Performance Evaluation of Antennas for Underwater...

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Performance Evaluation of Antennas for Underwater Applications O. Aboderin, L. M. Pessoa, H. M. Salgado INESC TEC and Faculdade de Engenharia, Universidade do Porto Rua Dr. Roberto Frias, s/n 4200-465 Porto, Portugal (oluyomi.aboderin, luis.m.pessoa, hsalgado)@inesctec.pt, Abstract—The capability of an Autonomous Underwater Vehi- cle (AUV) or Remote Operated Vehicles (ROVs) to communicate with underwater sensor nodes or a docking station, for the exchange or transfer of data gathered during a survey mission, requires an high-speed short-range communication link. This is important because of the global attention to the underwater communication applications. To this end, underwater antennas will play a significant role in ensuring good data rates and propagation distances for these applications. In this paper, the performance of three antennas, specifically, loop, dipole and J-pole is assessed through simulation for usage in fresh and sea water operating in the High Frequency (HF) band. The antennas were designed in FEKO, an electromagnetic simulation software and their performance is assessed in terms of bandwidth and directivity. The results obtained shows that the J- pole antenna has significant advantages in term of the measured parameters over the other antennas. Experimental results of the reflection coefficient of the J-pole antenna in fresh water are given that agree well with the simulation results. Index Terms—Autonomous Underwater Vehicle; Underwater Antennas; loop; dipole; J-pole; directivity; bandwidth. I. I NTRODUCTION There has been a growing demand for high speed wireless communication links for underwater applications, which in- clude: oceanographic data collection which will require data exchange between two or more Autonomous underwater vehi- cles (AUVs) and other underwater sensors, coastline protection and surveillance, underwater environmental observation for exploration and off-shore oil and gas field monitoring. In these regards, there are three established technologies through which underwater communications have been considered, they are; acoustics and ultrasonic signals, optical signals, and Electromagnetic (EM) signals [1]. Each of these technologies has its merits and demerits in their usage for underwater communications. For instance, acoustic and ultrasonic systems are typically good for long range communications (up to tens of kilometers), but this technology is unfit for real- time and broadband underwater wireless sensor networks because of poor immunity to noise, low data-rates and high channel latency [2]. Optical communication systems on the other hand deliver high data-rates and low latency, which are major advantages over acoustic systems, but at the same time it requires very good alignment and are also affected by suspended particles in water and marine fouling [2]. On the other hand underwater EM transmission can deliver data rates up to 10 Mbps though at very short distances and their propagation is not limited by water conditions (clean or dirty), and neither require strong alignments [1]. Unfortunately, this technology suffers greatly from attenuation as it increases with increasing operating frequency, which imposes limits on its usage for underwater communications [3]. Thus, this paper present the design, simulation and comparison of three anten- nas in underwater for maximum directivity and bandwidths, which are important parameters that can affect the propagation distance and the achievable data rates. II. OVERVIEW OF THE DESIGNED ANTENNAS The antennas investigated in this paper are Loop, Dipole and J-pole Antennas. These are simple to design from either a crop of wires or tubing and can also be printed on a desirable substrate. A. Loop Antenna The Loop antenna has drawn a lot of attention from radio frequency (RF) engineers across the globe; due to its simplicity in design, ease of fabrication, versatility, low cost, as well as ease of integration to other electronic components and devices [4]. Indeed various shapes like rectangular, triangular, circular, ellipse and other configurations have been designed but circular loop is believed to be the most popular and more work has been done on this than in any other shapes, because of the simplicity in analysis and construction [4]. In [5], a three-turn Electircally Coupled Loop Antenna (ECLA) was developed for underwater applications, but the antenna was placed in an air-filled box, thereby altering what should have been the operating frequency of the antenna in water. In addition, the work does not discuss the achievable bandwidth of the antenna in the medium. B. Dipole Antenna A dipole antenna is made up of two identical conductive elements or rods, which is fed at the center by a balanced transmission line, with equal and opposite flowing currents [6], [7]. It has been used in several applications for many decades because of the simplicity in its design, flexibility and is very effective for a wide range of communication needs, including underwater applications [8]. Dipole antennas also come in several types and shapes, which include short dipole, half-wave dipole, folded dipole, bow-tie, V-shaped and other configurations [4]. Efforts have been made to use these antenna 978-1-5090-5856-3/17/$31.00 ©2017 IEEE 194

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Performance Evaluation of Antennas forUnderwater Applications

O. Aboderin, L. M. Pessoa, H. M. SalgadoINESC TEC and Faculdade de Engenharia, Universidade do Porto Rua Dr. Roberto Frias, s/n

4200-465 Porto, Portugal(oluyomi.aboderin, luis.m.pessoa, hsalgado)@inesctec.pt,

Abstract—The capability of an Autonomous Underwater Vehi-cle (AUV) or Remote Operated Vehicles (ROVs) to communicatewith underwater sensor nodes or a docking station, for theexchange or transfer of data gathered during a survey mission,requires an high-speed short-range communication link. Thisis important because of the global attention to the underwatercommunication applications. To this end, underwater antennaswill play a significant role in ensuring good data rates andpropagation distances for these applications.

In this paper, the performance of three antennas, specifically,loop, dipole and J-pole is assessed through simulation for usagein fresh and sea water operating in the High Frequency (HF)band. The antennas were designed in FEKO, an electromagneticsimulation software and their performance is assessed in terms ofbandwidth and directivity. The results obtained shows that the J-pole antenna has significant advantages in term of the measuredparameters over the other antennas. Experimental results of thereflection coefficient of the J-pole antenna in fresh water aregiven that agree well with the simulation results.

Index Terms—Autonomous Underwater Vehicle; UnderwaterAntennas; loop; dipole; J-pole; directivity; bandwidth.

I. INTRODUCTION

There has been a growing demand for high speed wirelesscommunication links for underwater applications, which in-clude: oceanographic data collection which will require dataexchange between two or more Autonomous underwater vehi-cles (AUVs) and other underwater sensors, coastline protectionand surveillance, underwater environmental observation forexploration and off-shore oil and gas field monitoring. Inthese regards, there are three established technologies throughwhich underwater communications have been considered, theyare; acoustics and ultrasonic signals, optical signals, andElectromagnetic (EM) signals [1]. Each of these technologieshas its merits and demerits in their usage for underwatercommunications. For instance, acoustic and ultrasonic systemsare typically good for long range communications (up totens of kilometers), but this technology is unfit for real-time and broadband underwater wireless sensor networksbecause of poor immunity to noise, low data-rates and highchannel latency [2]. Optical communication systems on theother hand deliver high data-rates and low latency, whichare major advantages over acoustic systems, but at the sametime it requires very good alignment and are also affectedby suspended particles in water and marine fouling [2]. Onthe other hand underwater EM transmission can deliver datarates up to 10 Mbps though at very short distances and their

propagation is not limited by water conditions (clean or dirty),and neither require strong alignments [1]. Unfortunately, thistechnology suffers greatly from attenuation as it increases withincreasing operating frequency, which imposes limits on itsusage for underwater communications [3]. Thus, this paperpresent the design, simulation and comparison of three anten-nas in underwater for maximum directivity and bandwidths,which are important parameters that can affect the propagationdistance and the achievable data rates.

II. OVERVIEW OF THE DESIGNED ANTENNAS

The antennas investigated in this paper are Loop, Dipoleand J-pole Antennas. These are simple to design from either acrop of wires or tubing and can also be printed on a desirablesubstrate.

A. Loop Antenna

The Loop antenna has drawn a lot of attention from radiofrequency (RF) engineers across the globe; due to its simplicityin design, ease of fabrication, versatility, low cost, as wellas ease of integration to other electronic components anddevices [4]. Indeed various shapes like rectangular, triangular,circular, ellipse and other configurations have been designedbut circular loop is believed to be the most popular andmore work has been done on this than in any other shapes,because of the simplicity in analysis and construction [4]. In[5], a three-turn Electircally Coupled Loop Antenna (ECLA)was developed for underwater applications, but the antennawas placed in an air-filled box, thereby altering what shouldhave been the operating frequency of the antenna in water. Inaddition, the work does not discuss the achievable bandwidthof the antenna in the medium.

B. Dipole Antenna

A dipole antenna is made up of two identical conductiveelements or rods, which is fed at the center by a balancedtransmission line, with equal and opposite flowing currents[6], [7]. It has been used in several applications for manydecades because of the simplicity in its design, flexibility andis very effective for a wide range of communication needs,including underwater applications [8]. Dipole antennas alsocome in several types and shapes, which include short dipole,half-wave dipole, folded dipole, bow-tie, V-shaped and otherconfigurations [4]. Efforts have been made to use these antenna

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(a) (b) (c)

Fig. 1. (a) Loop Antenna (b) Dipole Antenna (c) J-pole Antenna

for underwater applications. In [9], three dipole antennas weredeveloped for underwater applications, but the antennas weredesigned to operate at frequency of 150 MHz. Yet at thisfrequency, the attenuation is very high as shown in Fig. ??.Also, the printed bow tie dipole antenna presented in [10]operates at 433 MHz center frequency, despite the achievedbandwidth, the attenuation is still higher at this operatingfrequency.

C. J-Pole Antenna

The third antenna presented in this paper is the J-poleantenna, otherwise known as J antenna. This antenna typicallygot its name from its shape (J-Shape), which resembles theletter J. It is comprised of two arms (long and short) witha difference of half wavelength at the operating frequencyand the base [2]. This antenna also has other configurationsor variations which include the slim Jim antenna, Super-Jantenna and Collinear J antenna [11]. In [2] experiments onthe performance of the double loop and the J-pole antennasfor operation in underwater, were conducted at the operatingfrequency of 7 MHz and 30 MHz respectively. The receivedvoltages at the two bands were measured but the bandwidthof the antennas was not presented in the paper.

III. DESIGNING OF THE ANTENNAS

The models of these antennas, as designed in FEKO soft-ware, are shown in Fig. 1 and based on the analysis presentedin [8] and [11], both the permittivity of the water (εr=81)and its conductivity will determine the final dimensions ofthe antennas. The antennas are designed to operate at thefrequency of 40 MHz. Different configurations of the antennasare required for each medium since the desired operatingfrequency actually depends on the conductivity of the medium.The physical dimensions of the dipole and J-pole antennaswere calculated in a similar way. The dimensions of theantennas for fresh and sea water are given in Table I. Thethickness of the wires used in the design of the antennas is3 mm, the wires are covered with insulating material withthickness of 50 µm and relative permittivity of 3.

TABLE IDIMENSION OF THE ANTENNAS

S /No. Parameters Fresh Water sea Water(mm) (σ=0.05 S/m) (σ=4 S/m)

1 Radius of Loop Antenna 155.75 74.552 Dipole Antenna Arms 217.00 115.503 Short Arm of J-pole Antenna 161.13 42.504 Long Arm of J-pole Antenna 402.26 121.805 Base of J-pole Antenna 80.00 80.00

TABLE IISIMULATION RESULTS OF THE ANTENNAS IN FRESH WATER

S /No. Parameters Loop Dipole J-pole1 Bandwidth (MHz) 15.76 12.84 26.412 Directivity (dB) 3.80 2.22 7.693 Impedance (Ohm) 34.90 19.40 -

IV. SIMULATION RESULTS

A. Fresh water

Simulation results corresponding to the bandwidth, inputimpedance and directivity characteristics of the three antennasare given in Table II. Similarly, the reflection coefficientas a function of frequency for the antennas is presentedin Fig. 2. It is clearly seen that the J-pole antenna has ahigher bandwidth and directivity, hence higher data rates andpropagation distance will be possible, than with the loop anddipole antennas. The bandwidth is measured at -10 dB ofthe reflection coefficient, when the input impedance of theantennas are matched to the source. The results shows thatthe J-pole antenna has both a higher bandwidth and directivitythan the loop and the dipole antennas. This is an importantresult when considering the data rates and the directivityrequired for successful underwater communications.

The 3D radiation pattern of the three antennas are presentedin Fig.3. Here, it is seen that the three antennas exhibit threedistinct behaviors in the medium. The Dipole antenna exhibitsan omnidirectional pattern at the operating frequency, the loopantenna on the other hand has a bi-directional pattern whichis at right angles to the wire and the J-pole antenna is highlydirectional towards the short arm of the antenna.

B. Sea Water

Again the antennas were designed with the parametersdefined in Table I associated with the sea water and theresults obtained are tabulated in Table III. The results obtainedfor the reflection coefficient as a function of frequency arepresented in Fig. 4, while the 3D radiation pattern for theantennas in sea water are shown in Fig. 5. In this medium, theloop antenna exhibits a higher bandwidth than in the previouscase, but the J-pole antenna still has a higher directivity. Inaddition, the maximum directivity is towards one directiononly as the pattern changes direction in this medium tothe long arm, whereas the loop and dipole antennas showa maximum in the opposite directions. An important resulthere is that the radiation pattern of the antennas changessignificantly with conductivity. When going from fresh to sea

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Fig. 2. Reflection coefficient against frequency for the antennas in fresh water

Fig. 3. 3D radiation pattern of the antennas in fresh water

water, the maximum directivity direction of the loop antennachanged 90◦. Moreover, the dipole antenna which in freshwater exhibited an omnidirectional radiation pattern, now itbecame bi-directional. In turn, the J-pole antenna radiationpattern shows a maximum in the radiation pattern only inone direction. Therefore, the three antennas exhibit noticeabletransition in their respective radiation pattern, when comparedwith the results obtained in fresh water. These changes isthe effect of the different conductivity in fresh water andsea water. In addition it is also understood from SectionIII that sea water behaves as conductor at the operatingfrequency of the antennas, whereas fresh water operates asan insulator. Hence, it can be concluded that it is important totake into consideration the conductivity of the medium in thedesign of the antennas, because the major radiation parametersmay change significantly with change in the conductivity.Thus, knowledge of the antenna characteristics in air or lowconductivity mediums is not sufficient to design the antennasfor operation in sea water.

V. EXPERIMENTAL RESULTS

The three antennas were fabricated using the dimensionsfor each of the antennas as presented in Table I; thickness ofcopper wires used is 3 mm and current baluns were addedto the antennas to reduce undesired radiation on the coaxialcables that could change some of the charateristics of theantennas by interfering with the measured parameters. Basedon the achievable bandwidth and directivity of the antennas,and other previous work in this group [12], emphasis was

TABLE IIISIMULATION RESULTS OF THE ANTENNAS IN SEA WATER

S /No. Parameters Loop Dipole J-pole1 Bandwidth(MHz) 13.94 11.89 10.432 Directivity (dB) 5.20 3.61 7.693 Impedance (Ohm) 12.20 6.69 6.36

Fig. 4. Reflection coefficient against frequency for the antennas sea water

laid on the J-pole antenna that has the best simulation resultsamong the three antennas.

Thereafter, measurements of the J-pole antenna was set upin a freshwater pool located at INESC TEC, with the antennasat a depth of 2.5 m from the surface and placed on the centreof the tank (which has dimensions of 10 m × 6 m × 5.5 mand the conductivity of water was 0.0487 S/m at 25◦C). Thus,the J-pole antenna was manufactured and when the antenna ismeasured in the water are presented in Fig. 6. The simulationresults of the reflection coefficient are compared with themeasured results in Fig.7. The measured reflection coefficientagrees well with the simulation: the location of the minimumoccurs at the desired frequency of 40 MHz in spite of alarger bandwidth. The difference between the simulated andthe measured results can be due to the cable loss or attenuationthrough the cable.

In addition, the E-plane of the radiation pattern of theantenna was also measured experimentally in the water andthe results obtained for the 2D radiation pattern in the planein fresh water is compared with the simulation results and arepresented in Fig. 8. The measured radiation pattern is also ingood agreement with the simulation results.

VI. CONCLUSION

Performance of three antennas namely, loop, dipole and J-pole antennas have been analyzed in this paper. In fresh water,the J-pole antenna has a higher bandwidth and directivityand is, thus, desirable for applications in this medium. Theradiation pattern of the dipole antenna is omnidirectional,while that of the loop antenna is bi-directional at right anglesto the wire and that of the J-pole antenna is directed towardsthe short arm. In sea water, the loop antenna has slightlyhigher bandwidth than the other antennas but the J-pole stillhas a higher directivity, with the maximum directivity onlyin one direction unlike the other antennas that show bi-directional patterns. The experimental results obtained for the

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Fig. 5. 3D radiation pattern of the antennas in sea water

(a) (b)

Fig. 6. Photographs of the antenna after fabrication and during measurement.

Fig. 7. Simulation versus Measurement J-pole Antenna

Fig. 8. E-plane Radiation Patterns of the J-pole Antenna

J-pole antenna are in good agreemment with the simulationresults. In conclusion, it is seen that the designed antennasinevitably have different dimensions, input impedances andradiation patterns in both fresh and sea water, due to the hugedifference in their conductivity. Of the three antenna analyzed

the J-pole one would be the natural choice for operation ineither fresh or sea water, due to its better performance interms of bandwidth and directivity. Similarly, the beam ofthe J-pole antenna is wider in sea water, which is an addedadvantage when considering usage of the antennas in thismedium. Finally, the J-pole radiation pattern with its maximumof radiation in one direction, is of interest to be fitted within anAUV in the scenario of communication with a docking station.Further work will also include measurement of the antennascharateristics in sea water.

VII. ACKNOWLEDGEMENT

This work was supported by integrated project CORAL– “NORTE-01-0145-FEDER-000036”, which is financed bythe North Portugal Regional Operational Programme (NORTE2020), under the PORTUGAL 2020 Partnership Agree-ment, and through the European Regional Development Fund(ERDF). The work also contributed to project ENDURE –Enabling Long-Term Deployments of Underwater RoboticPlatforms in Remote Oceanic Locations (PT02 Aviso4 0015).ENDURE benefits from a 218157e grant from Iceland,Liechtenstein and Norway through the EEA Grants. The sup-port of STRONGMAR: STRengthening MARritime technol-ogy Research Center (H2020-TWINN-2015 (CSA)-692427)and the TEC4SEA research infrastructure (www.tec4sea.com)is acknowledged.

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