4 I NGUYEN PHAN DONG - Thanh vien HBQT

Quy Bau tU' thanh vien SSI

5 I HUYNH MINH THAO - Thanh vien HBQT

LE SON THUY

6 ITOSHIYUKI MATSUDA - Thanh vien HBQT

Casco Investment Limited

7 186 XUAN QUANG - Thanh vien HDQT

8 I NGUYEN TUAN ANH - Tm&ng BKS

9 I NGUYEN KIM HAU - Thanh vien BKS

10 !NGUYEN CH[ BU'C - PTGB

NGUYEN CH[ TRUNG

CT.HBQT

VQ'

Em trai

63,746 I 0.28% I 83,288 I o.27% I co tlic, TPCB

195,911 I 0.85% I 288,230 I 0.92% I Co tlic, ESOP, ban

151 ,843 I 0.49% I co tlic, TPCB, ban

7,936 0.03% 8,013 I o.03% I co tlic, ESOP, ban

4,850 0% 5,577 0% co tlic

214,341 0.93% 286,081 0.92% Co tlic, ESOP, CBTP

20,006 0.09% 21 ,641 0.07% Co tlic, CBTP

7,936 0.03% 9,120 0.03% co tlic

5,745,314 I 24.90% 7,507,145 24.02% Co tlic, CBTP

7,936 I 0.03% 16,383 0.05% Co tlic, ESOP

6,613 I 0% 13,651 0% Co tlic, ESOP

55761 0% 11,801 0% Co tlic, ESOP

110,860 0.48% 163,000 0.52% Co tlic, ESOP, CBTP

1,974 0.01% 7 0.00% Co tlic, ESOP

11 TON THAT HU'NG - P.TG£> 8,550 0.04% 19,678 0.06% Co tli'c, ESOP

12 NGUYt:N HONG SON - P.TG£> 1,956 0.01% 30,402 0.10% Co tli'c, ESOP

13 LE VAN HUNG - KTT 7,140 0.03% 0.00% Co tli't, ESOP, Cf>TP, ban

- So GP IU'U hanh fc;Ji th&i <Jiem 0110112016: 2.3073.824 GP

- So GP IU'U hanh t9i th&i <Jiem 3111212016: 31.255.465 GP

TP.H6 Chi Minh, ngay 25 thang 01 nam 2016

CONG TY CP TRANSIMEX

~ -'\ )

Bui Tucfin Ngoc