PAPR Reduction in OFDM SystemsHafeth

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    1 Hafeth Hourani PAR Reduction in OFDM Systems 13.11.2003

    PAPR Reduction in OFDM Systems

    Hafeth Hourani

    [email protected]

    S-88.221

    Postgraduate Seminar on Signal Processing I

    Fall 2003

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    Contents

    OFDM Overview

    Introducing PAPR

    PAR Reduction Solutions References

    Abbreviations

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    OFDM Overview

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    What is ODFM

    OFDM is a Multi-Carrier Transmission Scheme

    ODFM is a good solution for high speed digital communications

    OFDM concept: Spread the data to be transmitted over a large number oforthogonal carriers, each being modulated at a low rate.

    The carriers can be made orthogonal by appropriately choosing the

    frequency spacing between them.

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    OFDM vs. FDM

    In contrast to the FDM, the spectral overlapping among subcarriers areallowed in OFDM

    Advantages of OFDM overFDM

    OFDM spreads out thefrequency selective fading overmany symbols

    The distortion caused by theburst errors is distributed

    among several symbol

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    OFDM Properties

    OFDM benefits for wireless communication systems High Spectral Efficiency Robustness to channel fading

    Immunity to impulse interferences Flexibility

    Easy equalization

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    OFDM Problems

    There are some obstacles in using OFDM

    OFDM signal exhibits very high Peak to Average Power Ratio (PAPR)

    Very sensitive to frequency errors (Tx. & Rx. offset)

    Intercarrier Interference (ICI) between the subcarriers

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    OFDM Implementation: Tx & Rx

    tje 1

    tj Ne

    g(t)

    tj o

    e

    g(t)

    g(t)

    S/P RF

    a0

    a1

    aN

    xt[ ]ka

    g*(-t)

    tj oe

    g*(-t)

    tj

    e1

    g*(-t)

    tj N

    e

    P/SRF

    [ ]ka

    The OFDM Rx is implementedusing DFT (FFT)The OFDM Tx is implementedusing IDFT (IFFT)

    [ ] [ ] [ ]{ }kaIDFTekanxN

    k

    Nnkjb ==

    =

    1

    0

    2 [ ] [ ]{ }nxDFTka b=

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    OFDM Application

    ADSL

    Digital audio and terrestrial TV broadcasting

    Wireless LANs High-speed cellular data

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    Introducing PAPR

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    What is PAPR . . .

    Peak-to-Average ratio Describes the envelope fluctuation

    The system should operate in the linear region

    Large peaks cause saturation in the power amplifiers Amplifier saturation results in non-linear distortion

    One particular problem with multicarrier is the large envelopefluctuation

    The envelope variation is due to the superposition of multiple channels.

    PAPR causes

    Intermodulation Out-of-band radiation

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    PAPR and Carrier Orthogonality

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    PAPR of OFDM signals

    The complex envelop of the OFDM signal, over T second interval isgiven by:

    =

    >>=

    1

    0

    0),()(N

    n

    nnc TttwAtS

    cA

    where

    nw is the element of N-elements parallel data vector [ ]110 ,...,,

    =NwwwW

    is the carrier amplitude, and

    and the orthogonal carriers are

    S/PW

    0w

    1w

    1

    N

    w

    tfjnnet 2)( =

    where

    = 2

    11

    )(

    N

    nTtfn

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    Quantifying the PAPR

    The PAPR is defined by

    =

    NT

    s

    t

    dttSNTE

    tStSPAPR

    0

    2

    2

    )(1

    )(max))((

    From the central limit theorem; for large number of N, the real and

    imaginary values of S(t) become Gaussain distributed The amplitude of PAPR, is therefore has a Rayleigh distribution, with

    zero mean and variance N times the variance of one complex sinusoid

    Assuming mutually uncorrelated samples, the CDF of PAPR per OFDMsymbol is given by:

    { } ( )N

    ePAPR => 11Pr

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    PAPR Properties

    From the previous two slides, we can conclude the following PAPRproperties:

    PAPR results from the superposition of large number of subcarriers.

    The PARP distribution is Rayleigh The large peaks do not occur very often

    Large PAPR can cause In band noise => Increase BER Spectral spreading (out band) => ACI (adjacent carrier interference)

    Possible solutions Amplifier back-off Reduce PAPR of OFDM signal

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    Overcoming PAPR Effect

    Basically, there are two approaches to deal with PAPR in OFDM By Preventing the problem

    Make use of redundancy

    By Correcting the problem Make use of correction functions

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    PAPR Reduction Methods

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    1) Clipping

    The simplest way is to clip (to limit) the max amplitude BUT, clipping is nonlinear process:

    It may cause significant in-band distortion (degrades BER) . . .

    and out-of-band noise (reduces the spectral efficiency)

    Filtering after clipping mayreduce the spectral splatter

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    2) Peak Windowing

    Multiply the large OFDM signal peaks with a Shaping Window

    Any window can be used, e.g., Gaussian, Cosine, Kaiser.

    The applied windows should be as narrow band as possible. Otherwise, the OFDM spectrum will be affected

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    3) Additive Correction Function

    Instead of using multiplicative correction function (as the case inwindowing), we use an additive correction function

    The OFDM signal is modified so that given amplitude threshold of the

    signal is not exceeded after the correction The corrected signal can be written as:

    The above correction limits the signal S(t) to at position ofamplitude peaks

    0A nt

    )()()( tktStc += , where

    = )()(nn

    ttgAtk

    and( ))(

    )()( 0

    n

    nn

    tS

    tSAtSA =

    BtjeBtsiinctg )()(

    The correction function should be chosen so that It has minimal power It does not interfere with the original OFDM signal anyhow

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    4) BERC Technique

    Bandwidth Efficient Reduction of the Crest Factor (BERC)

    Multiply the OFDM envelope S(t) with a weighting function b(t)

    ( ) ( ) ( )tbtStS = , where b(t) is composed of a sum of Gaussian pulses

    The coefficients are chosen so that the envelope does no longercross the threshold Tr

    ( ) ( )

    =

    =

    n

    nn ttgatb 12

    )( tetg =

    nt : denotes the position of the local maximum of the envelope above acertain threshold (Tr) that is normalized to the root mean square

    value )(tSEff( )tS

    )(

    )(.

    1 tS

    tSTr

    aEff

    n =

    na

    , : optimization factor, where

    )

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    5) Scrambling

    Usually, some bit streams may lead to high-magnitude peaks

    By scrambling the input bit stream, we may reduce the probability oflarge peaks generated by those bit patterns

    )

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    6) Coding

    Nonlinear Map transmitted sequence into a larger sequence where high-peak

    sequences are not used

    Good performance with little overhead Error correction capability can be used as well

    ) S

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    7) Selective Mapping

    Multiply the data signal with M different sequences

    Generate the OFDM for each signal (M signals)

    Select the OFDM signal with the lowest PAPR

    The receiver has toknow which sequence

    was used to generatethe signal, so that itcan recover the

    original data The used sequence can

    be transmitted as aside information

    S/PData Source

    Selector(selectt

    helowestPAPR)

    r1

    IFFT

    r2

    IFFT

    rM

    IFFT

    ) P i l T i S (PTS)

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    8) Partial Transmit Sequence (PTS)

    Divide the OFDM subcarriers into M clusters Generate the OFDM signals for each cluster

    Combine the M output OFDM signals with weighting factors bi The weighting factors are generated with some optimization algorithm

    The receiver

    has to knowthe generationscheme(sequences) in

    order torecover thedata

    Optimization

    DataSource

    Partitionintosu

    b-blocks

    S

    IFFT

    IFFT

    IFFT

    S/PX

    X1

    X2

    XM

    b1

    b2

    bM

    9) T R ti

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    9) Tone Reservation

    This method describes an additive method for reducing PAPR

    The basic idea is to reserve a set of subcarriers (tones) for PAPRreduction by optimizing the time-domain OFDM signal

    The transmitter can add any data vector in the reserved subcarrier inorder to reduce the PAPR

    Gradient algorithm can be used iteratively

    This methods may reduce the system bit rate if many tones arereserved for PAPR reduction purposes

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    Thats itthank you !

    R f

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    References

    [1] J. Heiskala and J. Terry, OFDM Wireless LAN: A Theoretical and Practical Guide, SAMS Publishing,2001

    [2] F. Kohandani, PAR Reduction in OFDM/CDMA Systems, 2002

    [3] R. Nee and A. Wild, Reducing the Peak-to-Average Power Ration of OFDM, IEEE

    [4] S.H. Muller and J.B. Huber, A novel peak power reduction scheme for OFDM, IEEE conferenceproceedings PIMRC, 1997

    [5] A.E. Jones, T.A. Wilkinson, S.K, Barton, Block coding scheme for reduction of peak to mean envelopepower ration of multicarrier transmission schemes, Electronics Letters, Vol.30, No.25, pp.2098-2099, 1994

    [6] X. Li, and J.A. Ritcey, m-sequence for OFDM PAPR reduction and error correction, Electronic Letters,Vol.43, No.5, 1998

    [7] M. Pauli, and H.P. Kuchenbecker, On the reduction of the out of band radiation of OFDM signals, IEEEconference proceedings ICC, Vol.3, 1304-1308, 1998

    Abb i ti

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    Abbreviations

    BERC: Bandwidth Efficient Reduction of the Crest Factor DFT : Discrete Fourier Transform

    FFT : Fast Fourier Transform

    IDFT : Inverse Discrete Fourier Transform

    IFFT : Inverse Fast Fourier Transform

    PAR : Peak to Average Ratio

    PAPR : Peak to Average Power Ratio

    OFDM: Orthogonal Frequency Division Multiplexing

    P/S: Parallel to Serial converter

    S/P: Serial to Parallel converter