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PATENTForm of IP
Shweta Singh
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What is a patent?
A patent is the right granted by the
government to exclude for a limited time
others from practicing the protected invention
(i.e., infringing the patent).
The patent holder may sue and seek damages
from any party that infringes a patent while itis in force.
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What Is A Patent? (cont)
A monopoly granted by the government in
exchange for teaching others how to make
and use your invention.
Patents encourage innovation.
Protect the efforts of inventors.
Teach the public about your invention.
Offer a limited period of monopoly (20 Years) Must be the inventor
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What Is a Patent? (cont)
A patent gives you the right to exclude others
from making, using or selling your invention.
(The monopoly)
In short, a patent gives you the right to hire
yet another lawyer.
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Why Patent?
Your ego needs a boost.
You are selling your product, making money
and dont want someone to copy your
invention.
You want to license your invention to
someone else to manufacture it.
You want to establish that you invented it firstso no one else can claim it.
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Patentability Tests
What are the patentability tests?
I. Usefulness35 U.S.C. 101.
II. Novelty35 U.S.C. 102.
III. Non-Obviousness35 U.S.C. 103.
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Patentability Tests
I. Usefulness/Utility
Does the invention reallydoanythingand, if so,does it solve the problem
it is designed to solve?
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Patentability Tests
II. NoveltyNovelty and non-obviousness are
determined by comparing claimedinvention to the prior art:
Prior patents/publications
Prior public uses Prior commercial offers to sell
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Patentability Tests
II. Novelty
Is the claimed inventiondisclosed anywhere in the
prior art?
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Patentability Tests
III. Non-Obviousness
Even if new and novel,would the claimed invention
have been obvious to one
skilled in the art at the timeof the invention?
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You may forfeit your right to patent an
invention if there is a public disclosure of
your invention more than one (1) year prior to
filing a patent application.
Therefore, you should not do any of the
following without determining whether patentprotection should be sought for the
technology:
Do NotDo Any of the Following
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Display or discuss the invention at a
seminar, lecture, workshop, poster
presentation or trade show open to thepublic, or
Disclose the invention without a signedConfidentiality (or Non-Disclosure)
Agreement, or
Do NotDo Any of the Following
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Disclose the invention on inventors orUniversitys web site, or
Submit an article to a journal for publication,or
Publish a manuscript, letter, note or chapterin format available to the public, or
Do NotDo Any of the Following
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Offer for sale or sell the
invention, or
Distribute samples of the product
to customers or collaborator, or
Consumer or market test a new
product, or
Do NotDo Any of the Following
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Distribute advertising brochures about theinvention, or
Demonstrate a prototype to a public group.
Do NotDo Any of the Following
THE GOAL: to prevent unnecessary loss ofpatent rights due to premature use, sale orpublication of patentable technology.
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Please Do the Following:
Consult with the UniversitysTechnology Transfer Office beforeany public disclosure of the invention.
Stamp CONFIDENTIAL on everypage of the technical portion of any
grant proposal.
Use laboratory notebooks.
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Documenting Invention
Why? - important to prove date of inventioncorroboration in interference proceeding.
All experimental protocols and data should be
entered in a notebook. Notebook pages should be numbered and
bound.
All entries should be dated and witnessed bysomeone who understands entry but is not a co-inventor.
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Whats An Invention?
Conception
+Reduction to Practice =
Invention
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Whos An Inventor?
Inventorship cannot be determined until
the patent application claims are
drafted.
Inventor is one who contributes
significantly to either the conception or
reduction to practice. Co-author does not necessarily mean
co-inventor.
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Types of Patents
Utility Patent: Issued to protect new, usefuland non-obvious subject matter withinstatutorily-defined classes.
Plant Patent: Issued to those who discoverand asexually reproduce new varieties ofplants that are novel, distinct andnonobvious.
Design Patent: Issued to original, novel,nonobvious ornamental designs for articlesof manufacture - term is only 14 years fromdate of issue.
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Section 3 exclusions
Section 3(a)
Frivolous inventions
Inventions contrary to well established
natural laws
Examples Machine that gives more than 100%
performance Perpetual machine
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Section 3 exclusions
Section 3(b)Commercial exploitation or primary use ofinventions, which is
Contrary topublic order or
MoralityExamples Gambling machine,
Device for house-breaking ,
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Section 3 exclusions
Section 3(b)Commercial exploitation or primary use ofinventions , which
Causes serious Prejudice to
health or human, animal, plant life or
to the environment
Examples Biological warfare material or device,weapons of mass destruction
Terminator gene technology,
Embryonic stem cell
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Checks and Balances
Section 3(b)Excludes patents on GMOs exploitation of which could be
contrary public order or morality or prejudicialto human, animal or plant life or health or tothe environment
Effect : Only genetically modified micro-
organisms (GMOs) which do not fall undersection 3 (b) are patentable.
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Section 3 exclusionsSection 3 ( c ) Mere Discovery of a Scientific Principle or
formulation of an Abstract Theory or
discovery of any living thing or
discovery of nonliving substance occurring in natureExamples
Newtons Laws
Superconducting Phenomenon as such
Property of certain material to withstand
mechanical shockDiscovery of micro-organism
Discovery of natural gas or a mineral
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Checks and BalancesSection 3(c)Excludes patents on
Naturally occurring Micro-organisms
EffectGenetically modified microorganisms (GMOs) arehowever, patentable.
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Section 3 exclusions
Section3 (d)The mere discovery of a new form of aknown substance which does not result
in the enhancement of the known efficacy
of that substance
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Section 3 exclusionsSection3 (d)
Mere discovery of any new property ornew use for a known substance or ofthe mere use of a known process,
machine or apparatus, unless suchknown process results in a new productor employs at least one new reactant.
Examples New use of Aspirin for heart ailments, Mere new uses of Neem
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Section 3 exclusions
Section 3(e)Substance obtained by mere admixture resulting only in theaggregation of the properties of the components thereof or aprocess for producing such substance
Examples Combiflam [Paracetamol (Antipyretic) + Brufen (analgesic)]
Solution of sugar and color additives in water to form a softdrink
However,A mixture resulting into synergistic properties of mixtureof ingredients however, may be patentable - Soap,Detergents, lubricants etc
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Checks and Balances
Section 3 ( e )
Effect Substance obtained by mere admixture resulting
only in the aggregation of the properties of the
components thereof or a process for producing such substance
are not patentable
HoweverSynergistic formulations are patentable
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Section 3 exclusions
Section 3 ( f )
Mere arrangement or re-arrangement orduplication of known devices, eachfunctioning independently of one another
in a known way
ExamplesA Bucket fitted with torch, An Umbrella with fan A Clock and radio in a single cabinet A flour-mill provided with sieving
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Section 3(h)Method of Agriculture or Horticulture
ExamplesCultivation of algae ,
Producing new form of a known plant,
Preparation of an improved soilHowever,Agricultural Equipments are patentable
Section 3 exclusions
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Section 3(i)Any process for medicinal, surgical, curative, prophylactic,diagnostic, therapeutic or other treatment of human beings ora similar treatment of animals to render them free of diseaseor to increase their economic value or that of their products
Examples Removal of cancer tumor Removal of dental plaque and carries
Surgical processes
Processes relating to therapy
Method of vaccination, Blood transfusion
Section 3 exclusions
However,Treatment performed on tissues or fluids permanently removed from the bodySurgical,therapeutic or diagnostic Apparatus or instruments
are patentable
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Section 3 exclusions
Section 3(j) Plants & animals in whole
Parts of plants & animals
Seeds Varieties & species
Essentially biological processes
for propagation or production ofthe animals & plants
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Checks and BalancesSection 3(j)
Excludes patents on Plants and animals in whole or any parts thereof,
including seeds, varieties and species andessentially biological processes for production orpropagation of plants and animalsExamples Clones and new varieties of plants
A process for production of plants or animals if
it consists entirely of natural phenomena suchas crossing or selection
Essentially biological Process
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Section 3(k)* mathematical method or* business method or
* algorithms or
* computer programme per se
Examples Computer program by itself or as a record on a carrier
However New calculating machine combination of hardware and software
is patentable
Section 3 exclusions
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Section 3(l)A literary,dramatic, musical or artistic work or any otheraesthetic creation including cinematographic work andtelevision productions
These subject-matters fall under thecopyright protection
Section 3 exclusions
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Section 3(m)A mere scheme or rule or method of performing mental act ormethod of playing game
Examples
Scheme for learning a languageMethod for solving a crossword puzzle,Method of learning a languageMethod of teaching /learning
However,Novel apparatus for playing game or carrying
out a scheme is patentable
Section 3 exclusions
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Section 3 (n)Presentation of informationExamples Any manner or method of expressing
information whether by
spoken words
Visual display
symbolsdiagrams
Information recorded on a carrier
Section 3 exclusions
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Section 3 (o)
Topography of integrated circuits.
ExamplesMask works - circuits layout
Section 3 exclusions
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Section 3 (p)
Inventions which areTraditional Knowledge or an aggregation or duplication of knownproperties of traditionally known component or componentsExamplesTraditional Knowledge already in public domain
- Wound healing property of HaldiHowever,Any value-addition using Traditional Knowledge leading to anew process or product ,which is novel with inventive step and
industrial applicability,Extraction of Azadirachtin from Neem
can be patented
Section 3 exclusions
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Section 4Inventions falling within Section 20(1)of the Atomic Energy Act, 1962 are not
patentable
EffectInventions relating to compounds of Uranium, Beryllium, Thorium,
Plutonium, Radium, Graphite, Lithium and more as notified by Central
Govt. from time to time.
Non Patentable inventions
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PRIOR ART
Prior art is any body of knowledge relating to yourresearch that exist prior to the completion ofresearch or the filing of patent application.
Prior art is all information that has been disclosed to
the public in any form about an invention before agiven date. Prior art includes things like any patentsrelated to your invention, any published articlesabout your invention, and any publicdemonstrations. Prior art is all information that has
been disclosed to the public in any form about aninvention before a given date. Prior art includesthings like any patents related to your invention, anypublished articles about your invention, and anypublic demonstrations.
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