Perdoar e Punir em tempos de Transição: O Recurso de Graça ... · different from the suggestions...
Transcript of Perdoar e Punir em tempos de Transição: O Recurso de Graça ... · different from the suggestions...
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Perdoar e Punir em tempos de Transição: O Recurso deGraçanoConselhodeEstadodoBrasil(1828-1834)PardoningandPunishinginTimesofTransition:ThePardonAppeal(RecursodeGraça)ontheBrazilianCouncilofState(1828-1834)ArthurBarrêttodeAlmeidaCosta1
1 Universidade Federal de Minas Gerias, Belo Horizonte, Minas Gerais, Brasil. E-mail:[email protected]:https://orcid.org/0000-0002-6906-0998.Artigoaceitoem14/10/2018eaceitoem24/03/2019.
ThisworkislicensedunderaCreativeCommonsAttribution4.0InternationalLicense
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Resumo
Oobjetivodessetrabalhoédiscutirosprincipaisaspectosrelacionadosaomodocomoo
recurso de graça era tratado no segundo Conselho de Estado brasileiro. Foram
analisadoscercade160casospresentesnasatasdoconselho.Vimosqueamaioriadas
decisões do imperador seguem a opinião do conselho; os casos se relacionam
principalmente a criminalidademilitar e escrava; o uso do instituto diverge do que a
doutrinaprescrevia,mascontribuiuparacontrolarfocosdeinstabilidadeemumperíodo
turbulento.
Palavras-chave:ConselhodeEstado;Graça;Legalidade.
Abstract
Theaimofthispaperistodiscussthemainaspectsrelatedtothewaywhichpardonwas
treated in the Brazilian second State Council. I analyzed some 160 cases from the
council’srecords. Isowthatmostoftheemperor’sdecisionsfollowtheopinionofthe
Council; thecasesrelatedmostlytomilitaryandslavecriminality; theuseofpardon is
differentfromthesuggestionsfromlegal literature,butcontributedtocontrol focuses
ofinstabilityinaturbulentperiod.
Keywords:StateCouncil;Pardon;Legality.
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1–Introduction
Certaintyandlegalityaresomeofthefundamentalbasesofcontemporarycriminallaw.
Eventhoughthosecommandwordsresonatesincealongtimeago,thereisstillalotof
room for doubt in the realm of punishment. And this is especially true for times of
transition, when changes and reforms make the application of penalties even more
doubtful.Oneofthoseerasisthemainfocusofthispaper.
1830istheyearofpromulgationofthefirstBraziliancriminalcode1.Atargetfor
many expectations, it is the landmark in overcoming thewidely feared bookV of the
1603PhilippineOrdinations,which,with itsdraconiandispositions2,partially regulated
Braziliancriminallawuptothen.TheurgencyofthisreformisinscribedintheBrazilian
Constitution of 1824 itself. In its article 179, responsible for the establishment of the
rightsofBraziliancitizens,itcommands,initsparagraph18:“Thereshallbeorganizedas
soonaspossibleaCivilCode3,andaCriminalone,foundedonthesolidbasesofJustice
andEquity”4. It is,therefore,amomentfortheaffirmationofaproperlyBrazilianlegal
order,which,despitewithsmallsteps,wasdistancingitselffromthePortugueseone.
ThisresearchaimstoclarifyhowsomeelementsoftheBrazilianlegalcultureof
those times reacted to this change. To fulfill this task, I chose as focal institution the
Council of State, one of the most important elements of the Brazilian administrative
structureduringimperialtimes5.Asatoolinunderstandinghowtheinstitutionreacted
tothechangesincriminallawthroughthecombinationofoldandnewelements,Iwill
dealwithpardon.Thisinstituteallowsapublicauthority(intheimperialBrazilcase,the
Emperor)toreduce,changeorevenforgiveapenaltyimposedonacertaindefendant.It
isaninstrumentfortheflexibilizationoflawthat,asitwillbelaterdiscussed,isdeeply
imbedded in the logicsof theAncienRégimebutmanagedtosurvivethroughmodern
times.
1ForamoredetailedaccountoftheprocessingandthemeaningsoftheCriminalCodeof1830whenitwaspublished,onecanseetheworkofVívianCosta(2013).2ThisharshnessdoesnotconcernthedailypracticeofAncienRégimecriminal law,but itswording.Foradetailed account of the distances between theory and practice of early modern punishment, and of itshistoricalmeaning,seeAntonioManuelHespanha(1993).3 Formatters regarding the civil codification, see, among olthers: Ricardo Fonseca (2006), KeilaGrinberg(2008)andSamuelBarbosa(2008).4Portugueseoriginal:“Organizar–se-haquantoantesumCodigoCivil,eCriminal,fundadonassolidasbasesdaJustiça,eEquidade”5FormoreinformationregardingtheCouncilofState,seetheworkofJoséReinaldodeLimaLopes(2010).
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Brazilian lawinthe19thcenturywasnotcraftedonly inthecourtrooms. Itwas
alsobuilt inadministrativeinstitutions,andtheEmperorandtheCouncilofStatewere
fundamental on its creation. Criminal law was no exception. Therefore, the main
sources for this paper were the records of the second Council of State. Whenever
necessary, the interpretations proposed were helped by the use of legal writings of
thosetimes.Thishelpstoenlargetheperspectivesonwherelawcanbefound,andthe
multipleinstitutionalvoicesfromwhichitemerges.
Furthermore, it is also useful to understand the multiple ways in which law
reactstochange.Thispapertalksabouttransitionandtheuncertaintiesitbrings.When
this sort of things happens, past and present became intermingles in sometimes
surprisingways.StefanoSolimano(2010)showedushowthisworkedintheapplication
oftheAustriancriminalcodeof1787bytheperspectiveofjudges.Now,wecansee,ina
different context, how the transition between Ancien Régime and the codifications
couldproducemixedsituationsfromthepointofviewofadministrativeinstitutions.
2–Pardon:fromAncienRégimetomodernity
Whatroomislefttomercyincriminallaw?Theanswerstothisquestionvarywidelyin
time and space, according to the different meanings that punishment can assume.
DuringthepassageoftheAncienRégimeEuropetothegreatcodifications,aswellinthe
colonies affected by it, pardon changes its place in the legal dynamics, following
alterationsontheverysenseofStatepunishment.
The visions on criminal law before the 18th century are deeplymarked by the
ideaofpoliticalpowernurturedthen. Iamtalkingaboutthenotionof judisdictionalist
conceptionofpower(concepçãojurisdicionalistadepoder6),bywhichthemonarchacts
more thananythingelseasa judge.Buthisactsareordainedaccording to theological
ideas:thekingisarepresentativeofGodonEarth,and,assuch,hemusthavetheLord
ashisexampleandguide.Thatiswhytherearetwomainvirtuesofgovernors:love7and
fear. Incriminal law, theyareconverted inpardonandpunishment.Agoodkingmust
6Formoredetailsregardinghowthemonarch’spowerworkedatthetime,seetheworkofAntônioManuelHespanha(2015:297andff.).7Ontherelevanceofthisnotionforthelawingeneralduringtheearlymodernity,seethetextofAntônioManuelHespanha(2010a).
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knowhowtobalancebothpoles.Whenasubjectcommittedsomefault,heshould,asa
severe father, imposeuponhim the rightpunishment,presentedas compensation for
the offence against the crown. But, at the same time, as a good lord, he was also
capableofofferingapromptforgiveness,onemanytimesunmerited.Thelogicpresiding
thisdynamic,notjustifiedbymerit,istheideaofgrace.
Thisnotion,alsoknownaseconomyofgift(economiadasmercês),isbasedon
theideaofanexchangesofgiftsnotequivalentamongthem,differentfromthelogicsof
themarket. In this lastone, twopeopleexchangebenefitsof theexactsamevalue. In
grace, different people give each other non-equivalent benefits, and the relationships
notalwayslinksthesameindividuals.Thedifferencebetweenthegiftsgeneratesadebt
of gratitude, which boosts a new gift giving, starting a cycle of successive donations.
Moreover, it is important to remember that this is a deeply hierarchical world. The
distancebetweenthestatusesofthekingandthesubjectsenlargesevenmorethesize
of thedebt.Hespanha (2010b)hasalreadycompared thisdescription to the theoryof
economyofgiftdevelopedbyMarcelMaus(2003[1950]).
Clemency is thus one of two faces of a single coin, deeply coupled with
punishment.Itisadministeredbythemonarchthroughitsjurisdictionalpower,whichis,
atthesametime,scaryandmerciful.Whatbringsthoseextremestogetheristhenotion
of grace, into which converge the simultaneous objectives of preservation of royal
powerandsalvationofthesoulsofthesubjects.Thosemanyconnectionscanbeseenin
theentry“grace”ofthedictionaryofRaphaelBluteau(1721:108):
Grace. Favor. Gift. Benefit (…) The grace of princes [is] validity. Personalfavour(…).Atemple,whichdooristheirfavorited.ThatiswhythePersianscallthemeyesandearsoftheprince(…).Thegraceofthekingisnotagiftfromfortune,itisthewillofGod,whichintheeyesofthesovereign,whenthey see the subject, stimulates a certain inclination of affection towardshim(…).Fromtherefollowsthattheoneswhowinthegraceoftheprinceshall not assign this favor to the fortune, but toGod, and shall not profitfromthisfavortotheirownestimation,buttodogoodtoeveryone8.
Throughoutthe18thcentury,withtheadvancementofEnlightenment,allthose
structuresstartedtobeheavilyquestioned.Thespectacularpunishmentsstartedbeing
8 Portuguese original: “Graça. Favor. Mercê. Benefício (...). A graça dos príncipes [é] Benevolência.Valimento.(...)UmTemplo,cujaporta,sãoseusvalidos.PorissoosPesianoslheschamãoOlhos,&orelhasdoPríncipe.(...)AGraçadoreinãoédonativodaFortuna,hevontadedeDeos,quenosolhosdoSoberano,quandovêaovassallo,excitaumacertainclinaçaõ,&promensaõ,deaffectoparaele(...).Dondesesegue,queosquelograõaGraçadoPríncipe,naõhaõdeatribuirestefavoràfortuna,masaDeos,&naõsehaõdevalerdoditofavorparaaprópriaestimação,masparafazerbematodos”.
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regarded as heinous9 and the constant pardoning, as a source of uncertainty. The
directionofthoseprojectswassimilartoutilitarianism:citizensshouldbecertainofthe
Stateanswertotheircrimes,sotheycouldcalculateiftheywouldcommitthemornot.
Thisassurancewouldpromotethehumanizationofpenalties:unavoidablepunishment,
though softer, would have a higher deterrent effect than the horrible dispositions of
BookVoftheOrdinations.ThiswayofthinkingisverywellexpressedbyBeccaria(s.d.
[1764]:80):
As punishments become more mild, clemency and pardon are lessnecessary.Happythenationinwhichtheywillbeconsideredasdangerous!Clemency, which has often been deemed a sufficient substitute for everyothervirtueinsovereigns,shouldbeexcludedinaperfectlegislation,wherepunishments are mild, and the proceedings in criminal cases regular andexpeditious.
Betweenthelate18thandtheearly19thcentury,criminallawwastransformed10.
Inmany places, death penaltywas abolished11; judicial arbitrium12was questioned by
theanti-case law ideology (CAVANNA,2005,p.41); and judicial libertywas restricted.
Despiteallofthat,withveryrareexceptions,pardoncontinuetobedisplayed inmost
legalorders–andespeciallyontheBrazilianone13.
Establishedonthearticle101,§8thoftheconstitutionof182414,pardonwasof
crucial relevance and was supported by many jurists in that period. To Antônio
Herculano de Souza Bandeira Filho (1876, pp. 24-25), imperial clemency existed “to
correcttheerrorsandinjusticesthatcourtscancommit,toassignthecircumstancesand
equity, towhich the courts, subject to the rules of strict law, cannot follow”15. Other
importantrolewouldbetherecognitionoftheatonementandregenerationofconvicts
beforethefullservingofthesentence(CASTRO,1887).Similarargumentswereusedby
ZacariasdeGóiseVasconcelos(1862)andBrásFlorentinoHenriquesdeSouza(1864).
9Aboutthisprocess,seetheclassicfromMichelFoucault(2014).10ThemainissuesofthosereformswerediscussedbyGiovanniTarello(2008)asapartofthe“penalissue”inthetransitionbetweenthecenturies.11Fortheissueofdeathpenalty,seeforallthetextfromPietroCosta(2007).12Ontheconceptofarbitriumontheiuscommune,seethebookfromMassimoMeccarelli(1998).13 About the adaptation of pardon to the Brazilian legal system in the 19th century, I would quote thedissertationodArthurBarrêttodeAlmeidaCosta(2017).14Portugueseoriginal:“Art.101.OImperadorexerceoPoderModerador(...)VIII.Perdoando,emoderandoaspenasimpostaseosRéoscondemnadosporSentença”(BRASIL,1824).15 Portuguese original: “para corrigir os erros e injustiças, que pódem commetter os Tribunaes, paraattenderácircumstanciaseáequidade,aqueosTribunaes,sujeitosásregrasdodireitostricto,nãopodemattender”.
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The institution, therefore, continued to be important in the administration of
generalproblemsoftheBrazilianlegalorder(COSTA,2017)andwasparticularlyuseful
inthemanagementofslaveuprisings(RIBEIRO,2005;PIROLA,2015).
3–ThesecondCouncilofState
Aftertheanalysisofgraceanditslegalconsequences–especiallypardon-,itisnowthe
momenttobetterunderstandoneofthemaininstitutionsinwhichitwasdebated:the
CouncilofState.
The Council of State existed in three different moments of Brazilian history.
Between1822and1824, itwasknownas theCouncilofCrownProsecutors.With the
Constitution of 1824, itwas recreated in a different shape. It continued as such until
1834, when it was extinctic by the Additional Act (BRASIL, 1834). In 1841, it was
recreatedbylaw(BRASIL,1841),andmaintainedthesameconfigurationuntiltheendof
theempire.
The second councilwas createdby the constitution in thearticles137 to144.
Thereshouldbe10councilorswithunlimitedtermsandtheconditionsfornomination
were de same for the Senate. The counselors would be summoned to discuss “all
important issues, and general measures of the public administration”, and in “all
situations in which the emperor exercises attributions of the moderating power”16
(article142).Therefore,theinstitutionhadtheroleofhelpingtheemperortokeepthe
equilibrium between the different branches. It was also frequently consulted about
politicalissues.
ThisversionoftheCouncilwasatargetformanycritiquesissuedbytheViscount
of Uruguay (1862). He resented what was, from his point of view, the highly pollical
characteroftheinstitution.Anotherproblemwastheabsenceoftheministersofstate
inthediscussions,sincetheywerenotautomaticallymembers.Howtodiscussacertain
issuewithoutthemostlyknowledgeableemployeeonthesubject,theoneresponsible
for executing the deliberations? Other problemwas that the Council would be heard
onlyforhighlydifficultissues.Apparently,agoodmeasuretoavoidtheoverloadofthe
16 Portuguese original: “em todos os negócios graves, e medidas gerais da pública administração”; “emtodasasocasiõesemqueo ImperadorseproponhaaexercerqualquerdasatribuiçõesprópriasdoPoderModerador”.
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institution, Uruguay saw this rule with different eyes. Without being able to solve
simpler doubts, the administrationwould not be helped by its highest organwhen it
neededtosolvequestionsthat,despitenotbeinglegallychallenging,wererecurrentin
practice,anddeterminedthedifferencebetweenthegoodandbad functioningof the
State. The life termsof councilorswerenotpraisedeither: this rule compromised the
possibility of renovation of the organ, imposing upon the future governments the
burdenofthechoicesofpastones.Thiswouldhaveevenbeenoneofthereasonsofthe
extinctionoftheCouncilin1834:
For instance, the State councilors from the time of Peter I could notwellservaftertheApril7th17. IamconvincedthatthepersonsoftheCouncilofStatehelpeditsextinction.Acorporationmadeofcreaturesfromonereigncannotservethereactionthatbrought it toanend,andgivecouncils thatinspire trust, andmoral force to the acts of the newpower. The Regencyheard the Council of State, but by formality, and when the Constitutionexpresslydemandedit.Thetruecouncilorswerenon-official,and,tousethecurrent expression, they were the men of government (URUGUAY, 1862:238)18.
Silvestre Pinheiro Ferreira (1835: 183-184), in his joint commentary to the
Brazilian Constitution and the Portuguese Constitutional Charter, only criticizes the
unlimitedtermofthecounselors.
TheCouncilofStateendedupbeingextinguishedbytheAdditionalActof1834.
Inaprocessofdecentralization,theprovincesgainedalotofpower,andtheProvincial
Councils were created, even with legislative prerrogatives. In this movement, the
politicalcounciloftheemperorwassuppressedaswell,finishingthetimeframeofthis
research.
4–TheconvictedandtheircrimesonthepardonpleastotheCouncilofState
Legalmercy,asaprerogativeofthemoderatingpower,wasanalyzedbytheCouncilof
State,anauxiliaryorganofthemonarch.Theperiodstudiedhereismarkedbycrisisand
17ThedayoftheabdicationofPeterI,thefirstBrazilianemperor.18 Portuguese original: “Por exemplo os Conselheiros de Estado do tempodo Sr. D. Pedro Iº não podiãoservir com proveito, por bastante tempo, depois do 7 de Abril. Estou persuadido de que o pessoal doConselho de Estado concorreu para a sua suppressão. Uma corporação composta de creaturas de umReinadonãopôdeservirareaçãoquelhepôztermo,edarconselhosqueinspiremconfiança,edeemforçamoralaosactosdonovopoder.ARegenciaouviaoConselhodeEstado,masporformalidade,equandoaconstituiçãooexigiaexpressamente.OsverdadeirosConselheiroserãoextra-officiaes,e,parameservirdaexpressãodamoda,erãooshomensdasituação”.(URUGUAI,1862:238).
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instability: the recently-created empire was always involved in external wars and
internal rebellions. The UruguayWar, the riot of the smoke year (revolta do ano da
fumaça), the carrancas rebellion19: many movements agitated the life of the new
country.Violenceandthethreatoffragmentationwerealwayslurking.Duetopolitical
disagreements inBraziland thedisputeover thePortuguese throne, the firstBrazilian
emperor resigned in 1831 and went back to Europe. The time frame treated here,
therefore, watches a growing instability and saw two different actors on the throne:
PeterIandtheregency.
First, Iwill showgeneral characteristicsof thecasesandpenalties imposedon
theconvictedthatmadetheirwaytotheCouncilofState.Afterthat, Iwilldiscussthe
results of the Council’s deliberations. Finally, I will analyze the reasons to decide
presentedbythecounselors.
Graphic1PardoncasesannuallyanalyzedbytheCouncilofStatebetween1828and
1834
Table1Typesofcrimescommitedbythedefandantsonthecasesanalyzedbythe
CouncilofState
Crime Quantity Percentage
Death/Murder 42 24,1%
Insubordination/ 20 11,5%
19 On this rebellion and its political repercussions, see the works ofMarcos Ferreira de Andrade (1999,2017).
0
5
10
15
20
25
30
35
40
1828 1829 1830 1831 1832 1833 1834
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Disobedience/etc
Wounds/Aggression 12 6,8%
Theft 9 5,1%
Findingofweapons 8 4,6%
Robbery 8 4,6%
Sedition 7 4%
Abuseoffreepress 6 3,4%
Counterfeitcurrency 5 2,9%
Others20 33 18,9%
Unknown 24 13,8%
Graphicpnedeservestobelookedatwithparticularattention.Theperiodfrom
whichthedatawereextractedbegins in1828and183421:exactly inthemiddleofthis
theCriminalCodeof1830ispromulgated.ThismeansthatmostfactstheCouncildealt
with and represented in this graphic happened still while the Book V of Philippine
Ordinationswasinforce.Byamatteroffact,thefirstexplicitquotefromthecodeonly
appearsonaconsultationinMarch16thof1832.Therefore,theverydescriptionofthe
criminal facts follows the “draft technique” of theAncien Régime. That is to say, one
cannotseethemoderndescriptionofthecriminaloffense,directandclear,butinstead
adetailed,and,sometimes,evencurious,accountoftheparticularcircumstancesofthe
felony,goingdowntodetails thatwewouldnowadaysfindfrivolousandunnecessary.
Counselors call a certaincrimenotby thenameof “aggression”,butby“tohitwitha
stick the ouvidor of the county of Espírito Santo” 22; not simply “extortion”, but “to
extortmoney from jailedpersons” 23; insteadof “prevarication”, the “evildone to the
20 Under “others” I grouped the following crimes: threat (2 cases); article 99 of the Criminal Code (1);assuada(1);bankruptcy(1);bigamy(1);slap(2);calumny(1);seditiousletters(1);politicalcrimes(2);letanincarceratedpersonflightaway(2);stealweaponsfromaguard(1);defection(3);extortion(1);forgery(2);injury (2); wrong done to a commission (1); prevarication (1); wrong imprisonment (2); gang/leader ofthieves(2);brawl(1);treason(1).Amongthe12crimesofharm/aggression,2wereagainstsuperiors;and,amongthe42murders,1wasactuallyanattemptand5werecommittedbyslavesagainsttheirmastersorrelatives.21EventhoughIcolsultedittoo,theperiodbetween1824and1828hadnocasesofpardon.Idonotknowit this change is due to some alteration on the recording, or if it is related to some actual institutionalchangeontheanalysisofthecases.Thelackofstatutoryevidenceinfavorofthesecondhypothesismakesthefirstonemorecredible.22Portugueseoriginal: “haverdadocomumpaunoouvidordaComarcadoEspíritoSanto”.Consultationfrom01/04/1831.23Portugueseoriginal:“extorquirdinheirodospresos”.Consultationfrom08/02/1833.
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commission to send recruits” 24. This is why therewas a relevant degree of variation
amongthenominiiurisofcrimes,whatforcedustogatherthemintosomegroups.For
instance,underthegeneralnameof“wrongsagainstsuperiors”,Iplacedactionscalled
bynamessodifferentas“insubordination”,“disobedience”,“escape”,“riot”,“toshoot
superiors”and“resistanceagainstsuperiors”25.
ThissituationshedslightonanimportantaspectofthelegalthoughtofAncien
Régimeregardinghowactionswerelegallydetermined:
Note that the expression “legal syllogism”, whichwould come to have somuchsuccessunderlegalism,hashere[onAncienRégime]otherstructure.The major premise is not the statutory law (or a legal concept), but thefactualsituation,whichisconsistentwiththeideathatthesolutiondoesnotfollow a legal rule, and rather the immanent law to a concrete situation.(HESPANHA,2015:583)26.
Talkingnotonlyaboutcriminallaw,butalltheparticularwayinwhichthepre-
modernlegalthoughtwasstructured,Hespanhashowsthatreasoningdoesnotdepart
fromanabstractnormimposedbytheState(which,inthefieldofcriminal law,would
correspondtothedescriptionofacrime[tipopenal]),butcomesfromafactualsituation
seenbythelegalcommunityasrelevant.Fromitcomesthefactthattheneed,already
present before the modernity, that criminal behavior was explicitly described in a
statute,hadadifferentmeaningthantheoneassumedunderlegalisminthe1800’s:
Inthisone,thedemandthatthecrimebeexplicitlystatedinlawrepresentsa guarantee for the citizen, because the statutory law is understood as acivilizedwaytoestablish law.Ontheotherhand,ontheprevious law, thedemand that the criminal behavior be explicitly described in the statutorylaw was an indication of the great seriousness of the disrespect of thecriminalforthelawofthecommunity27(HESPANHA,2015:608).
What one can see on the descriptions of criminal behavior on the second
CouncilofState is theprecisemomentoftransitiontotheprincipleof legality.Onthe
24 Portuguese original: “mal desempenhado à comissão de remessa de recrutas”. Consultation from15/11/1833.25 Portuguese original: “insubordinação”; “desobediência”; “fuga”; “motim”; “atirar em superiores”; e“resistênciaasuperiores”.26 Portuguese original: “Note-se que a expressão “silogismo judiciário”, que viria a ter tanto sucesso nolegalismo, tem, aqui [no Antigo Regime], outra estrutura. A premissamaior não é a lei (ou um conceitojurídico),masasituaçãode facto,oqueéconsistentecoma ideiadequeasoluçãonãodecorredeumaregrajurídica,masantesdodireitoimanenteaumasituaçãoconcreta”.27Portugueseoriginal:“Neste,aexigênciadequeocrimeestejaprevistoexpressamentenaleirepresentaumagarantiaparao cidadão,pois seentendea lei comoa formacidadãde seestabelecerodireito. Emcontrapartida,nodireitoanterior, aexigênciadequeo comportamentodelitivoestivesseexpressamenteprevisto na lei servia para indicar a suma gravidade do desrespeito do criminoso pelo direito dacomunidade”.
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periodanalyzed, therefinedmoderntechnique, inwhich thecrime isalwayscalledby
thenamegivenbythecode28,inadeepexpressionoflegality,wasstillnotareality.This
isduetothepresenceofthePhilippineOrdinationsasthesourceofthedefinitionsof
criminalizedbehavior.
Thecrimesbeingsaw,letusmovetothepunishment.
Table2Penaltiestowhichtheconvictedweresubjectwhenpardonwasanalyzedby
theCouncilofState.
Penalty Quantity Percentage
Forcedlabor 41 21,8%
Imprisonment 37 19,6%
Death 31 16,4%
Galleys 25 13,3%
Fine 14 7,4%
Exile to a certain place
(degredo)
14 7,4%
Lossofpatent 5 2,7%
Whipping 5 2,7%
Perpetualinabilitytoholda
public
3 1,6%
Reparationofdamage 2 1,1%
Lossofmilitarywage 1 0,5%
Lossofpublicoffice 1 0,5%
Exile from a certain place
(desterro)
1 0,5%
Ordinarypenalty29 1 0,5%
Notinformed 7 3,7%
28 It isnotpossible tosay that jurists in the firstdecadeof the Independence inBrazilwereum-technicalsimplybecausetheydonotfollowtheterminologyfromtheOrdinations.Thefactthatwenowadaysthinkthatthecodeand its lexicalchoicesareresponsibletosetthecriteriumoftechnicalityactuallyshowsthelegalismunderourlegalthought.Despitesomeexceptions:evennowadays,therearemanyaccusationsofuntechnicalityagainst the laws.But themost recurrentcriterium is theoptionof thecodeandwhenthisoneisconstantandcoherent,doctrinalconsiderationsareusuallyreducedtofootnotes.29Thoseweretheoneestablishedbylaw,andnotbythejudge’sarbitrium.
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Ontabletwo,itispossibletoseethegreatvariety(15)ofpenaltiestowhichthe
defendants were subject, and the relative marginality of incarceration. This form of
punishment,which is themain one nowadays, appears in only 20%of the cases. It is
evidencethatcarcerocentrism(carcerocentrismo),thatwouldprevailbytheendofthe
19thcentury30,wasstillfarawayofthesceneonthethirdandforthdecadeofthe19th
century.Moreover,asonecanseeontablethree,thepenaltyofprisonisthelighterone
amongthefourtypesthatcanbemeasured inyears.Therefore,prisonseemstohave
beenasomewhatsofterpenalty,bothquantitativelyandqualitatively.Nevertheless, it
appeared in a relevant amount of cases in the Council, even if not in themajority of
them,andisimportanttounderstandthepunitivedynamicofthosetimes.
Table3Mediumdurationofthepenaltiestowhichtheconvictedweresubjected
whentheircasesarrivedtotheCouncilofState.
Penalty Medium
duration(years)
Perpetual
penalties
Sample Penalty not
informed
Prison 3,41 2 37 2
Forcedlabor 5,26 1 41 7
Exiletoacertainplace(degredo) 6 1 14 1
Galleys 7,3 6 25 0
Now, we will deal with the defendant’s profession and their legal condition.
Those two categories are not equivalent but were used together on the records to
qualifysomehowthedefendant.Moreover,theyareagood indicationofwhatkindof
problemtheimperialadministrationfacedwiththehelpofpardon.
Table4Defendantsbylegalcondition(slaves,freedetc.)andbyprofession.
Profession/Legalcondition Quantity
Military 65
Slave 21
Foreigner 10
30Regardingthistheme,seetheworkofRicardoSontag(2016).
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Peacejudge 2
Freedman 5
Darkskinned 3
Priest 2
Creole 1
Unknown 79
There is an important minority of cases of slaves and freedmen, who had a
harsher treatment. However, this will be discussed later. The spotlight belonged to
military defendants, which represented more than a third of the cases where the
professionoftheconvictedisknown.Thiscanbecreditedtotheneedofstabilizationof
therecentlyindependentempire,inwhichconflictstokeepindependenceandtosecure
borders lurked at the limits of the nation. Also, the relevant number of foreigners –
especiallyPortuguese–stimulateddistrustaboutthefidelityofsomeoftheinhabitants
ofthenew-bornEmpire.It is importanttoaddthatmostofthemilitarythatappeared
on theCouncilof Statewereof low ranks. Someof themhadhigherposts,butnever
fromtheverytop31.
Table5ResultsoftheconsultationsoftheCouncilofStatewhenthedefendantwas
freeorslave.
Result Freedefendant32 Slavedefendant33
Commutation
Pardon 22% 6%
Commutation
strictosenso
16% 6%
Nocommutation 24% 56%
Majority for
commutation
15% 13%
31 Itwaspossibleto find33soldiers,1 furriel,2cabos,4recruits,1major,3sergeants,1contramestre,4lieutenants,4mariners,1capitan,6alferesand,finally,7militarywithunspecifiedranks.32 Numeric values: Commutation - 60 times, being: pardon – 34; commutation stricto sensu – 26. Non-commutation:36.Discrepancy-47,being:majorityforcommutation–22;majorityfornon-commutation–15;draw–8;notinformed–2.Notinformed:10.33 Numeric values: commutation – 2 times, being: pardon – 1; commutation stricto senso – 1. Non-commutation:9.Discrepancy:5,being:majority forcommutation–2;majority fornon-commutation–2;notinformed–1.
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Discrepancy
Majority of
non-
commutation
10% 13%
Draw 5% 6%
Notinformed 1% 0%
Notinformed 7% 0%
Inthistable,itispossibletosee,aboveall,theharsherapproachoftheCouncil
towards slaves. But the data should be looked cautiously, since the ones referring to
slaveswerefoundinmuchminornumbersthantheonesoffreepeople.Mostoftheir
cases happened in the beginning of the frame of this research, when the counselors
appeared to be more severe. This might have distorted our sample. Therefore, the
evidence presented above shall be confirmed or discarded by further investigation of
othersources.
Table6OpinionfromtheEmperorortheRegencyrelativetotheopinionofthe
Council.
AttitudeoftheEmperorortheRegency NumericValue
Followstheopinion 69
Goes against the
opinion34
1
Discrepantopinion
Followsthemajority 1
It is impossible to
determinethemajority
3
Thereisnoopinion TheEmperorcommutes 1
The Emperor does not
commute
11
Noinformation 12
34Theopinionrecommends thecommutation toacertainpenaltyandtheEmperordecides tocommute,buttoahigherpenaltythantheonerecommended.
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The emperor does not
decide
6835
Fromthe tableabove, it ispossible to say that theopinionof theCouncilwas
widelyrespected: ineverycase inwhich itdecided,themoderatingpowerfollowedat
leasttheminorityopinion36.However,whentheregencycametopower,thedecisions
stopped to appear on the records: the documents state laconically that the regents
would“discussitlater”.Itispossibletounderstandwhythisstartedtohappen:nowthe
powerwasexercisedbythreepeople,andnotjustone.Itwasmuchhardertoleavethe
discussions with a fix opinion of three people thanwhen the emperor had to simply
statehissingleopinion.OtherhypothesisisthattheCouncilonlywasheardasamatter
ofmandatoryformality,asstatedbytheViscountofUruguayanddescribedonsection
threeofthispaper.Bothhypothesesarecredible,andispossiblethatreality,complexas
it always is, would reveal that both factors were present. The deepening of the
argumentwoulddemandamoreextensiveresearchaboutthepoliticaldynamicsofthe
regencytimes,withthediscussionofthecompleterecordsoftheCouncil.However,this
isnottheobjectivehere.
5–Decipheringthesphinx37:reasonstodecideonthepardonappeals
Now that the relations between the emperor’s decisions and the opinions of the
councilorshavebeendetermined,itispossibletoscrutinizethecontentsoftherulings.
35OnecasebyPeterI,andtherestbytheregency.36Itisimportanttostressthat“tofollowtheminorityopinion”doesnotmeantocontradicttheCouncilofState. In themeetings,boththecouncilorsandtheEmperor (later, theRegency) tookaseat.Allopinionsissuedduringthemeetingswereregisteredintherecordsandwerethereforeavailabletothemoderatingpower.TherewasnomandatoryopinionfromtheCouncil,butissuedmajorityandminorityopinions.TheEmperoralways followedoneor theother,neverabandoningat leastoneof thepaths suggestedby theCouncil.37ReferencetotheworkofSilvanaMotaBarbosa(2001),importanttounderstandthemoderatingpowerinBrazil.
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Table7“Reasonstodecide”mentionedbythecouncilorsofStatewhilediscussing
pardoncases(1828-1834)38.
Justification Frequency Percentage
Newanalysisofthecase 46 37,7%
PassionofChrist 24 19,7%
Correction of legislative
flaws
14 11,4%
Personal circumstances of
thedefendant
11 9%
Genericmotivation 10 8,2%
The time in prison had
purgedtheguilt
1 0,8%
Others 16 13,1%
TablesevenpresentstheargumentsusedbythecouncilorsofState,regardless
ofbeingusedbythemajorityortheminority,tojustifytheconcessionornotofpardon
totheconvicted.Itisnotpossibletoknowexactlywhichoneswerethecrucialreasons
for the decision, since the councilors argued, but did not use to write down a single
opinion with the official justifications. Thus, the expression “reasons to decide” is
employed here in an approximative meaning. Also, in some cases, the records show
some data about the defendant, and in what grounds his request was based, but
nothingatall abouthow thecouncilorsviewed thearguments.This iswhywecannot
knowforsureiftheywerereallyemployedinthediscussions;Ievaluatedcontextuallyif
theycouldorcouldnotbelabeledasa“reasontodecide”.Thedraftingtechniqueofthe
records also lead to a sparse registration of the decisions and their reasoning, as the
secretariesdidnotwritedowntheexactwordsofthecouncilors.Therefore,therecords
containmuchmoreinformationaboutthefinaldecisionsthantheirbases.Thesources,
thus, despite being very rich, are somewhat sparse, and demands and additional
interpretativeeffort.Myobjective,however,was tobetterunderstand theconceptual
pillarsofpardonandhowtheywereusedbetweenthethirdandfourthdecadesofthe
38Icouldnotfindanyinformationonthe“reasonstodecide”of68cases.Thenumberofthefrequenciesishigherthanthetotalnumberofcasesbecausemanydefendantshadtheircommutationsevaluatedbymorethanoneargument.
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nineteenthcentury,duringthetransitiontotheageofcodifications.Tofulfillthistask,it
isnotthatimportanttorebuildtheprecisethinkingofthecouncilors,buttocapturethe
ideas thatwere being employed by them as a group. Therefore, theminor variations
that might have occurred do not hurt the general conclusions that these data can
provide.Evenwithsomeimperfections,thedocumentalseriesisvalid.
The limitations being clarified,we can nowunderstand the concepts I drafted
from the sources, and the justifications that appear in the records of the Council of
State.Thevarious“reasons todecide”canbedivided in sevendifferentcategories,as
shown in table seven: “new analysis of the case”, “correction of legislative flaws”;
“personal circumstancesof thedefendant”, “the time inprisonhadpurged theguilt”,
“genericmotivation”,“passionofChrist”and“others”.
New analysis of the case. Those are the situations in which the councilors
scrutinizethefactsonceagain.Investigatingthecorrectionoftheprocedurefollowedby
the judges,evaluatingagain theevidence, rethinkingwhichcrimewascommitted, the
councilorsofStateactedinthosemomentsmuchmoreasjudgesthanasauxiliariesof
the moderating power. In those situations, the Council of State worked almost as
anothercourtwhichwouldbelatervalidatedbytheemperor.Theyusedasarguments
forpardoningorkeepingthesentencemanyfactsassociatedwiththecircumstancesof
thecrime:thedefendantwasaminor(8cases),advancedage(1),thedefendantwasa
recruit(1),absenceofpremeditation(1),weaponofthecrime(1),absenceofintention
(1), lack of evidence (2), the defendantwas the leader of the criminal action (2), the
action was not a crime (4), nullities of the procedure (2), and, very broadly,
unnominatedaggravatingcircumstances(6)andattenuatingcircumstances(1)39.Finally,
inmany cases therewas an unspecified quotation of the “gravity of the crime” (16).
“Newanalysisofthecase”correspondsto37,7%oftheargumentsemployed.
In24cases,or19,7%ofthem,pardonwasgranted“inattentiontothepassion,
anddeathofOurLordJesusChrist,whichiscelebratedtoday”40.Thiscanbeseenasa
mementoofAncienRégimepractices, inwhichpardonhadtheroleofcelebrating the
39 The consideration of aggravating and attenuating circumstances is not a Brazilian specificity. ThomasKootkas(2007)analyseshowpardonworkedinFinlandthroughoutthe19thcentury,whenthatnationwasaRussiangrand-duchy.According toKootkas,pardon thereplayeda roleof softening theharshnessof thepre-modern system of criminal law. Therefore, aggravating and attenuating circumstances were widelytakenintoinaccountbytheemperorinthedecisiontocommute,sincetheywerenotpresentinthepenallaws.Moreover, thesocialpositionof thedefendant, the fact thathesupporteda large familyandhadagoodreputationwerealsoimportant.40Onecansee,forexample,theconsultationof16/04/1829.
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figure of themonarch, andwas given in feast days to reinforce the spectacle and to
boostthejoyofthepublic.
Correction of legislative flaws. This notion contains the cases inwhich pardon
seemstobeusedtofillalegalloophole,orwhenclearequitygroundswerepresent.In
theselastcases,therewasanobvioussensationthatthepleashouldbeatleastheard,
but, at the same time, there was no clear rule that authorized the request of the
convicted. I also included thecases inwhich theconvenienceofprisonadministration
demanded the diminishing of the sentence, or another change on the rules of its
serving,but, at the same time, lawdidnotempower the judgewith theneeded legal
toolstomakethosechanges.Inthiscase,andinaccordancetothewidespreadaversion
tothegrowingofjudge’spowerpresentinthosetimes,theintentionwastogivetothe
sovereign all the discretionary power that could not be eliminated. This larger liberty
wasbalancedbytheoverviewoftheCouncilofState.Amongtheparticularjustifications
allocatedinthiscategory,onecanfind:acaseinwhichthehighercourtdiminishedthe
punishment;orrequeststhatpenaltiesservedbeforeinacaseofflightbeconsidered,in
what would be called today criminal detraction (detração) (3 cases); a defendant
convictedtoforcedlaborthatlaterbecameunsuitedtoworkduetothelossofanarm
(1);incompatibilityofthepenaltywiththefemalesex41(2).Reasonsthatweunderstood
41Thebrutalityodcriminalrepressionwasconsidered,insomeaspects,unnecessaryfacedtotheparticularcharacteristics then thought tobepart of the feminine sex. The footnote170aof thecódigo criminal doImpériodoBrasil–comentadoeanotadocomosprincípiosdodireito...,whichdiscussthearticle43(“deathpenaltyshallnotbeimposedonthepregnantwoman,andsheshallnotevenbejudged,ifshedeservesit,notfor40daysafterthebirth”)oftheCriminalCodeisexemplary:“apena,esseremédiodocrime,nafrasedeBonneville,deveserproporcionadaàgravidadedaafecçãoecurabilidadedoculpado,sendoinútileporconseguintefunesto,arbitrário,ilegítimo,oqueexcedeestamedida,eparecequeemmatériasdecrimesaconsideraçãodosexofeminino,comoadaidade,deveriaserumacircunstânciaessencialmenteatenuante.Ebastaconsiderarque, sendoamulher reduzidaaumestadonecessáriodemenoridadee incapacidade,comocollocal-a,essesertãofraco,essemenor,sobreomesmoníveldohomem,seusenhoreseumestre,sendoqueasuadebilidaderelativadecorpo,detemperamentoede inteligênciadeveriaseremvistadaseveridade das leis penaes uma causa geral de atenuação, parecendo repugnante, em condições tãodesiguaesediferentes,aplicar-se-lheosmesmosrigorespenaesqueoshomens(...).Elevemosamulheretenhamosemconsideraçãoa suamenorperversidade, semoegoísmocomquenos temposantigos seafaziaserva(ancila),escrava(serva),umacousa(respatrisfamilia),podendoserrepudiada,cedida,vendida,tendoomaridoodireitodeamatar(iusvitaeetnecis).Attenda-seàsuafraquezana imposiçãodapena,maseleva-se,porqueDeosacollocoupertodohomemparaseroagenteíntimodasuafelicidade,dasuamoralidade,dasuasalvação.(...)Menosprecocesnocrime,maisaccessíveisàemenda,maisdadasàvirtudeconjugaledoméstica,maislaboriosas,maisprobas,maiseconômicas,maispiedosaseresignadas,tudoissonoslevaàconclusãodequeapenademorteparaamulheréumabarbaridadesemrazãodeser,eorigorpara com elas, na medida daquele para com os homens, é uma prova de que a pena nem semprecorresponde ao delito. Infelizmente, nesse sentido, o espírito utilitário tem se substituído à antigagenerosidadedaidademédia.(...)apessoadosexofrágilraramenterecalcitranocrime,amenosquenãosejadominadaporumacausaestranha,comoaloucura.Aconselhacompalavrasdocesaumamulherquecommetteu qualquer crime, e a vereis banhada em lágrimas e com o seu coração repassado em dorexclamar:pequeiefuiumainsensata!”(PESSOA,1885:115-114).
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thatwererelatedtotheconvenienceofprisonadministrationwere:theplaceinwhich
the defendant requested to serve the sentence was closer to his family (1); pardon
wouldhelptofreespacesonacrowdedprison(1)42;absenceofaprisonsuitedtothe
female sex (2); factual impossibility to serve the sentence. I also found two cases in
whichthedefendantswereconvictedtoapenaltyandwaitedfora longtimefortheir
execution.The impositionof thepenaltywouldhardly come,and the sufferingarising
from the expectation of the execution was not a part of the original sentence, what
made it unfair. One case was of death sentence, and the other one was of prison
combined with a fine, but, since the defendant was poor, he could not pay it and,
therefore, was kept jailed. Under “correction of legislative flaws” I placed 14
justifications-11,5%ofthetotal.
Personal circumstancesof thedefendant. This categoryhouses threedifferent
sub-categories. The first one points the good previous life of the defendant, what
indicatesthatthecrimewasasimplyandforgivabledeflectionofhisnormalbehavior.
The councilors quote: value of the defendant/previous services (2 cases); 5 cases in
whichsomeauthorityspokeinfavorofthedefendantintherecords(recommendation
from the court itself [2] or from a military superior [3]). The second sub-category
comprises situations in which specificities of the life of the defendant makes the
punishmentparticularlyandunfairlyharsh.Thecouncilors talkedabout thepovertyof
thedefendant[2],andonecaseofamilitaryconvictedtothelossofhissalary,whenit
was his only source of income. The third sub-category has a single case, inwhich the
indignityofadefendantwasquotedasanobstacletohiscommutation.It is important
to remember that this category is about the person of the defendant, and not to
aggravatingorattenuatingcircumstancesofthecrime.Thiscategoryhas11cases,or9%
ofthemall.
Generic motivation. This category, with 10 cases, shows vague justifications
which say almost nothing about what the councilors had thought – but, maybe,
somethingaboutthe lazinessofwhoeverwrotetherecords.Theyare:“therewereno
reasonstocommutation”(9cases)and“therewerereasonstocommutation”(1).
42Thisargumentcouldbedangerous–indeed,iftheprisonswereatfullcapacity,onlypardonrequestcouldbesuccessful.Conveniently,itwasusedonlyonce,inthecaseofaforeigndefendantwhohadbeencausingsometroubleinBrazil.Apunctualuse,tofreethecountryfromaquitespecificproblem.
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The time in prison purged the guilt. The one that, from the point of view of
almostallthepubliclawscholarsinlate19thcenturyBrazil,wasthemainreasonforthe
veryexistenceofpardon,appearedinjustonecase,or0,8%.
Others.Thiscategoryhousesthecaseslooselyconnectedtotheotherones,and
that couldnotprovidemuch insight in capturinggeneral trends.Theyare: thepardon
from the victimor anextof kin (3 cases)43; a co-defendantwho committed the same
crimehadalreadybeenpardoned(3);inthecase,thecommutationwouldalmostmean
the freeing of the defendant, since the penalty would become too light (2);
commutationwouldriskthemilitarydisciplineand,therefore, thesafetyof thetroops
(1). Also, I could find some denials of pardon based on the lack of bureaucratic
paperwork.Inthosecases,itispossibletomentionthelackofsomedocument(2cases)
orof thewholeoriginal lawsuit (1); therewerealso4 cases inwhich the requestwas
deniedbecause theordinary appealswere still pending. This last reasonderived from
the extraordinary nature of pardon: it was used to correct unfairness when the
legislativeand judiciarycouldnotactanymore.Therefore,any interventionbeforethe
final ruling of the judiciary would mean an unlawful intervention of the moderating
poweragainstanotherbranchoftheState,riskingtheequilibriumtheEmperorhimself
wasresponsibletokeep.“Others”gathers16reasons,or13,1%ofthewhole.
6–Managinginstabilityintimesofchange:finalremarks
Pardonisalegaltoolonthehalfwaybetweencriminalandconstitutionallaw.InBrazil,
duringthefirsthalfofthe19thcentury,itwasimportantforbothdimensionsinhelping
the legal order to face different crisis. From the criminal point of view, royal mercy
helped to bring more justice and to soften the severe provisions of the Philippine
OrdinationswhiletheCriminalCodeof1830wasstillnotinforce.Itwasalsoimportant
tocorrectprocedural flawsandtheexcessiveharshnessof judgesevenafter theCode43MonicaStronati(2009:571-574)showshowinItalythevictim’sforgivenesswasimportantofthefilingofthepardonrequests.Itwasseenasasignoftheatonementofguilt,andwellvaluedontheopinionsissuedduringtheprocessing.Itsrelevancewassohighthatmanyministrylettersrecommendedthatitshouldbetakeninaccount.Itissomethingfromthelonguedureé,asshownbyMarcoBellabarba(1999):from16thto17thcentury,bothinTuscanyofMedicisandthePiemonteofSavoys,pardonwasmoreeasilygrantedwhenitwaspredatedbytheforgivenessofthevictimorofitsfamily.InBrazil,itsrelevancewassmaller.Thiswasprobablyduetotheexistenceoftheofficialinstitutionofthevictim’spardon,whichextinguishedlawsuitsinthecasesoftheprivatecrimesinwhichtherewasnoaccusationfromthejustice.InItaly,theinstitutionwasnolongerpartofthecode,anditsconcernsmustbetransversallyconsidered.
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cametolight.Fromtheconstitutionalpointofview,pardonwasusedtorewardservices
made to the nation and to properly manage the discipline of the army. This was
extremelyrelevantintimesinwhichinstabilityreignedandriotspoppedconstantly.
The Council of State gave important support to the Emperor and later to the
Regency in those tasks. As an organ gathering important politicians and jurists, its
opinion was very prestigious at the time, and even further. The role of the Council,
however, was not uniform. It was very present while Peter I ruled, but it became
progressively void after the Regency came to power, until it is final extinction by the
Additional Act of 1834, on the context of the decentralization reforms. Be it on the
evaluation of the services rendered by the convicted, of the lawful administration of
justiceorofthefairnessoflaws,thecouncilorseffectivelycontributedtoshapehowlaw
andjusticewereunderstoodinthedawnofindependentBrazil.
ThisalsohelpstobetterunderstandwhattheCouncilwasandhowitworked.It
was not only a political institution, or a legal one: it brought both things together. It
shaped legal devices and constitutional institutions in order to control deviance,
disciplineslavesandthemilitaryandtobringstabilitytoashakenland.Criminal lawis
an important part of this task. But punishment is just one side of this branch of law:
pardon is also a part of discipline. By effectively changing how laws are applied and
rewarding trustworthy subjects, it can strengthen the ties between citizens and the
emperor.Butthis is tooaproofof the linksbetweenpardon, theCouncilofStateand
thepoliticsofaspecificregime.Afterthefirstemperorabdicatedin1831,theinstitution
gradually lost its meaning, as their members were compromised by another context.
Thismayexplainitsfinaldemise.
Finally, I would like to stress out the implications of this research on our
understandingoftheconstructionoflegality.Thisphenomenonwasnotanabruptand
absolutechangefromtraditiontoinnovation:itwasratheraslowprocessinwhichold
stilesofthough,conceptsanddevicesweretransformedadaccommodatedintoanew
structure.TheCouncil coulddealverywellwithcases thathappenedbeforeandafter
thecreationofthecode.Thenewtypesofcrimescoexistedwitholdpractices,suchas
the pardon commemorating the passion of Christ. Actually, pardon itself is an old
instrument,thatwasbeingusedinanold-fashionedway,asaresourcetoshowoffthe
never-endingmercyandgloryof thecrown.Weshouldwaita fewyears towatch the
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transformationof it into amoremodern instrument. The institutional continuity from
theoldandnewtimesmightexplaintheslowchanges.
At the end of the day, seemingly incompatible practices could be brought
togethertostabilizethecountryandfacethechallengesoftransition.
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SobreoautorArthurBarrêttodeAlmeidaCostaMaster’s Student in Law and J.D. at the Federal University ofMinas Gerais, undersupervisionofprof.RicardoSontag andwitha scholarship fromCAPES.MemberofStudium Iuris –ResearchGroupon theHistory of LegalCulture (CNPq/UFMG). ThisresearchwasfinancedbyFAPEMIG.E-mail:[email protected]éoúnicoresponsávelpelaredaçãodoartigo.