Open Access after Finch and the new RCUK policy

17
Professor Stephen Curry Imperial College Open Access after Finch and RCUK A personal view 1

description

Slides from a talk I gave at the Open Research and Data meeting held at Birkbeck College London on Mon 22nd October 2012 (organised by LSHTM and others)

Transcript of Open Access after Finch and the new RCUK policy

Page 1: Open Access after Finch and the new RCUK policy

ProfessorStephenCurryImperialCollege

Open Access after Finch and RCUKA personal view

1

occamstypewriterorgscurry

Life scientist and blogger

2

The Research Works Act (USA)hellip

No Federal agency may engage in any policy that--(1) causes network dissemination of any private-sector research work without the prior consent of the publisher of such work

Authors Reps Carolyn Maloney (D-NY) and Darrell Issa (R-CA) - and publishers

3

hellipwas shocking

their content surprise at subscription costs (RLUK negotiations in 2011) re-ignited amateur vs commercial tensions

4

Jan 2012

5

Academic Journals were a great ideahellip

hellipbut the web changes everything

6

The relationship of academics with Open Access

7

Open Access is not

8

the same as file-sharing a race to the bottom the end of peer review only for wealthy life scientists

Open Access is

9

an inevitable consequence of the internet economical and fair a challenge for publishers learned societies

and academics

httprepositoryjiscacuk6102Modelling_Gold_Open_Access_for_institutions_-_final_draft3pdf

Policy in the UK - 2012

10

Rt Hon David Willetts MPThe funding model is surely going to have to change even beyond the welcome transition to open access and hybrid journals thatrsquos already underway To try to preserve the old model is the wrong battle to fight

Dame Janet FinchldquoThe principle that the results of research that has been publicly funded should be freely accessible in the public domain is a compelling one and fundamentally unanswerablerdquo

Membership of the Finch Working Group

11

Dame Janet Finch

3 academics

2 society reps

3 publishers

2 librarians

3 funder reps

1 BIS observer

Dr Michael Jubb (RIN)

wwwresearchinfonetorgpublishfinch

RCUK policy (clarified Sept 2012)

Funds paid to institutions

Authors must publish in OA journal

Preference for gold (and CC-BY) but green is allowed

If journal only offers gold OA author must use that route

If journal only offers green OA author must deposit post-print in appropriate repository

If the journal offers Gold and Green OA (embargo lt 6 mo) author and their institution decide on the most appropriate route

httpblogsrcukacuk20120928rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold

Why are we not there yet

Opposition of some publishers adherence to a profitable model Hence insistence on copyright acquisition Elsevier support for RWA confidentiality clauses on subscription deals

13

But others are more forward-thinking Gold OA can be made to work PLOS BMC Innovation - eLife PeerJmarket in need of a shake-up

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 2: Open Access after Finch and the new RCUK policy

occamstypewriterorgscurry

Life scientist and blogger

2

The Research Works Act (USA)hellip

No Federal agency may engage in any policy that--(1) causes network dissemination of any private-sector research work without the prior consent of the publisher of such work

Authors Reps Carolyn Maloney (D-NY) and Darrell Issa (R-CA) - and publishers

3

hellipwas shocking

their content surprise at subscription costs (RLUK negotiations in 2011) re-ignited amateur vs commercial tensions

4

Jan 2012

5

Academic Journals were a great ideahellip

hellipbut the web changes everything

6

The relationship of academics with Open Access

7

Open Access is not

8

the same as file-sharing a race to the bottom the end of peer review only for wealthy life scientists

Open Access is

9

an inevitable consequence of the internet economical and fair a challenge for publishers learned societies

and academics

httprepositoryjiscacuk6102Modelling_Gold_Open_Access_for_institutions_-_final_draft3pdf

Policy in the UK - 2012

10

Rt Hon David Willetts MPThe funding model is surely going to have to change even beyond the welcome transition to open access and hybrid journals thatrsquos already underway To try to preserve the old model is the wrong battle to fight

Dame Janet FinchldquoThe principle that the results of research that has been publicly funded should be freely accessible in the public domain is a compelling one and fundamentally unanswerablerdquo

Membership of the Finch Working Group

11

Dame Janet Finch

3 academics

2 society reps

3 publishers

2 librarians

3 funder reps

1 BIS observer

Dr Michael Jubb (RIN)

wwwresearchinfonetorgpublishfinch

RCUK policy (clarified Sept 2012)

Funds paid to institutions

Authors must publish in OA journal

Preference for gold (and CC-BY) but green is allowed

If journal only offers gold OA author must use that route

If journal only offers green OA author must deposit post-print in appropriate repository

If the journal offers Gold and Green OA (embargo lt 6 mo) author and their institution decide on the most appropriate route

httpblogsrcukacuk20120928rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold

Why are we not there yet

Opposition of some publishers adherence to a profitable model Hence insistence on copyright acquisition Elsevier support for RWA confidentiality clauses on subscription deals

13

But others are more forward-thinking Gold OA can be made to work PLOS BMC Innovation - eLife PeerJmarket in need of a shake-up

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 3: Open Access after Finch and the new RCUK policy

The Research Works Act (USA)hellip

No Federal agency may engage in any policy that--(1) causes network dissemination of any private-sector research work without the prior consent of the publisher of such work

Authors Reps Carolyn Maloney (D-NY) and Darrell Issa (R-CA) - and publishers

3

hellipwas shocking

their content surprise at subscription costs (RLUK negotiations in 2011) re-ignited amateur vs commercial tensions

4

Jan 2012

5

Academic Journals were a great ideahellip

hellipbut the web changes everything

6

The relationship of academics with Open Access

7

Open Access is not

8

the same as file-sharing a race to the bottom the end of peer review only for wealthy life scientists

Open Access is

9

an inevitable consequence of the internet economical and fair a challenge for publishers learned societies

and academics

httprepositoryjiscacuk6102Modelling_Gold_Open_Access_for_institutions_-_final_draft3pdf

Policy in the UK - 2012

10

Rt Hon David Willetts MPThe funding model is surely going to have to change even beyond the welcome transition to open access and hybrid journals thatrsquos already underway To try to preserve the old model is the wrong battle to fight

Dame Janet FinchldquoThe principle that the results of research that has been publicly funded should be freely accessible in the public domain is a compelling one and fundamentally unanswerablerdquo

Membership of the Finch Working Group

11

Dame Janet Finch

3 academics

2 society reps

3 publishers

2 librarians

3 funder reps

1 BIS observer

Dr Michael Jubb (RIN)

wwwresearchinfonetorgpublishfinch

RCUK policy (clarified Sept 2012)

Funds paid to institutions

Authors must publish in OA journal

Preference for gold (and CC-BY) but green is allowed

If journal only offers gold OA author must use that route

If journal only offers green OA author must deposit post-print in appropriate repository

If the journal offers Gold and Green OA (embargo lt 6 mo) author and their institution decide on the most appropriate route

httpblogsrcukacuk20120928rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold

Why are we not there yet

Opposition of some publishers adherence to a profitable model Hence insistence on copyright acquisition Elsevier support for RWA confidentiality clauses on subscription deals

13

But others are more forward-thinking Gold OA can be made to work PLOS BMC Innovation - eLife PeerJmarket in need of a shake-up

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 4: Open Access after Finch and the new RCUK policy

hellipwas shocking

their content surprise at subscription costs (RLUK negotiations in 2011) re-ignited amateur vs commercial tensions

4

Jan 2012

5

Academic Journals were a great ideahellip

hellipbut the web changes everything

6

The relationship of academics with Open Access

7

Open Access is not

8

the same as file-sharing a race to the bottom the end of peer review only for wealthy life scientists

Open Access is

9

an inevitable consequence of the internet economical and fair a challenge for publishers learned societies

and academics

httprepositoryjiscacuk6102Modelling_Gold_Open_Access_for_institutions_-_final_draft3pdf

Policy in the UK - 2012

10

Rt Hon David Willetts MPThe funding model is surely going to have to change even beyond the welcome transition to open access and hybrid journals thatrsquos already underway To try to preserve the old model is the wrong battle to fight

Dame Janet FinchldquoThe principle that the results of research that has been publicly funded should be freely accessible in the public domain is a compelling one and fundamentally unanswerablerdquo

Membership of the Finch Working Group

11

Dame Janet Finch

3 academics

2 society reps

3 publishers

2 librarians

3 funder reps

1 BIS observer

Dr Michael Jubb (RIN)

wwwresearchinfonetorgpublishfinch

RCUK policy (clarified Sept 2012)

Funds paid to institutions

Authors must publish in OA journal

Preference for gold (and CC-BY) but green is allowed

If journal only offers gold OA author must use that route

If journal only offers green OA author must deposit post-print in appropriate repository

If the journal offers Gold and Green OA (embargo lt 6 mo) author and their institution decide on the most appropriate route

httpblogsrcukacuk20120928rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold

Why are we not there yet

Opposition of some publishers adherence to a profitable model Hence insistence on copyright acquisition Elsevier support for RWA confidentiality clauses on subscription deals

13

But others are more forward-thinking Gold OA can be made to work PLOS BMC Innovation - eLife PeerJmarket in need of a shake-up

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 5: Open Access after Finch and the new RCUK policy

5

Academic Journals were a great ideahellip

hellipbut the web changes everything

6

The relationship of academics with Open Access

7

Open Access is not

8

the same as file-sharing a race to the bottom the end of peer review only for wealthy life scientists

Open Access is

9

an inevitable consequence of the internet economical and fair a challenge for publishers learned societies

and academics

httprepositoryjiscacuk6102Modelling_Gold_Open_Access_for_institutions_-_final_draft3pdf

Policy in the UK - 2012

10

Rt Hon David Willetts MPThe funding model is surely going to have to change even beyond the welcome transition to open access and hybrid journals thatrsquos already underway To try to preserve the old model is the wrong battle to fight

Dame Janet FinchldquoThe principle that the results of research that has been publicly funded should be freely accessible in the public domain is a compelling one and fundamentally unanswerablerdquo

Membership of the Finch Working Group

11

Dame Janet Finch

3 academics

2 society reps

3 publishers

2 librarians

3 funder reps

1 BIS observer

Dr Michael Jubb (RIN)

wwwresearchinfonetorgpublishfinch

RCUK policy (clarified Sept 2012)

Funds paid to institutions

Authors must publish in OA journal

Preference for gold (and CC-BY) but green is allowed

If journal only offers gold OA author must use that route

If journal only offers green OA author must deposit post-print in appropriate repository

If the journal offers Gold and Green OA (embargo lt 6 mo) author and their institution decide on the most appropriate route

httpblogsrcukacuk20120928rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold

Why are we not there yet

Opposition of some publishers adherence to a profitable model Hence insistence on copyright acquisition Elsevier support for RWA confidentiality clauses on subscription deals

13

But others are more forward-thinking Gold OA can be made to work PLOS BMC Innovation - eLife PeerJmarket in need of a shake-up

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 6: Open Access after Finch and the new RCUK policy

hellipbut the web changes everything

6

The relationship of academics with Open Access

7

Open Access is not

8

the same as file-sharing a race to the bottom the end of peer review only for wealthy life scientists

Open Access is

9

an inevitable consequence of the internet economical and fair a challenge for publishers learned societies

and academics

httprepositoryjiscacuk6102Modelling_Gold_Open_Access_for_institutions_-_final_draft3pdf

Policy in the UK - 2012

10

Rt Hon David Willetts MPThe funding model is surely going to have to change even beyond the welcome transition to open access and hybrid journals thatrsquos already underway To try to preserve the old model is the wrong battle to fight

Dame Janet FinchldquoThe principle that the results of research that has been publicly funded should be freely accessible in the public domain is a compelling one and fundamentally unanswerablerdquo

Membership of the Finch Working Group

11

Dame Janet Finch

3 academics

2 society reps

3 publishers

2 librarians

3 funder reps

1 BIS observer

Dr Michael Jubb (RIN)

wwwresearchinfonetorgpublishfinch

RCUK policy (clarified Sept 2012)

Funds paid to institutions

Authors must publish in OA journal

Preference for gold (and CC-BY) but green is allowed

If journal only offers gold OA author must use that route

If journal only offers green OA author must deposit post-print in appropriate repository

If the journal offers Gold and Green OA (embargo lt 6 mo) author and their institution decide on the most appropriate route

httpblogsrcukacuk20120928rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold

Why are we not there yet

Opposition of some publishers adherence to a profitable model Hence insistence on copyright acquisition Elsevier support for RWA confidentiality clauses on subscription deals

13

But others are more forward-thinking Gold OA can be made to work PLOS BMC Innovation - eLife PeerJmarket in need of a shake-up

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 7: Open Access after Finch and the new RCUK policy

The relationship of academics with Open Access

7

Open Access is not

8

the same as file-sharing a race to the bottom the end of peer review only for wealthy life scientists

Open Access is

9

an inevitable consequence of the internet economical and fair a challenge for publishers learned societies

and academics

httprepositoryjiscacuk6102Modelling_Gold_Open_Access_for_institutions_-_final_draft3pdf

Policy in the UK - 2012

10

Rt Hon David Willetts MPThe funding model is surely going to have to change even beyond the welcome transition to open access and hybrid journals thatrsquos already underway To try to preserve the old model is the wrong battle to fight

Dame Janet FinchldquoThe principle that the results of research that has been publicly funded should be freely accessible in the public domain is a compelling one and fundamentally unanswerablerdquo

Membership of the Finch Working Group

11

Dame Janet Finch

3 academics

2 society reps

3 publishers

2 librarians

3 funder reps

1 BIS observer

Dr Michael Jubb (RIN)

wwwresearchinfonetorgpublishfinch

RCUK policy (clarified Sept 2012)

Funds paid to institutions

Authors must publish in OA journal

Preference for gold (and CC-BY) but green is allowed

If journal only offers gold OA author must use that route

If journal only offers green OA author must deposit post-print in appropriate repository

If the journal offers Gold and Green OA (embargo lt 6 mo) author and their institution decide on the most appropriate route

httpblogsrcukacuk20120928rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold

Why are we not there yet

Opposition of some publishers adherence to a profitable model Hence insistence on copyright acquisition Elsevier support for RWA confidentiality clauses on subscription deals

13

But others are more forward-thinking Gold OA can be made to work PLOS BMC Innovation - eLife PeerJmarket in need of a shake-up

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 8: Open Access after Finch and the new RCUK policy

Open Access is not

8

the same as file-sharing a race to the bottom the end of peer review only for wealthy life scientists

Open Access is

9

an inevitable consequence of the internet economical and fair a challenge for publishers learned societies

and academics

httprepositoryjiscacuk6102Modelling_Gold_Open_Access_for_institutions_-_final_draft3pdf

Policy in the UK - 2012

10

Rt Hon David Willetts MPThe funding model is surely going to have to change even beyond the welcome transition to open access and hybrid journals thatrsquos already underway To try to preserve the old model is the wrong battle to fight

Dame Janet FinchldquoThe principle that the results of research that has been publicly funded should be freely accessible in the public domain is a compelling one and fundamentally unanswerablerdquo

Membership of the Finch Working Group

11

Dame Janet Finch

3 academics

2 society reps

3 publishers

2 librarians

3 funder reps

1 BIS observer

Dr Michael Jubb (RIN)

wwwresearchinfonetorgpublishfinch

RCUK policy (clarified Sept 2012)

Funds paid to institutions

Authors must publish in OA journal

Preference for gold (and CC-BY) but green is allowed

If journal only offers gold OA author must use that route

If journal only offers green OA author must deposit post-print in appropriate repository

If the journal offers Gold and Green OA (embargo lt 6 mo) author and their institution decide on the most appropriate route

httpblogsrcukacuk20120928rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold

Why are we not there yet

Opposition of some publishers adherence to a profitable model Hence insistence on copyright acquisition Elsevier support for RWA confidentiality clauses on subscription deals

13

But others are more forward-thinking Gold OA can be made to work PLOS BMC Innovation - eLife PeerJmarket in need of a shake-up

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 9: Open Access after Finch and the new RCUK policy

Open Access is

9

an inevitable consequence of the internet economical and fair a challenge for publishers learned societies

and academics

httprepositoryjiscacuk6102Modelling_Gold_Open_Access_for_institutions_-_final_draft3pdf

Policy in the UK - 2012

10

Rt Hon David Willetts MPThe funding model is surely going to have to change even beyond the welcome transition to open access and hybrid journals thatrsquos already underway To try to preserve the old model is the wrong battle to fight

Dame Janet FinchldquoThe principle that the results of research that has been publicly funded should be freely accessible in the public domain is a compelling one and fundamentally unanswerablerdquo

Membership of the Finch Working Group

11

Dame Janet Finch

3 academics

2 society reps

3 publishers

2 librarians

3 funder reps

1 BIS observer

Dr Michael Jubb (RIN)

wwwresearchinfonetorgpublishfinch

RCUK policy (clarified Sept 2012)

Funds paid to institutions

Authors must publish in OA journal

Preference for gold (and CC-BY) but green is allowed

If journal only offers gold OA author must use that route

If journal only offers green OA author must deposit post-print in appropriate repository

If the journal offers Gold and Green OA (embargo lt 6 mo) author and their institution decide on the most appropriate route

httpblogsrcukacuk20120928rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold

Why are we not there yet

Opposition of some publishers adherence to a profitable model Hence insistence on copyright acquisition Elsevier support for RWA confidentiality clauses on subscription deals

13

But others are more forward-thinking Gold OA can be made to work PLOS BMC Innovation - eLife PeerJmarket in need of a shake-up

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 10: Open Access after Finch and the new RCUK policy

Policy in the UK - 2012

10

Rt Hon David Willetts MPThe funding model is surely going to have to change even beyond the welcome transition to open access and hybrid journals thatrsquos already underway To try to preserve the old model is the wrong battle to fight

Dame Janet FinchldquoThe principle that the results of research that has been publicly funded should be freely accessible in the public domain is a compelling one and fundamentally unanswerablerdquo

Membership of the Finch Working Group

11

Dame Janet Finch

3 academics

2 society reps

3 publishers

2 librarians

3 funder reps

1 BIS observer

Dr Michael Jubb (RIN)

wwwresearchinfonetorgpublishfinch

RCUK policy (clarified Sept 2012)

Funds paid to institutions

Authors must publish in OA journal

Preference for gold (and CC-BY) but green is allowed

If journal only offers gold OA author must use that route

If journal only offers green OA author must deposit post-print in appropriate repository

If the journal offers Gold and Green OA (embargo lt 6 mo) author and their institution decide on the most appropriate route

httpblogsrcukacuk20120928rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold

Why are we not there yet

Opposition of some publishers adherence to a profitable model Hence insistence on copyright acquisition Elsevier support for RWA confidentiality clauses on subscription deals

13

But others are more forward-thinking Gold OA can be made to work PLOS BMC Innovation - eLife PeerJmarket in need of a shake-up

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 11: Open Access after Finch and the new RCUK policy

Membership of the Finch Working Group

11

Dame Janet Finch

3 academics

2 society reps

3 publishers

2 librarians

3 funder reps

1 BIS observer

Dr Michael Jubb (RIN)

wwwresearchinfonetorgpublishfinch

RCUK policy (clarified Sept 2012)

Funds paid to institutions

Authors must publish in OA journal

Preference for gold (and CC-BY) but green is allowed

If journal only offers gold OA author must use that route

If journal only offers green OA author must deposit post-print in appropriate repository

If the journal offers Gold and Green OA (embargo lt 6 mo) author and their institution decide on the most appropriate route

httpblogsrcukacuk20120928rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold

Why are we not there yet

Opposition of some publishers adherence to a profitable model Hence insistence on copyright acquisition Elsevier support for RWA confidentiality clauses on subscription deals

13

But others are more forward-thinking Gold OA can be made to work PLOS BMC Innovation - eLife PeerJmarket in need of a shake-up

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 12: Open Access after Finch and the new RCUK policy

RCUK policy (clarified Sept 2012)

Funds paid to institutions

Authors must publish in OA journal

Preference for gold (and CC-BY) but green is allowed

If journal only offers gold OA author must use that route

If journal only offers green OA author must deposit post-print in appropriate repository

If the journal offers Gold and Green OA (embargo lt 6 mo) author and their institution decide on the most appropriate route

httpblogsrcukacuk20120928rcuk-open-access-policy-when-to-go-green-and-when-to-go-gold

Why are we not there yet

Opposition of some publishers adherence to a profitable model Hence insistence on copyright acquisition Elsevier support for RWA confidentiality clauses on subscription deals

13

But others are more forward-thinking Gold OA can be made to work PLOS BMC Innovation - eLife PeerJmarket in need of a shake-up

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 13: Open Access after Finch and the new RCUK policy

Why are we not there yet

Opposition of some publishers adherence to a profitable model Hence insistence on copyright acquisition Elsevier support for RWA confidentiality clauses on subscription deals

13

But others are more forward-thinking Gold OA can be made to work PLOS BMC Innovation - eLife PeerJmarket in need of a shake-up

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 14: Open Access after Finch and the new RCUK policy

Why are we not there yet

Scientists are ill-informed and conservative

too few understandtheir obligations how OA workssubscription costsaccess problem (in wealthy institutions)

weak sense of public duty

fear of losing a traditional model invented the web but suspicious of itaddicted to impact factors

concerns for scientific societies humanities

14

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 15: Open Access after Finch and the new RCUK policy

Impact factors must goAug 2012

Welcome Trust OA policy affirms the principle that it is the intrinsic merit of the work and not the title of the journal in which an authorrsquos work is published that should be considered in making funding decisions

15

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 16: Open Access after Finch and the new RCUK policy

The inexorable rise of Open Access

16

Print subOA online

Online only (no APC)Online only (no APC)Published 22-Oct-2012

World 17 Gold OAUK 35 Green OA

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions

Page 17: Open Access after Finch and the new RCUK policy

Residual concerns

17

getting the message out unifying the broad church of OA (gold vs green) international cooperation establishing APC payment mechanisms that are

visible to authors establishing mechanisms that work for all fields duration and cost of the transition

Questions