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Missouri University of Science and Technology
Scholars' Mine
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Piles Under Dynamic LoadsM. Novak
$e Uni"ersi# of Wesern Onario, London, Onario, Canada
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R%#%$%$ C!M. N6!+, "P%3 $% D8!# L!$3" (M!# 11, 1991). Inernaional Conferences on Recen Ad"ances in Geoechnical Earhq!ake Engineering and Soil D#namics. P!% 12.;://3#!3%.3.%$/#!%%3$/02#!%%3$/3%3314/12
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Proceedings: Second International Conference on Recent Advances
In
Geotechnical Earthquake Engineering and Soli Dynamics
March 11-1.5 1991 St. Louis Missouri Paper No. SOA14
Piles Under Dynamic Loads
M. Novak
Professor of ivil Engineering The University of Western Ontario
London Ontario Canada
SYNOPSIS The
paper
deals with some of the more recent developments in
p i l e
dynamics. It reviews
the progress in
the ana lys i s
of s ing le
pi les and p i l e groups, f ie ld as well as l abora tory exper i
ments and so i l -p i l e - s t ruc ture in te r ac t ion . The in f luence o f p i l e - so i l i n t e r face i s discussed and
extensive
references
are
given.
INTRODUCTION
Pi l es have been used
for
hundreds
of
years bu t
the
l a s t twenty
years
or
so
have
seen
a
remarkable increase in i n t e r e s t
in
p i l e dynamics.
There
are a
few reasons
for
t h i s : good s i t e s
which
do not requi re
pi les
are
ge t t ing
scarcer
and thus p i l i ng
i s
used
more
widely; new
important areas of appl icat ion have
emerged,
for
example of fshore
towers and
nuclear powerplants;
pi les have repea tedly f a i led
in earthquakes or
were damaged; and f ina l ly , dynamics
of
shal low
foundations
has reached a poin t
of sa t i s f ac tory
understanding
thus sh i f t ing
research i n t e res t s to
les s understood foundat ion types . The aim of the
s tudies i s to increase the sa fe ty
of
the pi l e s
and the s t ruc tures they support
and
to
be t t e r
understand
the
in te r ac t ion between the pi l e s and
the
s t ruc tures
under both c r i t i c a l and
opera t iona l condi t ions .
The
damage to
pi l e s may re su l t
from
a few
causes
such as v ib ra t ion ef f ec t s , l i quefac t ion ,
and
embankment movements. A comprehensive survey
of
pi l e
damage
during earthquakes in
Japan
was
presented
by
Mizuno (1987) but damage to pi l e s
also
occurred
in
the
Alaska earthquake
of
1964,
the
Mexico City
earthquake
of
1985
and the Lorna
Pr ie ta earthquake
of
1989.
Pi le
behavior
i s ,
of
course,
very
complex
and
t h i s might have lead Terzaghi and Peck (1967) to
s t a t e tha t heore t ica l
refinements in
deal ing
with pi l e problems
are
completely out o f
place
and can be
sa fe ly ignored .
For tuna te ly , not everybody got
discouraged
by
t h i s
pessimist ic
eva lua t ion and
a
number of
ana ly t ica l
and
numerical approaches
to
the
analysis
o f p i l e
dynamic behavior have been
developed.
These
approaches
provided
a
much
sounder theore t ica l
basis for
p i l e
design than
the equiva lent cant i l ever concept
or o ther
purely
empir ical methods
which
dominated
the
f i e ld for
decades. Never theless , some
d i f fe rences
between
the
var ious theore t ica l
approaches
ex i s t
and the
experiments repor ted are sometimes inconclusive;
also ,
some uncer ta in t ie s
are inev i t ab le
when
applying an
i dea l i zed theory to f i e ld condi t ions .
Thus, it may be usefu l
to
review
some of
the
433
approaches
in
order t h a t
we may
examine
t he
di f ferences
among
them and
summarize
what
can be
learned from experiments and f i e ld observa t ions .
There
are
di f f e r en t dynamic
loads
t h a t can ac t
on pi l e s : earthquake
forces ,
wave forces,
wind
forces , machine unbalances
e tc .
Here, t he
emphasis
is pr imar i ly on condi t ions relevant
to
earthquake loading. Dealt with are p roper t i es
and behavior
of
s ing le p i l e s and p i l e groups,
in te r ac t ion with
the
cap,
p i l e
experiments ,
p i l e
s t ruc ture in te r ac t ion
and a
few
other
top ics .
The
subject o f pi l e dynamics received a
comprehensive
t reatment
in
the
s t a t e - o f - t h e - a r t
repor t by Taj imi ( 1977) , covering developments up
to
1977, and in a
few
spec ia l volumes, i . e . De
Beer
e t
al .
(1977), O Nei l l
and
Dobry (1980),
Nogami
(1987)
and
Prakash
and
Sharma
(1990). A
number o f papers
on pi l e s were
presen ted to t h i s
conference.
These are l i s t ed together
a t the end
of
the
References.
Among
the
spec ia l
areas
of
pi l e dynamics not considered
here
are i n t egr i ty
t e s t i ng and p i l e dr iv ing . Recent data on
these
subjects can be found in
Fel len ius
(1988).
So
many
papers have
been published
on
p i l e dynamics
s ince
Taj imi s
(1977) s t a t e - o f - t h e - a r t
r epo r t
t ha t it i s
impossible
to re fe r
to
a l l
of
them in
t h i s
r epo r t
of
l imi ted
scope. The au thor
t r u s t s
tha t
the readers
wi l l understand t h i s .
SINGLE PILES
The e a r l i e s t systemat ic , t he o r e t i c a l
s tudies
of
dynamic so i l - p i l e in te r ac t ion are due to Parmelee
e t
a l . (1964),
Tajimi
(1966), Penzien (1970),
Novak (1974)
and a
few
others . Parmelee (1964)
and
Penzien (1970) employed a
non- l inear disc re te
model
and
a
s t a t i c
theory
to
descr ibe
the
dynamic
e l a s t i c s t r e s s and
displacement f ie lds .
Tajimi
(1966) used
a
l i nea r viscoe las t ic s t ra tum of t he
Kelvin-Voigt type to model the so i l and in
h i s
analysis of
the
hor izontal
response neglected
t he
ver t i ca l component of
the
so i l
motion.
Novak
(1974)
assumed l i nea r i ty and an e l a s t i c so i l
layer
composed
of
independent in f in i te s imal ly
th in hor izontal layers
extending
t o in f in i ty .
The di f fe ren t
approaches
formulated
and the data
they
yie ld
are
br ie f ly
discussed
below.
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5.5
4.5
(a)
~ - - ~ 2 5 ~ - - - = 5 ~ 0 - - ~ 7 ~ 5 ~ - - ~ ~ o ~ o ~ ~ L - I ~ d ~
12
10
6
4
Floating Piles
v =
0.5
·
.-·
. - ·
.
Ep/E
5
=
1000
/
Present ( 50 Elements l
Poulos 10 Elements)
· · · · Salinera (
>
20 Elements l
X • X
Rajapakse a Shah
Ep/E
5
= 100
---
--
---
b)
z ~ - - ~ 2 5 ~ - - - - ~ 5 ~ 0 - - - - ~ 7 ~ 5 - - - - ~ ~ o ~ o ~ ~
L/d
Figure 4 Comparison
of
s t a t i c axial p i l e
s t i f f n e s s
calcu lated
by d i f f e r e n t au thors
for
homogeneous so i l :
(a)
- endbearing pi l e s , (b) -
f loa t ing
p i l e s (Present
data by
El
Sharnouby and
Novak, 1990)
J
UJ
0
>
1-
;
a.
;
30
·
.
. . .
0 33
p
·
T£5T PILE
2
2r
•
2.41N.
(6.1 em I
I • 0.000032 FT
4
27.6 cm
4
1
l;r.
•
77.9
G Z)
(a )
(b )
z
Figure 6 Schematic of p i l e separa t ion
and
so i l
modulus
reduct ion
towards ground sur face
Observat ions
of t h i s
kind
l ead to
the development
of
approaches
be t t e r
su i ted for nonhomogeneous
so i l s .
A
s ign i f ican t
improvement in the f i n i t e
element
model
was
formulated by Roesset and h i s
co-workers
(Blaney
e t a l . ,
1976;
Roesset
Angelides,
1979)
who placed
t he cons i s t en t ,
f requency
dependent boundary, derived
by
Kausel
e t
a l (1975), d i r e c t l y t o t he p i l e or out s ide the
cy l ind r i ca l
f i n i t e element zone around the pi l e .
This approach
was
then used
by
Krishnan e t a l .
(1983)
and by
Gazetas (1984)
in
t h e i r extens ive
parametr ic
s tud ies .
S ign i f i can t fu r ther progress was
made
by Kaynia
(1982a,b) and Kaynia and Kausel (1982,
1990)
who
based t he i r so lu t ion of p i l e s
in
genera l ly
layered media
on the. formulat ion of
d i sp lace
ment
f ie lds
due
to uniformly
dis t r ibu ted
forces
on cy l ind r i ca l sur faces (so ca l l ed bar r e l
load) .
(This
so lu t ion wi l l
be
discussed in
more d e t a i l
in
the
paragraph on p i l e
groups.)
Baner jee
and Sen (
1987)
presented bounda:y
element
so lu t ion
for
p i l e s embedded 1n
a
sem1-
i n f i n i t e nonhomogeneous so i l
in
which
the
so i l
modulus, E
5
, var i es l i nea r ly with
depth, z.
Baner jee
and Sen s re su l t s suggest
tha t ,
unl ike
in layered so i l s , the
f requency
var i a t ions of the
impedance
funct ions,
normal ized
by s t a t i c s t i f f
ness, are qu i t e smooth and are
af fec ted
very
little by so i l nonhomogeneity.
The ac tua l
magni
tude of the s t i f fness and damping diminishes with
E
5
(0) , however.
,
~ ~ ~ ~ ~ ~ ~ ~ ~ ~
m m
w
w
A
few
other methods
su i tab le for l i ne a r genera l ly
layered media
use
a semi-ana ly t i ca l f i n i t e e le
ment approach.
These methods t r ea t
the wave pro
paga t ion
in the
hor izonta l di r ec t ion ana ly t ica l ly
and in the ver t i ca l di r ec t ion employ f i n i t e
e l e
ment
i dea l i za t ion including aux i l i a ry
sublayers .
The p i l e
is
modelled by
beam elements .
One of
the
advantages
of
t h i s
approach i s
t ha t
it
may
avoid the mathemat ical i l l - condi t ion ing r esu l t ing
from the
large
magnitude of
Lame s
cons tant ,
for so i l Poisson s ra t io ,
v ,
approaching 0. 5.
Solutions o f
t h i s
type were
formulated by
Tajimi
and Shimomura (1976) , Shimizu
e t a l .
(1977) ,
Waas and Hartmann (1981,
1984)
and Mizuhata and
Kusakabe
(1984).
60
FREQUENCY (CPS)
Figure 5 Comparison
of
experimental
hor izontal
response
of
s t ee l
t e s t
p i l e with theore t ica l
predict ions
(Novak
and Sheta,
1982)
2436
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An approximate ana ly t ica l so lu t ion based on t he
extension
of
the Novak and
Nogami (1977) approach
was formulated for layered media by Takemiya and
Yamada (1981).
A much s impler and
very v e r sa t i l e
so lu t ion ,
p a r t i c u l a r l y well
sui ed for
high f requencies ,
was formulated
by
Novak
and
Aboul-Ella (1978a,b)
who
extended
the plane
s t r a i n approach
to include
layered
media and
incorporated t in
the
code
PILAY.
This
code
was
used l a t e r by
Novak
and
El
Sharnouby
(1983)
to generate design char t s
and
t ab l es
for parabol ic
so i l p rof i l e s , as well as
homogeneous
ones. With t h i s approach, and
assuming a parabol ic s o i l prof i l e ,
with an
al lowance
for
p i l e
separat ion in the form of
a
small
f ree length,
very sa t i s fac tory agreement
with
the
theory was obtained as ind icated by
curve c in
Fig. 5.
Roesset e t al . (1986) a l so
found
t he plane s t r a in
approach to
work very
well
for
high f requencies . For very low f requencies ,
an
adjustment
to the plane s t r a in
so i l
react ion
i s
made
for the
ver t i ca l
and hor izontal
d i r ec t ions as d iscussed
in
Novak
and
El
Sharnouby
(1983)
and implemented in the code
PILAY. The
plane s t r a in
approach
works
well
for
high
frequencies because, in a l ayer , e l a s t i c waves
tend
to
propagate
more and more hor i zon ta l ly as
the
f requency
increases ,
l i ke
in
a
wave
guide.
The sens i t iv i ty
of
t he
response to
p i l e separa
t i on
and
f ree l ength
shows
when
eva lua t ing
most
experiments . The predict ion
of the separat ion
leng th i s d i f f i cu l t and
only
empi r ica l
sugges
t ions
can
be
made
a t
t h i s
t ime.
For small ampli
tudes, 6 , El-Marsafawi e t a l . (1990) observed t he
fol lowing approximate r e la t ionsh ip
for
p i l e
separa t ion l ength , L
8
:
Ls
d
260 , 0.001 5 5
0.005 2)
For l a rge r displacements, a large
separat ion
length may
be
needed
(Han
and
Novak,
1988) .
More
data
on
the separat ion
e f fec t
wi l l
be
given
in
the paragraph on nonl inear response.
As
for poss ib le deviat ions
o f the theore t ica l
assumpt ions from
r ea l i t y , p i l e def ic ienc ies may
also
have a profound e f fec t . This i s shown by
Wu
e t a l . (1991)
who,
in t h e i r paper to t h i s confe
rence,
examine the in f luence of p i l e necking
using a
combinat ion
of
the
BEM and FEM
adial nonhomogeneity
While the cons idera t ion of a f ree separat ion
leng th in the
ana ly s i s
may produce
the reduct ion
in both p i l e s t i f f n e s s and damping of ten observed
in
experiments , a b e t t e r measure to
t h i s e f fec t ,
or
a complementary
one,
may be to account
for
so i l
nonhomogeneity in
the
rad ia l
di r ec t ion . A
simple
way
of
doing
t h i s
i s
to
assume
a
weak,
cyl indr ica l
boundary
zone around the p i l e (Fig.
7).
The
zone i s
homogeneous
and features
a so i l
shear modulus, G., smal le r than t ha t
of
the outer
zone
and
a
l r g e ~ mater ia l damping.
The
purpose
of such a zone is to account in a very approxi
mate
way
for
so i l
non l inear i ty
in
the region
of
the h ighest
s t re sses , p i l e
separat ion ,
s l ippage
and
o ther def i c i enc ies o f the p i l e - s o i l
inter face . Such a zone was proposed
by
Novak
and
Sheta (1980). In
t h e i r
plane
s t r a in so lu t ion ,
the mass
of
the boundary zone was neglec ted in
·. G,p , v
Figure
Cyl indr ica l boundary zone around p i l e
order to preven t wave re f l ec t ions from t he
f i c t i t i o u s inter face between the
cyl indr ica l
zone
and t he
outer reg ion . These r e f lec t ions occur
with nonzero
weak zone mass, p . and re su l t in
undes i rab le undulations in bot h s t i f f n e s s and
damping
of
the
composite medium. This i s
exemplified in Fig. 8 in which a and
are
{b)
~ ~ ~ ~ ~ ~ ~ ~ ~
0 2 3
requency
0; :
r
0
W/V;
Figure 8
Dimensionless
ver t i ca l impedances
of
composi te medium with P = and
tjr
0
= 1.0 s o i l
damping r a t i o = 0.05)
nondimensional s t i f fness
and
damping cons tan t s
of the
composite
medium r espec t ive ly . These
undulat ions can make
the
so lu t ion with
P 1
0
ac tua l ly l e s s su i tab le
for
prac t i ca l
appl icat ions
(Novak
and Han,
1990).
The di f f icu l ty
with wave
r e f lec t ions can be avoided by providing
for
a
continuous
t r ans i t ion of s t re sses from the inner
zone
to the ou ter
region. Such a
so lu t ion was
explored
by Lakshmanan and Minai (1981), Dotson
and
Veletsos
1990) and
Mizuhata and
Kusakabe
(1984).
The
l a t t e r au thors found t ha t even with
the
weak
zone, the
experimental
resonance
ampli tude measured on a
43.2
m
long
p i l e was f ive
t imes l a rge r
than the
theore t ica l value while
the
resonance frequency was predic ted
qui te wel l .
This i s cons i s ten t
with
other observat ions and
i nd ica t ive o f t he need to
account
for p i l e
separat ion .
2437
Wolf and
Weber
(1986)
conducted
a more r igorous
study
of
the
effect
of
soil tension
exclusion,
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also assuming the c i rcu la r cavi ty in the
unbounded
th in
l y ~
plane s t r a in)
. They
found
t ha t so i l
separatidn hardly a f fec t s hor izontal
s t i f fness , lS,, but
reduces
damping, ch, by more
than 50
per cent
Fig.
9b), a r esu l t
qui te
s imilar t o tha t
of Novak and Sheta 1980). In
addi t ion ,
i f shear i s
el iminated
and hence
s l ipp ing i s allowed in the zone
of
contact ,
s t i f fness i s also s t rongly reduced Fig. 9c). In
Fig. 9,
the
l i nea r case
a)
indicates the
analysis
with
tension
allowed.
The
s i ze
of
the
contact
area appears
to be
of 1 i
t t l e
ef fec t .
Many other authors s tudied the
in te r f ace
behavior.
Among
the more recent ones
are Mamoon
1990) and
He
1990). However, when applying
the
var ious plane
s t r a in
approaches to
the
in te r f ace ,
the
var ia t ion
with depth i s
a
problem
for
which
very l i t t l e
guidance
is avai lable .
Linear
,,,,,,,,.,,,
~
4.28
13.23
a)
Shear
Slipping
[) D
QG)
4.17
6.42
b)
2.32
2.60
c)
Figure 9
separation
v=0.48)
Effec t of
elimination
of
tension
in
zone Wolf Weber 1986; a
0
=0. 629,
Recognizing
the
separa t ion
e f fec t and allowing
for
t
in an
approximate
way, a reasonable
agreement
between the theore t ica l
re su l t s
and
experiments can be
obtained. This i s exemplif ied
in Fig. 10 comparing the t heore t i ca l and
experimental responses of a concrete p i l e 7.5 m
in length
and
0.
32 m
in dia . The
so i l
was
mul t i l ayered and
a
cyl indr ica l
weak zone was
assumed when
calcula t ing the
response using the
code
DYNA3.
In t h i s code, the weak zone i s
analyzed as massless but i t s mass i s added to
tha t
of
the
pi le
in fu l l or in par t .
Simila r
t e s t s and comparisons were repor ted by Gle
1981), Woods
1984)
and a number of others .
Nonlinear
Response
of Single
Pi les
The theor ies
discussed thus
far
are
essen t i a l ly
l inea r and thus qui te adequate
for
small
displacements.
At large displacements, pi les
behave in
a
nonl inear
fashion
because
of
so i l
nonlinear i ty
a t
high s t r a in ,
p i l e
separat ion
gapping), s l ippage and f r ic t ion .
To
incorpora te
these
factors
in to
a
continuum
theory i s
extremely d i f f i cu l t and
therefore , lumped
mass
models are most often used when nonl inear
analysis s required. Such models employed by
2438
1.1
1 .3
1 .2
1.1
1.0
....
o.
a
c..
o.
E
o.
G
:
0. 5
'
...
0. 1
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,;oil res is tance-def lect ion relat ionships known as
p-y curves and t -x curves have been recommended
in the
l i t e ra ture .
For appl icat ions in offshore
s t ruc tu res the American
Petroleum
I n s t i t u t e
(1986) spec i f i es t he p-y curves
for
c lay as well
as
sand
making
a dif ference between s t a t i c
loading
and cycl ic
loading. Extensive data on
the
p-y curves
and
nonl inear p i l e response were
obtained by Yan
(1990)
using
model pi les
and the
hydraulic gradient s imi l i tude
method to
reproduce
prototype
condit ions. An
example of Yan's
resul ts
i s shown
in
Fig. 12.
Notice the
narrowing
and p ar t i a l
l inea r iza t ion of the
hysteres is
loop with
the
number of cyc les ;
t h i s
t rend
increases
with
depth.
Pile Deflection -
y
mm)
Figure 12 Example of p-y curve under cyc l i c
loading (Yan, 1990)
Cyclic
loading is
def ined as r e pe t i t i ve
loading
with very low
f requency so t ha t no s ign i f ican t
i ne r t i a
fo rces
and rad iat ion damping
ar i se .
t
provides bas ic ins ight in to the mater ia l
degradation
due to
so i l p l a s t i c i t y and mechanic
degradation due
to gapping
assoc ia ted with large
displacements .
Many s tudies were devoted to t h i s
subjec t but only a
few
may be mentioned here .
Trochanis
e t
a l . (1988)
found
theore t ica l ly a
dramatic
decrease
in
p i l e s t i f f n e s s due to
gapping.
Morrison and Reese (1988)
conducted
extensive fu l l sca l e
invest igat ion
of pi l e s and
pi l e
groups. To
t h i s
conference,
Purkayastha
and
Dey
(1991)
repor t
on t he i r experimental s tudy of
the degradation of ver t i ca l s t i f fness .
Summarizing t he i r observat ions , Swan and Poulos
(1982)
postu late
t h a t
during
cyc l ic
l a t e r a l
loading the two forms of degradation lead
to
the
increase in pi l e def l ec t ion
and
bending s t r es ses ;
but i f t h i s degradation s t a b i l i z e s the p i l e i s
sa id
to
shakedown
to
a
s t a t e
of
permanent
s t r a ins and
res idual
s t r es ses
and
wil l r eac t
e las t i ca l ly to any
fur ther
cyc l ic loading
of
the
same in tens i ty .
When the p i l e
does
not s t ab i l i ze
in to an e l a s t i c or i ne las t i c
response,
the
p i l e
def lect ions continue
to increase and incremental
col lapse
may
re su l t .
The two
s i tua t ions
are
depicted in Fig. 13.
The shakedown phenomenon i s
favourable
from
the
Stlakodown
Incrqmczntal
Collaps.Q
Figure 13 Pi l e s t ab i l i za t ion (shakedown) and
incremental
col lapse
under cyc l i c
loading
with
constan t amplitude (Swane
&
Poulos, 1982)
poin t
o f view of the appl icab i l i ty
of
the var ious
l inea r
theor ies for dynamic response analysis .
I t
explains
why, with adequate adjustments
par t icu la r ly
for
p i l e
separa t ion
such
t heo r i es
may give
reasonable r esu l t s
as in Fig. 10,
even
in cases where overa l l s t rong
nonl inear i ty
of the
response
i s
c lea r ly manifested.
Under ver t i ca l
steady
s t a t e
vibrat ion
a
s imi la r
s tab i l i za t ion
and
par t i a l l inea r iza t ion
takes
place . Figure 14 shows
the ver t i ca l
displacement
2439
1 5
----------------------
E
E
c
E
e
0
0
1 0
0.5
Q
>
0 1 /
0
/
/
10
20
Frequency
Hz
)
•
e
•
s
14 }
Measured
o e
zs
Colcuio ed
Bockbone (]
30
Figure 14 Ver t ica l pi l e response
measured and
backcalculated for t h ree l eve l s
of
exc i ta t ion
in tens i ty (Han & Novak,
1988)
ampli tudes
measured
on
a
3.38
m
long t e s t
p i l e
with
increasing intens i ty
of
harmonic exc i ta t ion .
As
the
exc i t a t ion forces grow, t he resonance
frequencies
are
markedly reduced, i nd ica t ing
s t rong
nonl inear i ty .
To the response curves ,
backbone curves,
n ,
can be
const ructed
and from
them the
p i l e
res tor ing fo rce-d isp lacement
relat ionships are estab l i shed
(Fig.
15).
t
appears t ha t
each
response curve
has
i t s own
backbone curve
and
corresponding s t i f f n es s
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-80
a)
and
(b)
Clay
Figure 18 Force-displacement r e l a t ionsh ip
for
incrementally
increas ing
hor izontal load
(Kishida
e t a l . , 1985)
PHe
Elemeo \
I
SoH
Reaction•
~
t Pile Tip X
Reactions
a
)
Figure 19 Pi l e model for ver t i ca l v ib ra t ion
al lowing
for
s l ip ,
nonl inear i ty
and i n f in i ty of
the outer zone (Mitwally Novak,
1988)
in terms
of the
s tandard geo techn ical parameters.
PILE
GROUPS
Pi l es a re usua l ly used in groups and i f they are
not
very widely spaced
they i n t e rac t
with each
other
generat ing phenomena known as p i l e - so i l
p i l e in te r ac t ion o r group e f fec t s . These ef f ec t s
have
a t t r ac ted much
i n t e res t
in
recent years .
A
number of
papers
on the subject have appeared, a
few
exhaustive Ph.D.
dis se r ta t ions
were wri t t en
e.g.
Kaynia, 1982a; Ostadan,
1983,
Mamoon, 1990,
Hassin i , 1990) and many
contr ibu t ions
have been
made
to the world conferences on
earthquake
engineering
and
are
being presen ted to
t h i s
conference.
Linear Behavior o f
Pi l e Groups
Under s t a t i c
loads, pi l e in te r ac t ion increases
group set t lement ,
r ed is t r ibu tes
t he
loads
on
ind iv idua l pi l e s and
reduces
bear ing capac i ty ,
unless t h i s reduction
i s
coun teracted
by
densi f icat ion
of
the so i l with in the
group
due
to
p i l e dr iv ing .
The
f i r s t
suggest ion
of
t h i s
kind
of e f fec t s probably can be a t t r ibu ted to
Sooysmith
(1896). The
i nves t iga t ion
of
s t a t i c
group
ef f ec t s was
put
on
a
r a t iona l
bas i s ,
re ly ing
on
continuum mechanics, by
Poulos
(1968,
1971,
1979)
and Butter f ie ld
and
Banerjee (1971).
Extensive data
on s t a t i c
group e f fec t s
are
avai lab le in
Poulos
and Davis
(1980),
But te r f ie ld
and Douglas (1981),
El
Sharnouby and Novak (1985,
1986,
1990)
and elsewhere. The s t a t i c data
are
usefu l
even
to
those
in te r es ted in
dynamics
because a t low f requencies , and par t i cu la r ly
below t he fundamental frequency
of
a s t ra tum
(Fig. 2), the dynamic
s t i f f n e s s
i s usual ly qui te
c lose to the s t a t i c s t i f f n e s s .
Dynamic
invest igat ions
of p i l e groups
are
more
recent . The
techniques
employed
are
ex tensions
of the
approaches
used for s ing le p i l e s and most
of them are l imi ted to l i nea r in te r ac t ion with no
al lowance for gapping. The
methods
r e ly
on t he
ava i l ab i l i ty
of
Green 's
funct ions
with
which
t he
load t r ans fe r
from the pi l e sur face to
so i l
can
be
calcu lated .
These loading condi t ions ,
represent ing
one
of
the
basic d i f ferences between
var ious approaches,
range
from poin t
loads
to
l ine loads ,
r ing
loads,
disk
loads
and
f ina l ly to
cy l ind r i ca l
barrel) loads; for
the
p i l e
base,
disk loads are the ru le .
Applying
t h i s loading
to individual segments in to which t he pi l e i s
d i sc re t i zed ,
the
so i l dynamic displacement f i e ld
i s estab l i shed ,
yie ld ing
the
so i l dynamic
f l e x i b i l i t y matr ix ;
inver t ing the l a t t e r ,
so i l
s t i f fness
matrix
i s obtained.
In
t h i s
process ,
the presence of the pi l e
cavi t i e s
outs ide
the
loaded segment i s
usua l ly
ignored,
which
impl ies
t ha t wave sca t te r ing among the pi l e s i s not
accounted for ,
and the so i l
displacements
are
calcu lated
e i the r for t he pi l e axes or as
averages of
the
c i rcumferent ia l va lues . A
typ ical
model for t h i s
ana lys i s i s
shown in Fig.
20.
Then
the
so i l
s t i f f n e s s matrix i s
combined
with
the
pi l e s t ruc tura l s t i f f n e s s and the
s o i l
pi l e system can be analyzed for any type of
exc i t a t ion .
Differen t
au thors
proposed
various
ref inements or
s imp l i f i ca t ions
to
t h i s
procedure.
The
f i r s t
theore t ica l ana lys i s of p i l e - so i l - p i l e
i n t e rac t ion was conducted by Wolf and von Arx
(1978) who employed an
axisymmetr ic
f i n i t e
element formulat ion to es tab l i sh the dynamic
displacement f i e ld due
to r ing
loads . Waas
and
Hartmann (
1981,
1984)
formulated
an
e f f i c i e n t
semi-ana ly t i ca l
method
which
uses
r ing
loads
and
i s well su i t ed for layered media,
proper ly
accounting
for the far
f ie ld ; the
layers
ought
to
be
th in .
Kaynia
(1982a,b, 1988)
and
Kaynia
and
Kausel (1982,
1990)
fu r ther
improved
the
accuracy
by
combining the cyl indr ica l loads, ac tua l ly a
boundary element
formulat ion,
with t he cons i s t en t
s t i f f n e s s matrix of layered
media
to account for
the f a r f i e ld . A
very s imi l a r
approach
i s
employed in
the
paper to t h i s conference
by
Kobori e t
a l . (1991) who use
the
cyl indr ica l
244
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...
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I:
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