Presentation from February 10, 2009 Dinner Meeting

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    The Seven Samurai of

    Systems Engineering

    Dealing with the Complexity

    of 7 Interrelated Systems

    WMA Chapter of INCOSE

    Washington, DC

    10 February 2009

    James N Martin

    The Aerospace Corporation

    [email protected]

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    A Film by Kurosawa (1954)A Film by Kurosawa (1954)

    Tale of heroism and sacrifice

    Samurai warriors hired by a

    Japanese village to protect against

    a band of marauding thieves

    Some say

    one of the greatest masterpiecesin the history of the motion

    picture

    what cinema is meant to be

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    The American Wild West Version (1960)The American Wild West Version (1960)

    Starring

    Yul Brynner (leader of the 7)

    Steve McQueen

    James Coburn

    Charles Bronson

    Some call it the best Western ever made

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    ContextSystem

    (S1)

    Problem (P1)

    First, there is a Problem to be solved

    The Problem is part of the Context System

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    ContextSystem

    (S1)

    Problem (P1) Context System Elements

    Pre-Existing Solutions

    Physical Environment (air, land, sea)

    Regulatory Environment (laws,

    regulations, customs, ethics, stigmas)

    Information (data, signals, noise)

    Knowledge (information, knowledge,

    wisdom, best practices)

    AntiAnti--Knowledge (misinformation, lies, stupidity)Knowledge (misinformation, lies, stupidity)

    Emotions (love, hate, delight, disappointment)Emotions (love, hate, delight, disappointment)

    Aesthetics (elegance, beauty, cultural expectations)Aesthetics (elegance, beauty, cultural expectations)

    But More Elements . . .But More Elements . . .

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    ContextSystem

    (S1)

    Problem (P1)

    Intervention

    System (S2)

    intended to addressintended to address

    Systems Engineers try to

    conceive of a way to

    suppress the Problem

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    ContextSystem

    (S1)

    Problem (P1)

    Intervention

    System (S2)

    intended to addressintended to address

    Transport people quickly

    over long distanc

    es.

    Collect images quickly

    over entireearth.

    Problems System Solutions

    Passenger Jet

    Imagery Satellite

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    RealizationRealizationSystem (S3)System (S3)

    needs to understand

    ContextSystem (S1)

    Intervention

    System (S2)

    Problem (P1)

    intended to address

    The Intervention System must be:

    Designed & DevelopedTested & Qualified

    Produced & Deployed

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    Realization System Elements

    People & Organizations

    Facilities & Equipment

    Materials & Supplies

    Services & Utilities

    Processes & Methods

    Tools & Techniques

    Policies & Procedures

    Data & Information

    Knowledge & Wisdom

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    RealizationRealizationSystem (S3)System (S3)

    needs to understand

    ContextSystem (S1)

    Intervention

    System (S2)

    Problem (P1)

    intended to address

    Airbus + Air France +

    Airplane Standards + etc

    Boeing + Suppliers +

    US Govt + Regulations

    + Imaging Technology +

    Physics Knowledge + etc

    Realization Systems

    Passenger Jet

    Imagery Satellite

    Intervention Systems

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    ContextSystem (S1) RealizationSystem (S3)

    Intervention

    System (S2)

    Problem (P1)

    intended to address

    needs to understand

    Deployed System is

    often different from the

    as-designed system

    DeployedDeployed

    System (S4)System (S4)

    becomes

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    ContextSystem (S1) RealizationSystem (S3)

    Intervention

    System (S2)

    Problem (P1)

    intended to address

    needs to understand

    DeployedDeployed

    System (S4)System (S4)

    becomesBoeing

    747

    747-100 s/n 345 747-200 s/n 678

    747-419 s/n 321

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    Modified Context

    System (S1)

    becomes

    needs to

    understand

    ContextSystem (S1) RealizationSystem (S3)

    Intervention

    System (S2)

    Deployed

    System (S4)

    Problem (P1)

    intended to address

    becomes

    needs to understand

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    ContextSystem (S1) RealizationSystem (S3)

    Intervention

    System (S2)

    Modified Context

    System (S1)

    Deployed

    System (S4)

    Problem (P1)

    intended to address

    becomes

    becomes

    needs to understand

    needs tounderstand

    Problem (P2)

    may

    cause

    Unanticipated?

    Unintended?

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    ContextSystem (S1) RealizationSystem (S3)

    Intervention

    System (S2)

    Modified Context

    System (S1)

    Deployed

    System (S4)

    Problem (P1)

    Problem (P2)

    may

    cause

    intended to address

    becomes

    becomes

    needs to understand

    needs tounderstand

    Collaborating

    System (S5)

    collaborateswith

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    Context

    System (S1)

    Realization

    System (S3)

    Intervention

    System (S2)

    Modified Context

    System (S1)

    Deployed

    System (S4)

    Problem (P1)

    Problem (P2)

    may

    cause

    Collaborating

    System (S5)

    collaborateswith

    intended to address

    becomes

    becomes

    needs to understand

    needs tounderstand

    Sustainment

    System (S6)

    sustains

    may need

    to developor modify

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    Context

    System (S1)

    Realization

    System (S3)

    Intervention

    System (S2)

    Modified Context

    System (S1)

    Deployed

    System (S4)

    Problem (P1)

    Problem (P2)

    may

    cause

    Collaborating

    System (S5)

    collaborateswith

    intended to address

    becomes

    becomes

    needs to understand

    needs tounderstand

    Sustainment

    System (S6)

    sustains

    may need

    to developor modify

    1. Logistics Supply Chain

    2. Repair Depot

    3. Customer Hotline

    4. Energy & Fuel Suppliers

    5. Waste Removal

    6. Communications

    7. Training & Education8. Food & Water

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    Context

    System (S1)

    Modified ContextSystem (S1)

    Deployed

    System (S4)

    Problem (P1)

    becomes

    Competing

    System (S7)

    may address

    competes

    with

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    Context

    System (S1)

    Modified ContextSystem (S1)

    Deployed

    System (S4)

    Problem (P1)

    becomes

    Competing

    System (S7)

    may address

    competes

    with

    1. Competitors System

    2. Homegrown Solutions

    3. Status Quo (do noth

    ing)

    1. Fuel & Energy

    2. Scarce Materials3. Trained & Educated People

    4. Psychological Expectations

    5. Limited Attention Span

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    Context

    System (S1)

    Realization

    System (S3)

    Intervention

    System (S2)

    Competing

    System (S7)

    Modified Context

    System (S1)

    Deployed

    System (S4)

    Sustainment

    System (S6)

    Problem (P1)

    Problem (P2)

    may

    cause

    Collaborating

    System (S5)

    collaborateswith

    intended to address

    becomes

    may address

    competeswith

    becomes

    sustains

    may needto developor modify

    needs to understand

    needs tounderstand

    The 7The 7

    SamuraiSamurai

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    Context

    System (S1)

    Realization

    System (S3)

    Intervention

    System (S2)

    Competing

    System (S7)

    Modified Context

    System (S1)

    Deployed

    System (S4)

    Sustainment

    System (S6)

    Problem (P1)

    Problem (P2)

    may

    cause

    Collaborating

    System (S5)

    collaborateswith

    intended to address

    becomes

    may address

    competeswith

    becomes

    sustains

    may needto developor modify

    needs to understand

    needs tounderstand

    15 Interactions15 Interactions

    1. Context System (S1) contains a Problem (P1)2. Intervention System (S2) is intended to address P1

    3. Realization System (S3) brings S2 into being

    4. S2 is a constituent of S3

    5. S3 needs to understand S1

    6. S3 needs to understand the Modified Context System (S1)

    7. S3 may need to develop or modify the Sustainment System (S6)

    8. Intervention System (S2) becomes Deployed System (S4)

    9. S1 becomes the Modified Context System (S1)

    10. S4 is contained in (and int

    eracts wit

    h) S1

    11. S4 collaborates with one or more Collaborating Systems (S5)

    12. S4 is sustained by Sustainment System (S6)

    13. S4 may cause new Problem (P2)

    14. Competing System(s) (S7) may address the original Problem (P1)

    15. S7 competes with S4 for resources

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    Interactions Between the 7 Samurai Systems

    1. Context System (S1) contains a Problem (P1)

    2. Intervention System (S2) is intended to address P1

    3. Realization System (S3) brings S2 into being

    4. S2 is a constituent of S3

    5. S3 needs to understand S1

    6. S3 needs to understand the Modified Context System (S1)7. S3 may need to develop or modify the Sustainment System (S6)

    8. Intervention System (S2) becomesDeployed System (S4)

    9. S1 becomes the Modified Context System (S1)

    10. S4 is contained in (and interacts with) S1

    11. S4 collaborates with one or more Collaborating Systems (S5)

    12. S4 is sustained by Sustainment System (S6)

    13. S4 may cause new Problem (P2)

    14. Competing System(s) (S7) may address the original Problem (P1)

    15. S7 competes with S

    4for resources and for the attention of users and operators

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    Classical Systems Engineering

    1. Context System (S1) contains a Problem (P1)

    2. Intervention System (S2) is intended to address P1

    3. Realization System (S3) brings S2 into being

    4. S2 is a constituent of S3

    5. S3 needs to understand S1

    6. S3 needs to understand the Modified Context System (S1)7. S3 may need to develop or modify the Sustainment System (S6)

    8. Intervention System (S2) becomesDeployed System (S4)

    9. S1 becomes the Modified Context System (S1)

    10. S4 is contained in (and interacts with) S1

    11. S4 collaborates with one or more Collaborating Systems (S5)

    12. S4 is sustained by Sustainment System (S6)

    13. S4 may cause new Problem (P2)

    14. Competing System(s) (S7) may address the original Problem (P1)

    15. S7 competes with S

    4for resources and for the attention of users and operators

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    Systems engineers focustoo much on one system

    the Intervention System

    Should use this as a

    framework to encourage

    true systems thinking

    The 7 Samurai frame-

    work can lead to moreholistic application of

    SE methods and tools