OTC MARKETS GROUP - odcec.roma.it€¦ · Ppt0000000 [Sola lettura] Author: PIGNA Created Date:...

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OTC MARKETS GROUP Our Mission To create better informed and more efficient financial marketplaces

Transcript of OTC MARKETS GROUP - odcec.roma.it€¦ · Ppt0000000 [Sola lettura] Author: PIGNA Created Date:...

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OTC MARKETS GROUP

Our MissionTo create better informed and more efficient financial marketplaces

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Our Mission:

To create better informed and more efficient financial marketplaces

Who We Are:

OTC Markets Group Inc. (OTCQX: OTCM) operates three financial marketplaces - OTCQX®, OTCQB® and OTC Pink® - for 10,000 U.S. and global securities.

Through our OTC Link® ATS, we directly link a diverse network of broker-dealers that provide liquidity and execution services for a widespectrum of securities.

OTC Markets Group Inc.

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Our History

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OTC Markets Group Inc. (OTCQX: OTCM) operates three financial marketplaces:

OTCQX®, OTCQB® and OTC Pink®

Through our OTC Link® ATS, we directly link a diverse network of broker-dealers that provide liquidity and

execution services for a wide spectrum of securities.

OTC Markets Group Inc.

As of Q4 2014

10,000 U.S. and global securities

$238 billionTotal Annual Dollar Volume

Total Market Capitalization

$13.7 trillion

Trading in Current Information

94%Percentage of annual dollar volume traded in companies providing current information

69%

Trading in Global Companies

Percentage of annual dollar volume traded in international securities

19% year on year growth

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OTC Markets Virtuous Circle

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Companies

Investors

Broker-Dealers

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The U.S. Opportunity

The U.S. public market provides an impressive marketing opportunity for Canadian issuers to broaden their shareholder base

48% of the world’s assets are managed in the U.S.2/3 of the world’s hedge funds

5,500 investment managers635,000 registered securities reps4,100 brokerage firms

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The Venture Marketplace

The Open Marketplace

Our Tiered Marketplaces

The Best Marketplace

To promote order and transparency, OTC Markets Group organizes equity securities into three tiered marketplaces to inform investors of opportunities and risks.

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/// TRUST

/// TRANSPARENCY

/// TRADING

The Best U.S. Marketplace for Globally Listed Companies

OTCQX offers the three core functions of a traditional stock exchange

A high quality trading experienceInvestors can buy and sell securities in a manner comparable to a stock exchange security

Wide information distributionU.S. investors receive the same information as home market investors

Investor-focused companies that meet high financial standards, and have reputable management teams and strong operationsInvestors can trade with confidence

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Trusted, Investor-Focused Global Companies

OTCQX: ADDYY OTCQX: BNPQYOTCQX: BRGYY

OTCQX: RHHBY OTCQX: TFIFF

OTCQX: BDRBF

OTCQX: CESDF OTCQX: COSWFOTCQX: PFSCFOTCQX: DANOY

OTCQX: REPYY OTCQX: SSDOY

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Strong Venture Markets Create Value

The Venture Marketplace

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How to Begin Trading on OTCQX/OTCQB

Create a Level 1 ADRBank of New York, JP Morgan, Deutsche Bank, CitiU.S. security that trades in U.S. dollars during U.S. trade timesBundles pre-existing home market securities

Create a Direct ShareNegotiate a transfer agreement with local transfer agent for initial deposit into U.S. market

Select a Marketplace that Meets Your Needs as a Public CompanySelect an OTCQX SponsorSubmit an applicationUpload local country news and financial statementsBegin trading on a premium marketplace, display real time pricing and all broker-dealers quoting U.S. security

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Better Investor Engagement = Better Trading

2014 Avg. US$ Volume Traded