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    PATENTForm of IP

    Shweta Singh

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    What is a patent?

    A patent is the right granted by the

    government to exclude for a limited time

    others from practicing the protected invention

    (i.e., infringing the patent).

    The patent holder may sue and seek damages

    from any party that infringes a patent while itis in force.

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    What Is A Patent? (cont)

    A monopoly granted by the government in

    exchange for teaching others how to make

    and use your invention.

    Patents encourage innovation.

    Protect the efforts of inventors.

    Teach the public about your invention.

    Offer a limited period of monopoly (20 Years) Must be the inventor

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    What Is a Patent? (cont)

    A patent gives you the right to exclude others

    from making, using or selling your invention.

    (The monopoly)

    In short, a patent gives you the right to hire

    yet another lawyer.

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    Why Patent?

    Your ego needs a boost.

    You are selling your product, making money

    and dont want someone to copy your

    invention.

    You want to license your invention to

    someone else to manufacture it.

    You want to establish that you invented it firstso no one else can claim it.

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    Patentability Tests

    What are the patentability tests?

    I. Usefulness35 U.S.C. 101.

    II. Novelty35 U.S.C. 102.

    III. Non-Obviousness35 U.S.C. 103.

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    Patentability Tests

    I. Usefulness/Utility

    Does the invention reallydoanythingand, if so,does it solve the problem

    it is designed to solve?

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    Patentability Tests

    II. NoveltyNovelty and non-obviousness are

    determined by comparing claimedinvention to the prior art:

    Prior patents/publications

    Prior public uses Prior commercial offers to sell

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    Patentability Tests

    II. Novelty

    Is the claimed inventiondisclosed anywhere in the

    prior art?

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    Patentability Tests

    III. Non-Obviousness

    Even if new and novel,would the claimed invention

    have been obvious to one

    skilled in the art at the timeof the invention?

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    You may forfeit your right to patent an

    invention if there is a public disclosure of

    your invention more than one (1) year prior to

    filing a patent application.

    Therefore, you should not do any of the

    following without determining whether patentprotection should be sought for the

    technology:

    Do NotDo Any of the Following

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    Display or discuss the invention at a

    seminar, lecture, workshop, poster

    presentation or trade show open to thepublic, or

    Disclose the invention without a signedConfidentiality (or Non-Disclosure)

    Agreement, or

    Do NotDo Any of the Following

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    Disclose the invention on inventors orUniversitys web site, or

    Submit an article to a journal for publication,or

    Publish a manuscript, letter, note or chapterin format available to the public, or

    Do NotDo Any of the Following

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    Offer for sale or sell the

    invention, or

    Distribute samples of the product

    to customers or collaborator, or

    Consumer or market test a new

    product, or

    Do NotDo Any of the Following

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    Distribute advertising brochures about theinvention, or

    Demonstrate a prototype to a public group.

    Do NotDo Any of the Following

    THE GOAL: to prevent unnecessary loss ofpatent rights due to premature use, sale orpublication of patentable technology.

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    Please Do the Following:

    Consult with the UniversitysTechnology Transfer Office beforeany public disclosure of the invention.

    Stamp CONFIDENTIAL on everypage of the technical portion of any

    grant proposal.

    Use laboratory notebooks.

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    Documenting Invention

    Why? - important to prove date of inventioncorroboration in interference proceeding.

    All experimental protocols and data should be

    entered in a notebook. Notebook pages should be numbered and

    bound.

    All entries should be dated and witnessed bysomeone who understands entry but is not a co-inventor.

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    Whats An Invention?

    Conception

    +Reduction to Practice =

    Invention

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    Whos An Inventor?

    Inventorship cannot be determined until

    the patent application claims are

    drafted.

    Inventor is one who contributes

    significantly to either the conception or

    reduction to practice. Co-author does not necessarily mean

    co-inventor.

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    Types of Patents

    Utility Patent: Issued to protect new, usefuland non-obvious subject matter withinstatutorily-defined classes.

    Plant Patent: Issued to those who discoverand asexually reproduce new varieties ofplants that are novel, distinct andnonobvious.

    Design Patent: Issued to original, novel,nonobvious ornamental designs for articlesof manufacture - term is only 14 years fromdate of issue.

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    Section 3 exclusions

    Section 3(a)

    Frivolous inventions

    Inventions contrary to well established

    natural laws

    Examples Machine that gives more than 100%

    performance Perpetual machine

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    Section 3 exclusions

    Section 3(b)Commercial exploitation or primary use ofinventions, which is

    Contrary topublic order or

    MoralityExamples Gambling machine,

    Device for house-breaking ,

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    Section 3 exclusions

    Section 3(b)Commercial exploitation or primary use ofinventions , which

    Causes serious Prejudice to

    health or human, animal, plant life or

    to the environment

    Examples Biological warfare material or device,weapons of mass destruction

    Terminator gene technology,

    Embryonic stem cell

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    Checks and Balances

    Section 3(b)Excludes patents on GMOs exploitation of which could be

    contrary public order or morality or prejudicialto human, animal or plant life or health or tothe environment

    Effect : Only genetically modified micro-

    organisms (GMOs) which do not fall undersection 3 (b) are patentable.

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    Section 3 exclusionsSection 3 ( c ) Mere Discovery of a Scientific Principle or

    formulation of an Abstract Theory or

    discovery of any living thing or

    discovery of nonliving substance occurring in natureExamples

    Newtons Laws

    Superconducting Phenomenon as such

    Property of certain material to withstand

    mechanical shockDiscovery of micro-organism

    Discovery of natural gas or a mineral

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    Checks and BalancesSection 3(c)Excludes patents on

    Naturally occurring Micro-organisms

    EffectGenetically modified microorganisms (GMOs) arehowever, patentable.

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    Section 3 exclusions

    Section3 (d)The mere discovery of a new form of aknown substance which does not result

    in the enhancement of the known efficacy

    of that substance

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    Section 3 exclusionsSection3 (d)

    Mere discovery of any new property ornew use for a known substance or ofthe mere use of a known process,

    machine or apparatus, unless suchknown process results in a new productor employs at least one new reactant.

    Examples New use of Aspirin for heart ailments, Mere new uses of Neem

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    Section 3 exclusions

    Section 3(e)Substance obtained by mere admixture resulting only in theaggregation of the properties of the components thereof or aprocess for producing such substance

    Examples Combiflam [Paracetamol (Antipyretic) + Brufen (analgesic)]

    Solution of sugar and color additives in water to form a softdrink

    However,A mixture resulting into synergistic properties of mixtureof ingredients however, may be patentable - Soap,Detergents, lubricants etc

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    Checks and Balances

    Section 3 ( e )

    Effect Substance obtained by mere admixture resulting

    only in the aggregation of the properties of the

    components thereof or a process for producing such substance

    are not patentable

    HoweverSynergistic formulations are patentable

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    Section 3 exclusions

    Section 3 ( f )

    Mere arrangement or re-arrangement orduplication of known devices, eachfunctioning independently of one another

    in a known way

    ExamplesA Bucket fitted with torch, An Umbrella with fan A Clock and radio in a single cabinet A flour-mill provided with sieving

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    Section 3(h)Method of Agriculture or Horticulture

    ExamplesCultivation of algae ,

    Producing new form of a known plant,

    Preparation of an improved soilHowever,Agricultural Equipments are patentable

    Section 3 exclusions

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    Section 3(i)Any process for medicinal, surgical, curative, prophylactic,diagnostic, therapeutic or other treatment of human beings ora similar treatment of animals to render them free of diseaseor to increase their economic value or that of their products

    Examples Removal of cancer tumor Removal of dental plaque and carries

    Surgical processes

    Processes relating to therapy

    Method of vaccination, Blood transfusion

    Section 3 exclusions

    However,Treatment performed on tissues or fluids permanently removed from the bodySurgical,therapeutic or diagnostic Apparatus or instruments

    are patentable

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    Section 3 exclusions

    Section 3(j) Plants & animals in whole

    Parts of plants & animals

    Seeds Varieties & species

    Essentially biological processes

    for propagation or production ofthe animals & plants

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    Checks and BalancesSection 3(j)

    Excludes patents on Plants and animals in whole or any parts thereof,

    including seeds, varieties and species andessentially biological processes for production orpropagation of plants and animalsExamples Clones and new varieties of plants

    A process for production of plants or animals if

    it consists entirely of natural phenomena suchas crossing or selection

    Essentially biological Process

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    Section 3(k)* mathematical method or* business method or

    * algorithms or

    * computer programme per se

    Examples Computer program by itself or as a record on a carrier

    However New calculating machine combination of hardware and software

    is patentable

    Section 3 exclusions

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    Section 3(l)A literary,dramatic, musical or artistic work or any otheraesthetic creation including cinematographic work andtelevision productions

    These subject-matters fall under thecopyright protection

    Section 3 exclusions

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    Section 3(m)A mere scheme or rule or method of performing mental act ormethod of playing game

    Examples

    Scheme for learning a languageMethod for solving a crossword puzzle,Method of learning a languageMethod of teaching /learning

    However,Novel apparatus for playing game or carrying

    out a scheme is patentable

    Section 3 exclusions

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    Section 3 (n)Presentation of informationExamples Any manner or method of expressing

    information whether by

    spoken words

    Visual display

    symbolsdiagrams

    Information recorded on a carrier

    Section 3 exclusions

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    Section 3 (o)

    Topography of integrated circuits.

    ExamplesMask works - circuits layout

    Section 3 exclusions

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    Section 3 (p)

    Inventions which areTraditional Knowledge or an aggregation or duplication of knownproperties of traditionally known component or componentsExamplesTraditional Knowledge already in public domain

    - Wound healing property of HaldiHowever,Any value-addition using Traditional Knowledge leading to anew process or product ,which is novel with inventive step and

    industrial applicability,Extraction of Azadirachtin from Neem

    can be patented

    Section 3 exclusions

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    Section 4Inventions falling within Section 20(1)of the Atomic Energy Act, 1962 are not

    patentable

    EffectInventions relating to compounds of Uranium, Beryllium, Thorium,

    Plutonium, Radium, Graphite, Lithium and more as notified by Central

    Govt. from time to time.

    Non Patentable inventions

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    PRIOR ART

    Prior art is any body of knowledge relating to yourresearch that exist prior to the completion ofresearch or the filing of patent application.

    Prior art is all information that has been disclosed to

    the public in any form about an invention before agiven date. Prior art includes things like any patentsrelated to your invention, any published articlesabout your invention, and any publicdemonstrations. Prior art is all information that has

    been disclosed to the public in any form about aninvention before a given date. Prior art includesthings like any patents related to your invention, anypublished articles about your invention, and anypublic demonstrations.

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