Thomson Reuters Regulatory Intelligence DesktopOur intelligence working for you

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Niall CoburnSenior Regulatory Intelligence Expert Asia-Pacific

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Thomson Reuters Regulatory Intelligence – Our intelligence working for you 3

With over 57,000 regulatory alerts in 2018

coping with continuing regulatory change as their biggest challenge”

such as interaction with regulators, regulatory reporting, compliance

•

•

• Rising costs of compliance

Thomson Reuters Regulatory

Introducing Thomson Reuters Regulatory Intelligence

AVERAGE DAILYALERTS

220

0

1000

2000

3000

4000

5000

6000

Latin America

Africa

Aus & NZ

Asia

Middle East

North America

EuropeAPR MAY JUN JUL AUG SEP OCT NOV DEC

TOTAL YEARLY ALERTS

57,3642018 (+ 2%)

JAN FEB MAR

International

REGULATORY INTELLIGENCE CONTENT METRICS | TRACKED YEAR ON YEAR 2018/19

AVERAGE DAILYALERTS

220

0

1000

2000

3000

4000

5000

6000

Latin America

Africa

Aus & NZ

Asia

Middle East

North America

EuropeAPR MAY JUN JUL AUG SEP OCT NOV DEC

TOTAL YEARLY ALERTS

57,3642018 (+ 2%)

JAN FEB MAR

International

REGULATORY INTELLIGENCE CONTENT METRICS | TRACKED YEAR ON YEAR 2018/19

REGULATORY ALERTS

1007

TOTAL ORGANISATIONS MONITORED

1007

TOTAL ORGANISATIONS MONITORED

Thomson Reuters Regulatory Intelligence – Our intelligence working for you

With Thomson Reuters Regulatory Intelligence you can anticipate •

•

•

•

•

unlock information

•

•

4

5

Stacey EnglishHead of Regulatory

Intelligence

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Editor in Chief Regulatory Intelligence

Thomson Reuters Regulatory Intelligence – Our intelligence working for you

A single solution for all your regulatory intelligence

Advanced search:

My Updates:

to keep constant track of

Email alerts:

plan your responses

Calendar:

6

7

Expert thought leadership:

Reuters Insider:

on the issues affecting the global

Reports:

Community:

as it happens

Share: Disseminate information

News, Anlylsis & Practical Guidance: Thomson Reuters

Mobile device capability: Access information from anywhere

Geography

Europe

Africa

Asia

North America

Australia & Oceania

Latin America & Caribbean

Content Type

& Analysis

Organizations

Central Banks

Courts & Tribunals

International &

Publishers

Regulators

SROs, Exchanges, ATSs & Clearing Agencies

Themes

Entity Establishment

Regulatory Structure

Sector

Banking

Insurance

AVERAGE DAILYALERTS

220

0

1000

2000

3000

4000

5000

6000

Latin America

Africa

Aus & NZ

Asia

Middle East

North America

EuropeAPR MAY JUN JUL AUG SEP OCT NOV DEC

TOTAL YEARLY ALERTS

2010 12,179 (+ 21%)

2009 10,075 (+ 16%)

2008 8,704

(+ 17%)2011 14,215

2013 26,950 (+ 52%)

2014 40,603 (+ 51%)

51,5632015 (+ 27%)

2012 17,763 (+ 25%)

(+ 2%)52,5062016

(+ 7%)56,3212017

57,3642018 (+ 2%)

JAN FEB MAR

International

2008 2009 2010 2011 2012

325260

215

10050

REGULATORY INTELLIGENCE CONTENT METRICS | TRACKED YEAR ON YEAR 2018/19

REGULATORY ALERTS

0

1000

2000

3000

4000

5000

6000

APR MAY JUN JUL AUG SEP OCT NOV DEC

TOTAL YEARLY ALERTS

2010 12,179 (+ 21%)

2009 10,075 (+ 16%)

2008 8,704

(+ 17%)2011 14,215

2013 26,950 (+ 52%)

2014 40,603 (+ 51%)

51,5632015

2012 17,763 (+ 25%)

52,5062016

2017

2018

JAN FEB

REGULATORY INTELLIGENCE CONTENT METRICS | TRACKED YEAR ON YEAR 2018/19

2015 2016 2017 2018 2019

1007982905

771

643

TOTAL ORGANISATIONS MONITORED

Legislative Material

Statutes

& regulations

Committee reports

Regulatory Material

Regulations

Final regulations

Emergency regulations

Temporary regulations

Discussion & consultation

SRO/Exchange materials

Public notices

Announcements & news releases

Speeches

Enforcements

Agency materials

Editorial Summary and Analysis

Tracker alerts

Document abstracts

Reuters news

Expert analysis

Special reports

Secondary Sources

Treatises

Forms

Checklists

Executive Material

Attorney general opinions

Content CoveredAVERAGE DAILY

220

Latin America

Africa

& NZ

iddle East

orth America

pe

International

2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008

1007 982905

771

643559

433

325260

215

10050

TOTAL ORGANISATIONS MONITORED

ORGANIZATIONS MONITORED

9

Thomson Reuters Regulatory Intelligence – Our intelligence working for you

Our dedicated in-house editorial and regulatory intelligence team is further deepened by worldwide Reuters news coverage and supported by a network of third-party experts around the world.

Together, our regulatory specialists provide independent, practical analysis and thought leadership. The team includes both regulators and the regulated with

understand the spirit as well as the detail of the rules. They have held positions as enforcement lawyers, supervisors, investigators, risk managers, policymakers as well as internal auditors. The experience also covers acting as special advisers to regulators and the authorization to conduct third-party reviews as consultants.

Thomson Reuters Regulatory Intelligence content includes in-depth, practical analysis setting out key issues that you need to know and the steps you need to take, through to investigative and comparative analysis of complex developments

reports and video updates. Analysis is driven by regulatory events; developments and legislative change, including key deadlines and industry hot topics and based on source regulatory publications and court records.

draw on to capture the latest regulatory news, opinion and emerging issues. They report directly from key conferences, events and the centers of policy making, to share emerging developments, industry thinking and experiences, and are often

that you need to know.

The team provides global coverage of developments with experts and journalists latest updates across all time

zones. Our extensive oversight and day-to-day tracking of over 1,000regulatory bodies enables our experienced experts and journalists to identify emerging themes and diverging regulatory practices while sharing best practices

Stacey English

Alexander Robson

10

Senior Regulatory Intelligence Expert

Managing Editor

Regulatory Intelligence North America

Senior Regulatory Intelligence Expert

For more information, contact your representative or visit usonline at legal.tr.com/regulatory-intelligence

Niall CoburnSenior Regulatory Intelligence ExpertAsia-Pacific

Nathan LynchAsia-Pacific Bureau Chief Financial Crime & Risk

Our intelligence working for you