Pre Op Assesment of the High Risk Surgical Pat

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    Pre Operative Assessment Of TheHigh Risk Surgical Patient

    Lui G Forni & NG LaviesDepartment of Critical Care

    Worthing & Southlands Hospitals

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    Introduction

    Identifying the High Risk Patient Risk Scoring

    CVS Risk Assessment How we have addressed the problem Future Developments

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    Introduction

    Over 20,000 patients a year diefollowing surgery

    Most die within 30 days of surgery ongeneral wards

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    Introduction

    Improved Surgical Outcomes Grouprecommended (2005)o improved pre-op assessment

    o improved intra-operative careo improved use of post operative resources

    This followed Association ofAnaesthetists guidelines

    Hopefully should lead to improvedoutcomes

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    How Do We Identify The High RiskSurgical Patient?

    Surgical Factors Patient Factors

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    Surgical Factors

    Different operations have different mortalityrates

    0.5% for elective THR13% for elective oesophagogastrectomy

    Emergency operations have higher mortality10.7% for elective surgery patients

    36.8% for emergency surgery patients

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    Urgency and Operative Mortality

    Mella BJS 98 Colorectal surgery

    audit Operations carriedout urgently have ahigher mortality

    rate for same ASA

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    Surgical Factors

    High Risk (>5%) Major emergency

    procedures eg acuteabdomen, major trauma

    Aortic/major vascularsurgery

    Prolonged surgery withlarge fluid shifts/bloodloss

    Peripheral vascular

    surgery

    Intermediate Risk (

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    Patient Factors

    Age

    Existing Co-morbidity Exercise Tolerance Medication

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    Patient Factors : Age

    Higher number of concurrent diseaseprocesses

    Decline of physiological reserve withageing(cardiovascular/pulmonary/renal/musculoskeletal)

    ? Increased morbidity & mortalitywith age

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    CEPOD Deaths by Age 1998/9

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    Effect of Age on Mortality Post Op(NCEPOD 2001)

    Age in Years

    %of

    Total

    Deaths/

    Operation

    s

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    Patient Factors

    Age Existing Co-morbidity

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    Co-existing Medical Problems and

    Perioperative Death(NCEPOD 2002)

    e of patients

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    Patient Factors : CardiovascularDisease

    Approximately 75% of patients whosuffer perioperative death have

    cardiovascular disease

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    Patient Factors : CardiovascularDisease

    Risk factors for cardiovascular deathwithin 30 days of operationHowell SJ et al BJA 1998;80:14o Previous MI (odds ratio 4.04)o Angina (odds ratio 3.55)o Hypertension (odds ratio 2.53)o Renal Failure (odds ratio 4.23)o Cardiac Failure (odds ratio 2.8)

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    Pre-operative Risk Scoring

    Various Scoring Systems Published:o ASA (1963)o Goldman Cardiac Index (1977)o Detsky Cardiac Index (1986)o Possum (Copeland 1991)o Lee Revised Cardiac Index (1999)

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    Pre-operative Risk Scoring

    ASA1.Fit, healthy patient Mild systemic disease

    Severe systemic disease-limitingactivity but not incapacitating

    Incapacitating systemic disease-a

    constant threat to life Moribund-not expected to survive

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    Lee Cardiac Risk Index(Lee et al Circulation 1999; 100:1043)

    6 Point Score one for each of the following: High risk surgical procedure

    History of IHD History of CCF History of Cerebrovasular disease Insulin-dependent diabetes mellitus

    Chronic renal failure (creatinine >177)

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    Lee Cardiac Risk IndexValidated in 1422 non-cardiac surgical patients

    Risk of major cardiac complications(MI, pulmonary oedema, VF or primary cardiacarrest, complete heart block)

    0 point = 0.4% 1 point = 0.9% 2 points = 7% 3 or more points = 11%

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    Lee Cardiac Risk Index

    Applied to 1351 major vascular surgicalpatients (Boersma et al 2001)

    1 point = 1.3% risk (of MI or death) 2 points = 3.1% risk 3 or more points = 9.1% risk

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    Cardiovascular Risk Assessment

    How can we assess cardiac risk?

    Static Testingo Electrocardiographyo Transthoracic Echocardiographyo Transoesophageal Echocardiographyo Cardiac catheterisation

    Dynamic Testing

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    Improving Risk stratification:

    Dynamic Testingo Exercise Toleranceo Exercise ECG testingo Dobutamine stress echoo Dipyridimole stress echoo Dipyridimole thallium scintigraphyo Cardiopulmonary exercise testing

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    Pre-operative Functional Assessment

    1 MET = 3.5 ml O2 / kg / min (Oxygenconsumption by 40 yo 70 kg man at rest)

    1 MET = eating and dressing 3 MET = light housework, walking 100m, golfing

    with a cart, slow ball-room dancing 4 MET = climbing 2 flights of stairs 6 MET = short run

    >10 MET = able to participate in strenuous sport

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    Exercise Tolerance and RiskReilly DF et al Arch Intern Med 1999;159:2185

    600 patients undergoing major non-cardiacsurgery

    If unable to walk 4 blocks and climb 2

    flights of stairs = poor exercise tolerance ie< 4 METs Patients with poor exercise tolerance had

    twice the incidence of perioperative

    complications (cardiovascular andneurological) 20% vs 10% p

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    Cardiopulmonary Exercise Testing

    Myocardial ischaemia in absence of heartfailure has little effect on outcome (Olderet al 1993)

    CPET is an objective test to determine pre-operative fitness

    Correlates well with post operative survival

    Can identify patients with an increased riskprofile where surgery may be inappropriate

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    Cardiopulmonary Exercise Testing

    Examines the ability of the CVS to deliveroxygen to tissues under stress

    If a patient is unable to elevate oxygendelivery to the required levels they are morelikely to have a poor outcome

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    Cardiopulmonary Exercise Testing

    The patient is asked to exercise at a knownwork rate on some form of ergometer while anumber of variables are measured:o (1) ECGo (2) Blood pressure;o (3) Expired air flow;o (4) O2 uptake from the air;o (5) CO2 output from the body;o

    (6) Arterial blood gases.

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    Parameters Measured

    VO2 - volume of oxygen consumedo ml/min (absolute)o ml/kg/min (relative)

    METS - metabolic equivalentso 1 MET = 3.5 ml/kg/min

    VCO2 - volume of carbon dioxide producedo ml/min

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    Parameters Measured

    During exercise, when rise in VCO2 becomesdisproportionate to rise in VO2

    Indicates the level of exercise where body

    has reached maximal aerobic capacity

    Termed the Anaerobic Threshold

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    Anaerobic Threshold by Age

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    Cardiopulmonary Exercise Testing

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    Cardiopulmonary Exercise TestingOlder P. et al Chest 1993; 104: 701

    Cardiopulmonary Exercise Testing

    187 major abdominal surgical patients over 60

    Defined the Anaerobic threshold by exercise testing

    Anaerobic

    threshold 11 ml/min/kg

    N=132

    Mortality rate 0.8%

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    Cardiopulmonary Exercise Testing

    4 METS = 14 ml/kg/min O2 consumptionBUT

    80% of elective major abdominal cases have

    an AT of < 14 ml/kg/min Only those with AT < 11 ml/kg/min (32%) arehigh risk

    Clinical differentiation between these

    groups not possible CPX testing required to identify the highrisk group

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    Does It Work?

    548 Patients having major abdominal surgery

    ICU (28%)

    7 died (4.6%)

    AT < 11 ml/min/kg

    + aortic / oesophagealsurgery

    AT > 11 ml/min/kg+

    Myocardial Ischaemia

    AT > 11 ml/min/kgNo

    Myocardial ischaemia

    HDU (21%) Ward (51%)

    2 died (1.7%) 0 died (0%)

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    Now we have identifiedthe high-risk patient:

    What do we do next?

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    The SPAM Clinic

    Consultant Lead Allows Medical & Anaesthetic Review

    Assess patient Discuss pre/post operative care ?Assess risk

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    The SPAM Clinic

    Had several perceived potential benefitso Both clinicians actively involved in ITU and

    manage the patients post operativelyo

    Outpatient assessment enables relative easein ordering appropriate investigations andfollow up

    o Allows objective assessment of the patient

    by 2 experienced clinicians and shouldprevent cancellations

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    The SPAM Clinic

    Routine pre-assessment is still performed inour trust

    Where problems arise the SPAM clinic allows apoint of easy referral

    Referral occurs fromo surgical colleagues where they feel additional

    assessment is requiredo anaesthetic colleagues

    All major surgery requiring ITU post operativelyis referred routinely

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    The SPAM Clinic

    Does it work?

    The results shown are from the initial

    125 patients seen in the SPAM clinic

    Follow up data was collected from the

    patient notes or GP after 6 months

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    Referral Pattern

    13.069.07218%Upper GI

    12.470.64559%Surgery

    2.129.503%O&G

    8.180.05215%Orthopaedics

    8.977.69323%Urology

    SDAgeMaleTotalSpeciality

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    Results

    90 deemed fit for surgery 33 deemed unfit

    2 refused surgery (?SPAM Effect)

    No significant differences between thegroups other than age

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    O F Cli i /S

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    Outcomes From Clinic/Surgery

    36.41233Unfit

    Patients

    9.7992Fit Patients

    Mortality

    (%)

    6 Month

    Mortality

    Number

    C f D th

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    Causes of Death:

    01Refused Surgery

    11Other

    10GI Bleed

    22CVA40Myocardial Infarct

    45Disease Progression

    UnfitFit

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    R lt

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    Results

    No! Not the whole story.. 9 patients of the 92 deemed fit for surgery died

    within 6 months of assessment But 6 died before operation

    o 1 refused surgeryo 2 died of CVAso 3 died of disease progression and deemed

    inoperable

    Only 3 died within 6 months of surgery whohad surgery

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    C l i

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    Conclusions:

    The introduction of the SPAM clinic hasprovided a useful service to our trust

    Has allowed those deemed

    inappropriate for surgical intervention tobe cancelled in good time

    Allows other treatment to be instigated

    where appropriate.

    C l i

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    Conclusions:

    Most encouragingly the overall operativerisk in those deemed high risk is verylow

    ? Our threshold is too high

    Hopefully preoperative risk stratificationwill be improved further with theintroduction of CPET

    Th k Y F Li t i

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    Thank You For Listening