Panel Discussion ACAMS Regulatory Update: …Audience Polling Results Panel Discussion ACAMS...
Transcript of Panel Discussion ACAMS Regulatory Update: …Audience Polling Results Panel Discussion ACAMS...
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Audience Polling Results
Panel DiscussionACAMS Regulatory Update: Views and News from the Regulatory Community
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What is the biggest issue for AML risk management in 2015?
Understanding Examination Expectations
32%
Gaining Senior Management Support for Compliance
14%
Hiring and Retaining Top Compliance
Talent16%
All of the above38%
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Are you receiving guidance on de‐risking/financial inclusion?
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Audience Polling Results
Compliance SummitTech Spotlight: Blockchain, R3
and the New KYC
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What’s your general sentiment towards bitcoin or other virtual currencies?
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What is the best approach to mitigate the risks of virtual currencies?
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Does your financial institution use blockchain tech or have interest?
27%
49%
18%
6%
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Does your financial institution allow digital currency transactions?
27%
43%
23%
7%
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Audience Polling Results
Compliance SummitFinancial Crime Hot Topics
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What is your key challenge for 2016‐17?
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Is your Board of Directors actively engaged in AML oversight?
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Audience Polling Results
Compliance SummitLife’s a Breach: DevelopingRapid Response Plans to
Mitigate Data Hack Damage
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What is my role in the breach response?
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What level is my knowledge of the necessary cybersecurity planning?
42%
38%
21%
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What is the relevance of this topic to my day‐to‐day role?
40% 37%
23%
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Audience Polling Results
Panel DiscussionSmart Strategies for Managing
Sanctions Risks
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How have OFAC’s actions to relax sanctions against Iran, Cuba and Burma (Myanmar) impacted your institution’s sanctions program?
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Do you include “internal watch‐list” in your screening program?