Spray-Freeze-Drying - sono-tek.com20Schiffter.pdf• Atmospheric freeze-drying using a cold,...
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17th October 2007 IBME – Oxford University
SpraySpray--FreezeFreeze--DryingDrying
Heiko A. SchiffterHeiko A. SchiffterInstitute of Biomedical EngineeringInstitute of Biomedical EngineeringUniversity of Oxford, Great BritainUniversity of Oxford, Great Britain
in the manufacture of pharmaceuticalsin the manufacture of pharmaceuticals
17th October 2007 IBME – Oxford University
The history of spray-freeze-dryingThe history of sprayThe history of spray--freezefreeze--dryingdrying19481948 Studies on the surface area of protein particles sprayStudies on the surface area of protein particles spray--frozen in the vapour over frozen in the vapour over
liquid nitrogen with subsequent freezeliquid nitrogen with subsequent freeze--drying drying [1][1]
19641964 Production of subProduction of sub--micronicmicronic powder by spraypowder by spray--freezing freezing [2][2]
19761976 SpraySpray--freezing for freezing for cryofixationcryofixation in combination with freezein combination with freeze--drying for structural drying for structural preservation as alternative to chemical fixation preservation as alternative to chemical fixation [3][3]
19781978 SpraySpray--freezing for freezing for cryopreservationcryopreservation using liquid propane using liquid propane [4][4]
19801980 Preparation of fine ceramic and alumina powder by sprayPreparation of fine ceramic and alumina powder by spray--freeze drying freeze drying [5][5]
19871987 SpraySpray--freezefreeze--drying of trehalose for diagnostic assay tablets drying of trehalose for diagnostic assay tablets [6][6]
19911991 Atmospheric sprayAtmospheric spray--freezefreeze--drying. Spraydrying. Spray--freezing at freezing at --90°C and subsequent 90°C and subsequent dehydration of frozen particles in a stream of cold, desiccant adehydration of frozen particles in a stream of cold, desiccant air ir [7][7]
Since 1999Since 1999 Various investigations of process and formulation variables in sVarious investigations of process and formulation variables in spraypray--freezefreeze--drying: drying: protein stability, microprotein stability, micro--encapsulations, etc. encapsulations, etc. [8], [9][8], [9]
19991999 Preparation of protein loaded inhalation powders by sprayPreparation of protein loaded inhalation powders by spray--freezefreeze--drying drying [10][10]
20022002 SpraySpray--freezing directly into and under the surface of cryogenic liquidfreezing directly into and under the surface of cryogenic liquids s [11][11]
20042004 Influenza vaccine reformulation for needleInfluenza vaccine reformulation for needle--free intradermal administration using free intradermal administration using sprayspray--freezefreeze--drying drying [12][12]
Since 2004Since 2004 Development of new sprayDevelopment of new spray--freezefreeze--drying equipment drying equipment [13], [14][13], [14]
Spray-Freeze-DryingSpray-Freeze-Drying
17th October 2007 IBME – Oxford University
Spray-Freeze-DryingSpray-Freeze-Drying
The spray-freeze-drying processThe sprayThe spray--freezefreeze--drying processdrying processThe SFD process consists of1. Atomization of liquid solutions or suspension using ultrasound, one- or two fluid nozzles
or vibrating orifice droplet generators2. Freezing of the droplets in a cryogenic liquid or cryogenic vapour3. Ice sublimation at low temperature and pressure or alternatively atmospheric freeze-
drying using a cold desiccant gas stream
SpraySpray--freezing intofreezing intovapour over liquid (SFV/L)vapour over liquid (SFV/L)
SpraySpray--freezing into freezing into liquid (SFL)liquid (SFL)
SpraySpray--freezefreeze--drying (SFD)drying (SFD)SystemsSystems
SpraySpray--freezing into freezing into vapour (SFV)vapour (SFV)
The term spray-freeze-drying is a general description for different techniques and set-ups:
17th October 2007 IBME – Oxford University
Spray-Freeze-DryingSpray-Freeze-Drying
Spray-freezing into vapour (SFV)(with atmospheric freeze-drying)SpraySpray--freezing into vapour (SFV)freezing into vapour (SFV)(with atmospheric freeze(with atmospheric freeze--drying)drying)
Possible set-up used for spray-freezing into cryogenic vapour followed by freeze-drying under atmospheric conditions (ATMFD)
Process characteristics:• The porous flow chamber is cooled down
to the desired temperature (< -50°C) using refrigerated gases or liquid nitrogen
• Liquid feed is atomized into the cryogenic gas within the flow chamber
• Frozen droplets are collected on an exit filter at the bottom
• Atmospheric freeze-drying using a cold, desiccant gas stream
Schematic representation SFV process using liquid nitrogen gas as cryogen [13]
17th October 2007 IBME – Oxford University
Spray-Freeze-DryingSpray-Freeze-Drying
Spray-freezing into liquid (SFL)SpraySpray--freezing into liquid (SFL)freezing into liquid (SFL)SFL is characterized by a direct atomization of the liquid solution beneath the surface of the liquid cryogen. Possible set-up used for spray-freezing into a liquid cryogen [11] :
Process characteristics:• SFL feed solutions are atomized
beneath the surface of the liquid cryogen
• Atomization using PEEK tubing nozzles with inner diameters between 63.5 and 127µm
• Pressures up to 350bar using high pressure syringe pumps or HPLC-pumps
Schematic representation of a laboratory scale SFL process using liquid nitrogen as cryogen [11]
17th October 2007 IBME – Oxford University
Spray-Freeze-DryingSpray-Freeze-Drying
Spray-freezing into vapour over liquid (SFV/L)SpraySpray--freezing into vapour over liquid (SFV/L)freezing into vapour over liquid (SFV/L)SFV/L is characterized by atomization of the liquid solution or suspension into the cold gas phase of the evaporation cryogen. Possible set-ups used for spray-freezing into vapour over a liquid cryogen:
Sketch of a spray-freezing into vapour over liquid cryogen set-up using an ultrasound nozzle. Alternatively, a two-fluid nozzle with atomizing air flow can be used [15].
Picture of spray-freezing into vapour over liquid nitrogen equipment.
17th October 2007 IBME – Oxford University
Benefits of spray-freeze-dryingBenefits of sprayBenefits of spray--freezefreeze--dryingdryingBenefits:• Production of a micronized pharmaceutical powder formulation for dry powder inhalation,
controlled release drug delivery systems, parenteral applications and intradermal delivery
• Cooling rates of 103K/s with liquid nitrogen achievable at a droplet size of 10µm [16]
• Rapid cooling rates support the formation of glassy water before the protein undergoes aggregation in the freeze-concentrated solution [17]
• Relaxation processes that lead to denaturation of proteins may be prevented by the formation of a glass [18]
• High process yield (>95%) compared to spray-drying (for SFV/L, SFL)• Better control of final particle size compared to spray-drying
Limitations:• Time-consuming, often discontinuous process• Inconvenient handling of some cryogenic liquids • Complicated scalability• Sterility of liquid nitrogen?
Spray-Freeze-DryingSpray-Freeze-Drying
17th October 2007 IBME – Oxford University
Spray-Freeze-DryingSpray-Freeze-Drying
Liquid processing and jet breakupLiquid processing and jet breakupLiquid processing and jet breakupThe choice of the nozzle and the atomization conditions has a stThe choice of the nozzle and the atomization conditions has a strong influence on the rong influence on the mean and maximum droplet size of a spray and the size distributimean and maximum droplet size of a spray and the size distribution of the final powder.on of the final powder.
σρυ ⋅⋅
=d2
We
ηρυ ⋅⋅
=dRe
101 102 103 104 105 10610-3
10-2
10-1
100
101
102
AtomizationTransition
Ohn
esor
ge N
o. =
We1/
2 / R
e
Reynolds No.
Rayleigh
Atomizing flow rate 700 l/h
Liquid flow 3 ml/min
dv(50) = 21µm
OneOne--FluidFluid / / TwoTwo--FluidFluidNozzleNozzle
The liquid jet breakup is The liquid jet breakup is characterized by viscous to characterized by viscous to surface tension forces surface tension forces described using the Weber described using the Weber and Reynolds number:and Reynolds number:
17th October 2007 IBME – Oxford University
Spray-Freeze-DryingSpray-Freeze-Drying
Droplet size distributions (volume) of a water spray after atomization using a two-fluid nozzle (dorifice=0.7mm) with a liquid feed of 10ml/min and different atomizing air flow rate.
Droplet size distributions (volume) of a water spray after atomization using a two-fluid nozzle (dorifice=0.7mm) with a liquid feed of 10ml/min and different atomizing air flow rate.
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ume
frequ
ency
[%]
Droplet diameter [µm]
900 L/h 540 L/h 300 L/h 180 L/h
TwoTwo--FluidFluid NozzleNozzle
The droplet size distribution of a spray generated with a two-fluid nozzle depends on the nozzle geometry, the liquid properties of the formulation (surface tension, viscosity), the liquid flow rate and the atomizing air flow rate
Liquid processing and jet breakupLiquid processing and jet breakupLiquid processing and jet breakup
Atomizing gas
Liquid feed
17th October 2007 IBME – Oxford University
Spray-Freeze-DryingSpray-Freeze-Drying
Liquid processing and jet breakupLiquid processing and jet breakupLiquid processing and jet breakup
10 100 10000
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Volu
me
frequ
ency
[%]
Droplet diameter [µm]
120kHz 60kHz 48kHz 25kHz
Liquid flow 2.0ml/minPower 3.0 Watt
Ultrasonic nozzles operate at a specific resonance frequency, determined primarily by the nozzle length. Atomization is achieved by sustained vibration due to a standing, sinusoidal longitudinal wave. Drop size is governed by the frequency of nozzle vibration, the surface tension and the viscosity of the atomized liquid solution
Ultrasonic nozzles operate at a specific resonance frequency, deUltrasonic nozzles operate at a specific resonance frequency, determined primarily by the termined primarily by the nozzle length. Atomization is achieved by sustained vibration dunozzle length. Atomization is achieved by sustained vibration due to a standing, sinusoidal e to a standing, sinusoidal longitudinal wave. Drop size is governed by the frequency of nozlongitudinal wave. Drop size is governed by the frequency of nozzle vibration, the surface zle vibration, the surface tension and the viscosity of the atomized liquid solutiontension and the viscosity of the atomized liquid solution
Ultrasound NozzleUltrasound Nozzle
Piezoelectric crystals
Atomizing surface
Liquid channel
Titanium amplifying section (front horn)
Ground electrode
Active electrode
Titanium rear horn
Electrical connector
(Sketch of a Sono-Tek© US-nozzle)
17th October 2007 IBME – Oxford University
Spray-Freeze-DryingSpray-Freeze-Drying
Liquid processing and jet breakupLiquid processing and jet breakupLiquid processing and jet breakup
Monodisperse droplet generators (MDDG) / Vibrating orifice droplMonodisperse droplet generators (MDDG) / Vibrating orifice droplet generators can be used et generators can be used to optimize the droplet / particle distribution and the actual yto optimize the droplet / particle distribution and the actual yield of the process.ield of the process.
58µm water droplet from a 60µm diameter orifice MicroJet© device B5-128-5 at a dwell time of 22µs at 18 volts.
Electrical signal
Fluid inlet from a reservoir
Glass capillary connected to the fluid inlet and to an annular piezoelectric actuator
MicroFab Technologies Inc. [26]
Monodisperse droplet stream
Dispersingair inlet
Liquid inlet
Piezo crystal
Sketch of a vibrating orifice droplet generator (TSI©)
17th October 2007 IBME – Oxford University
Spray-Freeze-DryingSpray-Freeze-Drying
Liquid processing and jet breakupLiquid processing and jet breakupLiquid processing and jet breakup
Limitations of MDDGs:• Liquid viscosity < 40.0 mPa·s• Surface tension between water and
20 mN/m• Different particle size demands
different capillary orifices or wave form conditions
• Limited production capacity• Long process times for larger amounts
of powder
Capacity: A 50µm droplet has a volume of 6.54·10 -8 ml. With a frequency of 20kHz and a solid concentration of 50mg/ml, only 3.93mg powder can be produced in one minute by one MDDG.
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Vol
ume
[%]
Droplet diameter [µm]
Orifice 40µm (Tdwell = 23µs at 11V) Orifice 60µm (Tdwell = 22µs at 18V) Orifice 60µm (Tdwell = 70µs at 30V)
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Spray-Freeze-DryingSpray-Freeze-Drying
Cryogenic liquids and suitabilityCryogenicCryogenic liquids and liquids and suitabilitysuitabilityPropertyProperty Liquid nitrogenLiquid nitrogen Liquid propaneLiquid propane IsopentaneIsopentane / Hexane/ Hexane ArgonArgon HFEHFE--71007100
Mol. weight 28.01 g/mol 44.10 g/mol 72.15 / 86.18 g/mol 39.95 g/mol 250.0 g/mol
Characteristics Colourless, odorless, noncorrosive, nonflammable
Colourless, odorless, nontoxic
Colourless, slightly disagreeable odor
Colourless, odorless, nonirritating, nonflammable
Colourless, odorless
61°C
-135°C
1400kg/m3
1.3 kJ/kg/K
112 kJ/kg
no flash point
Toxicity testing necessary
Melting point -210.0°C -187.6°C -160°C / -95°C -189.4
Heat capacity at boiling point 2.0 kJ/kg/K 2.2 kJ/kg/K 2.3 kJ/kg/K (both) 1.1 kJ/kg/K
Limitations Asphyxiant,Leidenfrosteffect,No flash point
F+,Flash point: -104°CExplosive limit: 2.4 - 9.5%
F+ / F, Xn,Flash point: -52°C / -23°CExplosive limits: 1.4-7.6% / 1.2-7.8%
Asphyxiant,No flash point
Boiling point -195.8°C -42.1 28°C / 69°C -185.9
Liquid density at boiling point 807 kg/m3 582 kg/m3 600 kg/m3 / 654kg/m3 1394 kg/m3
Latent heat of vaporization 199 kJ/kg 425 kJ/kg 342 kJ/kg / 334 kJ/kg 161 kJ/kg
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Spray-Freeze-DryingSpray-Freeze-Drying
Freeze-Drying BehaviourFreezeFreeze--DryingDrying BehaviourBehaviour
0 1000 2000 3000 4000 5000-100
-80
-60
-40
-20
0
20
Secondary Drying
Drying time [min]
Tem
pera
ture
[°C
]
Primary Dyring16
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Weight on m
icrobalance [g]
Product temperature and vial weight during freeze-drying of 3g spray-frozen trehalose droplets (50mg/ml) at a primary drying temperature of -20°C and a chamber pressure of 100mtorr
LN2-frozen solution(not atomized)
Spray-frozen product(LN2-frozen)
Empty 20ml freeze-drying vial
Shelf set temperature
Weight microbalanceSpray-frozen product
17th October 2007 IBME – Oxford University
Spray-Freeze-DryingSpray-Freeze-Drying
Freeze-Drying BehaviourFreezeFreeze--DryingDrying BehaviourBehaviour
0 500 1000 1500 20000
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ing
Rat
e [m
g/10
min
]
Primary Drying Time [min]
Momentary freezeMomentary freeze--drying rate curve calculated from weight measurements obtained fdrying rate curve calculated from weight measurements obtained from a rom a freezefreeze--drying microbalance with 20ml standard freezedrying microbalance with 20ml standard freeze--drying vialsdrying vials
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Dry
ing
rate
[mg/
10m
in]
Primary Drying Time [min]
Concentration 5mg/ml Concentration 50mg/ml Concentration 350mg/ml
Comparison of spray-frozen and LN2 frozen sugar-polymer solutions with a solid content of 350mg/ml at -10°C primary drying temperature and 100mtorr pressure.
Comparison of spray-frozen sugar-polymer solutions with different solid content at -20°C primary drying temperature and 100mtorr chamber pressure
SpraySpray--freezefreeze--drieddriedsugarsugar--polymerpolymer solution solution (350mg/g)(350mg/g)
FreezeFreeze--drieddried sugarsugar--polymerpolymer solution solution (200mg/g)(200mg/g)
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Particle MorphologyParticle Morphology
Particle Size and Powder MorphologyParticleParticle SizeSize and and PowderPowder MorphologyMorphology
A CB
ED
Scanning electron microscopy of spray-freeze-dried powders fromdifferent liquid solutions:
A…Insulin 5mg/ml
B…Mannitol 50mg/ml
C…Trehalose 50mg/ml
D…Maltodex./Povidon(3:4) 200mg/g
E…Sugar-Dextran (6:4) 350mg/g
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Particle MorphologyParticle Morphology
Particle Size and Powder MorphologyParticleParticle SizeSize and and PowderPowder MorphologyMorphology
0.01 0.1 1 10 100 10000
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10
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Num
ber f
requ
ency
[%]
Particle diameter [µm]
SFD - Insulin 5mg/g SFD - Sugar-Polymer 350mg/g
Comparison of final particle size distributions of spray-freeze-dried powders with different initial solid concentration, both atomized with a 25kHz US-nozzle and a flow rate of 0.5ml/min:
Particle size distribution (number) after spray-freeze-dryingand stirring at 3000rpm in Cyclohexane for 5 minutes
A
E
d(n,0.5) = 0.089µm
d(n,0.5) = 59.35µm
SpecificSpecific SurfaceSurface AreaArea = 39.3 = 39.3 –– 56.7m56.7m22/g/g
Tap Tap DensityDensity = 0.01g/ml= 0.01g/ml
Tap Tap DensityDensity = 0.84g/ml= 0.84g/ml
17th October 2007 IBME – Oxford University
Protein StabilityProtein Stability
Influence of atomization / droplet formation and cryogenic freezing on product stabilityInfluence of atomization / droplet formation Influence of atomization / droplet formation and cryogenic freezing on product stabilityand cryogenic freezing on product stability
Residual enzyme activity of lysozyme (50mg/g) and α-chymotrypsin (5mg/g) after the different unit operations of the spray-freeze-drying procedure with a primary drying temperature of -20°C and a chamber pressure of 100mtorr.
LysozymeLysozyme αα--ChymotrypsinChymotrypsin
USUS--nozzle (60kHz) nozzle (60kHz) into large staininto large stain--less less steal bowlssteal bowls
USUS--nozzle (60kHz) nozzle (60kHz) using 20ml freezeusing 20ml freeze--drying vialsdrying vials
USUS--nozzle (60kHz) using 20ml nozzle (60kHz) using 20ml freezefreeze--drying vialsdrying vials
96.9 ± 1.9 % 93.3 ± 2.2 %
Liquid atomization (LA) 85.9 ± 1.4 % 91.2 ± 2.3 %
Liquid atomization and freezing in LN2
95.2 ± 1.9 % 96.0 ± 0.7 %
Formulated with trehalose and PS 80 97.2 ± 1.6 %
Liquid atomization and freeze-drying 91.0 ± 4.3 % 91.1 ± 2.0 % 78.3 ± 4.3 %
17th October 2007 IBME – Oxford University
Protein StabilityProtein Stability
Influence of atomization / droplet formation and cryogenic freezing on product stabilityInfluence of atomization / droplet formation Influence of atomization / droplet formation and cryogenic freezing on product stabilityand cryogenic freezing on product stability
1740 1720 1700 1680 1660 1640 1620 1600-0.05
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orpt
ion
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Wavenumber [cm-1]
Untreated Pure SFD α-chymotrypsin Subtraction spectrum Formulated α-chymotrypsin Subtraction spectrum
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orpt
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Untreated Pure SFD α-chymotrypsin Subtraction spectrum Heated α-chymotrypsin (95°C) Subtraction spectrum
Influence of spray-freeze-drying process steps on the secondary structure of α-chymotrypsindetermined using Fourier-Transform Infrared Spectroscopy:
17th October 2007 IBME – Oxford University
Protein StabilityProtein Stability
Influence of atomization / droplet formation and cryogenic freezing on product stabilityInfluence of atomization / droplet formation Influence of atomization / droplet formation and cryogenic freezing on product stabilityand cryogenic freezing on product stability
300 350 400 450 500
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mal
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abs
orpt
ion
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Emission wavelength [nm]
Untreated chymotrypsin Heated chymotrypsin (95°C)
Influence of the spray-freeze-drying process steps on the tertiary structure of α-chymotrypsindetermined using fluorescence spectroscopy with an excitation wavelength of 295nm:
SFDSFD--procedureprocedure Peak Peak emissionemissionwavelengthwavelength [nm][nm]
UntreatedUntreated 341.98341.98
Liquid Liquid atomizationatomization 342.92342.92
HeatHeat treatedtreated (95°C)(95°C) 347.92347.92
341.96341.96
343.69343.69
FormulatedFormulated withwithtrehalose and PS80trehalose and PS80 342.30342.30
Liquid Liquid atomizationatomizationand and freezingfreezing
Liquid Liquid atomizationatomizationand and freezefreeze--dryingdrying
17th October 2007 IBME – Oxford University
SFD ApplicationSFD Application
Needle-free Ballistic Powder InjectionNeedleNeedle--free Ballistic Powder Injectionfree Ballistic Powder InjectionMechanism and benefits of needle-free powder injection / immunization [23] :
• Proven safety and efficiency [24]
• Genetic vaccines can prevent as well as treat infectious diseases
• Less vaccine is required for immunization• Minimization of cost and side-effect due to
dose reduction• No needle stick injuries• Stable powders do not require a
refrigeration chain• No particular skill needed for injection• Does not cause bleeding• Pain free (subjective)→ Successful Phase I Clinical Trials with
reformulated and spray-freeze-driedflu vaccine (Fluvirin©)
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SFD-powders for needle-free powder injectionSFDSFD--powderspowders forfor needleneedle--freefree powderpowder injectioninjection
Newer devices employing powder aspiration:• Device relies on the “Venturi” effect to suck powder
into the gas stream• High speed gas creates a low pressure region and
lets the powder flow from the cassette into the high speed gas
• A small amount of swirl in the gas distributes the powder on the target
Pressurised micro-cylinder
Break-off tip
Bursting membranepowder cassette
Silencer / filter
Nozzle
PowderMed/Pfizer© Device Particle Therapeutics© Device
SFD ApplicationSFD Application
17th October 2007 IBME – Oxford University
Particle requirements for needle-free ballisticdelivery• Uniform particle size (40-60µm)• High density ( > 800kg/m3 )• Sufficient mechanical particle strength to
withstand acceleration and impact on the skin• Excipients for parenteral use and to stabilize
biomolecules
SFD-powders for needle-free powder injectionSFDSFD--powders for needlepowders for needle--free powder injectionfree powder injection
417 µm417 µm417 µm
424 µm424 µm424 µm 395 µm395 µm395 µm
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me
or n
umbe
r [%
]
Particle diameter [µm]
Sugar-polymer mixture Sugar-polymer mixture
after injection at 60 bar
Particle stability upon acceleration and injection into an attrition chamber determined via laser light diffraction.
Particle penetration into agar test-beds after injection with 60bar helium.
SFD ApplicationSFD Application
17th October 2007 IBME – Oxford University
SummarySummarySummary
• Spray-freeze-drying (SFD) in general is a feasible method to produce peptide and protein loaded powders for pulmonary and parenteral applications;
• Different SFD method have been developed for powder production;• The right choice of the atomization and liquid delivery system as well as the right
atomization conditions have a strong impact on the final product quality;• Spray-frozen solution behave different to regular frozen solutions and need under the
same primary drying condition a longer drying time;• Peptides and proteins suffer stress during atomization that can be reduced by addition of
suitable excipients to the formulation, like sugars or interfacial active substances;• SFV/L has shown to be a suitable method to produce powders for ballistic protein and
vaccine delivery.
Further SFD projects in the Institute of Biomedical Engineering in Oxfordand Particle Therapeutics Ltd:• Development of automated SFV/L laboratory and pilot plant equipment;• Pre-clinical trials of SFD and Powder Injection in treatment of diabetes.
17th October 2007 IBME – Oxford University
Dr. Heiko A. SchiffterDrug Delivery Research
Institute of Biomedical EngineeringDepartment of Engineering ScienceUniversity of Oxford
43 Banbury RoadOxford, OX2 6PEGreat Britain
Mail: [email protected]: http://www.eng.ox.ac.uk
Contact detailsContact detailsContact details
Dr. Heiko A. SchiffterHead of Peptide and Protein Formulation
Particle Therapeutics LtdUnit 5, Begbroke Science Park
Sandy LaneYarton, OX5 1PFGreat Britain
Mail: [email protected]: http://www.particletherapeutics.com
17th October 2007 IBME – Oxford University
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17th October 2007 IBME – Oxford University
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