Path Dependence: Water Allocation, Settlement …...60 1914 1934 1951 1961 1979 K-) Year Rate of...

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Path Dependence: Water Allocation, Settlement Patterns and Urban Trajectories in the Salt River Valley, 1914-1979 Joseph Tuccillo, Arizona State University School of Geographical Sciences & Urban Planning, Barrett Honors College, Consortium for Science Policy and Outcomes Research Question Do patterns of water allocation in the early Salt River Valley Water Users Association (SRVWUA) affect the growth of Salt River Valley such that their influence on stages of settlement, reclamation, cultivation, and urbanization may, in turn, reveal a classic case of path dependency and spatial organization of cities? 0 10 20 30 40 50 60 1914 1934 1951 1961 1979 K-Length (miles) Year Rate of Growth Relative to Canals (All Cities) Peoria Glendale Tolleson Phoenix Scottsdale Tempe Mesa Gilbert Chandler K-length The Containment Index of a city X multiplied by the total length of canals in its buffer zone (excluding those contained within city boundaries). A theoretical measure used in a time-series to determine the rate of change of growth, relative to the canal system, in each city between years. Predicts the length of peripheral canals (in miles) that will be incorporated as city X expands beyond its buffer, given that city X maintains the same proportion (Containment Index) of canals contained for the year in question. 0 0.5 1 1.5 2 0.85 0.9 0.95 1 SCI CI 0 0.5 1 1.5 0.92 0.93 0.94 0.95 0.96 SCI CI 0 0.5 1 1.5 2 0 0.5 1 SCI CI 0 0.5 1 0 1 2 SCI CI 0 0.5 1 1.5 0.8 0.85 0.9 0.95 SCI CI 0 0.5 1 0.8 0.9 1 SCI CI 0 0.5 1 1.5 0 0.5 1 SCI CI 0 0.5 1 0 0.5 1 SCI CI 0 0.2 0.4 0.6 0.8 0 0.5 1 SCI CI 0 0.5 1 1.5 1914 1934 1951 1961 1979 0 0.5 1 1.5 1914 1934 1951 1961 1979 0 0.5 1 1914 1934 1951 1961 1979 0 0.5 1 1914 1934 1951 1961 1979 0 1 2 1914 1934 1951 1961 1979 0 0.5 1 1.5 1914 1934 1951 1961 1979 0 0.5 1 1.5 1914 1934 1951 1961 1979 0 0.5 1 1.5 1914 1934 1951 1961 1979 0 1 2 1914 1934 1951 1961 1979 CI SCI 1914 0.98 0.86 1934 0.98 0.88 1951 0.96 0.9 1961 0.84 0.73 1979 0.82 0.73 Peoria CI SCI 1914 0.87 1.19 1934 0.88 0.92 1951 0.86 0.89 1961 0.81 0.68 1979 0.67 0.46 Glendale CI SCI 1914 0.77 0.61 1934 0.7 0.66 1951 0.59 0.82 1961 0.29 0.57 1979 0.29 0.38 Phoenix CI SCI 1914 0.82 0.38 1934 0.82 0.67 1951 0.82 0.66 1961 0.59 0.5 1979 0.53 0.54 Tempe CI SCI 1914 1934 0.96 0.94 1951 0.88 1.02 1961 0.88 1.34 1979 0.88 1.78 Gilbert CI SCI 1914 1934 0.95 0.83 1951 0.94 0.89 1961 0.93 0.89 1979 0.93 1.11 Tolleson CI SCI 1914 0.97 0.77 1934 0.97 0.72 1951 0.91 0.71 1961 0.82 0.29 1979 0.52 0.05 Scottsdale CI SCI 1914 0.88 1.82 1934 0.84 1.45 1951 0.72 1.34 1961 0.6 0.99 1979 0.56 0.73 Mesa CI SCI 1914 1934 0.92 0.73 1951 0.91 0.76 1961 0.83 1.03 1979 0.83 0.99 Chandler City Area (Square Miles) Buffer Area (Square Miles) Total area of city X’s mile buffer, including the area of X. Compactness Index The Compactness Index of X subtracted from 1, such that increasingly smaller cities approach 1 (perfectly compact) and larger cities approach 0 (perfectly non-compact). The closer city X scores to 1 (perfectly compact), the more a mile of boundary expansion in any direction, as determined by the geometry of its boundaries, will affect its rate of growth. Conversely, the closer city X scores to 0 (perfectly non-compact), the less a mile of boundary expansion in any direction will affect its rate of growth. Scaled Containment Index where T Y = the total length of SRP canals for a given year, Y. A ratio of the length of a canals contained by city X compared to the length of canals in a proportional city with a buffer region scaled to the total size of the SRP boundary (402.67 square miles), scaled by the containment index, Q, of city X. The ratio of actual canal length versus expected canal length (proportional to the entire canal system) for city X. Therefore, if SCI X is greater than 1, then city X contains a greater length of canals than would be expected for a city of its size, based on area and containment. Measurements (calculated in ArcGIS) Canal Length, City (Miles) Canal Length, Buffer (Miles) Total length of canals contained by the mile buffer of a city, X. Containment Index: The ratio of the total length of canals contained by a city, X, compared to the total length of canals contained by X and its mile buffer. Buffer Containment Index : ratio of the total length of canals contained by the mile buffer of a city, X, compared to the total length of canals contained by a X and its mile buffer. 0 1 2 3 4 5 6 7 8 1914 1934 1951 1961 1979 K-Length Year Rate of Growth Relative to Canals (Peripheral Cities) Peoria Glendale Tolleson Scottsdale Gilbert Chandler 0 10 20 30 40 50 60 1914 1934 1951 1961 1979 K-Length Year Rate of Growth Relative to Canals (Original Settlements) Phoenix Tempe Mesa Assumptions 1. A higher density of canals signals a greater intensity of land use; 2. The size of each city grows over time; 3. Within the SRP boundaries, the buffer generally signal agricultural land use; 4. Canals contained within city boundaries are assumed as either cultivated cultivation appropriated for development. Findings Three patterns of spatial organization that correspond to the theory of Path Dependence 1. Steady declines in containment and compactness with subsequent urban growth in Tempe, Phoenix, & Mesa. 2. High compactness indexes (until 1961) followed by modest growth amid steady declines in containment in urbanizing Glendale, Peoria, Scottsdale; 3. Limited boundary growth and overall steady increases in containment in Gilbert, Tolleson, Chandler); Due to its rapid northward expansion from 1961-79 Scottsdale becomes a sort of “wild card” city; Future Directions 1. Incorporating groundwater wells into the analysis. So far, only surface flowmore highly-valued by Salt River Valley farmers (Smith 1972)has been examined. 2. Incorporating nucleated urban-peripheral settlements on minor branches of canals into the analysis. Additional data analyzed indicates these settlements in areas such as Lehi and South Central Phoenix. What role do these play in the Salt River Valley’s spatial organization? Acknowledgements Arizona State University NASA Space Grant Program Netra Chhetri, Arizona State University Consortium for Science Policy & Outcomes Change Is Hard research group, Arizona State University School of Human Evolution and Social Change University of Arizona Institutional Repository (UAiR) for historical city boundary and SRP boundary shapefiles. Arizona State University Library Map Collection. Canal system shapefiles were digitized from a series of historical SRP Maps and 1:24,000 scale USGS Topographic Quadrangles held by the collection. References 1. Smith, C.L. (1972). The Salt River Project: A Case Study in Cultural Adaptation to an Urbanizing Community. Tucson, AZ: University of Arizona Press. pp. 10-11, 13, 14, 49, 54, 100-103. 2. “SRP Canal History.” (2010). Salt River Project. http://www.srpnet.com/water/canals/history.aspx 3. Baggetta, M. (2004). “Elegy for the Salt River.” Arizona State University: Central Arizona-Phoenix Long-Term Ecological Research. 4. Dudley, S.C. (2009). “From growing crops to growing cities: SRP’s transition from ag to urban.” Irrigation and Drainage Systems 23: 63-77. pp. 64, 66, 68-69. 5. Simpkins, L. D. (1989). The rise of the southeastern Salt River Valley: Tempe, Mesa, Chandler, Gilbert, 1871- 1920. (Doctoral Dissertation). pp. 1,32-33. 6. Needham, A. and A.Dietrich-Ward. (2009). “Beyond the Metropolis: Metropolitan Growth and Regional Transformation in Postwar America.” Journal of Urban History 35(7): 943-969. pp. 949-952 . Methodology Indexes: Time-series of the SRV canal system from historical SRP Maps (1914, 34, 51, 61, & 79). Using present-day satellite imagery, traced canals (in use) and estimated beginning and ending points for canals based on the street grid and changes in zoning/land partitions. Isolated cities contained by SRP boundary (Phoenix, Tempe, Mesa, Scottsdale, Gilbert, Chandler, Glendale, Peoria, & Tolleson) from a time series of Arizona city boundaries (polygon shapefiles), and created mile buffers for each city (estimating growth, in any direction, of an additional Township and Range section past a given city’s existing boundaries, as well as each city’s rural “fringe”). Determined the length of each canal shapefile and the areas of each city boundary and buffer zone; and calculated a series indexes based on these attributes. (Made some corrections for boundary mismatch with the SRP boundary shapefile). Visualization: Created a distance buffer (resolution 50) for city boundaries using SRP boundary shapefile. Reclassified the raster using a Natural Breaks classification with 6 breaks, one of them an additional break inserted at each city’s 1 mi. (1609.344m) buffer boundary. Created a kernel density raster of the canal system for each year and reclassified it using Natural Breaks with 10 breaks. Multiplied the two rasters to create the final raster. Symbolized with a Natural Breaks classification with 5 breaks (0 values excluded). Max. canal density: 2.92 canals/sq mi. Max. canal density: 5.14 canals/sq mi. Max. canal density: 4.34 canals/sq mi. Arizona State University/NASA Space Grant Program

Transcript of Path Dependence: Water Allocation, Settlement …...60 1914 1934 1951 1961 1979 K-) Year Rate of...

Page 1: Path Dependence: Water Allocation, Settlement …...60 1914 1934 1951 1961 1979 K-) Year Rate of Growth Relative to Canals (All Cities) Peoria Glendale Tolleson Phoenix Scottsdale

Path Dependence: Water Allocation, Settlement Patterns and Urban Trajectories in the Salt River Valley, 1914-1979

Joseph Tuccillo, Arizona State University School of Geographical Sciences & Urban Planning, Barrett Honors College, Consortium for Science Policy and Outcomes

Research Question

Do patterns of water allocation in the early Salt River Valley Water Users Association (SRVWUA) affect the growth of Salt River Valley such that their influence on stages of settlement, reclamation, cultivation, and urbanization may, in turn, reveal a classic case of path dependency and spatial organization of cities?

0

10

20

30

40

50

60

1914 1934 1951 1961 1979

K-L

en

gth

(m

iles)

Year

Rate of Growth Relative to Canals (All Cities)

Peoria Glendale

Tolleson Phoenix

Scottsdale Tempe

Mesa Gilbert

Chandler

K-length

The Containment Index of a city X multiplied by the total length of canals in its buffer zone (excluding those contained within city boundaries).

A theoretical measure used in a time-series to determine the rate of change of growth, relative to the canal system, in each city between years. Predicts the length of peripheral canals (in miles) that will be incorporated as city X expands beyond its buffer, given that city X maintains the same proportion (Containment Index) of canals contained for the year in question.

0

0.5

1

1.5

2

0.850.90.951

SCI

CI

0

0.5

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1.5

0.920.930.940.950.96

SCI

CI

0

0.5

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1.5

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00.51

SCI

CI

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0.5

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012

SCI

CI

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1.5

0.80.850.90.95

SCI

CI

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0.5

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0.80.91

SCI

CI

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00.51

SCI

CI

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SCI

CI

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00.51

SCI

CI

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1914 1934 1951 1961 1979

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1.5

1914 1934 1951 1961 1979

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0.5

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1914 1934 1951 1961 1979

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1914 1934 1951 1961 1979

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0

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1914 1934 1951 1961 1979

CI SCI

1914 0.98 0.86

1934 0.98 0.88

1951 0.96 0.9

1961 0.84 0.73

1979 0.82 0.73

PeoriaCI SCI

1914 0.87 1.19

1934 0.88 0.92

1951 0.86 0.89

1961 0.81 0.68

1979 0.67 0.46

GlendaleCI SCI

1914 0.77 0.61

1934 0.7 0.66

1951 0.59 0.82

1961 0.29 0.57

1979 0.29 0.38

PhoenixCI SCI

1914 0.82 0.38

1934 0.82 0.67

1951 0.82 0.66

1961 0.59 0.5

1979 0.53 0.54

TempeCI SCI

1914

1934 0.96 0.94

1951 0.88 1.02

1961 0.88 1.34

1979 0.88 1.78

GilbertCI SCI

1914

1934 0.95 0.83

1951 0.94 0.89

1961 0.93 0.89

1979 0.93 1.11

TollesonCI SCI

1914 0.97 0.77

1934 0.97 0.72

1951 0.91 0.71

1961 0.82 0.29

1979 0.52 0.05

ScottsdaleCI SCI

1914 0.88 1.82

1934 0.84 1.45

1951 0.72 1.34

1961 0.6 0.99

1979 0.56 0.73

MesaCI SCI

1914

1934 0.92 0.73

1951 0.91 0.76

1961 0.83 1.03

1979 0.83 0.99

Chandler

City Area (Square Miles)

Buffer Area (Square Miles)

Total area of city X’s mile

buffer, including the area of X.

Compactness Index

The Compactness Index of X subtracted from 1, such that increasingly smaller cities approach 1 (perfectly compact) and larger cities approach 0 (perfectly non-compact).

The closer city X scores to 1 (perfectly compact), the more a mile of boundary expansion in any direction, as determined by the geometry of its boundaries, will affect its rate of growth. Conversely, the closer city X scores to 0 (perfectly non-compact), the less a mile of boundary expansion in any direction will affect its rate of growth.

Scaled Containment Index

where TY = the total length of SRP canals for a given year, Y.

A ratio of the length of a canals contained by city X compared to the length of canals in a proportional city with a buffer region scaled to the total size of the SRP boundary (402.67 square miles), scaled by the containment index, Q, of city X.

The ratio of actual canal length versus expected canal length (proportional to the entire canal system) for city X. Therefore, if SCIX is greater than 1, then city X contains a greater length of canals than would be expected for a city of its size, based on area and containment.

Measurements (calculated in ArcGIS)

Canal Length, City (Miles)

Canal Length, Buffer (Miles)

Total length of canals contained

by the mile buffer of a city, X.

Containment Index: The ratio of the total length of canals contained by a city, X, compared to the total length of canals contained by X and its mile buffer.

Buffer Containment Index: ratio of the total length of canals contained by the mile buffer of a city, X, compared to the total length of canals contained by a Xand its mile buffer.

0

1

2

3

4

5

6

7

8

1914 1934 1951 1961 1979

K-L

engt

h

Year

Rate of Growth Relative to Canals (Peripheral Cities)

Peoria Glendale

Tolleson Scottsdale

Gilbert Chandler

0

10

20

30

40

50

60

1914 1934 1951 1961 1979

K-L

engt

hYear

Rate of Growth Relative to Canals (Original Settlements)

Phoenix

Tempe

Mesa

Assumptions

1. A higher density of canals signals a greater intensity of land use;

2. The size of each city grows over time;

3. Within the SRP boundaries, the buffer generally signal agricultural land use;

4. Canals contained within city boundaries are assumed as either cultivated cultivation appropriated for development.

Findings

Three patterns of spatial organization that correspond to the theory of Path Dependence

1. Steady declines in containment and compactness with subsequent urban growth in Tempe, Phoenix, & Mesa.

2. High compactness indexes (until 1961) followed by modest growth amid steady declines in containment in urbanizing Glendale, Peoria, Scottsdale;

3. Limited boundary growth and overall steady increases in containment in Gilbert, Tolleson, Chandler);

Due to its rapid northward expansion from 1961-79 Scottsdalebecomes a sort of “wild card” city;

Future Directions

1. Incorporating groundwater wells into the analysis. So far, only surface flow—more highly-valued by Salt River Valley farmers (Smith 1972)—has been examined.

2. Incorporating nucleated urban-peripheral settlements on minor branches of canals into the analysis. Additional data analyzed indicates these settlements in areas such as Lehi and South Central Phoenix. What role do these play in the Salt River Valley’s spatial organization?

Acknowledgements

• Arizona State University NASA Space Grant Program

• Netra Chhetri, Arizona State University Consortium for Science Policy & Outcomes

• Change Is Hard research group, Arizona State University School of Human Evolution and Social Change

• University of Arizona Institutional Repository (UAiR) for historical city boundary and SRP boundary shapefiles.

• Arizona State University Library Map Collection. Canal system shapefiles were digitized from a series of historical SRP Maps and 1:24,000 scale USGS Topographic Quadrangles held by the collection.

References

1. Smith, C.L. (1972). The Salt River Project: A Case Study in Cultural Adaptation to an Urbanizing Community. Tucson, AZ: University of Arizona Press. pp. 10-11, 13, 14, 49, 54, 100-103.

2. “SRP Canal History.” (2010). Salt River Project. http://www.srpnet.com/water/canals/history.aspx

3. Baggetta, M. (2004). “Elegy for the Salt River.” Arizona State University: Central Arizona-Phoenix Long-Term Ecological Research.

4. Dudley, S.C. (2009). “From growing crops to growing cities: SRP’s transition from ag to urban.” Irrigation and Drainage Systems 23: 63-77. pp. 64, 66, 68-69.

5. Simpkins, L. D. (1989). The rise of the southeastern Salt River Valley: Tempe, Mesa, Chandler, Gilbert, 1871-1920. (Doctoral Dissertation). pp. 1,32-33.

6. Needham, A. and A.Dietrich-Ward. (2009). “Beyond the Metropolis: Metropolitan Growth and Regional Transformation in Postwar America.” Journal of Urban History 35(7): 943-969. pp. 949-952 .

MethodologyIndexes:

• Time-series of the SRV canal system from historical SRP Maps (1914, 34, 51, 61, & 79).

• Using present-day satellite imagery, traced canals (in use) and estimated beginning and ending points for canals based on the street grid and changes in zoning/land partitions.

• Isolated cities contained by SRP boundary (Phoenix, Tempe, Mesa, Scottsdale, Gilbert, Chandler, Glendale, Peoria, & Tolleson) from a time series of Arizona city boundaries (polygon shapefiles), and createdmile buffers for each city (estimating growth, in any direction, of an additional Township and Range section past a given city’s existing boundaries, as well as each city’s rural “fringe”).

• Determined the length of each canal shapefile and the areas of eachcity boundary and buffer zone; and calculated a series indexes based on these attributes. (Made some corrections for boundary mismatch with the SRP boundary shapefile).

Visualization:

• Created a distance buffer (resolution 50) for city boundaries using SRP boundary shapefile.

• Reclassified the raster using a Natural Breaks classification with 6 breaks, one of them an additional break inserted at each city’s 1 mi. (1609.344m) buffer boundary.

• Created a kernel density raster of the canal system for each year and reclassified it using Natural Breaks with 10 breaks.

• Multiplied the two rasters to create the final raster. Symbolized with a Natural Breaks classification with 5 breaks (0 values excluded).

Max. canal density: 2.92 canals/sq mi. Max. canal density: 5.14 canals/sq mi.

Max. canal density: 4.34 canals/sq mi.

Arizona State University/NASA Space Grant Program