Pang · 2005. 2. 2. · Pun Pang (Matthew) Shiu A thesis submitted to the Department of Mechanical...
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CONTROLLED-DEPTH LASER CUTTING OF ALUMINUM SHEET FOR LAMINATED-OB JECT MANUFACTURING
B Y
Pun Pang (Matthew) Shiu
A thesis submitted to the Department of Mechanical Engineering in conformity with the requirements for the &gree of Master of Science (Engineering)
Queen's University Kingston, Ontario, Canada
September 200 1
Copyright Q hin Pang Shiu, 2001
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National Libraiy 1*1 o f C a d a
Acquisitions and Acquisi i et Bibiiiraphic Services senrices bibiiiraphiques
The auîhor has granted a non- L'auteur a accordé une licence non exclusive licence aiiowing the exchsive permettant à la National h i of Canada to BibIiothèque nationale du Canada de reproduce, loan, disîriiute or seil reprodime, prêter, disîriiuer ou copies of this thesis in microform, vendre des copies de cette thése sous paper or electronic formats. ia forme de microfichelfilm, de
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The author retains ownershrp of the L ' a m conserve la propriété du copyright in this thesis. Neither the droit d'auteur qyi protège cette thèse. thesis nor substantial extracts fiom it Ni la thése ni des extraits substantiels may be printed or otherwise de celle-ci ne doivent être imprimés reproduced without the author's ou autrement reproduits sans son permission. autorisation.
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Abstract
Controlled-depth laser cutting is an important step in the Laminated Object
Manufacturing from aluminurn sheet, a novel Rapid Prototyping process being currently
developed. The precise depth control is required in order to cut through the top sheet
without damage to the stack of laminations below which have been bonded with a
polymeric adhesive.
An extensive series of experiments has been conducted to identify suitable process
parameters to achieve this goal. Laser cutting tests with a Nd:YLF 10-W Q-switched
laser were ciïiïried out on soiid aluminum plate and on laminated-sheet specimens. The
primary process parameters varied were laser power and scan speed while the primary
obsewed laser-cut grwve characteristic was the cut &ph. An novel metallographic
examination procedure which allows extraction of the cut profile image has been
developed. Specimen examination showed that the cut depth increased with pwer and
decreased with speed. The general trend observed was confirmed by the existing
theoretical models.
In addition to the cut &pth, other geomemc characteristics of the cut were observed A
groove profile shape parameter was inwduced as a way of concisely describing the
profile shape in addition to its basic height and width dimensions.
An empiricai model of the laser grooving process has been developed based on the
Artificiai Neural Networks. The model formulation involved identifying training and test
subsets h m the experimental data, uaining and testing various proposed network
structures and identifying the most suitable ones. Two-Iayer networks with two or three
neurons in hid&n Iayer were able to model the relationship with good accuracy.
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Acknowledgements 1 wish to express my appreciation to my supervisor, Prof. Gene Zak, for his valuable
guidance and advice while 1 conducted my research and during the preparation of this
thesis.
1 am grateful to Wanda W. Clapp for providing engineering knowledge and advice in
metallographical studies, Sarah S. Hinchcliffe for image capturing, Paul Noland for SEM
image capturing, and to my lab mates, Mingling Chen, Wendy Wang, Jasmine Wang for
their shining ideas, advice, and help, in the times 1 needed help in research and in
personal matters.
1 am sincerely thankful for the financial assistance by Dr. Zak, through a CAMM
research grant, and to the Department of Mechanical Engineering and School of Graduate
Studies at Queen's University.
Finally, 1 would like to thank my mother, Yan, father, Kwok-Cheung, brothers, Wai,
Hang, Yu, and sisters, Wemby and Shinny, for providing me with continuous support
during ail these years.
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Table of Contents . . Absfra~t .......................m........m...n.. m no u ... ... AckmwIedgementS ....n......n.....Uii..... m.m."~.........m..e.......ae.......~..e......mm..~m.n~*m..~
.............. Table of Contenis .. ....... ..................... ..................................... ..............O......... iv ... LM of Figures ..m..............~..~....~m............~....*.~m..~".m.~~..mm....a....a~~~~~mm......~....mammm..oe....
... List of Tables ................................................................................................................ x u i
Nomenclature ........................... .... ............................................................................... xiv
Chapter 1 Introduction ............................................................................................. 1.1
....................................................... 1.1 Rapid Prototyping. Manufacturing. and TooIing 1.1
............................... 1.2 Commercial Laminated-Object Manufacturing (LOM) Process 1.2
....................................................................................................... 1.3 Literature Review 1.4
1.3.1 Laser Cutting .................................................................................................. 1.4
............................................................................................... 1.3.2 Laser Grooving 1.5
1.4 Problem Identification .............................................................................................. 1.6
1.5 Research Objectives and Methodology ...................................................................... 1.7
1.6 Thesis Outline ............................................................................................................ 1.8
........................................................................... Chapter 2 Laser Materid Processing 2.1
........................................................ 2.1 Reasons for Using a Laser in LûM-AL Rricess 2.1
.......................................................................................... 2.2 Laser-Materiai Intemction 2.1
.............................................................................................. 23 Material-Related Issues 2.4
..................... 2.3.1 Metai materiai properties relevant to Iaser material processing 2.4
2.3.2 Surface finish ................................................................................................. 2.5
...................................................................................... 2.4 Laser Processing Parameters 2.6
............................................................................... 2.4.1 Power and power density 2.6
.............................................................................................. 2.4.2 Temporai Mode 2.7
2.4.3 Spatial Mode ................................................................................................. 2.7
.............................................................................................. 2.4.4 Pulse fiequency 2.8 . * 2.4.5 Polanzauon ..................................................................................................... 2.9
2.5 Beam-Delivery S ystem ............................................................................................ 2.10
2.5.1 Mirmrs .......................................................................................................... 2.10
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.................................................................................................... 2.5.2 Focus Iens 2.10
2.5.3 Bearn expander ............................................................................................ 2.12
2.6 Theoretical Analysis of Laser Cutting ..................................................................... 2.12
2.7 Summary .................................................................................................................. 2-14
Chapter 3 Laser-Cutting Experiments: Preparation and Data-Extraction Metbods
.... ..................................................... ............... ................................................... 3 . 1
3.1 Specimen Preparation ................................................................................................. 3.1
3.2 Experimental Apparatus ............................................................................................. 3.4
3.3 Procedure .................................................................................................................... 3.6 3.3.1 Preiiminary tests ............................................................................................. 3.6
3.3.2 Primary-mess-Parameter Tests .................................................................. 3.7
3.3.3 Seconm-Process-Parameter Tests ........................................................... 3.8
Gas Assist ....................................................................................................... 3.9
................................................................................ Lmer pulse fiequency 3.10
Defocused Cutting ........................................................................................ 3.11
............................................................................................. Multiple passes 3.11 . . ............................................................................................ 3.4 Specimen Examnation 3.12
3.4.1 Scanning Electron Microscope (SEM) .................................................... 3.12
3.4.2 Profilometry (Vertical Scanning Interferometry) ........................................ 3.13
.............................................................................................. 3.4.3 Metallography 3.15
3.5 Summary ................................................................................................................. .3.17
Chapter 4 Laser-Cutting Experiments: Results and Analysis ................, .. .... ....- 4.1
4.1 Observeci features of iaser-cut p v e sections .......................................................... 4.1
...................................................................... 4.2 Extracting laser-cut groove-shape data 4.3
............................................................................................ 4.2.1 Shape modehg 4 3
4.2.2 Shape Data Collection ................................................................................... 4-6
4.3 Assessment of Measurement Repeatabitity ........................................................... 4-7
.......................................... 4.4 Preliminary Tests: Through Cutting of AIuminum Sheet 4.8
4.5 Primary-mess-Parameter Tests .......................................................................... 4.10
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4.5.1 Solid-Plate (SP) Specirnens ......................................................................... 4-10
4.5.2 Laminated-sheet (LS) Specimens ................................................................. 4.14
4.5.3 Cornparison of results for SP and LS specimens ......................................... 4.17
................................................. 4.5.4 Discussion of recast-formation mechanim 4.18
4.6 Secondary-Process-Parameters Tests ....................................................................... 4.19
.................................................................................... 4.6.1 Gas-Assisted Cutting 4.20
............................................................................................... m e n Assist 4.20
........................................................................................... Nitrogen Assist 4 . 2 2
Summclry ................................................................................................. 4 . 2 4
4.6.2 Defocused cutting ......................................................................................... 4.24
4.6.3 Laser-pulse-frequency variation ................................................................. 4.26
4.6.4 Multiple-pass cutting .................................................................................... 4.37
............................................................................. Case A: Increased Speed 4.27
..................... Case B: Reduced power ... .............................................. 4.29
4.7 Cornparison with Laser Machining Mode1 ............................................................. 4.31
4.8 Summary ............................................................................................................. 4.32
.......... Cbpter 5 Modeüng of Laser-Cut Profde Using Artificial Neural Networks 5.1
..................................................................................... 5.1 Neural Network Architecture 5.2
..................................................................................... 5.1.1 Biological inspiration 5.2
5.1.2 Neuron ........................................................................................................ 5 . 3
5.1.3 Transfer function ................................................................................... . . 5 . 4
5.1.4 A layer of neurons ......................................................................................... 5.4
5.1.5 Multiple layers of neurons ........................................................................... 5.4
5.1.6 Optimal network structure .............................................................................. 5.6
5.1.8 Leaming d e .................................................................................................. 5.7
5.1.9 Leaming rate .............................................................................................. 5 . 7
5.1.10 Convergence ................................................................................................ .5.7
.............................................................................................. 5.1.1 1 Generaiization 5.8
5.2 Neural Network Implementation ................................................................................ 5.8
....................... 5.2.1 Motivation for Neural Network application to laser grooving 5.8
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5.2.2 Defining Input/Output parameters for Artificial Neural Network use ........... 5.9
5.2.3 Neural Network Training and ImpIementation .......................................... 5.11
5.3 Neurai Network Tests and Resdts .......................................................................... 5.13
................................................................................................ 5.3.1 Network tests 5.13
........................................................ 5.3.2 Shape-to-Process (S-P) Network Tests 5.13
5.3.3 Ftocess-to-Shape (P-S) Network Tests .................................................. 5.14
.................................................................................................................. 5.4 Summary 5.17
Chapter 6 Conclusions and Recornrnendations.~ ..... ................................................. 6.1
6.1 Conclusions ............................................................................................................... 6.1
6.2 Recommendations and Future Work .......................................................................... 6.3
Appendix A . Chernical etching procedure for preparation of laminated-sheet
specimens .......................................... ". .... ..... ..- ........ ................................................ A.l
Appendix B . Cutthg orientation of specimens .......................................................... A 3
...... ,..*...*......................*.............. Appndix C Detailed Metallograpbic Proceduce A.4
.............................. Appendix D Deîail Procedure for Ssmpling Laser-Cut R o f k A.8
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List of Figures Figure 1.1 The commercial LOM process .................................................................... 1.3
Figure 1.2 M a t d removal mechanism for LOM4L ................................................ 1.7
Figure 2.1 Laser cutting process .................................................................................... 2.2
Figure 2.2 Mechanism of laser (through) cutting ............................................................. 2.3
Figure 2.3 Mechanism of laser grooving ................................................................... 2.4
Figure 2.4 Reflectivity vs . laser light wavelength (ANSVAR'S C7.2: 1998) .................. 2.5
Figure 2.5. Power density requirernents for various Laser Material Processing tasks
mohanty et al.. 20011 .................................................................................................. 2.6
Figure 2.6 Peak power and pulse duration for Continuou. Pulsed, and Q-switched
........................................................................................................ temponi modes . 2 . 7
Figure 2.7 (a) Gaussian beam or TEMOO spatial mode. (b) m l 2 spatial mode [Luxon.
20011 ............................................................................................................................... 2.8
Figure 2.8. Pulse-to-pulse overlap .................................................................................... 2.9
figure 2.9 Schematic of a focusad laser beam ......................................................... 2.11
....................................................................................... Figure 2.10. A beam expander 2.12
Figure 2.1 1 Location of the emsion front of laser p v h g ........................................... 213
Figure 3.1 Dimension of the cut location on specimens. the aluminum solid plate (SP)
................. (left) and the laminated sheei (LS) specimen (right) (aii dimensions in mm) 3.2
Figure 3.2 The three-slot spccimen (dimensions in mm) ............................................... 3.3
Figure 3.3 Three-dot (Foreground) and the-laminated sheet specimens prior to the
cutting experiments ..................................................................................................... 3.4
Figure 3.4 The exprimentai setup ................................................................................... 3.5
........................................ Figure 3.5 Close-up view of the X-Y platform and focus Iens 3.6
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Figure 3.6 Geometry of specimens and line scans (same line pattern was used for al1
specimens except for three-slot preliminary tests) .......................................................... 3.8
.................................................................................... Figure 3.7 Nozzle for assist gases 3.9
Figure 3.8 (a) SEM image and (b) rnetallographic image .............................................. 3.13
Figure 3.9 Image captured by WYKO profilometry ...................................................... 3.14
Figure 3.10 Cut cross-section data h m WYKO profilometry ................................... 3.14
Figure 3.11 (a) Specimen segment encased in epoxy after the first rnounting stage; top
and front view shown; (b) Two specimen segments placed in a cylindricd mould in the
second mounting stage . top view .................................... ,. ................................. 3.16
Figure 3.12 Photo shows the remaining pieces of (la) soiid-plate and (lb) Iaminated-
sheet specimens after segment removd for examination; (2) specimen after first
.......................................... mounting stage; (3) specimen after second mounting stage 3.16
Figure 3.13 The finished polished specirnen by metallographical method ................... 3.17
Figwe 4.1 Definition of measured laser cut features: (a) sheet cut. 12 W . 2ûûû d m i n .
.................................................................................. (b) sheet cut. 7 W. 2000 mmlmin 4 . 2
Figure 4.2 Effect of profile shape parameter B .......................................................... 4.3
Figure 4.3 Laserat groove profile with p and q parameters defined ............................. 4.4
Figrire 4.4 An exemplary plot of sampled profile curve points used to estimate groove
profile shape B . "Left" and "right" refer to the corresponding halves OC the curve's two
......................................................................................................................... branches.. 4.6
Figure 4.5 SampIed cut profile points together with power function shape mudel fitted to
................................................................................................................. them (B = 2.4). 4.7
Figure 4.6 Profiles h m preliminary tests: (a) 8000 &min scan speed, (b) 4000
............................................................................................................................ mmfmin 4.8
Figure 4.7 Cut &pth for preliminary tests ................................................................. 4.9
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Figure 4.8 Kerf width for preliminary tests ...................................................................... 4.9
Figure 4.9 Examples of groove cross-sections for solid-plate specimens: (a) tecaskfilled
p v e (l2W. 2000 d m i n ) ; (b) clean groove (12W. 4500 mdmin) ........................ 4.10
Figure 4.10 Cut depth (experirnent and model) for solid-plate specimens .................... 4.11
Figure 4.1 1 Kerf width for solid-plate specimens .......................................................... 4.12
Figure 4.12 Profile shape parameter B for solid-plate specimens .................................. 4-13
Figure 4.13 Recast depth for solid-plate specimens ....................................................... 4.13
Figure 4.14 Recast area fraction for sotid-plate specimens ........................................... 4.14
Figure 4.15 ExampIes of groove cross-sections for laminated-sheet specimens: (a)
throughcut sheet (l2W, 1500 &min); (b) recast-free groove (12W. 4500 mm/min).4.15
Figure 4.16 Cut depths for laminated-sheet specimens .............................................. 4.16
Figure 4.17 Kerf width for larninated-sheet specimens ................................................. 4.16
Figure 4.18 Recast area fraction for laminated-sheet specimens ................... .... ...... 4 . 17
............................. Figure 4.19 Ratio of laminated sheet depths over solid plate depths 4.18
..................................................................... Figure 4.20. Recast formation mechanism 4.19
.......... Figure 4.21 (a) no O2 gas assist. (b) Ot gas-assist (for both 1500 &min. 7W) 4.20
Figwe 4.22 Cut depth for oxygen-assisted cutting experiments ....................... .. ........ 4.21
Figure 4.23 Kerf width for oxygen-assisted cutting experiments .................................. 4.21
............................... Figure 4.24 Recast depth for oxygen-assisted cutting expenments 4.22
Figure 4.25 (a) no N2 gas assist (a) Nz gas assist (for both 1500 mm/min. 7W) ........... 4.23
Figure 4.26 Cut depth for nitrogen-assisteci cutting experiments .................................. 4.23
Figure 4.27 Kerf width for nitrogen-assisted cutting experiments ................................ 4.24
Figure 4.28 Cut deptti for defocused-cutting experiments . ........................................... 4.25
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........................................ Figure 4.29 Recast &pth for defocusedcutting experiments 4.26
Figure 4.30 Cut depth fot pulse-frequency-variation experiments ..................... ........... 4.27
Figure 4.31 Groove profiles comparing (a) single-pas cut (2500 rnmlmin. 7W) and (b)
two-pass cut (5000 mmlmin. 7W) ................................................................................ 4.28
Figure 4.32 Cut depths for single-pas and two.pass. speeddoubled tests ................... 4.28
F i p 4.33 Kerf width for single-pass and two.pass. speed-doubled cuts .................... 4.29
Figure 4.34 Groove profiles comparing (a) single-pass cut (3000 d m i n . 7W) and (b)
two-pass cut (3000 mm/rnin. 3.5W) ............................................................................... 4.30
..... Figure 4.35 Cut depths for singie-pass and two-pas reduced-energy (3.5 W) tests 4.30
. ....................................................*... Figure 5.1 Biologicai Neumns (Hagan. et ai 1995) 5.2
Figure 5.2 Schematic of a Multiple-input neumn ......................................................... 5.3
Figure 5.3 Schematic of a rnultiple-input neumn. two-layer network* ............................ 5.6
Figure 5.4 An example of a bottle curved contour surface .............................................. 5.9
Figure 5.5 An example of the multiple p a s cuaing ................................................... 5.9
Figure 5.6 A shematic diagram to npresent gmuping parameters that related to laser
................................................................................................................ cutting pmcess 5.10
............... Figure 5.7 An exemplary training e m r history graph for 2-3-2 S-P nenvork 5.12
Figure 5.8 Average % mors for the training set in S-P (2-x-2) networks ..................... 5.14
Figure 5.9 Average % emrs for the test set in S-P (2-x-2) networks ............................ 5.15
........................ Figure 5.10 Average 46 emrs for minhg set in P S (2-x-2) nehvorlrs 5.15
Figure 5.1 1 Average % erron for the test set in P S (2-x-2) networks .......................... 5.16
Figure 5.12 Kerf half-width predictions by P S 2-3-2 network.(holIow&Ie data points
are from the testing set) .................................................................................................. 5.17
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Figure 5.13 Cut depth predictions by 2-3-2 PS network (hollow-circle data points are
h m the testing set) .................................................................................................. 5.17
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List of Tables Table 3.1 Sealing temperature and pressure ..................................................................... 3.3
Table 3.2 Common laser settings (used in aü experiments. uniess noted otherwise) ...... 3.7
Table 3.3 Experimentai settings for primary process parameter tests .............................. 3.8
Table 3.4 Experimental settings for gas-assisted tests ................................................. 3.10
Table 3.5 Different h l s e frequency .............................................................................. 3.10
Table 3.6 Defocused Tests ............................................................................................. 3.11
Table 3.7 Experimentai setîings for multiple-pass tests ................................................. 3.12
..................................... Table 4.1 Measurement Repeatability Results .... ................. 4.7
.......................................................... Table 5.1 Transfer Functions in a Neural Network 5.6
........................ Table 5.3 Experimentai Observation of Laser Cut Profile Parameten* 5.13
................................. Table 5.4 Testing increased number of neurons S-P network test 5.14
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Nomenclature
1
i-j-t network
material density
laser kam wavelength
area of the focused laser beam at the workpiece surface
absorptivity
neuron bias value
laser-cut groove profile shape parameter
specific heat
continuous wave laser output
diameter of the focused spot
diameter of the unfocusecl beam
activation function or transfer function
focal length of the focusing Iens.
power density
A two-Iayer neural network which is defined by i inputs, j fleurons
in the hidden layer, and r outputs
the latent heat
summation of the parameters, pi, pt, p3.--.pj, mdtiplied by the
weighis, wl, w2, ~3...-wj.
kerf haIf-width of the laser-cut profile
laser output power
Neural Network input parameter
cut &pth of the Iaser-cut profile
p v e depth predicted by a mathematical mode1
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transverse electromagnetic mode defineci energy dismbution
within îhe laser barn in the plane perpendicular to the direction of
propagation
general representation of output parameter for a Neural Network
m m temperature
laser scanning speed
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Chapter 1. Introduction 1.1 Rapid Prototyping, Manufacturing, and Tooling
Product development cycle starts with design and continues with creation of non-
functionai and functionai prototypes, cuiminating with the manufacniring pmess
development New product development represents a major investrnent for a Company;
reduction of product development time would be of great benefit. By significantly
speeding up the fabrication of prototype models, Rapid Pmtotyping (RP) technologies
have enabled companies to achieve significant savings in product development time and
expense (ïhilmany, 200 1)
Generally, RP technologies buifd parts through a layer-by-Iayer additive process based on
a part mode1 created with Computer Aided Design (CAD) software. However, most RP
techniques are limited in their material selection to polymers or papers. While attempts
have been made to employ these polymer-based RP technologies to produce short-run
production tooling, their success has been limited.
RP technologies can be classified by material into t h e categories: liquid-based, powder-
based, and solid-based Stereolithography (SL), developed by 3D Systems, is the most
well-known example of a liquid-based technology and is the first commercialized RP
process. It empIoys Iiquid photocurable resin which is selecrively solidified in thin layers
by a W laser (Jacobs, 1992). There have been several attempts to use SL for fabrication
of low-volume production twls (Tsang and Bennett, 1995) and patterns for investment
casting (Jacobs, 1995). However, due to material Iimitations (low strength, poor themal
conductivity) these have met with oniy iimited success.
An example of powder-based RP technology is Selective Laser Sintering (SLS), a
commercial process implemented by DTM hc. The pmess can use a variety of
materiais in powder form, such as thermoplastics, ceramics and metds (a high-melting-
point metal is coated by a low-meiting-point one) (Boureii et ai., 1994). Thin Iayers of
powder are selectivdy scanned by a CO2 laser to fuse the particles together by local
heating. Metal-based objects can be made into short-nm tooling by secondary processes
(infiltration with molten metal) required to eliminate the porosity (Barlow et al., 19%).
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Limitations are the smail size of these objects, expense and time complication of the
wondary pmcess steps. Size limitations are due to larger thermal stresses leadhg to
crac king.
Laminated-Object Manufacturing (LOM) can be classified as a solid-based RP
kchnology (Chua and Leong, 1997, Ready, 2001, and Jacobs, 1996). It builds objects by
sequential lamination of thin-sheet materials. For each layer, a heated d e r bonds the
thermoplastic-adhesive-lined sheet to the previously built stack, and then a laser cuts the
desired 2-D contour. The advantages of this approach are, first, that a phase
transformation is avoided (and together with it the problems of shrinkage and thermal
stress buiId up), second, that the process is easily scaied up to build Iarger parts, and,
third, that it is faster for building bulky objects since there is no need to "scan" the
interior of the 2-D contours, unlike in the SL and SLS.
However, the commercial process has been Iimited in material selection to (mainly) paper
and phtic sheet. There has been research carried out where the LOM method has been
applied to composite prepreg composite sfteets (KIosterman et al., 1997) and to sIipcast
ceramic strips (Rodrigues et ai., 2000). The latter wouId be then further processed
through binder burnout and sintenng to make ceramic objects.
Currently research is king carried out at the Rapid Laminated Tooling laboratory in the
Centre for Automotive Materiai and Manufactunng to develop an RP process which
would allow fabrication of Iaminated objects from aiuminum, a LOM-AL process. Two
main elements of any LOM process are sheet bonding and sheet cutting. This thesis will
deai with the investigation of laser cutting of aluminum sheet within the context of the
LOM-AL process developmen~
1.2 Commercial Laminated-Object Manufacturing (LOM) Procesis
LOM proces was developed by Heiïsys, Inc., with the h t system shipping in 1991
(Chua, 1997). A commercial LOM system consists of a CO2 laser, a heated d e r , a
moving optical head, and a Z motion system for the part-carrying platfonn (Figure i.1).
Part fabrication in LOM follows the steps of prepmessing, building, and postprocessing.
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Preprocessing srarts with creating a desired mode1 in CAD systern, then slicing this
mode1 into cross-sections to obtain the 2 9 contours of layers. Building process consists
of:
(1) Transfemng the new sheet material ont0 the top of the previously built up stack.
(2) Bonding the new sheet to the stack by applying heat and pressure with a heated d e r
moving across the newly placed sheet. Bonding is accomplished by melting the
thennoplastic adhesive backing.
(3) Cutting the new sheet with the laser beam. The beam traces two types of patterns on
the sheet: first, contours of the part's cross-section and, second, a special hatching
pattern for the regions surmunding the part and in the interior which are to be
removed during pos~~ocessing.
Postprocessing first involves "break out" of the part itseif from the "block" of
laminations obtained at the end cf the building process. Additionally, surface coating
may be appiied to enhance part appeamce and longevity or several subparts may be
glued together to form an object of size exceeding the system's work envelope.
MOVlNG OPnCAL HEAD 7 ,- MIRROR
LASER
LAVER COHCOUR
HEATED ROUER
SHEET MATER W
TAK€-UP R O U
Figure 1.1 The w m m e ~ LOM proeess,
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1.3 Literature Review
Since the invention of the Iaser, diverse applications in industry were found due to both
its ability to generate high power density and its ability to confine this power in a very
small beam spot. The applications include welding, cutting, grooving, drilling,
machining, and surface treatments (Ready, 2001). The pxinciple advantage of the laser
cutting for rapid prototype manufacturing is the ability to cut materiais under autornated
computer control without physicd contact. The generai category of appkcations of
relevance to this thesis can be identified as "laser machining." Among the variety of
Iaser machining processes, drilIing, cutting, and grooving are the most relevant,
Laser drilling involves making through or blind holes; laser cutting reiers to making
through cuts in materiais in foil, sheet, or plate form; laser grooving produces finitedepth
grooves on the material's surface. A brief review of research in these areas foilows.
13.1 Laser Cutting
Chryssolouris (1991) developed a generalized laser-machining model for cutting based
on the heat conduction theory at the erosion front (the material surface absorbing laser
beam energy). The model was able to estimate the cutting speed for specific thickness.
Mode1 derived by the above approach for laser grooving resulted in identicd
mathematical expression.
Kaekrnick et ai. (1999) investigated a mathematical model of laser cutting based on a
simplified 3-D geomeay of the pulsed laser cut, The investigation focused on finding the
correlation between kerf width and pulse width. Experiments on mild-steel sheet with
oxygen-assisted cutting showed that the optimal cutting conditions couid be found when
the kerf width appeared to first increase and then slightly decrease after the critical speed
was reached
Di Pietro et al. (2000) investigated quality irnprovements in laser cutting. Their work
uses a model-based optirnization strategy based on numerical description of the process
to manipulate Iaser beam power in order to stabilize the cutting h n t temperature and
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thus to optimize the cutting quaIity. Improvements recorded were reduced kerf widening
effects and reduced power losses.
De Graaf et al. (2000) investigated laser cutting of aiuminm-synthetic laminates
consisting of up to six aitemating Iayers of aluminum (025 mm thick) and synthetic. The
synthetic materiais were epoxy-embedded glass or aramid libers, or polypropylene. The
laminated material total thickness was 1 to 3 mm. Traditionai machining was found to
delaminate the lower layer, therefore, laser cutting was employed. Their results showed
that the material could be cut at the same speeds as the homogeneous aiuminum alIoys.
Walczyk (1998) studied bevei cutting of steel laminations to be used for profiled-edge
laminated tooling in order to eliminate the stepping at the edges. Cutting methods, such
as Nd:YAG laser, abrasive water jet, and machining with endmiIl, were applied to
produce bevel cuts in steel at different angles up to 80 degrees. Laser cutting was found
to be the best approach due to non-existent toolwear, absence of cutting force, and narrow
kerf width.
An assisting gas is used in some laser rnachining applications to increase cutting rates,
change surface characteristics, or simply to protect the focusing optics, Kristensen et al.
(1994) investigated CO2 laser cutting of aiuminum and its alIoys. Applying 02 gas assist
increased the cutting rate by 50%. Faerber and Broden (1999) found use of Oz gas in
cutting of aluminum ailoys produced rougher cut surface than N2.
133 Laser Grooving
Cho and ChryssoIouris (1995) investigated both laser grooving and cutting processes.
Their analysis is based on the assumption of complete moIten materiai removai. The
mode1 produces a closed-fonn solution to approximate gniove depth. The solution was
vaüdated by experiments with aiuminum oxide with an off-axis jet aiding in removal of
the molten material. Results showed that cut depih estimation was in good agreement
with experimental data
Lallemand et al. (2000) exploced the effect of gas (air or onygen) deiivery-tube angIe on
the groove shape in (NdYAG) laser grooving of met& (aluminum, copper, titanium).
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Taguchi methods were used to &nt@ the most important parameters influencing the
p v e size. Significant sensitivity of the p v e shape to the gas tube position was
found.
Sheng et ai. investigate an acoustic sensing technique for the in-process monitoring of the
erosion front condition in laser drilling (Sheng et al. 1994a) and grooving (Sheng et al.
1994b). DriU depths were successfuily controlled with this methoci. Theoretical analysis
was developed relating resonant frequency and the hoie and p v e geometry. Mode1
estimated the groove depths within 25% of the experiment for aqlic, aluminum oxide
and steel.
1.4 Problem ldentif ication
In the LOM-AL process, it is expected that thin sheets of aluminum (0.1-0.3 mm thick)
will be bonded to each other by layers of polyrnexic adhesive (0.03 -0.05 mm thick). The
laser mut be able to cut through the topmost sheet whiIe avoiding signifiant damage to
the next lamination (Figure 1.2). Laser cutting of these aiuminum-adhesive laminates
poses several unique challenges not found in the reporteci laser cutting and grooving
applications.
In one respect our process is similar to blind cutting, since the vaporized and molten
matenal cannot escape through the bottom of the CUL However, blind cutting is normally
performed within homogeneous material, whereas in our case the laser must cut through
one sheet of aluminum. Also, uniike in a laser-cutting process, very fine control of the cut
depth is required in our case to prevent significant damage to the underlying sheets.
Since the kerf material cannot escape through the cut bottom, assisting gas can no longer
be used to aid in material removd. If used at aii, its role is reduced to that of Iens
protection. Additionaüy, the primary materiai-removai p e s s must be vaporization,
since otherwise unacceptably poor cut quality wiIi result.
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1.5 Research Objectives and Methodology
The goal of my research is to investigate the relationship between the process parameters
and the laser cut groove dimensions, in order to provide guidance for the laser-cutting
task in LOM-AL process.
To achieve the above goal, it is proposed that a series of experiments be conducted where
primary laser-machining parameters wiIl be varied. The effect of these variations wiU be
observed for the grooves cut in both solid aluminum plates and in laminated sheets. A
key element of the thesis will be development of procedure to exûact groove-shape data
h m the specimens. An empirical mode1 relating process parameters and the groove
shape will be developed.
Incotning Laser Beam
Focusing
Cuttmg Nozzie
Cut Edge - Adhesive - bwer layer
Molien Iayer
Figure 1.2 Material nmoval mechanism for LOM-AL.
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t .6 Thesis Outline
Chapter 2 provides background knowledge related to laser cutting and grooving.
Chapter 3 discusses the experimental equipment and data extraction methodology.
Chapter 4 outlines the experimental results, and Chapter 5 presents their analysis based
on the artificial neural networks. In Chapter 6, conclusions are drawn h m the anaiysis
and recomrnendations are made for future work.
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Chapter 2. Laser Material Processing 2.1 Reasons for Using a Laser in LOM-AL Process
Since laser's invention in 1960, laser material pmcessing (UP) ltas become wideIy
accepted in industry due to laser's ability to supply inertia-free energy and allow non-
contact macerial processing. Laser beam provides a hi&-precision, rapid, flexible twl
for weIding, cutting, grooving, driiiing, surface matment of materials. and micro
machining.
Benefits of using a laser for LûM-AL process are explained beluw. A laser has high
beam intensity at a Iocalized area on the workpiece which results in low distortion of the
cut component compared wiîh d t i o n a l machining. There is no direct contact of tools,
which Ieaves the rninimai possibility of contamination. Cutting can be done with very
thin materiaIs as thin as 0.025 mm. Cut edges are relatively smooth and approximateiy
perpendicular to the surface. Because of the n m w kerf widths and heat-affected zones,
patterns can be cut in a small area without affixting precision. The process can be
interfaced with other equipment and can be highly automated Difficult materials cm be
cut, such as hard materials (ceramics) and very soft materials Iike rubber and ioam.
2.2 Laser-Material Interaction
Lasec cutting is accomplished by using a Iens to focus a laser beam on the surface of a
workpiece (Figure 2. L and Figure 22), in order to produce high power density (W/cm2) at
the focal point to either melt or evaporate the material. Laser cutting c m be separated
into the following categories (Petring, 2001): (1) laser fusion cutting, (2) laser oxidation
cutting, (3) laser vaporization cutting, and (4) mixed processes. Laser fusion cutting
converts the kerf (width of the cut) material primarily into the molten state to break up
the material. Laser oxidation cutting pdominantly uses oxygen to initiate exothermal
proçess in the material. Laser vaporïzation cutting delivers suffident energy to mostiy
vaporize the kerf materid, while mixed cutting process can be any combination of the
other categories.
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in metals, typical power densities produced by COz and continuous wave (0 Nd:YAG
lasers produce more melting than vaporization. Therefore, an assisting gas used coaxially
or off-axiaiIy with the focused beam becomes a significant mechanism to blow away the
moIten and vaporized material from the kerf while pmtecting the tens from the debris.
The type of gas used depends on the type of rnawrial to be CUL
Pulsed mode lasers are mare usehl in cutting processes. Nd:YAG pulsed lasers generate
enough peak power to vaporize a significant portion of the materid in the focus spot.
This vapor provides much of îhe mechanicd force. With gas pressure not required for
removal of molten material, the roIe of assisting gas becomes less important, its main
function now king the protection of the lens.
Figure 21 Laser cutthg process.
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Focusing L m
Vaporized Matcrial or P-
Cross Section of the workpiece
Cut ~ d ~ : L i i d Material Ejected
Moltai Layer a
Figure 2.2 Mechanism of laser (through) cutting.
Laser grooving process, (Figure 2.3), while similar to laser cutting, has some notable
differences. Since the assisting gas cm no longer eject the material h m the kerf bottom,
the material removal process now depends mostly on vaporization. Therefore, the laser
power density required is much higher than in laser cutthg and the assisting gas, once
again, is mainiy employed to protect the optics.
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Focusing Lens 1
Cun
Cut Edgc
mg Direction
I
Liquid atma al \ Mohm Layer
Figure 23 Mechanism of laser grwvhg.
2.3 Material-Related Issues
23.1 Metal materiai properties relevant ta laser material processing
The wide range of mateds which the laser can process can be divided into two
categories: metals and non-metais. Given the focus of this thesis on metal cutting, only
the former will be discussed.
Metals commonly processeci by lasers mcIude carbon steels, sîainiess steeIs, aluminum,
copper and its aiioys, and nickeI-based deys- Generally, cornpareci to non-metals,
metais have high thermal diffusivity, melting temperature, vaporization temperature and
opticai reflectivity. Thus, processing metals generally is more dificuit than non-metais.
1t requires high laser power cf-ty to achieve effective materiai removai despite the
unfavorable material propeaies.
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2.3.2 Surface W h
Surface reflectivity of a material affects the initial coupling of laser energy during
processing. Figure 2.4 shows reflectivity vs. Iight wavelength at room temperature for
several common metals (ANSUAWS 0 2 1998). Note that most metals are highly
reflective at the wavelengths of the lasers commonly used in LMP. For COz lasers (10.6
p), al1 metals shown are over 90% reflective. For Nd:YAG lasers (1.06 pm), the range
is from 60% for carbon steel to 95% for polished silver. For aluminum and Nd:YAG
laser combination, the reflectivity is about 75%. While the reflectivity affects the initial
coupling of laser energy, it is known that, as the materiai temperature inmases (and as it
changes phase h m solid to Liquid), the refiectivity decreases (Migliore, 1996).
Therefore, metal cutting requires hi& energy density to quickly raise the surface
temperature to the point where reflectivity falls and laser energy coupling improves. An
alternative way to improve energy coupling is to rnodifj the materiai surface, for example
by increasing its roughness or anodizing (for duminum).
Figure 2.4 Reflectivity vs, k r üght wavelength (ANSVAWS C7.2: 1998).
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2.4 Laser Processing Panmeters
24.1 Power and power density
Laser output power or rate of energy delivery is expressed in SI units of power, Watt.
Laser beam power per unit area at the surface is commonly hown as the beum p w e r
density or irradiance and measured in w/cm2. A suitable power density must be
delivered to the material surface in order to accompiish a particular laser material-
processing task. Figure 2.5 indicates typicai power densities for different processes.
When through-cutting the materiai, it only needs to be partially vaporized since the assist
gas can eject the material through the kerf. Therefore, relatively lower power density is
sufficient (e-g.. 10'' - 10" w/cm2). Welding, alloying and cladding require even lower
power densities since by their nature the pmcesses require material melting. On the other
hanci, laser machining (and grooving) has higher power density requirments (10~' -
10'~ wlcm2) in order to vapnize the material and thus pmduce clean cuts.
Figure 2.5. Power deasity requirements for various Laser Matenal Processing tasks (Mohanty et al., U101).
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2.43 Temporal Mode
Lasers, depending on their design and type, operate in three different temporai modes:
continuous, pulsed and Q-switched. Given the same average power, each mode will
produce a different peak power value. The continuous wave (CW) mode naturally
produces the lowest peak power (Figure 2.6). Since in material processing (and
especially in laser rnachining) high power densities are required, to achieve the desired
results in this mode would require lasers of very high power. Pulsed power delivery can
be achieved by either pulsed mode or Q-switch mode operation.
Given the same laser power, shorter pulses will result in higher peak powers. Q-switched
operation typicdy produces the shorter pulse durations (25-100 ns). Shortening the
pulse duration also has other benefits in LMP. For example, short interaction time rneans
that the heat-affected zone will be smaller.
-.-- Conîinuous Mode - Pulsed Mode .----- Q-Switch Mode
Figure 2.6 Peak power and pulse duration for Continuous, Pulsed, and Q-switched
temporal modes.
2.43 Spatial Mode
Different spatiai modes have different imdiance (power per unit ma) distribution across
the beam diameter, Gaussian mode, called TEhb (Figure 2.7(a)), has the highest beam
intensity concentrated at the center. Its intensity profile is described by:
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where I,, is the intensity at the center of the beam, r is the radiai coordinate, and a, is the
Gaussian beam waist. For comparison, TEM12 mode's intensity distribution is shown in
Figure 2.7(b).
The T- mode aiso has minimum divergence, which provides srnailest focd spot size,
For the above reasons, this mode can provide the highest power density compared to
other modes, and therefore is best suited for laser machi~ng applications (Zayhowski,
2001).
(a) (b)
Figure 2.7 (a) Gaussian beam or TE& spatial mode, (b) TEMu spatial mode (Luxon, 2001).
24.4 Puise frequency
When a laser oprates in Q-switched mode, there wiii be a relationship between the puise
frequency and the acceptable maximum speed for quasiçontinuous cutting. If the speed
is too hi@, eventuaily, instead of producing a continuous cut, the laser will make a series
of hoIes. In order to maintain continuous line cut, there has to be a certain minimum
overlap between individuai pulses- The relationship between this speed and the pulse rate
can be estimated as foiiows. For convenience, let us define the overIap ratio (Figure 2.8)
as a = s,/d where so is the overlap distance and d is the beam spot diameter pduced by
each pulse. We negIect the translation of the beam during the pulse time since for Q-
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switched laser the pulse time is extremely short. For example, for a LOO us pulse and a
retatively high translation speed of 10,000 mmtmin, the beam will travel only 0.017 W.
Figure 2.8. Rilse-to-pulse overlap.
From Figure 2.8, we can express the between-pulse travel distance as:
AIso, given scan velocity V, laser pulse frequency f, and correspondîng pulse pend T,
we can write:
Equating Eqs. (2.2) and (2.3), we get the expression relating scan velocity, frequency,
and d e p of puIse overlap:
For example, to reach overlap ofa = 0.3 givenJtl0 kHz and d = 15 pm, the scan speed
must ûe 6300 mmimin.
2.45 Poiarization
If the Iaser beam is iineariy potarized, cutting performance in metals will be affected by
the relative orientation of the beam polarization and the direction of beam translation.
Therefore, when consistent kerf width is desireci inespective of the cutting direction,
circularly poIarized beams are used. Circular polarization is achieved by the insertion of
a circdar poIarizer into the beam path (Chryssolouris,l991).
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2.5 Beam-Delivery System
Proper design of a beam-delivery system is tequired in order to transfer the beam fiom
the laser to the material surface with minima1 losses and in order to achieve the required
high power density at the focd spot. WhiIe design of the beam-delivery system is not a
part of this thesis, the following background information is provided because of its
importance to achieving good performance in a laser cutting process.
A typical bearn-deiivery system employed in precision laser cutting applications consists
of a beam expander, mirrors, and a focus lens. The beam travels from the laser and is
normally reflected several times before reaching the focus lens. The beam is also
normally expanded (hm 5 CO 10 times) to reduce the focal spot diameter, as will be
explained below.
25.1 Mirrom
Mirrors are used to change the laser-beam direction. They must have coating which
maximizes reflectivity at a specific laser wavelength. They must also be of s ~ c i e n t
diameter to prevent power losses due to part of the beam not king reflected. This is
especially significant after the beam expansion step.
2.52 Focus lem
Selection of highquality and correctiy specified focal lem is essential for obtaining
tightly focused beam spot. It is the most efficient way of achieving high power density.
The theorericd minimum focus spor dimneter, d, can be calculated as follows:
where is the laser beam wavelength, D is the diameter of the unfocused beam, f is the
focal length of the focusing lem.
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Incldmt beam widlh
I-"-I
Focusing ûptics
Focus Spot Diamda (Spot Size)
Figure 2.9 Schematic of a focused laser beam.
While on one hand we may want to increase the focai length to put the lens further away
from the material ejected during the cutting, on the oîher han& this would increase the
focai spot diameter. Since the power density changes as a square of the diameter, it will
have a negative effect on the power density.
Another important characteristic of the beam-delivery system is the depth of focus. It is
the distance range in the direction of beam propagation within which the power density is
greater than 90% of its peak value at the FocaI point, Figure 2.9. Depth of focus, 2, is
given b y
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if the depth of focus is too smaii, there may be a problem with maintabhg the material
surface within its limits due to surface irregularities or due to misaligrnent between the
materials surface and the plane of translation of the beam (if moving-system is used) or
of the workpiece. On the other hmd, increasing the depth of focus by increasing the
focal length wili increase the spot diameter. T'hm, a trade-off between these two
requirements is required.
2.53 Beam expander
From Eq. (2.5) we can see that increasing the incident beam diameter D can decrease the
focal spot diameter. A beam expander is used for this purpose (Figure 2.10). It consists
of two lenses: the expanding lens to increase the beam diameter and another lem to
collimate the expanded beam to a constant beam diameter. The degree of expansion may
be h m two to ten times that of the incident beam diameter Di. it is not advisable to
design a beam expander with the expansioa ratio more than ten times as the optical
quality of the beam deteriorates dramaticatly beyond this point.
2.6 Theoretical Analysis of Laser Cutting
Chryssolouris [1991] has developed general laser machinhg processes model. This
model is developed based on heat transfa's balance equation at the constant erosion fiont
(the constant laser beam effective spot on the work piece, see Figure 2.11) and
calculations of material state, such as the energy required to convert the materiai state
h m soiid to iiquid and vapor.
Figure 2.10. A beam expander.
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Figure 2.11 Location of the erosion front of laser grooving.
The generalized equation of laser grooving predicts the gmve depth S by:
w here:
p is the materiai density
a is material absorptivity (hm O to 1)
C, is specific heat
dis the laser focused spot diamem
L is the Iatent heat
P is power
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T, is the m m temperature
Ts is the materiai vaporization or melting temperature, depending on the assurned
mechanism of materiai removal
Vis the scanning speed
The rdationship implies that the grooving depth S is directly proportional to the input
power P, and inversely proportional to the scanning speed V.
A number of assumptions have been made in order to develop the mode1 in Eq. (2.7):
1) The beam is moving at a constant velocity V.
2) The material is isotropie with constant properties, such as themal
conductivity k, specific heat C,, and density p.
3) The material is opaque; the absorptivity is assumed to be constant, as the
absorptivity behavior in evaporation phase is not well known.
4) Change of phase of the material from solid to vapor occurs in one step at a
single evaporation temperature.
5) The evaporated material or plasma does not interfere with the laser b a r n
reaching the erosion front,
6) Multiple reflections of laser beam within the p v e are neglected.
7) Laser beam spot size is constant on the surface of materiai.
2.7 Summary
This chapter provided the background information required for understanding of the laser
materiai processing. It described the advantages of using a laser for the LOM-AL
process, such as ability to cut thin material cleanly without physicd contact. Given the
properties of metals, it was emphasized how important it is to achieve high power density
for successN cutting of metals. Laser operating parameters such as power, spatial and
temporal modes, and pulse frequency were explaïneci. The importance of correct design
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of the bem-ddivery system was emphasized given the trade-off existing between
achieving minimum focai spot and acceptable depth of focused. Finaliy, a simple closed-
fonn expression for predicting the law-cut p v e depth has been presented.
The following chapter will &al with the main focus of this thesis, the experiments
designed to determine appropriate operating parameters for laser cutting of aluminum
sheet in LOM-AL process.
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Chapter 3. Laser-Cutting Experiments: Preparation and Data-Extraction Methods
To accomplish the main objective of this research, i.e. determination of suitable process
parameters for controlled-depth laser cutting of duminurn sheet, a number of experiments
were conducted The two prirnary controllable process parameters are laser power and
scan speed. Secondary parameters include type of gas assist and gas pressure, nuber of
passes made by laser beam, laser pulse hquency, and focal point height with respect to
material surface,
The primary observed parameter is the groove &ph. The primary interest in p v e
depth is due to the need to cut the sheet laminations precisely to the depth of one sheet
without significant damage to the underl ying stack. Secondary observed parme tes are
the kerf widih, groove cross-section profile shape, and the amount of recast material
found in the groove.
A second objective of the experiments was to determine the effect of changing the
rnaterial king cut h m a (reIatively) tfück solid aluminum plate (3.2 mm thick) CO a stack
of thin laminated sheets (sheet thickness of 0.12 mm). Laser p v i n g is normdly
performed on relatively thick materid and thus theoretical models would norrnally also
assume thick substrates. On the other hanci, the material to be cut in our process consists
of a sandwich of polymeric adhesive and aiuminum sheec. Aluminum is an excellent heat
conductor (tfiermai conductivity 210 Wlm C) while a typicd adhesive acts as an
insuiator, with very iow conductivity (0.2-0.5 Wlm C). Thus, the solid plate represents a
known "contrai" case while the Iaminated sheet spechens approximate the special
material combination to be encountered in the laminated fabrication pcocess.
3.1 Specimen Preparation
Two types of specimens were useci: soiid plates and Iaminaied sheets bonded to pIates
(Figure 3.1). Henceforth, ihey wiii be identifieci as SP and LS specimens, respectively.
The piates were prepared by cutting 2"x1/8" (50.8 mmx32 mm) aiuminum aiioy bar
stock (ASTM B221 6061 T6511) into 95 mm lengths. These plates were used either
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directly or as supports for three larninated sheets bonded to them. The latter were cut
h m a mUed aluminum sheet stock (6061,0.05" or 0.12 mm gauge) into 90 mm by 20
mm strips. Figure 3.1 shows the overall specirnen dimensions as well as the location and
dimensions of the cut lines on the specimens. The cut Lines can be identified in the
figure as four groups of seven parallel vertical lines. Additionally, a speciai specimen
was prepared as an aid in determinhg the approximate range of suitable scan speeds for
sheet cutting. This specimen (Figure 32) consisted of the alurninwn plate with t h e
slots, with a single alurninurn sheet bonded to it so as to cover the slots. Figure 3.3
shows the laminated-sheet and the three-slot specimens pnor to the experiments.
Figure 3.1 Dimensions of the cut locations on specimeas, the alurninum soiid plate (SP) (left) and the laminated sheet (LS) specimen (right) (di dimensions in mm).
To fabricate the laminated-sheet specimens, attention was given to surface preparation to
assure good adhesion. Specimens were prepared by following steps:
(1) To improve adhesive, the aluminum bar stock for the plates was sanded first with 60
coarse, aluminum oxide, C-weight paper, foUowed by 220-Mt, Sic, B-weight paper.
(2) The aluminum sheet was cut into 90 mm by 20 mm strips by using cutter guided by
a steel d e r .
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Figure 3 3 Tbe tb~eeslot speciman (dimensions in mm).
(3) To ensure consistent surface quaiity between specimens and to remove
contamination such as fingerprints and human oil, the sheets and plates were
chemicalIy etched with caustic solution before bonding sheets ont0 the support
plates. See Appendix A for detailed procedure.
(4) The sheet strips were bonded to the plates using a film adhesive, scotchTM 467 MP
h m 3M. This film consists of 200 MP high-performance acryiic adhesive Iayer (50
pm thick) attached to a polycoated Kraft paper üner. After attaching each new sheet
layer with the adhesive film @y applying finger pressure), the adhesive was cured by
applying heat and pressure uing a heat d e r apparatus (THEUERTM Mode1 PC
h m H. W. Theiler, Inc. Petaluma, Ca). The operating conditions are shown in
ThIe 3-1.
Table 3.1 S d o g temperature and pressure
Upper die temp set
Lower die temp set
150°C
1WC
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Figure 3 3 Three-dot (foreground) and tke-laminated sheet specimens prior to the cutthg experiments.
3.2 Experimental Apparatus
The experimentai setup consisted of a laser light source, a beam delivery system, and a
motion systemf . Figure 3.4 shows an overail view of the senip, while Figure 3.5 shows
the close-up of the specimen, the focus lens, and the gas-assist nozzle. The platform
carrying the specimen moved in X-Y plane (with accuracy of Il pm) while the optical
system remained stationary. The Iight source was a GSI Lumonics Sigma-400 diode-
pumped Nd:YLF laser operating at a wavelength of 1054 nm (near infrared), capable of
up to 12W average power and (Q-switched) puise frequency up to 20 kHz.
The optical path h m the laser to the specimen surface consisted of five-time beam
expanderlcoIlimator, three mirmrs, and a 55-mm apochromat triplet lem. Given the light
wavelength, initial beam diameter (1.3 mm), beam expansion ratio, and the focal length,
the theoretical focal spot diameter is estimateci by Eq. (2.5) to be 11.3 p. The depth of
focus is estimated using Eq. (2.6) to be only 112 ~ c m , which implies that care must be
taken to make sure the specïmen surface is parailel with the plane of X-Y motion and that
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the beam is properly focused. Assuming actual focal spot diameter to be approximately
15 pn (larger diameter is expected due to optical aberrations of the non-ideal focusing
lens), the power density at the specimen's surface during a single pulse can be estimated
to range from 2.3 to 6.8~10' w/crni? for laser power outputs of 4W to 12W and pulse
irequency of 10 kHz used in the experiments. Therefore, our experimental setup was
capable of producing sufficient power &nsity to vaporize the aluminum.
Figure 3A The qerlmcntai setup.
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55-mm Focus Lens
, Specimen were king
cut
Platfonn of X-Y Motion System
- - - - - - - - - - -- - - ~
Figure 3.5 Close-up view of the X-Y plathm and focus fens.
3.3 Procedure
The experiments can be separated into three parts:
(1) Preüminary tests on three-slot specimens.
(2) Primary-process-parameter tests comparing sotid-plate and laminated-sheet
specimens.
(3) Secondary-pmess-parameter tests on laminated-sheet specimens.
33.1 Pdiminary tests
Since it was not known a M o n what p e s s parameter combination (power and speed)
wiii result in cutting approximately to the depth of one sheet, a p r e b a r y test was
conducteci before proceeding with the main set of experiments. Because this test was
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conducted during the same session as the rest of the ex-nts, a way of determinhg
when the cut-through occuned had to be found which reIied on unaided observation. By
cutting the sheet attached to the th - s lo t specimen, we were able to observe at what
speed the cut through occwred by Iooking ihrough the slots, and observing for which
scan iine the iight could pass through the sheet. 12 scan lines were made in total, with the
speeds ranging from 1000 to 12000 mmlmin, incremented by either 500 or
1000 mm/min. Four lines were scanned for each sbt. Details of line locations are given
in Appendix B. A middle power setting of 7 W was used. The cut through was detected
at 3000 mrnlmin based on which a more refined range of scan speeds was set for the
following experiments.
3.3.2 Primary-Pmcess-Parameter Tests
Al1 of the following tests were conducted for both SP and LS specimens. For each
specimen, four groups of seven paraliel 3.7-cm lines were scanned, with two groups
scanned for each power setting (Figure 3.6). The scan directions in the two groups were
reversed with the intention to ascertain absence of any directional effects. (Due CO
experimentai emr, both sets of lines for 4 and 7W on SP specirnens were drawn in the
same direction. Since no significant difference between directions was observed for the
two higher powers of SP set, this ermr is not expected to affect the results.) Within each
group, the scan speed increased from right to left, as viewed in the figure, from 1500 to
4500 in 500 mm/min increments. Four power sertings were used: 4,7,10, and 12W. No
gas assist was used in these tests.
Table 3 3 Common laser settings (used in di experiments, unless noteâ otherwise).
--- - - -
Temporai Mode
Spatial Mode
~ u t y Cycle
Q-Switch
Tm10 82.4 96
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Figure 3.6 Geometiy of specimens and line sains (same üne pattern was used for all specimens except for three-slot pceüminary tesîs).
Table 3 3 Experimental settings for primary proces parameter tests
3.3.3 Secondnry-ProcesParameter Tests
The secondary pmess parameters tested were:
Powers (W)
Scan S p d s (mdmin)
(1) Gas assist: type and pressure
(2) Laser puise frequency
(3) Defocused cutting
(4) MdtipIe passes
4,7, 10, 12
15ûû,2ûûû,25ûû,3000,3500,4000,4500
Al1 the experiments in this part were conducted on laminated-sheet @mens. Same cut
paths and speed ranges as for the primary-process-parameter tests, uniess noted
otherwise.
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GusAssist
Oxygen is often used in Iaser cutting to increase the cutting rate. On the other han4
nitmgen is used as an inert shieIding gas. In both cases, it was also expected that the
assist gases would affect the rate of matenal removal h m the kerf. A range of gas
pressure settings (Table 3.4) was used (as controlled by the supply cyiinder valve and set
by the valve's dia1 indicator). Note ttiat in order to employ gas assist, a nozzle was
attached to the facusing lem. The node is of a conical design which provides the gas
flow CO-axially with the direction of Iaser beam propagation (Figure 3.7). Based on the
previous expcrience with this equiprnen& addition of the node may rcduce slightly the
Iaser power delivered at the surface. Therefore, zero-pressure (Le. no gas assist) tests
with the nozzle attached were included as a conml.
Figure 3.7 Nozzle for ossist gases.
' Verbai commuuication h m iht techician assisihg wiîh the expcrimnis at the Laser Micromaching
Fdty.
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Table 3.4 Experimental settings for gas-assisted tests.
Laser pulse fiequency
Higher puise Erequencies were expected to produce smoother cuts. The laser is rated up to
a maximum frequency of 20 kHz. However, for the laser type used in the experirnents,
increasing the frequency means that the energy delivered per pulse drops. Therefore,
only marginally higher maximum frequency of 12 lcHz was attempted here. Lower
Frequencies, on the other hand, gave higher energy per pulse. Table 3.5 lis& the
frequencies and the actual energies per pulse noted during the experiments. The duty
cycle of less ihan 100% was used to prolong the life of the laser's crystal r d The laser
operated on the 2-ms period duing which the pulses were on for the percent of tirne
recorded as the duty cycle in the table.
Table 3 5 Dierent Pulse frequency
l Puise frequency tests I Puise muency (IdIz)
12
10
8
6
Power
Watts 7.0
7.1
7.0
6.8
Pulse Energy
PJ 582.6
590.8
874.1
1139.9
Duty Cycle
% 79.7
79.7
85.5
88.7
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in some laser material processing applications, better resu1t.s are achieved when the focal
plane of the lens is moved away b r n klow the material surface. Also, by varying the
surface height, we could ascertain the process Iimitations due to the deph of focw. Thus,
cuts were ma& at the normal range of speeds h m 1500 to 4500 d m i n , with the fmal
plane moved bdow incrementally h m the sheet's top to its bottom surface. Table 3.6
shows the setting used
Table 3.6 Defocused Tests.
M w d Tests 1 Focusing distance (mm)
Puise Frequency
Multiple passes
O (facused), 0.04,0.08,0.12
10 kHz
Power
Duty cycle -
By reducing the depth of cut during a single pass, it is expected that better cut quality cm
be obtaind These tests intended to determine whether passing the laser beam over the
s a m path more than once can improve the cut quality. Two sets of tests, each comparing
single-pass to two-pass cuts were perforrned (Table 3.7). In the first set , the control case
(single pass, 7 W, speeds ranging from 1500 to 4500 mm/min) was compared against a
two-pas test. However, to achieve simiiar over ail cut depth in both cases, the cutting
speeds in the two-pas test were doubIed (3ûûû-9000 mm/min). The second set
compared the above control case against a different two-pass case (3.5 W, 1500-4500
mdmin). Here; the idea was to achieve reduced cut deph in each p a s by reducing the
laser power.
7 W
82.4 %
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Table 3.7 Experimentai settinp for multiple-pass tests.
Power No. of Sm-
3.4 Specimen Examination
Several data collection methods were iried before a suitable one was found The
difficulty of data co[lection is due to the smali size of kerf width (typically about 40 ym),
fragility of the larninated sheet specimens, and presence of debris and mast material
within the cut groove. Three methods investigated were a scanning etecmn rnicroscopy
(SEM), profilometry, and metaiIography.
3.4.1 Seanning Electron Microscope (SEN)
Scanning electron microscopes use electrons bombarding the surface of specimen in a
vacuum chamber to obîain surface image similar to that obtained from optical
microscope, When used for kerf examination, the benefits of SEM are that it is a non-
destructive technique and that the data cm be obtained comparativeIy quickly. A general
major benefit of SEM vs. opticd microscope is a much greater depth of focus for SEM
(given the same magnification). This factor is particularly significant for examining Iaser-
cut grooves, which present a surface with significant height vaciability. SEM was used to
examine the surfaces of laser-£ut specimens (Figure 3.8(a)). The images provide useful
information about the ken quality in terms of its uniformity and the amount of recast
material ejected from the kerf. However, even smaii amount of recast near the top of the
groove obscured the groove bottom and w d s fmm view, making judgment of the cut
quality and depth impossible. Figure 3.8(b) shows a metallographicaI section of the
SEM-imaged kerf. Clearly, the image conveys signincantly more informacion about the
cut profiles*
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Figure 3.8 (a) SEM image ami (b) metallographic image.
3.4.2 Protiiomeîry (Vertical Seanniag InterPeronietry)
The WYKO profilometry (a commm*ai process) is a non-contact optical meihod for
exarnining surface contour of specimens. It employs vertical scanning interferorneter
technique in which a white light beam is used to examine the surface profile. The beam
passes through a beam spiitter to reflect half of the incident beam to the reference surface.
Another haIf of the beam is reflected h m the sampIe surface to the beam spiitter. The
two beams recombine at the beam spiitter to fom interference fringes. These altemating
Iight-and-dark bands can be observeci and counted to calculate the height of the sample
surface. See an example in Figure 3.9 of an image obtained h m WYKO profilometry
h m one of the eariy experimental trials (individual pits were produceci by laser beam
due to the combination of a 50% duty cycle and fast scan speeds.).
The benefits of profilometry are th@ it is nondesmctive and that data on kerf profile can
be obtained quickly. However, the Limitations are that (1) similar to SEM, the groove is
obscured if it is f W with &bris and recast; (2) aeady vertical groove walls and uneven
surface scatter the white iight and thus prevmt ttit intederence fringes h m fonning. For
example, the black regions occupying large part of the image in Figure 3.9 represent
areas where the &vice could not obtain valid data Incompleteness of the groove cross-
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section pfile can be also seen in îhe sectional representation of the depth &îa h m
Figure 3.8 shown in Eigure 3.10. The section is Iocated dong the horizontal cross-hair in
Figure 3.9.
0.0 30.0 6û.O 90.0 120.0 152.9
Figure 3.9 Image captured by WYKO pmfdometry.
* Cut . Depth
Figure 3.10 Cut cross-section data from WYKO pmfilometry.
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Metaliographic examination normally involves placing the specimen to be examined in a
mould so the specimen can be encased in epoxy (hard polymeric matenai). Afier
hardening, the moulded piece containing the specimen is cut and the cut surface is
polished to a mirror-like finish. images of this cross-section can then be taken. While
metallography is a destructive measurement method, it was the only method found to
reliably produce the desired data.
Note that unlike a more common case, where the specimen to be examined is a
mechanicaily homogeneous solid, our laminated-sheet specimens consist of a six-Iayer
sandwich, with three layers of duminurn sheet and three Iayers of polymeric adhesive, ail
bnded to a 3.2-mm aiuminum plate. The relative softness of adhesive layers requires
extra care when attempting to perfom metailographic sectioning. If the aluminum sheet
is not held rigidly by the epoxy, shifting may occur, distorting the original shape of the
cut groove profile.
Thus, to make sure that the sheet is completeIy irnmobilized, a special two-stage
mounting process was employed. See Appendix C for detailed description of the
procedure. In the fmt stage, one 25-mm segment was cut away from each end of the
specimen. Figure 3.6 shows the cut locations by dashed lines. Each segment was piaced
in a rectanguia. rubber mould (83. x 53W x 30H mm) (Figure 3.1 l(a)) and set in epoxy
(Araidite GYS02). Once hardened (after 24 hours), the block was further cut into two
pieces, each containing one line p u p (cut lines indicated by clashes in Figure 3.1 l(a)).
Before the second stage, the pieces were reshaped by grinding in order to fit two of them
into a one-inch diameter cylindrical mould (Figure 3.11 (b)). Photos of specimens at
various stages are shown in Figure 3.12.
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Figure 3.11 (a) Specimen segment e n d in epoxy dter the first mounting stage; top and front view shown; (b) Two specbn segments piaced in a cylindrical mould
in the second munting stage - top view.
After demodding of the second stage, polishing was performed in three steps: (1) rough
grinding with 240-grit SIC abrasive paper to remove sawing damage; (2) intemediate
polish (to 3 p) with 600-grit paper, and (3) final colloidal-silica wet (0.5 pm) polish
(Figure 3.13). GrayYscale images (256-level, 975 x 975 pixels) of polished sections were
captured through an optical microscope and used subsequentiy to measure the groove
crosssection features. These images achieved 0.25 pmlpixel resolution.
Figure 3.12 Photo shows the renrnining p h of (la) solid-plrite aud (lb) hminated- sheet specimens after segment n m o d for examination; (2) specimen after first
mounting stage; (3) specimen after second mounting stage.
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Figure 3.13 The hished poüshed spechn by metallographical method.
3.5 Summary
Chapter 3 presented (1) tfie procedure for specimen preparation, (2) the experimental
equipment used, (3) procedure and (4) îhe metallographic method for obtaining the cross-
section profiles of the laser CU&. Next chapter wilI present the experimental mulis,
discussion, and the cornparison of the existing theoretical mode1 with the exprimenial
results*
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4. Laser-Cutting Experiments: Results and Analysis
hages of laser-cut p v e cross-sections aiiowed coilection of detailed and accurate data
reportai fierein about the p v e geometry and cut quality- The chapter will Fmt define
the observeci parameters of the p v e s and then will present the data collected. The
tesults are arranged in order starting with the preliminary tests, foilowed by those
focusing on the primary pmess parmeters (laser power and scan speed), and finally the
result from the secondary-pmcess-parameter tests.
4.1 Observed ïeatures of lasereut gtoove sections
The data ptesented here were coiiected from 256-level gray-sale images captured
through an optical microscope. Tci aid with measurement of the cut features, Scion
image image-pmcessing soFtware (Scion Corp.) was used. Two sample section images
are shown in Figure 4.1. Featwe measurements wen made by sening the image-to-world
conversion factor using the scaie rnarker and by utiiizing the software's ability to
automatically record mouse click coordinates and calculate distances between these
points. For area measurements, the software calculated atea of a region enclosed by a
Whand-drawn curve.
Three geometrïc and two quality features were observecl. The geometric features are: cut
depth, ked width, and groove profile shape. The quality features are recast depth and
recast area fraction. The Figure 4.1 defines some of these features. Cur depth is the
de@ of materiai removed by the laser, nieasured from the material's top surface. Kerf
width is the width of the laser cut measured at the materiai's top surface. When the
groove is recast-filied, the boundary between the bulk materiai and recast could usually
be visuaiiy identifie& This boundiuy was then projected to the intersection with the top
surface. Thus, when not sharply defined, the kerf width was measured as the distance
betuleen the two pjected intersections of the cut's boundaryaarv
The third geometric featufe, g m v e proifle shupe pmmneterl characterizes the shape of
the groove section p f i k m e . The measurement appiies only to partial (not h u g h )
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cuts. This measurement is based on the proposition introduced herein that the shape of
the groove section profile can be well appmximated by a power function of the general
fom:
where x and y are the coordinates of the profile curve. The parameter measured is B. the
exponent in Eq. (4.1). Details of profile shape data extraction are presented in Section
4.2 beIow.
Cut Width
Figure 4.1 Definition of moasured iaser cut feahws: (a) sheet cut, 12 W, 2000 mmlmin, (b) sheet cut, 7 W, 2ûûû d m i n .
Tu quanti@ the quality of the cut, we measured the arnount of recast found in the groove.
These measurements were done in two ways. Recast &pth is defined as the height of the
recast "bridge" joining the two walls of the cut groove (Figure 4.l(a)). if there was no
bridge forme& the recast depth was recorded as zero. Recast area jhcrion is defined as
t4e percent fraction of the groove cross-section area occupied by recast-
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--
4.2 Extncting lasercut grwverhape data
It is proposed herein that the shape of the groove profile can be well approxirnated by a
power function in Eq. (4.1). Such shape data can be utilized in laser machining
applications where the shape of the groove walls may be of significance. Note that
Eq. (4.1) is not valid for xcû for some vaIues of B (Figure 4.2). Therefore, the actuai
equation used is:
However, for notational simplicity, the fom in Eq. (4.1) will be used henceforth.
- 1 . b -1.000 -0.500 O. 0.500 1 .O00 1.: W
Unit Korf WUth ktk
Figare 4 3 Effect of pmfiie shape parameter B.
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Figure 4.2 shows the effect of varying the exponent B in equation (4.2) on the curve
shape. Oniy shapes for B > 1 are physicaiiy possible given the Iaser machinhg process
limitations. When B is less than or qua1 to one, a sharp peak (a first-âerivative
discontinuity) exists at O.
We would like to rewrite the general function of Equation (4.1) in terms of the cut
profile's overall dimensions:
p - half-width of the cut at the material's surface (half-width as opposed to full width was
chosen for computational convenience);
q - depth of the cut profile.
Figure 4 3 Laserat groove profile with p and q panmeten detined.
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Let the origin of the curve coordinate system &-YC be located verticaiiy at the surface of
the cut matenal and horizontally at the plane positioned midway between the groove's
edges (Le., at the profile's plane of symmetry) Figure 4.3. Given the above definition of
the cwe's origin, its equation can be expressed in terms ofp and q as:
Parameters p and q are directly reIated CO kerf width and cut depth, respectively. To
estimate B, the points sampled fmm the cuwe's profile will be fitted to the power curve in
Eq. (4.3). To simpliQ this process and to visuaily isolate the curve's shape characteristic
from its overall dimensions (height and width), we will transfomi the raw data obtained
h m the image as follows.
k t us assume that the coordinates of the sampled points on the curve profile have been
transformed h m the image coordinates O[t, YI) (expressed in pixels) to the coordinate
system &Y,. Thus, given (x,, yJ pairs in this latter cwrdinate system, we can
nonnaiize x and y by dividing by p and q, respectively. This step makes al1 curves have
the sarne unit height and half-width.
x=L and Y=- Y , P 4
Substituting forx, and y, in Eq. (43 , we get:
Now B can be caicuiated by a Iinear fit to the Iogarithms of X and (Y+l):
Then, B is the slope of the line obtained by a least-squares fit to the Iog-log plot of the
data. Note that we must use the absolute value of X as the argument of log function in
Eq. (4.6) in order for expression to be valid for negatîve X. Therefore, through the above
derivation, we have shown how a lasef-cut groove profile geometry cm be represented by
three parameters: p, q, and B.
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To obtain the pfiIe shape parameter 8, a set of &ta point cwrdinates were sampled
dong the profile curve. Mer sampting 30 to 50 points, (1) the x and y values were
normalized by p and q, respectively, and (2) the power parameter B was esàmated by a
linear fit to the log-log plot of the coordinates. The points for each cut profile were
sampled hm times for each image, and B was calculateci each time and averaged. See
Appendix D for &tails of data collection.
Figure 4.4 shows an example of a typical plot for the sampled cuve points together with
the Iinear fits. The same points are plotted in Figure 4.5 in x-y cwrdinates together with
the modeI's fitted curve (B = 2.4).
1 x tek 1 O right I
I - - -Linear (leit) - - - Linear (right) 1
y (Right) = 3.5079~ + 0.04
Figure 4.4 An exemplary plot of sampled profile cuve points used to estimate groove profile sbape B. "Left" and "Rght" d e r to the correspondhg halves of the
cu171ets two branches,
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Figure 4.5 Sampled cut profde points together with power function shape mode1
fitted to them (B = 2.4).
4.3 Assessrnent of Measurement Repeatability
One cut profile (for speed 3500 -n and power 10 W) was selected to evaluate the
repeatability of our method of measuring the cut profile parameters (kerf half-width p, cut
depth q, and stiape B). To evaluate repeatability, this profile was measured six times.
The resuits are shown in Table 4.1. They indicate that the uncertainty in the p v e ' s
dimensions (based on one standard deviation) is about 48, while for the shape parameter
B, it is 8.6%.
Table 4.1 Messurement Repeatabüity Results. -
Cut h f ü e Parameter
Kerf ùaif-width p (CM)
Cut depth q (pu)
Shape B
Average
24.7
142.7
3.5
Standard Deviation
1 .O
5.8
0.3
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4.4 Preliminary Tests: Through Cutting of Aluminum Sheet
While the main reason for performing these tests was to find the nanower range of scan
speeds for fuaher testing, these specimens were aiso exarnined via metdlographic
procedure. They provide us with data for the situation experienced in through-cutting,
where sheet is not attached to a substrate. Figure 4.6 shows examples of profiles
observed for higher (a) and Iower (b) speed ranges.
I
Figure 4.6 Profiies from prelllninary tests: (a) 8000 d m i n scan speed, (b) 4000 mmlmin.
Plotting cut depth vs. scan speed (Figure 4.7) shows îhat above certain threshold speed
(approximately 6000 rnmhin) the cut depth remains constant oust under 40 w). Kerf
width (Figure 4.8) increases with speed h m 15 to 40 ~ i m , with the rate of increase
falling above 6000 mmlmin,
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Figure 4.7 Cut depth for preiiminary tests.
Figure 4 8 Ker€ width for preüminary tests.
1
100; L
To help with explanation of the change in groove shape vs, speed relationship above
6000 mmlmin, it is instructive to caIcuIate pulse-to-pulse spatial separation. Given the
Iaser pulse frequency of 10 kHz and the speed, at 6ûûû d m i n , the pulse-to-pulse
distance is 10 p. It increases to 20 pn at 12000 mmlmin. Considering that the
minimum kerf width observed was 15 pn and the theoreticai minimum focal spot
3000 5000 7000 9000 11000
Sein Speeds (m mlmln)
- I 6 Exp. Conditions
" 7W,10kHz E 80- - $ - 60- E Y
Q 40- 4
8 - ; 20-- U
O 1
I
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diameter is 11.3 pm, it is clear that the acnial spot diameter will be somewhere between
11 and 15 p. Therefore, above 6000 mm/min the lack of overlap between pulses
changes the operating mode from quasi-continuous to discrete-pulse.
Based on the preliminary tests, the middle of the speed range for M e r testing was set at
3000 mmlmin, and the range of speed variation to I 1500 mm/min.
4.5 Primary-Process-Parameter Tests
In performing these tests we sought to isolate the effect of primary process parameters,
laser power and scan speed For this reason, no gas assist was used. Also, a cornparison
between cutting in soiid plate and in laminated sheets was made.
4.5.1 Soiid-Plate (SP) Specimens
Figure 4.9 shows two examples of groove cross-sections, one with significant recast
present and another showing a successfuI (clean) groove. Both figures show upward flow
pattern which developed as the vaporized and molten metal escaped vertically. Recast
occurs when molten and vaporized metal resolidifies upon coming in contact with the
relatively cool waiis of the groove. Under certain process conditions, there is enough
resoiidification to fonn a "bridge" a m the groove.
(a) (6) F i 4 3 Examples of gmove cross-sections for soiid-plate specUnCm: (a) recast-
tilïed W v e (12W, 2ûûû d m i n ) ; (b) c1ea11 pave (12W, 4Sûû mmlmin).
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Figure 4.10 shows cut depths averaged h m two observations, each made for a different
scan line on îhe same specimen. (For each speed and power combination, two scan Lines
were made). As expected, the cut depth in SP specimens decreases with scan speed and
increases with power. A theoretical mode1 curves also show wiii be explaineci in Section
4.7.
Scln -rd (mmlmln)
Figure 4.10 Cut depth (expriment and madel) for solid-plate specimens.
The kerf width (Egure 4.11) increases progressively with power and speed, h m a
minimum of about 12 pm at 4 W to a maximum 42 pm at 12 W.
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O 1000 2000 3000 4000 5000
Cutting Speeds (mdmin)
Figure 4.11 Kerf widtb for soiid-plate specimens.
The groove profile shape parameter B decreases with increasing speed and is not affected
significantly by the laser power (Etgure 4.12): the range of variations due to power is well
within two standard deviations of the measurement enor ( W . 3 , as reported in Section
4.3). Higher B values mean the profile shape becornes more "square" and less
"triangulai' (Figure 4.2) with the decrease in cutting speed.
Groove quality was evaluated by measurïng the recast depth (Figure 4.13) and area
fraction (Figure 4.14). Botfi parameters follow a similar trend of decrease with speed.
The recast @th can dso be seen to depend on power, lower powers producing smailer
values. However, when using normalized data (recast area fraction), the relationship
appears to be independent of power, Without normaiizing, Iower powers produce less
deep cuts and therefore smaiter recast depths.
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Figure 4.12 Profde shape parameter B for soüd-plate specimens.
Figure 4.13 Recast depth for solid-plate specimens.
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0.0 4 1 1 0 0 0 1 5 0 0 2 0 0 0 2 5 0 0 3 0 0 0 3 5 0 0 4 0 0 0 4 5 0 0 5 0 0 0
S a n Speed (mrnlmin)
Figure 4.14 Recast area fraction for solid-plate specimens.
45.2 Laminateci-sheet (LS) Spechns
For TS specimens, some combinations of speed and power resulted in successful through
cutting of the aiurninurn sheet (Figure 4.15(a)) while others produced grooves, similar to
the SP specimens (Figure 4.15(b)).
The trends for the cut depth values (Figure 4.16) are similar to those for the SP
specimens, except for the upper limit of 120 prn (sheet thickness). The kerf widths for
the LS specimens, on the other han& exhibit different mnds compareci to SP specimens
(Figure 4.17). Fmt, there is less significant effect of speed. Second, while the width for
powers from 7 to 12 W increases with power similarly to the SP specimens, at 4 W, the
kerf width for LS specimens nearly quai those at 12 W. It is possible that the different
heat-transfer-related characteristics caused by the laminateci structure of LS specimens
have the most significant effect at the lowest power.
The cut quality is of paaicular significance for the LS specimens because these
specimens are meant to simulate processing environment of LOM-AL. Recast area
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fraction displays some of the m d s of the SP specimens, but aiso has some different
features (Figure 4.18). In a trend simiiar to that for the SP specimens, for speeds above
2000 mm/min, the recast area decreases with speed. One important difference, however,
is a signifiant decrease in recast formation at 1500 &min for the hvo highest powers
(10 and 12W). These are also the powers and speeds at which a through-cut was
observed (see Figure 4.15(a)). It is conjectured that at these higher powers and lower
speeds, sufficient energy is detivered through the cut groove to the adhesive below to
increase the pressure from vaporized material to the point where the materiai is removed
h m the p v e before it is able to resoiidify.
Figure 4.15 Examples of p v e cnws.Sections for laminated-sheet specimens: (a) through-cut sheet (12W, 1500 d m i n ) ; (ô) recast-free gmove (12W, 4500
mmlrnin).
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Scan Speed (mm/min)
Figure 4.16 Cut depths for larninated-sheet specimens.
Scrn Sperd (mmlmin)
Figure 4.17 Kerf width for iaminated-sheet specimens.
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Figure 4.18 Recast ares tmction for laminated-sheet specimens.
4.5.3 Cornparison of m l t s for SP and LS specimem
Figure 4-19 shows the ratio of cut deprhs for laminateci sheet over those for soiid plate.
For example, values of this ratio l e s than one wodd indicate that, for equivaient power
and speed parameters, shaiiower grooves were produced in the laminated-sheet
specimens. It is interesting to observe that there is a consistent decline in this ratio with
speed for the lowest power (4W), from 0.79 to 0.44, but, for al1 other (higher) powers, the
ratio increases linearly with speed reaching nearly unity at the highest speeds. Also, at
the lowest speeds (1500 and 2000 mmfmin), laser power does not appear to affect the
ratio of cut depths. Unexpected results for cut &phs at 4 W for LS specimens conf ï ï
earlier unexpected observations for kerf widths (Figure 4.17)
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Figure 4.19 Ratio of laminated sheet depths over soiid plate deptbs.
4.5.4 Discussion of recast-formation mechanisni
To understand the pmcess of recast formation observed in our experiments, we will
describe the sequence of events which happens, according to our understanding, when the
hi&-intensity laser beam interacts with the metal surface. Note first that the duration of
each pulse is very short, about 100 ns, while the time between pulses is much longer
(1000 times longer or 100 ps at 10 kHz). As the energy is absorbed, the local
temperature rises very quickly, with minimum of heat king Iost due to conduction,
convection or radiation because of the very short interaction time. As more energy is
delivered to the surface, metal quicWy melts and then vaponzes (or sublimates directly to
vapour). Given that no assist gas was used in these experimenis, the only mechanism for
molten metd removal from the gmve is the pressure of the vaporized material itseif.
As the material phase changes to vapour, its volume increases very rapidly (Figure 4.20).
This hi@-temperiinire plasma (which is an ionized macerial in gaseous form) becomes
the major mechanicd force removing the material h m the cut. As the hole depth
increases, the plasma has to travel m e r dong the channel finmed by the hoie walis. As
the gas makes contact with the waiis on the way out, it cools rapidly since there is a large
difference between the gas temperature and the walls. Assuming the waUs are near the
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melting point, it would be about 1800°C. Thus, re-condensation and re-solidification
OCcUi:
The resolidified layer continues to grow as the hole becomes deeper. If the laser were
stationary then this growth could onIy extend until the beam impacts ont0 the newly
forming "bridge" structure. However, in our case the beam is moving. The movement
occurring over the duration of the pulse itself is very small. At the maximum speed of
4500 &min, and assuming pulse duration of 150 ns, it is approximately 10 nm, which
is a very smaii fraction of 10-20 pn beam spot diameter. However, subsequent pulses
will overlap to some extent, depending on the scan speed Thus, since we are actually
cutting a groove, not a hole, the escaping plasma can go not only directly up, but also
back dong the p v e , and, given the right conditions, complete the formation of a recast
bridge over the cut.
Recast / materiai
Figure 4Ai. Recast formation mechanism.
4.6 Secondary-Process-Parameters Tests
These tests were performed to observe the effect of process parameters believed to be less
significant for attainment of conmlIed-depth laser cutting of aiuminwn sheet. These
included (1) adding assisting gas (2) cutting with defocused beam (3) varying laser pulse
frequency. Also reported in this section are the results of multiple-pass cutting. This
approach was expected to produce betterquality cuts at the expense of extra processine
the.
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Gas-assisted cutting was perfonned by attaching a nozzle over the focus lens and feeding
a supply of compressed gas (Oz or Nd thmugh the nozzle. Since the nozzle may interfere
with beam delivery, conml tests with zero gas pressure were added
Adding oxygen assist increased the cut depth, but at the expense of the cut quality (Figure
4.21). Greater amount of more dense recast can be seen in the section images. Gas
pressure variation ( h m 50 to 120 kPa) does not appear to have signifiant influence on
cut depth (Figure 4.22). (Note that cut depth resuIts for gas-assisted tests at 1500
mmhin are not show since a cut-through was observed). No effect on kerf width was
observed (Figure 4.23). Increasing gas pressure does appeaf to produce significant recast
formation ever at higher speeds (Figure 4.24).
Figure 431 (a) no gas assist, (b) gas-assist (for boîh 1500 mdmia, 7W).
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120
100
' 80 i O
E w 60
d - 40
G +7w, 100 kPa, 0 2
20
O O 1 O00 2000 3000 4000 5000
Cutting Spmed (mmlmin)
Figure 4.22 Cut deptb for oxygen-assisted eutting experiments.
Figure 4.23 Ked width for oxygen-Pssisted cutting experiments.
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O 1 O00 2000 3000 4000 5000
Cutting Spred (mmlmin)
Figure 4.24 Recast depth For oxygen-assisteri cutting experirnents.
Nitrogen Assist
Nitrogen, similarly ta oxygen, produced deeper cut depths and more recast (Figure 4.25),
and depth was found to be not affected by gas pressure changes (Figure 4.26). Kerf
widths are not affected by pressure as well (Figure 4.27)- but they appear to be reduced at
higher speeds. While recast disappem for speeds 2000 mrnlmin and higher at zero gas
pressure, with the Nz added, this happens for al1 gas pressures only at 3000 mmhnin.
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Figure 4.25 (a) no Nt gas assist (a) N2 gas assist (for both 1500 rndmin, 7W)
Figure 4.26 Cut depth for nitmgen-assisted cutting experiments.
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O 1 O00 2000 3000 4000 5000
Cutting Speeds (mrnlmin)
Figure 4.27 Kerf width for uitrogenlassisted cutting expetiments.
Adding gas-assist increased cut depth but at the expense of reduced cut quality. We can
conjecture that gas inmases the cooling rate of the kerf walls and possibly presents a
M e r obstacle to the vapour escaping h m the kerf and in this way increases the rate of
the resotidification process. Given the importance of good cut quality in LOM-AL
pmess, the use of gas assist is not recommended (or at least should be applied at a
minimum pressure affording the lens protection).
Defocused cutting is achieved by shifting the specimen surface above or beIow the focal
plane of the Iens. In our case, the specimen surface was raised so that the beam focused
below the surface of the sheet. The experiments intendeci to observe if improved cutting
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quality cwld be obtained by such means. Figure 428 shows that deviating h m focal
plane within the range of 0.08 mm does not affect the cut depth significantiy. Note that
we bave estimated that the theoretical depth of focus is 1 12 pu h m Eq. (2.6). Howevw,
when the beam was focused tu 0.12 mm below the materid surface, the cut depth was
affected significantiy, with about 30% decrease on average. Therefore, we can estimate
the range of maximum acceptable variation in focusing the laser beam ta be within M.8
mm.
+O.Ci4 defocused 1 I -0.08 delocused
-%+ 0.1 2 detocusad
Figure 4 3 Cut depth for defocusednitting eq~riments.
Kerf width was not observeci ti, have signifiant diffemnce within the tested focus range
(and is not shown here). Figure 4.29 shows that defacusing the beam spot h m the
matenal surface does reduce the recast formation to some de-. However, by shifting
the focal pIane h m the materiai surface, we aIso decrease the margin of error for the
surface height position.
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120
1 O0 -0.08 defocused
i -0.12 defocused
1 I 'O
2 0
... \ - - - - - - I 1 O00 2000 3000 4000 5000
Sean rpood (mm lm in)
Figure 4.29 Recast depth for defocusedcutting experiments.
4.6.3 Laser-pulse-frequency variation
Higher pulse frequencies produce greater pulse-to-pulse overlap and thus were expected
to better approximate continuous-wave laser operation, giving improved cut quality. On
the other hand, lower puise frequencies produce greater energy per puise, possibly
resulting in p a t e r cut depth. Figure 4.30 shows that the cut depth does not Vary
significantly for frequencies between 8 kHi and 12 kHz. However, a slightly higher cut
depth was observed for 6 kHz at sspeeds below 3000 mmlrnin. The kerf width and recast
were not affected by the frequency variation (and are not show here).
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4 1 2 kHz 100 - \ +10 kHz
Figure 4.30 Cut depth for pufse=fre~uency.variation experiments.
4.6.4 Multiple-pass cutting
Passing over the same path more than once to achieve the same cut depth in two passes as
in one requires reduction in power density in two-pas cut vs. the single pass. This
reduction cm be achieved either by reducing the power or inmasing the scan speed.
Case A: Increased Speed
As was observed in singie-pass tests, increasing the scan speed generally reduces recast
formation and produces better quaiity cuis. Thus, by doubiing the speeds for the two-
pass tests, we produced as expected notabiy better cut quality (Figure 4.31). The two-
pass grooves have nearly verticaI ketf walIs and very Little debris inside and outside the
kerf. However, the cut depth achieved by two passes is about 20-30 8 Iower than for the
single-pass cut with the same total energy delivered (Figure 4.32). Kerf widths were
generally greater for the two-pass cuts when cornparing equalenergy points (Figure
4.33). At highest speeds, the kerf width for both approaches level off at 41-43 p.
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Figure 4 3 1 Groove profdes comparing (a) sin&-pass cut (2500 mmlmin, TW} and (b) two-pass cut (5000 mm/min, 7W).
1 + 4 - ~ ~ ~ ~ ~ ~ 1 ~ ~ - 1 O0 + 1 pass, 7W
20
O ! r
O 2000 4000 6000 8000 1 O000
Cutting Speed (mmlmin)
Figure 4.32 Cut depths for single-pas riad two=pass, speed-doubled tes&
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5
O 4
O 2000 4000 6000 8000 1 O000
Cutting Speeds
Figure 4.33 Kerf width for single-pass and two-pas, speeddoubled CU&
Case B: Reduced power
Lowering the power for two-pass tests while keeping scan speeds the same produced
shalIower and narrower grooves (Figure 4.34(b)). The cut depth also showed pater
variability with speed, while not increasing with decreased speed as expected (Figure
4.35). The cut depth ranged between 50 and 75 jun for ail speeds. Kerf width was also
roughly constant at about 12-14 p. It appears that, once the power drops below certain
Ievel, cutting performance deteriorates. Thus, for mutti-pas cutting, acceptable
operating conditions are bounded at one end by the minimum pwer and on the other by
the maximum speed possible, given either the iimitations of translation device or the
finite pulse frequency.
Two-pass tests showed that it is possible to achieve betterquaiity cuts by this appach .
Therefore, if single-pass cutting cannot produce acceptable cut quality, two-pass cutting
offers an alternative approach.
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Figure 4.34 Gmve protides cornparhg (a) single-pass cut (3000 mmlmin, 7W) and (b) two-pass cut (3000 d m i n , 3 m .
- - I - - - -Cut through
1500 2000 2500 3000 3500 4000 4500
Scin Sprad (m m lm In)
Figure 4.35 Cut depths for siagbpass and t w o = p reâuceâ-energy (3.5 W) tests.
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4.7 Cornparison with Laser Machining Model
In order to compare ou- laser cutting observations with the existing theory, we can fit our
data to the laser-machining mode1 of Chryssolouris (1991) presented in Section 2.6. The
equation is reintroduced below for ease of reference:
The known parameter values (aluminum dloy material properties) are p = 2700 kg/m3,
C, = 896 JkgPC, latent heats of fusion 395 Id/kg and vaporization, 10.5 MJkg,
vaporization temperature Ts =2467 OC.
Two parameters, focal spot diameter, d, and absorptivity, a, are not accurately known.
The theoretical lower bound for d is 11.3 pu, (Eq- (2.5)) for our optical system
characteristics. Our kerf width measurements for lower powers were for example, for
4W, 20 um, and for 3.5 W, 12-15 p. Assuming that at lower powers the kerf width is
approximateIy equal to the beam diameter, we wiil Iet d = 15 pm. While absorptivity at
m m temperature for aluminurn is known (0.22) (ANSUAWS C7.2: 1998). It is not
known how this value changes at elevated temperatures. At temperatures encountered in
laser rnachining, it is only known that the absorptivity increases. AdditionalIy, the
extremeIy fast nature of the interaction between the laser pulse and material surface and
the unknown factor of interference as a resuit of plasma formation, mean that the actual
absorptivity value likely changes rapidly.
Therefore, we can simply use the value of "a" as a means of "fitting" the mode1 in
Eq. (2.7) to our observations. Dashed curves in Figure 4.10 and Figure 4.16, which show
cut depths for SP and LS specimens, were obtained by using Eq. (2.7) with a = 0.24. For
SP specimens, an excellent fit was obtained for al1 but the lowest power setting where the
mode1 consistently underestimated the cut depth. On the other hancl, for the LS
specimens good fit was obtained for all power settings.
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4.8 Summary
Through primary-process-parameter tests, we established a consistent reiationship
between (geometric and quality) characteristics of the laser-cut grooves and the process
parameters (scan speed and laser power). We have also introduced a novel approach to
characterizing laser-cut groove shape by a singIe parameter (power function exponent).
The groove profile shape was shown to be a function of scan speed only. A suitable
combination of speed and power was fond which resulted in complete cut through of the
top aluminurn sheet without significant damage to lower lamina.
Secondary process-parameter-tests showed that gas assist is not beneficial in our process
application because it exacerbates recast formation problem without bringing any
significant benefits (other than the physical protection of the lens h m debris).
Defocused cutting and pulse frequency variation did not offer any tangible benefits.
Defocused cutting tests however did demonstrate the acceptable focus variation range to
be H.08 mm.
Multiple-pass cutting tests demonstrated ability of this approach to produce very clean-
cut grooves, with nearly vertical kerf walls, stable kerf width, and generdly consistent
performance.
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5. Modeling of Laser-Cut Profile Using Artificial Neural Networks
M s e shap control of the lasercut grwve profiIe mu t be maintained in order to
machine components accurately by a laser. Several analyticai and numerical m&ls
relaiing the process parameters to laser-cut W v e shape have been proposed munting et
ai., 1975, Chryssolouris, 1991, Modest, 19%). However, due to complex rature of the
interaction between the laser beam and material, the proposed modeis are jtill ümited in
their accurately and applicability.
On the other hand, artificiai neural networks (NN) have k e n shown to be abIe to mode1
any cornplex non-linea. function in many applications. These include aircraft autopilot
and automobile guidance systerns, object discrimination, sonar and radar signa1
processing, process control, welding quality andysis (Dernuth, 98).
Number of researchers have applied NN in laser material pmessing modeling and
control. Lee (1998) teports using NN in Iaser cIeaning prwess to recognize the acoustic
frequency spectrum pattern to enabb the control system to maintain optimal cleaning
paramerers. Beyer (1994) rrained NN by plasma signais to detect full penetration point in
laser welding with high degree of certainty.
Gong (1997) employs NN in a control system which optimizes focal point position in a
Corlaser-based welding system. The NN was mined with photodiode signds under
variety of process conditions, and good focal point positionhg accuracy was obtained.
ControUed-depth laser cutting is another complex process which is difficdt to model
accurately. Given the limitations of the currient analytical models and given that there
have been no hown applicaiions of NN in this area, we propose herein that the NN be
used to model the laseratting process. The purpose of such a model would be to relate
pmess parameters with the laserat groove shape.
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This chapter wiIl describe the basic principles of artificiai neuraI network, the
mathematical modeting of laser cut profile, the implementation of neural network, and
the analysis of its results.
5.1 Neural Networ k Architecture
The artificial n e d network's operation is inspired by the brain bidogy. Therefore, we
will briefly describe those characteristics of brain function that are related to the
development of artificial neural network.
5.1.1 Biologicai inspiration
The biological brain has a large number of highiy connected elements called neurons.
They have three major components, (1) the dendrites, (2) the ce11 body, and (3) the axon,
see Figure 5.1.
(1) The dendrites are tree-iike receptive networks of nerve fibers that c q signds
into the ce11 body.
(2) The ce11 body effectively sums and thresholds these incoming signais.
(3) The axon is a single long fiber that carries the signal h m the ce11 body out to
other neurons.
Figure 5.1 Biologicai Nemas mgan, et al. i995).
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The contact point between a cell's axon and a dendrite of the other ceii is called synapse.
It is the arrangement of neurons and the strengths of the individual synapses that estabIish
the function of the neural network
Artificial neural networks do not reach the complexity of the brain. However, there are
two major similarities between bioIogicai and artificial neural networks: (1) the basic
building blocks of both networks are simple computational mechanisms that are highly
interconnected, (2) the connections between neurons determine the function of the
networks.
51.2 Neuron
The fundamental processing element of an artificial neurai network is the neuron. A
general neuron, Figure 5.2, has many inputs with one output. Each input to the general
neuron is associated with a weight w, and a bias temi b is associated with each neuron.
(
inputs( output
\
Figure 5.2 S c h e d c d a Multipleinput neuron.
The neuton output is calculated as a function of the input parameters. This function is
known as the neuron activation function or the transfer function, J With reference to
Figure 5.2, the input-output reiationship of a neuron is given by the following equation:
The relationship n can be also written in matnx fom as
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Now the neuron output can be written as
Both wj and b are adjustable parameters of the neuron. They are updated after each
training cycle, which is referred to as an epoch.
5.13 Transfer funetion
The transfer function may be a linear or a nonlinear function of n. The choice of specific
transfer function depends on the particular problem. Table 5.1 shows different possible
types of transfer functions.
One-neuron network with many inputs is not sutficient to solve most cornplex function
probIems. In that case, increasing nurnber of neurons operating in parailel is required
These neurons operating in parailel are calIed a layer. Note that now each input connects
to each neuron in the hidden layer (Figure 5.3). Neurons within the same Iayers use the
same type of transfer function but have varying bias values. An increased number of links
(weights) resulting h m the higher number of neurons in a Iayer ailows better
approximation of non-Iinear functions.
5.1.5 Multiple layen of neurons
Adding more layers to a single-layer of NN M e r extends its power. A two-layer
network having a sigmoid fVst layer and a iinear second layer cm be trained to
appximate most functions arbitrariiy weii (Hagan et al. 1995).
Adding biases to network further improves its modeiing performance. The reason is the
biases give the networks an extra variable in neurons so that the network can solve hiber
order non-tinear function.
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Table 5.1 Tramfer Funcaoas in a Neural Network.
Hard Limit
I Linear
Symmetric Saturaring
Liner
Hyperbolic Tangent
Sigrnoid
Positive Linear a=O ne0 a = n O I n
a = 1 neumn with max n
a = n al1 other neurons
Tfie layer whose output is the network output is calleci the output Iayer. The other layers
in the network are called hidden layers. WhiIe some authors refer to the network in
Ftgure 5.3 as a three-layer network (counting the input, hidden, and output layers), we
will follow the more common practice, and will refer to such networks as "mm-layer"
ones.
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s 4, i i
Hidden Layer Output Layer
figure 53 Schematic of a multiple-input neuron, hvo-layer network.
To identify the structure of a muiti-layer network, we will use the following notation,
where the superscript is the indicator of the layer sequence.
For example, a two-layer network with 3 inputs, 3 nemns in fmt layer @idden layer),
and 2 neurons (outputs) in second layer is identified as 3 - 3 - 2 network
5.1.6 Optimal network structure
Finding r suitable network structure means finding the number of Iayers and number of
neurons per layer appropriate for the problem at hand. One approach is to use hiU-
ciimbing searches that selectively rnodify an existing network structure. There are two
ways to do this: start h m a large network and make it srnalier, or vice versa A more
advanced approach is to use a genetic aigorithm to search the space of network strucnires
@usseIl, S. and Norvig, P., 1995). However, this approach is very CPU-intensive since
the search space is very large.
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in general, there are no determitlistic rnethods for finding NN structure for optimum
performance (Hagan et d. L995), and most often one has to resort to trial and error
approach (Lee et aI. 1998).
A leamhg rule or training algorithm is a procedure for modifying the weights and biases
of a network. By using the training algorith, the network c m be trained to perform
certain tasks. It is especially usefuI to use supervised training.
In the case of supervised training, the leaming rule is pmvided with a set of examples
(training set), such as
Where p~ is an input to the network, and t~ is the corresponding correct (target) output.
As the input is apptied tc, the network, the network outputs are compared with targets
(emr = target - network output). The learning rule is in here used to adjust the weights
and biases of the network so that the network outputs are closer to the targets.
The adjusunent race for weights and biases is constrained by a value cailed learning rate.
The higher the learning rate, the larger changes to the weights and biases in each epoch;
higher vaiues shorten the time required for the network io attain preset man square m r
goal, and consequently, result in faster search termination. However, high leaming rate
vaIues c m Iead to unstable soIution of the probIem, which means the convergence may
not be the global minimum. On the other hand, bw Iearning rate value increases the
number of epochs, with correspoading increase in computation expense. For our
problem, we do not find it necessary to use higher leaniing rate to reduce the computation
rime due to relatively srnaII data set, which ~ s u l t s in a short training process.
5.1 9 Convergence
Convergence is reached when Ieaniing aigorithm h d s a solution with a minimum mean
square m r . In many cases, however, the convergence may be reached but the minimum
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e m r found is not a global minimum. For example, complex functions may have many
local minima, which could lead to network training algorithm to stop before it reached
the giobal minimum. Therefore, training the network with different initiai conditions cm
ensure a global optimum solution has been obtained.
5.1.10 Generalization
In most cases the multi-layer network is trained with a limited number of examples
(training sets) to approximate the described behavior of a network. It is very critical that
the network actuaiiy able to generalize the function. Generalization is the ability of the
neural network to approximate the function not only for the provided examples but aiso
for the inputs in between the examples. Therefore, if the input vaiues in between the
training set values are provided to the network, the output values shouId still have
acceptable network outputs. Thus, if one is not careful, the network stmcnue may be not
well generalized; such a case is refemd to as over-fitting. This behavior is the direct
result of employing more hidden layers and neurons than required by the complexity of
the functionai relationship being modeled The nile of thumb is not to use a larger
network if a smaller network achieves the same performance (Hagan et al., 1995).
5.2 Neural Network lmplementation
5.2.1 Motivation for Neural Network appiication to laser grooving
Examination of the cut profile data in Chapter 4 indicates that there is a predictable
relationship between certain laser power and speed combinations and kerf width and cut
depth. If we wanted to make a contoured surface (such as that in Figure 5.4) by using
laser machining, we need to be able to set laser pmessing parameters so as to obtain the
desired cut shape (Figure 5.5). Thus, we would like to design a neural network, which
wouId enable us to achieve the above goal by modeling the laser machining process.
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Figure 5.4 An example of a bottle c w e d contour surface.
Cut Shape Requiremen ts
d Shape Machming Pattern S a p e
Figure 5.5 An example of the multiple pass cuttiag.
5.2.2 Defining hput/Output parameters for ArtSncial N d Network use
An artificiai neural network is trained by examples; an example means ihat, given certain
conditions, a particuiar outcome results. In our case, examples consist of two paired
parameter groups: one group definhg the laser-cut profile shape, the shpe group, and
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another defining the corresponding ptocess parameters, the process group. A set of these
group pairs used to train the network is called a training set.
As shown in Chapter 4, we can compIetely define the geometry of the cut profile by three
parameters: kerf haif-width, p, cut depth, q, and profile shape exponent B. While both, p
and q, are affected by the two primary process parameters, laser power P and scan speed
V, B has been shown to be a tùnction of V, only. Therefore, we cannot
independently set ail three profile shape parameters since setting p and q defines P and V,
and B = f (V) only.
Based on the above training sets, two complimentary networks have been designed
implemented, and tested. The first network (2-x-2) bas shape group as input and pmess
group as output, and wili be calIed shape-to-pmess or S-P network. The second network
(also 2-x-2 type) has the above inputs and outputs reverse4 and so is called process-to-
shape or P S network.
Training Example Data
Shape Group
t'- Y
Rocess Group 7
Figure 5.6 A schematic diagram to represent grouping parameters tbat relatai to laser catting pnicess,
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5.2.3 N e u d Network Training anà Impkmentation
To train our networks, we use the backppagation algorithum (Demuth et ai. 1998) in
which, after the fmt epoch, the network computes a set of outputs which are compared to
the expected value (or target). Then these m r s are fed back to the network (back-emr-
propagation) for further iteration to reduce its ecrors. The procedure is repeated until the
preset goal is reached. The network was trained in a batch mode or supervised learning
mode, which means that the weights and biases were oniy updated after al1 the inputs and
targets have been presented; in other words, al1 the training examples were provided to
the network at once.
When seiecting the data to be used for training of the networks, we need as large and as
complete a set as possible. In our case, the largest number of data points (14) was
collected h m the solid-plate laser-cuning tests (Table 5.2). This set of observations was
further subdivided into the training set (9 points) and a tesring set (5 points). The testing
set is used to evaluate the performance of the network obtained based on the training set.
The testing set points were chosen so that they alternate with training set points.
The networks were developed, trained, and implemented using MATLAB Neural
Network Tool. The input-output pairs of data were normaiized to -1 and 1 range. The
nonnalization increases the network's ability to solve large number of example sets
effectively. The learning rate was set to 0.05, which was found to give a stable solution
from the network for al1 runs. The number of epochs is limited to 1600 and the training
is halted when 1x10" mean square emrs is reached The 1600 epaçhs lirnit was chosen
to prevent unwanted early stop iteration for the networks. The mean square e m r vdue
(IO-') is not significant, since it is significantiy below our expected observation errer- A
typical m r history during the neurai network training process is shown in Figure 5.7.
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Table 5 3 Experimental Observation of Laser Cut h t ü e Parameters*.
Laser Pnicess Parameters Laser Cut Profile Parameters
*Note: italics & boldindicate test set data, remaining data belong to training set.
Pedomiance is O.[XXZlanB. Goal is 1 â905 10' . 1
S-V (mmlmin)
3000 3!W 4000 4500 2500 3000 3500 4000 4500 2500 3040 3500 m 4500
221 Epochs
Power P (Watt)
7 7 7 7 1 O 10 10 10 10 12 12 12 12 12
Figure 5.7 An exemplary training error history graph for 2-3-2 S-P network.
8
2.89 3.96 2.86 2.26 4.78 2.91 3.04 2.62 2.62 3.56 3.46 2.81 2.90 2.39
P
23 25 29 31 26 30 34 34 34 29 29 34 34 35
q
121 98 87 80 181 144 125 103 93 1 88 161 146 117 1 02
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5.3 Neural Network Tests and Results
5.3.1 Network tests
The purpose of network testing is to find a suitable stmcture of the network (i.e. number
of neurons and layers). This section presents results of network testing for S-P and P S
networks. For each network, a set of different structures is tried, trained, and evaluated.
Based on evaluation, an appropriate structure for each network (S-P and P-S) is proposed.
When testing a network, its performance is evaluated in terms of percent emr as
Network output - Experimental Values Percentage Error = x 100% (5.6)
Ekperimental Values
The percent error can be calculated for two sets of data: training set and test set. By
observing variation of these emrs for different network structures, we cm select
appropriate network which achieves good generalization and avoids under- or overfitting.
5.3.2 Sbape-to-Procesi (S-P) Network Tests
ûnly twalayer network structures (2-x-2) have been tested. Based on their satisfactory
performance, it was not found necessary to increase nurnber of hidden layers any further.
Testing was canied out with number of hidden-layer neurons (x) increasing from 1 to 10
(Table 5.3).
Table 5.3 Testing increased number of neurons S-P neîwork test.
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Calculating emr for the training set inputs resulted in the plot in Figure 5.8. The average
e m declines to nearly zero for 4 hidden-1ayer neurons ( 2 4 2 network). Once the emr
falls to zero, we know that we are ovetntting our data because we know that there is
(non-zero) experimental error in our observations. Zero e m r for the training implies that
om network c m "fit" exactly to the training set data.
On the other hanci, calculating average emr for the testing set inputs, see (Eigure 5.9), we
observe a different trend. The e m r falls to a minimum of about 3% for 2 neurons in
hidden layer (2-2-2), and then rises quickly. This indicates that the 2-2-2 network is best
able to generalize based on the training set.
- -
Figure 5.8 Average % emrs for the training set in S-P (2-x-2) networks.
5.3.3 Procoss-to-Shape (P-S) Network Tests
The inverse versions of the S-P networks listed in Table 5.3 were tested in order to find
suitable structure for the P-S network. Calculation of e m r for the training set inputs
produced the same resuIt of near-zero e m r for four and higher number of hidden-layer
neurons (Figure 5.10). For the test set, the emr also went through a minimum which
occurred this tirne at 4 neurons (Figure 5.1 1). We know that zero error for training set at
4 neurons means overfitting occurs at this point. Therefore, a suitable structure wiU have
3 or fewer hidden-Iayer neurons.
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20.00 18.00
t 16.00 14.00 1200 g 10.00 +% emrs P
c 8.00 6.00 4.00 I 200 i 0.00 i
No. of namm in hiddrn layw (NomMnid NN ouipub)
Figure 5.9 Average % errors for the test set in S-P (2-x-2) networks.
Given that the emr is only slighdy higher (4 9% as 3.5 96) for 2 neurons vs. 3, we codd
choose the simpler network (2-2-2), or opt for reduced error of 2-3-2 network. We can
verify the performance of our selected P-S network (2-3-2) by cornparhg the
experimental observations with the network predictions. Figure 5.12 shows such
cornparison for the kerf half-width, p. and Figure 5.13 for the cut depth, q. Both pIots
demonstrate excellent fit.
No. of N.uiori. in NN Lvyrrr pi- NN Odpub)
Figure 5.10 Average % errors for aoinùag set in PIS (2-x-2) networlis.
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0.50 -1 1 2 3 4 5 6 7 8 9 1 0
No. of Nouons in NN byrcr (Nor~îraliwd NN Output8)
I
Figure 5.1 1 Average % emrs for tbe test set in P-S (2-x-2) networks.
Figure 5.12 Kert haif-width predictions by P-S 2-3-2 network (hollow-eirele data points are from the testhg set).
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50 -I I
2500 3000 3500 4000 4500
Scrnnlng Speeds (mmhln)
Figure 5.13 Cut depth ptedictiom by 2-3-2 P-S network (hoiiow-circle data points am from the testhg set).
5.4 Summary
Two-layer (one hidden layer) neurai networks were used to mode1 the ~Iationship
berween the laser-cut groove section geornetry and the process parameters. Both forward
and inverse relationships were modeled successfully. Optimum structure for these
networks was found to be 2-2-2 for S-P and either 2-2-2 or 2-3-2 for P S networks.
By applying the neural network modeling to our problem, we have demonstrated the
feasibility of this approach and have shown the proper procedure to be foiiowed in
seeking the most appropriate network structure. The main benefit of using NN here is in
their inherent fiexibility. if more pmcess parameters or cut characteristics need to be
added to the modei, they can be easily accommodated
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Appendix A . Chernical etching procedure for preparation of laminated-sheet specimens.
Table A.l Cheinid etching solutions: 153 Finishing Lab in Alcan Reseairh Center
1 Tank 17, in Rrn 153 as above 1 Caustic Etch, Long life type 1 I
Temperature 1
Step 1: Etching Foils and Support Plates
Use a metai basket (supplied by the Iab). This basket has wire slots in order to place the
60 OC
100 to 150 gpL
I
t
sheets vertically in these slots. This was to prevent sheets from floating during the
NaOH
35 to 45 gpL
etching and aiso to avoid one side of a sheet king etched longer than the other si&,
Gluconate- sand 0 2 Etch Additive
resulting in inconsistency of the surface quality. The procedure is similar for the support
plates. The sheets and support plates were placed into the chernical etching solution for
approximately 30 seconds for ail specimens.
Step 2: Rinsing
Use water to rinse the sheets and support plates after etching. Exact time for nnsing was
not important, but the basket should be moved around to ailow water jets to clean the
surface h m al1 angIes. Procedure was perfonned in Water Rinsing Tank (Tank 16).
Step 3: Second cleaning step
Use Dessmut solution to farther clean the surface. This solution was used to remove any
residuai matter left on the surfaces as a resuIt of etching: nnse for about 5 seconds. Use
Tank 15, "Dessmut Solution Tank".
Step 4: Second nnse
Repeat water rinse at Tank 16.
Step 5: Drying
Bring the sheets and plates to air dryer to eiiminate any residual water on the sheet and
plate surfaces. After the air dryer, place the sheets and plates on paper towers to dry.
Take care not to contaminate the surfaces with fingerpints or dust.
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Appendix 6 . Cutting orientation of spedmens.
The tines were cut in sequence going h m right to left with progressively increasing
speeds. In Figure B.1 arrows indicate the cutting direction; line spacing and dimensions
are also given.
Figure B. 1 The cut line pattern and nomencIanire for thriee-dot spimens
Pattern 2: AU other spechens
Patteni 2 was used for ail the remaining tests, Figure B.2. There were four groupings of
seven lines. The direction and sequence of cuts were the same for the top two groupings.
The cutting direction was reversed for the bottom two groupings, but the speed sequence
rernains the same, Each grouping was completed in tum, starting with the top right, then
top left, bottom right, bottom left.
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I
Figure B.2 The cutting directions and grouping order for experiments.
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Appendix C . Detailad Metallographic Proceâure
Detailed procedure for performing metallographic examination of laser-eut specimens is
given below. The procedure begins after the laser-cutting experimmts have been
completed.
I Cut specimens into appropriately sized segments
1) Cut off from both ends of the specirnen approximately 1" segments to be put into
the rubber mould. The rubber mould is about 5.3 cm by 8.5 cm (width and length)
and 3 cm in depth. Wash the mould with Cotton and cleaning agent then use air
dryer to dry it. This rubber mould is used for fust part of securing the Iaminated
sheets into a singie part. As the laminated sheets have very weak stress resistance,
by using normal blade saw sectioning excessive damage zone would be created.
Therefore, after the specimens were mounted in the mould, the damage zone can be
reduced to about one to two millimeters.
2) Rub some silicon paste around the mould to act as a lubricant to ease demouIding.
II Mix the epoxy m i n (Araldite)
3) Use a cup to hold the epoxy resin, Araldite GY 502. (a) Calibrate the empty cup to
be zero in the measurement counter. Open the epoxy resin tank to let the m i n flow
into the cup. As the viscosity of m i n is high, after the flow is turned off, wait some
time until al1 the m i n has fallen into the cup. Measute the weight of the min. Now
the liquid hardener for solidifjing the resin shouid be added. Before that. set the
weight counter to the total amount of hardener plus resin weight.
The total amount of araldite (hardener and min) is calculated by this method;
Total araldite weight = Resin Weight + Hardener Weight
where Hardener Weight = 20 % of the measured Resin Weight.
It is better to add a Iittie more hardener to ensure that the resin cures compIetely and
achieves its full hardness.
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4) Use a container filled with hot water to about 80 % of its volume. This is intended
to help mixing the hardener and the min faster. Then, with one hand holding the
cup, and with the other hand holding a wood stick, submerge the cup tiII the Ievel of
water and araldite in the cup are equai (Be careful, not to ailow any water to get into
the araldite. If you do, this sample is spoiled and should be placed into the fue
hood A new rnixing is required.) Then use a wooden stick, provided in the lab, to
stir in a steady slow circular motion. Note that some white color will be observed in
the &dite during the stining. Stir the araldite until aiI the white color disappears.
III Pour resin into the mould with the specimen
Place the rubber moulds that we had prepared with silicon paste on a flat table.
Place some spacer at the bottom of the rubber mould; the purpose of this is to
ensure the specimen is surrounded by resin.
Pour the araldite slow1 y into the rubber rnould up to 114 of the rubber mould height.
Slow pouring is required to minimize the formation of air bubbles.
Place your sectioned specimen into the mould Due to high viscosity of araldite,
submerge the specimen at an angle. The angled placement can produce a gradient
pressure to push the air bubbles to the side and remove them from the bottom of the
specimen.
M e r letting the specirnen sink to the bottom, pour the araldite into the rubber
mould to fil1 up to about 80 8 of the mould height, or until there is enough araldite
to hold the specimen tight.
To remove the trapped air bubbles h m the prepared specimens, place the modd in
a vacuum chamber. Transport the rubber mouid to the vacuum chamber, slide the
chamber top to side of the chamber. T m the vacuum valve off. T m on the air
pump until the pressure reaches 25 psi. Let the specimen stay for 4 minutes. After 4
minutes, open the vaive a bit to leak some air in until the pressure drops to 10 psi.
Close the valve for another 4 minutes, then tum off the air pump and open the
vaive. Slide the top, take out the specimens and place in the fVe hoocl, As this type
of araldite is heat-cured (the reaction between epoxy and hardener) by the
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exothennic reaction with the hardener. Wait for about 24 h o u to complete the
curing process.
IV Second Stage of the Metallognrphy
10) Use a blade saw to cut the specimen into pieces of half-inch width and 0.25-inch
height Use Nnder to grind off sharp edges and also to grind the specimen into the
size so it can fit into the one-inch cylindncal mould. Wash and rinse specimens, and
dry with air dryer. Take out the one-inch cyiindrical mould and use silicon paste as
for the mbber mould. Try putting the specimen inside the mould and pour half of
araldite in first. Wait until araldite gets into most of the gaps. Then, follow
procedures of the Step 8 and Step 9 above.
11) Next day, take out the bottom of the one-inch mould and push the araldite-specimen
out from the mould Wash the mouid with soap and dry it. Put the specimens into
oven for another 4 to 6 hrs to M e r cure the araldite, at a temperature of (70°C).
12) Take out the specimens and [et them cool duwn to m m temperature. Note that the
specimen is soft after taking it out from the oven. Therefore, it is very important to
let the specimens cm1 down to room temperature before polishing.
13)Grind off the edges. Use four wheels for polishing work. Fit wheel is used for
removing the damage zone h m the blade saw and the excess araldite on the m s
section to be exarnined. Second wheel is used for polishing the surface down UJ
15 m. Third wheel is used for poiishing the surface down to 3 p. Fourth
wheel is used for polishing the surface down to down to 0.5 W. The steps in this
part are: (a) Grind the edges. Use k t wheel with 240 grit polish paper. And use
600 grit for better surface quality- (b) Drill a hole at the back of the specimen.
Use next wheel, spray the required poiishing liquid, Diamond Compound
(Norpar), on the wheel, and mount the specimen on the wheel machine using the
dnlled hole. Set timer to poüsh for 3 minutes. Clean specimen and airdry it.
Check the specimen with a microscope for any uneven polishing. If so, re-polish
before proceeding to next wheeI. (c) Third wheel is used with Microid Diamond
Compound to polish specimens dom to 3 pm. The procedure is the same as for
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the previous wheel. (d)Fourth wheel is used with coiioidal siIica to polish the
specimen down to 0.5 p. This wheel rquires only 2 minutes of polish rime.
After this wheel, the polish work is completeci Once again, if the quaiity is not
satisfactory, re-polishing is required. Then use the digital capturing microscope
to obtain images.
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Appendix D ûetail Procedura for SMipling Later-Cut Profiles
Details of this procedure are presented below:
1. Open image file and calibrate the image using the real-world distance noted on
the scde marker shown on the image.
2. Record the cut width by measuring the distance on the image between the groove
edges on the materiai surface.
3. Record the cut &pth by measunng the vertical distance between the point half
way benveen the p v e edges at the materiai's top surface and the lowest point
on the cut p v e .
4, Record locations of between 30 to 50 points dong the cut profile. The spacing
between points was kepc approximately constant, with deeper cuts (150 vs.
50 pm for shallow cuts) quiring more points. Save the point locations by
exporting them as a tabdelimited file.
5. Open the file in a spreadsheet application (MS Excel) and transform the point
coordinates from the image b u e to the desired coordinate frame defined in Fig.
5. The origin of image coocdinate frame is located in the upper-teft corner of the
image, with the X axis pointing to the right and Y axis downward. Therefore, an
offset distance in X and Y must be calculated to transform the point coordinates.
This distance is calculated by finding the point midway between the two points
where the cut profile meets the top material surface. After subtracting the offset
distance, the Y coordinates are inverted. The coordinates are then nonnalized by
dividing by p and q, and then 1 is added to the Y &ta to make it positive as
quired by Eq. (5.6).
6. Calculate logarithms of the Y coordinates and of the absolute values of X
coordinates (since the "logn function is ody valid for positive arguments).
Perform a separate Linear fit for Ieft and right branches of the cuve to obtain its
slope, and average the two values to obtain B.
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Sample cut profile data
Table D.l A typical cut profile data is processeci as the five steps.
offset Cut profile Log (absolute (Normalized Cut ProfiIe))
Unprocessed Cut profile
Normalized Cut Profile X(nom) = x/p, Y(norm) = ylq +
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Table D.2 The essential masurernmts.
Table D.3 The find step of validating p, q and B vatues to match experimental cut profile
and modeled cut profiIe.
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