Operational Risk Management in Runway Excursion … FINAL REPORT Part 1-547.pdf · facilitating...
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Operational Risk Management in Runway Excursion (Runway Friction Maintenance)
K i r a n K u m a r A
I n t e r n
B e n g a l u r u
I n t e r n a t i o n a l A i r p o r t
K i r a n 5 4 b l u e @ g m a i l . c o m
This study addresses the application of risk
management on aviation field and presents the
factors of runway excursion. Although risk is
inevitable, it is believed that flight accidents can be
minimized by a well-organized risk management
system.
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BENGALURU INTERNATIONAL AIRPORT
Bengaluru International Airport (BIA), India's first Greenfield airport, has been envisioned as a
business and travel hub for South India. It is an international airport serving the city of Bengaluru.
The airport is located 4 km (2.5 mi) south of Devanahalli and is 40 km (25 mi) from the central
business district of Bengaluru (30 km (19 mi) from the Bengaluru City Railway Station) and covers
4,000 acres (1,600 ha).It replaced the HAL airport. For the financial year 2010-11, it was the fourth
busiest airport in the country in terms of overall passenger traffic of 11.59 million and fifth busiest in
terms of international passenger traffic.
The airport handled about 9.3 million passengers and had air traffic movements (ATM) of about 280
per day in the year 2009. The airport is expected to handle 17 million passengers in the year 2015.
The airport is host to 10 domestic airlines and 21 international airlines connecting the city to about 50
destinations across India and rest of the world.
Ownership
BIAL is a Public Limited Company under the Companies Act formed to build, own and operate the
Bengaluru International Airport. BIAL has been given rights by the Government of India to develop,
design, finance, operate and manage the airport for a period of 30 years from the date of
commencement of commercial flight operations. It also has an option to extend the right for an
additional 30 years. Private promoters hold a 74% (Siemens Projects Ventures 40%, GVK 29% and
Unique Zurich 5%) stake in BIAL while the government holds the remaining 26% (Karnataka State
Industrial Investment and Development Corporation 13% and Airport Authority of India 13%).
Certifications
In early 2010, BIAL received the ISO 14001:2004 certification, an official recognition of the airport
management’s constant efforts towards a greener airport and city. May 2010 saw BIAL receive ISO
27001 certification for Information Security Management System Standards.
Following a process lasting almost six months, BIAL has had its work processes certified to the
internationally recognized quality management system standard, ISO 9001: 2008. Bengaluru
International Airport is now one of the first airports in the country to achieve this version of
ISO 9001
Apart from the certification received, BIAL has received many esteemed awards.
40%
29% 5%
13% 13%
Percentage Ownernship
Seimens Projects Ventures
GVK
Unique Zurich
KSIDC
AAI
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ACKNOWLEDGEMENT
The satisfaction and euphoria that accompanies the successful completion of any task would
be incomplete without the mention of the people who made it possible, whose constant
guidance and encouragement crowned out efforts with success.
It is with immense gratitude and pride that I wish to thank Bengaluru International Airport
(p) Ltd,(BIAL) for providing a unique learning opportunity and corporate exposure by
facilitating internship in this prestigious project and express my sincere gratefulness to Mr.
Hari kumar P, Vice President- Engineering and Maintenance Department, for providing
valuable support throughout the internship.
I am thankful to Mr. Dinesh, Deputy General Manager & HEAD, Air field, BIAL, Mr.
Saroj jha, Maintenance Manager, Air field Civil, BIAL.
I also thank individually the Management and staff of AIR SIDE CIVIL for the excellent
co-operation and facilities extended, enabling me to complete the internship.
Special thanks to Mr. Manjunath, HR Manager, BIAL, Mr. Appala Raju Nagireddy,
Deputy Manager, Plant Maintenance, Mr. Sasi Kumar, Ware House controller,
Infrastructure, BIAL.
I take this opportunity to thank Prof. B. Bhaskara Rao, Executive Director, MINDS, my
guide Prof. V.M. Hegde and all other professors and staff of MINDS for enabling course and
providing me support and guidance.
I am thankful to my Parents and friends who guided me in completion of project in many
ways.
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TABLE OF CONTENTS
1. Introduction 4-7
2. Literature Review 8-21
Mechanics of Tyre Pavement Friction 8-12
Pavement 12-15
Tyre 15-17
Miscellaneous Factors 17-21
3. Operational Risk Management (ORM) 22-27
Risk and Risk Management 22-23
ORM Principle 23-24
Types of Risk 24
General Risk Management Guidelines 25
Risk Management Responsibilities 25-26
5M-Model 26-27
4. ORM in Runway Excursion (Friction Maintenance) 28-58
Hazard Identification 28-38
Analyse Control Measures 39-53
Supervise & Review 54-58
5. Conclusion 59
6. References 60
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1. INTRODUCTION
Today’s busy international airports handle ever increasing levels of traffic and the turnaround
times for aircraft are becoming ever shorter. Modern airport runways have to be capable of
safely landing turbojet aircraft with their greater weight and high landing speeds.
An average landing leaves as much as 1.4 lb (700 g) of rubber in a thin layer on the runway.
To make matters worse, the heat generated during the interaction causes a chemical reaction
called polymerization that changes the rubber deposits into a hard, smooth material. This
buildup of rubber fills the micro-and macrotexture of the pavement, causing a serious loss of
skid resistance, nothing but friction deterioration.
Fig 1.1: Landing of aircraft tyres which generates around 3000
celsius
Fig 1.2
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Friction Deterioration
The skid-resistance of runway pavement deteriorates due to a number of factors, the
primary once being mechanical wear and polishing from aircraft tyres rolling or
braking on the pavement.
Accumulation of contaminants, mostly rubber, but also dust particles, jet fuel, oil
spillage, water, snow, ice, and slush, all cause friction loss on runway pavement
surfaces.
The most persistent contaminant problem is deposits of rubber from tyres of landing
jet aircraft.
Rubber deposits occur at the touchdown, take-off and high speed exit areas on
runways.
.
4400mkjkjk
Fig 1.3: Primary rubber deposition area
The effect of these factors is directly dependent upon the volume and type of aircraft
traffic
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Fig: 1.4 Rubber depositions are absolutely dangerous if runway surface is wet
The most significant reason to be concerned about the buildup of rubber deposits is SAFETY.
If you operate an airport with large jet aircraft, you will eventually have a deterioration of the
pavement skid‐resistance, or a reduction in friction coefficients, which is a problem for
aircraft tyres to grab and safely stop the aircraft. One of the main causes of ground based
accidents is a runoff event. When an aircraft skids off of the runway, whether the pilot is
unable to brake soon enough upon landing or when having to abort a takeoff, the pavement
surface will be carefully examined as a contributing factor. There are several factors that
contribute to surface deterioration, but the one that is easy to recognize, simple to correct and
relatively inexpensive to do is AIRFIELD RUBBER REMOVAL.
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OBJECTIVE:
This study addresses the application of risk management on aviation field and presents the
factors of runway excursion. Although risk is inevitable, it is believed that flight accidents
can be minimized by a well-organized risk management system.
The study involves the following process:
1. Risk identification
Task(rubber removal on the Runway)
List hazards (damages occurred )
List causes for rubber deposition on the Runway
2. Analyse control measures
Identify control options for Rubber removal
Determine control effects of each of them
Prioritize risk control measures
Implement risk control
3. Review
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2. LITERATURE REVIEW
TYRE-PAVEMENT FRICTION
2.1 MECHANICS OF TYRE-PAVEMENT FRICTION:
The mechanics of tyre-pavement friction are fundamental to any study of the runway rubber
process. In this section the history and two main components of friction are reviewed.
2.1.1 HISTORY: In ancient times the Egyptians, Greeks and Romans knew about friction
and were aware of the need for lubricants. During the Renaissance, approximately 1508,
Leonardo da Vinci considered friction in his writings and speculated that friction is
proportional to load. In more modern times Guillaume Amontons first proposed the two main
laws of friction. In 1699, Amontons suggested that friction force is proportional to normal
force and that friction is independent of the size of the bodies in contact. Amontons also
attributed the cause of friction to surface roughness. That is, he saw frictional resistance as
the force required to lift one rigid surface over the asperities of another surface. In 1724 Jean
Theophile Desaguliers observed that adhesion is a component of friction. Then in
approximately 1779, Charles Augustine Coulomb began to investigate friction.
In his 1781 paper, Theory of Simple Machines, Coulomb determined that the following
parameters were important in friction: "nature of materials in contact and their coating; the
surface area, the normal force, time of repose, relative velocity". Coulomb considered the
work of Desaguliers on adhesion but rejected the idea. He felt friction developed from a
surface lifting over asperities, and the asperities bending and breaking, he considered surface
cohesion a negligible factor. Samuel Vince, in 1785, rejected the notion that friction is
proportional to load and said friction does, to some extent, depend on the size of the bodies in
contact. Vince defended surface cohesion as a factor in friction. In 1804, John Leslie took a
negative attitude toward adhesion while trying to explain the energy loss in friction. Further
developing on the surface asperity theory, Leslie said friction arises from deformation losses
in the sliding interface of two bodies, this is now called "ploughing effect, plastic
displacement or, in the case of elastic solids, hysteresis losses." The debate over the
proportions, or even existence, of adhesion and hysteresis components in surface friction
continued. Ewing (1892), Hardy (1936), and Tomlinson (1929) were influential proponents
of adhesion, while Bikerman defended the views of Coulomb. Bowden and Tabor (1954), and
many others since, agree that both adhesion and hysteresis components of friction do exist. In
the area of tyre-pavement friction, there has been interest since the late nineteenth century.
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Researchers recognized that the coefficient of friction was greater when sliding was
impending versus during sliding. In the 1920's, T.R. Agg performed research on pavement
slipperiness at Iowa State College. Agg sprayed water on the ground, then pulled a locked-
wheel car outfitted with a mechanical recorder, over the wet ground. From his tests, Agg
determined that, "the coefficient of friction as measured in these investigations (in the field)
is apparently the factor the engineer must deal with in problems of design”. With the
proliferation of the automobile and expansion of the road network came an increased
awareness of the need for adequate tyre-pavement friction. In 1958, the first international
skid prevention conference was held. And in 1959, the American Society for Testing and
Materials (ASTM) established Committee to investigate skid resistance.
While automobile traction was gaining attention, aircraft traction was not being ignored. The
National Aeronautics and Space Administration (NASA) took the lead in studying aircraft
tyre-pavement friction. In 1954, NASA put the Langley landing-loads truck into operation to
simulate aircraft landing on runways. In 1956, the initial hydroplaning studies were
performed. Interest in aircraft skid resistance was boosted by the introduction of heavier,
faster commercial jet aircraft in the late '50's. Some of the achievements in aircraft tyre-
pavement research are listed below:
1960 NASA began research on aircraft braking performance on dry and wet runway
pavements of various textural and groove configurations.
1965-67 Correlation between profile tracing devices/outflow meter/sand patch test (surface
texture measurement methods) and skid resistance gradient established.
1967 Landing research runway completed at NASA Wallops Station.
1968 Pavement grooving studied by NASA. NASA, Federal Aviation Administration (FAA),
and British Ministry of Technology attempted to relate the test results of various friction
measuring devices to actual aircraft braking performance, thereby allowing establishment of a
standard critical value below which measured friction should not fall.
1970 Modified sand patch test found to have poor repeatability and poor correlation with skid
resistance
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1972 Part 139 of the Federal Aviation Regulations (FAR), adopted. In part, this required
certificate holders to remove airfield pavement contaminants (including rubber) as promptly
and as completely as practicable.
1978-80 FAA conducted friction and pavement evaluation surveys at 268 airports (491
runways) within the contiguous United States
1982-85 FAA conducted a series of tests and found the Mu-Meter, Saab Friction Tester;
Skiddometer, and Runway Friction Tester all reliable; FAA also established correlation
values between the four devices.
1983 FAA Technical Centre study determined the optimum groove dimensions.
1983-86 NASA study correlated friction measuring devices and aircraft braking action on ice
and snow-covered runways.
Tyre-pavement friction like friction in general, has been the subject of some disagreement.
The interaction of a viscoelastic material tyre with a relatively rigid pavement surface does
not accord with the classical laws of friction. Most now feel that adhesion is the greater of the
two main components of surface friction. However, there are still some who contend, with
Coulomb, that adhesional forces are negligible and that hysteresis forces predominate in
surface friction - especially when rolling viscoelastic materials are involved.
2.1.2 ADHESION AND HYSTERESIS:
A pavement surface may appear smooth, when it is actually characterized by undulations and
asperities. As a rubber, or elastomer, surface passes over the pavement, the elastomer drapes
over the pavement asperities (see Figure 1).
The area of contact between elastomer and asperities is proportional to the normal force. "If a
force F is now applied tangentially to the upper surface, relative motion at the frictional
interface takes the form of a 'flowing' action as the elastomer conforms to the asperities of the
base. A frictional force equal in magnitude and opposite in direction to the applied force F is
generated at the sliding interface, and it includes both adhesional and hysteresis components,
thus: F=F(adh)+F(hys).
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Figure 1: Principal Components of Elastomeric Friction
Adhesion occurs at the contact points because molecules on the opposite surfaces "are so
close together that they exert strong intermolecular forces on each other". In effect, the
molecules on opposite surfaces bond. As a tyre rolls, the bonds are stretched and broken.
Thus a “dissipative stick-slip" molecular process is fundamentally responsible for adhesional
friction. The physical laws governing this phenomenon have yet to be discovered .Another
name for the hysteresis component of tyre pavement friction is bulk internal friction.
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As an elastomer moves relative to the pavement asperities, it tends to "'accumulate' or 'pile
up' at the leading edge of the asperity and to break contact at a higher point on the downward
slope". An unsymmetrical pressure distribution results (see Figure 1) where the horizontal
pressure components oppose the sliding motion. Energy is dissipated within the rubber bulk
due to stress relaxation. Theoretically, on a clean, dry plate glass surface with no
deformations, F=F(adh). On a well-lubricated irregular surface, where the lubricant makes
shear strength of the contact area trivial, F=F(hys). Many other complicating factors cloud the
investigation of tyre-pavement friction. Analysis in sterile laboratories cannot duplicate the
myriad interacting effects on tyre pavement friction of pavement, tyres, drainage, aircraft
characteristics, pilot techniques, climate, and contaminants. Further investigation is needed to
fully understand the mechanics of aircraft rolling tyre-pavement friction.
2.2 PAVEMENT:
Fundamental to tyre-pavement friction is the texture of the pavement. Other pavement
characteristics will also induce changes in the achievable amount of surface friction.
2.2.1 TEXTURE:
Pavement textures may appear smooth, but actually are characterized by undulations and
asperities. The texture can be broken into two sub-groups; macrotexture, or macro-roughness,
and microtexture, or micro-roughness (see Figure 2).
2.2.1.1 MACROTEXTURE: Macrotexture is the visible "surface relief of the pavement".
On an asphalt pavement this is the aggregate, while on a portland cement concrete pavement
it is the surface finish. By definition, macrotexture has a wavelength and amplitude of 0.5
mm or more. The main function of the macrotexture is to permit the escape of water from
under the tyre. Fig: 2
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2.2.1.2 MICROTEXTURE: Microtexture refers to "the finescale roughness contributed by
small individual asperities of aggregate particles on pavement surfaces which are not
discernible to the eye but are apparent to the touch". Microtexture largely affects the adhesion
component of tyre-pavement friction. On a wet pavement the microtexture penetrates a thin
layer of water, allowing adhesion between the tyre and pavement.
2.2.2 OTHER PAVEMENT CHARACTERISTICS:
Several factors influence a pavement's macro- or micro-texture. Pavement type, construction
techniques, condition. and drainability all play a role in tyre-pavement friction. Runway
pavements are normally constructed of portland cement concrete (PCC) or asphalt concrete
(AC). Grooves or a porous friction course (PFC) are sometimes added to the pavement
structure to assist the macrotexture in water drainage.
2.2.2.1 PORTLAND CEMENT CONCRETE (PCC) PAVEMENT:
In a PCC pavement, macrotexture is developed by texturing in "ridges of fine mortar and
aggregate". The FAA recommends fine aggregate (sand) and an average texture depth of
0.025 inches (0.25 mm) to provide an adequate friction surface. If the pavement macrotexture
is low, water may build up at the tyre-pavement interface, obscuring the microtexture and
decreasing tyre-pavement friction. During construction, while the concrete is still in a plastic
condition, texture can be constructed into the PCC pavement by finishing with a natural-
bristle paving broom, heavy burlap drag, wire brushes, wire combing, or a fluted magnesium
float.
The best time to texture a PCC pavement is during construction, "when the water spots have
dried enough to hold the texture but before the drier spots have dried too much to texture".
Immediately after texturing, "application of the curing compound assures that the pavement
surface will not lose water and cure too rapidly". If the surface dries too quickly, mortar
ridges will not set up properly leading to reduced durability and faster loss of skid resistance.
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2.2.2.2 ASPHALT CONCRETE (AC) PAVEMENT:
In an AC pavement, the coarse and fine aggregate create an illusion of adequate macro- and
micro-texture. In truth, "due to the 'smoothing' effect of rolling equipment, the coarse
aggregate rarely penetrate above a thin film of water". Given normal quality control methods
are used, there is not much that can be done during construction to improve AC surface
friction. In design, soft aggregate and excessive binder should be avoided. Excess binder may
cause the pavement to bleed, coating the microtexture and thereby reducing tyre-pavement
friction. Soft aggregate will polish, that is the microtexture will be worn off, again reducing
tyre-pavement friction. The FAA recommends large, angular aggregate such as unweathered,
crushed quartzite, quartz diorite, granodorite, and granite-rocks high in silica (versus
aggregate high in carbonate).
The "presence of coarse grain sizes and gross differences in grain hardness appear to combine
and lead to differential wear and breaking off of grains" leading to a constantly renewed
abrasive surface. Various methods are available for providing and restoring macrotexture in
AC pavements. Possibilities include: chip seals, aggregate slurry seals, cold milling, Porous
Friction Course (PFC) overlays, and grooving.
2.2.2.3 DRAINAGE:
Increasing a pavement's drainage capability means a dryer tyre-pavement interface and
increased surface friction. The FAA recommends a transverse slope on runways of at least
1.5% for effective drainage. PFC overlays and grooving are two common airport techniques
for increasing a pavement's drainability. The advantage of these two techniques is that, in
themselves, they increase the pavement macrotexture in addition to accentuating microtexture
through improved water runoff.
2.2.2.3.1 POROUS FRICTION COURSE (PFC) OVERLAY:
PFC overlay is a thin asphaltic overlay - usually 1-1.5 inches (25-38 mm) thick. The
pavement is made porous by increasing the percent of voids and using a high proportion of
uniform-sized aggregate with little filler or binder. On a porous overlays water that does not
run off will flow through the surface and drain off transversely allowing the tyres to interface
with the pavement microtexture. The FAA does not recommend PFC overlays for runways
with greater than 450 aircraft operations per day. Rubber deposits and contaminants can
accumulate in pavement voids, significantly reducing the overlay's drainage capability.
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2.2.2.3.2 GROOVING:
It is common at airfields to transversely groove the runway surface. Initially, grooved
pavements were responsible for chevron-type cuts and chipping in tyres. Adjustments in
aircraft tyre design were made to eliminate this type of tyre distress. In fact, now it is reported
that "grooved pavements accumulate less rubber for a given amount of usage than ungrooved
pavements". Grooved pavements remove bulk water from the runway, thereby allowing the
pavement macro- and micro-texture to interface with aircraft tyres. An after effect of grooves
is, in themselves, an increased macrotexture. Both NASA and FAA studies showed a high
level of friction was maintained by using 0.25" x 0.25" (6 mm x 6 mm) grooves, 1.5" (38mm)
apart, this is now the standard FAA configuration. The FAA has found that grooves need not
extend to the runway edge to be effective.
2.3 TYRES:
Diverse elements play a role in the tyre portion of tyre-pavement friction. Tyre material,
tread pattern, type, pressure, and wear/aging are the primary constituents.
2.3.1 MATERIAL: Some properties of five common synthetic rubbers used in tyre
construction are depicted in Figure 3. By altering the tyre material mix, manufacturers can
greatly influence tyre-pavement friction. Peterson et. al.,for example, found that vehicles with
a BR-type rubber tyre required 180 feet to stop (on a wet asphalt road), while a butyl-type
rubber tyre stopped within 130 feet. They found that "a softer rubber will be deformed more
by a given asperity, and a high-hystersis rubber will be capable of absorbing a greater
percentage of the energy produced in such deformations". In other words tyres with soft,
high-hystersis rubber will improve traction.
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TYPE OF SYNTHETIC
RUBBER
ABBREVIATION PROPERTIES
NEOPRENE
CR
High tensile strength
Good resistance to ageing and weathering
Poor bonding to carcass fabrics
STYRENE-
BUTADIENE
SBR
Excellent abrasion resistance
High hysteresis
Good resistance to cracking
Strong bonding to carcass
Poor tear and cutting resistance
POLYBUTADIENE
PB or BR
Very stable over wide temperature range
Good wear resistance
Strong tear and cutting resistance
Poor wet traction
BUTYL
IIR
Low gas permeability
High hysteresis
Good traction characteristic
Poor affinity for blending
POLYISOPRENE
PI
Strong wear resistance
Very similar to natural rubber
Low sensitivity to heat build-up
Figure 3 Some Properties of Synthetic Rubber Materials
2.3.2 TREAD PATTERN:
Tread pattern plays an important role in tyre-pavement friction when pavements are
lubricated. When a pavement is dry, the best tread pattern is no tread design at all, that is, the
greatest amount of surface contact possible is desired. When a pavement is lubricated, the
tyre tread pattern acts to, remove the lubricant, thus enabling tyre-pavement contact/friction.
The variety of automobile tread patterns promoted to increase tyre-pavement friction is nearly
innumerable. Aircraft tyres, on the other hand, usually utilize a simple longitudinal rib
pattern.
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2.3.3 PRESSURE:
Tyre pressure is a delicate issue when it comes to tyre-pavement friction. Increased tyre
pressure shrinks the tyre-pavement contact area and allows water to escape easier. A higher
tyre-pavement pressure also discourages entrapped water at the tyre-pavement interface. In
wet conditions, this permits greater traction. Conversely, in dry conditions, decreased tyre
pressure increases the tyre-pavement contact area and, therefore, tyre-pavement friction.
Aircraft personnel are more concerned about traction in wet conditions, and as a result
aircraft tyres are designed for high tyre pressures.
2.3.4 WEAR/AGING:
Tyre wear/aging is affected by the manufacturer, user, and environment. Manufacturers can
alter tyre materials to increase wear resistance. Users can prolong tyre life by diligent
maintenance, proper pressure, balance, alignment, and timely retreads. If the user lets his
tyres wear unevenly or excessively, the tyre tread pattern will be ineffective in removing
lubricants, tyre pavement contact area will be reduced, and available friction will be lowered.
Pavement surface defects, chemicals, and the sun all may work together to prematurely age a
tyre.
2.4 MISCELLANEOUS FACTORS:
Items which affect tyre pavement friction are legion. This section investigates some of these
factors, including: contaminants, speed, temperature, and seasons.
2.4.1 CONTAMINANTS: As noted in earlier sections, adhesion is a very important
component of tyre-pavement friction. Since adhesion is largely controlled by a pavements
microtexture, anything that diminishes a pavement's microtexture will reduce tyre-pavement
friction and create unsafe conditions. Contaminants such as water, snow, ice, slush, dusts
sand, mud, organic debris, fuel, oil, grease, chemicals, and rubber deposits may lodge in/over
the pavement asperities, obscure the micrcotexture, and act as a crude lubricant to prevent
tyre-pavement friction.
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2.4.1.1 WATER: When a tyre travels over a wet pavement at high speeds, the tyre-pavement
contact is reduced. Water is unable to quickly escape from under the moving tyre and an
incompressible wedge forms, lifting the tyre from the pavement (see Figure 4).
Figure 4 Contact Areas between Tyre and Road Surface
If the tyre tread, pavement macrotexture, and slope do not remove enough water from the
tyre-pavement interface, friction will be nil and dynamic hydroplaning will occur. Also
possible are viscous hydroplaning (where a "thin film of fluid remains between tyre and
pavement since there is insufficient pavement microtexture to promote its breakdown") and
tyre tread reversion skidding (which “occurs at high speeds on wet pavement with macro but
little microtexture, heat build-up due to sliding causes rubber to revert and melt, slides along
on cushion of molten rubber, water and steam") See Figure 5.
Figure 5: Causes of Wet Pavement Tyre Friction Losses
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2.4.1.2 RUBBER DEPOSITS: When aircraft tyres impact a runway pavement, "a certain
amount of rubber is transferred from the tyre to the pavement as a result of heat and abrasion
produced when the aircraft tyres spin-up". Rubber "first coats the finer microtexture, then
occludes the macrotexture as rubber build-up increases". Rubber coating the microtexture
changes sharp asperities to rounded spheres which cannot generate the hydraulic pressure
necessary to penetrate the thin viscous films of water on a wet runway. Thus dry tyre-
pavement contact and, therefore, adhesion are constrained. If rubber continues to increase
until the macrotexture is occluded, bulk water drainage is impeded and hydroplaning is
further encouraged. When tyres go from rotating at zero velocity to rotating at touchdown
velocity, immediately following touchdown, it is known as "spin-up". In aircraft brake
design, braking efficiency is reduced if tyres do not move at the same velocity as the aircraft.
When aircraft tyres are unable to fully spin-up due to insufficient friction, then aircraft
braking is impaired and safety becomes a key concern. Among other things, rubber accretion
is a function of the number of aircraft landings. MacLennan, et.al, found that "runways with
landings less than 250 million pounds (aircraft landing weight) per year rarely have
significant rubber accumulation" and of runways with no record of rubber removal, very few
had landings with greater than 5,000 million pounds per year.
2.4.2 SPEED: In tyre-pavement friction,"microtexture provides frictional properties for
aircraft operating at low speeds and macrotexture provides frictional properties for aircraft
operating at high speeds”.
Fig: 6
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Figure 6 graphically portrays the relationship of velocity to the adhesion (fA) and hysteresis
(fH) components of tyrepavement friction. Small general aviation aircraft are able to exit
runways more quickly because their slower landing speeds allow greater initial tyre-
pavement friction. Modern jet aircraft, with their higher operational speeds and heavier gross
weights, require high shear forces generated at the tyre-pavement interface for safe operation.
A quick glance at Figure 6 shows the limited amount of friction available to high speed
aircraft in favorable conditions, safely stopping an aircraft on a short, wet, and windy runway
can be a problem. Light jet aircraft (business jets, military fighter planes) especially find it
difficult to taxi off such a runway over slick rubber deposits.
2.4.3 TEMPERATURE:
Tyre, pavement and water temperatures all play a role in tyre-pavement friction. High
ambient temperatures warm tyres, pavement, and water. The increase in molecular motion at
the tyre-pavement interface induces a drop in both the adhesion (fA) and hysteresis (fH)
components of tyre-pavement friction (see Figure 7). This drop is chiefly due to the inverse
relationship of adhesion and hysteresis to the amount of energy stored in a tyre. Moore says,
"Both the tensile strength of natural rubber and cord/rubber adhesion" decrease with
increasing temperature. Thus, theoretically, when higher ambient, pavement and water
temperatures increase a tyre's internal temperature, tyre-pavement friction is reduced.
Pavement and water temperature significantly impact surface friction.
MacLennan, et. al., found variations as high as 8 Mu Numbers (MuN - refers to the
coefficient of friction as measured by a Mu-Meter) on the same surface, depending on the
pavement and water temperature. Specifically, they found that friction decreases with
increasing water temperature at a rate of 0.5 MuN per degree C. Surprisingly they reported
friction increases with increasing pavement temperature at a rate of 0.2 MuN per degree.
Fig : 7
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2.4.4 SEASONS:
Tyre-pavement friction fluctuates with the seasons. As measured by skid number, tyre-
pavement friction is generally at a maximum in late winter/early spring and at a minimum in
late summer. There are several reasons for this trend. In summer, dust and other contaminants
inhibit tyre-pavement adhesion. In winter, rains wash contaminants from the pavement. And,
as an observation, rubber is not deposited as readily on wet pavements and snow removal
equipment, used at northern climate airports, partially scrapes off rubber deposits.
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3. Operational Risk Management (ORM)
3.1 Defining Risk and Risk Management
ORM is a decision-making tool to systematically help identify operational risks and benefits
and determine the best courses of action for any given situation. In contrast to an Operational
and Support Hazard Analysis (O&SHA), which is performed during development, ORM is
performed during operational use. For example, an ORM might be performed before each
flight. This risk management process, as other safety risk management processes is designed
to minimize risks in order to reduce mishaps, preserve assets, and safeguard the health and
welfare.
The approach is based on the philosophy that it is irresponsible and wasteful to wait for an
accident to happen, then figuring out how to prevent it from happening again. We manage
risk whenever we modify the way we do something to make our chances of success as great
as possible, while making our chances of failure, injury or loss as small as possible. It’s a
common sense approach to balancing the risks against the benefits to be gained in a situation
and then choosing the most effective course of action.
Often, the approach to risk management is highly dependent on individual methods and
experience levels and is usually highly reactive. It is natural to focus on those hazards that
have caused problems in the past. In the operational environment where there is a continual
chance of something going wrong, it helps to have a well-defined process for looking at tasks
to prevent problems. Operational Risk Management, or ORM, is a decision-making tool that
helps to systematically identify risks and benefits and determine the best courses of action for
any given situation. ORM is designed to minimize risks in order to reduce mishaps, preserve
assets, and safeguard the health and welfare.
Risk is defined as the probability and severity of accident or loss from exposure to various
hazards, including injury to people and loss of resources. All operations indeed even our
personal daily activities involve risk, and require decisions that include risk assessment and
risk management. Operational Risk Management (ORM) is simply a formalized way of
thinking about these things. ORM is a simple six-step process, which identifies operational
hazards and takes reasonable measures to reduce risk to personnel, equipment and the
mission.
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In operations, decisions need to take into account the significance of the operation, the
timeliness of the decision required, and what level of management is empowered to make the
decision. Risk should be identified and managed using the same disciplined process that
governs other aspects of the Agency’s endeavors, with the aim of reducing risk to personnel
and resources to the lowest practical level.
Risk management must be a fully integrated part of planning and executing any operation,
routinely applied by management, not a way of reacting when some unforeseen problem
occurs. Careful determination of risks, along with analysis and control of the hazards they
create results in a plan of action that anticipates difficulties that might arise under varying
conditions, and predetermines ways of dealing with these difficulties. Managers are
responsible for the routine use of risk management at every level of activity, starting with the
planning of that activity and continuing through its completion.
3.2 ORM Principles
Four principles govern all actions associated with operational risk management. These
continuously employed principles are applicable before, during and after all tasks and
operations, by individuals at all levels of responsibility.
Accept No Unnecessary Risk:
Unnecessary risk is that which carries no commensurate return in terms of benefits or
opportunities. Everything involves risk. The most logical choices for accomplishing an
operation are those that meet all requirements with the minimum acceptable risk. The
corollary to this axiom is “accept necessary risk,” required to successfully complete the
operation or task.
Make Risk Decisions at the Appropriate Level:
Anyone can make a risk decision. However, the appropriate decision-maker is the person
who can allocate the resources to reduce or eliminate the risk and implement controls. The
decision-maker must be authorized to accept levels of risk typical of the planned operation
(i.e., loss of operational effectiveness, normal wear and tear on materiel). He should elevate
decisions to the next level in the chain of management upon determining that those controls
available to him will not reduce residual risk to an acceptable level.
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Accept Risk When Benefits Outweigh the Costs:
All identified benefits should be compared against all identified costs. Even high-risk
endeavors may be undertaken when there is clear knowledge that the sum of the benefits
exceeds the sum of the costs. Balancing costs and benefits is a subjective process, and
ultimately the balance may have to be arbitrarily determined by the appropriate decision-
maker.
Integrate ORM into Planning at all Levels:
Risks are more easily assessed and managed in the planning stages of an operation. The later
changes are made in the process of planning and executing an operation, the more expensive
and time-consuming they will become.
3.3 Types of Risk Defined
Identified risk: That risk that has been determined to exist using analytical tools. The time
and costs of analysis efforts, the quality of the risk management program, and the state of the
technology involved affect the amount of risk that can be identified.
Unidentified risk: That risk that has not yet been identified. Some risk is not identifiable or
measurable, but is no less important for that. Mishap investigations may reveal some
previously unidentified risks.
Total risk: The sum of identified and unidentified risk. Ideally, identified risk will comprise
the larger proportion of the two.
Acceptable risk: The part of identified risk that is allowed to persist after controls are
applied. Risk can be determined acceptable when further efforts to reduce it would cause
degradation of the probability of success of the operation, or when a point of diminishing
returns has been reached.
Unacceptable risk: That portion of identified risk that cannot be tolerated, but must be either
eliminated or controlled.
Residual risk: The portion of total risk that remains after management efforts have been
employed. Residual risk comprises acceptable risk and unidentified risk.
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3.4 General Risk Management Guidelines
All human activity involving technical devices or complex processes entails some
element of risk.
Hazards can be controlled; they are not a cause for panic.
Problems should be kept in perspective.
Judgments should be based upon knowledge, experience and mission requirements.
Encouraging all participants in an operation to adopt risk management principles both
reduces risk and makes the task of reducing it easier.
Good analysis tilts the odds in favor of safe and successful operation.
Hazard analysis and risk assessment do not replace good judgment: they improve it.
Establishing clear objectives and parameters in risk management works better than
using a cookbook approach.
No one best solution may exist. Normally, there are a variety of alternatives, each of
which may produce a different degree of risk reduction.
Tact is essential. It is more productive to show a mission planner how he can better
manage risk than to condemn his approach as unworkable, risky, unsafe or unsound.
Seldom can complete safety be achieved.
There are no “safety problems” in planning or design, only management problems
that may cause accidents, if left unresolved.
3.5 Risk Management Responsibilities
Managers
Are responsible for effective management of risk.
Select from risk reduction options recommended by staff.
Accept or reject risk based upon the benefit to be derived.
Train and motivate personnel to use risk management techniques.
Elevate decisions to a higher level when it is appropriate.
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Staff
Assess risks and develop risk reduction alternatives.
Integrate risk controls into plans and orders.
Identify unnecessary risk controls
Supervisors
Apply the risk management process
Consistently apply effective risk management concepts and methods to operations
and tasks.
Elevate risk issues beyond their control or authority to superiors for resolution.
Individuals
Understand, accept and implement risk management processes.
Maintain a constant awareness of the changing risks associated with the operation or
task.
Make supervisors immediately aware of any unrealistic risk reduction measures or
high-risk procedures.
3.6 Systematic Risk Management: The 5-M Model
Successful operations do not just happen; they are indicators of how well a system is
functioning. The basic cause factors for accidents fall into the same categories as the
contributors to successful operations—Human, Media, Machine, Mission, and Management.
Risk management is the systematic application of management and engineering principles,
criteria and tools to optimize all aspects of safety within the constraints of operational
effectiveness, time, and cost throughout all operational phases. To apply the systematic risk
management process, the composite of hardware, procedures, and people that accomplish the
objective, must be viewed as a system
The 5-M model, depicted in Figure 3.1, is adapted from military ORM. In this model, “Man”
is used to indicate the human participation in the activity, irrespective of the gender of the
human involved. “Mission” is the military term that corresponds to what we in civil aviation
call “operation.” This model provides a framework for analysing systems and determining the
relationships between the elements that work together to perform the task.
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The 5-M's are Man, Machine, Media, Management, and Mission. Man, Machine, and Media
interact to produce a successful Mission (or, sometimes, an unsuccessful one). The amount of
overlap or interaction between the individual components is a characteristic of each system
and evolves as the system develops. Management provides the procedures and rules
governing the interactions between the other elements. When an operation is unsuccessful or
an accident occurs, the system must be analysed, the inputs and interaction among the 5-Ms
must be thoroughly reassessed. Management is often the controlling factor in operational
success or failure. The National Safety Council cites the management processes in as many as
80 percent of reported accidents.
5M model of System Engineering
Fig: 3.1
• Msn - Mission: central purpose or functions
• Man - Human element
• Mach - Machine: hardware and software
• Media - Environment: ambient and operational environment
• Mgt- Management: procedures, policies, and regulations