Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree,...

12
POSC 450: Political Development Syllabus Fall 2017 Professor Tyson Roberts Course Date/Time: Monday Wednesday 8:309:50am Course Location: VKC 210 Professor Email Address: [email protected] Professor Office Hours: Monday 12pm, Friday 11am12noon, or by appointment via email Description of Course Content In this course we will analyze the process of political development, with an emphasis on lessindustrialized states (e.g., countries in Africa, Latin America, and Asia). We will explore the causes and consequences of the state, political institutions, and democracy. Topics will include the origins of the modern state, state failure, revolutions, the role of political parties and legislatures in dictatorships and democracies, and democracy’s social and economic causes and effects. In addition to learning major theories in the literature and examining historical and modern empirical crossnational patterns, students will conduct their own research into specific countries for case studies and comparative analysis group papers. Along the way, students will also acquire some skills in game theory, and utilize those skills to analyze the political and economic dynamics associated with political development. Required Textbook Clark, Golder and Golder (CG&G). 2013. Principles of Comparative Politics, 3 rd Edition (CQ Press). Everyone should own a copy of the textbook – we will rely on it heavily and it will be a good reference for you in the future. (For students who buy the 2 nd Edition to save money, I will attempt to scan and post chapters that were updated in the 3 rd edition, but the safest approach would be to buy the 3 rd Edition.) NOTE: Flashcards and selfquizzes are available at https://edge.sagepub.com/principlescp3e Other readings will be available online. Grading Rubric Exams (2): 40% Classroom Assignments/quizzes 5% Research Assignments 10% Research Presentations and Memos (3) 15% Final Presentation and Paper 30% Exams There will be two exams, the first in Week 7 and the second in Week 14. The exams will emphasize material covered in class and in the homework and research assignments, but may also cover some important material from the reading not covered in class and

Transcript of Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree,...

Page 1: Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree, 18forgroupsoffour.Papers shouldincludea!(group)!introduction,analysis,andconclusion,andindividualsections

POSC  450:  Political  Development    Syllabus  Fall  2017  

 Professor  Tyson  Roberts    Course  Date/Time:  Monday  Wednesday  8:30-­‐9:50am  Course  Location:  VKC  210  Professor  Email  Address:  [email protected]  Professor  Office  Hours:  Monday  1-­‐2pm,  Friday  11am-­‐12noon,  or  by  appointment  via  email    Description  of  Course  Content  In  this  course  we  will  analyze  the  process  of  political  development,  with  an  emphasis  on  less-­‐industrialized  states  (e.g.,  countries  in  Africa,  Latin  America,  and  Asia).  We  will  explore  the  causes  and  consequences  of  the  state,  political  institutions,  and  democracy.  Topics  will  include  the  origins  of  the  modern  state,  state  failure,  revolutions,  the  role  of  political  parties  and  legislatures  in  dictatorships  and  democracies,  and  democracy’s  social  and  economic  causes  and  effects.  In  addition  to  learning  major  theories  in  the  literature  and  examining  historical  and  modern  empirical  cross-­‐national  patterns,  students  will  conduct  their  own  research  into  specific  countries  for  case  studies  and  comparative  analysis  group  papers.      Along  the  way,  students  will  also  acquire  some  skills  in  game  theory,  and  utilize  those  skills  to  analyze  the  political  and  economic  dynamics  associated  with  political  development.      Required  Textbook  

• Clark,  Golder  and  Golder  (CG&G).  2013.  Principles  of  Comparative  Politics,  3rd  Edition  (CQ  Press).  Everyone  should  own  a  copy  of  the  textbook  –  we  will  rely  on  it  heavily  and  it  will  be  a  good  reference  for  you  in  the  future.  (For  students  who  buy  the  2nd  Edition  to  save  money,  I  will  attempt  to  scan  and  post  chapters  that  were  updated  in  the  3rd  edition,  but  the  safest  approach  would  be  to  buy  the  3rd  Edition.)    

• NOTE:  Flashcards  and  self-­‐quizzes  are  available  at  https://edge.sagepub.com/principlescp3e  

 Other  readings  will  be  available  online.    Grading  Rubric  

• Exams  (2):             40%  • Classroom  Assignments/quizzes        5%  • Research  Assignments       10%  • Research  Presentations  and  Memos  (3)     15%  • Final  Presentation  and  Paper     30%  

 

Exams  There  will  be  two  exams,  the  first  in  Week  7  and  the  second  in  Week  14.    The  exams  will  emphasize  material  covered  in  class  and  in  the  homework  and  research  assignments,  but  may  also  cover  some  important  material  from  the  reading  not  covered  in  class  and  

Page 2: Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree, 18forgroupsoffour.Papers shouldincludea!(group)!introduction,analysis,andconclusion,andindividualsections

assignments  (in  other  words,  be  sure  to  do  all  the  reading!).  The  exams  will  include  multiple  choice  questions,  analytic  problems,  and  short  essay  questions.  Students  may  have  a  one  page  “cheat  sheet”,  front  and  back,  for  each  exam.      Homework    Most  weeks  I  will  assign  “study  questions”  on  the  readings  for  the  week.  A  report  from  the  online  questions  should  be  emailed  to  the  professor  before  the  first  day  of  class  each  week.  These  study  questions  will  not  be  graded,  but  in  some  cases  I  will  assign  in-­‐class  assignments  that  will  be  very  similar  to  the  study  questions.  In  addition,  most  exam  questions  will  be  very  similar  to  the  study  questions.  I  therefore  strongly  recommend  that  students  work  on  the  study  questions  (individually  or  in  groups)  before  the  class  for  which  they  are  assigned.  .      Research  Assignments  Each  student  will  choose  a  unique  (i.e.,  no  two  students  should  select  the  same)  country  to  study  over  the  course  of  the  semester.  For  each  research  assignment,  a  hard  copy  should  be  brought  to  class  and  a  digital  copy  should  be  posted  to  the  relevant  Discussion  Board  Forum  on  the  class  Blackboard  before  the  beginning  of  class.  In  most  cases,  a  sample  assignment  (on  Benin)  will  be  posted  in  the  relevant  Forum  with  recommended  sources.  Limited  time  may  be  made  available  in  class  to  work  on  some  research  assignments,  but  most  of  this  work  should  be  done  outside  of  class  (generally  the  assignment  will  be  less  than  one  page  and  will  take  less  than  an  hour,  with  some  exceptions).  ALWAYS  DOCUMENT  YOUR  SOURCES  and  PUT  AND  DIRECT  QUOTES  IN  QUOTATION  MARKS  for  Research  Assignments.  Students  should  be  prepared  to  discuss  their  research  findings  in  class.  Credit  will  be  based  on  completion  and  effort.  Late  work  will  not  be  accepted.    Research  Presentations  and  Memos  Research  presentations  and  memos  will  be  done  in  groups  of  2-­‐4  students.  These  do  not  need  to  be  highly  polished  –  they  are  pilot  studies  (building  on  the  research  assignments)  to  prepare  for  the  final  presentation  and  paper.  Memos  (1-­‐2  pages)  should  briefly  summarize  the  relevant  theory(ies),  state  the  hypothesis(es)  being  tested,  summarize  the  comparative  analysis  in  table  form,  and  briefly  summarize  the  findings.  Presentations  should  be  5-­‐7  minutes  long.  Powerpoint  slides  are  not  necessary  (although  a  slide  to  present  the  analytic  table  may  be  helpful).  Some  time  will  be  made  available  to  work  on  the  presentations  and  memos  in  class  but  most  of  this  work  should  be  done  outside  of  class  (an  hour  or  two  is  likely  sufficient).  Memos  are  due  at  midnight  after  the  presentation.    Final  Presentation  and  Paper  The  final  project  may  be  done  in  groups  or  individually.  Identify  one  or  more  problems  in  the  country  may  be  either  an  example  or  consequence  of  low  political  development.    Based  on  readings  from  class,  identify  two  or  more  causes  of  this  problem  that  might  be  addressed  through  an  intervention  by  domestic  actor  (e.g.,  civic  group)  or  external  actor  (e.g.,  the  United  States).  Using  relevant  theories  from  class,  explain  how  and  why  the  selected  causes  may  be  contributing  to  the  identified  problem,  then  use  empirical  evidence  to  assess  which  of  the  causes  are  most  important.  Finally,  recommend  action  by  a  domestic  or  foreign  actor  that  could  address  the  problem.  Maximum  paper  length  is  8  pages  for  

Page 3: Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree, 18forgroupsoffour.Papers shouldincludea!(group)!introduction,analysis,andconclusion,andindividualsections

individuals,  12  pages  for  groups  of  two,  15  for  groups  of  three,  18  for  groups  of  four.  Papers  should  include  a  (group)  introduction,  analysis,  and  conclusion,  and  individual  sections  (roughly  3  pages  each)  for  each  country  in  the  body.  Papers  should  demonstrate  appropriate  knowledge  of  reading  material  from  class  in  analyzing  how  the  existing  institution  is  affecting  the  identified  problem,  and  how  the  proposed  intervention  is  likely  to  affect  the  identified  problem  as  well  as  side  effects.  The  paper  should  include  a  game  theoretic  model  for  some  aspect  of  the  analysis.  The  model  can  be  an  exact  replica  of  a  model  from  our  readings  (be  sure  to  cite  your  source!)  or  an  original/adapted  model.  The  first  draft  of  the  paper  (which  might  be  incomplete)  is  due  Monday  of  the  last  week  of  class,  presentations  are  Wednesday,  and  the  final  paper  is  due  during  Finals  Week.      Academic  Integrity  Statement  All assignments are expected to reflect students’ careful research and original thinking and writing. Citations must be provided for ideas, content, or other materials that originate with another author or authors. Please check SCampus for the University guidelines on academic integrity. If you have any questions about this, please see me or the Office of Student Judicial Affairs and Community Standards (SJACS).  Accommodations  Statement  Any student requesting academic accommodation based on a disability is required to register with Disability Services and Programs (DSP) each semester. A letter of verification for approved accommodations can be obtained from DSP. Please be sure the letter is delivered to me as early in the semester as possible. DSP is located in STU 301 and is open 8:30 a.m. – 5:00 p.m., Monday through Friday. The phone number for DSP is (213) 740-0776.    COURSE  SCHEDULE  The  professor  may  make  minor  adjustments  to  the  schedule  throughout  the  semester.  Students  are  responsible  for  knowing  of  changes  announced  in  lecture,  on  the  website,  and  in  online  announcements.      After  the  first  week,  the  course  is  divided  into  two  themes:  I.  Definition,  Origin,  and  Effects  of  the  State,  and  II.  Definition,  Origin,  and  Effects  of  Democracy.  There  will  be  an  exam  and  one  or  more  presentations  and  memos  at  the  end  of  each  theme.      Readings  for  the  week  should  always  be  completed  before  class  starts  on  Monday  (except  for  Week  1,  when  readings  are  due  Wednesday).        Week  1:  Introduction  to  the  comparative  method  and  political  development  (Aug.  21-­‐23)  Reading:    

• CG&G  Chapter  2:  What  is  Science?    • Barbara  Geddes.  2003.  Paradigms  and  Sandcastles.  In  Chapter  2,  pp.  27-­‐30  • Samuel  P.  Huntington.  1965.  “Political  Development  and  Political  Decay.”  World  

Politics,  17(3):  386-­‐405  (sections  I  and  II).  The  rest  of  the  article  is  optional.      

Page 4: Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree, 18forgroupsoffour.Papers shouldincludea!(group)!introduction,analysis,andconclusion,andindividualsections

• Watch  http://www.ted.com/talks/hans_rosling_shows_the_best_stats_you_ve_ever_seen.html    

Study  questions:    1. Go  through  Quiz  and  Flashcards  for  Chapter  2  on  

https://edge.sagepub.com/principlescp3e  and  email  report  to  [email protected]  .  2. How  does  Huntington  define  political  development?  How  can  it  be  measured?    3. How  does  political  development  differ  from  modernization?  4. What  question  does  Huntington  seek  to  answer  in  this  essay?  What  is  his  answer  to  

that  question?    

Part  I:  Definition,  Origin,  and  Effects  of  the  State    Week  2:  Exit,  Voice  and  Loyalty  (Aug.  28-­‐30)  Reading:    

§ Listen  to  http://www.thisamericanlife.org/radio-­‐archives/episode/419/petty-­‐tyrant    

§ CG&  3:  What  is  Politics?    § Hirschman.  1978.  “Exit,  Voice,  and  the  State.”  World  Politics  31(1):  90-­‐107.  

Study  questions:  1. Go  through  Quiz  and  Flashcards  for  Chapter  3  on  

https://edge.sagepub.com/principlescp3e  and  email  report  to  [email protected]  .  2. Read  Preparation  for  the  Problems  at  end  of  CG&G  Chap.  3,  then  do  Problems  1,2  3. How  does  the  Petty  Tyrant  podcast  relate  to  the  EVL  game  in  Chapter  3?  4. How  do  the  various  examples  in  the  Hirschman  article  relate  to  the  EVL  game?  

Research  Assignment  1  (due  Wednesday):    1. Identify  a  unique  country  to  study  (no  two  students  should  select  the  same  country).  

Do  not  choose  an  OECD  country,  and  do  not  choose  Benin.    2. What  are  some  major  problems  that  the  country  you  have  selected  is  dealing  with?  

(Possible  examples:  civil  war,  military  intervention  in  politics,  corruption,  high  unemployment,  high  mortality  rates,  poverty,  inequality,  political  violence,  etc.)  

 Monday,  September  4:  Labor  Day    Week  3:  Defining  the  State  (Sept.  6)  Reading:    

§ Huntington,  S.  P.  1968.  Political  Order  in  Changing  Societies.  New  Haven:  Yale  University  Press,  pp.  1-­‐8.  

§ Douglass  North.  1981.  Structure  and  Change  in  Economic  History.  Chapter  3:  A  Neoclassical  Theory  of  the  State,  sections  I-­‐III  (pp.  20-­‐26).  The  rest  of  the  chapter  is  optional.    

§ CG&G  Chapter  4:  The  Origins  of  the  Modern  State    § Play  pages  0-­‐1  (Intro-­‐One  Game)  of  http://ncase.me/trust/  § Listen  to  http://www.radiolab.org/story/104010-­‐one-­‐good-­‐deed-­‐deserves-­‐

another/    § The  Economist.  2016.  “Most  Failed  State.”  September  10.    

Page 5: Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree, 18forgroupsoffour.Papers shouldincludea!(group)!introduction,analysis,andconclusion,andindividualsections

§ Blair  and  Kalmanovitz.  2017.  “When  is  a  warlord  better  than  no  warlord?”  Washington  Post,  The  Monkey  Cage,  March  10.  https://www.washingtonpost.com/news/monkey-­‐cage/wp/2017/03/10/when-­‐is-­‐a-­‐warlord-­‐better-­‐than-­‐no-­‐warlord/?utm_term=.067790d75b42      

Study  questions:  1. Go  through  Quiz  and  Flashcards  for  Chapter  4  on  

https://edge.sagepub.com/principlescp3e  and  email  report  to  [email protected]  2. Answer  questions  for  The  Game  of  Chicken,  The  Staghunt  Game,  and  the  Rock  Paper  

Scissors  Game  at  the  end  of  Chapter  4.  3. How  do  the  Huntington  and  North  excerpts  relate  to  the  State  of  Nature  &  Civil  

Society  games  in  CGG?  4. How  do  the  examples  from  the  Washington  Post  and  Economist  relate  to  

Huntington,  North,  and  the  CGG  chapter?    Week  4:  State  Development  in  Europe  and  the  Origins  of  Empire  (Sept.  11-­‐15)  Reading:    

§ Read  Box  4.1  Can  Cooperation  Occur  Without  the  State  in  Chapter  4.    § Play  pages  2-­‐5  (Repeated  Game-­‐Evolution  of  Distrust)  of  http://ncase.me/trust/  § Robert  Bates.  2001.  Prosperity  and  Violence,  Chapter  3:  The  Formation  of  States,  pp.  

34-­‐56.  § Charles  Tilly.  1990,  1992.  Coercion,  Capital,  and  European  States,  AD  990-­‐1992.  

Chapter  3:  How  War  Made  States,  and  Vice  Versa,  pp.  67-­‐95.    Study  questions:  

1. In  CGG  Chap.  4,  answer  questions  for  the  Free  Trade  Game.  2. Why  did  strong  nation  states  develop  in  Europe,  according  to  Bates?  3. Why  did  strong  nation  states  and  empires  developed  in  Europe,  according  to  Tilly?  4. How  do  Bates   and  Tilly’s   accounts   of   state   formation   in   Europe   relate   to   the   EVL  

model  in  CGG  Chapter  3,  and  to  the  State  of  Nature  and  Civil  Society  models  in  CGG  Chapter  4?    

 Week  5:  Colonialism  and  Political  Development  (Sept.  18-­‐20)  Reading:    

• Diamond,  Jared.  1999.  Guns,  Germs,  and  Steel:  The  fates  of  human  societies.  Chapter  3:  Collision  at  Cajamarca,  pp.  67-­‐74.  

• Sokoloff  and  Engerman.  2000.  “Institutions,  factor  endowments,  and  paths  of  development  in  the  new  world.”  Journal  of  Economic  Perspectives  14:  217–232.  

• Easterly.  2006.  The  White  Man’s  Burden.  Chapter  8:  From  Colonialism  to  Postmodern  Imperialism.  269-­‐305.    

• Englebert.  2000.  State  Legitimacy  and  Development  in  Africa.    o Chapter  5:  State  Legitimacy  and  Developmental  Capacity,  pp.  71-­‐90    o Chapter  6:  Accounting  for  Africa’s  Development  Crisis,  pp.  125-­‐133    

• OPTIONAL:    o Herbst.  2000.  States  and  Power  in  Africa:  Comparative  Lessons  in  Authority  

and  Control.  Chapter  3:  The  Europeans  and  the  African  Problem,  pp.  58-­‐96.  o Banerjee  and  Iyer.  2005.  “History,  Institutions,  and  Economic  Performance:  

Page 6: Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree, 18forgroupsoffour.Papers shouldincludea!(group)!introduction,analysis,andconclusion,andindividualsections

The  Legacy  of  Colonial  Land  Tenure  Systems  in  India.”  The  American  Economic  Review,  95(4):  1190-­‐1213.  (SKIM  “Instrumental  Variables”  section  and  other  technical  parts)  

o Kohli,  Atul.  1994.  “Where  Do  High-­‐Growth  Political  Economies  Come  From?  The  Japanese  Lineage  of  Korea’s  ‘Developmental  State’.”  World  Politics,  22(9):  1269-­‐1293.    

Study  questions:  1. What  are  some  variations  in  imperial  rule  different  nation-­‐states  have  experienced?    2. How  do  different  colonial  experiences  affect  post-­‐colonial  political  development?  3. How  do  these  examples  relate  to  the  EVL  and/or  the  State  of  Nature  vs.  Civil  Society  

Games?  Research  Assignment  2  (due  Wednesday):  

1. When  did  your  country  become  a  unified  state?    2. Did  your  country  become  a  state  through  a  process  of  war  fought  by  national  

leaders,  or  did  it  become  a  state  through  the  process  of  colonization  by,  and  independence  from,  an  imperial  state?    

3. Was  your  country  every  a  subject  state  of  an  imperial  power  (a  colony  or  conquered  state)?  If  so,    

a. Who  was  the  imperial  power,  and  over  what  time  period?    b. Was  your  country  a  state  before  it  became  colonized/conquered,  or  was  

central  authority  established  for  the  first  time  by  the  imperial  power?    Week  6:  State  Capacity  and  Failed  States  (Sept.  25-­‐27)  Reading:    

• Goldstone,  Bates,  Epstein,  Gurr,  Marshall,  Ulfelder,  and  Woodward.  2010.  “A  Global  Model  for  Forecasting  Political  Instability.”  AJPS,  54(1):  190–208  

• Kaufmann,  Kraay,  and  Mastruzzi.  2011.  “The  Worldwide  Governance  Indicators:  Methodology  and  Analytical  Issues.”  Hague  Journal  on  the  Rule  of  Law,  3,  pp.  220-­‐224.  The  rest  of  the  article  is  optional.      

• Englebert.  2000.  State  Legitimacy  and  Development  in  Africa.    o Chapter  5:  State  Legitimacy  and  Developmental  Capacity,  pp.  90-­‐118    o Chapter  6:  Accounting  for  Africa’s  Development  Crisis,  pp.  133-­‐137.  

• The  Economist.  2005.  “From  chaos,  order,”  March  3rd.  • The  Economist.  2008.  “A  dismal  calculus.”  May  15th.  • The  Economist.  2010  “The  state  of  the  state.”  Nov  22nd.    

o Updated  chart  and  data  at  http://fsi.fundforpeace.org/    § OPTIONAL:    

o http://www.foreignaffairs.com/discussions/news-­‐and-­‐events/foreign-­‐affairs-­‐live-­‐the-­‐future-­‐of-­‐state-­‐building  (you  might  want  to  skip  ahead  to  the  8  minute  mark)  

o Burns,  Flournoy,  and  Lindborg.  2016.  “Fragile  States  and  the  Next  President  :  What  Washington  Should  Do.”  Foreign  Affairs,  September  11.      

o Englebert.  2000.  State  Legitimacy  and  Development  in  Africa.  Chapter  2:  The  Developmental  Capacity  of  States,  pp.  17-­‐37    

Page 7: Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree, 18forgroupsoffour.Papers shouldincludea!(group)!introduction,analysis,andconclusion,andindividualsections

Study  Questions:  1. According  to  the  Goldstone  et  al.  paper:  

a. What  are  the  types  of  political  instability  that  the  model  seeks  to  predict,  and  how  are  they  measured?    

b. What  are  the  four  main  independent  variables  the  model  uses  to  predict  political  instability?    

c. How  do  the  authors  characterize  "regime  type"  to  forecast  instability?  d. Which  variable  is  the  most  powerful  predictor  of  political  instability?    

2. According  to  the  Kaufmann  et  al.  paper:  a. How  do  the  authors  define  governance?  b. How  do  the  authors  measure  governance?  

Research  Assignment  3  (due  Monday):  1. What  is  the  measure  of  Competitiveness  of  Political  Participation  (parcom)  and  

Executive  Recruitment  (exrec)  for  your  country,  according  to  Polity  IV?  How  has  it  changed  over  time?  

2. How  would  the  regime  in  your  country  be  characterized,  according  to  Goldstone  et  al.?  How  has  the  regime  changed  over  time?  

3. Based  on  your  country’s  regime  type,  how  would  Goldstone  et  al.  assess  your  country’s  risk  of  instability?  

4. Has  your  country  experienced  any  wars  or  other  violence,  according  to  http://www.systemicpeace.org/warlist/warlist.htm  and  http://ucdp.uu.se/  ?  What  types,  and  in  what  years?  

5. Based  on  (dis)continuity  between  pre-­‐colonial  and  post-­‐colonial  institutions,  what  is  the  legitimacy  of  the  state  in  your  country,  according  to  Englebert?  

6. What  is  your  country’s  developmental  capacity,  according  to  Englebert?  7. What  is  your  country’s  quality  of  governance,  according  to  the  WBGI?    

 Research  Presentation  and  Memo  1  (in  Groups  of  2-­‐4,  due  Wednesday):    

• Use  the  comparative  method,  with  your  countries  as  cases,  to  evaluate  why  some  countries  have  better  state  capacity/stability  than  others  (draw  on  one  or  more  theories  from  the  readings).    

• What  are  some  steps  foreign  actors  (e.g.,  the  US  or  the  World  Bank)  might  take  to  promote  state  capacity/stability?  Why  or  why  not  might  this  be  successful?    

Week  7:    Review  and  First  Exam  (October  2-­‐4)    

 Part  II.  Definition,  Origin,  and  Effects  of  Democracy  

 Week  8:  Democracy  and  Dictatorship:  Conceptualization  and  Measurement  (Oct. 9-11)  Reading:    

• Martin  Lipset.  1959.  “Some  Social  Requisites  of  Democracy:  Economic  Development  and  Political  Legitimacy,”  APSR  53:1,  Part  I:  Introduction,  pp.  69-­‐74.  

• CG&G  Chapter  5:  Conceptualizing  and  Measuring  Democracy    • Joseph  Schumpeter.  1942.  Capitalism,  Socialism,  and  Democracy,    

Page 8: Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree, 18forgroupsoffour.Papers shouldincludea!(group)!introduction,analysis,andconclusion,andindividualsections

o Chapter  21:  The  Classical  Definition  of  Democracy,  pp.  250-­‐252;    o Chapter  22:  Another  Theory  of  Democracy:  Competition  for  Political  

Leadership  pp.  269-­‐73.  • Robert  Dahl.  1971.  Polyarchy:  Participation  and  Opposition.  Chapter  1:  

Democratization  and  Public  Opposition  (pp.  1-­‐9)  Study  questions:  

1. Go  through  Quiz  and  Flashcards  for  Chapter  5  on  https://edge.sagepub.com/principlescp3e  and  email  report  to  [email protected]  

2. CG&G  Chap.  5,  Problems  1,  2,  3.  3. How  does  the  Classical  Definition  of  Democracy  differ  from  Schumpeter’s  theory  

based  on  Competition  for  Political  Leadership?  Which  of  these  definition’s  is  compatible  with  Dahl’s  two  dimensions  of  democratization?  

 Week  9:  Autocratic  Regime  Types  and  Durability  (Oct.  16-­‐20)  Reading:    

• CG&G  Chapter  10:  Varieties  of  Authoritarian  Regimes.  STOP  at  SELECTORATE  THEORY.    

• Gandhi.  2008.  Political  Institutions  Under  Dictatorship.  1.3:  Who  are  the  dictators?  pp.  12-­‐34.  

• Geddes.  2003.  Paradigms  and  Sandcastles.  In  Chapter  2,  pp.  50-­‐88  • OPTIONAL:    

o Geddes,  Wright,  and  Frantz  2014.  Autocratic  Breakdown  and  Regime  Transitions:  A  New  Data  Set,”  Perspectives  on  Politics  12(2)  

Study  questions:  • CGG  Chap  10,  Problem  1  (Military  Intervention  Game)  

Research  Assignment  4  (due  Wednesday):  1. According  to  the  most  recent  data,  how  democratic  is  your  country  according  to  

Freedom  House,  Polity  IV,  and  DD?  Do  these  sources  agree?  (When  comparing  these  measures,  use  the  most  recent  year  available  for  all  three  sources.)  

2. How  many  democracy  spells  have  there  been  in  your  country  since  1800,  since  independence,  or  since  the  start  of  the  dataset  (as  appropriate)?  How  long  did  each  one  last?  (NOTE:  Only  Polity  IV  has  data  going  back  to  1800.)  

3. If  there  were  any  authoritarian  spells  in  your  country:    a. During  what  years  were  they  military  regimes,  personalist  regimes,  (single)  

party  regimes,  or  monarchies,  according  to  Geddes?    b. How  long  did  each  regime  (as  defined  by  Geddes)  survive?  c. During  what  years  were  authoritarian  governments  led  by  military  leaders,  

civilian  leaders,  or  monarchs,  according  to  Gandhi?    d. How  long  did  each  leader  survive?  

 Week  10:  Economic  Determinants  of  Democracy  and  Dictatorship  (Oct.  23-­‐25)  Reading:    

• Martin  Lipset.  1959.  “Some  Social  Requisites  of  Democracy:  Economic  Development  and  Political  Legitimacy,”  APSR  53:1,  Part  II:  Economic  Development  and  Democracy,  pp.  75-­‐85.  

Page 9: Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree, 18forgroupsoffour.Papers shouldincludea!(group)!introduction,analysis,andconclusion,andindividualsections

• CG&G  Chapter  6:  The  Economic  Determinants  of  Democracy    • Ross.  2001.  “Does  oil  hinder  democracy?”  World  Politics,  53:  325-­‐61  • Leonard  and  Strauss.  2003.  Africa’s  Stalled  Development.  Chapter  1:  The  

Contemporary  Africa  State:  The  Politics  of  Distorted  Incentives  (pp.  1-­‐20)  • The  Economist.  2017.  “Adiós  to  Venezuelan  democracy.”  June  29.  • OPTIONAL:    

o Boix  and  Stokes.  2003.  “Endogenous  democratization.”  World  Politics  55,  517–549.  

o Isham,  Woolcock,  Pritchett,  and  Busby.  2005.  “The  Varieties  of  Resource  Experience:  Natural  Resource  Export  Structures  and  the  Political  Economy  of  Economic  Growth.”  World  Bank  Econ  Rev  19  (2):  141-­‐163.  

Study  questions:  • CG&G  Chap.  6,  Problems  1-­‐4,  6  

Research  Assignment  5  (due  Wednesday):  1. What  is  the  per  capita  income  level  in  your  country?  How  has  it  changed  over  time?  2. What  percentage  of  your  country  is  literate?  How  has  this  changed  over  time?  3. How  many  telephones  per  1000  persons  are  in  your  country?  4. What  percentage  of  your  country  lives  in  an  urban  area?  5. What  percentage  of  employment  in  your  country  is  in  agriculture?  6. Are  oil  exports  an  important  part  of  your  country’s  economy?    7. Does  your  country  rely  on  “enclave  production”?  (Recommended  source:  Isham  et  

al.  2005  Table  A-­‐1)    Week  11:  Cultural  Determinants  of  Democracy  and  Dictatorship  (Oct.  30-­‐Nov.  3)  Reading:    

§ Martin  Lipset.  1959.  “Some  Social  Requisites  of  Democracy:  Economic  Development  and  Political  Legitimacy,”  APSR,  53:1,  Part  III:  Legitimacy  and  Democracy  (pp.  86-­‐98).  

§ CG&G  Chapter  7:  Cultural  Determinants  of  Democracy    § Weingast.  1997.  “The  Political  Foundations  of  Democracy  and  the  Rule  of  Law,”  

APSR,  91(2):  245-­‐263.  § Play  http://ncase.me/trust/  6-­‐8  (Making  Mistaeks-­‐Conclusion)    § The  Economist.  2005.  “The  glue  of  society.”  July  14th.    § The  Economist.  2016.  “A  plan  to  legalise  Vietnam’s  private  charities  and  clubs  is  

shelved.”  November  26th.    § OPTIONAL:    

o Jackman  and  Miller.  1998.  “Social  Capital  and  Politics.”  ARPS,  1:  47-­‐73.    Study  questions:  

1. Go  through  Quiz  and  Flashcards  for  Chapter  7  on  https://edge.sagepub.com/principlescp3e  and  email  report  to  [email protected]  

2. From  Weingast:    a. How  many  pure  strategy  Nash  equilibria  are  there  in  the  Sovereign-­‐

Constituency  Coordination  Game?  What  are  they?  b. How  many  pure  strategy  Nash  equilibria  are  there  in  the  (single  shot)  

Sovereign-­‐Constituency  Transgression  Game?  What  are  they?  

Page 10: Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree, 18forgroupsoffour.Papers shouldincludea!(group)!introduction,analysis,andconclusion,andindividualsections

c. How  many  pure  strategy  Nash  Equilibria  are  there  in  the  repeated  Sovereign-­‐Constituency  Transgression  Game?  What  are  they?  

d. What  do  these  games  tell  us  about  culture  and  constraints  on  the  executive?    Research  Assignment  6  (due  Monday):  

1. Is  there  a  majority  religion  in  your  country?  If  so,  what  is  it?  2. What  is  the  effective  number  of  ethnic  groups  in  your  country?  (Suggested  source:  

http://stanford.edu/group/ethnic/publicdata/publicdata.html  )  3. What  is  the  effective  number  of  religious  groups  in  your  country?  4. What  is  the  level  of  associational  activity  and/or  social  (generalized)  trust  in  your  

country?  (Suggested  source:  World  Values  Survey  in  the  QoG  dataset).    Research  Presentation  and  Memo  2  (in  Groups  of  2-­‐4,  due  Wednesday):    

• Use  the  comparative  method,  with  your  countries  as  cases,  to  evaluate  whether  modernization  and/or  economic  development  and/or  cultural  factors  are  associated  with  democratic  transition  and/or  democratic  survival.    

 Week  12:  Democratic  Transitions  (Nov.  6-­‐8)  Reading:    

§ Robert  Dahl.  1971.  Polyarchy:  Participation  and  Opposition.  Chapter  1:  Democratization  and  Public  Opposition  (pp.  10-­‐16)  

§ CG&G  Chapter  8:  Democratic  Transitions    § Boix.  2003.  Democracy  and  Redistribution.  Chapter  1:  A  theory  of  political  

transitions,  pp.  19-­‐47  and  65-­‐87.1    § The  Economist.  2015.  “The  road  less  travelled.”  Nov.  26.    § Optional:    

o CG&G  Chapter  8,  Box  8.7  and  Preparation  for  Problems  Dealing  with  Incomplete  Information  Games    

o Kingsley.  2015.  “How  Mohamed  Morsi,  Egypt’s  first  elected  president,  ended  up  on  death  row.”  The  Guardian,  June  1.    

Study  questions:  1. Go  through  Quiz  and  Flashcards  for  Chapter  8  on  

https://edge.sagepub.com/principlescp3e  and  email  report  to  [email protected]  2. Based  on  The  Economist  article,  would  you  describe  Tunisia  and  Myanmar  as  having  

top-­‐down  or  bottom-­‐up  democratic  transitions?  3. CG&G  Chap.  8,  Answer  question  1  (Collective  Action  Problem),  and  questions  for  the  

Democratic  Consolidation  Game.  4. From  Boix  Chapter  1,  p.  23-­‐24:    

a. What  is  a  median  voter?    b. Why  is  the  median  voter  a  poor  individual?    

                                                                                                               1  NOTES:  In  figure  1.1,  there  should  be  a  “−𝑤!”  for  the  poor  payoff  if  they  revolt  against  weak  wealthy  (see  page  27).  𝑤!    is  the  individual  cost  of  war  𝜔  for  a  poor  (j=p)  or  wealthy  (j=w)  individual,  so  the  subtracted  𝑤  should  be    𝑤!  for  the  wealthy.  In  figure  1.2,  𝛼  is  said  to  be  set  at  0.2;  it  should  be  (1 − 𝛼) = 0.2.  According  to  page  22,  𝛼 > !

!  is  the  share  of  the  population  that  is  poor,  and  according  to  page  36,  20%  of  the  population  is  

in  the  wealthy  class.  In  Figure  1.2,  the  y-­‐axis  should  be  𝑘! ,  not  𝐾! .  According  to  page  22,  as  𝑘!increases,  inequality  increases.    

Page 11: Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree, 18forgroupsoffour.Papers shouldincludea!(group)!introduction,analysis,andconclusion,andindividualsections

c. Why  does  the  median  voter  set  the  tax  rate  if  the  tax  rate  is  set  by  simple  majority  rule?  

d. The  state  taxes  economic  agents  (e.g.,  individuals)  a  linear  tax  on  their  income  (e.g.,  10%  or  50%  of  their  income)  (page  23).  Why  does  the  median  voter  set  the  tax  rate  higher  if  there  is  more  inequality  (i.e.,  a  higher  share  of  total  income  is  captured  by  the  wealthy)?  

e. The  tax  generates  some  “welfare  losses”  (page  23).  Why  might  higher  taxes  reduce  the  total  production  of  a  society?  Why  would  this  lead  the  median  voter  choosing  a  tax  rate  below  100%?  

f. Why  is  the  wealthy  person’s  after-­‐tax  income  constrained  to  be  equal  to  or  less  than  the  amount  of  the  wealthy  person’s  income  that  can  be  moved  abroad  (page  24)?  Why  would  this  lead  the  median  voter  in  a  country  where  the  rich  can  move  much  of  their  wealth  abroad  to  choose  a  tax  rate  lower  than  the  tax  rate  chosen  based  on  the  level  of  inequality?    

 Week  13:  Political  Institutions  and  Their  Effects  (Nov.  13-­‐17)  

• CG&G  Chapter  9:  Democracy  or  Dictatorship:  Does  it  make  a  difference?    • CG&G  Chapter  10:  Varieties  of  Authoritarian  Regimes,  SELECTORATE  THEORY  to  

end  of  chapter.  • Listen  to  “I  Know  I  Am,  But  What  Are  You,”  Act  One  in  Tribes  podcast  of  This  

American  Life  (2013):  http://www.thisamericanlife.org/radio-­‐archives/episode/491/tribes  

• Bueno de Mesquita, Smith, Siverson, and Morrow. 2003. The Logic of Political Survival. Institutional Variables section in Chapter 4 (pp. 133-135).  

• Boix.  2003.  Democracy  and  Redistribution.  Chapter  6:  The  State,  the  Threat  of  Expropriation,  and  the  Possibility  of  Development,  pp.  204-­‐232.    

• OPTIONAL:    o Geddes.  2005.  “Why  Parties  and  Elections  in  Authoritarian  Regimes?”  o Wright.  2008.  “Do  Authoritarian  Institutions  Constrain?  How  Legislatures  

Affect  Economic  Growth  and  Investment,”  AJPS,  52(2):  322-­‐343    o Gandhi.  2008.  Political  Institutions  Under  Dictatorship.  1.4:  Nominally  

Democratic  Institutions,  pp.  34-­‐39;  Chapter  3:  Use  of  Institutions  to  Coopt,  excerpts:  pp.  73-­‐82  &  92-­‐101;  Chapter  5:  Institutions  and  Outcomes  under  Dictatorship,  excerpts:  pp.  139-­‐150,  160-­‐162.  

Study  Questions:  1. Go  through  Quiz  and  Flashcards  for  Chapter  9  and  10  on  

https://edge.sagepub.com/principlescp3e  and  email  report  to  [email protected]  

2. How  does  the  podcast  story  relate  to  Selectorate  theory?  3. Why,  according  to  Boix,  is  corruption  and  expropriation  lower  in  democracies  

with  high  newspaper  circulation  than  in  dictatorships  or  countries  with  low  circulation?  

4. Why,  according  to  Boix,  do  democracies  and  dictatorships  with  legislatures  have  lower  corruption  and  expropriation  than  dictatorships  without  legislatures?  

Research  Assignment  7  (due  Monday):  

Page 12: Political Development Syllabus F2017 · individuals,!12pagesforgroupsoftwo,15forgroupsofthree, 18forgroupsoffour.Papers shouldincludea!(group)!introduction,analysis,andconclusion,andindividualsections

1. Does  your  country  have  a  legislature?  If  yes,  when  was  the  legislature  introduced?  If  no,  if  there  was  previously  a  legislature,  when  was  it  abolished?  

2. Are  there  elections  for  the  executive?    3. Are  there  elections  for  the  legislature?  4. Is  the  minimum  necessary  Winning  Coalition  in  your  country  small,  medium,  or  large,  

according  to  BdM  et  al?  Research  Presentation  and  Memo  3  (in  Groups  of  2-­‐4,  due  Thursday):    

• Use  the  comparative  method,  with  your  countries  as  cases,  to  evaluate  whether  political  institutions  (parties,  legislatures,  winning  coalition  size,  regime  type,  etc.)  affect  economic  outcomes  such  as  economic  growth,  public  goods  provision,  and/or  corruption.    

 Week  14:  Second  Exam  (Nov.  20)  

§ Second  Exam    Week  15:  Final  Project:  Promoting  Political  Development  (Nov.  27-­‐29)  Reading:  

• Dietrich  and  Wright.  2015.  “Foreign  Aid  Allocation  Tactics  and  Democratic  Change  in  Africa.”  Journal  of  Politics,  77(1):  216  -­‐234.  

• Huffbauer,  Schott,  Elliot,  and  Oegg.  2009.  Economic  Sanctions  Reconsidered.  Chapter  6:  Conclusions  and  Policy  Recommendations,  pp.  155-­‐178.  

Final  Research  Presentation  and  Paper  (individual  or  group):  • Identify  an  important  problem  (or  set  of  problems)  in  the  country.    • Identify  two  or  more  potential  causes  that  may  be  causing  or  exacerbating  the  

problem(s),  and  use  empirical  analysis  to  evaluate  which  cause  is  most  likely  to  be  influential  and  amenable  to  change.  Explain  your  diagnosis,  and  identify  potential  action  by  a  domestic  actor  (e.g.,  civic  group)  or  external  actor  (e.g.,  United  States  or  the  World  Bank)  that  could  address  the  problem.    

• Maximum  paper  length  is  8  pages  for  individuals,  12  pages  for  groups  of  two,  15  pages  for  groups  of  three,  and  18  pages  for  groups  of  four.    

• Papers  should  include  a  (group)  introduction,  analysis,  and  conclusion,  and  individual  sections  (roughly  3  pages  each)  for  each  country  in  the  body.    

• Papers  should  demonstrate  appropriate  knowledge  of  reading  material  from  class  in  analyzing  how  the  existing  institution  is  affecting  the  identified  problem,  and  how  the  proposed  intervention  is  likely  to  affect  the  identified  problem  as  well  as  side  effects.    

• The  paper  should  include  a  game  theoretic  model  for  some  aspect  of  your  analysis.  The  model  can  be  an  exact  replica  of  a  model  from  our  readings  (be  sure  to  cite  your  source!)  or  an  original/adapted  model.  

• First  draft  of  paper  is  due  Monday  night;  presentations  are  Wednesday;  final  paper  is  due  the  day  of  the  Final  Exam  via  Turnitin.