Pearson BTEC Level 3 Certificate in Employment Related ... · Pearson BTEC Level 3 Certificate in...
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Pearson BTEC Level 3 Certificate in Employment Related Services (QCF)
Specification
Pearson BTEC Specialist qualification First teaching August 2014
Edexcel and BTEC qualifications are awarded by Pearson, the UK’s largest awarding body. We provide a wide range of qualifications including academic, vocational, occupational and specific programmes for employers. For further information, please visit our qualification websites at www.edexcel.com or www.btec.co.uk. Alternatively, you can get in touch with us using the details on our contact us page at www.edexcel.com/contactus.
Pearson: helping people progress, everywhere
Pearson aspires to be the world’s leading learning company. Our aim is to help everyone progress in their lives through education. We believe in every kind of learning, for all kinds of people, wherever they are in the world. We’ve been involved in education for over 150 years, and by working across 70 countries in 100 languages we have built an international reputation for our commitment to high standards and raising achievement through innovation in education. Find out more about how we can help you and your learners at: www.pearson.com/uk
References to third party material made in this specification are made in good faith. Pearson does not endorse, approve or accept responsibility for the content of materials, which may be subject to change, or any opinions expressed therein. (Material may include textbooks, journals, magazines and other publications and websites.)
All information in this specification is correct at time of publication.
Authorised by Martin Stretton Prepared by Cheryl Bott
ISBN 978 1 446 90797 9
All the material in this publication is copyright © Pearson Education Limited 2014
Contents
Purpose of this specification 1
1 Introducing Pearson BTEC Specialist qualifications 3
What are Pearson BTEC Specialist qualifications? 3
2 Qualification summary and key information 4
QCF qualification number and qualification title 5
Objective of the qualification 5
Relationship with previous qualifications 5
Progression opportunities through Pearson qualifications 5
Industry support and recognition 5
3 Qualification structure 6
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) 6
4 Assessment 7
5 Recognising prior learning and achievement 8
Recognition of Prior Learning 8
Credit transfer 8
6 Centre resource requirements 9
7 Centre recognition and approval centre recognition 10
Approvals agreement 10
8 Quality assurance of centres 11
9 Programme delivery 12
10 Access and recruitment 13
11 Access to qualifications for learners with disabilities or specific needs 14
12 Units 15
Unit title 15
Unit reference number 15
QCF level 15
Credit value 15
Guided learning hours 15
Unit aim 15
Essential resources 15
Learning outcomes 15
Assessment criteria 16
Unit amplification 16
Information for tutors 16
Unit 1: Understanding the Employment Related Services Sector 17
Unit 2: Providing Excellent Customer Service 26
Unit 3: Manage own Professional Development within an Organisation 34
Unit 4: Ensure Compliance with Legal, Ethical and Social Requirements 39
13 Further information and useful publications 45
14 Professional development and training 46
Annexe A 47
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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Purpose of this specification
The purpose of a specification as defined by Ofqual is to set out:
the qualification’s objective
any other qualification that a learner must have completed before taking the qualification
any prior knowledge, skills or understanding that the learner is required to have before taking the qualification
units that a learner must have completed before the qualification will be awarded and any optional routes
any other requirements that a learner must have satisfied before they will be assessed or before the qualification will be awarded
the knowledge, skills and understanding that will be assessed as part of the qualification (giving a clear indication of their coverage and depth)
the method of any assessment and any associated requirements relating to it
the criteria against which the learner’s level of attainment will be measured (such as assessment criteria)
any specimen materials
any specified levels of attainment.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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1 Introducing Pearson BTEC Specialist qualifications
For more than 25 years, Pearson BTECs have earned their reputation as well-established, enduringly effective qualifications. They have a proven track record of improving motivation and achievement. Pearson BTECs also provide progression routes to the next stage of education or to employment.
What are Pearson BTEC Specialist qualifications?
Pearson BTEC Specialist qualifications are qualifications from Entry to Level 3 on the Qualifications and Credit Framework (QCF). They are work-related qualifications and are available in a range of sectors. They give learners the knowledge, understanding and skills they need to prepare for employment. They also provide career development opportunities for those already in work. These qualifications may be full-time or part-time courses in schools or colleges. Training centres and employers may also offer these qualifications.
Some Pearson BTEC Specialist qualifications are knowledge components in Apprenticeship Frameworks, i.e. Technical Certificates.
There are three sizes of Pearson BTEC Specialist qualification in the QCF:
Award (1 to 12 credits)
Certificate (13 to 36 credits)
Diploma (37 credits and above).
Every unit and qualification in the QCF has a credit value.
The credit value of a unit specifies the number of credits that will be awarded to a learner who has achieved the learning outcomes of the unit.
The credit value of a unit is based on:
one credit for every 10 hours of learning time
learning time – defined as the time taken by learners at the level of the unit, on average, to complete the learning outcomes to the standard determined by the assessment criteria.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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2 Qualification summary and key information
Qualification title Pearson BTEC Level 3 Certificate in Employment Related Services (QCF)
QCF Qualification Number (QN) 600/9665/2
Qualification framework Qualifications and Credit Framework (QCF)
Regulation start date 11/06/2013
Accreditation start date 01/08/2014
Approved age ranges 16-18
19+
Credit value 20
Assessment Centre-devised assessment (internal assessment)
Guided learning hours 118
Grading information The qualification and units are at pass grade.
Entry requirements No prior knowledge, understanding, skills or qualifications are required before learners register for this qualification. However, centres must follow the Pearson Access and Recruitment policy (see Section 10 Access and recruitment).
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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QCF qualification number and qualification title
Centres will need to use the QCF Qualification Number (QN) when they seek public funding for their learners. As well as a QN, each unit within a qualification has a QCF unit reference number (URN).
The qualification title, unit titles and QN will appear on each learner’s final certificate. You should tell your learners this when your centre recruits them and registers them with us. There is more information about certification in our Information Manual, available on our website: www.edexcel.com
Objective of the qualification
The Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) is for learners who work in, or want to work in the employment related services sector.
It gives learners the opportunity to:
develop knowledge and skills related to job roles in the employment related services sector
achieve a nationally-recognised Level 3 qualification
develop their own personal growth and engagement in learning
Relationship with previous qualifications
This qualification is a replacement for the EDI Level 3 Certificate in Employment Related Services (QCF).
Progression opportunities through Pearson qualifications
Learners who have achieved the Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) can progress to a Pearson BTEC Level 3 Diploma in Employment Related Services (QCF), a Level 4 Certificate in Employment Related Services (QCF) or a Level 4 Diploma in Employment Related Services (QCF).
Industry support and recognition
This qualification is supported by the professional body the Institute of Employability Professionals (IEP).
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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3 Qualification structure
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF)
The learner will need to meet the requirements outlined in the table below before Pearson can award the qualification.
Minimum number of credits that must be achieved 20
Unit Unit reference number
Mandatory units Level Credit Guided learning hours
1 M/503/2400 Understanding the Employment Related Services Sector
3 5 33
2 K/602/1597 Providing Excellent Customer Service
3 6 40
3 L/600/9586 Manage own Professional Development within an Organisation
3 4 20
4 H/600/9609 Ensure Compliance with Legal, Regulatory, Ethical and Social Requirements
4 5 25
Centres should be aware that within the Level 3 qualification in this specification, learners will be required to meet the demands of a unit at Level 4. Centres are advised to consider the support, guidance and opportunities they give to learners to meet the demands of the higher level unit(s) during delivery and assessment of the qualification.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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4 Assessment
The table below gives a summary of the assessment methods used in the qualification.
Units Assessment method
All units Centre-devised assessment
Centre-devised assessment (internal assessment)
Each unit has specified learning outcomes and assessment criteria. To pass an internally assessed unit, learners must meet all the learning outcomes. Centres may find it helpful if learners index and reference their evidence to the relevant learning outcomes and assessment criteria.
Centres need to write assignment briefs for learners to show what evidence is required. Assignment briefs should indicate clearly which assessment criteria are being targeted.
Assignment briefs and evidence produced by learners must meet any additional requirements in the Information for tutors section of the unit.
Unless otherwise indicated in Information for tutors, the centre can decide the form of assessment evidence (for example, performance observation, presentations, projects, tests, extended writing) as long as the methods chosen allow learners to produce valid, sufficient and reliable evidence of meeting the assessment criteria.
Centres are encouraged to give learners realistic scenarios and maximise the use of practical activities in delivery and assessment.
To avoid over-assessment, centres are encouraged to link delivery and assessment across units.
There is more guidance about internal assessment on our website. See Section 13. Further information and useful publications.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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5 Recognising prior learning and achievement
Recognition of Prior Learning
Recognition of Prior Learning (RPL) is a method of assessment (leading to the award of credit) that considers whether a learner can demonstrate that they can meet the assessment requirements for a unit through knowledge, understanding or skills they already possess and so do not need to develop through a course of learning.
Pearson encourages centres to recognise learners’ previous achievements and experiences in and outside the workplace, as well as in the classroom. RPL provides a route for the recognition of the achievements resulting from continuous learning.
RPL enables recognition of achievement from a range of activities using any valid assessment methodology. If the assessment requirements of a given unit or qualification have been met, the use of RPL is acceptable for accrediting a unit, units or a whole qualification. Evidence of learning must be sufficient, reliable and valid.
Further guidance is available in the policy document Recognition of Prior Learning Policy and Process, which is on our website: www.edexcel.com.
Credit transfer
Credit transfer describes the process of using a credit or credits awarded in the context of a different qualification or awarded by a different awarding organisation towards the achievement requirements of another qualification. All awarding organisations recognise the credits awarded by all other awarding organisations that operate within the QCF.
If learners achieve credits with other awarding organisations, they do not need to retake any assessment for the same units. The centre must keep evidence of credit achievement.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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6 Centre resource requirements
As part of the approval process, centres must make sure that the resources requirements below are in place before offering the qualification.
Centres must have appropriate physical resources (for example, equipment, IT, learning materials, teaching rooms) to support the delivery and assessment of the qualification.
Staff involved in the assessment process must have relevant expertise and occupational experience.
There must be systems in place to ensure continuing professional development for staff delivering the qualification.
Centres must have appropriate health and safety policies in place relating to the use of equipment by learners.
Centres must deliver the qualifications in accordance with current equality legislation. For further details on Pearson’s commitment to the Equality Act 2010, please see Section 10 Access and recruitment and Section 11 Access to qualifications for learners with disabilities or specific needs. For full details on the Equality Act 2010, please go to www.legislation.gov.uk
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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7 Centre recognition and approval centre recognition
Centres that have not previously offered Pearson qualifications need to apply for, and be granted, centre recognition as part of the process for approval to offer individual qualifications.
Existing centres will be given ‘automatic approval’ for a new qualification if they are already approved for a qualification that is being replaced by a new qualification and the conditions for automatic approval are met.
Guidance on seeking approval to deliver Pearson BTEC qualifications is available at www.edexcel.com.
Approvals agreement
All centres are required to enter into an approval agreement that is a formal commitment by the head or principal of a centre to meet all the requirements of the specification and any associated codes, conditions or regulations. Pearson will act to protect the integrity of the awarding of qualifications. If centres do not comply with the agreement, this could result in the suspension of certification or withdrawal of approval.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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8 Quality assurance of centres
Quality assurance is at the heart of vocational qualifications. The centre assesses Pearson BTEC qualifications. The centre will use quality assurance to make sure that their managers, internal verifiers and assessors are standardised and supported. Pearson use quality assurance to check that all centres are working to national standards. It gives us the opportunity to identify and provide support, if needed, to safeguard certification. It also allows us to recognise and support good practice.
For the qualifications in this specification, the Pearson quality assurance model will follow one of the processes listed below.
1 Delivery of the qualification as part of a BTEC apprenticeship (‘single click’ registration):
an annual visit by a Standards Verifier to review centre-wide quality assurance systems and sampling of internal verification and assessor decisions
2 Delivery of the qualification outside the apprenticeship:
an annual visit to the centre by a Centre Quality Reviewer to review centre-wide quality assurance systems
Lead Internal Verifier accreditation. This involves online training and standardisation of Lead Internal Verifiers using our OSCA platform, accessed via Edexcel Online. Please note that not all qualifications will include Lead Internal Verifier accreditation. Where this is the case, we will annually allocate annually a Standards Verifier to conduct postal sampling of internal verification and assessor decisions for the Principal Subject Area.
For further details, go to the UK BTEC Quality Assurance Handbook on our website.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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9 Programme delivery
Centres are free to offer the qualifications using any mode of delivery (for example full time, part time, evening only, distance learning) that meets their learners’ needs. Whichever mode of delivery is used, centres must make sure that learners have access to the resources identified in the specification and to the subject specialists delivering the units.
Those planning the programme should aim to enhance the vocational nature of the qualification by:
liaising with employers to make sure a course is relevant to learners’ specific needs
accessing and using non-confidential data and documents from learners’ workplaces
developing up-to-date and relevant teaching materials that make use of scenarios that are relevant to the sector
giving learners the opportunity to apply their learning in practical activities
including sponsoring employers in the delivery of the programme and, where appropriate, in the assessment
making full use of the variety of experience of work and life that learners bring to the programme.
Centres must make sure that any legislation taught is up to date.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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10 Access and recruitment
Pearson’s policy regarding access to our qualifications is that:
they should be available to everyone who is capable of reaching the required standards
they should be free from any barriers that restrict access and progression
there should be equal opportunities for all those wishing to access the qualifications.
Centres are required to recruit learners to Pearson BTEC Specialist qualifications with integrity.
Applicants will need relevant information and advice about the qualification to make sure it meets their needs.
Centres should review the applicant’s prior qualifications and/or experience, considering whether this profile shows that they have the potential to achieve the qualification.
For learners with disabilities and specific needs, this review will need to take account of the support available to the learner during teaching and assessment of the qualification. The review must take account of the information and guidance in Section 11 Access to qualifications for learners with disabilities or specific needs.
Learners may be aged between 14 and 16 and therefore potentially vulnerable. Where learners are required to spend time and be assessed in work settings, it is the centre’s responsibility to ensure that the work environment they go into is safe.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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11 Access to qualifications for learners with disabilities or specific needs
Equality and fairness are central to our work. Pearson’s Equality Policy requires all learners to have equal opportunity to access our qualifications and assessments. It also requires our qualifications to be awarded in a way that is fair to every learner.
We are committed to making sure that:
learners with a protected characteristic (as defined by the Equality Act 2010) are not, when they are undertaking one of our qualifications, disadvantaged in comparison to learners who do not share that characteristic
all learners achieve the recognition they deserve from undertaking a qualification and that this achievement can be compared fairly to the achievement of their peers.
Learners taking a qualification may be assessed in British sign language or Irish sign language where it is permitted for the purpose of reasonable adjustments.
Further information on access arrangements can be found in the Joint Council for Qualifications (JCQ) document Access Arrangements, Reasonable Adjustments and Special Consideration for General and Vocational qualifications.
Details on how to make adjustments for learners with protected characteristics are given in the document Pearson Supplementary Guidance for Reasonable Adjustment and Special Consideration in Vocational Internally Assessed Units.
Both documents are on our website at: www.edexcel.com/policies
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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12 Units
Units have the following sections.
Unit title
The unit title is on the QCF and this form of words will appear on the learner’s Notification of Performance (NOP).
Unit reference number
Each unit is assigned a unit reference number that appears with the unit title on the Register of Regulated Qualifications.
QCF level
All units and qualifications within the QCF have a level assigned to them. There are nine levels of achievement, from Entry to Level 8. The QCF Level Descriptors inform the allocation of the level.
Credit value
When a learner achieves a unit, they gain the specified number of credits.
Guided learning hours
Guided learning hours are the times when a tutor, trainer or facilitator is present to give specific guidance towards the learning aim for a programme. This definition covers lectures, tutorials and supervised study in, for example, open learning centres and learning workshops. It also includes assessment by staff where learners are present. It does not include time spent by staff marking assignments or homework where the learner is not present.
Unit aim
This gives a summary of what the unit aims to do.
Essential resources
This section lists any specialist resources needed to deliver the unit. The centre will be asked to make sure that these resources are in place when it seeks approval from Pearson to offer the qualification.
Learning outcomes
The learning outcomes of a unit set out what a learner knows, understands or is able to do as the result of a process of learning.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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Assessment criteria
Assessment criteria specify the standard required by the learner to achieve each learning outcome.
Unit amplification
This section clarifies what a learner needs to know to achieve a learning outcome.
Information for tutors
This section gives tutors information on delivery and assessment. It contains the following subsections.
Delivery – explains the content’s relationship to the learning outcomes and offers guidance on possible approaches to delivery.
Assessment – gives information about the evidence that learners must produce, together with any additional guidance if appropriate. This section should be read in conjunction with the assessment criteria.
Suggested resources – lists resource materials that can be used to support the teaching of the unit, for example books, journals and websites.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
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Unit 1: Understanding the Employment Related Services Sector
Unit reference number: M/503/2400
QCF level: 3
Credit value: 5
Guided learning hours: 33
Unit aim
The aim of this unit is for learners to develop their understanding and knowledge of the employment related services sector. This includes understanding and knowing about the role of the sector, programmes and services delivered within the sector, and primary frameworks that underpin effective practice within the sector.
Learners will gain an understanding of labour market information in order to deliver within the sector and find out how to improve service delivery by using labour market information.
Essential resources
There are no special resources needed for this unit.
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tance
, CV p
repar
atio
n,
trai
nin
g,
coac
hin
g,
inte
rvie
w
pre
par
atio
n,
work
ing in a
gro
up,
mar
keting t
o p
ote
ntial
em
plo
yers
, re
ferr
al t
o o
ther
ser
vice
s, in w
ork
support
ser
vice
s
2
Under
stan
d t
he
pro
gra
mm
es a
nd
serv
ices
del
iver
ed
in t
he
emplo
ymen
t re
late
d s
ervi
ces
sect
or
2.4
Exp
lain
the
rela
tionsh
ips
that
exi
st b
etw
een
pro
gra
mm
es a
nd s
ervi
ces
□
Under
stan
d h
ow
ser
vice
s ar
e re
leva
nt
to c
urr
ent
pro
gra
mm
es,
for
exam
ple
:
th
e W
ork
Pro
gra
mm
e, e
.g.
care
er a
dvi
ce,
job s
earc
h a
ssis
tance
, m
arke
ting t
o p
ote
ntial
em
plo
yers
W
ork
Choic
e pro
gra
mm
e, e
.g. jo
b s
earc
h a
ssis
tance
, ca
se
man
agem
ent
and lab
our
mar
ket
and c
aree
r ad
vice
, in
work
support
, ca
se m
anag
emen
t
Acc
ess
to W
ork
, e.
g.
refe
rral
to o
ther
ser
vice
s, job s
earc
h a
ssis
tance
, la
bour
mar
ket
and c
aree
r ad
vice
, ca
se m
anag
emen
t, in w
ork
support
Jo
bce
ntr
e Pl
us
support
contr
acts
, e.
g.
job s
earc
h a
ssis
tance
, la
bour
mar
ket
and c
aree
r ad
vice
, m
arke
ting t
o p
ote
ntial
em
plo
yers
M
andat
ory
Work
Act
ivity,
e.g
. m
arke
ting t
o p
ote
ntial
em
plo
yers
, jo
b
sear
ch a
ssis
tance
, ca
se m
anag
emen
t, in w
ork
support
N
ew e
nte
rprise
allo
wan
ce s
chem
e, e
.g.
case
man
agem
ent,
ref
erra
l to
oth
er s
ervi
ces
Pear
son B
TEC L
evel
3 C
ertifica
te in E
mplo
ymen
t Rel
ated
Ser
vice
s (Q
CF)
–
Spec
ific
atio
n –
Jan
uar
y 2014 ©
Pea
rson E
duca
tion L
imited
2014
21
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.1
D
escr
ibe
the
prim
ary
fram
ework
s □
Under
stan
din
g d
uty
of
care
, et
hic
al b
ehav
iour
and d
ecis
ion m
akin
g,
contr
actu
al r
equirem
ents
, le
gis
lative
and r
egula
tory
req
uirem
ents
re
leva
nt
to t
he
sect
or,
code
of
conduct
, org
anis
atio
nal
polic
ies
and
pro
cedure
s (e
.g.
hea
lth a
nd s
afet
y, e
qual
ity
and d
iver
sity
, dat
a pro
tect
ion,
confiden
tial
ity)
3.2
Exp
lain
how
to e
nsu
re
com
plia
nce
with indust
ry
stan
dar
ds
for
et
hic
al c
onduct
ef
fect
ive
pra
ctic
e
□
Under
stan
din
g o
f w
hat
com
plia
nce
mea
ns
within
the
emplo
ymen
t re
late
d s
ervi
ces
sect
or
□
Ensu
ring t
hat
work
with c
lients
is
carr
ied o
ut
in a
n e
thic
al w
ay:
work
ing
with t
he
bes
t in
tere
st o
f th
e cl
ient
at t
he
centr
e of
all w
ork
, co
ntr
actu
al
requirem
ents
, co
de
of
conduct
rel
atin
g t
o s
upply
chai
n m
anag
emen
t,
Tra
de
asso
ciat
ion c
odes
of
pra
ctic
e or
ethic
s
□
Effec
tive
pra
ctic
e w
ithin
the
emplo
ymen
t re
late
d s
ervi
ces
sect
or:
good
tim
e m
anag
emen
t, g
ainin
g t
he
bes
t re
sult p
oss
ible
for
the
clie
nt
3.3
Exp
lain
how
to e
nsu
re
com
plia
nce
with leg
isla
tion
and/o
r re
gula
tions
rele
vant
to d
eliv
ery
of
emplo
ymen
t re
late
d s
ervi
ces
□
Legis
lative
and r
egula
tory
req
uirem
ents
within
em
plo
ymen
t re
late
d
serv
ices
: dat
a pro
tect
ion,
equal
ity,
fre
edom
of
info
rmat
ion,
hea
lth a
nd
safe
ty a
t w
ork
, em
plo
ymen
t rights
and r
esponsi
bili
ties
3
Under
stan
d t
he
prim
ary
fram
ework
s th
at
under
pin
effec
tive
pra
ctic
e in
the
emplo
ymen
t re
late
d s
ervi
ces
sect
or
3.4
D
escr
ibe
how
to c
om
ply
with
org
anis
atio
nal
sta
ndar
ds
rela
ting t
o s
ervi
ce d
eliv
ery
□
Org
anis
atio
nal
sta
ndar
ds:
dat
a pro
tect
ion,
confiden
tial
ity,
acc
ura
te
reco
rdin
g a
nd f
iling o
f pap
erw
ork
, ef
fect
ive
tim
e m
anag
emen
t, e
ffec
tive
ca
se m
anag
emen
t, a
ppro
priat
e an
d e
ffec
tive
com
munic
atio
n
Pear
son B
TEC L
evel
3 C
ertifica
te in E
mplo
ymen
t Rel
ated
Ser
vice
s (Q
CF)
–
Spec
ific
atio
n –
Jan
uar
y 2014 ©
Pea
rson E
duca
tion L
imited
2014
22
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.1
Id
entify
lab
our
mar
ket
info
rmat
ion t
hat
is
rele
vant
to d
eliv
ery
of
serv
ices
in
ow
n a
rea
of
resp
onsi
bili
ty
□
Under
stan
d lab
our
mar
ket
info
rmat
ion a
t lo
cal le
vel an
d h
ave
a bro
ad
under
stan
din
g o
f nat
ional
and n
eighbouring loca
l ar
eas.
□
Sourc
es o
f la
bour
mar
ket
info
rmat
ion:
loca
l au
thority
sta
tist
ics,
dep
artm
ent
for
work
and p
ensi
ons
web
site
, U
K d
ata
arch
ive
web
site
, U
K
nat
ional
sta
tist
ics
web
site
4.2
Exp
lain
how
to c
olle
ct
curr
ent,
rel
evan
t la
bour
mar
ket
info
rmat
ion f
rom
re
liable
sourc
es
□
Under
stan
din
g o
f in
form
atio
n c
olle
ctio
n f
rom
rel
iable
sourc
es:
in h
ard
copy
via
report
s fr
om
within
org
anis
atio
n o
r fr
om
web
site
s
4
Under
stan
d lab
our
mar
ket
info
rmat
ion
for
del
iver
y of
emplo
ymen
t re
late
d s
ervi
ces
4.3
D
escr
ibe
the
key
char
acte
rist
ics
of
the
labour
mar
ket
for:
m
ajor
indust
ries
ke
y em
plo
yers
and
occ
upat
ions
sk
ills
in d
eman
d
tr
ends
oth
er f
acto
rs a
ffec
ting
the
labour
mar
ket
□
Key
maj
or
indust
ries
: e.
g.
reta
il, h
osp
ital
ity,
car
e, a
dm
inis
trat
ion
□
Key
em
plo
yers
both
loca
lly a
nd n
atio
nal
ly:
e.g.
larg
e su
per
mar
ket
chai
ns,
nat
ional
hosp
ital
ity
emplo
yers
, lo
cal an
d n
atio
nal
car
e org
anis
atio
ns,
key
loca
l em
plo
yers
□
Ski
lls in d
eman
d:
e.g.
IT,
man
ual
ski
lls,
com
munic
atio
n
□
Tre
nds
and o
ther
fac
tors
: em
plo
ymen
t fa
ctors
loca
lly,
leve
l of
unem
plo
ymen
t lo
cally
com
par
ed t
o n
atio
nal
ly,
new
indust
ries
open
ing
loca
lly
Pear
son B
TEC L
evel
3 C
ertifica
te in E
mplo
ymen
t Rel
ated
Ser
vice
s (Q
CF)
–
Spec
ific
atio
n –
Jan
uar
y 2014 ©
Pea
rson E
duca
tion L
imited
2014
23
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
5.1
Id
entify
spec
ific
im
pro
vem
ents
that
could
be
mad
e to
the
serv
ice
del
iver
y as
a r
esult o
f la
bour
mar
ket
info
rmat
ion
□
Under
stan
d h
ow
to iden
tify
what
an im
pro
vem
ent
is a
nd h
ow
it
can b
e use
d t
o im
pro
ve s
ervi
ce d
eliv
ery:
engag
ing w
ith a
new
em
plo
yer
who
has
just
sta
rted
work
ing in t
he
loca
l ar
ea a
nd e
ngag
ing w
ith t
he
emplo
yer
early
to e
nco
ura
ge
emplo
ymen
t of
clie
nts
□
Impro
vem
ents
to p
aper
work
, sy
stem
s of
dea
ling w
ith c
lient,
co
mm
unic
atio
n a
nd c
om
munic
atio
n c
han
nel
s, incl
udin
g im
pro
vem
ents
to
work
ing w
ith p
artn
ers
and s
take
hold
ers
□
Impro
vem
ents
to d
eliv
ery
of
trai
nin
g c
ours
es t
o s
trea
mlin
e to
lab
our
mar
ket
info
rmat
ion a
nd loca
l nee
ds
5
Under
stan
d h
ow
to
impro
ve s
ervi
ce
del
iver
y by
usi
ng
labour
mar
ket
info
rmat
ion
5.2
D
escr
ibe
how
to u
se t
he
resu
lts
of
labour
mar
ket
anal
ysis
to im
pro
ve s
ervi
ce
del
iver
y in
ow
n job r
ole
or
ow
n t
eam
□
Impro
vem
ents
within
ow
n job r
ole
, e.
g.
com
munic
atio
n c
han
nel
s, t
ime-
man
agem
ent
skill
s, p
aper
work
am
endm
ent,
eff
ective
work
ing p
ract
ices
in
lin
e w
ith o
rgan
isat
ion r
equirem
ents
□
Impro
vem
ents
within
ow
n t
eam
, e.
g.
com
munic
atio
n,
team
m
anag
emen
t, d
ivis
ion o
f te
am w
ork
obje
ctiv
es
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
24
Information for tutors
Delivery
A practical approach to this unit is recommended as learners need to demonstrate knowledge and understanding of the employment related services sector and how their organisation and job fit into it.
For learning outcome 1, learners need to know who the key stakeholders are, learners need to be able to summarise the relationship between the key stakeholders and their own organisation. They may have some experience of the employment related services sector and understand what the objective and role of the sector is, including how their own role relates to the needs of the sector and key stakeholders. Learners also need to know what contractual obligations are in place and how they apply to their job role.
Learning outcome 2 requires learners to understand the different types of programmes and services delivered in the employment related services sector. Learners need to take into account who the recipients of the services are and how the services are delivered in the sector. Learners also need to be able to explain how programmes and services relate to each other.
Learning outcome 3 requires learners to show an understanding of the industry and ethical standards in place and what is expected of them, for example confidentiality, data protection. Learners need to show that they understand what effective practice is and how compliance and organisation standards relate to service delivery. Learners may need to research data protection, confidentiality, equality and diversity law, and regulations. Learners may have some experience of primary frameworks but may need further research and learning using the Department for Work and Pensions website.
Learning outcome 4 requires learners to understand the local labour market. They also need to have a broad understanding of the labour market nationally and in the neighbouring local areas. The labour market should be discussed in relation to major industries, key employers and occupations, skills in demand, trends and any other factors that affect it. Learners can research through their own organisation and trade magazines and publications. Learners need to analyse labour market information to extract the relevant data that will allow them to identify an improvement to service delivery.
Learning outcome 5 requires learners to identify improvements that can be made to service delivery as a result of the information they have researched on the labour market. Improvements can be for the learner’s organisation and do not necessarily need to be major changes.
All learning outcomes are knowledge based and it is recommended that learning outcomes are delivered in sequential order, from learning outcome 1 to learning outcome 5. Learners may have experience of one part of the employment-related services sector and may need to research other relevant services and delivered programmes within the sector.
Learners may wish to produce product evidence as supplementary evidence for this unit, this evidence can be cross-referenced with other units chosen by the learner.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
25
Assessment
Learners must meet all learning outcomes and assessment criteria to achieve this unit.
The main assessment methods for this unit are discussion and internally devised assessments.
Assessment can be in the form of discussions or centre devised assessments and mark schemes for this unit. Additional supporting evidence can be provided should learners wish to provide this to back up discussions.
This unit can be assessed holistically along with the other employment related services units.
It is advised that learners keep a log of evidence recorded against each assessment criterion.
Suggested resources
Websites
www.dwp.gov.uk/adviser/updates/new- New Enterprise Allowance enterprise-allowance/ Scheme information
www.dwp.gov.uk/docs/work-choice- Work Choice Programme section1.pdf information
www.dwp.gov.uk/supplying-dwp/what- Access to Work Information we-buy/access-to-work
www.dwp.gov.uk/supplying-dwp/what- Jobcentre Plus support contracts we-buy/welfare-to-work-services/jobcentre- information plus-support/
www.dwp.gov.uk/supplying-dwp/what- Work Programme information we-buy/welfare-to-work-services/provider- guidance/work-programme-provider.shtml
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
26
Unit 2: Providing Excellent Customer Service
Unit reference number: K/602/1597
QCF level: 3
Credit value: 6
Guided learning hours: 40
Unit aim
This unit aims to develop understanding of customer service offers and how they are designed to meet the needs of customers and the organisation. Learners will develop knowledge of the factors that can affect the customer service offer, including procedures, regulations and legislation.
Essential resources
There are no special resources needed for this unit.
Pear
son B
TEC L
evel
3 C
ertifica
te in E
mplo
ymen
t Rel
ated
Ser
vice
s (Q
CF)
–
Spec
ific
atio
n –
Jan
uar
y 2014 ©
Pea
rson E
duca
tion L
imited
2014
27
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
Exp
lain
the
import
ance
of
effe
ctiv
e te
amw
ork
for
the
del
iver
y of
exce
llent
cust
om
er s
ervi
ce
□
Tea
m c
har
acte
rist
ics:
e.g
siz
e, r
elat
ionsh
ip t
o o
ther
funct
ional
are
as,
indiv
idual
and t
eam
role
s an
d r
esponsi
bili
ties
, ef
fect
ive
and inef
fect
ive
beh
avio
urs
□
Import
ance
of
effe
ctiv
e te
amw
ork
: m
axim
ise
effici
ency
, su
pport
org
anis
atio
n s
urv
ival
and g
row
th,
impro
ve c
om
pet
itiv
e ad
vanta
ge
1.2
Id
entify
met
hods
of
dea
ling
with d
iffe
rent
types
of
cust
om
ers
to a
chie
ve
cust
om
er s
atis
fact
ion
□
Diffe
rent
types
of
cust
om
er:
segm
enta
tion (
occ
upat
ion,
inco
me,
lif
esty
le,
fam
ily,
loca
tion),
consu
mer
s, b
usi
nes
s to
busi
nes
s
□
Appro
aches
to c
ust
om
er s
atis
fact
ion:
resp
ondin
g t
o c
ust
om
er r
eques
ts,
up-t
o-d
ate
know
ledge
of
pro
duct
and s
ervi
ce r
anges
, av
aila
bili
ty
(pro
duct
s, s
taff),
pro
vidin
g a
ccura
te info
rmat
ion
1.3
Exp
lain
the
import
ance
of
effe
ctiv
e co
mm
unic
atio
n in
the
del
iver
y of
exce
llent
cust
om
er s
ervi
ce
□
Com
munic
atio
n r
equirem
ents
: re
leva
nt
and t
imel
y, u
nder
stan
dab
le,
avai
lable
in a
form
at s
uitab
le f
or t
he
cust
om
er a
nd n
ature
of
the
info
rmat
ion,
e.g.
writt
en,
ora
l, o
nlin
e, e
tc
□
Import
ance
to o
rgan
isat
ion:
crea
tes
an im
pre
ssio
n,
affe
cts
cust
om
er
confiden
ce,
support
s sa
les,
avo
ids
mis
under
stan
din
gs
1
Know
what
mak
es
good c
ust
om
er
serv
ice
1.4
D
escr
ibe
how
cust
om
er
serv
ice
pra
ctitio
ner
s ca
n
ensu
re t
hei
r co
mm
unic
atio
n
with d
iver
se g
roups
of
cust
om
ers
is e
ffec
tive
□
Consu
mer
s or
busi
nes
s to
busi
nes
s: c
har
acte
rist
ics
(e.g
. ag
e, g
ender
, dis
abili
ties
, in
com
e, inte
rest
s),
loca
tion (
e.g.
loca
l, r
egio
nal
, nat
ional
, glo
bal
)
□
Com
munic
atio
ns:
cust
om
er f
eedbac
k, incl
udin
g s
urv
eys
(onlin
e, f
ace
to
face
, post
al,
phone)
, in
div
idual
com
pla
ints
and r
ecom
men
dat
ions,
cu
rren
cy a
nd r
elia
bili
ty o
f in
form
atio
n g
iven
, im
pac
t on b
usi
nes
s
Pear
son B
TEC L
evel
3 C
ertifica
te in E
mplo
ymen
t Rel
ated
Ser
vice
s (Q
CF)
–
Spec
ific
atio
n –
Jan
uar
y 2014 ©
Pea
rson E
duca
tion L
imited
2014
28
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.1
Exp
lain
how
cust
om
ers
form
th
eir
expec
tations
of
cust
om
er s
ervi
ce
□
Cust
om
er s
ervi
ce e
xpec
tations:
ava
ilabili
ty o
f in
form
atio
n o
n c
ust
om
er
rights
and c
om
pla
int
pro
cedure
s, a
cces
s to
com
munic
atio
n c
han
nel
s in
cludin
g e
ase
of
giv
ing f
eedbac
k, s
taff
att
itudes
, ove
rall
effici
ency
, ty
pe
of
additio
nal
ser
vice
s offer
ed,
com
par
ison w
ith c
om
pet
itor
serv
ices
2.2
D
escr
ibe
how
cust
om
er
serv
ice
can c
ontr
ibute
to
bes
t va
lue
in o
rgan
isat
ions
□
Bes
t va
lue:
putt
ing c
ust
om
er f
irst
, ben
efits
of
usi
ng b
ench
mar
king,
com
mitm
ent
to im
ple
men
t im
pro
vem
ents
2.3
Sta
te h
ow
cust
om
er s
ervi
ce
can p
rovi
de
a co
mpet
itiv
e ad
vanta
ge
for
com
mer
cial
org
anis
atio
ns
□
Com
pet
itiv
e ad
vanta
ge
in c
om
mer
cial
org
anis
atio
ns:
eff
ective
m
anag
emen
t, m
arke
t aw
aren
ess,
ongoin
g m
arke
t re
sear
ch incl
udin
g
focu
s gro
ups,
aim
s an
d o
bje
ctiv
es (
sale
s, p
rofita
bili
ty,
repea
t busi
nes
s,
mar
ket
posi
tion,
job s
ecurity
)
2
Under
stan
d t
he
valu
e of
good
cust
om
er s
ervi
ce
2.4
O
utlin
e th
e im
port
ance
of
continuous
impro
vem
ent
within
cust
om
er s
ervi
ce
□
Continuous
impro
vem
ent:
lea
rnin
g fro
m o
ther
s, w
eakn
esse
s id
entified
an
d a
ddre
ssed
, im
pro
vem
ents
im
ple
men
ted
□
Ris
ks o
f fa
iling t
o a
ddre
ss c
ust
om
er s
ervi
ce w
eakn
esse
s: incr
ease
d
com
pla
ints
, lo
ss o
f m
arke
t sh
are
and c
ust
om
ers,
fal
ling p
rofita
bili
ty,
implic
atio
ns
for
viab
ility
of
busi
nes
s, r
educe
d job s
ecurity
Pear
son B
TEC L
evel
3 C
ertifica
te in E
mplo
ymen
t Rel
ated
Ser
vice
s (Q
CF)
–
Spec
ific
atio
n –
Jan
uar
y 2014 ©
Pea
rson E
duca
tion L
imited
2014
29
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.1
D
escr
ibe
how
cust
om
er
serv
ice
offer
s ar
e des
igned
to
mee
t cu
stom
er
expec
tations
□
Ser
vice
off
er:
exte
nt
and lim
it o
f th
e cu
stom
er s
ervi
ce,
iden
tify
ing a
nd
mee
ting c
ust
om
er e
xpec
tations
and r
equirem
ents
, ad
apting s
ervi
ce t
o
mee
t ch
angin
g c
ircu
mst
ance
s an
d c
ust
om
er g
roups
3.2
Id
entify
how
ser
vice
offer
s ar
e af
fect
ed b
y re
sourc
e lim
itat
ions
□
Res
ourc
e lim
itat
ions:
e.g
. nat
ure
of
the
org
anis
atio
n (
pre
mis
es,
loca
tion),
acc
ess
to p
hys
ical
res
ourc
es,
tran
sport
fac
ilities
and
tech
nolo
gic
al s
upport
, av
aila
bili
ty o
f su
pplie
s, s
taff
ava
ilabili
ty,
open
ing
tim
es
3.3
Id
entify
the
impac
t th
at
serv
ice
offer
s m
ay h
ave
on
diffe
rent
peo
ple
in t
he
serv
ice
chai
n
□
Peo
ple
in s
ervi
ce c
hai
n:
sale
s re
pre
senta
tive
s, s
upplie
rs,
cust
om
er
serv
ice,
dis
trib
uto
rs,
man
ufa
cture
rs,
afte
r sa
les
support
, m
anag
emen
t,
reta
ilers
, cu
stom
ers
□
Impac
t of
serv
ice
off
ers:
via
bili
ty o
f off
er,
rela
tionsh
ips
with e
xter
nal
org
anis
atio
ns,
sta
ff a
nd m
anag
emen
t re
quirem
ents
3
Know
about
cust
om
er s
ervi
ce
offer
s
3.4
O
utlin
e w
hy
org
anis
atio
ns
nee
d t
o b
alan
ce c
ust
om
er
satisf
action w
ith
org
anis
atio
nal
goal
s
□
Org
anis
atio
nal
goal
s: e
.g.
surv
ival
, ex
pan
sion,
contr
action,
reduce
d
cost
s, a
dditio
nal
sourc
es o
f re
venue,
im
pro
ved o
r re
duce
d s
ervi
ce lev
els
□
Impac
t on c
ust
om
er s
atis
fact
ion:
expec
tations,
sat
isfa
ctio
n lev
els
Pear
son B
TEC L
evel
3 C
ertifica
te in E
mplo
ymen
t Rel
ated
Ser
vice
s (Q
CF)
–
Spec
ific
atio
n –
Jan
uar
y 2014 ©
Pea
rson E
duca
tion L
imited
2014
30
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.1
Exp
lain
the
import
ance
of
follo
win
g o
rgan
isat
ional
pro
cedure
s in
the
del
iver
y of
cust
om
er s
ervi
ce
□
Org
anis
atio
nal
pro
cedure
s: f
orm
alis
ed
pro
cedure
s w
ith c
lear
sta
ges
, in
form
al c
ust
om
and p
ract
ice,
unen
dors
ed c
han
ges
to o
rgan
isat
ional
pro
cedure
s, p
lanned
chan
ges
4.2
Com
par
e th
e diffe
rent
appro
aches
to c
ust
om
er
serv
ice
acro
ss indust
ries
□
Char
acte
rist
ics
of
indust
ries
: purp
ose
, ow
ner
ship
, m
anag
emen
t, s
ecto
r,
scal
e, s
ize,
loca
tion (
loca
l, n
atio
nal
, glo
bal
)
□
Appro
aches
to c
ust
om
er s
ervi
ce:
aim
s an
d o
bje
ctiv
es,
com
munic
atio
n
met
hods
(fac
e to
fac
e, o
nlin
e, t
elep
hone,
let
ter)
, fo
rmal
ity
of
pro
cess
es
and p
roce
dure
s (d
edic
ated
tea
m o
r in
div
idual
, al
l st
aff)
4.3
D
escr
ibe
feat
ure
s of
serv
ices
or
pro
duct
s th
at c
an
influen
ce c
ust
om
er s
ervi
ce
del
iver
y
□
Feat
ure
s of
pro
duct
s or
serv
ices
: el
astici
ty o
f dem
and a
nd s
upply
, sa
les
met
hods,
consu
mer
(e.
g.
face
to f
ace,
onlin
e, m
ail ord
er),
busi
nes
s to
busi
nes
s, loca
tion,
pre
mis
es,
variet
y of
pro
duct
ran
ges
and
char
acte
rist
ics,
prici
ng a
nd s
pec
ial off
ers,
aft
er s
ales
ser
vice
4.4
Ju
stify
ethic
al a
nd v
alue
bas
ed a
ppro
aches
of
org
anis
atio
ns
to c
ust
om
er
serv
ice
□
Val
ue-
bas
ed a
nd e
thic
al a
ppro
aches
: putt
ing c
ust
om
ers
firs
t, lis
tenin
g t
o
what
cust
om
ers
valu
e, u
sing f
eedbac
k as
a b
asis
for
pla
nnin
g
impro
vem
ent,
im
pac
t of
org
anis
atio
n o
n loca
l re
siden
ts a
nd e
nvi
ronm
ent
4.5
Exp
lain
how
per
sonal
beh
avio
ur
affe
cts
the
succ
ess
of
any
chan
ges
to
cust
om
er s
ervi
ce d
eliv
ery
□
Per
sonal
beh
avio
ur:
exp
erie
nce
and k
now
ledge,
adap
tabili
ty,
effici
ency
an
d p
rom
ptn
ess,
att
itude
and a
ppro
achab
ility
, flex
ibili
ty
□
Impac
t of
chan
ges
on c
ust
om
er s
ervi
ce:
posi
tive
, neg
ativ
e, n
eutr
al
4.6
O
utlin
e le
gis
lation t
hat
im
pac
ts o
n c
ust
om
er s
ervi
ce □
Legis
lation:
key
requirem
ents
of
hea
lth a
nd s
afet
y at
work
, eq
ual
ity,
dat
a pro
tect
ion,
trad
e des
crip
tions,
unfa
ir c
ontr
act
term
s, s
ale
of
goods,
co
nsu
mer
pro
tect
ion,
consu
mer
cre
dit,
sale
and s
upply
of
goods
4
Under
stan
d f
acto
rs
affe
ctin
g t
he
serv
ice
offer
s of
org
anis
atio
ns
4.7
O
utlin
e ex
tern
al r
egula
tion
that
im
pac
ts o
n c
ust
om
er
serv
ice
□
Ext
ernal
reg
ula
tion:
e.g.
Inst
itute
of
Cust
om
er S
ervi
ce,
Unfa
ir T
erm
s in
Consu
mer
Contr
acts
, O
ffic
e of Fa
ir T
radin
g,
Ofg
em,
Ofw
at
Pear
son B
TEC L
evel
3 C
ertifica
te in E
mplo
ymen
t Rel
ated
Ser
vice
s (Q
CF)
–
Spec
ific
atio
n –
Jan
uar
y 2014 ©
Pea
rson E
duca
tion L
imited
2014
31
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
5.1
O
utlin
e ty
pes
of
org
anis
atio
nal
polic
ies
and
pro
cedure
s th
at n
eed t
o b
e ta
ken into
acc
ount
when
pro
posi
ng im
pro
vem
ents
in
cust
om
er s
ervi
ce
□
Polic
ies
and p
roce
dure
s: c
ust
om
er r
ights
, co
ntr
actu
al a
gre
emen
ts,
staf
f co
ntr
acts
and r
esponsi
bili
ties
, st
aff
dev
elopm
ent
and a
ppra
isal
sch
emes
, se
rvic
es,
e.g.
cust
om
er loy
alty
sch
emes
, fr
ee d
eliv
ery
5.2
Exp
lain
how
to
gai
n a
ppro
val
to c
han
ge
cust
om
er s
ervi
ce
pro
cedure
s
□
Chan
gin
g p
roce
dure
s: d
evel
opin
g a
busi
nes
s ca
se,
ben
efits
vers
us
cost
s,
asse
ssin
g p
osi
tive
and n
egat
ive
impac
t on s
ervi
ce p
rovi
sion
5.3
Id
entify
the
limitat
ions
of
the
role
s of
cust
om
er s
ervi
ce
pra
ctitio
ner
s
□
Lim
itat
ions
of
cust
om
er s
ervi
ce r
ole
s: s
pan
of
contr
ol, e
xten
t of
exper
ience
and k
now
ledge,
ava
ilabili
ty,
loca
tion,
copin
g w
ith v
aryi
ng
leve
ls o
f cu
stom
er d
eman
d
5.4
Id
entify
who n
eeds
to b
e in
volv
ed if
cust
om
er s
ervi
ce
pra
ctitio
ner
s ca
nnot
auth
orise
im
pro
vem
ents
al
one
□
Auth
orisi
ng im
pro
vem
ents
: m
anag
ers,
budget
hold
ers,
oth
er r
elev
ant
staf
f, s
upplie
rs,
dis
trib
uto
rs,
reta
ilers
5
Under
stan
d h
ow
org
anis
atio
nal
polic
ies
and
pro
cedure
s ca
n
impac
t on
cust
om
er s
ervi
ce
impro
vem
ents
5.5
Exp
lain
str
ateg
ies
that
can
be
use
d t
o invo
lve
colle
agues
or
serv
ice
par
tner
s in
the
imple
men
tation o
f im
pro
vem
ents
□
Str
ateg
ies
to invo
lve
oth
ers
in im
ple
men
ting im
pro
vem
ents
: ea
rly
consu
ltat
ion,
appro
priat
e in
form
atio
n,
regula
r co
mm
unic
atio
ns
and
updat
es,
real
istic
tim
esca
le f
or
imple
men
tation
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
32
Information for tutors
Delivery
This unit should be delivered in the workplace in a way that develops knowledge and understanding of what customer service offers are. Learners will benefit from focusing on the overall requirements of each learning outcome, rather than focusing on each individual assessment criterion. Learners will develop knowledge and understanding of the value and effect of customer service offers on the effective delivery of customer service. They should also learn about the effect that procedures and regulations can have on the service offer.
Learners should be encouraged to engage with employers and other employees to gain knowledge and understanding of the customer service offer in their organisation.
Perspectives on effectiveness of the service offer gained through engaging with customers, employers and employees, rather than through a purely theoretical context are key. This should be made possible by learners working with other customer service deliverers, particularly line managers.
It is suggested that the learning outcomes are delivered in sequential order, from learning outcome 1 to learning outcome 5.
Learning outcome 1 requires learners to demonstrate knowledge of what makes good customer service, focusing on teamwork, dealing with different customer groups and effective communication. Learners should be able to draw on their experiences as customers as well any experience gained in a customer service role.
Learning outcome 2 requires learners to demonstrate understanding of the value of good customer service, including how customers form expectations, and how customer service contributes to best value in an organisation and to a commercial organisation gaining competitive advantage. Opportunities for continuous improvement in customer service need to be considered.
Learning outcome 3 expects learners to know how service offers meet customer expectations and the impact on different stakeholders in the service chain. They also need to consider the effect of resource limitations and the relationship between satisfied customers and organisational goals.
Learning outcome 4 requires understanding of factors affecting service offers, including organisational procedures, types of industry and products, and ethical and value-based approaches. Learners must also consider the impact of personal behaviour, legislation and external regulation on the service offer.
Learning outcome 5 requires learners to demonstrate understanding of how policies and procedures impact on improvements to customer service. Learners will need to consider the types of policies and procedures used in organisations and how to get approval for changes. They will need to identify limitations of customer service roles and suggest other stakeholders who need to be involved in authorising changes to customer service. Finally, learners will need to consider strategies to involve others in the implementation of improvements.
This unit could be delivered through distance learning. However, this will involve additional, and different, considerations, such as careful planning and other measures, to ensure learners can gain the required knowledge and understanding.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
33
Assessment
Learners must meet all assessment criteria to pass the unit.
The centre will devise and mark the assessment for this unit. Learners must meet all assessment criteria to pass the unit.
The most appropriate way to confirm coverage of all learning outcomes and assessment criteria is through centre-devised assessment materials and professional discussion. Opportunities exist for assessment to include: role play, report writing, a variety of different communication methods, for example posters, diagrams, letters, emails, phone calls, leaflets and presentations, as well as the potential for supporting witness statements to be provided.
The assessor must ensure that the learner has provided sufficient evidence to meet the requirements of each criterion but a holistic approach can be taken to each learning outcome and potentially for the unit as a whole.
Suggested resources
Textbooks
Evenson R – Customer Service Training 101: Quick and Easy Techniques That Get Great Results (Amacom; 2nd edition, 1 Oct 2010) ISBN-13: 978-0814416419
Leland K, Bailey K – Customer Service for Dummies (John Wiley & Sons; 3rd edition, 12 May 2006) ISBN-13: 978-0471768692
Websites
www.businesscasestudies.co.uk/#axzz2CrOKcXNE Times 100 Business Case Studies
www.customer-insight.co.uk/ Customer Insight magazine
www.instituteofcustomerservice.com/ Institute of Customer Service
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
34
Unit 3: Manage own Professional Development within an Organisation
Unit reference number: L/600/9586
QCF level: 3
Credit value: 4
Guided learning hours: 20
Unit aim
The aim of this unit is for learners to demonstrate how they manage their professional development in an organisation. This will include the ability to assess own career goals, personal development and setting personal work objectives. Learners will need to produce a personal development plan and demonstrate how it is implemented and monitored.
Essential resources
There are no special resources needed for this unit.
Pear
son B
TEC L
evel
3 C
ertifica
te in E
mplo
ymen
t Rel
ated
Ser
vice
s (Q
CF)
–
Spec
ific
atio
n –
Jan
uar
y 2014 ©
Pea
rson E
duca
tion L
imited
2014
35
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
Id
entify
ow
n c
aree
r an
d
per
sonal
goal
s □
Pers
onal
goal
s ca
n b
e as
pirat
ions
that
the
lear
ner
has
and w
ants
to
achie
ve o
n a
per
sonal
lev
el,
e.g.
pas
sing d
rivi
ng t
est,
car
ryin
g o
ut
volu
nta
ry w
ork
, st
udyi
ng a
spec
ific
subje
ct o
f in
tere
st
□
Car
eer
goal
s: w
hat
job/p
osi
tion p
erso
n w
ants
/see
s th
emse
lves
in
now
/futu
re (
e.g.
short
-ter
m,
med
ium
-ter
m a
nd long-t
erm
ca
reer
/per
sonal
goal
s)
□
Use
a d
evel
opm
ent
pla
n a
nd lin
k ca
reer
and p
erso
nal
goal
s to
the
PDP
and c
urr
ent/
futu
re w
ork
, w
ork
life
bal
ance
, m
obili
ty (
read
ines
s to
move
)
1
Be
able
to a
sses
s ow
n c
aree
r goal
s an
d p
erso
nal
dev
elopm
ent
1.2
Ass
ess
how
ow
n c
aree
r goal
s af
fect
work
role
and
pro
fess
ional
dev
elopm
ent
□
How
car
eer
goal
s lin
k to
curr
ent
wor
k an
d k
now
ledge
nee
ded
for
job
role
: jo
b s
pec
ific
atio
ns
can b
e use
d a
s a
tool to
rec
ognis
e gap
s in
goal
an
d k
now
ledge
□
Know
ledge
and a
pplic
atio
n o
f TN
A (
trai
nin
g n
eeds
anal
ysis
) an
d h
ow
it
can lin
k in
to p
erso
nal
/car
eer
goal
s
2
Be
able
to s
et
per
sonal
work
obje
ctiv
es
2.1
Agre
e SM
ART (
Spec
ific
, M
easu
rable
, Ach
ieva
ble
, Rea
listic
and T
ime-
bound)
per
sonal
work
obje
ctiv
es in
line
with o
rgan
isat
ional
obje
ctiv
es
□
SM
ART o
bje
ctiv
es:
how
to s
et t
hem
, w
ho t
o s
et t
hem
with,
how
to
asse
ss t
hem
, how
they
hel
p t
o a
chie
ve w
ork
obje
ctiv
es,
how
they
fit into
te
am a
nd o
rgan
isat
ion o
bje
ctiv
es
□
Way
s of
mea
suring o
bje
ctiv
es:
team
mee
tings,
one-
to-o
ne
super
visi
on,
staf
f ap
pra
isal
s, d
evel
opm
ent
pla
ns
and w
ork
rev
iew
s, e
.g.
six-
month
ly
appra
isal
s
□
Tools
lea
rner
s ca
n u
se t
o s
how
how
they
hav
e SM
ART t
arget
s: P
erso
nal
D
evel
opm
ent
Plan
(PD
P),
to-d
o lis
ts,
work
cal
endar
s
Pear
son B
TEC L
evel
3 C
ertifica
te in E
mplo
ymen
t Rel
ated
Ser
vice
s (Q
CF)
–
Spec
ific
atio
n –
Jan
uar
y 2014 ©
Pea
rson E
duca
tion L
imited
2014
36
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.1
Id
entify
gap
s bet
wee
n
obje
ctiv
es s
et,
ow
n c
urr
ent
know
ledge
and s
kills
□
Use
of
job d
escr
iptions,
job r
ole
s, a
ppra
isal
s to
iden
tify
gap
s w
ithin
cu
rren
t kn
ow
ledge
and s
kills
set
s
□
Show
ing h
ow
know
ledge
fits
into
curr
ent
work
obje
ctiv
es a
nd h
ow
any
gap
s ca
n b
e id
entified
. Is
the
gap
of kn
ow
ledge
critic
al t
o w
ork
role
or
futu
re w
ork
role
?
□
Consi
der
atio
n o
f le
arnin
g s
tyle
s, e
.g.
Kolb
’s lea
rnin
g c
ycle
, H
oney
and
Mum
ford
3
Be
able
to p
roduce
a
per
sonal
dev
elopm
ent
pla
n
3.2
Pr
oduce
a d
evel
opm
ent
pla
n □
Tra
nsf
er o
bje
ctiv
es into
dev
elopm
ent
pla
n
4.1
Pl
an a
ctiv
itie
s id
entified
in
ow
n d
evel
opm
ent
pla
n
□
Appro
priat
e w
ays
to u
nder
take
dev
elopm
ent
activi
ty:
exte
rnal
tr
ainin
g/l
earn
ing,
inte
rnal
tra
inin
g/l
earn
ing,
tim
esca
les,
res
ourc
es
nee
ded
incl
udin
g p
eople
and t
echnolo
gy,
support
ava
ilable
and c
ost
4
Be
able
to
imple
men
t an
d
monitor
ow
n
per
sonal
dev
elopm
ent
pla
n
4.2
Exp
lain
how
to m
onitor
and
revi
ew o
wn p
erso
nal
dev
elopm
ent
pla
n
□
Rec
ord
kee
pin
g o
f dev
elopm
ent
activi
ty u
nder
take
n a
nd w
hat
it
should
co
nta
in,
e.g.
dat
e an
d w
hat
the
outc
om
e w
as a
nd a
ny
ensu
ing f
urt
her
ac
tion
□
Rec
ord
ing o
f su
cces
s of
dev
elopm
ent
activi
ty,
e.g.
cert
ific
ate,
com
ple
ted
dev
elopm
ent
pla
n w
ith d
ates
all
fille
d in a
nd r
evie
ws
□
Appra
isal
can
show
pro
gre
ssio
n o
f per
form
ance
as
a re
sult o
f an
y dev
elopm
ent
activi
ty
□
Eva
luat
ion o
f dev
elopm
ent
activi
ty:
whic
h a
ctiv
ity
was
succ
essf
ul an
d
why,
how
ski
lls a
nd k
now
ledge
hav
e ben
efited
, how
this
has
im
pac
ted
on p
erfo
rman
ce a
nd job r
ole
□
Obta
inin
g f
eedbac
k fr
om
man
ager
s, c
olle
agues
, cu
stom
ers
and h
ow
it
fits
into
the
monitoring a
nd e
valu
atio
n p
roce
ss o
f dev
elopm
ent
pro
cess
□
How
eva
luat
ion f
eeds
into
the
self-d
evel
opm
ent
cycl
e
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
37
Information for tutors
Delivery
A practical approach to this unit is recommended, as the learners need to demonstrate knowledge and competence through their performance and ability to assess career and personal goals, set work objectives, produce a personal development plan and implement and monitor the development plan.
All learning outcomes are performance based and this can be demonstrated through using various assessment tools such as discussions, observations, witness testimony and product evidence, for example a development plan.
Learning outcome 1 requires learners to demonstrate their competence and performance in being able to identify their own career and personal goals and show how their career goals affect their work role and professional development. Development plans and appraisal are primary sources of evidence for this learning outcome. Both of these pieces of evidence will be able to link the learner’s career and personal aspirations with their current and future work.
Learning outcome 2 requires learners to understand what SMART means and what SMART targets are. In turn, learners need to show how they apply SMART to their work objectives and how it fits in with organisational objectives.
Learning outcome 3 requires learners to show, through their development plan, how they identify gaps between objectives that have been set for them and their existing knowledge and skills set. Learners need to understand what should be in a development plan so that they can produce one for themselves.
Learning outcome 4 requires learners to show how to plan identified activities from their development plan. They need to take account of timescales, priorities, cost, and resource and support factors. Learners need to be able to show how they monitor and review their personal development plan and who else may be involved in it with them, for example managers, course tutors, colleagues etc. Learners also need to show how they identify whether the development undertaken enhances their work performance.
Assessment
Learners must meet all the learning outcomes and assessment criteria to achieve this unit.
Assessment can be in the form of discussions, observation, product evidence, learner reflective statements and witness testimonies.
It is advised that learners keep a log of evidence recorded against each assessment criterion.
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
38
Suggested resources
Websites
www.cipd.co.uk/hr-resources/ Career development, performance management, employee health and wellbeing, learning and development
www.jobs.ac.uk/careers-advice/ How to create a professional managing-your-career/ development plan 1575/how-to-create-a-professional- development-plan/
www.mindtools.com Identifying personal and career goals, meaning of SMART, personal development plans
www.peterhoney.com/content/ Peter Honey manuals on producing buyers-guide-how-to-produce-personal- development plans development-plans.html
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
39
Unit 4: Ensure Compliance with Legal, Ethical and Social Requirements
Unit reference number: H/600/9609
QCF level: 4
Credit value: 5
Guided learning hours: 25
Unit aim
This unit helps learners to identify and correct failures in compliance with the legal, regulatory, ethical and social requirements relating to their own areas of responsibility.
Essential resources
There are no special resources needed for this unit.
Pear
son B
TEC L
evel
3 C
ertifica
te in E
mplo
ymen
t Rel
ated
Ser
vice
s (Q
CF)
–
Spec
ific
atio
n –
Jan
uar
y 2014 ©
Pea
rson E
duca
tion L
imited
2014
40
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1
Be
able
to m
onitor
the
oper
atio
nal
co
mplia
nce
of
pro
cedure
s in
m
eeting leg
al,
regula
tory
, et
hic
al
and s
oci
al
requirem
ents
1.1
M
onitor
the
oper
atio
nal
co
mplia
nce
of
pro
cedure
s in
m
eeting leg
al,
regula
tory
, et
hic
al a
nd s
oci
al
requirem
ents
□
Aw
aren
ess
of
curr
ent
legal
req
uirem
ents
: em
plo
ymen
t re
lations,
hea
lth
and s
afet
y at
work
, eq
ual
ity,
dat
a pro
tect
ion a
nd o
ther
rel
evan
t le
gis
lation,
e.g.t
rade
des
crip
tions,
sal
e of
goods,
consu
mer
pro
tect
ion,
sale
and s
upply
of
goods,
unfa
ir c
ontr
act
term
s an
d c
onditio
ns,
fre
edom
of
info
rmat
ion
□
Aw
aren
ess
of
curr
ent
regula
tory
req
uirem
ents
: e.
g.
man
agem
ent
of
hea
lth a
nd s
afet
y at
work
, m
anual
han
dlin
g o
per
atio
ns,
hea
lth a
nd
safe
ty d
ispla
y sc
reen
, el
ectr
icity
at w
ork
, re
port
ing o
f in
juries
, use
of
work
equip
men
t, f
irst
aid
, re
leva
nt
EU
Direc
tive
s, r
equirem
ent
for
continuin
g p
rofe
ssio
nal
dev
elopm
ent
□
Eth
ical
req
uirem
ents
: co
de
of
busi
nes
s et
hic
s (p
urp
ose
and r
elev
ance
to
emplo
yees
, cu
stom
ers,
shar
ehold
ers,
supplie
rs,
loca
l an
d w
ider
co
mm
unity)
, so
cial
ly r
esponsi
ble
inve
stm
ent
(SRI)
, tr
ansp
aren
cy,
fairnes
s
□
Soci
al r
equirem
ents
: co
ntinuin
g p
roce
ss, org
anis
atio
n's
ow
n p
olic
ies
and
pro
cedure
s, s
upplie
rs a
nd d
istr
ibuto
rs p
olic
ies
and p
roce
dure
s,
impro
ving c
onditio
ns
(hea
lth,
safe
ty,
fundam
enta
l rights
) fo
r em
plo
yees
an
d s
take
hold
ers
(loca
l, r
egio
nal
, nat
ional
, glo
bal
), p
rote
ctin
g a
reas
of
oper
atio
n (
com
munitie
s, e
nvi
ronm
ent)
Pear
son B
TEC L
evel
3 C
ertifica
te in E
mplo
ymen
t Rel
ated
Ser
vice
s (Q
CF)
–
Spec
ific
atio
n –
Jan
uar
y 2014 ©
Pea
rson E
duca
tion L
imited
2014
41
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
□
Pre
par
e to
monitor
oper
atio
nal
com
plia
nce
: al
l guid
ance
, polic
y an
d
pro
cedure
docu
men
tation in p
lace
(pro
cess
bas
ed f
orm
at,
up t
o d
ate,
cu
rren
t, c
onsi
sten
t, r
elev
ant,
acc
essi
ble
to r
elev
ant
stak
ehold
ers,
im
ple
men
ted),
man
agem
ent
role
s an
d r
esponsi
bili
ties
def
ined
in
docu
men
tation,
rele
vant
staf
f aw
are
of
the
requirem
ents
and t
hei
r re
sponsi
bili
ties
, re
port
ing lin
es t
o n
amed
per
sonnel
, risk
mea
sure
s es
tablis
hed
, e.
g.
indiv
idual
s, t
eam
s, f
unct
ional
are
as,
org
anis
atio
n,
indiv
idual
pre
mis
es,
supplie
rs
□
Conduct
monitoring p
roce
dure
s fo
r oper
atio
nal
com
plia
nce
: im
ple
men
t ch
ecks
(re
gula
r pla
nned
rev
iew
s, r
andom
, re
sponse
to p
ote
ntial
or
actu
al f
ailu
re in c
om
plia
nce
), t
imes
cale
s, s
tandar
d t
empla
tes
for
reco
rdin
g o
utc
om
es
□
Com
ple
te m
onitoring p
roce
dure
s fo
r oper
atio
nal
com
plia
nce
: co
llate
dat
a an
d info
rmat
ion,
pote
ntial
or
actu
al r
isks
rai
sed w
ith r
elev
ant
man
ager
s,
report
pre
par
ed,
pla
ns
for
futu
re c
han
ges
to c
om
plia
nce
req
uirem
ents
co
nsi
der
ed,
e.g.
updat
es t
o g
uid
ance
, polic
y an
d p
roce
dure
docu
men
tation,
staf
f tr
ainin
g
Pear
son B
TEC L
evel
3 C
ertifica
te in E
mplo
ymen
t Rel
ated
Ser
vice
s (Q
CF)
–
Spec
ific
atio
n –
Jan
uar
y 2014 ©
Pea
rson E
duca
tion L
imited
2014
42
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.1
Id
entify
are
as o
f non-
com
plia
nce
with leg
al,
regula
tory
, et
hic
al a
nd s
oci
al
pro
cedure
s
□
Non-c
om
plia
nce
with leg
al,
regula
tory
, et
hic
al a
nd s
oci
al r
equirem
ents
re
lating t
o o
wn a
rea
of
resp
onsi
bili
ty:
spec
ific
are
as o
f non-c
om
plia
nce
id
entified
(le
gis
lation,
regula
tion,
ethic
al,
soci
al),
ris
k as
sess
ed,
actions
iden
tified
, tim
esca
le f
or
rect
ific
atio
n d
eter
min
ed
2.2
Exa
min
e re
asons
for
non-
com
plia
nce
with p
roce
dure
s □
Rea
sons
for
non-c
om
plia
nce
in o
wn a
rea
of
resp
onsi
bili
ty:
effici
ency
of
man
agem
ent,
span
of
contr
ol, s
ize
and s
cale
of
org
anis
atio
n,
awar
enes
s of
curr
ent
requirem
ents
, ap
pro
priat
enes
s of
org
anis
atio
n’s
guid
elin
es f
or
polic
ies
and p
roce
dure
s, c
om
munic
atio
n c
han
nel
s, intr
oduct
ion o
f co
st-
savi
ng m
easu
res,
sta
ff t
rain
ing,
staf
f num
ber
s an
d s
uper
visi
on (
full
tim
e, p
art
tim
e, c
ontr
act
work
ers)
, la
nguag
e sk
ills
of
staf
f (w
ritt
en,
ora
l)
2
Be
able
to iden
tify
an
d m
ake
reco
mm
endat
ions
on a
reas
of
non-
com
plia
nce
with
pro
cedure
s fo
r le
gal
, re
gula
tory
, et
hic
al a
nd s
oci
al
requirem
ents
re
lating t
o o
wn
area
of
resp
onsi
bili
ty
2.3
M
ake
reco
mm
endat
ions
for
corr
ections
to e
nsu
re
com
plia
nce
with p
roce
dure
s
□
Corr
ecting n
on-c
om
plia
nce
: re
port
ing iss
ues
(tim
ely,
acc
ura
te,
nam
ed
man
ager
s, e
xter
nal
bodie
s),
anal
ysis
of
reas
ons
for
non-c
om
plia
nce
, re
view
(polic
y an
d p
roce
dure
docu
men
tation,
guid
ance
info
rmat
ion,
org
anis
atio
nal
str
uct
ure
, co
mm
unic
atio
n c
han
nel
s, s
taff s
uper
visi
on
requirem
ents
, tr
ainin
g),
sum
mar
ise
findin
gs,
pote
ntial
pen
alties
id
entified
, dea
ling w
ith n
egat
ive
resp
onse
s, e
.g.
anger
, ag
gre
ssio
n,
stre
ss,
den
ial, b
lam
ing o
ther
s, d
ism
issi
ve
□
Rec
om
men
dat
ions
to r
esto
re c
om
plia
nce
: outc
om
e of
revi
ew,
required
ac
tions
expla
ined
, re
sponsi
bili
ties
est
ablis
hed
, dea
dlin
es a
gre
ed,
regula
r cy
cle
of
revi
ews
esta
blis
hed
Pearson BTEC Level 3 Certificate in Employment Related Services (QCF) – Specification – January 2014 © Pearson Education Limited 2014
43
Information for tutors
Delivery
This unit should be delivered in a way that allows learners to demonstrate their ability to address non-compliance, while developing the knowledge and understanding of the legal, regulatory, ethical and social requirements required in their own area of practice and how they should be monitored. They should also know and understand the benefits of having appropriate policies, procedures in place for measuring compliance with the requirements, and ensuring that managers and staff are kept updated and fully aware of these requirements.
Learners should be encouraged to engage with employers and other employees to gain knowledge and understanding of the legal, regulatory, ethical and social requirements in their own area of responsibility. This will better enable them to identify when non-compliance with requirements has occurred and to make suitable recommendations for actions to restore compliance with all legal, regulatory, ethical and social requirements with a suitable timescale.
Learning outcome 1 requires learners to be able to monitor operational compliance to meet requirements in their own area of responsibility, these will need to be clearly defined for the tutor. Learners will need to develop knowledge and understanding to allow them to demonstrate awareness of key aspects of legislation for health and safety, equality and diversity, employment and data protection, as well all other legislation and regulation applicable to their area of responsibility. They will also need to consider the impact of ethical and social requirements. Learners will need to demonstrate how monitoring compliance can be carried out, including the arrangements for preparing, conducting and completing the monitoring activity.
Learning outcome 2 expects learners to be able to identify areas of non-compliance with procedures in their own area of responsibility and examine the underlying reasons, before making recommendations to correct the situation and establish compliance. Learners will consider the need to comply with relevant legislation, regulation, ethical and social requirements, the need to assess the risk of potential non-compliance, the impact of the nature of the organisation and appropriateness of guidelines, policies and procedures. They should also consider the roles of staff, together with the need for adequate supervision, the overarching responsibilities on management, availability of appropriate training and the need for updating. Finally learners will need to demonstrate they are able to carry out reviews, report the findings, establish suitable action plans and make recommendations to ensure full compliance.
This unit could be delivered through distance learning. However, this will involve additional, and different, considerations such as planning, and other measures to ensure learners can gain the required knowledge and understanding. Centres need to refer to Pearson’s Distance Learning Policy if this unit is delivered through distance learning.
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Assessment
The centre will devise and mark the assessment for this unit.
Learners must meet all assessment criteria to pass the unit.
The most appropriate way to confirm coverage of all learning outcomes and assessment criteria in this unit is through centre-devised assessment materials, practical demonstration and professional discussion. Learners will need to demonstrate the ability to write reports, and create and update guidance documents, use templates and communicate effectively. A variety of other written and oral communication methods could be used in assessment, for example posters, diagrams, letters, leaflets, face-to-face meetings and presentations. Learners may find it helpful to use case studies and engage in role play. Supporting witness statements can be provided.
The assessor must ensure that the learner has provided sufficient evidence to meet the requirements of each criterion but a holistic approach to the unit can be taken.
Suggested resources
Journal
Westburn Publishers Ltd – Social Business
Websites
http://www.ibe.org.uk/ Institute of Business Ethics
http://unltd.org.uk/wp-content/uploads/ The Ethical Business Guide. How to 2012/11/The_Ethical_Business_Guide.pdf run your business the ethical way
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13 Further information and useful publications
To get in touch with us visit our ‘Contact us’ pages:
Pearson Edexcel: www.edexcel.com/contactus
Pearson BTEC: www.btec.co.uk/contactus
Pearson Work Based Learning: www.pearsonwbl.com/contactus
books, software and online resources for UK schools and colleges: www.pearsonschools.co.uk/contactus
Other sources of information and publications available include:
Pearson Equality Policy
Edexcel Information Manual (updated annually)
Recognition of Prior Learning Policy
Quality Assurance Handbook (updated annually)
Access Arrangements, Reasonable Adjustments and Special Consideration for General and Vocational Qualifications
Supplementary Guidance for Reasonable Adjustment and Special Consideration in Vocational Internally Assessed Units
Distance Assessment Policy (Pearson)
Distance Learning Policy (Pearson)
Publications on the quality assurance of Pearson BTEC qualifications are available on our website at www.edexcel.com/quals/BTEC/quality/Pages/documents.aspx
Our publications catalogue lists all the material available to support our qualifications. To access the catalogue and order publications, please go to www.edexcel.com/resources/Pages/home.aspx
Additional resources
If you need further learning and teaching materials to support planning and delivery for your learners, there is a wide range of BTEC resources available.
Any publisher can seek endorsement for their resources, and, if they are successful, we will list their BTEC resources on our website at: www.edexcel.com/resources
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14 Professional development and training
Pearson supports UK and international customers with training related to Pearson BTEC qualifications. This support is available through a choice of training options offered in our published training directory, or through customised training at your centre.
The support we offer focuses on a range of issues, including:
planning for the delivery of a new programme
planning for assessment and grading
developing effective assignments
building your team and teamwork skills
developing learner-centred learning and teaching approaches
building functional skills into your programme
building in effective and efficient quality assurance systems.
The national programme of training we offer is on our website at: www.edexcel.com/training. You can request customised training through the website or you can contact one of our advisors in the Training from Pearson UK team via Customer Services to discuss your training needs.
BTEC training and support for the lifetime of the qualifications
Training and networks: our training programme ranges from free introductory events through sector-specific opportunities to detailed training on all aspects of delivery, assignments and assessment. We have designed our new network events programme to allow you to share your experiences, ideas and best practice with other BTEC colleagues in your region. Sign up to the training you need at: www.btec.co.uk/training
Regional support: our team of Curriculum Development Managers and Curriculum Support Consultants, based around the country, are responsible for providing advice and support in centres. They can help you with planning and curriculum developments. If you would like your Curriculum Development Manager to contact you, please get in touch with your regional office on: 0844 463 2535.
Your Pearson BTEC support team
Whether you want to talk to a sector specialist, browse online or submit your query for an individual response, there’s someone in our Pearson BTEC support team to help you whenever – and however – you need:
Subject Advisors: find out more about our subject advisor team – immediate, reliable support from a fellow subject expert – at: www.edexcel.com/subjectadvisors
Ask Edexcel: submit your question online to our Ask Edexcel online service www.edexcel.com/ask and we will make sure your query is handled by a subject specialist.
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Annexe A
Assessment strategy
1 Introduction
1.1 The Employment Related Services Assessment Strategy is designed to provide Pearson and approved centres with a robust and flexible approach to deliver assessment for Employment Related Services NVQs and competence-based qualifications. Where units are imported from NVQs and competence-based qualifications in Advice and Guidance, Learning and Development, Management and Customer Service the requirements of the associated assessment strategies for the units must be adhered to,
2 External quality control
2.1 Pearson will provide qualifications and quality assurance that support their delivery to all Employment Related Services NVQs and competence-based qualification assessment centres in line with regulatory requirements in England, Scotland, Wales and Northern Ireland.
2.2 Pearson will use independent assessment1 for NVQs and competence based qualifications.
3 Assessing performance
3.1 Assessment of all units at any level of Employment Related Services NVQs / SVQs and competence-based qualifications may be based on either learner performance at work or, only where this is strictly necessary, through simulation (See Section 4 below).
3.2 Units imported into the Employment Related Services NVQs and competence-based qualifications must be assessed in accordance with the imported assessment strategies.
4 Simulation of NVQ units
4.1 Simulation is only permitted with agreement from Pearson in exceptional circumstances where natural work evidence is unlikely to occur. It must be used sparingly and must only form a small part of the evidence for the qualification. It should not be used for any part of the Employment Related Services role that involves the direct supervision of others.
5 Occupational expertise to assess performance and verify assessments
5.1 Evidence of learners’ work achievements must be assessed, or verified at work by:
a. Assessors, or internal verifiers who have achieved the appropriate regulatory body approved qualifications for assessment or internal quality assurance; or are working towards achievement of, the appropriate regulatory body approved qualifications for assessment or internal quality assurance the achievement of which must be made within 18 months of staring their role;
1 Independent assessment is assessment of learners’ work that is carried out by assessors who do not have a vested interest in the
outcome
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OR
b. A trainer, supervisor or manager, elected by an employer, who must either:
1. Have achieved the appropriate regulatory body approved unit qualifications for assessment or internal quality assurance, or be working towards achieving, appropriate regulatory body approved unit qualifications for assessment or internal quality assurance the achievement of which must be made within 18 months of staring their role;
Unqualified assessors and internal verifiers must have their decisions counter-signed by suitably qualified assessors and internal verifiers.
OR
2. Employer organisations may seek guidance and qualification approval from Pearson on the basis of the ‘Employer Direct’ model where they are able to demonstrate that the:
o Organisation has appropriate processes in place to facilitate assessment, moderation or verification functions;
o Trainer, supervisor or manager is able to map their assessment or internal verification skills and knowledge 100% to the National Occupational Standards upon which the qualifications above are based.
5.2 Assessors must be occupationally competent to make Employment Related Services assessment judgements about the level and scope of individual learner performance at work; and occupationally competent to make assessment judgements about the quality of assessment and the assessment process.
5.3 External Verifiers and Internal Verifiers must be occupationally competent to make Employment Related Services quality assurance judgements about the quality of assessment and the assessment process.
5.4 Pearson will supply information on the requirements for internal and external quality assurance activities to Employment Related Services assessment centres.
5.5 All assessors and verifiers to maintain current Employment Related Services competence to deliver these functions. It is recognised this can be achieved in many ways but these must be recorded in individual continual professional development (CPD) records that are maintained in Employment Related Services assessment centres.
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