PBAS Proforma - Academic Performance Indicators (Research and Academic Contributions)

7/23/2019 PBAS Proforma - Academic Performance Indicators (Research and Academic Contributions)

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Performance Based Appraisal System (PBAS)Academic Performance Indicators

(Research and Academic Contributions)

1. Research Papers Published during the appraisal period

1. A. Research Publications in Journals (Latest to oldest)

1. A. (i). National

1. A. (ii). International

1

Sl.No

.

Title ith Page nos.

ith date!"ear of

Publication

#ourna

l

ISSN!IS$N

No.

Refereed!Non

refereed

%hether

inde&ed

and

inde&ing

agenc"

Impact

factor

No. of

Co'

authors

irst!Principal!Corresponding

!

superisor!*entor!+thers

(Author)

API

Clai

m

,erified

b"

Institute

1.2.

3.

4.

Sl.No

.

Title ith Page nos.

ith date!"ear of

Publication

#ourna

l

ISSN!IS$N

No.

Refereed!No

n refereed

%hether

inde&ed

and inde&ing

agenc"

Impact

factor

No. of

Co'

authors

irst!Principal!Correspondin

g

!superisor!*entor!+thers

(Author)

API

Clai

m

,erified

b"

Institute

1.2.

3.

4.



1. $. Research Publications in Conference Procedures as full papers etc.

1. $. (i). National

1. $. (ii). International

Total API claimed under.1. :

2

Sl.No. Title ith Page nos.-

date!"ear! Publication

etails of Conference ISSN!

IS$N No.

No. of Co'authors irst!Principal!Corresponding


(Author)

API

Claim

,erified b" Institute

1.

2.3.

4.

Sl.No

.

Title ith Page nos.- date!"ear!

Publication

etails of

Conference

ISSN!

IS$N

No.

No. of Co'

authors

irst!Principal!Correspondin

g


(Author)

API

Clai

m

,erified b"

Institute

1.

2.3.

4.



/. Research Publications ($oo0s- Chapters in boo0s- other than refereed #ournal articles)

/.I. $oo0s

Sl.

No

.

Title of

the boo0

Publication

date

Publisher

ISSN!IS$N No

Te&t!Referenc

e

%hether Peer

Reieed

No. of

Co'

authors

*ain ! Co'

author

International !National

!State!2ocal

API

Clai

m

,erified b"

Institute

1.

2.

3.

4.

/.II. Chapters in boo0s

Sl.

No

.

Title of the boo0

ith Page Nos.

and title of the

chapter

Publication

date

Publisher

ISSN!IS$N No

Te&t!

Referenc

e

%hether

edited or

not

%hether

Peer

Reieed

No. of

Co'

authors

*ain !

Co'

author

International

!National

!State!2ocal

API

Clai

m

,erified

b"

Institute

1.2.

3.

4.

Total API claimed under.2. :

3



3. Research Pro4ects during the appraisal period

3. A. Sponsored Pro4ects carried out!ongoing

Sl.

No.

Title of Pro4ect unding Agenc" uration 5rant

mobili6ed

(Rs. la0hs)

*a4or!*inor

pro4ect

Principal Inestigator !

Co' Inestigator

+ngoing!

Completed7

API

Claim


from to

1.2.

3.

4.

*If completed, please furnish Completed Project Report

3. $. Consultanc" Pro4ects carried out!ongoing

Sl.

No.

Title of Pro4ect unding Agenc" uration 5rant

mobili6ed(Rs. la0hs)

Principal Inestigator !

Co' Inestigator

+ngoing!

Completed7

API

Claim


from to

1.

2.

3.

4.

*If completed, please furnish Completed Project Report

3. . Pro4ects +utcome!+utputs

Sl.

No.

Patent!Technolog

" Transfer!

Product!Process

escription unding Agenc" uration +ut come if an"

(furnish details if an" )

National

!Internationa

l

API

Claim

,erified b"

Institutefrom to

1.

2.

3.

4.

Total API claimed under 3.:

4



8. Research 5uidance during the appraisal period

8. A. 5uidance of P5 Thesis of minimum duration of 1 "ear in full time (egree aarded)

8. $. 5uidance of Ph.. degree9

Total API claimed under 4.:

5

Sl.

No.

Session *:!*.Tech!*.Phil Title of Thesis Name of students ate of aard Name of the Co'guide if an" API

Claim

,erified b"

Institute

1.

2.

3.4.

Sl.

No.

Title of Thesis Name of the scholar 5uide!

5o'guide

Name of Co'

guide (s)

uration Submitted!

Aarded

ate of

submission !

aard

API

Claim

,erified

b"

Institute

rom to

1.

2.

3.

4.



;. Training Courses and Conference!Seminar!%or0shop Papers9

;. A. Refresher courses- *ethodolog" or0shops- Training- Teaching' 2earning':aluation Technolog" Programmes- Soft S0ills eelopment

Programmes- acult" eelopment Programmes

Total API claimed under 5.A. (maximum 30 points):

;. $. Papers in Conferences !Seminars!%or0shops etc.

;. C. +rgani6ation of Conferences!Seminars!%or0shops etc. of duration of minimum 1 ee0

6

Sl.No

.

T"pe of Course +rgani6er uration No. of

ee0s

API

Claim

,erified

b"

Institutefrom to

1.2.

3.

4.

Sl.No

.

Conference

!

%or0shop!

Seminar

+rgani6ed

b"

Title of the

Paper

*ain

Author

!Co'

Author

Participated!Presente

d

International!National!

State!2ocal

uration

API

Claim

,erified b"

Institute

from to

1.

2.

3.

4.

Sl.No

.

Conference!%or0shop!

Seminar

+rgani6ed b" Post!Responsibilit" International!

National! State!2ocal

uration

API

Claim

,erified b"

Institutefrom to

1.

2.

3.

4.



;. . Inited 2ectures or Presentations for Conferences!S"mposia

Total AIP claimed under 5 :

7

Sl.No. Conference!

%or0shop!

Seminar

+rgani6ed b" Title of the

Paper

*ain

Author

!Co'

Author

Participated

!Presented

International!National uration API

Claim

,erified b"

Institute CAS

Committeefrom to

1.

2.3.

4.



Total API points in Categor" III after Capping

Cumulatie API claimed under Cate!or" III a#ter Cappin! durin! t$e appraisal period:

I hereb" certif" the aboe API points claimed are correct to the best of m" 0noledge.

Signature

N+T:9 *inimum API (Academic Point Indicator) points re<uired under Research and Academic Contributions- after

capping- shall be min of 3== for the post of Associate professor.

8

Sub'Categor" API points

before

Capping

API points

after

Capping

Su ! Categor" 1 Research Papers #$ournals etc%. & 3'(Su ! Categor" 2 Research Pulications #)oos etc%

& 2+(Su ! Categor" 3 Research Projects & 2'(Su ! Categor" 4 Research uidance & 3(Su ! Categor" + -raining courses and

ConferencesSeminar etc.

& 1+(

-otal /PI Claimed -otal /PI after

Capping



5uidelines for filling up Performance $ased Appraisal S"stem (P$AS) form for the

calculation of Academic Performance Indicators (Research and Academic Contributions)

1. Research Papers published during the assessment period9

S. No. APIs :ngineering! Technolog"!

Science! Architecture! Pharmac"

*anagement!2anguages! Arts !>umanities! Social

Sciences!2ibrar"!Ph"sical :ducation

*a&imum points

1. A. Research

Papers

Published in

0on!refereed ut recognied and

reputale $ournals and Periodicals

haing IS)0ISS0 0umers.

0on!refereed ut recognied and reputale

$ournals and Periodicals haing IS)0ISS0

0umers.

1'Pulication

Refereed $ournals #indeed ithout an"

impact factor%

Refereed $ournals #indeed ithout an" impact

factor%

1+Pulication

Refereed $ournals #indeed ith impact

factor less than 1%

Refereed $ournals #indeed ith impact factor

less than 1%

2'Pulication

Refereed $ournals #indeed and ithimpact factor eteen 1 and 2%

Refereed $ournals #indeed and ith impactfactor eteen 1 and 2%

2+Pulication

Refereed $ournals #indeed and ith

im pact factor eteen 2 and +%

Refereed $ournals #indeed and ith impact

factor eteen 2 and +%

3'Pulication

Refereed $ournal #indeed and ith

impact factor eteen + and 1'%

Refereed $ournal #indeed and ith impact

factor eteen + and 1'%

4'Pulication

1. $. Research

Papers

Published in

Conference proceedings pulished Conference proceedings pulished 1'Pulication

9



/. Research Publications ($oo0s- Chapters in boo0s- other than refereed #ournal articles) during the assessment period9

S.

No.

APIs :ngineering! Technolog"!


*anagement! 2anguages! Arts

!>umanities! Social

Sciences!2ibrar"!Ph"sical :ducation

*a&imum points

/ Research Publications

($oo0s- Chapters in boo0s-

other than refereed #ournal

articles)

-et or Reference oos pulished

" International Pulishers ith an

estalished peer reie s"stem

-et or Reference oos pulished

" International Pulishers ith an

estalished peer reie s"stem

+' oo and 1'chapter in an

edited oo.

Suject )oos " 0ational

leelState and central ot.

Pulications ith IS)0ISS0

0umers

Suject )oos " 0ational

leelState and central ot.

Pulications ith IS)0ISS0

0umers

2+ oo and '+chapter in an

edited oo.

Suject oos " other local

pulication ith IS)0 ISS0

numers

Suject oos " other local

pulication ith IS)0 ISS0

numers

1+ oo and '3chapter in an

edited oo.

Chapters contriuted to edited

noledge ased olumes

pulished " International

pulisher

Chapters contriuted to edited

noledge ased olumes pulished

" International pulisher

1'chapter

Chapters in noledge ased

olumes pulished "

Indian0ational leel pulisher

ith ISS0 IS)0 numer ith

numers of national and

international directories

Chapters in noledge ased

olumes pulished "

Indian0ational leel pulisher ith

ISS0 IS)0 numer ith numers

of national and international

directories

'+chapter

10



3. Research Pro4ects during the assessment period

S. No. APIs :ngineering! Technolog"!


*anagement! 2anguages! Arts

!>umanities! Social

Sciences!2ibrar"!Ph"sical

:ducation

*a&imum points

3.A. Sponsored Pro4ects

carried out !ongoing

#a% 5ajor Projects /mount

moilied ith grants aoe

3'.' lahs

5ajor Projects /mount

moilied ith grants aoe +.'

lahs

2' each Project

#% 5ajor Projects /mount


+.' lahs up to 3'.'' lahs

5ajor Projects /mount

moilied ith minimum of Rs

3.'' lahs up to Rs. +.' lahs

1+ each Project

#c% 5inor Projects #amount


Rs. +'.''' up to Rs.+ lahs%

5inor Projects #amount

moilied ith grants aoe Rs.

2+.''' up to Rs.3 lahs%

1'each Project

3.$. Consultanc" Pro4ects

carried out!ongoing

/mount moilied ith

minimum of Rs. 1'.'' lah

/mount moilied ith

minimum of Rs. 2.' lahs

1' per eer" 1'.' 6ahs and 2.'

6ahs respectiel"

3.C. Completed pro4ects

?ualit" :aluation

Completed Project Report

#/cceptance from funding

agenc"

Completed Project Report

#/cceptance " funding agenc"

2'each major project and 1'

each miner project

3.. Pro4ects +utcome!

+utputs

Patent-echnolog" -ransfer

ProductProcess

5ajor Polic" document of ot.

)odies at Central and State leel

3' each 0ational leel output or

patent+'each for International

leel.

11



8. Research 5uidance during the assessment period9

Research 5uidance *a&imum Point9

8. A. 5uidance of P5 Thesis of minimum duration of 1 "ear in full time (egree Aarded) 3-hesis

8. $. 5uidance of Ph.. degree

7egree aarded 1' -hesis

-hesis sumitted 8 -hesis

;. Training Courses and Conference!Seminar!%or0shop Papers during the assessment period9

Training Courses and Conference!Seminar!%or0shop Papers *a&imum Point9

;. A. Refresher courses- *ethodolog"

or0shops- Training- Teaching'

2earning':aluation Technolog"

Programmes- Soft S0ill eelopment

Programmes- acult" eelopment

Programmes

a% 0ot less than to ees

duration

a% 0ot less than to

ees duration

2'each

% 9ne ee duration % 9ne ee duration 1'each

*a&imum points that can be claimed 3=

;. $. Papers in Conferences

!Seminars!%or0shops etc.

Participation and Presentation

of research papers (oral/poster)

in

Participation and

Presentation of research

papers (oral/poster) in

a% International conference a% International

conference

1'each

% 0ational % 0ational 8.+eachc% RegionalState leel c% RegionalState leel +each

d% 6ocal!:niersit" College

leel

d% 6ocal!

:niersit" College

leel

3each

;.C. +rgani6ation of Conferences!Seminars !

%or0shops etc. of duration of minimum

1 ee0

a% International conference a% International

conference

1'each

% 0ational % 0ational 8.+each

c% RegionalState leel c% RegionalState leel +each

12



d% 6ocal!:niersit" College

leel

d% 6ocal!

:niersit" College

leel

3each

;.. Inited lectures or presentations for

conferences ! s"mposia

a% International a% International 1'each

% 0ational leel % 0ational leel + each

Calculation of total scores in categor"9 Research Publications and Academic Contributions9

-he /PI score claimed in each of the categories #Research Pulications and /cademic Contriutions% ill hae the folloing capping to calculate the

total /PI score claimed;

Note9 Please attach the complete Performance )ased /ppraisal S"stem #P)/S% form for the calculation of /cademicPerformance Indicators #Research and /cademic Contriutions% ith the print of online application form. <oeer, do not

attach= this uideline for filling P)/S form ith the application.

13

Categor" Capping as @ of API cumulatie Score in

application

Categor" 1 Research Papers #$ournals etc%. 3=@

Categor" / Research Pulications #)oos, Chapters etc.% /;@

Categor" 3 Research Projects /=@Categor" 8 Research uidance 1=@

Categor" ; -raining courses and ConferencesSeminar etc. 1;@



Clarif"ing Notes

1. -he assessment period for an /ssociate professor shall e the period he had sered as /ssistant Professor.

2. /PI scores for indeed pulications ma" e claimed onl" for pulications indeed in Science Citation Inde #SCI%, Scopus or " similar

indeing agencies appropriate to candidate>s discipline as approed " the /cademic Council.3. If the pulication is single authored, the facult" shall get full points, ut if co!authored, the first principal author corresponding author

superisormentor ma" claim ?'( eightage and the remaining authors ma" claim 4'( eightage.4. /PI points claimed under 1. ). shall not e claimed again in +.). #ConferencesSeminars @orshops etc.%+. Points shall not e claimed for /stracts onl".

?. In case of joint authors for oos, oo chapters etc., the first corresponding author ma" claim ?' ( eightage and the remaining authors

ma" claim 4'( eightage.8. -he Principal Inestigator and Co!Principal Inestigator for a sponsored project ma" claim ?'( and 4'( eightage respectiel".

A. In case of joint superision of research, the guide or co!guide #if an"% ma" claim full points.

B. 9ne ee shall mean + continuous oring da"s1'. or organiation of ConferenceSeminar@orshop etc. the Co!ordinator, Conener, 9rganiing Secretar", and -reasurer ma" claim ?'(

eightage and other memers of the 9rganiing Committee ma" claim 4'( eightage.

Attach the folloing documents in the folloing order9

1. -he first page of pulications in 0ational International $ournals ith the folloing details lie hether refereedindeed, on linePrint

and also the Impact factor if an". /ll the pulications shall e of strictl" during the assessment period onl" and shall e arranged in the

order of latest to the earliest.

/. -he first page of 0ational International Conference proceedings #if pulished%. /ll the pulications shall e of strictl" during the

assessment period onl" and shall e arranged in the order latest to the earliest.

3. Coer page of an" suject oo pulished #ith IS)0ISS0 numers% indicating hether the pulishers are International0ational, State

and Central ot. or 6ocal #strictl" during the assessment period onl"%.

8. -he first page of the chapters, if pulished ith the coer page of the oo ith all details mentioned aoe as clause III #strictl" during

the assessment period onl"%.;. -he first page of the chapters contriuted to edited noledge ased olumes ith all the details mentioned aoe as in III #strictl" during

the assessment period onl"%.

14



. 7etails of an" Sponsored projects, Consultanc" projects, #including sanction letter% Completed projects ith Dualit" ealuation certificates

ith the name of the project, funding agenc", duration and the amount moilied#strictl" during the assessment period onl"%.B. 7etails of an" Patent -echnolog" transfer Product or Process deeloped indicating the eneficiar", hether oernment odies at

Central or State leel0ational or International leel #strictl" during the assessment period onl"%.

. P -hesis of minimum one "ear duration #in full time% guided, indicating hether degrees hae een aarded #strictl" during the

assessment period onl"%.D. 7etails of Ph.7 Scholars guided clearl" indicating hether degrees are aarded or thesis sumitted onl"

1=. Certificates of the Refresher Courses, @orshops, -raining, 9rientation Courses, -eaching 6earning Ealuation -echnolog", Soft sill

7eelopment Programs, acult" 7eelopment Programs attended ith the name of the 9rganiing /genc" and the duration. -he

photocopies of the certificates of such courses attended are to e attached. Please note that an" such program of duration less than +

continuous oring da"s need not e included.

11. -he details of the Research #oral posters% Papers presented in an" Conference or Seminars@orshops ith the details of the

ConferenceSeminar@orshop lie the name of the organier, duration, and enue and hether it is International 0ational Regional

State6ocal :niersit"College 6eel. Please note that if the paper has alread" een pulished in an" proceedings, the" are not to e

included in +.) as the" are alread" included in 1.). /lso furnish the details, if the facult" has participated onl" or participated and

presented the research paper. Please note simple participation does not earn an" point.

1/. -he details of an" ConferenceSeminars@orshops etc. organied ith the details of ConferenceSeminar@orshop etc lie the name of

organiation, duration and enue and hether it is International0ationalRegionalState6ocal :niersit"College leel. /ppropriate

documentar" proof shall e attached.13. 7etails of an" inited lectures or presentations credited to the facult" in an" conference s"mposia ith the details lie name of the

ConferenceS"mposia, Fenue, duration, topic presented mentioning hether the ConferenceS"mposia is of International 0ational 6eel.

/ppropriate documentar" proof shall e attached.

15

PBAS Proforma - Academic Performance Indicators (Research and Academic Contributions)

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