Picower Foundation -- 2001 Tax Return

8/14/2019 Picower Foundation -- 2001 Tax Return

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1 ea nv muwm As g r a r t , a t e 36 . 1Ut h e f o u n d a t i o n i s n o t r e q u i r e d t oCr e c k m e a t t a c h SM B2 D i s t r i b u t i o n s f r o m s p l r l i n t e r e s t t r u s t s _ , ,3 I n t e r e s t o n s a vi n g s a n d t e mp o r my c a s h u ms t me n t s 10 8 131 10 8 . 1314 Di v i d en ds a nd I n t e r e s t f r o m s e c u r i t i e s , , 15 941 449 . 15 941 , 4496 a Gr o s s r e n t s , , , , , , , , n

y b ( N e t r e n t a l i n c o me o r ( l o s s )6 a Ne t p a i n o r ( l o s s ) f r o m s a l e o f a s s e t s n o d o n f i n e 1 0 176 , 653 , 4 82b Gr o s s s o l o p u c e f o r a i ld a s s e t s o n l i n e 6 aT Ca p i t a l g ai n ne t i n c o me ( f r o m P a r t N, l i n e 2 ) , 17 6 , 653 , 482e Net s h o r t - t e r m c a p i t a l ga m . , , . . , ,9 I n c o me mo d i f i c at i o ns - f i r10a Gr o s s s a l e s l e s s r e t u r n sand a l l o w a n c e sb L e s s C o s t d o o d s s o l e ,c Gr o s s p r o f i t o r ( l o s s ) ( a t t a c h s c h e d ul e ) . .7 1 Ot h e r i n c o me ( a t t a c h s c h e d ul e )

1 2 T o t a l Ad d l i n e s 1 t h r o ug h 1 . 192 . 703 . 02 8 19 2 , 703 , 062 .1 3 Co mp e ns a t i o n o f o f f i c e r s , d i r e c t = , t r us t e e s we 2 2 , 679

^ 7 4 Ot h e r e mp l o y e e s u l l en" a n d wag es . . . 250 , 714 2 50 714 1 6 Pe ns i o n p l a n s , e mp l o y e e b e n e f i t s 33 , 11 3 33 113K76a L e g a l f e es ( a t t a c h . . STMT 1 . 64 , 274 . NONE NONE 64 , 274y b A c c o un t i n g f e es ( a t t a c h u h e d u l e ) S 1 RT P, 2 . 1 . 200 . NONE NONE 1 , 200c Ot h e r p r o f e s s i o n a l f e e s ( a t t a c hs c t 2 MW 3 , 4 9 , 855 4 9 , 855

h 7 7 I n t e r e s t . . . . . . . . . . . . 3 3c 1 8 T a x e s ( a t t a c h s c h e d u l e ) ( x . p a g e u m 1 1 7 1 1 i f " ^ - d l - ) 4 . 662 . 412 . 2 1 , 069E 1 9 Dep r e c i a t i o n ( a t t a c h s c h e d ul e ) annepwn 192 , 963va g o Occupancy , , , , , , , , , , , , , , 1 , 683 , 768 1 , 683 , 768689e 21 T r a v e l , c o n f e r e nc e s , a n d me et i n g s , , , , 2 . 241A 2 , 241m2 Pu nt i n g a n d p u b l i c a t i o n s . . . . . . . .m27 Ot h e r e x p e n s e s ( a t t a c h s c h e du l e ) STMT, 5 . 112 , 986 11 2 , 996a 6 T o t a l o per a t i ng a n d a d mws h a We e x p e n s e sO Ad d l i n e s 1 3 t h r o u gh 2 3 . . , , . , 7 . 07 6 208 NONE NONE 2 , 219 , 223

2 5 Co nt r i b ut i o ns . g i f t s , g r a n t s p a i d , , , , 32 , 278 , 810 32 2 78 81026 T o t a l . . n . a e a f f . e u r e e r Me a n ee e n ea z a a n az s 39 355 018 NONE NONE 34 4 98 0332 7 Su b t r a c t l i n e 2 6 f r o m On e 1 2

a Ea, wo l , wenn i owr e~maabDU' umw l e . 153 , 348 , 080 '6 Net I n v es t me n t i n c o me ( i f n e g a t i v e , i n t e r - 0 - ) 19 2 , 703 , 062c Ad j u s t e d net i n c o me ( 1 n e g a t i v e , e nt e r - 0 - )

i o 3 o p p F o r Paper wo r k Re d uc t i o n Ac t No t i c e , s e e t h e i n s t r u c t i o n s For m990- PF ( 2 0 0 1SW0643 E299 11/ 05/ 2002 17- 26 33 V01- 7 745778 3

t XI t Nb I UN ATTACHEDF o r m ; 9 9 0 - P F Re t u r n o f P r i v a t e Fo und at i o n " " B " ' S ' S - 0 0 5 2o r Sec t i o n 4 9 4 7 1 a ) ( 1 ) No nex emp t C h a r i t a b l e T r u s ta 200 1w D e p a r t m e n t d meT~+ ~v Tr ea t ed as a P r i v a t e F o und at i o ni n t e r n a l Revue s e r v i c e No t e T h e o r g a n i z a t i o n may b e e b b t o u s e a c o p y o f h i s r e t u r n t o s a t i s f y s t a t e r e p o r t i n g r e q u i r e m e n t sF o r c a l e nd a r e e r 2 0 0 7 o r t a x ear b e I n n l n , 2 0 0 1 , an d e nd i n gG C h e c k a l l t h a t e I n i t i a l r e t u r n F i n a l r e t u r n Amend ed r e t u r n Ad d r e s s c h a n g e Name c h a n gNa me o f o r g a n i z a t i o n A E mp l o y e r I d e n t i f i c a t i o n numb erUs e t h e I RS

l a b e l THE PI COWER FOUNDATI ON 13- 6927043O t h e r w i s e , Numb er a n d s t r e e t ( o r P O b o x numb er I I ma l l I s n o t d e l i v e r e d t o s t r e e t a d d r e s s ) Ro o Ms u i t e B T e l e p h o n e n u m b e r ( s e e p a g e 1 0 ap r i n t t h e i n s t r u c t i o n s )o r t y p eSee S p e c i f i c 1410 SOUTH OCEANBLVD 561 835-1332I n s t r u c t i o n s C i t y o r t o w n , s t a t e , a n d Z I P c o d a c u . . . m o t i o n a p p l i c a t i o n o

PALM REACH FL 33480 7 F o r e i g n a r g a r mw e r n i n n e a n g meH Chec k t y pe o f o r g a n a L On X Sec t i o n 5 07 ( c 3 e x e mp t p r i v a t e f o und at i o n e s x mn c n . c k n . r . , n a 2 mc nCo mp u t a t i o n . . . . . . . . 1s e c t i o n 4947 ( a ) ( 1 ) n o n e x e mp t c h a r i t a b l e t r u s t Ot h e r t ax ab l e o v a t e f o u nd a Co n e u a mn t e r o u n a . mn . a w. wa . t e ~ mwo e aI F a i r ma r k e t v a l u e o f a l l a s s e t s a t end Ac c o u nt i n g me t h o d C a s h A c c r u al under s x t b n 5p 7 ( b NI NA ) Neck h e r eo f y e a r ( I r o mP a r t l l , c o l ( c ) , h n e Ot h e r ( s p e af y ) _ __ - - _ __ __ __ __ __ __ - F I f m r o u n a . u o n t e I n . s o . m, ~ ma m , . ~ m ~1 6 . 54 2 , 109 , 910 ( P a r t l , c o l u mn ( d ) mus t b e o n c a s h b as i s ) u e , r , e c t i o x 7 ( e ) ( , K e ) ~ , a ~ 2 ~KX a A n a l y s i s o f Revenue and Ex p ens es ( d ) D i s b u r s e m e n t s( Th e t o t a l dmo u n t s i n c o l u mn s ( b ) , ( c ) , an d ( a ) R e v e n u e a n d ( b ) Net i n v e s t me n t ( c ) Ad j us t e d n e t f o r c h a r i t a b l e( d ) ma y n o t n e c e s s a r i l y e q u a l we amoun t s I n e x p e n s e s p e r ga me I n c o me- h- . , i ~ v . . . e , n . , r . ~ _ . . . . . . . . . _ . . _ ~ ~ . b o o k s P u r p o s e s


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As i o x a t u a o un i e s ( a d d o n e s 1 t t h r o u g h 22Or g a n i z a t i o n s t h a t f o l l o w SFAS 7 7 7 , c h e c k h e r ea n d c o mp l e t e l i n e s 2 4 t h r o u gh 2 6 a n d l i n e s 3 0 a n d 3 1 .N~ 2 4 U n r e s t r i c t e d . , . , . , .

~ ` v Z S T e mp o r a r i l y r e s t r i c t e d . , , . . , , . . . . .P e r ma n e n t l y r e s t r i c t e d " " "m2 6Or ga n i z a t i o n s t h a t d o n o t f o l l o w SFAS 1 1 7 ,

, ~ c h e c k h e r e a n d c o mp l e t e l i n e s 2 7 t h r o u gh 7 1 . " X` 0 2 7 Ca pi t a l s t o c k , Ws t p r i n c i p a l , a u r r e n t f u n ds . , , , , . . . 326d 2 8 P a i d i n o r c a p i t a l s u r p l u s , o r L a n d , d d g a n d e q u i p me n t f u n d , , , ,h 2 9 Re t a i n e d e a r n i n g s a c c u mu l a t e d i n c o me md w w n e n 4 a i h e r f u n d sa 0 T ot a l n e t a s s e t s o r f u n d b a l a n c e s ( s e e p a g e 1 7 o f t h edz I n s t r u c t i o n s ) , _ _ , , , , , , , , , , 326

3 7 T ot a l l i a b i l i t i e s a n d n e t a s se t s / f u n d b a l a n c es ( s e e g a p e 1 7 o ft h e i n s t r u c t i o n s ) 3 2 6

A n a l y s i s o f C h a n g e s i n Ne t As s e t s o r F u n d Ba l a n c esi T o t a l n e t a s s e t s o r f u n d b a l a n c e s a t b e g i n n i n g o f y e a r - P a r t I I , c o l u mn ( a ) , l i n e 3 0

( mu s t a gr e e w i t h e nd - o f - y e a r f i g u r e r e p or t e d o n p o o r y e a r s r e t u r n ) 1 3 2 6 , 8 1 4 . 9 862 En t e r a mo u n t f r o m P ar t I , l i n e 2 7 a 2 1 5 3 3 4 8 0 8 03 Ot h e r i n c r e a se s n o t i n c l u d e d i n l i n e 2 ( Re m e ) " 3d Ad d l i n e s t , 2 , a n d 3 , . . . , , , , . , , , , _ 4 4 - 8 0 , 1 6 - 3 , 0 665 De c r e a s e s n o t i n c l u de d i n l i n e 2 ( i t e m i z e ) " 56 T o t a l n e t a s s e t s o r f u n d b a l a n c e s a t e n d o f e a r l i n e 4 m n us l i n e 5 P a r t I I c o l u mn b l i n e 3 0 6 480 163 066

F o r m 9 9 0 - P F ( z o oJ S A1 E 1 4 2 0 3 0 0 0

SA0643 E299 1 1/ 0 5/ 2 00 2 17 26 33 V0 1 - 7 7 4 5 7 7 8 4

r ormvar r r ~cw ~At t a c he d s c h e d ul e s a n d a mo u n t s i n t h e

Bal a n c e Sh e e t s d e s c r i p t i o n c o l u mn s h o u l d De l a , _ . . .1 C a s h - n o Mn t e r e s t - b e an n g _ ,2 S a v i n g s a n d t e mp o r a r y c a s h i n v e s t m e n t s3 Ac c o u n t s r e c e i v a b l e 1 1 1 '

L e s s a l l o wa n ce f o r d o u b t f u l a c c o un t s 1s P l e d ge s r e c e r r a b l e

L e s s a l l o wa n c e f o r d o u b t f u l a c c o un t s5 Gr a n t s r e c e i v a b l e6 Re c e r v a b l e s d u e f r o m o f f i c e r s , d i r e c t o r s , t r u s t e e s . a n d o t h e r

d i s q u a l i f i e d p e r s o n s ( a t t a c h s c h e d u l e ) ( s e e p a g e 1 5 0 l t h e u u l + u c u o r s )7 Ot h e r n o t e s a n d l o an s r e c e i v a b l e ( a t t a c h s c h e du l e ) 1

L e s s a l l o wa n c e f o r d o u b H u l a c c o un t s 18 I n v e nt o n es f w s a l e o r u x9 P r e p a i d e x p e n s e s a n d d e f e r r e d c h a r g e s

1 0 a I n v e s t m e n t s - U S a n d s l a t e g o v e r n me n t o b l i g a t i o n s ( a t t a cS9 Mu l t jb I n v e s t me n t s - c o r po r a t e s t o c k ( a t t a c h s c h e du l e ) $T4T 7c I n v e s t me n t s - c o r po r a t e b o n d s ( a t t a c h s c h e du l e ) , , .

1 1 I n v e s t me n t s - I a n G , b u i l d i n g sa n d e q u i p me n t b a s i s - - - - -______________L e s s a c c u mu l a t e d d ep r e c at i o n( a t t a c h s c h e d u l e ) ___________________7 2 I n v e s t me n t s - mo r t g a ge b a n s , , _ _ , , , , , , ,7 3 I n v e s t me n t s - o t h e r ( a t t a c h s c h e du l e ) , , , , , , , ,1 4 L a n d , b u i l d i n g s , a n d STMT 1 0 . 643 5 9 7e q u i p me n t b a s i s __________, __L e s s a c c u m u l a t e d d e p r e c i a t i o n l ~ 192, 963 .( ( a t t a c h s c h e d u l e )

5 Ot h e r a s se t s ( d e un b e l l ~ )1 6 T ot a l a s se t s ( t o b e c o mp l e t e d b y a l l f l i e r s - s e e g a p e 1 6 0 l

1 7 Ac c o u nt s p ay a b l e a n d a c c r u e d e x p e n s e s1 8 Gr a n t s p ay a b l e , , , , _ ,1 9 De t e r r e d r e v e nu e , , , , , . , ,2 0 L o a n s f r o m o f f i c e r s d i r e c t o r s V us i e e s a n d o t h e r d i s q u a l i f i e d p e r s o n s2 1 Mo r t g a ge s a n d o t h e r n o t e s p ay a b l e ( a t t a c h s c h e du l e ) , , , ,2 2 Ot h e r i a b i l i t i e s ( d es c n b e 1 1 1 ~ )


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) m l e t e o n l y f o r a s s e t s s ho wi n g ga i n i n c o l u mn h and owned b t h e f o un da t i o n o n 1( Q FMV a s o f 1 2 / 3 1 / 6 9 ( j ) Ad j u s t e d 6 a s t s ( k ) E x c e s s o f c o l ( Qa s o f 1 2 / 3 1 / 6 9 o v e r c o l ( 7 ) , d a n y

( p Ga ms ( C o l ( h ) g a m mi n u sc o l ( k ) , b u t n o t l e s s t h a n - 0 - ) o rL o s s e s ( f r o m c d ( h ) )

Was t h e o r g a n i z a t i o n l i a b l e f o r t h e s e c t i o n 4 9 4 2 t a x o n t h e d i s t r i b u t a b l e amou nt o f a n y y e a r i n t h e b a s e p e r i o d ? . , . .0e s OX NI f " Y e s , " t h e o r g a n i z a t i o n d o e s n o t q u a l i f y u n d e r s e c t i o n 4 9 4 0 ( e ) Do n o t c o mp l e t e t h i s p a r t1 E n t e r t h e a p p r o p r i a t e amou nt i n e a c h c o l u mn f o r e a c h y e a r , s e e p a g e 1 8 o f t h e i n s t r u c t i o n s b e f o r e ma k i n g a n y e n t r i e s

4 E n t e r t h e n e t v a l u e o f n o n c h a n t a b l e - u s e a s s e t s f o r 2 0 0 1 f r o m P a r t X , l i n e 5 , ,S M u l t i p l y l i n e 4 b y l i n e 3 _ _ , . , . . . S I 16 En t e r 1 . 6 o f n e t i n v e s t me n t i n c o me ( 1 h o f P a r t I , l i n e 2 7 b ) . . . . . . . . . . .7 Ad d l i n e s 5 a n d 68 E n t e r q ua l i f y i n g d i s t r i b ut i o ns f r o m Pa r t X I I , l i n e 4 . . ~ - ~ . . . . ~ ~ ~ ~ I 8 1 34 , 4 98 , 033

I I On e 8 i s e q u a l t o o r g r e a t e r t h a n l i n e 7 , c h e r J i t h e Oo K mP a r t V I t i n e 1 b a n d c o mp l e t e I h a i p a d s n u g a 1 % a i , r a t e Se e t h e P a r t V I i n s t r u c t i o n sma g e 7 8w, o 0 o F o r m 990- PF ( 2 0 0SW064 3 E299 1 1 / 05 / 2 002 1 7 2 6 33 V01- 7 745778 5

a c q u i r e d ( c ) Da l e ( d ) Da l e s o l> a t n c n a s e a c qu i r e d ( mo , d a y . n. t i _ . . . _ _ ( mo d a Y . n

( h ) Ga i n o r ( l o s s )( e ) p l u s ( I ) m n us ( g )

I f g a i n , a l s o e n t e r ~ n P a r t I , l i n e 72 C a p i t a l gam n e t i n c o me o r ( n e t c a p i t a l l o s s ) { I f ( l o s s ) , e n t e r - 0 - i n P ar t 1 , l i n e 7 } 2 176 653 4 8 2 .3 Ne t s h o r t - t e r m c a p i t a l g a i n o r ( l o s s ) a s d ef i n ed i n s e c t i o n s 1 2 2 2( 5 ) a n d ( 6 )

I f g a i n , a l s o e n t e r i n Pa r t I , l i n e 8 , c o l u mn ( c ) ( s ee p a g e s 1 3 a n d 1 7 o f t h e i n s t r u c t i o n s ) l rI f l o s s , e n t e r - 0 - i n P ar t I , l i n e 8 , 3

Qu a l i f i c at i o n Under S e c t i o n 4940 ( e ) f o r Reduc ed Tax o n N e t I n v e s t me n t I n co me( F o r o p t i o n a l u s e 6 y d o me s t i c p r i v a t e f o un da t i o n s s ub j e c t t o t h e s e c t i o n 4 9 4 0 ( a ) t a x o n n e t i n v e s t me n t i n c o me )I f s e c t i o n 4 9 4 0 ( d ) ( 2 ) a p p l i e s , l e a v e t h i s p a r t b l a n k

1 b ) ( C )B a s e p e r i o d y e a r s C a l e n d a r y e a ro r f a x e a r l o o m i n A d j u s t e d q u a l R y i n g a r s N b WOn s N e t v a l u e o f n a n c h a r i l a b l e a r s e r i o t s2000 19 , 8 4 7 , 006- 700 8 8 5 994 .1 9 9 9 1 3, 303, 4 07 ~ 446, 1 5 , 2 04 .1 9 9 8 9, 1 85 , 2 67 . 261, 1 8 , 6 43 .1 9 9 7 3 . 4 11 . 088 1 8 6 . 900, 4 2 3

2 T o t a l o f l i n e 1 , c o l u mn ( d ) . . . . . . . . . . . . . . . . .3 Av e r a ge d i s t r i b u t i o n r a t i o f o r t h e 5 - y e a r b a s e p e r i o d - d i v i d e t h e t o t a l o n t i n e 2 b y 5 , o r b yt h e n u mb e r o f y e a r s t h e f o u n d a t i o n h a s b e e n i n e x i s t e n c e d e s s t h a n 5 y e a r s , , ,

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t o a l l y e a r s l i s t e d , a n s w e r " No " a n d a t t a c h s t a t e me n t - s e e p a g e 1 9 o f t h e i n s t r u c t i o n s ) " .c I f t h e p r o v i s i o n s o f s e c t i o n 4 9 4 2 ( a ) ( 2 ) a r e b e i n g a p p l i e d t o a n y o f t h e y e a r s l i s t e d i n 2 a , l i s t t h e y e a r s h e r e

7 a D i d t h e o r g a n i z a t i o n h o l d mo r e t h a n a 2 6 d i r e c t o r i n d i r e c t i n t e r e s t i n a n y b u s i n e s se n t e r p r i s e a t a n y t i m e d u r i n g t h e y e a r ? , , , , , , , , , , , ae s E] No

b I I " Y e s , " d i d i t h a v e e x c e s s b u s i n e s s h o l d i n g s i n 2 0 0 1 a s a r e s u l t o f ( 1 ) a n y p u r c h a s e b y t h e o r g a n i z a t i o no r d i s q u a l i f i e d p e r s o n s a f t e r Ma y 2 6 , 1 9 6 9 , ( 2 ) t h e l a p s e o f t h e 5 - y e a r p e r i o d ( o r l o n g e r p e r i o d a p p r o v e db y t h e C o mmi s s i o n e r u n d e r s e c t i o n 4 9 4 3 ( c ) ( 7 ) ) t o d i s p o s e o f h o l d i n g s a c q u i r e d b y g i f t o r b e q u e s t , o r ( 3 )t h e l a p s e o f t h e 7 0 - , 1 5 - , o r 2 0 - y e a r f i r s t p h a s e h o l d i n g p e r i o d ? ( Us e S c h ed u l e C , F or m 4 7 2 0 , t o d e t e r m i n et / t h e o r g a n i z a t i o n h a d e x c e s s b u s i n es s h ol d i n g s i n 2 0 0 ) . . . . . . . . . . . . . . . . - - - " " " " . . .

42 Di d t h e o r g an i z a t i o n i n v e s t d u r i n g t h e y e a r a n y a m o u n t i n a m a n n e r t h a t wo u l d j e o p a r d i z e i t s c h a r i t a b l e p ur p o s es ' ! . . .b Di d t h e o r g an i z a t i o n mak e a n y i n v e s t me n t i n a p r i o r y e a r ( b u t a f t e r D e c e m b e r 3 1 , 1 9 6 9 ) t h a t c ou l d j e o p a r d i z e i t s c h a r i t a b l e

p u r p o s e t h a t h a d n o t b e e n r e mo v e d f r o m j e o p a r d y b e f o r e t h e f i r s t d a y o f t h e t a x y e a r b e gi n ni n g i n 20017 . . . . . . . .5 a Du r i n g t h e y e a r d i d t h e o r g an i z a t i o n p a y o r i n c ur a n y a m o u n t t o

( 1 ) Ca r r y o n p r o p a g an d a , o r o t h e r w i s e a t t e mp t t o i n f l u en c e l e g i s l a t i o n ( s e d a n 4 9 4 5 ( e ) ) 7 0e s aNo( 2 ) I n f l u en c e t h e o u t c o me o f a n y s p e c i f i c p u b l i c e l e c t r o n ( s e e s e c t i o n 4 9 5 5 ) , o r t o c a r r y

o n , d i r e c t l y o r i n d i r e c t l y , a n y v o t e r r e g i s t r a t i o n d r i v e ? , , , , , , , , , Ye s XNo( 3 ) Pr o v i d e a g r a n t t o a n i n d i v i d u a l f o r t r a v e l , s t u d y , o r o t h e r s i m i l a r p u r p o s e s ? ee s 8X No( 4 ) Pr o v i d e a g r a n t t o a n o r g a ni z a t i o n o t h e r t h an a c h a r i t a b l e , e t c , o r g a n i z a t i o n d e s c n b e d

i n s ec t i o n 5 0 9 ( a ) ( 1 ) , ( 2 ) , o r ( 3 ) , o r s e c t i o n 4 9 4 0 ( d ) ( 2 ) ? , , , , , , , _ , EYe sao( 5 ) Pr o v i d e f o r a n y p u r p o s e o t h e r k h a n r e l i g i o u s , c h a r i t a b l e , s c i e n t i f i c , l i t e r a r y , o r

e d u c at i o na l p u r p o s e s , o r f o r t h e p r e v en t i o n o f c r u e l t y t o c h i l d r e n o r a n i ma l s ? ae s EZNob I I a n y a n s we r i s " Ye s " t o S a ( 1 ) - ( 5 ) , d i d a n y o f t h e t r a n sa c t i o ns t a i l t o q u a l i f y u n d e r t h e e x c e pt i o ns d e sc r i b e d i n

Re gu l a t i o ns s e c t i o n 5 3 4 9 4 5 o r i n a c u r r e n t n o t i c e r e g ar d i n g d i s a s t e r a s si s t a n ce ( s e e p a g e 2 0 o f t h e i n s t r u c t i o n s ) ? 5Or g a n i z a t i o ns r e l y i n g o n a c u r r e n t n o t i c e r e g ar d i n g d i s a s t e r a s s i s t a n c e c h e c k h e r e . . . l l ~ 1: 1

c I f t h e a n s w e r i s ' Ye s ' t o q u es t i o n S a ( 4 ) , d o e s t h e o r g a n i z a t i o n c l a i m e x e mp t i o n f r o m t h et a x b e c a u s e i t ma i n t a i n ed e x pe nd i t u r e r e s p o n s i b i l i t y f o r t h e g r a nt ? NBAae s 1: 1 NoI f * Y es , " a t t a c h t h e s t a t e me n t r e q u i r e d b y Re gu l a t i o ns s e c t i o n 5 3 4 9 4 5 - 5 ( d )

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( 1 ) E n g a g e i n t h e s a l e o r e x c h a n g e , o r l e a s i n g o f p r o p e r t y w i t h a d i s q u a l i f i e d p e r s o n ? E] Ye a F1( 2 ) B o r r o w m o n e y f r o m , l e n d m o n e y t o , o r o t h e r w i s e e x t e n d c r e d i t t o ( o r a c c e p t i t f r o m )

a d i s q u a l i f i e d p e r s o n ' ! . . . . . . . . . . . . . . . . . Ye s X No( a ) F u r n i s h g o o d s , s e r v i c e s , o r f a c i l i t i e s t o ( o r a c c e p t t h e m f r o m ) a d i s q u a l i f i e d p e r s o n ? . Ye s X No( 6 ) Pa y c o mp e ns a t i o n t o , o r p a y o r r e i m b u r s e t h e e x p e n s e s o f , a d i s q u a l i f i e d p e r s o n ? "q s No( 5 ) T r a n s f e r a n y i n c o me o r a s s e t s t o a d i s q u a l i f i e d p e r s o n ( o r m a k e a n y o f e i t h e r a v a i l a b l e

f o r t h e b e n e f i t o r u s e o f a d i s q u a l i f i e d p er s o n) ? . . . . . 0e s oX No( 6 ) A gr e e t o p a y mon ey o r p r o p er t y t o a g o v e r n me n t o f f i c i a l ? ( E x c e pt i o n Check " N o '

i f t h e o r g a ni z a t i o n a g r e e d t o mak e a g r a n t t o o r t o e mp l o y t h e o f f i c i a l f o r a p e r i o da f t e r t e r m n a t i o n o f g o v e r n me n t s e r v i c e , i f t e r m n a t i n g w i t h i n 9 0 d a y s ) " " " " " " .ae saa

b I f a n y a n s we r i s " Ye s ' t o 1 a ( 1 ) - ( 6 ) , d i d a n y o f t h e a c t s t a i l t o q u a l i f y u n d e r t h e e x c ep t i o ns d e s c n b e d i n Re gu l a t i o nss ec t i o n 5 3 4 9 4 1 ( d ) - 3 o r i n a c u r r e n t n o t i c e r e g a r d i n g d i s a s t e r a s s i s t a n c e ( s e e p a g e 1 9 0 l t h e i n s t r u c t i o n s ) ?Or g a n i z a t i o ns r e l y i n g o n a c u r r e n t n o t i c e r e g ar d i n g d i s a s t e r a s s i s t a n c e c h e c k h e r e . . . . ~~

c D i d t h e o r g a n i z a t i o n e n g a g e i n a p r i o r y e a r i n a n y o f t h e a c t s d e s c r i b e d i n 1 a , o t h e r t h a n e x c e p t e d a c t s ,t h a t we r e n o t c o r r e c t e d b e f o r e t h e f i r s t d a y o f t h e t a x y e ar b e gi n ni n g i n 2 0 0 1 7 . . . . . . . . .

2 T a x e s o n f a i l u r e t o d i s t r i b u t e i n c o me ( s e c t i o n 4 9 4 2 ) ( d o e s n o t a pp l y f o r y e ar s t h e o r g a n i z a t i o n "a a p r i v a t eo p e r a t i n g f o u n d a t i o n d e f i n e d i n s e c t i o n 4 9 4 2 0 ( 3 ) o r 4 9 4 2 Q ) ( 5 ) )

a A t t h e e n d o f t a x y e a r 2 0 0 1 , d i d t h e o r g a n i z a t i o n h a v e a n y u n d i s t r i b u t e d i n c o me ( l i n e s 6 da n d 6 e , P a r t X I I I ) f o r t a x y e a r s ) b e gi n ni n g b e f o r e 20077 . . . . . 1 - 1 Ye s ~X NoI f " Y e s , " l i s t t h e y e a r s " __________ . _________ . _b A r e t h e r e a n y y e a r s l i s t e d i n 2 a f o r wh i c h t h e o r g a n i z a t i o n i s n o t a pp l y i n g t h e p r o v i s i o ns o f s ec t i o n 4 9 4 2 ( a ) ( 2 )( r e l a t i n g t o i n c o r r e c t v a l u a t i o n o f a s s et s ) t o t h e y e a r ' s u n d i s t r i b u t e d i n c o me s ( I I a p p l y i n g s e c t i o n 4 9 4 2 ( a ) ( 2 )

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d i s t r i b u t i o n t e s t ( a t t a c h t h e r e q u i r e d s c h e du l e ) . _ 1 b NOQual i f y i ng d l s t n but l ons . Add l i n e s 1 a t h r o u gh 3 b E nt e r h e r e a n d o n P a r t V , l i n e 8 and P a r t X 1 1 1 , l i n e 4 4 34 498 03Or g an i z a t i o ns t h a t q u a l i t y u n d e r s e c t i o n 4 9 40 ( e ) f o r t h e r e du c ed r a t e o f t a x o n n e t i n v e s t me n ti n c o me E nt e r 1 . 6 o f P a r t I , l i n e 2 7 b ( s ee p a g e 2 4 o f t h e i n s t r u c t i o n s ) . _ . . _ S 1 , 9 2 7 , 0 31Ad j u st e d q ual i f y i ng d i s t r i b u t i o n s S ub t r a c t l i n e 5 f r o m t i n e 4 6 32 , 571 , 0 0 2No t e T h e amount o n l i n e 6 w r i t b e u s e d i n P a r t V , c o l u mn ( 6 ) i n s u b s e q u e n t y e ar s w h e n c a l c u l a t i n g wh e t h e r h e l o u n d a UO nq ue hf i e s f o r t he s e c t i o n 4 9 40 ( e ) r e d uc t i o n o f t a x i n t h os e y e ar s

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f i Ne t r e n t a l i n c o me o r ( l o s s ) f r o m p e r s o n a l p r o p e r t y7 Ot h e r i n v e s t me n t i n c o me8 G a i n o r ( l o s s ) f r o m a l e s M a s s e s a v e r t h a n i n v e n t o r y 1 8 1 7 6 , 65 3 , 48 29 N e t i n c o me o r ( l o s s ) f r o m s p e c i a l e v e n t s , ,

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0 4- 2 6 - 9 4 0 6- 1 2 - 0 1 7 5 , 0 00 I NT L BUSI NESS 9 6 7 , 9 6 8 7 5 8 , 7 7 5 , 0 00 0 0 7 , 8 0 7 , 0 3 1 2 5MACHI NES CORP

0 4- 2 6 r 9 4 0 6 - 1 2 - 0 1 1 7 , 0 0 0 I NTLBUSI NFSS 2 1 9 , 4 0 62 5 1 , 9 9 1 , 0 4 00 0 1 , 7 7 1 , 6 3 3 7 5MACHI NES CORD

0 d - 0 6 - 9 5 0 6- 1 2 - 0 1 4 8 , 0 0 0 MTI . BUSWESS 9 8 4 , 0 0 0 00 5 , 6 2 1 , 7 6 0 0 0 4 6 3 7 , 7 6 0 00MACHI NES CORD0 4- 0 6 - 9 5 0 6 - 1 2 - 0 1 6 8 , 0 0 0 I MLBUSI NESS 1 , 3 9 4, 0 0 0 0 0 7 , 9 73 , 0 00 0 0 6 , 5 7 9 , 0 0 0 0 0MACHI NES CORP

1 2 - 0 3 - 9 0 0 6 - 1 2 - 0 1 5 3 , 9 5 0 AMERI CAN EXPRESS CO 3 0 7 , 4 8 6 9 0 2 . 2 6 3 , 2 0 2 5 0 1 , 9 5 5 , 7 1 5 6 01 2 - 0 3 - 9 0 0 6- 1 2 - 0 1 1 6 , 8 5 0 AMERI CAN EXPRESS CO 9 6 , 0 3 6 2 3 7 0 4, 3 3 0 0 0 6 0 8 , 2 9 3 7 70 6 - 0 9 - 9 3 0 6- 1 2 - 0 1 1 7 , 2 5 0 AMERI CAN EXPRESS CO 1 4 2 , 0 8 2 5 0 7 2 1 , 0 5 0 0 0 5 7 8 , 9 6 7 5 00 7 - 1 3 - 9 3 0 6- 1 2 - 0 1 1 5 , 9 0 0 AMERI CAN EXPRESS CO 1 4 4 , 9 9 4 7 5 6 6 4, 6 2 0 0 0 5 1 9 , 6 2 5 2 50 4- 0 4- 9 1 0 6 - 2 1 - 0 1 1 , 2 4 8 1 P MORGAN CHASE& 6 , 0 5 0 00 5 8 , 5 3 1 2 0 5 2 , 4 8 1 2 0

CO0 4 - 0 9 - 9 1 0 6 - 2 1 - 0 1 1 , 2 0 0 1 P MORGAN CHASE & . 6 , 8 5 00 0 5 6 , 2 8 0 0 0 4 9 , 4 3 0 0 0CO

0 1 - 0 9 - 9 1 0 6- 2 1 - 0 1 1 , 2 0 01 P MORGANCHA SE & 6 , 8 5 0 0 0 5 6 , 2 8 0 0 0 4 9 , 4 3 0 00CO

0 1 - 0 9 - 9 2 0 6- 2 1 - 0 1 4 , 0 5 0 1 P MORGAN CHASE & 2 9 , 8 6 8 7 5 1 8 9 , 9 4 5 0 0 1 6 0, 0 7 6 2 5CO

0 4 - 0 4 - 9 5 0 6- 2 1 - 0 1 4 2 , 4 0 0 f P MORGAN CHASE & 4 7 3 , 9 5 2 3 1 1 , 9 8 8 , 5 6 0 0 0 1 , 5 1 4 , 6 1 7 6 9CO

0 4- 0 4- 9 5 0 6 - 2 1 - O I 5 1 , 2 0 0 1 P M0 RGAN CHASE & 5 7 2 , 3 0 7 6 9 2 , 4 06 , 4 0 0 0 0 1 , 8 3 4, 0 9 2 3 1CO

0 4 - 0 4 - 9 5 0 6- 2 1 - 0 1 7 4 , 8 0 0 1 P MORGAN CHASE & 8 3 3 , 1 0 8 9 7 3 , 5 1 5 , 6 0 0 0 0 2 , 6 8 2 , 4 9 1 0 3CO

0 4 . 0 4 - 9 5 0 6- 2 1 - 0 1 5 0 , 0 0 0 J P MORGAN CHASE& 5 5 6 , 8 9 1 0 3 2 , 3 3 7 , 5 00 0 0 1 , 7 8 0 , 6 0 8 9 7CO


15/48

Open C l o s e C o s t Ga i n Or L o s sDa t e Da t e Q u a n t i t y S e c u r i t y B a l l s P r o c e e d s S h o r t Te r m L o n g Te r m0 4 - 0 2 - 9 1 0 6 21 - 0 1 6 2 4 MORGANSTANLEY 6 . 0 4 50 0 4 0, 3 7 2 8 0 3 4 , 3 2 7 8 0DEAN W TTER&CO1 6 9 2 0 6 21 - 0 1 9 , 3 6 4 MORGANSTANLEY 9 0 , 7 1 3 7 5 6 05 , 8 5 0 8 0 5 1 5, 1 3 7 05DEAN W TTER&CO1 2- 3 1 - 9 2 0 6 - 2 8 - OV 2 0 0, 0 0 0 ORACLE CORPORATI ON 1 2 3 , 4 5 6 7 9 3 , 9 00 , 0 0 0 0 0 3 , 7 7 6 , 5 4 3 2 11 2- 3 1 - 9 2 0 6 - 2 8 - 0 1 2 3 0 , 0 0 0 ORACLE CORPORATI ON 1 4 1 , 9 7 5 3 1 4 , 4 5 0, 5 00 0 0 4 , 3 0 8 . 5 2 4 6 91 2- 3 1 - 9 2 0 6 - 2 8 - 0 1 1 2 5, 0 0 0 ORACLE CORPORATI ON 7 7 , 1 6 0 4 9 2 , 3 7 5 , 0 00 0 0 2 , 2 9 7 , 8 3 9 5 11 2 3 1- 9 2 0 6 - 2 8 - 0 1 3 2 1 . 0 0 0 ORACLE CORPORATI ON 1 9 8 , 1 4 8 15 6 , 0 5 7 , 2 70 0 0 5 , 8 5 9 , 1 2 1 BS1 2 - 3 1 - 9 2 0 6 - 2 8 - 0 1 1 5 0, 0 0 0 ORACLE CORPORATI ON 9 2, 5 92 5 9 2 , 8 1 2 , 5 0 0 0 0 2 , 7 19 , 9 07 4 11 2 - 3 1 - 9 2 0 6 - 2 8 - 0 1 1 6 5 . 0 0 0 ORACLE CORPORATI ON 1 0 1 . 8 5 1 8 5 3 , 0 85 , 5 00 0 0 2 , 9 83 . 6 4 8 1 51 2 - 3 1 . 9 2 0 6 - 2 9 A1 2 0 0 . 0 0 0 ORACLE CORPORATI ON 1 2 3 , 4 5 6 7 9 3 , 9 50 , 0 0 0 0 0 3 , 8 2 6 . 5 4 3 2 11 2- 3 1 - 9 2 0 6 - 2 9 - 0 1 2 2 5, 0 0 0 ORACLE COPPORATTON 1 3 8 , 8 8 8 8 9 4 , 4 3 2, 5 00 0 0 4 , 2 9 3 , 6 1 1 1 I1 2 - 3 1 - 9 2 0 6 - 2 9 - 0 1 3 9 . 7 00 ORACLE CORPORATI ON 2 4 , 5 0 6 1 7 7 7 8 , 9 1 4 0 0 7 5 4, 4 07 8 31 2 - 3 1 - 9 2 0 6 - 2 9 - 0 1 1 7 0, 3 0 0 ORACLE CORPORATI ON 1 0 5 , 6 4 9 0 7 3 , 3 41 , 2 8 6 0 0 3 , 2 3 5 . 6 3 6 9 31 2 - 3 1 - 9 2 0 6 - 2 9 - 0 1 1 7 5 , 0 0 0 ORACLE CORPORATI ON 1 0 8 , 5 6 4 81 3 , 4 2 1, 2 5 00 0 3 , 3 12 , 6 85 1 91 2 3 1- 9 2 0 6 - 2 9 - 0 1 1 9 5, 0 0 0 ORACLE CORPORATI ON 1 2 0 , 9 7 2 2 2 3 , 8 0 0, 5 50 0 0 3 , 6 79 , 5 7 7 7 81 2 - 3 1 - 9 2 0 6 - 2 9 - 0 1 2 0 4, 0 0 0 ORACLE CORPORATI ON 1 2 6 , 5 5 5 5 6 3 , 9 57 , 6 00 0 0 3 , 8 3 1, 0 44 4 41 2 - 3 1 - 9 2 0 6 - 2 9 - 0 1 2 6 2, 0 0 0 ORACLE CORPORATI ON 1 6 2 , 5 3 7 0 4 5 , 0 7 4, 9 40 0 0 4 , 9 12 , 4 02 9 6. 9 5 0 7 - 0 2 - 0 1 5 0 . 0 0 0 ADOBE SYSTEMS RJ C 5 9 6, 8 7 5 00 2 , 3 7 6 , 0 00 0 0 1 , 7 7 9 , 1 2 5 0 00 7 - 0 2 - 0 1 4 7 . 4 0 0 ADOBE SYSTEMS I NC 5 18 , 0 8 7 5 0 2 , 0 6 1, 5 00 0 0 1 , 5 4 3 , 4 1 2 5 03 4 . 0 6 - 9 5 0 7 - 0 2 - 0 1 3 1 , 6 00 ADOBE SYSTEMS I NC 3 7 8 , 2 1 2 5 0 1 , 5 0 1 , 0 0 0 0 0 1 , 1 2 2 , 7 8 7 5 0- 0 6- 9 5 0 7 - 0 2 - 0 1 4 8 , 4 0 0 ADOBES YS7 ' EMSQJ C 5 7 9, 2 8 7 50 2 , 2 9 3 , 1 9 2 0 0 1 , 7 1 3 , 9 0 4 5 01 2- 3 1 - 9 2 0 7 - 0 2 - 0 1 2 2 0, 0 0 0 ORACLE CORPORATI ON 1 3 6 , 4 8 1 4 8 4 , 3 4 5, 0 00 0 0 4 , 2 08 , 5 18 5 21 2 . 3 1 - 9 2 0 7 - 0 2 - 0 1 2 4 5 . 0 0 0 ORACLE CORPORATI ON 1 5 1, 9 9 0 7 4 4 , 8 0 6, 9 00 0 0 4 , 6 54 , 9 09 2 61 2 - 3 1 - 9 2 0 7 - 0 2 - 0 1 2 5 0, 0 0 0 ORACLE CORPORATI ON 1 5 5 , 0 9 2 5 9 4 , 9 00 , 0 0 0 0 0 4 , 7 4 4 , 9 0 7 4 11 2- 3 1 - 9 2 0 7 - 0 2 - 0 1 1 7 9 , 0 0 0 ORACLE CORPORATI ON 1 1 1, 0 4 63 0 3 , 5 03 , 0 30 0 0 3 , 3 9 ( , 9 8 3 7 01 2 - 3 1 - 9 2 0 7 - 0 2 - 0 1 1 8 5 , 0 0 0 ORACLE CORPORATI ON 1 1 4 , 7 6 8 5 2 3 , 6 09 , 3 5 0 0 0 3 , 4 9 4 , 5 8 1 4 81 2 - 3 1 - 9 2 0 7 - 0 2 - 0 1 1 9 9 . 0 00 ORACLE CORPORATI ON 1 2 3 , 4 5 3 7 0 3 , 8 7 4, 5 3 0 0 0 3 , 7 5 1, 0 76 3 01 2 - 3 1 - 9 2 0 7 - 0 2 - 0 1 2 0 7 , 0 0 0 ORACLE CORPORATI ON 1 2 8 , 4 1 6 6 7 4 , 0 1 3 , 7 3 0 0 0 3 , 8 85 , 3 1 3 3 31 2 - 3 1 - 9 2 0 7 - 0 3 - 0 1 2 0 5 . 0 0 0 ORACLE CORPORATI ON 1 2 7 , 1 7 5 9 3 4 , 0 1 5, 9 50 0 0 3 , 8 88 , 7 74 0 71 2 - 3 1 - 9 2 0 7 - 0 3 - 0 1 2 2 0 . 0 0 0 ORACLE CORPORATI ON 1 3 6 , 4 8 1 4 8 4 , 2 7 2 , 4 0 0 0 0 4 , 1 3 5 . 9 1 8 5 21 2 - 3 1 - 9 2 0 7 - 0 3 - 0 1 2 7 5 . 0 00 ORACLE CORPORATI ON 1 7 0 , 6 0 1 8 5 5 , 3 3 5, 0 00 0 0 5 , 1 6 4 , 3 9 8 1 51 2 - 3 1 - 9 2 0 7 - 0 3 - 0 1 2 03 . 0 00 ORACLE CORPORATI ON 1 2 5, 9 3 5 1 9 3 , 9 28 , 0 50 0 0 3 , 8 0 2 , 1 1 4 8 11 2 - 3 1 - 9 2 0 7 - 0 3 - 0 1 1 9 0 . 0 00 ORACLE CORPORATI ON 1 17 , 8 7 03 7 3 , 6 48 , 0 00 0 0 3 , 5 3 0, 1 29 6 31 2 - 3 1 - 9 2 0 7 . 0 3 - 0 1 1 7 5, 0 00 ORACLE CORPORATI ON 1 0 8 , 5 6 4 81 3 , 3 68 , 7 5 0 0 0 3 , 2 60 , 1 85 1 91 2- 3 1 - 9 2 0 7 - 0 3 - 0 1 2 0 0, 0 0 0 ORACLE CORPORATI ON 1 2 4, 0 7 4 0 7 3 , 8 3 0, 0 00 0 0 3 , 7 05 , 9 25 9 31 2 - 3 1 - 9 2 0 7 - 0 3 - 0 1 2 1 0, 0 0 0 ORACLE CORPORATI ON 1 3 0 , 2 7 7 7 8 4 , 0 0 6, 8 00 0 0 3 , 8 7 6 , 5 2 2 2 20 9 - 2 5 - 9 2 0 7 - 0 5 - 0 1 6 9 . 4 7 5 CI TI GROUP I NC 2 47 , 4 5 3 5 7 3 , 6 82 , 1 7 5 0 2 3 , 4 3 4 , 7 2 1 4 51 2 - 2 6 - 0 0 0 7 - 0 5 - 0 1 3 0 , 5 2 5 CI TI GROUP I NC 1 9 9 , 1 7 5 6 3 1 , 6 1 7 , 8 2 4 9 8 1 , 4 1 8 , 6 4 9 3 51 2 - 2 6 - 0 0 0 7 - 0 5 - 0 1 5 3 , 9 7 4 C177GROUPWC 3 5 2, 1 8 0 3 6 2 , 8 5 2 , 5 2 5 9 0 2 , 5 0 0 , 3 4 5 5 41 2- 3 1 - 9 2 0 7 - 0 5 - 0 1 2 5 0 , 0 0 0 ORACLE CORPORATI ON 1 5 5 , 0 9 2 5 9 4 , 9 25 , 0 00 0 0 4 , 7 6 9 , 9 0 7 4 11 2- 3 1 - 9 2 0 7 - 0 S - 0 1 2 7 5, 0 00 ORACLE CORPORATI ON 1 7 0 , 6 0 1 8 5 5 , 4 03 , 7 5 0 0 0 5 , 2 3 3 , 1 4 8 1 51 2- 3 1 - 9 2 0 7 - 0 5 - 0 1 2 9 0, 0 0 0 ORACLE CORPORATI ON 1 7 9 , 9 0 7 4 1 5 , 6 78 , 2 00 0 0 5 , 4 9 8 , 2 9 2 5 91 2 - 3 1 - 9 2 0 7 - 0 5 - 0 1 7 8 , 2 00 ORACLE CORPORATI ON 4 8 , 5 1 2 9 6 1 , 5 2 7 , 2 4 6 0 0 1 , 4 7 8 , 7 3 3 0 40 6 - 1 6 - 9 3 0 7 . 0 5 - O 1 1 7 4 , 1 5 0 ORACLE CORPORATI ON 1 7 3 , 6 1 2 5 0 3 , 4 01 , 1 4 9 5 0 3 . 2 2 7 , 5 3 7 0 00 1 - 1 0 - 9 4 0 7 - 0 5 - 0 1 2 7 , 6 50 ORACLE CORPORATI ON 2 9 , 1 8 6 1 I 5 4 0 . 0 0 4 5 0 5 1 0, 8 1 8 3 90 1 - 1 094 0 7 - 0 5 - 0 1 8 , 8 00 ORACLE CORPORATI ON 9 , 2 8 8 89 1 7 1 , 3 3 6 0 0 1 6 2 , 0 4 7 1 10 6 - 0 1 - 9 4 0 7 - 0 5 - 0 1 1 0 , 1 2 0 ORACL. ECORPORATI ON 1 6 , 2 5 00 0 1 97 , 0 3 6 40 1 8 0, 7 8 64 0

REALI ZED GAI NS AND LOSSESTHE PI COWER FOUNDATI ON

Fr o m O / - 0 1 - 0 1 T h r o u g h 1 2 - 3 1 - 0 1


16/48

Open C l o s e C o s tDa t e Da t e Qu a U t y S e c u r i t y B a y s P r o c e e d s

0 5 - 3 1 - 0 1 0 7 - 2 6 - 0 1 2 , 2 2 3 F I DEL I T Y SPARTAN US 2 . 2 23 0 0 2 , 2 2 30 0TREASURY MONEYMARKET0 6 - 2 9 - 0 1 0 7 - 2 6 - 0 1 2 9 2 F I DEL I T Y SPARTAN US 2 9 2 0 0 2 9 2 0 0 0 0 0

TOTAL GA I N STOTAL LOSSES

TOTAL REALI ZED GA I N/ L OS S 1 7 6 , 6 5 3 , 4 8 2 4 3

3

TREASURY MONEYMARKET0 6 - 2 9 - O I 0 7 - 2 6 - 0 1 1 , 9 8 3 F I DEL I T Y SPARTAN USTREASURY MONEYMARKET0 7 - 0 3 - 0 1 0 7 - 2 6 - 0 1 2 0 8 F I DEL I T Y SPARTAN USTREASURY MONEYMARKET0 7 - 3 1 - 0 1 0 8 - 2 1 - 0 1 8 1 , 9 0 3 F I DEL I T Y SPARTANUSTREASURY MONEYMARKET0 7 - 0 3 - 0 1 0 9 - 0 4 - 0 1 2 9 2 F I DEL I T Y SPARTAN USTREASURY MONEYMARKET

0 7 - 3 1 - 0 1 0 9- 0 4 - 0 1 8 7 6 F I DEL I T Y SPARTAN USTREASURY MONEYMARKET

0 8 - 3 1 - 0 1 0 9- 0 4 - 0 I 6 , 4 4 4 F I DEL I T Y SPARTAN USTREASURYMONEYMARKE TO S - 3 1 - 0 1 0 9 - O d - 0 1 5 6 , 2 0 2 F I DEL I T Y SPARTAN USTREASURY MONEYMARKET0 9 - 2 8 - 0 1 1 0 - 0 1 - 0 1 2 6 4 F I DEL I T Y SPARTAN USTREASURY MONEYMARKET1 0 - 3 1 - 0 I 1 1 - 0 2 - 0 I 1 1 , 2 8 1 F I DEL I T Y SPARTAN USTREASURY MONEYMARKETI 1 - 3 0 - 0 1 1 2 - 0 3 - 0 1 8 8 , 2 0 1 F I DEL I T Y SPARTAN USTREASURY MONEYMARKET

REAL I ZED GAI NS AND L OSSESTHE PI COWER FOUNDATI ON

Fr o m 0 l - 0 1 - O 1 T h r o u g h 1 2 - 3 1 - 0 1Ga i n Or L o s s

S h o r t Te r m L o n g Te r m0 00

1 , 9 8 3 00 1 . 9 8 30 0 0 0 0

2 0 9 0 0 2 0 9 0 0 0 0 0

8 1 , 9 0 3 0 0 8 1 , 9 0 3 0 0 0 0 0

2 9 2 0 0 2 9 2 0 0 0 0 0

8 7 6 0 0 8 7 6 0 0 000

6 , 4 4 4 0 0 6 , 4 4 4 0 0 000

5 6 , 2 0 2 0 0 5 6 , 2 0 2 0 0 00 0

2 6 4 0 0 2 6 4 0 0 00 0

1 1 , 2 8 1 00 1 1 , 2 8 1 00 00 0

8 8 , 2 0 1 0 0 8 8 , 2 0 1 0 0 0 0 0

3 , 9 1 8 , 9 9 4 8 9 1 7 3 , 0 9 1 , 6 5 8 7 80 0 0 - 3 5 7 , 1 7 1 2 51 7 , 4 5 2 , 5 1 6 4 2 1 9 , 1 0 5 , 9 9 8 8 5 3 , 9 1 8 , 9 9 4 8 9 1 7 2 , 7 3 4 , 4 8 7 . 5 3


17/48


18/48


19/48

1 F 0 9 5 6 i 0 0 0SW0 6 4 3 E2 9 9 1 1 / 0 5 / 2 0 0 2 17 : 2 6 : 3 3 V0 1 - 7 7 4 5 7 7 8 2 6

F or m 2 2 2 0 2 0 0 1 P a qFTaTTRI ~_\ An n u a l i z e d I n c o me I n s t a l l me nt Me t h o d a nd / o r t h e Ad j u s t e d S e a s o n a l I n s t a l l me nt Me t h o d U n d e r Se c t i o n 6 6 5 5 ( e( s e e I n s t r u c t i o n s )Fo r m 1 7 2 0 S f i l e r s F o r l i n e s 2 , 7 4 , 1 5 , a n d 1 6 , b e l o w * t a x a b l e i n c o me r e f e r s t o e x c e s s n e t p as s i v e i n c o me o r t h e a m o u n t o n wh i c h t a xP a r t I - An n ua l i z e d I n c o me I n s t a l l me nt Me t h o d

F i r s t 2 1 F i r s t 3 1 F i r s t 6 1 F i r s t 92 En t e r t a xa bl e i n c o me f o r e a c h a nn ua l a l i o n

3 An nu al i z a t i o n a mo u n t s ( s e e i n s t r u c t i o n s )4 An n ua l i z e d t a xa bl e i n c o me M u l t i p l y l i n e 2

5 F i g u r e t he t a x o n t he a mo u n t ma c hc o l u mn o n l i n e 4 u s i n g t h e i n s t r u c t i o n s f o rF or m 1 1 2 0 , Sc h e du l e J , l i n e 3 o r t h ec o mp a r a bl e l i n e o f t he t a x r e t u r n 5

6 E n t e r o t h e r t a x e s f o r e a c h p a y me n t p e r i o d

8 Fo r e a c h p e r i o d , e n t e r t he s ame t y p e o fc r e d i t s a s a l l o we d o n F o r m 2 2 2 0 , t i n e s 4

9 T o t a l t a x a f t e r c r e d i t s S u b t r a c t t i n e 8 f r o m

1 2 Ad d t h e a mo u n t s i n a l l p r e c e d i n g c o l u mn s1 3 An n u al i z e d i n c o me i n s t a l l me n t s S u b t r a c t

l i n e 1 2 f r o m l i n e t 1 I f z e r o o r l e s s , e n t e r - 0 -f Y l 1 1 `MYJYi ICY JC05VI I d11115 1A11111C111 1Y1CY1VY J l i OUl I V1 1 7 VSCl I W / / I Cl l I UU V/ / I )a n y 6 c o n s e c u t i v e mo n t h s i s a t l e a s t 7 0 '. 6 Se e i n s t r u c t i o n s f o r mo r e i n f o r m a t i o n

F i r s t 3 1 F i r s t S I F i r s t B 1 F i r s t 1 17 4 En t e r t a x a b l e i n c o me f o r i h ef o l b wi n g pe r o Es

c Tax y e a r b eg i n n i n g i n 2 0 0 01 5 En t e r t a x a b l e i n c o me f o r e a c h p e r i o d f o r t h e a x

n r s x r o r s i a E n t i r e y e a hmo n t h s In r n

mo n t h s In s imo n t h s

7 6 En t e r t a x a b l e i n c o me f o r t h e o l l o w i n g p e n o d s

1 7 Di v i d e t h e a mo u n t i n e a c h c o l u mn o n l i n e1 4 a b y t h e a mo u n t i n c o l u mn ( d ) o n l i n e1 6 a

7 8 D i v i d e t h e amoun t i n e a c h c o l u mn o n l i n e1 4b b y t h e amoun t i n c o l u mn ( d ) o n l i n et 6 b

1 9 D i v i d e t h e amoun t i n e a c h c o l u mn a n l i n e1 4 c b y t h e amoun t i n c o l u mn ( d ) o n l i n e

F o r m2 2 2 0 ( 2 0 0


20/48

6

SW0643 E299 11 / 0 5/ 2 00 2 1 7 : 2 6 : 3 3 V01 - 7 745778 2 7

F i r s t 4 F i r s t 6 F i r s t 9mo n V t s mon t h s mo n t h s

l i n e s 7 7 t h r o u g h 1 9 20

Di v i d e l i n e ZO by 3 21

Di v i d e l i n e 1 5 b y i n e 2 1 22F i g u r e o ne t a x mme amwnt o n l i n e 22 u s i n gt he i ns t r u c t i on s l a F o r m 1 1 2 0 , Sc h e d ul e Jl i n e 3 ( o r t he c o mp a r a b l e l i n e a l t h e r e t u r n ) 23Di v i d e t h e a mo u n t i n c o l u mn s ( a ) t h r o u gh ( c ) onl i n e 1 6 a b y t he a mo u n t i n c o l u mn ( c l l r a n l i n e 1 6 a 24Di v i d e l i e amou nt i n c o l u mn s ( a ) t h r o u gh ( c ) onl i n e 1 6 b t h e a mo u n t i n c o l u mn d o n l i n e 7 6 b 25Dr v i E e t he a mo u n t i n c o l u mn s ( a ) t h r o u g h ( c ) onl i n e 7 6 c b t he a mo u n t i n c o l u mn d ) on l i n e 1 6c 26

Add l i n es 2 4 t h r o u g h 26 2

Di v i d e l i n e 2 7 b y 3 20M u l t i p l y t h e amoun t i n c o l u mn s ( a ) t h r o u g h ( c ) o f l i n e 2 3b y c o l u mn s ( a ) t h r o u g h ( c ) o f l i n e 2 8 I n [ d a mn ( d )e n t e r Me amoun t f r o m f i r e 2 3 c o l u mn ( d ) 29E nt e r o t h e r t a x e s f o r e a c h p a y me n t p e r i o d( s e e i n 9n x t n n s 30

T o t a l t a x Add l i n e s 29 a n d 30 3Fo r ea cn Pi l l e n t e r Nen m. t y p e o r c r e d ba a a l l wv e 0 a nF o r m 2 Y 7 0 l i n e a l 4 a n d ! 5 c ( s a e 32T o t a l l a x a f t e r c r e d i t s Su b t r a c t l i n e 32 h or nl i n e 3 1 I l z e r o v l e s s e n t e r-033Add t he a mo u n t s i n a l l p r e c e d i n g c o l u mn s a ll i n e 40 ( s e a i n s t r u c t i o n s ) 34Ad j u s t e d s e a s o n a l I n s t a l l me nt s Su b t r a c t l i n e 34t r a m l i n e 3 3 I f z em a l e s s e n t e r - 0 - 35I I I - Requ i r e d I n st a l l me nt s

1 s t 2nd 3r di n s t a l l me nt i n st a l l me nt i n st a l l me nt

a o n l y on e o f meMeo wP a r t s b c o n p l a t i l l e n t e rMe amou nt N e a c h c a l u mn hen we 1 3> r e e 3 5I t b o u t PamNmmpMMe n b e r me S ma l l e r Of t h ea mo u n t s l n e ac h c o l u mn t mm i n e t 3 I a a 35 36 77 , 041 . 31 , 030 . 1 219E n t e r 2 5%o f l i n e p o n Fa r e i o f F o r m 2 2 2 0 NnNc ol umn( N o t . ' L ~ r p ~ c a - p a e U wa ' a s s N~ l t i ^ ^ - " ^ - " b l r o f 0f o r t n e . mo u n u r o mt e r ) 37 4e1 7 . 5e . 481 758 . 481Su b t r a c t l i n e CO o f t h e P r e c e d i n g cd umn f r o m h n e3 9 o f t h e p r e c e d i n g c o l u mn 30 4 0 4 717 855 - 1Ad a l i n e s 97anaJe 39 481 758 . 886 475 . 1 337Re q ui r e d I n s t a l l me nt s E nt e r t h e s ma l l e r o f l i n e 36o r l i ne 3 9 he r e anCOnpage l d Fo r m 7 17 0f i r e 10 40 77.41 . 31 . 030_ 1 . 219 . .

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21/48

THE~PI COWER FOUNDATI ON 13 - 6927043

PENALTY " COMPUTATI ON DETAI L - FORM 2220

PENALTYAYS $

TOTAL UNDERPAYMENT PENALTY

SW0643 E299 1 1/ 0 5/ 2 00 2 1 7 . 2 6 : 3 3 VO1- 7 2845778

DATE PD UNDERPAYMENT BEG. DATE END DATE- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -QUARTER 3 , RATE PERI OD 2 ( 10/ 01/ 2001 - 1 2/ 3 1/ 2 00 1)

i i / z i / z o o i i , o a7, s z 7i o / o i / 2oo i i i / 2 i / 2 o o iTOTAL TO FORM 2220 , LI NE 24 , COLUMN C

5 1 7 1 0, 6 35 .1 0, 6 35 .

1 0, 6 35 .


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REVENUEAND NET ADJ USTED

EXPENSES I NVESTMENT NETPER BOOKS I NCOME I NCOME- - - - - - - - - - - - - - - - - - - - -

CHARI TPURPO

6 4, 2 74 .- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -TOTALS 6 4, 2 74 . NONE NONE

LEGAL FEES

SW06 4 3 E299 1 1/ 0 5/ 2 00 2 1 7 : 2 6 : 3 3 V0 1 - 7 7 4 5 7 7 8 STAT EMENT6

THE PI COWER FOUNDATI ON

FORM 990PF, PART I - LEGAL FEES

DESCRI PTI ON

1 3 - 6 9 2 7 04 3


23/48

1 3 - 6 9 2 70 4 3

REVENUEAND NET ADJ USTED

EXPENSES I NVESTMENT NET CHARI TPER BOOKS I NCOME I NCOME PURPO- - - - - - - - - - - - - - - - - - - - - - - - - -

1 , 2 00 .- - - - - - - - - - - - - - - - - - - - -- - - - - - - - - - - - - - - - - -, 2 00 . NONE NONE

SW0 6 4 3 E2 9 9 1 1 / 0 5 / 2 0 0 2 17 : 2 6 : 3 3 VO1- 7 17 STATEMENT4 5 7 7 8


FORM 990PF, PART I - ACCOUNTI NG FEES

DESCRI PTI ON

ACCOUNTI NG FEESTOTALS


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SW064 3 E2 9 9 1 1 / 0 5 / 2 0 0 2 1 7 : 2 6 : 3 3 V0 1 - 7 745778 1 8 STAT EMENT

THE PZCOWER FOUNDATI ON 1 3 - 6 9 2 7 04 3

FORM 990PF, PART I - OTHER PROFESSI ONAL FEES

REVENUEAND

EXPENSES CHARI TDESCRI PTI ON PER BOOKS PURP- - - - - - - - - - - - - - - - - - - - - - - -PROFESSI ONAL FEES 7 , 6 50 .CONSULT I NG FEES 36 , 000 .OUTSI DE SERVI CES 6 , 2 05 .- - - - - - - - - - - - - - - - -

TOTALS 4 9, 8 55 .


25/48

EXCI SE TAXESF I CASUI

1 9W0 64 3 E2 9 9 1 1 / 0 5/ 2 00 2 1 7 : 2 6 : 3 3 VO1- 7 STATEMENT45778


FORM 99 0PF, PART I - TAXES

DESCRI PTI ON

TOTAL S

REVENUEAND

EXPENSESPER BOOKS

4 , 6 41 , 3 43 .1 9 , 2 961 , 7 73- - - - - - - - - - - -

4 , 6 62 , 4 12 .

1 3 - 6 9 2 70 4 3

CHARIPURP


26/48

COMPUTER EXPENSEDATA PROCESSI NGDUES & SUBSCRI PTI ONSENTERTAI NMENT EXPENSEI NSURANCEMAI NTENANCE 6 REPAI RMESSENGER EXPENSEMI SCELLANEOUS EXPENSEMOVI NG EXPENSEOFFI CE EXPENSEOFFI CE SUPPLI ESPOSTAGEREGI STRATI ON b FEESTELEPHONE

SW0 6 4 3 E2 9 9 1 1 / 0 5 / 2 0 0 2 17 : 2 6 : 33 V0 1 - 7 7 4 5 7 7 8 2 0 STATEMENT 5

THE PZCOWER FOUNDATI ON

FORM 990PF, PART I - OTHER EXPENSES

DESCRI PTI ON

TOTALS

1 3 - 6 9 27 0 4 3

REVENUEAND

EXPENSES CHARI TABLEPER BOOKS PURPOSES- - - - - - - - - - - - - - - - -

1 4, 7 51 . 1 4, 7 51 , 4 53 . 1 , 4 5

4 1 2 . 4 11 , 5 98 . 1 , 5 9

2 5, 4 50 . 2 5, 4 53 , 4 16 . 3 , 4 11 , 6 26 . 1 , 62

6 2 . 61 4, 0 1 9 . 1 4, 0 13 2, 5 38 . 3 2, 5 31 5, 0 9 8 . 1 5, 0 9

1 9 5 . 1 92 , 0 25 . 2 , 0 2

34 3 . 34- - - - - - - - - - - - - - - - - - - - - -1 1 2, 9 86 . 1 1 2, 9 8


27/48

TOTALS

SW06 43 E2 9 9 1 1/ 0 5 / 2 0 02 1 7 : 2 6 : 3 3 V0 1 - 7 745778 2 1 STATEMENT 6

THE PI COWER FOUNDATI ONFORM 990PF, PART I I - U . S . AND STATE OBLI GATI ONS

DESCRI PTI ON

TREASURY BI LLS - GOLDMAN SACHSTREASURY BI LLS - B . MADOFF

1 3 - 6 9 2 70 4 3

ENDI NG ENDI NGBOOK VAL UE F ' MV- - - - - - - - - - - - -

7 86 , 4 06 . 7 88 , 2 72 .3 79 , 8 53 , 8 79 . 3 81 , 7 94 , 5 69 .- - - - - - - - - - - - - - - - - - - - - - - - - - -3 80 , 6 40 , 2 85 . 3 82 , 5 82 , 8 41 .


28/48

990PF, PART I I - CORPORATE STOCK

P ORT F OL I O A PP RA I S A LTHE PI COWER FOUNDATI OND , e c e r A b e r j l , 2 0 0 1

u n i t T o t a l Ma r k e t P e t . U n r e a l i z e dC a s t C o s t P r i c e V a l u e A s s e t s Ga I D/ L o w A n n u a l Ca rI n c o r n e Y i e l

2 6 9 5 1 , 1 1 3 , 0 3 5 0 0 0 2 6 64 , 3 7 8 7 0 5 6 , 1 6 8 0 0 5 40 0 8 4 8 0 , 0 60 0 0 0 1 4 1 8 , 7 5 0 0 0 7 , 6 8 0 0 0 15 9 1 0 I . M9 2 0 0 0 0 4 1 , 4 8 2 , 1 9 5 0 0 3 9 , 9 3 60 0 24 0 1 0 1 1 , 3 0 8 , 2 0 0 0 0 2 2 2 , 2 23 , 2 60 0 0 8 4 , 6 0 0 0 0 04 4 2 0 1 3 , 4 8 1 , 0 0 0 0 0 2 6 2 , 4 5 7 , 0 50 0 0 0 0 0 03 0 7 9 4 , 6 1 8 , 5 0 0 0 0 0 9 2 , 0 12 , 2 50 0 0 0 0 0 0

1 0 6 6 4 4 8 , 6 56 3 05 1 9 6 2 . 2 60 0 0

1 1 5 9 3 6 1, 7 2 5 0 03 2 2 2 9 , 0 8 4 , 9 4 0 0 03 6 1 6 1 1 , 0 2 9 , 9 5 0 0 01 7 3 7 2 , 6 0 6, 2 50 0 0

1 E 8 2 5 , 5 1 4 , 7 4 0 0 0 2 1 8 7 8 , 1 3 5 , 6 4 0 0 0 1 6 2 , 6 2 0 , 9 0 0 0 03 4 1 6 8 , 5 4 1 , 0 0 0 0 0 4 0 2 0 1 0 , 0 5 0 , 0 0 0 0 0 1 B 1 , 5 0 9 , 0 0 0 0 05 5 3 3 7 8 , 1 50 0 0 3 9 8 5 2 , 7 2 5 , 7 4 0 0 0 0 5 2 , 3 4 7 , 5 90 0 025 77 1 , 4 8 1 , 9 3 7 5 0 6 0 2 6 3 , 4 6 4 , 8 5 0 0 0 0 7 1 , 9 8 3, 0 1 2 5 02 1 5 3 9 , 0 4 4 , 3 0 0 0 0 2 7 9 8 1 1 , 7 5 7 , 6 0 0 0 0 2 2 2 , 7 0 7 , 3 0 0 0 04 0 9 9 10 , 2 50 0 0 1 8 7 0 4 , 1 6 5 , 4 2 5 0 0 0 8 3 , 2 55 , 1 7 5 0 05 4 4 2 , 4 3 , 0 0 0 0 0 2 6 0 0 1 2 , 5 4 4 , 0 0 0 0 0 2 4 1 0, 1 08 , 0 00 0 01 3 8 4 2 , 7 5 3 , 3 1 0 0 0 1 7 6 9 3 , 5 2 0 , 3 1 0 0 0 0 7 7 6 7, 0 0 0 0 03 3 6 4 6 , 3 9 1, 7 8 0 0 0 4 3 9 0 8 , 3 4 1, 0 0 0 0 0 1 6 1 , 9 4 9 , 2 - 2 0 0 0

8 6 , 2 6 4 , 7 5 2 8 5 1 4 1 , 6 4 9 , 1 5 2 0 0 2 7 15 5, 3 8 4 , 3 9 91 5PORTFOLI O APPRAI SALTHE PI COWER FOUNDATI ONGo l d ma n , S a c h s & Co

D e c e m b e r 3 / , 2 0 0 1U n i t T o t a lC o s t C o s t

2 4 1 1 4 4 , 8 4 9 3 51 44 , 8 4 9 3 5

P e t U n r e a l i z e dA s s e t s Ga t n / L o n

Ma r k e tP r i c e Va l u eQ u a n t i t y S e c u r i t y

SI ' OCR6 0 , 0 0 3 A ME RI C AI J I I J T LGROUP 7 9 4 0 4 , 7 6 4 , 2 3 8 2 0 8 5 7 4 , 6 1 9 , 3 8 8 8 5

4 , 7 64 , 23 8 2 0 8 5 7 4 , 619 , 3 8 8 8 51 0 , 0 8 0 5 0

1 0 , 0 8 0 50

STATEMENT 7

PZCOWER FOUNDATI ON

Q u a n t i t y S e c u r i t ySCOCR1 2 , 5 0 0 A L C A T E L ALSTHOM

ADSAMGEN I NC8 6 , 0 0 0 BELLSOUTH CARP4 3 , 1 0 0 BI OOEN I NC

7 8 , 2 0 0 C A T ERP I L L A R I NC2 8 0, 0 0 0 CENTEX CORP5 43 , 0 0 0 C I RC UI T C I T YS TOf l E SI NC1 5 , 6 0 0 F A NN I E MAE3 4 , 3 9 8 F I DE LI T Y SPARTANUS TREASURY

MONEY MARKET4 1, 3 0 0 GAI I ANER GROUPPL C ADR1 2 , 0 0 0 GENERAL E L E CT RI CCO3 1 , 2 0 0 J OHNSON &J OH NS OI J

2 8 2, 0 0 0 K8 HOME3 0 5 , 0 0 0 K RI S P Y KREMEDOUGHNUTS I NC1 5 0 , 0 0 0 N AT I ON ALSEMI CONDUCTORCORP3 7 2, 0 0 0 NET WORKA P PL I A NC E I NC2 50 , 0 0 0 PEOPLGSOFf ! NC

6 8, 4 0 0 P FI Z E R I NC5 7 , 5 00 PHI L L I PSPETROLEUM

4 2 0, 0 0 0 S I E BE I SYSTEMS I NC2 2 2, 7 5 0 S T A P L E S I NC4 4 8 , 0 0 0 T E X A S

I NSTRUMENTS I NC1 99 , 0 0 0 T I ME WARNERTELECOM CL A1 90 , 0 0 0 T O L L BROTHERS I NC

1 3 - 6 9 2 70 4 3

3 3 1 3 4 1 - 4 , 1 1 0 4 36 5 4 2 3 2 , 8 2 5 01 3 6 9 1 , 2 0 4 , 6 0 0 0 08 2 3 3 54 , 8 4 0 6 2

1 9 3 6 1 , 5 3 3 , 6 2 6 0 04 1 3 7 1 1 , 9 9 8 , 0 0 0 0 01 7 0 0 9 , 2 3 2, 2 90 0 01 3 7 8 2 14 , 9 8 7 5 01 0 0 3 4 , 3 98 0 0

1 6 5 5 2 0" 7 ' 5 ' 0 0 0 0 - 2 0 7, 2 3 54 3 4 , 2 50 0 0 26 6 4 4 2 , 0 0 9, 2 8 4 0 0 0 4 1 , 7 7 8 , 4 0 1 5 0 0 0 0 03 8 1 6 3 , 3 5 7, 2 0 0 0 0 0 6 2 , 5 52 , 7 0 0 0 0 6 8 , 8 8 0 0 0 2 5 7 3 5 2 , 4 7 1, 7 8 5 0 0 0 5 2 , 1 1 6, 8 4 4 3 7 0 0 0 0 5 2 2 6 4 , 7 3 8, 2 0 0 0 0 0 8 2 , 6 0 4 , 6 7 5 0 0 1 0 7 , 7 1 2 0 0 2 5 7 0 9 1 6 , 5 5 6 , 1 0 0 0 0 3 2 4 , 5 58 , 1 00 0 0 4 9 , 4 0 0 0 0 02 5 9 5 1 4 , 0 9 0 , 8 5 0 0 0 2 7 4 , 8 58 , 5 60 0 0 3 8 , 0 ` 1 0 00 07 9 5 0 1 . 2 4 0 , 2 0 0 0 0 0 2 1 , 0 2 5, 2 12 50 1 8 , 7 2 0 0 0 11 0 0 3 4 , 3 98 0 0 0 0 0 0 0 0 0 0 0

0 0 0 00 0 0 03 5 , 5 6 8 0 0 1

7 8 , 2 0 0 0 0 20 0 0 00 0 0 03 8 , 0 8 0 0 0 00 0 0 00 0 0 0

6 22 , 2 0 4 0 0 0

A n n u a l CI n c o me 1


29/48

4 3 7 , 4 6 1 CYTOI CI NE PHARMASCI ENCES, I NC 2 , 5 0 0 , 2 2 6 2 , 5 0 0 , 2 2 6

STATEMENT 7


COMMONSTOCKSHARES SECURI TY COST MARKET VALUE

1 3 - 6 9 2 7 0 4 3


30/48

THE PI COWER FOUNDATI ON 13 - 69 27 04 3FORM 990PF, PART VI I I - LI ST OF OFFI CERS, DI RECTORS, AND TRUSTEES

T I TL E AND TI MEDEVOTED TO POSI TI ON COMPENSATI ON- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -TRUSTEE NONE25 HRS/ WKEXECUTI VE DI RECTOR 22 , 67 9 .50 HRS/ WKTRUSTEE NONE. 7 5 HRS/ WKTRUSTEE NONE. 7 5 HRS/ WKTRUSTEE NONE. 75 HRS/ WKTRUSTEE NONE. 7 5 HRS/ WK

GRAND TOTALS 2 2, 6 79 .

NAME AND ADDRESS- - - - - - - - - - - - - - - -J EFFRY M PI COWERC/ O THE PI COWER FOUNDATI ONBARBARA PI COWERC/ O THE PI COWER FOUNDATI ONNORMAN B . LEVENTHALC/ O THE PI COWER FOUNDATI ONW L LI AM D . 2ASELC/ O THE PZCOWER FOUNDATI ONGERALD C . MCNAMARAC/ O THE PI COWER FOUNDATI ONMARTI N R POSTC/ O THE PI COWER FOUNDATI ON

SW0643 E2 9 9 1 1 / 0 5 / 2 0 0 2 17 : 2 6 : 3 3 V0 1 - 7 745778 23 STATEMENT

CONTRI BUTI ONS EXPENSE ATO EMPL OYEE AND OTH

BENEFI T PLANS AL LOWAN

NONE NO

2 , 3 21 . NO

NONE NO

NONE NO

NONE NO

NONE NO- - - - - - - - - - - - - -2 , 3 21 . NO


31/48STATEMENT 9

C h u c k V e s tMa s s a c hu s e t t s I n s t i t u t e o f T e c h n o l o g y7 7 Ma s s a c hu s e t t s A v e n u e 2 0 0 , 0 0 0 1Ca mb r i d g e , MA 0 2 1 3 9 1 0 , 0 00 , 0 00L o n e S l u t s k yT h e NY Co mmu n i t y T r u s t / Su mme r i n t h e C i t y2 Pa r k A v e n u e 7 5 , 0 0 0 2New Y o r k , NY 1 0 0 1 6 - 9 3 8 5No r ma n Ho l ma nNew Yo r k P u b l i c L i b r a r yF i f t h Av e a n d 4 2 n d S t r e e t 1 25 , 0 0 0 3New Y o r k , NY 1 0 0 1 8Ga r y Si mo n sP r e p f o r Pr e p3 2 8 We s t 7 1 s t S t r e e t 2 5 0 , 0 0 0 4New Y o r k , NY 1 0 0 2 3J o h n v a n Da l e nS c h o o l o f t h e A r t s F o u n d a t i o n , I n c4 7 7 So u t h Ro s e ma r y A v e n u e , S u i t e 2 1 8 3 3, 1 0 0 5We s t P a l m B e a c h , F L 3 3 4 0 1Di a n n e B a i l a r g e o nS e e d c o9 1 5 B r o a d w a y , S u i t e 1 7 0 3 1 5 0, 0 0 0 6New Y o r k , NY 7 0 0 1 0Ro b e r t Mo r n s o nV H- 1 S a v e t h e Mu s i c Fo un d a t i o n1 5 1 5 B r o a d wa y 5 0 , 0 0 0 7New Y o r k , NY 1 0 0 3 6Cy n t h i a Me r s ma n nV i s i t i n g Nu r s e S e r v i c e o f New Y o r k1 0 7 E a s t 7 0 t h S t r e e t 1 11 , 2 6 1 8

An n e t t e B e r k o v i t zWi l d l i f e Co ns e r v a t i o n S o c i e t y2 3 0 0 So u t h e r n Bo ul e v ar d 1 0 0 , 0 0 0 9B r o n x , NY 1 0 4 6 0J o h n Ma l t b yAu t i s m S o c i e t y o f Ame r i c a7 9 1 0 Woodmon t Av e 1 0, 0 0 0 1 0Be t h e s d a , MD 2 8 1 0 4

1 1, 1 04 , 3 6 1 1


32/48

My l e s Go r d o nAme r i c a n Mus eum o f N a t u r a l H i s t o r yC e n t r a l Pa r k We s t a t 7 9 t h S t r e e t 1 2 5 , 0 0 0 1New Y o r k , NY 1 0 0 24 - 5 1 9 2Amy Ba r z a c hBo u nd l e s s Pl a y g r o un ds1 R e g e n c y D r i v e 1 0 0 , 0 0 0 2B l o o m f i e l d , CT 0 6 0 0 3W l l i a m H Gr a yUn i t e d Ne g r o Co l l e ge F u n d8 2 6 0 W l l o w Oak s Co r p o r a t e Dr i v e 5 6 , 0 0 0 3PO Bo x 1 0 4 4 4F a i r f a x , VA 2 2 0 3 1E l i z a b e t h St o c kCo mp u t e r s f o r Yo u t h2 1 1 2 B r o a d wa y , S u i t e 5 1 3 5 0 , 0 0 0 4New Y o r k , NY 1 0 0 2 3Bo n n i e Me l t z e rFa c i n g H i s t o r y a n d Ou r s e l v e s1 6 Hu r d Ro a d 1 0 0 , 0 0 0 5Br o o k l me , MA 0 2 4 4 5Ke n n e t h D u d e c kFo un t a i n H o u s e4 2 5 We s t 4 7 t h S t r e e t 5 0 , 0 0 0 6New Y o r k , NY 1 0 0 3 6- 2 3 0 4Gl a d y s Ca r r i o nI n wo o d H o u s e3 2 0 E a s t 8 2 n d S t r e e t 5 0 , 0 0 0 7New Y o r k , NY 1 0 0 2 8Re g i n a Pe r u g g iMa r y mo u n t Ma n h at t a n Co l l e ge2 2 1 E a s t 7 1 s t S t r e e t 3 5 , 0 0 0 8New Y o r k , NY 1 0 0 21 - 4 5 9 7E a r l M a r t i n Ph a l e nB E . l L Fo un da t i o n6 0 Cl a y t o n S t r e e t 2 5 , 0 0 0 9D o r c h e s t e r , MA 0 2 1 2 2Tho mas C ahd lS t u d i o i n a S c h o o l4 1 0 Wes t 5 9 t h S t r e e t 4 0 , 0 0 0 10New Y o r k , NY 1 0 0 1 9

6 31 , 0 0 0 2


33/48

Ame r i c a n B a l l e t T h e a t r eT h e P e t e r T J o s e p h S t u d i o s 7 5 , 0 0 0 18 9 0 Br o a d wa yNew Y o r k , NY 5 0 0 0 3 - 1 2 7 8De b o r a h M i l l e rC h i l d r e n ' s Ac a d e mi e s f o r Ac h i e v e me n t3 5 5 L e x i n g t o n Av e , 4 t h F l o o r 7 5 , 0 0 0 2New Y o r k , NY 1 0 0 1 7Da v i d R i v e lC i t y P a r k s F ou n d a t i o nT h e A r s e n a l , C e n t r a l P a r k 1 2 5 , 0 0 0 38 3 0 F i f t h Av e 6 9 , 5 0 0New Y o r k , NY 1 0 0 2 1H a n s HagemanE a s t Ha r l e m S c h o o l a t E x o d u s H o u s e3 0 9 Ea s t 1 0 3 r d S t r e e t 5 0 , 0 0 0 4New Y o r k , NY 1 0 0 2 9J e n n y Mo r g e n t h a uF r e s h A i r F u n d1 0 4 0 A v e n u e o f t h e Ame r i c a s 6 0 , 0 0 0 5New Y o r k , NY 1 0 0 1 8C h r i s t i n a Gi a mma l v aF r i e nd s o f t h e F ami l y A c a d e m y2 4 0 We s t 1 1 3 t h S t r e e t 1 5 0 , 0 0 0 6New Y o r k , NY 1 0 0 2 6C h r i s t i n e S c o ma v a c c aT h e M e t r o p o l i t a n Mus eum o f A r t1 0 0 0 F i f t h A v e n u e 1 0 0, 0 0 0 7New Y o r k , NY 1 0 0 2 8 - 0 1 9 8Al a n F n e d m a nNew Yo r k H a l l o f S c i e n c e4 7 - 0 1 1 11 t h S t r e e t 1 0 0 , 0 0 0 8F l u s h i n g Me a d o ws Co r o n a P a r k , NY 1 1 3 6 8R o n a y M e n s c h e lPh i p ps Co mmu n i t y De v e l o p me n t Co r p or a t i o n4 3 We s t 2 3 r d S t r e e t 1 2 4, 0 0 0 9New Y o r k , NY 1 0 0 1 0Ru t h L a n d e S c h u m a nP u b l i c o l o r1 1 4 E a s t 3 2 n d S t r e e t , S u i t e 9 0 0 5 0 , 0 0 0 10New Y o r k , NY 1 0 0 1 6

9 7 8, 5 0 0 3


34/48

L e s l i e F md l e nB r o o k l y n C u l t u r a l Ad v en t u r e s P r o g r a m1 0 0 0 Wa s h i n g t o n A v e 1 5 , 0 00 1B r o o k l y n , NY 1 1 2 2 5 - 1 0 9 9J a n e t Of f e n s e n dB r o o k l y n K i n de r g a r t e n So c i e t y1 3 6 0 F u l t o n S t r e e t , # 5 1 3 1 5 , 0 00 2B r o o k l y n , NY 1 1 2 1 6Wi l l We i s sC i t y Ce n t e r1 3 0 Wes t 5 6 t h S t r e e t 5 , 0 00 3New Y o r k , NY 1 0 0 1 9W l l i a m Ak i nCo n c e r n e d C i t i z e n s o f Mo n t a u k , I n cP 0 B o x 9 1 5 5 , 0 00 4Mo n t a u k , NY 1 1 9 5 4J i m Ma r t i n d a l eC y s t i c F i b r o s i s F o u nd a t i o nF l o r i d a Ch a p t e r - P a l m B e a c h O f f i c e 5 , 0 00 52 2 0 0 N o r t h F l o r i d a Man go R o a d , S u i t e 3 0 4We s t P a l m B e a c h , F L 3 3 4 0 9J a q u e l i n e Pi n eE a r l y St a g e s Pr o g r a m o f New Yo r k3 3 0 Wes t 4 2 n d S t r e e t 2 0 , 0 00 6New Y o r k , NY 1 0 0 3 6T i s hWm e n n gA me r i c a n He a r t As s oc i a t i o n1 3 0 1 So u t h O l i v e A v e n u e 3 7 , 0 00 7Wes t Pa l m B e a c h , F L 3 3 4 8 0B u n n y W l l i a msT a d s i n N e e d6 0 E a s t 6 6 t h S t r e e t , S u i t e 28 1 5 , 0 00 8New Y o r k , NY 1 0 0 2 1 - 6 5 4 0F r e d nc k J S c h o e n , M D , PhDBngham a n d Wo me n ' s H o s p i t a lDe p a r t me n t o f Pa t h o l o g y 2 , 5 0 0 97 5 F r a n c i s S t r e e tBo s t o n , MA 0 2 1 1 5Ru t h Ma d o f (Q u e e n s Co l l e g e F o u nd a t i o n6 5 - 3 0 K i s s e na B l v d . 5 , 0 0 0 1 0F l u s h i n g , NY 1 1 3 6 7

1 2 4, 5 0 0 4


35/48

Ka r e n Br o o k s Ho p k i n sBr o ok l y n A c a d e my o f Mu s i c3 0 L a f a y e t t e A v e n u e 2 5 , 0 00 1B r o o k l y n , NY 1 1 2 1 7N a n c y M a h o nGo d ' s L o v e We D e l i v e r1 6 6 A v e n u e o f t h e Ame r i c a s 1 5 , 0 00 2New Y o r k , NY 1 0 0 1 3Ma r y a n n e Bo ha t y n t zT h e H O P E P r o j e c t5 Ha r v a r d C i r c l e 1 0, 0 00 3We s t Pa l m B e a c h , F L 3 3 4 0 9Gr a h a m Ma c m l l a nHe l e n K e l l e r Wo r l d wi d e9 0 We s t S t r e e t 1 0, 0 00 4New Y o r k , NY 1 0 0 0 6Er n e s t o L o p e r e n aNew Yo r k Co u n c i l o n Ad o p t a b l e Ch i l d r e n6 6 6 B r o a d wa y 2 5 , 0 00 5New Y o r k , NY 1 0 0 1 2Ge o r g e Po l s k ySt r e e t Sq u a s h2 4 5 Se v e nt h A v e n u e , S u i t e 1 1 B 1 5 , 0 00 6New Y o r k , NY 1 0 0 0 1Gr e t c he n B u c he n ho l zA s s o c i a t i o n t o B e n e f i t Ch i l d r e n4 1 9 E a s t 8 6 t h S t r e e t 1 0 0, 0 00 7New Y o r k , NY 1 0 0 2 8Sa n t a Gu p t aCARE6 5 0 F i r s t A v e n u e 2 5 0, 0 00 8New Y o r k , NY 1 0 0 7 6P h i l C o l t o f fC h i l d r e n ' s A i d So c i e t y1 0 5 E a s t 2 2 n d S t r e e t 2 5 0, 0 00 9New Y o r k , NY 1 0 0 1 0 3 05 , 0 00J u l i a E n k s o nC i t y Ha r v e s t5 7 5 8 t h A v e n u e , 4 t h F l o o r 1 5 0, 0 00 1 0New Y o r k , NY 1 0 0 1 8

1 , 1 55 , 0 00 5


36/48

1

Ro b e r t K u s h e nDo c t o r s o f t h e Wo r l d3 7 5 We s t Br o a d wa y , 4 t h F l o o r 1 5 0 , 0 0 0 2New Y o r k , NY 1 0 0 1 2N a n c y L u b l i nDr e s s f o r S u c c e s s1 9 Un i o n Sq u a r e We s t , 6 t h F l o o r 7 0 , 0 0 0 3New Y o r k , NY 1 0 0 0 3Ra l p h N u n e zHomes f o r t h e Ho me l e s s3 6 C o o p e r Sq u a r e , S i x t h F l o o r 1 4 0 , 0 0 0 4New Y o r k , NY 1 0 0 0 3Ca r o l Ke l l e r ma nnL e ar n i n g L e a de r s3 5 2 Pa r k A v e n u e So u t h 8 5 , 0 0 0 5New Y o r k , NY 1 0 0 1 0 - 1 7 0 9Ro n C r y s t a lNew Yo r k H o s p i t a l / C o r n e l l Me d i c a l Ce n t e r1 3 0 0 Y o r k A v e n u e , Bo x 9 6 3 3 3 , 2 0 0 6New Y o r k , NY 1 0 0 2 1 1 , 0 00C h r i s t i n e O r r - C a h i l lNo r t o n Mus eum o f A r t1 4 5 1 So u t h O l i v e A v e n u e 1 0 0 , 0 0 0 7Wes t Pa l m B e a c h , F L 3 3 4 0 1Da r l e ne Ko s t r u bP a l m B e a c h L i t e r a c y C o a l i t i o n5 5 1 SE 8 t h S t r e e t , S u i t e 1 0 1 6 2, 0 0 0 8De l r a y B e a c h , F L 3 3 4 8 3 - 5 1 8 3L dl i a m B a r r i o s P a o l iUn i t e d Way o f NY C- Ch i l d Ca r e & E a r l y Ed F u n d2 Pa r k A v e n u e 4 0 , 0 0 0 9New Y o r k , NY 1 0 0 1 6W l l i a m B a k e rWNE T / Ch a n n e l T h i r t e e n4 5 0 We s t 3 3 r d S t r e e t 1 , 0 0 0 , 0 00 1 0New Yo r k , NY 1 0 0 0 1

61 , 9 81 , 2 0 0


37/48

S h a n e H a r r i sN o r t h Br o n x Me n no n i t e Ch u r c hF r i e n d s o f L a ur e n Ma r t i n e z 5 , 0 0 0 13 2 6 2 Ro c h a mb e a u Av eB r o n x , NY 1 0 4 6 7

1 5 0 , 0 0 0Th e P i c o we r I n s t i t u t e f o r Me d i c a l Re s e a r c h 1 , 4 50 , 0 0 03 5 0 Co mmu n i t y D r i v e 3 , 0 0 0 , 0 0 0 2Ma n ha s s e t , NY 1 1 0 3 0 3 0 0 , 0 0 0

3 0 0 , 0 0 0J o e l S e s s e rGd d a ' s Cl u b New Yo r k C i t y1 9 5 We s t Ho u s t o n S t r e e t 1 5 , 0 0 0 3New Y o r k , NY 1 0 0 1 4Re v Dr Wa l t e r J Sm t hTh e He aI t h Ca r e Ch ap l a i n c y3 0 7 E a s t 6 0 t h S t r e e t 2 , 5 0 0 4New Y o r k , NY 1 0 0 2 2Ga r y Du n n i n gB i g Ap p l e Ci r c us5 0 5 E i g h t h Av e 2 5 , 0 0 0 5New Y o r k , NY 1 0 0 1 4Rabbi Da v i d R o s e n nAVODAH4 4 3 P ar k A v e n u e So u t h 5 0 , 0 0 0 6New Y o r k , NY 1 0 0 1 6R o x a n n e S p d l e t tB o y s a n d G i r l s Cl u bs o f Ame r i c a1 2 3 0 We s t Pe ac h t r e e S t r e e t NW 2 0 1 , 0 0 0 7A t l a n t a , GA 3 0 3 0 9 - 3 4 47Ma r y O' Co n n o rB o y s a n d G i r l s Cl u bs o f P a l m B e a c h Co u n t y8 0 0 N o r t h p o i n t P ar k w ay , S u i t e 2 0 4 1 46 , 0 0 0 6We s t P a l m B e a c h , F L 3 3 40 7 - 1 9 4 6J u d i t h M i t c h e l lK r a v i s Ce n t e r 5 , 0 0 07 0 1 O k e e c h o b e e B l v d 5 0 0 , 0 0 0 9Wes t P a l m Be a c h , F L 3 3 4 0 1 1 5 0B r o t h e r B r i a n C a r t y , FSCDe L a S a l l e A c a d e my2 0 2 We s t 9 7 t h S t r e e t 1 0 0 , 0 0 0 10New Y o r k , NY 1 0 0 2 5

6 , 2 49 , 6 50 7


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Ge o r g e Mc Do n a l dT h e D o e F u n d2 3 2 E a s t 8 4 t h S t r e e t 7 5 , 0 0 0 1New Y o r k , NY 1 0 0 2 8e n g d B e y e aJ u mp s t a r UNe w Yo r k5 0 5 E i g h t h A v e n u e , S u i t e 2 2 0 7 7 5 , 0 0 0 2New Y o r k , NY 1 0 0 1 8Ka t h l e en Ve r g a r aU n i v e r s i t y o f Mi ami S c ho o l o f Me di c i n eMa i l ma n Ce nt e r f o r C h i l d De v e l o p me n t 1 5 , 0 0 0 3De b b i e I n s t i t u t e , P O Bo x 0 1 4 6 2 1Mi a mi , F L 3 3 1 0 1Ro b e r t H u g h e sNew V i s i o n s f o r Pu b l i c S c ho ol s 3 5 , 0 0 09 6 Mo r t o n S t r e e t 1 50 , 0 0 0 4New Y o r k , NY 1 0 0 1 4

5

Ma r t h a Ba k e rN o n t r a d i t i o n a l E mp l o y me n t f o r Women2 4 3 We s t 2 0 1 h S t r e e t 4 0 , 0 0 0 6New Y o r k , NY 1 0 0 1 1Gl o n a F e l d tPl a n ne d Pa r e n t h oo d F e d e r a t i o n o f Ame r i c a8 1 0 S ev e n t h A v e n u e 2 5 0 , 0 0 0 7New Y o r k , NY 1 0 0 1 9Ti mo t h y P S ha v e r , Ph DSp e c i a l Ol y mp i c s1 3 2 5 G S t r e e t , NW S u i t e 5 0 0 2 5 0 , 0 0 0 8Wa s h i n g t o n , D . C 2 0 0 0 5 - 3 1 0 4N a n c y Bi b e r ma nWHEDCO7 0 We s t 3 6 t h S t r e e t , S u i t e 7 0 2 5 0 , 0 0 0 9New Y o r k , NY 1 0 0 1 8Pa ul a GawnYMCA o f Gr e at e r New Yo r k3 3 3 S ev e n t h A v e n u e 1 00 , 0 0 0 1 0New Y o r k , NY 1 0 0 0 1

1 , 0 40 , 0 00 8


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H o l l i s Head n c kTh e Ce nt e r f o r A r t s Edu c at i o n2 2 5 We s t 3 4 t h S t r e e t , S u i t e 8 2 0 9 2 , 0 00 1New Y o r k , NY 1 0 0 2 8Dr I r w i n Re d l e n erC h i l d r e n ' s As t hma I n i t i a t i v eC h i l d r e n ' s He a l t h F u n d 1 , 0 00 , 0 00 23 1 7 E a s t 6 4 t h S t r e e tNew Y o r k , NY 1 0 0 2 1Dr I r wm Re d l e n erC h i l d r e n ' s He a l t h F u n d3 1 7 E a s t 6 4 t h S t r e e t 1 0 0, 0 00 3New Y o r k , NY 1 0 0 2 1Ma r c i a S t e i nCi t y me al s - On - Wh e e l s 5 0, 0 003 5 5 L e x i n g t o n A v e n u e - 3 r d F l o o r 9 5 , 0 00 4New Y o r k , NY 1 0 01 7 - 6 6 0 3

5

I l e n e So l o mo nCo mmu n i t i e s i n Sc h o o l s2 3 0 So u t h D i x i e Hi g h wa y , # 2 0 0 9 2 , 0 00 6L a k e Wo r t h , FL 3 3 4 6 0Co u r t ne y We l s hHa r l e m E d u c a t i o n a l A c t i v i t i e s F u n d2 0 9 0 Se v e nt h A v e n u e 7 5, 0 00 71 0 t h F l o o rNew Y o r k , NY 1 0 0 2 7Al a n Sa d o w s k yK r ame r S e n i o r Se r v i c es A g e n c y , I n c4 8 4 7 Fr e d G

Picower Foundation -- 2001 Tax Return

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