Polybius and the Polybius and the significance of his work for significance of his work for

Roman HistoriographyRoman Historiography

The Hellenistic AgeThe Hellenistic Age

From the Death of Alexander the Great d. 323 From the Death of Alexander the Great d. 323 BCE to the sack of Corinth 146 BCE (some include BCE to the sack of Corinth 146 BCE (some include up to 30 BCE, death of Cleopatra VII)up to 30 BCE, death of Cleopatra VII)

in Greece the in Greece the polispolis no longer center of political no longer center of political powerpower

Hellenistic Monarchies divided and unable to Hellenistic Monarchies divided and unable to achieve a united Greek World achieve a united Greek World

Greek world becomes part of the Roman EmpireGreek world becomes part of the Roman Empire spread of Greek culture and language spread of Greek culture and language

(Hellenization of Rome and Italy) – and at same (Hellenization of Rome and Italy) – and at same time Romanization of the Greek Worldtime Romanization of the Greek World

Hellenistic ageHellenistic age

The Greeks in the Roman Empire The Greeks in the Roman Empire looked back to Archaic and Classical looked back to Archaic and Classical Greece – for sense of cultural pride Greece – for sense of cultural pride and superiority and superiority

Herodotus, Thucydides, and also Herodotus, Thucydides, and also Xenophon became examples of Xenophon became examples of Greek historiography, models for Greek historiography, models for Roman historians – reason for Roman historians – reason for survival of their workssurvival of their works

PolybiusPolybius202-120 B.C.202-120 B.C.

His father was a leading figure in the Achaean His father was a leading figure in the Achaean League (alliance of Greek city states against League (alliance of Greek city states against Roman domination) Roman domination)

Taken as hostage to Rome 167 BCE (after battle of Taken as hostage to Rome 167 BCE (after battle of Pydna 168 BCE) was tutor to sons of Lucius Pydna 168 BCE) was tutor to sons of Lucius Aemilius Paullus; came under the patronage of Aemilius Paullus; came under the patronage of Scipio Aemilianus (adopted grandson of Scipio Scipio Aemilianus (adopted grandson of Scipio Africanus)Africanus)

Travelled extensively through Italy, access to Travelled extensively through Italy, access to private libraries and archives in Romeprivate libraries and archives in Rome

Travelled with Scipio to Spain and Gaul, returned to Travelled with Scipio to Spain and Gaul, returned to Greece; recalled to Rome to assist Scipio in Greece; recalled to Rome to assist Scipio in negotiations with Carthagenegotiations with Carthage

149 BCE joined Scipio in Africa – witnessed the 149 BCE joined Scipio in Africa – witnessed the destruction of Carthage destruction of Carthage

Died 120 B.C. from a fall off a horse at the age of Died 120 B.C. from a fall off a horse at the age of 82 back in Greece82 back in Greece

Polybius’ WorkPolybius’ Work

HisHis histories histories in 40 books, covering in 40 books, covering events between 220 to 144 B.C.events between 220 to 144 B.C.

Only first five books survive fully, rest Only first five books survive fully, rest in fragments; in fragments;

Books 1 and 2 provide background Books 1 and 2 provide background begin with First Punic War in 264 B.C.begin with First Punic War in 264 B.C.

Book 3 begins his narrative Book 3 begins his narrative Book 6 consists of the description and Book 6 consists of the description and

analysis of Roman constitution and analysis of Roman constitution and armyarmy

Polybius’ Historical InquiryPolybius’ Historical Inquiry

Aim:Aim: to investigate how Rome acquired such to investigate how Rome acquired such large Empire in such short timelarge Empire in such short time

Believed success due to her institutionsBelieved success due to her institutions Analyzed it in terms of Aristotle’s political Analyzed it in terms of Aristotle’s political

theorytheory Romans had “mixed constitution” containing Romans had “mixed constitution” containing

elements of monarchy, aristocracy, democracyelements of monarchy, aristocracy, democracy Believed that strength of Roman constitution Believed that strength of Roman constitution

lay in the balance between competing interestslay in the balance between competing interests Note –Note – Polybius wrote when constitution was Polybius wrote when constitution was

still respected by Roman politicians still respected by Roman politicians

Book 1.1.Book 1.1. 1 Had previous chroniclers neglected to speak in praise of History in general, it 1 Had previous chroniclers neglected to speak in praise of History in general, it

might perhaps have been necessary for me to recommend everyone to choose might perhaps have been necessary for me to recommend everyone to choose for study and welcome such treatises as the present, since men have no more for study and welcome such treatises as the present, since men have no more ready corrective of conduct than knowledge of the past. 2ready corrective of conduct than knowledge of the past. 2  But all historians, one  But all historians, one may say without exception, and in no half-hearted manner, but making this the may say without exception, and in no half-hearted manner, but making this the beginning and end of their labour, have impressed on us that the soundest beginning and end of their labour, have impressed on us that the soundest education and training for a life of active politics is the study of History, and education and training for a life of active politics is the study of History, and that surest and indeed the only method of learning how to bear bravely the that surest and indeed the only method of learning how to bear bravely the vicissitudes of fortune, is to recall the calamities of others. vicissitudes of fortune, is to recall the calamities of others. 3 Evidently therefore 3 Evidently therefore no one, and least of all myself, would think it his duty at this day to repeat what no one, and least of all myself, would think it his duty at this day to repeat what has been so well and so often said. 4 For the very element of unexpectedness has been so well and so often said. 4 For the very element of unexpectedness in the events I have chosen as my theme will be sufficient to challenge and in the events I have chosen as my theme will be sufficient to challenge and incite everyone, young and old alike, to peruse my systematic history. 5 For incite everyone, young and old alike, to peruse my systematic history. 5 For who is so worthless or indolent as not to wish to know by what means and who is so worthless or indolent as not to wish to know by what means and under what system of polity the Romans in under what system of polity the Romans in

less than fifty-three years have succeeded in subjecting nearly the whole less than fifty-three years have succeeded in subjecting nearly the whole inhabited world to their sole government — a thing unique in history? 6 Or who inhabited world to their sole government — a thing unique in history? 6 Or who again is there so passionately devoted to other spectacles or studies as to again is there so passionately devoted to other spectacles or studies as to regard anything as of greater moment than the acquisition of this knowledge?regard anything as of greater moment than the acquisition of this knowledge?

Polybius’ approach (1.2Polybius’ approach (1.2)) 2 How striking and grand is the spectacle presented by the period with which 2 How striking and grand is the spectacle presented by the period with which

I purpose to deal, will be most clearly apparent if we set beside and compare I purpose to deal, will be most clearly apparent if we set beside and compare with the Roman dominion the most famous empires of the past, those which with the Roman dominion the most famous empires of the past, those which have formed the chief theme of historians. 2 Those worthy of being thus set have formed the chief theme of historians. 2 Those worthy of being thus set beside it and compared are these. The Persians for a certain period possessed a beside it and compared are these. The Persians for a certain period possessed a great rule and dominion, but so often as they ventured to overstep the great rule and dominion, but so often as they ventured to overstep the boundaries of Asia they imperilled not only the security of this empire, but their boundaries of Asia they imperilled not only the security of this empire, but their own existence. 3 The Lacedaemonians, after having for many years disputed own existence. 3 The Lacedaemonians, after having for many years disputed the hegemony of Greece, at length attained it but to hold it uncontested for the hegemony of Greece, at length attained it but to hold it uncontested for scarce twelve years. 4 The Macedonian rule in Europe extended but from the scarce twelve years. 4 The Macedonian rule in Europe extended but from the Adriatic region to the Danube, which would appear a quite insignificant portion Adriatic region to the Danube, which would appear a quite insignificant portion of the continent. 5 Subsequently, by overthrowing the Persian empire they of the continent. 5 Subsequently, by overthrowing the Persian empire they became supreme in Asia also. But though their empire was now regarded as the became supreme in Asia also. But though their empire was now regarded as the greatest geographically and politically that had ever existed, they left the larger greatest geographically and politically that had ever existed, they left the larger part of the inhabited world as yet outside it. 6 For they never even made a part of the inhabited world as yet outside it. 6 For they never even made a single attempt to dispute possession of Sicily, Sardinia, or Libya, and the most single attempt to dispute possession of Sicily, Sardinia, or Libya, and the most warlike nations of Western Europe were, to speak the p7simple truth, unknown warlike nations of Western Europe were, to speak the p7simple truth, unknown to them. 7 But the Romans have subjected to their rule not portions, but nearly to them. 7 But the Romans have subjected to their rule not portions, but nearly the whole of the world and possess an empire which is not only immeasurably the whole of the world and possess an empire which is not only immeasurably greater than any which preceded it, but need not fear rivalry in the future. 8 In greater than any which preceded it, but need not fear rivalry in the future. 8 In the course of this work it will become more clearly intelligible by what steps this the course of this work it will become more clearly intelligible by what steps this power was acquired, and it will also be seen how many and how great power was acquired, and it will also be seen how many and how great advantages accrue to the student from the systematic treatment of history. advantages accrue to the student from the systematic treatment of history.

A new type of History (1.4)A new type of History (1.4) Indeed it was this chiefly that invited and encouraged me to undertake my task; and Indeed it was this chiefly that invited and encouraged me to undertake my task; and

secondarily the fact that none of my contemporaries have undertaken to write a general secondarily the fact that none of my contemporaries have undertaken to write a general history, in which case I should have been much less eager to take this in hand. 3 As it is, history, in which case I should have been much less eager to take this in hand. 3 As it is, I observe that while several modern writers deal with particular wars and certain matters I observe that while several modern writers deal with particular wars and certain matters connected with them, no one, as far as I am aware, has even attempted to inquire critically connected with them, no one, as far as I am aware, has even attempted to inquire critically when and whence the general and comprehensive scheme of events originated and how it when and whence the general and comprehensive scheme of events originated and how it led up to the end. 4 I therefore thought it quite necessary not to leave unnoticed or allow to led up to the end. 4 I therefore thought it quite necessary not to leave unnoticed or allow to pass into oblivion this the finest and most beneficent of the performances of Fortune. 5 For pass into oblivion this the finest and most beneficent of the performances of Fortune. 5 For though she is ever producing something new and ever playing a part in the lives of men, she though she is ever producing something new and ever playing a part in the lives of men, she has not in a single instance ever accomplished such a work, ever achieved such a triumph, has not in a single instance ever accomplished such a work, ever achieved such a triumph, as in our own times. 6 We can no more hope to perceive this from histories dealing with as in our own times. 6 We can no more hope to perceive this from histories dealing with particular events than to get at once a notion of the form of the whole world, its disposition particular events than to get at once a notion of the form of the whole world, its disposition and order, by visiting, each in turn, the most famous cities, or indeed by looking at separate and order, by visiting, each in turn, the most famous cities, or indeed by looking at separate plans of each: a result by no means likely. 7 He indeed who believes p13that by studying plans of each: a result by no means likely. 7 He indeed who believes p13that by studying isolated histories he can acquire a fairly just view of history as a whole, is, as it seems to me, isolated histories he can acquire a fairly just view of history as a whole, is, as it seems to me, much in the case of one, who, after having looked at the dissevered limbs of an animal once much in the case of one, who, after having looked at the dissevered limbs of an animal once alive and beautiful, fancies he has been as good as an eyewitness of the creature itself in all alive and beautiful, fancies he has been as good as an eyewitness of the creature itself in all its action and grace. 8 For could anyone put the creature together on the spot, restoring its its action and grace. 8 For could anyone put the creature together on the spot, restoring its form and the comeliness of life, and then show it to the same man, I think he would quickly form and the comeliness of life, and then show it to the same man, I think he would quickly avow that he was formerly very far away from the truth and more like one in a dream. 9 For avow that he was formerly very far away from the truth and more like one in a dream. 9 For we can get some idea of a whole from a part, but never knowledge or exact opinion. we can get some idea of a whole from a part, but never knowledge or exact opinion. 10 Special histories therefore contribute very little to the knowledge of the whole and 10 Special histories therefore contribute very little to the knowledge of the whole and conviction of its truth. 11 It is only indeed by study of the interconnexion of all the conviction of its truth. 11 It is only indeed by study of the interconnexion of all the particulars, their resemblances and differences, that we are enabled at least to make a particulars, their resemblances and differences, that we are enabled at least to make a general survey, and thus general survey, and thus derive both benefit and pleasure from history.derive both benefit and pleasure from history.

Importance of causationImportance of causation6.26.2

  What chiefly attracts and chiefly What chiefly attracts and chiefly benefits students of history is just this benefits students of history is just this — the study of causes and the — the study of causes and the consequent power of choosing what is consequent power of choosing what is best in each case. 9 Now the chief best in each case. 9 Now the chief cause of success or the reverse in all cause of success or the reverse in all matters is the form of a state's matters is the form of a state's constitution; 10 for springing from this, constitution; 10 for springing from this, as from a fountain-head, all designs as from a fountain-head, all designs and plans of action not only originate, and plans of action not only originate, but reach their consummation.but reach their consummation.

Polybius’ approach to Polybius’ approach to historyhistory

History is to be pragmatic, useful for future History is to be pragmatic, useful for future politicians (modeled on Thucydides) politicians (modeled on Thucydides)

Believed it to be cyclicalBelieved it to be cyclical History not just a narrative of facts but an History not just a narrative of facts but an

investigation into how and why events investigation into how and why events occurredoccurred

Criticized Hellenistic tradition of history Criticized Hellenistic tradition of history writing as entertainment with inclusion of writing as entertainment with inclusion of myth, drama and emotional scenes myth, drama and emotional scenes

Criticism of Phylarchus (2.56)Criticism of Phylarchus (2.56) In his eagerness to arouse the pity and attention of his readers he treats us to a In his eagerness to arouse the pity and attention of his readers he treats us to a

picture of clinging womenpicture of clinging women9 with their hair dishevelled and their breasts bare, or with their hair dishevelled and their breasts bare, or again of crowds of both sexes together with their children and aged parents again of crowds of both sexes together with their children and aged parents weeping and lamenting as they are led away to slavery. 8 This sort of thing he weeping and lamenting as they are led away to slavery. 8 This sort of thing he keeps up throughout his history, always trying to bring horrors vividly before keeps up throughout his history, always trying to bring horrors vividly before our eyes. 9 Leaving aside the ignoble and womanish character of such a our eyes. 9 Leaving aside the ignoble and womanish character of such a treatment of his subject, let us consider how far it is proper or serviceable to treatment of his subject, let us consider how far it is proper or serviceable to history. 10 A historical author should not try to thrill his readers by such history. 10 A historical author should not try to thrill his readers by such exaggerated pictures, nor should he, like a tragic p379poet, try to imagine the exaggerated pictures, nor should he, like a tragic p379poet, try to imagine the probable utterances of his characters or reckon up all the consequences probable utterances of his characters or reckon up all the consequences probably incidental to the occurrences with which he deals, but simply record probably incidental to the occurrences with which he deals, but simply record what really happened and what really was said, however commonplace. 11 For what really happened and what really was said, however commonplace. 11 For the object of tragedy is not the same as that of history but quite the opposite. the object of tragedy is not the same as that of history but quite the opposite. The tragic poet should thrill and charm his audience for the moment by the The tragic poet should thrill and charm his audience for the moment by the verisimilitude of the words he puts into his characters' mouths, but it is the task verisimilitude of the words he puts into his characters' mouths, but it is the task of the historian to instruct and convince for all time serious students by the of the historian to instruct and convince for all time serious students by the truth of the facts and the speeches he narrates, 12 since in the one case it is truth of the facts and the speeches he narrates, 12 since in the one case it is the probable that takes precedence, even if it be untrue, in the other it is the the probable that takes precedence, even if it be untrue, in the other it is the truth, the purpose being to confer benefit on learners. 13 Apart from this, truth, the purpose being to confer benefit on learners. 13 Apart from this, Phylarchus Phylarchus simply narrates most of such catastrophes and does not even simply narrates most of such catastrophes and does not even suggest their causes or the nature of these causes, without which it is suggest their causes or the nature of these causes, without which it is impossible in any case to feel either legitimate pity or proper anger. 1impossible in any case to feel either legitimate pity or proper anger. 1

History must be pragmaticHistory must be pragmatic(9.2)(9.2)

2 Since genealogies, myths, the planting of colonies, the 2 Since genealogies, myths, the planting of colonies, the foundations of cities and their ties of kinship have been recounted foundations of cities and their ties of kinship have been recounted by many writers and in many different styles, 2 an author who by many writers and in many different styles, 2 an author who undertakes at the present day to deal with these matters must undertakes at the present day to deal with these matters must either represent the work of others as being his own, a most either represent the work of others as being his own, a most disgraceful proceeding, or if he refuses to do this, must manifestly disgraceful proceeding, or if he refuses to do this, must manifestly toil to no purpose, being constrained to avow that the matters on toil to no purpose, being constrained to avow that the matters on which he writes and to which he devotes his attention have been which he writes and to which he devotes his attention have been adequately narrated and handed down to posterity by previous adequately narrated and handed down to posterity by previous authors. So omitting these things for the above and various other authors. So omitting these things for the above and various other reasons, I decided on writing a history of actual events; firstly, reasons, I decided on writing a history of actual events; firstly, because there is always some novelty to them which demands because there is always some novelty to them which demands novel treatment — since it was not in the power of the ancients to novel treatment — since it was not in the power of the ancients to narrate events subsequent to their own time — and secondly, owing narrate events subsequent to their own time — and secondly, owing to the great practical utility of such a history, both formerly and to the great practical utility of such a history, both formerly and especially at the present day, when the progress of the arts and especially at the present day, when the progress of the arts and sciences has been so rapid, that those who study history are, we sciences has been so rapid, that those who study history are, we may almost say, provided with a method for dealing with any may almost say, provided with a method for dealing with any contingency that may arise. 6 My aim, therefore, being not so much contingency that may arise. 6 My aim, therefore, being not so much to entertain readers as to benefit those who pay careful attention, to entertain readers as to benefit those who pay careful attention, I disregarded other matters and was led to write this kind of history.I disregarded other matters and was led to write this kind of history.

Qualifications of a HistorianQualifications of a Historian(12.28)(12.28)

28 It appears to me that the dignity of history 28 It appears to me that the dignity of history also demands such a man. 2 Plato,also demands such a man. 2 Plato,JJJ as we as we know, tells us that human affairs will then go know, tells us that human affairs will then go well when either philosophers become kings or well when either philosophers become kings or kings study philosophy, 3 and I would say that it kings study philosophy, 3 and I would say that it will be well with history either when men of will be well with history either when men of action undertake to write history, p4054 not as action undertake to write history, p4054 not as now happens in a perfunctory manner, but now happens in a perfunctory manner, but when in the belief that this is a most necessary when in the belief that this is a most necessary and most noble thing they apply themselves all and most noble thing they apply themselves all through their life to it with undivided attention, through their life to it with undivided attention, 5 or again when would-be authors regard a 5 or again when would-be authors regard a training in actual affairs as necessary for writing training in actual affairs as necessary for writing history. Before this be so the errors of historians history. Before this be so the errors of historians will never cease.will never cease.

Polybius’ view of the Polybius’ view of the ideal ideal historian:historian:

1 must have political experience to 1 must have political experience to understand politics and be able to understand politics and be able to evaluate his sourcesevaluate his sources

2 must have geographical 2 must have geographical knowledge, preferably from personal knowledge, preferably from personal traveltravel

3 must not just rely on earlier 3 must not just rely on earlier writings, but must personally writings, but must personally examine available sourcesexamine available sources

Polybius’ biasPolybius’ bias

Due to his Achaean origins, he did Due to his Achaean origins, he did not like Macedonian kings not like Macedonian kings

Because of his loyalty to Scipio, he Because of his loyalty to Scipio, he opposed Scipio’s political opponents; opposed Scipio’s political opponents; supported and praised Scipio, his supported and praised Scipio, his family, his friends and supportersfamily, his friends and supporters

A Turning Point in HistoryA Turning Point in History

Polybius wrote at a moment in time when Greeks Polybius wrote at a moment in time when Greeks recognized their complete loss of independence.recognized their complete loss of independence.

Hellenistic monarchies unable to unite a divided Hellenistic monarchies unable to unite a divided Greek World; Greek World;

For Polybius – history now happens in the West - For Polybius – history now happens in the West - with Rome at the centre of Mediterranean Historywith Rome at the centre of Mediterranean History

For him history was no longer concerned with one For him history was no longer concerned with one city or state but involved the entire known world city or state but involved the entire known world (the Mediterranean world)(the Mediterranean world)

First one to write real universal historyFirst one to write real universal history

Significance of Polybius’ Significance of Polybius’ HistoriesHistories

marks extremely important point in Hellenistic marks extremely important point in Hellenistic historiographyhistoriography

Systematic writing of historySystematic writing of history Sets new standards for writing history and for a Sets new standards for writing history and for a

historian. historian. Provides much information about the 3Provides much information about the 3rdrd and 2 and 2ndnd

centuries BCEcenturies BCE Provides record of growth of Roman powerProvides record of growth of Roman power His doctrine of ‘mixed’ constitution had powerful His doctrine of ‘mixed’ constitution had powerful

political influence on early USA and American political influence on early USA and American constitution with separate powers limited by a constitution with separate powers limited by a system of balance and checkssystem of balance and checks

Significance of Polybius’Significance of Polybius’historyhistory

Became dominant influence on later Became dominant influence on later Roman historiansRoman historians

Although a Greek, he became one of Although a Greek, he became one of the three most important historians the three most important historians of Roman historyof Roman history