Ontario Securities Commission OSC Bulletin March 15, 2018 Volume 41, Issue 11 (2018), 41 OSCB The...

The Ontario Securities Commission

OSC Bulletin

March 15, 2018

Volume 41, Issue 11

(2018), 41 OSCB

The Ontario Securities Commission administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the

Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)

The Ontario Securities Commission Published under the authority of the Commission by: Cadillac Fairview Tower Thomson Reuters 22nd Floor, Box 55 One Corporate Plaza 20 Queen Street West 2075 Kennedy Road Toronto, Ontario Toronto, Ontario M5H 3S8 M1T 3V4 416-593-8314 or Toll Free 1-877-785-1555 416-609-3800 or 1-800-387-5164 Contact Centre – Inquiries, Complaints: Fax: 416-593-8122 TTY: 1-866-827-1295 Office of the Secretary: Fax: 416-593-2318

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March 15, 2018 (2018), 41 OSCB

Table of Contents

Chapter 1 Notices / News Releases ...................... 2071 1.1 Notices .......................................................... 2071 1.1.1 OSC Notice 13-707 Fees under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees ....................................................... 2071 1.2 Notices of Hearing ......................................... (nil) 1.3 Notices of Hearing with Related Statements of Allegations ............................ (nil) 1.4 News Releases .............................................. (nil) 1.5 Notices from the Office of the Secretary ............................................ 2073 1.5.1 Miles S. Nadal ................................................ 2073 1.5.2 Dennis Wing ................................................... 2073 1.6 Notices from the Office of the Secretary with Related Statements of Allegations ............................ (nil) Chapter 2 Decisions, Orders and Rulings ............ 2075 2.1 Decisions ...................................................... 2075 2.1.1 Excel Funds Management Inc. and Excel Blue Chip Equity Fund .......................... 2075 2.2 Orders............................................................ 2079 2.2.1 Thirau Inc. (formerly Napec Inc.) .................... 2079 2.2.2 Miles S. Nadal ................................................ 2081 2.2.3 Mackenzie Financial Corporation et al. – ss. 78(1), 80 of the CFA ............................. 2082 2.2.4 Dennis Wing ................................................... 2086 2.2.5 Imvescor Restaurant Group Inc. .................... 2086 2.2.6 Schooner Trust ............................................... 2087 2.2.7 Alterra Power Corp. ....................................... 2089 2.3 Orders with Related Settlement Agreements .................................................... (nil) 2.4 Rulings ........................................................... (nil) Chapter 3 Reasons: Decisions, Orders and Rulings ................................................... 2091 3.1 OSC Decisions ............................................... (nil) 3.2 Director’s Decisions ..................................... 2091 3.2.1 Maria Psihopedas – s. 31 ............................... 2091 3.3 Court Decisions ............................................. (nil) Chapter 4 Cease Trading Orders ........................... 2095 4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders ......................... 2095 4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders .............. 2095 4.2.2 Outstanding Management & Insider Cease Trading Orders .................................... 2095 Chapter 5 Rules and Policies.................................. (nil) Chapter 6 Request for Comments .......................... (nil) Chapter 7 Insider Reporting................................... 2097

Chapter 9 Legislation ............................................... (nil) Chapter 11 IPOs, New Issues and Secondary Financings ............................................. 2251 Chapter 12 Registrations ......................................... 2261 12.1.1 Registrants ..................................................... 2261 Chapter 13 SROs, Marketplaces,

Clearing Agencies and Trade Repositories ................................. (nil)

13.1 SROs ............................................................... (nil) 13.2 Marketplaces .................................................. (nil) 13.3 Clearing Agencies ......................................... (nil) 13.4 Trade Repositories ........................................ (nil) Chapter 25 Other Information ................................. 2263 25.1 Approvals ..................................................... 2263 25.1.1 EdgePoint Wealth Management Inc. – s. 213(3)(b) of the LTCA ............................ 2263 Index ............................................................................ 2265

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Chapter 1

Notices / News Releases 1.1 Notices 1.1.1 OSC Notice 13-707 Fees under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees

FEES UNDER OSC RULE 13-502 FEES AND OSC RULE 13-503 (COMMODITY FUTURES ACT) FEES

March 15, 2018 Introduction The fee structure under the Securities Act and the Commodity Futures Act was established in 2003. The OSC typically re-evaluates fee levels (the Fees) every three years. In 2017, after re-evaluating the Fees, the OSC has determined that no changes are required to OSC Rule 13-502 Fees or OSC Rule 13-503 (Commodity Futures Act) Fees (Fee Rules) at this time. Consequently, rates on OSC Fees will remain unchanged for a period of two years beginning April 1, 2018. The fee structure is designed to recover the OSC’s costs to provide protection to investors and promote efficient capital markets that are aligned with global markets. The two main types of fees charged under the Fee Rules are participation fees and activity fees. Participation fees are based on the cost of a broad range of regulatory services that cannot be practicably or easily attributed to individual activities or entities. Participation fees are intended to serve as a proxy for the market participant’s use of the Ontario capital markets. Participation fees are calculated differently for reporting issuers, registrants and certain unregistered capital market participants, specified regulated entities and designated rating organizations. Activity fees are generally charged when a document of a designated class is filed with the Commission or a request for service has been made. The set fee is based on an estimate of the average direct cost of Commission resources (labour and materials) utilized in performing an activity. Activity fees include charges for the following: prospectus reviews, registration applications, reports of exempt distribution, applications for discretionary relief and various other filings. Operating (Cash Flow) Requirements Since 2015, higher capital market growth has resulted in revenues being 3% higher over the three-year period (2015 – 2018) than was originally projected. The cost of delivering OSC’s mandate utilizes a disciplined approach to deliver on goals. To meet overall objectives, the framework is comprised of: a capital and operating program, resource management, treasury management and financial management oversight. Total costs over the three-year period (2015 – 2018) are 5% lower than original estimates. Rationale Rates on OSC Fees will remain unchanged for a period of two years beginning April 1, 2018. The following reasons support maintaining existing rates:

Although the OSC expects a modest surplus in fiscal 2018, the OSC anticipates annual cash flow deficits beginning fiscal 2019.

Projected cash flows for the years 2018 to 2020 incorporate capital markets growth assumptions that will be

lower than actual growth in the past few years. Various activity fees are expected to normalize over the next two years.

As the complexity of the capital markets environment increases, investments in data and information systems

are necessary to continue providing data driven, risk-focused, evidence-based regulatory oversight. Multi-year initiatives to modernize enforcement, case management and other technological tools are occurring. Capital funding is also required to support facilities rehabilitation within the existing OSC premises as a result of an

Notices / News Releases

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(2018), 41 OSCB 2072

increasing resource complement to effectively deliver the core regulatory work and support strategic initiatives.

The OSC’s current average cash position is approximately 39% (four months) of total operating and capital

expenditures and is expected to decline to 25% (three months) of total operating and capital expenditures by fiscal 2020. The existing cash position provides for an adequate cash safety margin over the next few years to allow the OSC to continue to carry out its mandate if unfavourable events require drawing down on the cash. The OSC’s revenues, in particular revenue generated from participation fees (84% of total revenues), are directly tied to changes in firm, industry and general market growth. Should there be a market decline in the absence of an adequate reserve, rates would need to be revisited at that time.

The resources employed in performing activities for which activity fees are charged were considered

reasonably stable, warranting no changes to these fees at this time.

The OSC is committed to carefully monitoring capital market activities and impact on cash flows to assess whether fees charged to market participants continue to be appropriate. Cash flow requirements were considered beyond the two-year period to assess impact on the cash position given annual expenditures are expected to surpass revenues beginning fiscal 2019. Questions Please refer your questions to: Simon Thompson Senior Legal Counsel, General Counsel's Office 416-593-8261 [email protected] Mary Campione Director, Financial Management and Reporting 416-593-2189 [email protected]


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1.5 Notices from the Office of the Secretary 1.5.1 Miles S. Nadal

FOR IMMEDIATE RELEASE March 7, 2018

MILES S. NADAL, File No. 2017-77

TORONTO – The Commission issued an Order in the above named matter. A copy of the Order dated March 7, 2018 is available at www.osc.gov.on.ca. OFFICE OF THE SECRETARY GRACE KNAKOWSKI SECRETARY TO THE COMMISSION For media inquiries: [email protected] For investor inquiries: OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)

1.5.2 Dennis Wing

FOR IMMEDIATE RELEASE March 8, 2018

DENNIS WING

TORONTO – The Commission issued an Order in the above named matter. A copy of the Order dated March 7, 2018 is available at www.osc.gov.on.ca. OFFICE OF THE SECRETARY GRACE KNAKOWSKI SECRETARY TO THE COMMISSION For media inquiries: [email protected] For investor inquiries: OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)


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Chapter 2

Decisions, Orders and Rulings 2.1 Decisions 2.1.1 Excel Funds Management Inc. and Excel Blue Chip Equity Fund Headnote National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Approval of mutual fund merger – approval required because the merger does not meet the criteria for pre-approved reorganizations and transfers in National Instrument 81-102 – the fundamental investment objectives of the terminating fund and the continuing fund are not substantially similar – unitholders of the terminating fund are provided with timely and adequate disclosure regarding the merger. Applicable Legislative Provisions National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 19.1.

November 16, 2017

IN THE MATTER OF THE SECURITIES LEGISLATION OF

ONTARIO (the Jurisdiction)

AND

IN THE MATTER OF

THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF

EXCEL FUNDS MANAGEMENT INC. (the Manager)

AND

EXCEL BLUE CHIP EQUITY FUND

(the Terminating Fund and together with the Manager, the Filers)

DECISION

Background The principal regulator in the Jurisdiction has received an application from the Manager on behalf of the Terminating Fund for a decision under the securities legislation of the Jurisdiction for approval under paragraph 5.5(1)(b) of National Instrument 81-102 Investment Funds (NI 81-102) of the proposed merger (the Merger) of the Terminating Fund into Excel Emerging Markets Balanced Fund (formerly, Excel EM Blue Chip Balanced Fund) (the Continuing Fund, together with the Terminating Fund, the Funds) (the Approval Sought). Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):

(a) the Ontario Securities Commission is the principal regulator (Principal Regulator) for this application, and (b) the Filer has provided notice that subsection 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-

102) is intended to be relied upon in each of the provinces and territories of Canada, other than the province of Ontario (the Other Jurisdictions).

Decisions, Orders and Rulings

March 15, 2018

(2018), 41 OSCB 2076

Interpretation Defined terms contained in NI 81-102, National Instrument 14-101 Definitions and MI 11-102 have the same meaning in this decision unless they are defined in this decision. Representations This decision is based on the following facts represented by the Filers: The Manager 1. The Manager is a corporation governed by the laws of the Province of Ontario with its head office in Mississauga,

Ontario. 2. The Manager is registered as an investment fund manager in the Provinces of Newfoundland and Labrador, Ontario

and Quebec. 3. The Manager is the manager and promoter of the Funds. The Funds 4. Each of the Funds is an open-ended mutual fund trust established under the laws of the Province of Ontario under a

master declaration of trust. 5. Units of the Continuing Fund are currently qualified for sale under a simplified prospectus, annual information form and

fund facts documents, each dated September 18, 2017 (collectively, the Offering Documents). 6. Each of the Funds is a reporting issuer under the applicable securities legislation of the Jurisdiction and the Other

Jurisdictions (the Legislation). 7. Each of the Funds is subject to NI 81-102. 8. Neither the Manager nor the Funds is in default under the Legislation. 9. Other than circumstances in which the securities regulatory authority of a province or territory of Canada has expressly

exempted a Fund therefrom, each of the Funds follows the standard investment restrictions and practices established under the Legislation.

The Merger 10. The Manager intends to reorganize the Funds by merging the Terminating Fund into the Continuing Fund. 11. Regulatory approval of the Merger is required because the Merger does not satisfy all of the criteria for pre-approved

reorganizations and transfers as set out in section 5.6 of NI 81-102, namely because a reasonable person may not consider the fundamental investment objectives of the Terminating Fund and that of the Continuing Fund to be “substantially similar”.

12. Except for the reason noted in paragraph 11 above, the Merger will otherwise comply with all of the other criteria for

pre-approved reorganizations and transfers set out in section 5.6 of NI 81-102. 13. The Manager is of the view that the Merger will not be a “material change” for the Continuing Fund. 14. No sales charges will be payable in connection with the acquisition by the Terminating Fund of the units of the

Continuing Fund. 15. Unitholders of the Terminating Fund will continue to have the right to redeem or transfer their units of the Terminating

Fund at any time up to the close of business on the business day prior to the effective date of the Merger. 16. A press release in respect of the proposed Merger was filed on SEDAR on September 1, 2017 and a corresponding

material change report was filed on SEDAR on September 8, 2017. Units of the Terminating Fund ceased to be available for sale on September 13, 2017.


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(2018), 41 OSCB 2077

17. The Manager has determined that it would be most efficient to implement the Merger as a “qualifying exchange” under the Income Tax Act (Canada) (the Tax Act). Unitholders of the Terminating Fund will exchange on a tax-deferred rollover basis their units of the Terminating Fund for units of the Continuing Fund. The Terminating Fund, however, will realize all of its accrued net capital gains as a result of the liquidation of its portfolio assets in connection with the Merger, and those net capital gains will be distributed to unitholders of the Terminating Fund to the extent necessary to eliminate any tax liability in the Terminating Fund.

18. A notice of meeting, management information circular (the Circular) and a proxy in connection with the Merger was

mailed to unitholders of the Terminating Fund on October 20, 2017 and was subsequently filed on SEDAR. 19. The most recently-filed fund facts documents of the Continuing Fund was also included in the meeting materials sent to

unitholders of the Terminating Fund. 20. The Circular describes how unitholders in the Terminating Fund may obtain, at no cost, a copy of the Offering

Documents of the Continuing Fund and its most recent interim and annual financial statements and management reports of fund performance.

21. The Circular provides unitholders of the Terminating Fund with information about the differences between the

Terminating Fund and Continuing Fund, the management fees of the Continuing Fund and the tax consequences of the Merger. Accordingly, unitholders of the Terminating Fund had the opportunity to consider this information prior to voting on the Merger.

22. Unitholders of the Terminating Fund approved the Merger at a special meeting held on November 10, 2017. 23. The Filer will pay all costs and reasonable expenses relating to the solicitation of proxies and holding the unitholder

meeting in connection with the Merger as well as the costs of implementing the Merger, including any brokerage fees. 24. It is anticipated that the Merger will be implemented on or about November 17, 2017. 25. The following steps will be carried out to effect the Merger:

(a) Prior to effecting the Merger, the Terminating Fund will liquidate all of its portfolio securities for cash. (b) The Terminating Fund will determine the amount of income and net capital gains it has realized during the

taxation year including the date of the Merger (including net capital gains realized on the liquidation of portfolio securities described in (b) above). The Terminating Fund will distribute sufficient net income and net capital gains to unitholders of the Terminating Fund to ensure that the Terminating Fund will not be subject to tax under Part I of the Tax Act.

(c) The Terminating Fund will subscribe for units of the Continuing Fund and the units of the Continuing Fund will

be issued at the applicable series net asset value per unit as of the close of business on the date of the Merger.

(d) The Continuing Fund will not assume any liabilities of the Terminating Fund and the Terminating Fund will

retain sufficient cash to satisfy its estimated liabilities, if any, as of the date of the Merger. (e) Immediately thereafter, units of the Continuing Fund will be distributed to unitholders of the Terminating Fund

in exchange for their units in the Terminating Fund on a dollar-for-dollar and series-by-series basis, as applicable.

26. Following the Merger, the Continuing Fund will continue as a publicly offered open-end mutual fund and the

Terminating Fund will be wound up as soon as reasonably practicable, and in any case within 60 days of the Merger. 27. Following the Merger, units of the Continuing Fund received by unitholders in the Terminating Fund as a result of the

Merger will have the same sales charge option and, for units purchased under the deferred sales charge option or the volume sales charge option, remaining deferred sales charge schedule as their units in the Terminating Fund.

28. As required by National Instrument 81-107 Independent Review Committee for Investment Funds (NI 81-107), the Filer

presented the terms of the Merger to the Funds’ Independent Review Committee (IRC) for its review and recommendation. The IRC reviewed the potential conflict of interest matters related to the proposed Merger and has determined that the proposed Merger, if implemented, would achieve a fair and reasonable result for unitholders of the Funds.


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29. The Terminating Fund and the Continuing Fund are mutual fund trusts under the Tax Act and, accordingly, units of both Funds are “qualified investments” under the Tax Act for registered retirement savings plans, registered retirement income funds, deferred profit sharing plans, registered education savings plans, registered disability savings plans and tax free savings accounts.

30. The Manager believes that the Merger will be beneficial to unitholders of the Funds for the following reasons:

(a) unitholders of the Terminating Fund will gain investment exposure to a diversified mix of equity and income

mutual funds which are predominantly emerging markets in nature; (b) unitholders of the Terminating Fund will not be subject to any increased management fees as the

management fees that are charged to Series A and Series F units of the Continuing Fund are less than the management fees that are currently charged to Series A and Series F units of the Terminating Fund;

(c) unitholders of the Terminating Fund and the Continuing Fund will enjoy increased economies of scale as part

of a larger combined Continuing Fund; and (d) the Continuing Fund, because of its greater size, may benefit from its larger profile in the marketplace.

Decision The Principal Regulator is satisfied that the decision meets the test set out in the Legislation for the Principal Regulator to make the decision. The decision of the Principal Regulator under the Legislation is that the Approval Sought is granted. “Vera Nunes” Manager Investment Funds & Structured Products Branch Ontario Securities Commission


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2.2 Orders 2.2.1 Thirau Inc. (formerly Napec Inc.) Headnote National Policy 11-206 Process for Cease to be a Reporting Issuer Applications – The issuer ceased to be a reporting issuer under securities legislation. Applicable Legislative Provisions Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10)(a)(ii).

February 27, 2018


QUÉBEC AND ONTARIO (the Jurisdictions)

AND

IN THE MATTER OF

THE PROCESS FOR CEASE TO BE A REPORTING ISSUER APPLICATIONS

AND

IN THE MATTER OF

THIRAU INC. (FORMERLY NAPEC INC.)

(the Filer)

ORDER Background The securities regulatory authority or regulator in each of the Jurisdictions (Decision Maker) has received an application from the Filer for an order under the securities legislation of the Jurisdictions (the Legislation) that the Filer has ceased to be a reporting issuer in all jurisdictions of Canada in which it is a reporting issuer (the Order Sought). Under the Process for Cease to be a Reporting Issuer Applications (for a dual application):

(a) the Autorité des marchés financiers is the principal regulator for this application, (b) the Filer has provided notice that subsection 4C.5(1) of Regulation 11-102 respecting Passport System

(Regulation 11-102) is intended to be relied upon in Alberta and British Columbia and (c) this order is the order of the principal regulator and evidences the decision of the securities regulatory

authority or regulator in Ontario. Interpretation Terms defined in Regulation 14-101 respecting Definitions, Regulation 11-102 and, in Regulation 14-501Q respecting Definitions have the same meaning if used in this order, unless otherwise defined. Representations This order is based on the following facts represented by the Filer: 1. the Filer is not an OTC reporting issuer under Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-

Counter Markets;


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2. the outstanding securities of the Filer, including debt securities, are beneficially owned, directly or indirectly, by fewer than 15 securityholders in each of the jurisdictions of Canada and fewer than 51 securityholders in total worldwide;

3. no securities of the Filer, including debt securities, are traded in Canada or another country on a marketplace as

defined in Regulation 21-101 respecting Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported;

4. the Filer is applying for an order that the Filer has ceased to be a reporting issuer in all of the jurisdictions of Canada in

which it is a reporting issuer; and 5. the Filer is not in default of securities legislation in any jurisdiction. Order Each of the Decision Makers is satisfied that the order meets the test set out in the Legislation for the Decision Maker to make the order. The decision of the Decision Makers under the Legislation is that the Order Sought is granted. “Martin Latulippe” Director, Continuous Disclosure Autorité des marchés financiers


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2.2.2 Miles S. Nadal

FILE NO.: 2017-77

IN THE MATTER OF MILES S. NADAL

Philip Anisman, Chair of the Panel

March 7, 2018

ORDER WHEREAS the Ontario Securities Commission has received a request from the parties to extend to March 13, 2018 the date by which they are required by the Order dated February 28, 2018 to contact the Registrar; IT IS ORDERED THAT the parties shall contact the Registrar by 4 p.m. on March 13, 2018 to schedule a prehearing attendance or an oral hearing on the merits of Staff’s application, as they consider advisable. “Philip Anisman”


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2.2.3 Mackenzie Financial Corporation et al. – ss. 78(1), 80 of the CFA Headnote Subsection 78(1) and section 80 of the Commodity Futures Act (Ontario) – Variation of previous order to add new sub-advisers – Relief from the adviser registration requirements of subsection 22(1)(b) of the CFA granted to sub-advisers not ordinarily resident in Ontario in respect of advice regarding trades in commodity futures contracts and commodity futures options, subject to certain terms and conditions – Relief mirrors exemption available in section 7.3 of OSC Rule 35-502 Non-Resident Advisers made under the Securities Act (Ontario).

March 6, 2018

IN THE MATTER OF THE COMMODITY FUTURES ACT,

R.S.O. 1990, CHAPTER C.20, AS AMENDED (the CFA)

AND

IN THE MATTER OF

MACKENZIE FINANCIAL CORPORATION, SETANTA ASSET MANAGEMENT LIMITED,

THE PUTNAM ADVISORY COMPANY, LLC, AND PUTNAM INVESTMENTS LIMITED

ORDER

(Subsection 78(1) and Section 80 of the CFA) UPON the application (the Application) of The Putnam Advisory Company, LLC (PAC), Putnam Investments Limited (PIL), and Setanta Asset Management Limited (each a Sub-Adviser and collectively, the Sub-Advisers), and Mackenzie Financial Corporation (the Principal Adviser) to the Ontario Securities Commission (the Commission) for an order (the Order):

(a) pursuant to subsection 78(1) of the CFA, revoking the exemption order granted by the Commission to the Principal Adviser and certain sub-advisers dated March 8, 2013 which was varied by an order granted by the Commission dated May 3, 2013 (the Previous Order); and

(b) pursuant to section 80 of the CFA, that each Sub-Adviser and any individual engaging in, or holding

themselves out as engaging in, the business of advising others when acting on behalf of a Sub-Adviser in respect of the Sub-Advisory Services (as defined below) (the Representatives) be exempt, for a specified period of time, from the adviser registration requirements of paragraph 22(1)(b) of the CFA when acting as a sub-adviser to the Principal Adviser for the benefit of the Clients (as defined below) regarding commodity futures contracts and commodity futures options (collectively, the Contracts) traded on commodity futures exchanges and cleared through clearing corporations;

AND UPON considering the Application and the recommendation of staff of the Commission; AND UPON the Principal Adviser and the Sub-Advisers having represented to the Commission that: 1. The Principal Adviser is a corporation governed by the laws of Ontario with its head office located in Toronto, Ontario. 2. The Principal Adviser is registered as: (a) an adviser in the category of portfolio manager and as a dealer in the

category of exempt market dealer under the Securities Act (Ontario) (the OSA) and under the securities legislation of each of the other provinces and territories of Canada; (b) an investment fund manager under the securities legislation of each of Ontario, Québec and Newfoundland & Labrador; and (c) an adviser in the category of commodity trading manager under the CFA.

3. Each Sub-Adviser is organized under the laws of a jurisdiction other than Canada or the provinces or territories thereof.

In particular, the Sub-Advisers are: a. PAC, a limited liability company organized under the laws of the State of Delaware, with its principal place of

business located in Boston, State of Massachusetts in the United States. PAC is registered with the Securities and Exchange Commission of the United States of America (the SEC) as an investment adviser under the Investment Advisers Act of 1940. Although PAC advises on derivative products, including Contracts, to clients


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(2018), 41 OSCB 2083

in the United States, it is currently exempt from registration under the United States Commodity Exchange Act as a commodity trading adviser with the United States Commodity Futures Trading Commission;

b. PIL, a company organized under the laws of England and Wales with its principal place located in London,

United Kingdom. PIL is registered with the Financial Conduct Authority in the United Kingdom (FCA) as an adviser. PIL's permitted activities pursuant to its registration with the FCA include advising on Contracts;

c. Setanta Asset Management Limited, a corporation organized under the laws of Ireland. Setanta is regulated

by the Central Bank of Ireland to provide the services of portfolio management and the reception and transmission of order in relation to one or more financial instruments. Setanta’s permitted activities pursuant to such authority include advising on Contracts.

4. The Sub-Advisers and the Principal Adviser are affiliates, as defined in the OSA. 5. Each Sub-Adviser is registered in a category of registration, or operates under an exemption from registration, under

the commodity futures or other applicable legislation of the jurisdiction in which its head office is located that permits it to carry on the activities in that principal jurisdiction that registration as an adviser under the CFA would permit it to carry on in Ontario. As such, each Sub-Adviser is authorized and permitted to carry on the Sub-Advisory Services (as defined below) in its principal jurisdiction.

6. Each Sub-Adviser engages in the business of an adviser in respect of Contracts in its principal jurisdiction. 7. None of the Sub-Advisers is a resident of any province or territory of Canada. 8. None of the Sub-Advisers is or will be registered in any capacity under the CFA nor is required to be so registered

under the laws of its principal jurisdiction. 9. None of the Principal Adviser or the Sub-Advisers is in default of securities legislation, commodity futures legislation or

derivatives legislation in any jurisdiction in Canada. Each Sub-Adviser is in compliance in all material respects with the securities laws, commodity futures laws and derivatives laws in its principal jurisdiction.

10. The Principal Adviser provides discretionary and/or non-discretionary portfolio management services to (i) investment

funds, the securities of which are qualified by prospectus for distribution to the public in Ontario and certain other provinces and territories of Canada (the Investment Funds); (ii) pooled funds, the securities of which are sold on a private placement basis in Ontario and certain other provinces and territories of Canada pursuant to prospectus exemptions contained in National Instrument 45-106 Prospectus Exemptions (the Pooled Funds); (iii) managed accounts of clients who have entered into investment management agreements with the Principal Adviser (the Managed Accounts); and (iv) other Investment Funds, Pooled Funds and Managed Accounts that may be established in the future in respect of which the Principal Adviser engages a Sub-Adviser to provide portfolio advisory services (the Future Clients) (where each of the Investment Funds, Pooled Funds, Managed Accounts and Future Clients are referred to individually as a Client and collectively as the Clients).

11. The portfolio management services provided by the Principal Adviser to its Clients include, or will include, acting as an

adviser with respect to both securities and Contracts where such investments are part of the investment program of such Clients.

12. In connection with the Principal Adviser acting as an adviser to Clients in respect of the purchase or sale of Contracts,

the Principal Adviser has retained, pursuant to a written agreement made between the Principal Adviser and each Sub-Adviser, each Sub-Adviser to act as a sub-adviser to the Principal Adviser by exercising discretionary authority on behalf of the Principal Adviser, in respect of all or a portion of the assets of the investment portfolio of the respective Client, which may include discretionary authority to buy or sell Contracts for the Client (the Sub-Advisory Services), provided that: a. in each case, the Contracts must be cleared through an "acceptable clearing corporation" (as defined in

National Instrument 81-102 Investment Funds (NI 81-102)) or a clearing corporation that clears and settles transactions made on a futures exchange listed in Appendix A of NI 81-102; and

b. such investments are consistent with the investment objectives and strategies of the applicable Client.

13. The written agreement between the Principal Adviser and each Sub-Adviser sets out the obligations and duties of each party in connection with the Sub-Advisory Services and permits the Principal Adviser to exercise the degree of supervision and control it is required to exercise over the applicable Sub-Adviser in respect of the Sub-Advisory Services.


March 15, 2018

(2018), 41 OSCB 2084

14. Paragraph 22(1)(b) of the CFA prohibits a person or company from acting as an adviser unless the person or company is registered as an adviser under the CFA, or is registered as a representative or as a partner or an officer of a registered adviser and is acting on behalf of such registered adviser. Under the CFA, “adviser” means a person or company engaging in or holding himself, herself or itself out as engaging in the business of advising others as to trading in Contracts.

15. By providing the Sub-Advisory Services, each Sub-Adviser and its Representatives will be engaging in, or holding

himself, herself or itself out as engaging in, the business of advising others in respect of Contracts and, in the absence of being granted the requested relief, would be required to register as an adviser, or a representative of an adviser, as the case may be, under the CFA.

16. There is presently no rule or regulation under the CFA that provides an exemption from the adviser registration

requirement in paragraph 22(1)(b) of the CFA that is similar to the exemption from the adviser registration requirement in subsection 25(3) of the OSA which is provided under section 8.26.1 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).

17. The relationship among the Principal Adviser, each Sub-Adviser and any Client is, or will be, consistent with the

requirements of section 8.26.1 of NI 31-103. As would be required under section 8.26.1 of NI 31-103: a. the obligations and duties of each Sub-Adviser are set out in a written agreement with the Principal Adviser;

and b. the Principal Adviser has entered into, or will enter into, a written contract with each Client, agreeing to be

responsible for any loss that arises out of the failure of the applicable Sub-Adviser:

i. to exercise the powers and discharge the duties of its office honestly, in good faith and in the best interests of the Principal Adviser and each Client; or

ii. to exercise the degree of care, diligence and skill that a reasonably prudent person would exercise in

the circumstances (together with (i), the Assumed Obligations).

18. Each Sub-Adviser will only provide the Sub-Advisory Services as long as the Principal Adviser is, and remains, registered under the CFA as an adviser in the category of commodity trading manager.

19. The Principal Adviser will deliver to the Clients all required reports and statements under applicable securities,

commodity futures and derivatives legislation. 20. The prospectus or other offering document (in either case, the Offering Document) of each Client that is an

Investment Fund or a Pooled Fund and for which the Principal Adviser engages a Sub-Adviser to provide the Sub-Advisory Services will include the following disclosure (the Required Disclosure): a. a statement that the Principal Adviser is responsible for any loss that arises out of the failure of the applicable

Sub-Adviser to meet the Assumed Obligations; and b. a statement that there may be difficulty in enforcing any legal rights against the applicable Sub-Adviser (or any

of its Representatives) because such Sub-Adviser is resident outside of Canada and all or substantially all of its assets are situated outside of Canada.

21. Prior to purchasing any securities of a Client that is an Investment Fund or a Pooled Fund directly from the Principal

Adviser, each investor in any of these Investment Funds or Pooled Funds who is an Ontario resident receives, or will receive, the Required Disclosure in writing (which may be in the form of an Offering Document);

22. Each Client that is a Managed Account for which the Principal Adviser engages a Sub-Adviser to provide the Sub-

Advisory Services receives, or will receive, the Required Disclosure in writing prior to the purchasing of any Contracts for such Client.

23. The Sub-Advisers obtained substantially similar relief in the Previous Order, pursuant to which the Sub-Advisers have

been providing Sub-Advisory Services to the Principal Adviser in respect of the Clients. 24. The pending expiry of the Previous Order, pursuant to the terms of the Previous Order, has triggered the need for the

requested Order.


March 15, 2018

(2018), 41 OSCB 2085

AND UPON the Commission being of the opinion that to do so would not be prejudicial to the public interest; IT IS ORDERED pursuant to subsection 78(1) of the CFA, that the Previous Order is revoked; IT IS FURTHER ORDERED pursuant to section 80 of the CFA that each Sub-Adviser and its Representatives is exempt from the adviser registration requirements of paragraph 22(1)(b) of the CFA when acting as a sub-adviser to the Principal Adviser in respect of the Sub-Advisory Services provided that at the time that such activities are engaged in:

(a) the Principal Adviser is registered under the CFA as an adviser in the category of commodity trading manager; (b) the Sub-Adviser’s head office or principal place of business is in a jurisdiction outside of Canada; (c) the Sub-Adviser is registered in a category of registration, or operates under an exemption from registration,

under the commodity futures or other applicable legislation of its principal jurisdiction that permits it to carry on the activities in that jurisdiction that registration as an adviser under the CFA would permit it to carry on in Ontario;

(d) the Sub-Adviser engages in the business of an adviser in respect of Contracts in the jurisdiction outside of

Canada in which its head office or principal place of business is located; (e) the obligations and duties of the Sub-Adviser are set out in a written agreement with the Principal Adviser; (f) the Principal Adviser has entered into a written agreement with each Client, agreeing to be responsible for any

loss that arises out of any failure of the Sub-Adviser to meet the Assumed Obligations; (g) the Offering Document of each Client that is an Investment Fund or a Pooled Fund and for which the Principal

Adviser engages the Sub-Adviser to provide the Sub-Advisory Services includes the Required Disclosure; (h) prior to purchasing any securities of a Client that is an Investment Fund or a Pooled Fund directly from the

Principal Adviser, each investor in any of these Investment Funds or Pooled Funds who is an Ontario resident receives the Required Disclosure in writing (which may be in the form of an Offering Document); and

(i) each Client that is a Managed Account for which the Principal Adviser engages a Sub-Adviser to provide the

Sub-Advisory Services receives the Required Disclosure in writing prior to the purchasing of any Contracts for such Client.

IT IS FURTHER ORDERED that this Order will terminate on the earliest of:

(a) the expiry of any transition period as may be provided by law, after the effective date of the repeal of the CFA; (b) six months, or such other transition period as may be provided by law, after the coming into force of any

amendment to Ontario commodity futures law (as defined in the CFA) or Ontario securities law (as defined in the OSA) that affects the ability of any Sub-Adviser to act as a sub-adviser to the Principal Adviser in respect of the Sub-Advisory Services; and

(c) five years after the date of this Order.

Dated at Toronto, Ontario, this 6th of March, 2018. “Peter Currie” Commissioner Ontario Securities Commission “Mark J. Sandler” Commissioner Ontario Securities Commission


March 15, 2018

(2018), 41 OSCB 2086

2.2.4 Dennis Wing

IN THE MATTER OF DENNIS WING

Timothy Moseley, Vice-Chair and Chair of the Panel

March 7, 2018

ORDER WHEREAS on March 7, 2018, the Ontario Securities Commission held a hearing at the offices of the Commission, located at 20 Queen Street West, 17th Floor, Toronto, Ontario; ON HEARING the submissions of the representatives for Staff of the Commission and for Dennis Wing; IT IS ORDERED THAT 1. A confidential conference shall be held on April

10, 2018, commencing 10:00 a.m., or such other date as may be agreed to by the parties and set by the Office of the Secretary;

2. The final interlocutory attendance shall be held on

April 10, 2018, commencing 10:30 a.m., or such other date as may be agreed to by the parties and set by the Office of the Secretary;

3. On or before April 2, 2018, the parties shall

exchange hearing briefs containing copies of the documents, and identifying other things, that the party intends to produce or enter as evidence at the merits hearing; and

4. On or before April 3, 2018, the parties shall

provide to the Registrar a copy of an index to the party’s hearing brief.

“Timothy Moseley”

2.2.5 Imvescor Restaurant Group Inc. Headnote National Policy 11-206 Process for Cease to be a Reporting Issuer Applications – The issuer ceased to be a reporting issuer under securities legislation. Applicable Legislative Provisions Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10)(a)(ii).

[TRANSLATION]

March 8, 2018


QUÉBEC AND ONTARIO (the Jurisdictions)

AND

IN THE MATTER OF


AND

IN THE MATTER OF

IMVESCOR RESTAURANT GROUP INC. (the Filer)

ORDER

Background The securities regulatory authority or regulator in each of the Jurisdictions (Decision Maker) has received an application from the Filer for an order under the securities legislation of the Jurisdictions (the Legislation) that the Filer has ceased to be a reporting issuer in all jurisdictions of Canada in which it is a reporting issuer (the Order Sought). Under the Process for Cease to be a Reporting Issuer Applications (for a dual application):

(a) the Autorité des marchés financiers is the principal regulator for this application,

(b) the Filer has provided notice that

subsection 4C.5(1) of Regulation 11-102 respecting Passport System (Regulation 11-102) is intended to be relied upon in British Columbia, Alberta, Saskatchewan, Manitoba, New Brunswick, New Scotia, Prince Edward Island, Newfoundland and Labrador, Northwest Territories, Yukon and Nunavut, and

(c) this order is the order of the principal

regulator and evidences the decision of


March 15, 2018

(2018), 41 OSCB 2087

the securities regulatory authority or regulator in Ontario.

Interpretation Terms defined in Regulation 14-101 respecting Definitions, in Regulation 11-102 and in Regulation 14-501Q respecting Definitions have the same meaning if used in this order, unless otherwise defined. Representations This order is based on the following facts represented by the Filer: 1. the Filer is not an OTC reporting issuer under

Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets;

2. the outstanding securities of the Filer, including

debt securities, are beneficially owned, directly or indirectly, by fewer than 15 securityholders in each of the jurisdictions of Canada and fewer than 51 securityholders in total worldwide;

3. no securities of the Filer, including debt securities,

are traded in Canada or another country on a marketplace as defined in Regulation 21-101 respecting Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported;

4. the Filer is applying for an order that the Filer has

ceased to be a reporting issuer in all of the jurisdictions of Canada in which it is a reporting issuer; and

5. the Filer is not in default of securities legislation in

any jurisdiction. Order Each of the Decision Makers is satisfied that the order meets the test set out in the Legislation for the Decision Maker to make the order. The decision of the Decision Makers under the Legislation is that the Order Sought is granted. “Lucie J. Roy” Senior Director, Corporate Finance Autorité des marchés financiers

2.2.6 Schooner Trust Headnote National Policy 11-206 Process for Cease to be a Reporting Issuer Applications – The issuer ceases to be a reporting issuer under securities legislation. Applicable Legislative Provisions Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10)(a)(ii).

March 13, 2018


ONTARIO (THE JURISDICTION)

AND

IN THE MATTER OF


AND

IN THE MATTER OF SCHOONER TRUST

(THE FILER)

ORDER Background The principal regulator in the Jurisdiction has received an application from the Filer for an order under the securities legislation of the Jurisdiction of the principal regulator (the Legislation) that the Filer has ceased to be a reporting issuer in all jurisdictions of Canada in which it is a reporting issuer (the Order Sought). Under the Process for Cease to be a Reporting Issuer Applications (for a passport application):

(a) the Ontario Securities Commission is the principal regulator for this application, and

(b) the Filer has provided notice that

subsection 4C.5(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in British Columbia, Alberta, Saskatchewan, Manitoba, Québec, New Brunswick, Nova Scotia, Prince Edward Island and Newfoundland & Labrador.

Interpretation Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this order, unless otherwise defined.


March 15, 2018

(2018), 41 OSCB 2088

Representations This order is based on the following facts represented by the Filer: 1. the Filer is not an OTC reporting issuer under

Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets;

2. the outstanding securities of the Filer, including

debt securities, are beneficially owned, directly or indirectly, by fewer than 15 securityholders in each of the jurisdictions of Canada and fewer than 51 securityholders in total worldwide;

3. no securities of the Filer, including debt securities,

are traded in Canada or another country on a marketplace as defined in National Instrument 21-101 Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported;

4. the Filer is applying for an order that the Filer has

ceased to be a reporting issuer in all of the jurisdictions of Canada in which it is a reporting issuer; and

5. the Filer is not in default of securities legislation in

any jurisdiction. Order The principal regulator is satisfied that the order meets the test set out in the Legislation for the principal regulator to make the order. The decision of the principal regulator under the Legislation is that the Order Sought is granted. “Winnie Sanjoto” Manager, Corporate Finance Ontario Securities Commission


March 15, 2018

(2018), 41 OSCB 2089

2.2.7 Alterra Power Corp. Headnote National Policy 11-206 Process for Cease to be a Reporting Issuer Applications – The issuer ceases to be a reporting issuer under securities legislation. Applicable Legislative Provisions Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10)(a)(ii).

February 15, 2018

IN THE MATTER OF THE SECURITIES LEGISLATION OF BRITISH COLUMBIA AND ONTARIO

(the Jurisdictions)

AND

IN THE MATTER OF THE PROCESS FOR CEASE TO BE

A REPORTING ISSUER APPLICATIONS

AND

IN THE MATTER OF ALTERRA POWER CORP.

(the Filer)

ORDER

Background 1 The securities regulatory authority or regulator in each of the Jurisdictions (Decision Maker) has received an application

from the Filer for an order under the securities legislation of the Jurisdictions (the Legislation) that the Filer has ceased to be a reporting issuer in all jurisdictions of Canada in which it is a reporting issuer (the Order Sought). Under the Process for Cease to be a Reporting Issuer Applications (for a dual application):

(a) the British Columbia Securities Commission is the principal regulator for this application, (b) the Filer has provided notice that subsection 4C.5(1) of Multilateral Instrument 11-102 Passport

System (MI 11-102) is intended to be relied upon in Alberta, Saskatchewan, Manitoba, New Brunswick, Nova Scotia, Prince Edward Island, Newfoundland and Labrador, Yukon, Northwest Territories and Nunavut, and

(c) this order is the order of the principal regulator and evidences the decision of the securities

regulatory authority or regulator in Ontario.

Interpretation 2 Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this order,

unless otherwise defined. Representations 3 This order is based on the following facts represented by the Filer:

1. the Filer is not an OTC reporting issuer under Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets;


March 15, 2018

(2018), 41 OSCB 2090

2. the outstanding securities of the Filer, including debt securities, are beneficially owned, directly or indirectly, by fewer than 15 securityholders in each of the jurisdictions of Canada and fewer than 51 securityholders in total worldwide;

3. no securities of the Filer, including debt securities, are traded in Canada or another country on a marketplace

as defined in National Instrument 21-101 Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported;

4. the Filer is applying for an order that the Filer has ceased to be a reporting issuer in all of the jurisdictions of

Canada in which it is a reporting issuer; and 5. the Filer is not in default of securities legislation in any jurisdiction.

Order 4 Each of the Decision Makers is satisfied that the order meets the test set out in the Legislation for the Decision Maker

to make the order. The decision of the Decision Makers under the Legislation is that the Order Sought is granted.

“John Hinze” Director, Corporate Finance British Columbia Securities Commission

March 15, 2018

(2018), 41 OSCB 2091

Chapter 3

Reasons: Decisions, Orders and Rulings 3.2 Director’s Decisions 3.2.1 Maria Psihopedas – s. 31

IN THE MATTER OF STAFF’S RECOMMENDATION

TO REFUSE THE REGISTRATION OF MARIA PSIHOPEDAS

OPPORTUNITY TO BE HEARD BY THE DIRECTOR

UNDER SECTION 31 OF THE SECURITIES ACT (ONTARIO) Decision 1. For the reasons outlined below, my decision is to accept the recommendation of staff (Staff) of the Ontario Securities

Commission (the OSC or the Commission) to refuse the registration of Maria Psihopedas (Psihopedas or the Applicant) as a mutual fund dealing representative, sponsored by PFSL Investments Canada Ltd. (PFSL).

Overview 2. On February 25, 2016, PFSL submitted an initial registration application for Psihopedas by submitting a Form 33-

109F4 Registration of Individuals and Review of Permitted Individuals (Form F4). 3. Question 2 of Item 14 Criminal disclosure of Form F4 asks: “Have you ever been found guilty, pleaded no contest to, or

been granted an absolute or conditional discharge from any criminal offence that was committed?” If the response is “yes”, then the applicant is required to complete a Schedule K.

4. The Applicant submitted a Schedule K disclosing the following: “1. Two Charges under $1,000.00; 2. March 04/1996; 3.

Plead Guilty 2 months community service.”1 5. Through background checks, it was discovered that, while the Applicant had accurately reported the guilty plea, the

disposition was falsely reported. Instead of two months of community service, as provided in the application, Psihopedas was sentenced to 80 days of imprisonment, to be served intermittently on each charge concurrently, and to three years of probation.2

6. When questioned by Staff as to the false information provided, the Applicant stated that she did not remember serving

the 80 days of imprisonment.3 7. The OSC administers the registration process for firms and individuals applying for registration as a mutual fund dealer

or as a dealing representative of a mutual fund dealer. 8. Pursuant to section 31 of the Securities Act (Ontario) (the Act), the Applicant is entitled to an opportunity to be heard

(OTBH) before the Director makes a decision on Staff’s recommendation. An in-person OTBH took place on February 9, 2018.

9. My decision is based on the written and oral submissions of Mark Skuce, Senior Legal Counsel, OSC and the

Applicant. Law and Reasons 10. Subsection 27(1) of the Act provides that the Director shall register a person, unless it appears to the Director that the

person is not suitable for registration under the Act, or that the registration is otherwise objectionable. Subsection 27(2)

1 Affidavit of Azmeer Hirani, sworn January 10, 2018, at 49 (Exhibit A). 2 Ibid at 58 (Exhibit B). 3 Ibid at 130, paras 5-15 (Exhibit I – Interview of Maria Psihopedas, September 21, 2017).

Reasons: Decisions, Orders and Rulings

March 15, 2018

(2018), 41 OSCB 2092

states that in considering whether a person is suitable for registration, the Director shall consider the requirements prescribed in the regulations relating to proficiency, solvency and integrity.

11. Subsection 2.2(1) of National Instrument 33-109 Registration Information requires an individual applying for registration

to submit a completed Form F4, which requests information relating to criminal disclosures and includes a warning that it is an offence under securities legislation to give false or misleading information on the form.

Staff’s Submissions 12. The basis of Staff’s recommendation to refuse the registration of Psihopedas is a lack of integrity. This is based on the

untruthful statements made by the Applicant in her communications with Staff relating to her past criminal record. Staff submits that Psihopedas was untruthful about her criminal conviction and failed to accurately provide the details on her Form F4.

13. In 2015, Psihopedas applied for an insurance license with the Financial Services Commission of Ontario (FSCO). In

her initial application to FSCO, Psihopedas answered “no” to the question: “Have you ever been convicted or charged … with any offence under any law of any province, territory, state or country …?”4

14. During FSCO’s review of Psihopedas’ application, they discovered the Applicant’s unreported criminal conviction and

the disposition of that matter. On January 29, 2015, FSCO informed Psihopedas that they had information that, on March 4, 1996, she may have been convicted or charged on two counts of fraud under $1,000.00 and that the sentence was 80 days imprisonment to be served intermittently and three years of probation on each charge.5

15. In her communications with FSCO, Psihopedas expressed a belief that she had received a pardon in 2006 and that she

would not have to disclose the conviction. However, the pardon was not officially granted, as she believes she was a victim of fraud by a paralegal. Prior to approving the insurance registration, FSCO requested that Psihopedas inform her superiors at Primerica Life Insurance Company of Canada (Primerica), her sponsoring firm, of the criminal conviction.6 However, when Psihopedas informed Primerica of the prior criminal conviction, as per the evidence provided, she did not include any details of the sentence she received.7 On February 6, 2015, FSCO issued a license to Psihopedas.8

The Applicant’s Submissions 16. During the OTBH, the Applicant submitted that the criminal conviction was over 22 years ago and that she did not know

she was working for a fraudulent company. She also believed that she did not have adequate representation from a legal aid lawyer and that she was led to believe she would have been better off to plead guilty.

17. She repeatedly stated to Staff and the Director that she did not remember serving the 80 days of jail time. She

remembered some events from that time, but was not able to remember any of the jail time, other than the initial arrest. 18. Further, after the conviction, Psihopedas submitted that she had worked in the restaurant industry for many years in

increasingly senior roles and with increasing responsibilities. Moreover, she received an honorary plaque from the police for helping them during the years she operated a restaurant. Additionally, the Applicant submitted that she had joined a non-profit organization in 2005, and held elected positions with the organization in subsequent years as a treasurer, vice-president, and president. She had raised funds for a number of charities through the work of this non-profit organization.9

19. Finally, Psihopedas submitted that the conviction from 1996 was the only criminal conviction that she has had, and that

she has not had any other trouble with the law.10 Findings 20. I believe that the arrest, conviction and serving of jail time was a traumatic event in Psihopedas’ life. However, even

though she says that she does not remember serving the jail time, I have no evidence to show that the sentence was changed in any respect. In fact, the records from the Brampton Courthouse, including the probation order, were obtained and provides that the sentence was 80 days of imprisonment and three years of probation. I have to rely upon

4 Ibid at 5, para 13. 5 Ibid at 96 (Exhibit F). 6 Ibid at 101 (Exhibit G). 7 Ibid at 100-101 (Exhibit G). 8 Ibid at 104 (Exhibit H). 9 OTBH Transcript in the Matter of Maria Psihopedas (9 February 2018), at 24-25 [OTBH Transcript]. 10 Ibid at 28, paras 13-14.


March 15, 2018

(2018), 41 OSCB 2093

the records from the court as true and accurate. Therefore, based on this information, I do not find it credible for Psihopedas to say that she does not remember serving 80 days in jail on an intermittent basis.

21. Furthermore, regardless of whether she remembers serving the jail time or not, in January 2015, FSCO informed her

that they discovered the unreported criminal conviction from March 1996 and that the sentence was 80 days imprisonment and three years of probation.

22. Therefore, in January 2015, the Applicant knew the terms of her sentence and the fact that she had not officially been

granted a pardon. However, approximately 13 months later, her sponsoring firm, PFSL, submitted a Form F4 to the OSC that disclosed the criminal conviction, but did not truthfully disclose the sentence. On the Form F4, the Applicant stated that the disposition was two months of community service.

Integrity 23. The meaning of integrity has been established by Commission decisions. In Re Sawh (2012), 35 OSCB 7431 [Sawh], a

recent decision at the Commission level which was later upheld by the Divisional Court in Sawh v Ontario Securities Commission, 2013 ONSC 4018. At paragraph 264 of Sawh, ibid, the Commission wrote:

In determining the integrity of the Applicants, however, we are guided by the principle that the Commission shall consider in pursuing the purposes of the Act which, as set out in [Re Istanbul (2008), 31 OSCB 3799 [Istanbul]], at para. 68 and subparagraph 2(iii) of section 2.1 of the Act, excerpted at paragraph [152] above, is “the maintenance of high standards of fitness and business conduct to ensure honest and responsible conduct by market participants” [Emphasis in original].

24. Based on this principle reiterated in Sawh, supra, integrity includes honest and responsible conduct. 25. I appreciate that this event occurred over 22 years ago, was traumatic, and the Applicant wants to distance herself from

it so that she can move forward with her life. However, when it came time to disclose the information to the regulator on her Form F4, she did not truthfully disclose the information. She disclosed the conviction, but she failed to truthfully disclose the disposition of the criminal matter. In fact, by downplaying the sentence to be only two months of community service instead of the 80 days of imprisonment and three years of probation, it appears to me that the Applicant was attempting to mislead the regulator.

26. During the OTBH, the Applicant was asked why she did not truthfully disclose the information and her response was

she did not know why.11 She knew that the regulators had access to criminal background information, since FSCO informed her of the unreported criminal conviction. She also stated that “there was no intent there for me to hide it or to be deceitful in any way.”12

27. Based on a pattern of conduct, I do not believe Psihopedas’ statement that she did not intend to hide the information.

She repeatedly stated to Staff and the Director that she did not remember serving the jail time, but provided no evidence that the terms of the sentence were modified. In a letter to Primerica, the sponsor of her insurance license, she disclosed the conviction but not the terms of the sentence. Finally, on her Form F4 she downplayed the severity of the sentence. Having failed to truthfully disclose information, I find that Psihopedas’ conduct was not of a high standard of fitness, nor is it honest and responsible conduct. Therefore, I conclude that Psihopedas lacks integrity.

Registration is a privilege not a right 28. For registration matters, there is a proposition of law that provides that: “Registration is a privilege, not a right, that is

granted to individuals and entities that have demonstrated their suitability for registration.”13 Integrity, proficiency and solvency are the factors that are considered in determining suitability for registration.14

29. Having concluded above that Psihopedas lacks integrity, which is an integral element of suitability for registration, I

cannot approve the registration of the Applicant. Therefore, Psihopedas’ registration as a mutual fund dealing representative is refused.

Otherwise objectionable 30. Determining whether an applicant’s registration may be otherwise objectionable goes beyond the suitability criteria for

registration, and looks to the Commission’s mandate, as expressed in section 1.1 of the Act, to provide protection to

11 OTBH Transcript, supra note 8 at 57, paras 21-22. 12 Ibid at 57, paras 25-26. 13 Sawh, supra at para142; Istanbul, supra at para 60. 14 See para 10, above.


March 15, 2018

(2018), 41 OSCB 2094

investors from unfair, improper or fraudulent practices; and to foster fair and efficient capital markets and confidence in capital markets.15

31. In Re Mithras Management Ltd. (1990), 13 OSCB 1600 at 10, the Commission stated that: “the role of this Commission

is to protect the public interest by removing from the capital markets … those whose conduct in the past leads us to conclude that their conduct in the future may well be detrimental to the integrity of those capital markets.”

32. Investors place a great deal of trust in registrant’s ability to assist them with financial matters. Registrants help clients

evaluate their financial needs and objectives, assist with developing a plan to meet those objectives and recommend products that are suitable for the client. Clients expect registrants to have high standards of fitness and business conduct and act honestly and responsible.

33. Considering the Applicant’s recent conduct relating to her registration application, I am not confident that she will

uphold the principles of integrity and act in an honest and responsible manner when faced with a client issue that requires her to act honestly, responsibly and with high standards of business conduct.

34. Therefore, I find the Applicant’s registration to be otherwise objectionable. Based on the foregoing, my decision is to

accept Staff’s recommendation to refuse the registration of Psihopedas. “Debra Foubert” Director, Compliance and Registrant Regulation Branch Ontario Securities Commission March 7, 2018

15 Sawh, supra at para 289.

March 15, 2018

(2018), 41 OSCB 2095

Chapter 4

Cease Trading Orders 4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Company Name Date of Temporary Order

Date ofHearing

Date ofPermanent Order

Date ofLapse/Revoke

THERE IS NOTHING TO REPORT THIS WEEK.

Failure to File Cease Trade Orders

Company Name Date of Order Date of Revocation

Black Bull Resources Inc. 07 March 2018

Velocity Data Inc. 06 March 2018

4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders

Company Name Date of Order Date of Lapse

THERE IS NOTHING TO REPORT THIS WEEK.

4.2.2 Outstanding Management & Insider Cease Trading Orders

Company Name Date of Order or Temporary Order

Date ofHearing

Date ofPermanent Order

Date of Lapse/Expire

Date ofIssuer

Temporary Order

Performance Sports Group Ltd.

19 October 2016 31 October 2016 31 October 2016

Company Name Date of Order Date of Lapse

Katanga Mining Limited 15 August 2017

Cease Trading Orders

March 15, 2018

(2018), 41 OSCB 2096


March 15, 2018

(2018), 41 OSCB 2097

Chapter 7

Insider Reporting

The following is a weekly summary of insider transactions by insiders of Ontario reporting issuers in SEDI ® (the System for Electronic Disclosure by Insiders).1 The weekly summary contains insider transactions reported during the 7-day period ending Sunday at 11:59 p.m. (i.e. the Sunday prior to the Bulletin Issue date).2

Guide to Codes

Relationship of Insider to Issuer (Rel=n) 1 Issuer 2 Subsidiary of Issuer 3 10% Security Holder of Issuer 4 Director of Issuer 5 Senior Officer of Issuer 6 Director or Senior Officer of 10% Security Holder 7 Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) 8 Deemed Insider – 6 Months before becoming Insider

Nature of Transaction (T/O)

00 Opening Balance-Initial SEDI Report 10 Acquisition or disposition in the public market 11 Acquisition or disposition carried out privately 15 Acquisition or disposition under a prospectus 16 Acquisition or disposition under a prospectus exemption 22 Acquisition or disposition pursuant to a take-over bid, merger or acquisition 30 Acquisition or disposition under a purchase/ ownership plan 35 Stock dividend 36 Conversion or exchange 37 Stock split or consolidation 38 Redemption, retraction, cancellation, repurchase 40 Short sale 45 Compensation for property 46 Compensation for services 47 Acquisition or disposition by gift 48 Acquisition by inheritance or disposition by bequest 50 Grant of options 51 Exercise of options 52 Expiration of options 53 Grant of warrants 54 Exercise of warrants 55 Expiration of warrants 56 Grant of rights 57 Exercise of rights 59 Exercise for cash 70 Acquisition or disposition (writing) of third party derivative 71 Exercise of third party derivative 72 Other settlement of third party 73 Expiration of third party derivative 90 Change in nature of ownership 97 Other 99 Correction of Information

Note: The asterisk in the “Date/Month End Holding” column indicates the insider disagreed with the system calculated balance when the

transaction was reported.

1 SEDI® is a registered trademark owned by CDS INC.

2 ©CDS INC.

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2098

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Price

Date/Month End Holdings

Acquired/ Disposed

3TL Technologies Corp. Common Shares Oishi, Kim 4 06/03/2018 10 0.165 533,143 15,000



49 North Resources Inc. Common Shares MacNeill, Tom 3, 4, 7, 5 02/03/2018 10 0.095 4,310,090 14,000

5N Plus Inc. Common Shares BOURASSA, JEAN-MARIE 4 06/03/2018 10 2.9424 1,111,300 119,300

ABcann Global Corporation Common Shares Clement, Kenneth 4, 5 06/03/2018 10 2.194 29,831,182 -300,000

ABcann Global Corporation Common Shares Clement, Kenneth 4, 5 07/03/2018 10 2.03 29,331,182 -500,000

ABE Resources Inc. Common Shares Cantore, Victor 4 08/03/2018 10 0.4578 3,461,880 25,000

ABE Resources Inc. Warrants Cantore, Victor 4 08/03/2018 10 0.3 413,500 250,000

Aberdeen Asia-Pacific Income Investment Company Limited

Common Shares Aberdeen Asia-Pacific Income Investment Company Limited

1 01/02/2018 38 4.54 1,500 1,500



1 01/02/2018 38 4.55 2,600 1,100



1 01/02/2018 38 4.56 7,000 4,400



1 13/02/2018 38 4.5 14,000 7,000



1 20/02/2018 38 0 -14,000



1 20/02/2018 38 4.54 7,000 7,000



1 22/02/2018 38 4.52 10,400 3,400



1 22/02/2018 38 4.53 13,600 3,200



1 22/02/2018 38 4.54 14,000 400



1 23/02/2018 38 4.51 21,000 7,000



1 28/02/2018 38 0 -21,000

Absolute Software Corporation

Common Shares Absolute Software Corporation

1 26/02/2018 38 6.5 500 500



1 28/02/2018 38 0 -500



1 28/02/2018 38 6.46 2,000 2,000


Common Shares Chronert, Todd 5 14/02/2018 00


Common Shares Chronert, Todd 5 06/03/2018 57 17,427 17,427


Common Shares Chronert, Todd 5 06/03/2018 10 6.4577 0 -17,427


Rights Restricted Share Unit

Chronert, Todd 5 06/03/2018 57 54,853 -17,427


Options Grace, Mark 5 02/03/2018 52 42,605 -8,000


Common Shares Munford, Stephen 5 16/02/2018 00


Common Shares Munford, Stephen 5 08/03/2018 11 6.5 304,662 304,662


Rights Deferred Share Unit

Visca, Salvatore Anthony 4 31/12/2016 99 13,473 473



Visca, Salvatore Anthony 4 31/12/2017 99 30,275 1,034

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2099



Acquired/ Disposed



Visca, Salvatore Anthony 4 23/02/2018 56 44,640 365

Ackroo Inc. Common Shares Ronka, Kristaps 4 10/01/2018 00

Ackroo Inc. Common Shares Ronka, Kristaps 4 06/03/2018 10 0.08 24,000 24,000

Ackroo Inc. Common Shares Ronka, Kristaps 4 08/03/2018 10 0.085 41,000 17,000

AcuityAds Holdings Inc. Rights DSU Andrews, David 5 06/03/2018 56 300,900 17,200

AcuityAds Holdings Inc. Rights DSU Dent, Roger 4 06/03/2018 46 18,175 14,950

AcuityAds Holdings Inc. Rights DSU Mayer, Igal 4 06/03/2018 56 75,720 14,950

AcuityAds Holdings Inc. Rights DSU Pollack, Sheldon M. 4 06/03/2018 56 75,720 14,950

AcuityAds Holdings Inc. Rights DSU Waxman, Yishay 4 06/03/2018 56 71,219 12,699

Advantex Marketing International Inc.

Common Shares Abramson, Randall 3 22/12/2017 16 93,002,288






Common Shares Abramson, Randall 3 22/12/2017 16 93,327,019 86,777,049


Debentures Abramson, Randall 3 22/12/2017 16 $798,680






Debentures Abramson, Randall 3 22/12/2017 16 $801,680 $801,680

Aecon Group Inc. Deferred Share Units Beck, John Michael 4, 5 06/03/2018 56 262,818 7,858

Aecon Group Inc. Restricted Share Units Beck, John Michael 4, 5 06/03/2018 56 19.18 184,200 97,176

Aecon Group Inc. Common Shares Butt, Michael 4 09/03/2018 51 11.92 153,761 30,000

Aecon Group Inc. Deferred Share Units Butt, Michael 4 06/03/2018 56 19.18 34,365 5,213

Aecon Group Inc. Options Butt, Michael 4 09/03/2018 51 19.12 0 -30,000

Aecon Group Inc. Deferred Share Units Carrabba, Joseph Anthony 4 06/03/2018 56 19.18 36,161 5,213

Aecon Group Inc. Common Shares Franceschini, Anthony P. 4 09/03/2018 51 11.92 90,000 30,000

Aecon Group Inc. Deferred Share Units Franceschini, Anthony P. 4 06/03/2018 56 36,580 5,213

Aecon Group Inc. Options Franceschini, Anthony P. 4 09/03/2018 51 19.12 0 -30,000

Aecon Group Inc. Deferred Share Units Fushman, Yonni David 5 06/03/2018 56 47,031 10,279

Aecon Group Inc. Restricted Share Units Fushman, Yonni David 5 06/03/2018 56 19.18 20,261 9,593

Aecon Group Inc. Common Shares Hole, James Douglas 4 09/03/2018 51 11.92 50,000 30,000

Aecon Group Inc. Deferred Share Units Hole, James Douglas 4 06/03/2018 56 19.18 39,585 5,213

Aecon Group Inc. Options Hole, James Douglas 4 09/03/2018 51 19.12 0 -30,000

Aecon Group Inc. Deferred Share Units MacCallum, Alistair 5 06/03/2018 56 23,849 722

Aecon Group Inc. Restricted Share Units MacCallum, Alistair 5 06/03/2018 56 19.18 25,190 11,989

Aecon Group Inc. Deferred Share Units Rosenfeld, Eric Stuart 4 06/03/2018 56 19.18 6,154 5,213

Aecon Group Inc. Deferred Share Units Sloan, Monica 4 06/03/2018 56 19.18 36,580 5,213

Aecon Group Inc. Deferred Share Units Smales, David Andrew 5 06/03/2018 56 127,429 3,951

Aecon Group Inc. Restricted Share Units Smales, David Andrew 5 06/03/2018 56 19.18 89,921 46,655

Aecon Group Inc. Common Shares Tobin, Brian Vincent 4 09/03/2018 51 11.92 116,150 30,000

Aecon Group Inc. Deferred Share Units Tobin, Brian Vincent 4 06/03/2018 56 19.18 36,201 5,213

Aecon Group Inc. Options Tobin, Brian Vincent 4 09/03/2018 51 19.12 0 -30,000

Aecon Group Inc. Deferred Share Units Wolburgh Jenah, Susan 4 06/03/2018 56 19.18 14,894 5,213

Africa Oil Corp. Common Shares Hill, Keith Charles 4, 5 06/03/2018 10 1.34 939,341 16,000



Agellan Commercial Real Estate Investment Trust

Units Tammer, Aida Evelyn 4 13/11/2017 00

Agellan Commercial Real Estate Investment Trust

Units Tammer, Aida Evelyn 4 01/12/2017 10 12 5,000 5,000

AGF Management Limited Common Shares Class B AGF EMPLOYEE BENEFIT PLAN TRUST

2 27/02/2018 10 6.99 2,568

AGF Management Limited Common Shares Class B AGF EMPLOYEE BENEFIT PLAN TRUST

2 27/02/2018 10 6.99 2,568

Aimia Inc. Options Grafton, Mark David 5 03/03/2018 52 167,454 -3,038

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2100



Acquired/ Disposed

Aimia Inc. Options Johnston, David William 4, 5 03/03/2018 52 1,213,184 -125,384

Aimia Inc. Options Timpano, Vincent Robert 5 03/03/2018 52 776,769 -88,574

Air Canada Class B Voting Shares Bureau, Duncan 5 06/03/2018 51 9.23 2,816 2,000

Air Canada Class B Voting Shares Bureau, Duncan 5 06/03/2018 10 27.01 816 -2,000

Air Canada Options (Long-Term Incentive Plan)

Bureau, Duncan 5 06/03/2018 51 9.23 33,080 -2,000

Air Canada Class B Voting Shares Doyle, Eddy 5 02/03/2018 10 27.199 539 -2,063

Air Canada Class B Voting Shares Read, Robert Alan 5 01/03/2018 00 600

Air Canada Options (Long-Term Incentive Plan)

Read, Robert Alan 5 01/03/2018 00 8,480

Air Canada Share Units (Long-Term Incentive Plan)

Read, Robert Alan 5 01/03/2018 00 10,848

Air Canada Class B Voting Shares Rousseau, Michael Stewart 5 10/10/2007 00

Air Canada Class B Voting Shares Rousseau, Michael Stewart 5 10/10/2007 00

Air Canada Class B Voting Shares Rousseau, Michael Stewart 5 08/03/2018 10 26.5 2,500

Air Canada Class B Voting Shares Rousseau, Michael Stewart 5 08/03/2018 10 26.5 2,500

Air Canada Class B Voting Shares Rousseau, Michael Stewart 5 08/03/2018 10 26.5 7,500 2,500

Air Canada Class B Voting Shares Strom, Murray Douglas 5 06/03/2018 00 130

AIRBOSS OF AMERICA CORP.

Common Shares AirBoss of America Corp. 1 12/02/2018 38 10 2,200 2,200

AIRBOSS OF AMERICA CORP.

Common Shares AirBoss of America Corp. 1 02/03/2018 38 10 0 -2,200

Akita Drilling Ltd. Non-Voting Shares Coleman, Raymond 5 05/03/2018 30 7.75 23,612 338

Akita Drilling Ltd. Non-Voting Shares Hensel, Fred 5 05/03/2018 30 7.75 33,940 224

Akita Drilling Ltd. Non-Voting Shares Reynolds, Darcy 5 05/03/2018 30 7.75 5,301 109

Alamos Gold Inc. Options Barwell, Christine 5 05/03/2018 50 6.56 232,243 51,500

Alamos Gold Inc. Rights Rights Performance Share Units

Barwell, Christine 5 05/03/2018 56 58,034 24,750

Alamos Gold Inc. Options Bostwick, Christopher John 5 05/03/2018 50 6.56 266,828 51,500


Bostwick, Christopher John 5 05/03/2018 56 58,034 24,750

Alamos Gold Inc. Options Chavez - Martinez, Mario Luis

5 05/03/2018 50 5.14 264,305 51,500


Chavez - Martinez, Mario Luis

5 05/03/2018 56 55,037 24,750

Alamos Gold Inc. Options Cormier, John Andrew 5 05/03/2018 50 6.56 270,912 51,500


Cormier, John Andrew 5 05/03/2018 56 58,034 24,750

Alamos Gold Inc. Rights Deferred Share Units

Daniel, Mark 4 05/03/2018 56 55,434 16,750


Downey, Patrick D. 4 05/03/2018 56 55,434 16,750

Alamos Gold Inc. Options Engelstad, Nils Frederik Jonas

8 05/03/2018 50 6.56 158,477 51,500


Engelstad, Nils Frederik Jonas

8 05/03/2018 56 56,577 24,750

Alamos Gold Inc. Options Fisher, Gregory S. 5 05/03/2018 50 6.56 265,577 51,500


Fisher, Gregory S. 5 05/03/2018 56 58,034 24,750


Fleck, David Alexander 4 05/03/2018 56 79,015 16,750


Gower, David Patrick 4 05/03/2018 56 72,408 16,750


Kennedy, Claire Marie Catherine

4 05/03/2018 56 67,566 16,750

Alamos Gold Inc. Common Shares Class A MacPhail, Peter 5 06/03/2018 10 6.8 79,541 5,000

Alamos Gold Inc. Common Shares Class A MacPhail, Peter 5 07/03/2018 10 6.5 84,541 5,000

Alamos Gold Inc. Options MacPhail, Peter 5 05/03/2018 50 6.56 527,572 127,400


MacPhail, Peter 5 05/03/2018 56 117,532 49,500

Alamos Gold Inc. Common Shares Class A McCluskey, John 4, 5 07/03/2018 10 6.675 410,618 20,000

Alamos Gold Inc. Options McCluskey, John 4, 5 05/03/2018 50 6.56 1,795,791 292,300

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2101



Acquired/ Disposed

Alamos Gold Inc. Rights Restricted Share Units

McCluskey, John 4, 5 28/04/2017 30 198,248 276

Alamos Gold Inc. Rights Restricted Share Units

McCluskey, John 4, 5 31/10/2017 30 198,561 313


McCluskey, John 4, 5 28/04/2017 30 171,104 238


McCluskey, John 4, 5 31/10/2017 30 171,374 270


McCluskey, John 4, 5 05/03/2018 56 6.56 285,674 114,300

Alamos Gold Inc. Options McGrath, Aoife Mairead 5 05/03/2018 50 6.56 173,477 51,500


McGrath, Aoife Mairead 5 05/03/2018 56 56,577 24,750


Murphy, Paul 4 05/03/2018 56 127,188 30,500

Alamos Gold Inc. Common Shares Class A Parsons, Scott Kyle 5 06/03/2018 10 6.94 18,755 2,000

Alamos Gold Inc. Common Shares Class A Parsons, Scott Kyle 5 07/03/2018 10 6.58 19,755 1,000

Alamos Gold Inc. Options Parsons, Scott Kyle 5 05/03/2018 50 6.56 173,477 51,500


Parsons, Scott Kyle 5 05/03/2018 56 56,577 24,750

Alamos Gold Inc. Common Shares Class A Porter, James 5 02/03/2018 10 6.85 86,422 10,000

Alamos Gold Inc. Options Porter, James 5 05/03/2018 50 6.56 640,153 125,900


Porter, James 5 05/03/2018 56 117,527 49,500


Smith, Ronald 4 05/03/2018 56 64,758 16,750


Stowe, Kenneth George 4 05/03/2018 56 72,408 16,750

Alamos Gold Inc. Options Webster, Colin 5 05/03/2018 50 6.56 143,477 51,500


Webster, Colin 5 05/03/2018 56 58,034 24,750

Alaska Hydro Corporation Common Shares Spens, Christian 4 09/03/2018 10 0.05 72,890 -16,000

Algold Resources Ltd. Options Claessens, Lucas Werner 4 06/02/2018 00

Algold Resources Ltd. Options Claessens, Lucas Werner 4 07/03/2018 50 150,000 150,000

Algold Resources Ltd. Options Ghadda, Brahim Ahmed Salem

4 06/02/2018 00

Algold Resources Ltd. Options Ghadda, Brahim Ahmed Salem

4 07/03/2018 50 150,000 150,000

Allied Properties Real Estate Investment Trust

Units Cunningham, Gordon R. 4 08/03/2018 10 41.56 7,690 -566

Almonty Industries Inc. Common Shares Almonty Industries Inc. 1 28/02/2018 38 0 -65,500

Almonty Industries Inc. Common Shares Almonty Industries Inc. 1 02/03/2018 38 0.55 12,500 12,500

Almonty Industries Inc. Common Shares Gutschlag, Thomas Joerg 4, 6 27/02/2018 54 600,000 200,000

Almonty Industries Inc. Warrants Gutschlag, Thomas Joerg 4, 6 27/02/2018 54 0 -200,000

Altai Resources Inc. Common Shares Taner, Mehmet Fevzi 4 05/03/2018 51 0.1 200,000 200,000

Altai Resources Inc. Options Taner, Mehmet Fevzi 4 05/03/2018 51 0.1 0 -200,000

Altair Resources Inc. Common Shares Dhanani, Zahir 3 06/03/2018 10 0.05 7,017,100 55,000

Alternate Health Corp. Common Shares Murphy, Michael Lynn 3, 4, 5 05/03/2018 10 1.6 2,441,255 35,200



Alternate Health Corp. Common Shares Murphy, Michael Lynn 3, 4, 5 05/03/2018 10 1.67 2,459,755 200












Insider Reporting

March 15, 2018

(2018), 41 OSCB 2102



Acquired/ Disposed




Altius Minerals Corporation Common Shares Altius Minerals Corporation 1 08/02/2018 38 12 2,000 2,000

Altius Minerals Corporation Common Shares Altius Minerals Corporation 1 08/02/2018 38 11.99 3,000 1,000

Altius Minerals Corporation Common Shares Altius Minerals Corporation 1 08/02/2018 38 11.9 3,200 200

Altius Minerals Corporation Common Shares Altius Minerals Corporation 1 08/02/2018 38 11.95 6,200 3,000

Altius Minerals Corporation Common Shares Altius Minerals Corporation 1 08/02/2018 38 12 4,200 -2,000

Altius Minerals Corporation Common Shares Altius Minerals Corporation 1 08/02/2018 38 11.99 3,200 -1,000

Altius Minerals Corporation Common Shares Altius Minerals Corporation 1 08/02/2018 38 11.9 3,000 -200

Altius Minerals Corporation Common Shares Altius Minerals Corporation 1 08/02/2018 38 11.95 0 -3,000

Altius Minerals Corporation Common Shares Altius Minerals Corporation 1 08/03/2018 38 11.99 1,000

Altus Group Limited Common Share Performance Share Units

Ball, Patricia Gabriel 5 06/03/2018 56 36.78 5,918 2,718


Ball, Patricia Gabriel 5 06/03/2018 58 - Expiration of rights

5,501 -417

Altus Group Limited Options Ball, Patricia Gabriel 5 06/03/2018 50 31.59 12,750 6,250

Altus Group Limited Restricted Shares Ball, Patricia Gabriel 5 06/03/2018 56 31.59 4,484 1,004


Bartolini, Angelo 5 06/03/2018 56 36.78 24,402 3,398


Bartolini, Angelo 5 06/03/2018 57 31.59 17,629 -6,773


Bartolini, Angelo 5 06/03/2018 58 - Expiration of rights

16,837 -792



15,968 -869



15,448 -520

Altus Group Limited Common Shares Bartolini, Angelo 5 06/03/2018 57 31.59 20,212 6,773

Altus Group Limited Common Shares Bartolini, Angelo 5 06/03/2018 11 31.59 16,586 -3,626

Altus Group Limited Options Bartolini, Angelo 5 06/03/2018 50 31.59 37,912 7,812

Altus Group Limited Restricted Shares Bartolini, Angelo 5 06/03/2018 56 31.59 9,858 2,410


BISHOP, TERRY ALAN 5 06/03/2018 56 36.87 12,666 3,806


BISHOP, TERRY ALAN 5 06/03/2018 57 31.59 10,761 -1,905


BISHOP, TERRY ALAN 5 06/03/2018 58 - Expiration of rights

10,538 -223



10,229 -309



9,790 -439

Altus Group Limited Common Shares BISHOP, TERRY ALAN 5 06/03/2018 57 31.59 37,800 1,905

Altus Group Limited Common Shares BISHOP, TERRY ALAN 5 06/03/2018 11 31.59 36,780 -1,020

Altus Group Limited Options BISHOP, TERRY ALAN 5 06/03/2018 50 31.59 20,684 8,750

Altus Group Limited Restricted Shares BISHOP, TERRY ALAN 5 06/03/2018 56 31.59 9,612 1,236


Commons, Michael 5 06/03/2018 56 36.78 15,690 4,078


Commons, Michael 5 06/03/2018 57 31.59 12,304 -3,386


Commons, Michael 5 06/03/2018 58 - Expiration of rights

11,908 -396



11,528 -380



11,047 -481

Altus Group Limited Common Shares Commons, Michael 5 06/03/2018 57 31.59 16,136 3,386

Altus Group Limited Common Shares Commons, Michael 5 06/03/2018 11 31.59 14,323 -1,813

Altus Group Limited Options Commons, Michael 5 06/03/2018 50 31.59 22,775 9,375

Altus Group Limited Restricted Shares Commons, Michael 5 06/03/2018 56 31.59 4,252 801


COURTEAU, Robert G 4, 5 06/03/2018 56 36.78 191,047 40,783

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2103



Acquired/ Disposed


COURTEAU, Robert G 4, 5 06/03/2018 57 31.59 156,125 -34,922


COURTEAU, Robert G 4, 5 06/03/2018 58 - Expiration of rights

152,039 -4,086



146,333 -5,706



139,910 -6,423

Altus Group Limited Common Shares COURTEAU, Robert G 4, 5 06/03/2018 57 31.59 123,499 34,922

Altus Group Limited Common Shares COURTEAU, Robert G 4, 5 06/03/2018 11 31.59 104,805 -18,694

Altus Group Limited Options COURTEAU, Robert G 4, 5 06/03/2018 50 31.59 328,750 93,750

Altus Group Limited Restricted Shares COURTEAU, Robert G 4, 5 06/03/2018 56 31.59 31,787 7,367


Derbyshire, Jim 5 06/03/2018 56 36.78 26,638 4,894


Derbyshire, Jim 5 06/03/2018 57 31.59 19,866 -6,772


Derbyshire, Jim 5 06/03/2018 58 - Expiration of rights

19,074 -792



18,314 -760



17,544 -770

Altus Group Limited Common Shares Derbyshire, Jim 5 06/03/2018 57 31.59 98,650 6,772

Altus Group Limited Common Shares Derbyshire, Jim 5 06/03/2018 11 31.59 95,025 -3,625

Altus Group Limited Options Derbyshire, Jim 5 06/03/2018 50 31.59 46,250 11,250

Altus Group Limited Options Derbyshire, Jim 5 06/03/2018 57 31.59 6,772

Altus Group Limited Options Derbyshire, Jim 5 06/03/2018 57 31.59 6,772

Altus Group Limited Restricted Shares Derbyshire, Jim 5 06/03/2018 56 31.59 9,906 1,648


Eisen, Barry Isaac 5 06/03/2018 56 36.78 19,371 3,398


Eisen, Barry Isaac 5 06/03/2018 57 31.59 14,291 -5,080


Eisen, Barry Isaac 5 06/03/2018 58 - Expiration of rights

13,697 -594



13,045 -652



12,627 -418

Altus Group Limited Common Shares Eisen, Barry Isaac 5 06/03/2018 57 31.59 5,080 5,080

Altus Group Limited Common Shares Eisen, Barry Isaac 5 06/03/2018 11 31.59 2,360 -2,720

Altus Group Limited Options Eisen, Barry Isaac 5 06/03/2018 50 31.59 30,329 7,812

Altus Group Limited Restricted Shares Eisen, Barry Isaac 5 06/03/2018 56 31.59 9,253 2,410


Ettinger, Mitchell James 5 01/03/2018 00 2,819


Ettinger, Mitchell James 5 06/03/2018 56 36.78 5,537 2,718


Ettinger, Mitchell James 5 06/03/2018 58 - Expiration of rights

5,358 -179


Ettinger, Mitchell James 5 06/03/2018 58 - Expiration of rights

5,217 -141

Altus Group Limited Common Shares Ettinger, Mitchell James 5 01/03/2018 00 11,489

Altus Group Limited Options Ettinger, Mitchell James 5 01/03/2018 00 3,300

Altus Group Limited Options Ettinger, Mitchell James 5 06/03/2018 50 31.59 9,550 6,250

Altus Group Limited Restricted Shares Ettinger, Mitchell James 5 01/03/2018 00 2,181

Altus Group Limited Restricted Shares Ettinger, Mitchell James 5 06/03/2018 56 31.59 2,948 767


FARRELL, CARL 4, 5 04/06/2014 00


FARRELL, CARL 4, 5 06/03/2018 56 36.78 27,188 27,188

Altus Group Limited Options FARRELL, CARL 4, 5 04/06/2014 00

Altus Group Limited Options FARRELL, CARL 4, 5 06/03/2018 50 31.59 125,000 125,000


Gurnsey, David Lee 5 06/03/2018 57 31.59 9,125 -5,926

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2104



Acquired/ Disposed


Gurnsey, David Lee 5 06/03/2018 58 - Expiration of rights

8,432 -693



7,894 -538



7,557 -337

Altus Group Limited Common Shares Gurnsey, David Lee 5 06/03/2018 57 31.59 20,295 5,926

Altus Group Limited Common Shares Gurnsey, David Lee 5 06/03/2018 11 31.59 17,480 -2,815

Altus Group Limited Restricted Shares Gurnsey, David Lee 5 06/03/2018 56 31.59 6,916 2,376


Johnston, Colin Boyd 5 06/03/2018 56 36.78 22,425 4,078


Johnston, Colin Boyd 5 06/03/2018 57 31.59 15,653 -6,772


Johnston, Colin Boyd 5 06/03/2018 58 - Expiration of rights

14,861 -792



14,209 -652



13,728 -481

Altus Group Limited Common Shares Johnston, Colin Boyd 5 06/03/2018 57 31.59 54,555 6,772

Altus Group Limited Common Shares Johnston, Colin Boyd 5 06/03/2018 11 31.59 50,930 -3,625

Altus Group Limited Options Johnston, Colin Boyd 5 06/03/2018 50 31.59 23,541 9,375

Altus Group Limited Restricted Shares Johnston, Colin Boyd 5 06/03/2018 56 31.59 10,122 1,295


McSweeney, Niall 5 06/03/2018 56 36.78 13,192 2,990


McSweeney, Niall 5 06/03/2018 57 31.59 10,229 -2,963


McSweeney, Niall 5 06/03/2018 58 - Expiration of rights

9,883 -346



9,557 -326



9,121 -436

Altus Group Limited Common Shares McSweeney, Niall 5 06/03/2018 57 31.59 33,095 2,963

Altus Group Limited Options McSweeney, Niall 5 06/03/2018 50 31.59 16,841 6,875

Altus Group Limited Restricted Share Units McSweeney, Niall 5 06/03/2018 56 31.59 4,199 606


ORLIK, EDWARD CHARLES

5 06/03/2018 56 36.78 6,432 2,039



5 06/03/2018 57 31.59 5,585 -847



5 06/03/2018 58 - Expiration of rights

5,486 -99




5,378 -108




5,083 -295

Altus Group Limited Common Shares ORLIK, EDWARD CHARLES

5 06/03/2018 57 31.59 2,050 847

Altus Group Limited Common Shares ORLIK, EDWARD CHARLES

5 06/03/2018 11 31.59 1,596 -454

Altus Group Limited Options ORLIK, EDWARD CHARLES

5 06/03/2018 50 31.59 11,038 4,688

Altus Group Limited Restricted Shares ORLIK, EDWARD CHARLES

5 06/03/2018 56 31.59 4,367 1,004


Probyn, Alex 7 06/03/2018 56 36.78 22,238 4,934


Probyn, Alex 7 06/03/2018 57 31.59 16,312 -5,926


Probyn, Alex 7 06/03/2018 58 - Expiration of rights

15,619 -693



14,967 -652



14,498 -469

Altus Group Limited Common Shares Probyn, Alex 7 06/03/2018 57 31.59 27,746 5,926

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2105



Acquired/ Disposed

Altus Group Limited Common Shares Probyn, Alex 7 06/03/2018 11 31.59 24,960 -2,786

Altus Group Limited Options Probyn, Alex 7 06/03/2018 50 31.59 24,982 11,344

Altus Group Limited Restricted Share Units Probyn, Alex 7 06/03/2018 56 31.59 20,567 3,573

Altus Group Limited Restricted Shares Probyn, Alex 7 06/03/2018 56 31.59 3,573


Turrin, Liana 5 06/03/2018 56 36.78 18,435 2,718


Turrin, Liana 5 06/03/2018 57 31.59 13,355 -5,080


Turrin, Liana 5 06/03/2018 58 - Expiration of rights

12,761 -594



12,109 -652



11,724 -385

Altus Group Limited Common Shares Turrin, Liana 5 06/03/2018 57 31.59 15,999 5,080

Altus Group Limited Common Shares Turrin, Liana 5 06/03/2018 11 31.59 13,279 -2,720

Altus Group Limited Options Turrin, Liana 5 06/03/2018 50 31.59 27,250 6,250

Altus Group Limited Restricted Shares Turrin, Liana 5 06/03/2018 56 31.59 7,268 1,406

American Manganese Inc. Common Shares Piorun, Teresa 5 05/03/2018 10 0.26 266,000 -15,673

American Manganese Inc. Common Shares Skoda, Edward Franklin 4 02/03/2018 15 0.24 3,050,000 100,000

American Manganese Inc. Warrants Skoda, Edward Franklin 4 17/05/2016 15 0.05 500,000 100,000

American Manganese Inc. Warrants Skoda, Edward Franklin 4 02/03/2018 15 0.3 600,000 100,000

American Pacific Mining Corp.

Common Shares Cunningham, Kenneth 4 27/02/2018 00


Common Shares Cunningham, Kenneth 4 27/02/2018 00 500,000


Options Cunningham, Kenneth 4 27/02/2018 00


Options Cunningham, Kenneth 4 27/02/2018 00


Warrants Cunningham, Kenneth 4 27/02/2018 00


Warrants Cunningham, Kenneth 4 27/02/2018 00


Common Shares Mohan, Alnesh 4 25/01/2018 00


Common Shares Mohan, Alnesh 4 27/02/2018 00 200,000


Common Shares Saderholm, Eric 4, 5 27/02/2018 00 125,000


Options Saderholm, Eric 4, 5 27/02/2018 00


Warrants Saderholm, Eric 4, 5 27/02/2018 00


Common Shares Smith, Warwick 4, 5 27/02/2018 00 125,001


Options Smith, Warwick 4, 5 27/02/2018 00


Warrants Smith, Warwick 4, 5 27/02/2018 00


Common Shares Wareham, George Wilfred Norman

4 27/02/2018 00



4 27/02/2018 00 300,000



4 02/03/2018 36 0.1 550,000 250,000


Convertible Debentures Wareham, George Wilfred Norman

4 27/02/2018 00



4 27/02/2018 00



4 27/02/2018 00



4 27/02/2018 16 0.1 $25,000 $25,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2106



Acquired/ Disposed



4 02/03/2018 16 0.1 $250,000



4 02/03/2018 16 0.1 $250,000



4 02/03/2018 16 0.1 $0 -$25,000


Options Wareham, George Wilfred Norman

4 27/02/2018 00


Options Wareham, George Wilfred Norman

4 27/02/2018 00


Warrants Wareham, George Wilfred Norman

4 27/02/2018 00


Warrants Wareham, George Wilfred Norman

4 27/02/2018 00

Amerigo Resources Ltd Common Shares Ireland, George R. 4 02/03/2018 10 1.0321 1,245,500 22,500

Amerigo Resources Ltd Common Shares Ireland, George R. 4 05/03/2018 10 1.06 1,255,500 10,000

Amerigo Resources Ltd Common Shares Toor, Nauman (Nick) 3 23/02/2018 10 1.05 2,054,600 97,000

Amerigo Resources Ltd Common Shares Toor, Nauman (Nick) 3 02/03/2018 10 1.05 2,075,800 21,200

Andrew Peller Limited (formerly Andrés Wines Ltd.)

Options Class A shares ATHAIDE, BRIAN DAVID 5 05/01/2015 00


Options Class A shares ATHAIDE, BRIAN DAVID 5 21/09/2017 50 11.66 18,400


Options Class A shares ATHAIDE, BRIAN DAVID 5 21/09/2017 50 18,400 18,400


Rights Performance share units

ATHAIDE, BRIAN DAVID 5 05/01/2015 00



ATHAIDE, BRIAN DAVID 5 21/09/2017 56 11,160 11,160


Options BERTI, GREGORY JOHN 5 12/06/2003 00


Options BERTI, GREGORY JOHN 5 21/09/2017 50 6,300 6,300



BERTI, GREGORY JOHN 5 12/06/2003 00



BERTI, GREGORY JOHN 5 21/09/2017 56 3,820 3,820


Options CAMPBELL, COLIN MICHAEL

5 01/05/2013 00



5 21/09/2017 50 6,300 6,300



5 28/02/2018 52 0 -6,300



CAMPBELL, COLIN MICHAEL

5 01/05/2013 00




5 21/09/2017 56 3,800 3,800





0 -3,800


Options COLE, JAMES HERBERT 5 25/08/2009 00


Options COLE, JAMES HERBERT 5 21/09/2017 50 6,400 6,400



COLE, JAMES HERBERT 5 25/08/2009 00



COLE, JAMES HERBERT 5 21/09/2017 56 3,840 3,840


Options HAWTHORNE, JOHN GAVIN

5 01/04/2016 00


Options HAWTHORNE, JOHN GAVIN

5 21/09/2017 50 5,400 5,400



HAWTHORNE, JOHN GAVIN

5 01/04/2016 00



HAWTHORNE, JOHN GAVIN

5 21/09/2017 56 3,280 3,280


Options MACLEOD, SHAWN BRYAN

5 13/11/2017 00

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2107



Acquired/ Disposed



5 13/11/2017 50 17,600



5 13/11/2017 50 17,600 17,600



MACLEOD, SHAWN BRYAN

5 13/11/2017 00



MACLEOD, SHAWN BRYAN

5 13/11/2017 56 9,380 9,380


Options MCDONALD, CRAIG DAVID

5 01/04/2016 00


Options MCDONALD, CRAIG DAVID

5 21/09/2017 50 5,500 5,500



MCDONALD, CRAIG DAVID

5 01/04/2016 00



MCDONALD, CRAIG DAVID

5 21/09/2017 56 3,300 3,300


Options PELLER, JOHN EDWARD 4, 5 12/06/2003 00


Options PELLER, JOHN EDWARD 4, 5 21/09/2017 50 87,800 87,800



PELLER, JOHN EDWARD 4, 5 12/06/2003 00



PELLER, JOHN EDWARD 4, 5 21/09/2017 56 53,180 53,180


Options POWELL, RANDY ALAN 4 17/09/2010 00


Options POWELL, RANDY ALAN 4 21/09/2017 50 59,200 59,200



POWELL, RANDY ALAN 4 17/09/2010 00



POWELL, RANDY ALAN 4 21/09/2017 56 35,860 35,860


Options ROONEY, ERIN LOUISE 5 13/05/2013 00


Options ROONEY, ERIN LOUISE 5 21/09/2017 50 16,000 16,000



ROONEY, ERIN LOUISE 5 13/05/2013 00



ROONEY, ERIN LOUISE 5 21/09/2017 56 9,660 9,660


Options WALL, BRENDAN PATRICK

5 07/05/2007 00


Options WALL, BRENDAN PATRICK

5 21/09/2017 50 17,100 17,100



WALL, BRENDAN PATRICK

5 07/05/2007 00



WALL, BRENDAN PATRICK

5 21/09/2017 56 10,360 10,360

Apolo II Acquisition Corp. Options Galego, Michael 4 22/02/2018 00

Apolo II Acquisition Corp. Options Galego, Michael 4 06/03/2018 50 434,550 434,550

Apolo II Acquisition Corp. Options Gasparro, Vincent 4, 5 22/02/2018 00

Apolo II Acquisition Corp. Options Gasparro, Vincent 4, 5 06/03/2018 50 334,270 334,270

Apolo II Acquisition Corp. Options Hergott, Jeff 5 22/02/2018 00

Apolo II Acquisition Corp. Options Hergott, Jeff 5 06/03/2018 50 220,618 220,618

Apolo II Acquisition Corp. Options Roebuck, Ryan 4 22/02/2018 00

Apolo II Acquisition Corp. Options Roebuck, Ryan 4 06/03/2018 50 200,562 200,562

Arctic Star Exploration Corp. Common Shares Power, Patrick Edward 4, 5 05/03/2018 10 0.21 6,241,362 47,500





Arctic Star Exploration Corp. Common Shares Power, Patrick Edward 4, 5 09/03/2018 11 6,091,362 -300,000

Arizona Mining Inc. Common Shares Wares, Robert 4 02/03/2018 90 7,152,505 4,605,705

Arizona Mining Inc. Common Shares Wares, Robert 4 02/03/2018 90 0 -4,605,705

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2108



Acquired/ Disposed

Arizona Silver Exploration Inc.

Options Hahn, Gregory Arthur 4, 5 02/03/2018 50 0.195 300,000 100,000


Options Hean, Scott Bradbury 4 28/02/2018 00


Options Hean, Scott Bradbury 4 02/03/2018 50 0.195 100,000 100,000


Options Shim, Dong Hyun 5 02/03/2018 50 0.195 175,000 50,000


Options Stark, Michael 4 02/03/2018 50 0.195 225,000 100,000


Options Vincent, David John 4 02/03/2018 50 0.195 100,000 100,000

Artis Real Estate Investment Trust

Units Joyce, Steven 4 02/03/2018 00 227,650

Asanko Gold Inc. Common Shares Jin Huang Mining Company Limited

3 02/03/2018 10 1.14 15,300,000 4,000,000

Asbestos Corporation Limited

Common Shares MONETTE, SERGE 3 05/03/2018 10 0.8 147,200 1,500


Common Shares MONETTE, SERGE 3 01/03/2018 10 0.55 137,500 1,500


Common Shares MONETTE, SERGE 3 05/03/2018 10 0.7 136,500 -1,000


Common Shares MONETTE, SERGE 3 07/03/2018 10 0.85 135,500 -1,000

Ascendant Resources Inc. Common Shares Brennan, Mark Peter 4, 5 28/02/2017 90 44,000 44,000

Ashburton Ventures Inc. Common Shares Harpur, Stephen Kenneth 4, 5 02/03/2018 10 0.09 700,000 34,000

Ashburton Ventures Inc. Options Harpur, Stephen Kenneth 4, 5 02/01/2018 00 200,000

Ashburton Ventures Inc. Options Harpur, Stephen Kenneth 4, 5 08/01/2018 50 700,000 500,000

Ashburton Ventures Inc. Options Harpur, Stephen Kenneth 4, 5 22/02/2018 50 900,000 200,000

Ashburton Ventures Inc. Warrants Harpur, Stephen Kenneth 4, 5 02/01/2018 00

Ashburton Ventures Inc. Warrants Harpur, Stephen Kenneth 4, 5 25/01/2018 11 150,000 150,000

ATCO LTD. Non-Voting Shares Class I Bogner, Norman W. 7 31/12/2017 30 48.3 86 55

ATCO LTD. Non-Voting Shares Class I Bogner, Norman W. 7 28/02/2018 30 44.87 115 29

ATCO LTD. Non-Voting Shares Class I Cook, P. Derek 5 31/12/2017 30 47.53 827 120

ATCO LTD. Non-Voting Shares Class I Creaghan, Patrick 7 31/12/2017 30 48.25 2,210 74

ATCO LTD. Non-Voting Shares Class I Creaghan, Patrick 7 31/12/2017 30 47.57 2,552 342

ATCO LTD. Non-Voting Shares Class I DeChamplain, Dennis A 7 31/12/2017 30 47.99 5,125 42

ATCO LTD. Non-Voting Shares Class I Goguen, Paul G. 7 31/12/2017 30 47.55 2,210 496

ATCO LTD. Non-Voting Shares Class I Ivulich, John Vincent 7 31/12/2017 30 47.29 146 40

ATCO LTD. Non-Voting Shares Class I Kiefer, Siegfried W. 7, 5 31/12/2017 30 47.43 16,470 1,308

ATCO LTD. Rights 45.88 (SAR) Kiefer, Siegfried W. 7, 5 05/03/2018 59 42.9 0 -10,000

ATCO LTD. Non-Voting Shares Class I Lidgett, George J. 7 31/12/2017 30 47.92 13,328 132

ATCO LTD. Non-Voting Shares Class I Maher, Anthony L. 5 31/12/2017 30 47.34 546 140

ATCO LTD. Non-Voting Shares Class I Maher, Anthony L. 5 31/12/2017 30 47.28 796 250

ATCO LTD. Non-Voting Shares Class I Opocensky, George 7 31/12/2017 30 47.55 2,601 500

ATCO LTD. Non-Voting Shares Class I Patrick, Katherine-Jane 7 31/12/2017 30 47.83 37 18

ATCO LTD. Non-Voting Shares Class I Piepgrass, Steven R. 7 31/12/2017 30 47.54 1,327 406

ATCO LTD. Non-Voting Shares Class I Policicchio, Sett F. 5 31/12/2017 30 47.6 20,160 792

ATCO LTD. Non-Voting Shares Class I Reeve, M. Dean 7 02/08/2016 00

ATCO LTD. Non-Voting Shares Class I Reeve, M. Dean 7 31/12/2017 30 48.29 53 53

ATCO LTD. Non-Voting Shares Class I Sentgraf Enterprises Ltd. 3 06/03/2018 10 42.179 25,854,736 12,100

ATCO LTD. Non-Voting Shares Class I Sentgraf Enterprises Ltd. 3 07/03/2018 30 42.308 25,942,636 87,900

ATCO LTD. Non-Voting Shares Class I Sharpe, D Jason 7 31/12/2017 30 47.53 2,511 850

ATCO LTD. Non-Voting Shares Class I Shkrobot, Brian P. 7 31/12/2017 30 48.28 2,197 108

ATCO LTD. Non-Voting Shares Class I Shkrobot, Brian P. 7 31/12/2017 30 47.56 2,668 471

ATCO LTD. Non-Voting Shares Class I Southern-Heathcott, Linda A.

6, 7 06/03/2018 10 42.179 26,089,736 12,100

ATCO LTD. Non-Voting Shares Class I Southern-Heathcott, Linda A.

6, 7 07/03/2018 30 42.308 26,177,636 87,900

ATCO LTD. Non-Voting Shares Class I Southern, Margaret E 3 06/03/2018 10 42.179 26,089,736 12,100

ATCO LTD. Non-Voting Shares Class I Southern, Margaret E 3 07/03/2018 30 42.308 26,177,636 87,900

ATCO LTD. Non-Voting Shares Class I Southern, Nancy C. 4, 6, 7, 5 06/03/2018 51 22.94 220,602 100,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2109



Acquired/ Disposed

ATCO LTD. Non-Voting Shares Class I Southern, Nancy C. 4, 6, 7, 5 06/03/2018 10 42.2 219,202 -1,400

ATCO LTD. Non-Voting Shares Class I Southern, Nancy C. 4, 6, 7, 5 06/03/2018 10 42.15 219,002 -200









ATCO LTD. Non-Voting Shares Class I Southern, Nancy C. 4, 6, 7, 5 06/03/2018 10 42 120,602 -90,600

ATCO LTD. Non-Voting Shares Class I Southern, Nancy C. 4, 6, 7, 5 06/03/2018 10 42.179 26,089,736 12,100

ATCO LTD. Non-Voting Shares Class I Southern, Nancy C. 4, 6, 7, 5 07/03/2018 30 42.308 26,177,636 87,900

ATCO LTD. Options 45.88 Southern, Nancy C. 4, 6, 7, 5 06/03/2018 51 0 -100,000

ATCO LTD. Non-Voting Shares Class I Stensby, Wayne K. 7 31/12/2017 30 47.56 7,888 1,529

ATCO LTD. Non-Voting Shares Class I Warkentin, Clinton 5 31/12/2017 30 47.57 2,805 473

Atlantic Power Corporation Common Shares Cofelice, Joseph Edward 5 07/03/2018 10 2.1 634,762 20,000

Atlantic Power Corporation Common Shares Howell, Kevin 4 06/03/2018 10 2.1 140,200 10,000

Atlantic Power Corporation Common Shares Moore, James J. 4, 5 07/03/2018 10 2.1 15,394

Atlantic Power Corporation Common Shares Moore, James J. 4, 5 07/03/2018 10 2.05 467,140 15,394

Atlantic Power Corporation Common Shares Ronan, Terrence 5 06/03/2018 10 2.1 319,103 3,500

Atrium Mortgage Investment Corporation

Common Shares Grant, Andrew 4 15/02/2018 10 12.58 6,064 2,400

Aumento Capital VII Corporation

Common Shares Daher, Roger 4 01/03/2018 00


Common Shares Daher, Roger 4 01/03/2018 10 0.25 600,000 600,000


Common Shares Danziger, David 4 01/03/2018 00


Common Shares Danziger, David 4 01/03/2018 10 0.25 180,000 180,000


Common Shares Pathak, Sumesh Paul 4 01/03/2018 00


Common Shares Pathak, Sumesh Paul 4 01/03/2018 10 0.25 200,000 200,000

Aurania Resources Ltd. Common Shares Harper, Gerald 4 02/03/2018 10 2.92 238,450 -2,000



Aurania Resources Ltd. Common Shares Harper, Gerald 4 05/03/2018 10 3 232,450 -2,000

Aurania Resources Ltd. Common Shares Harper, Gerald 4 06/03/2018 10 3.31 232,350 -100


Aurania Resources Ltd. Options Spencer, Richard Mark 4 05/03/2018 50 2.89 260,000 50,000

Aurelius Minerals Inc. (formerly Galena International Resources Ltd.)

Options Coombs, Germaine Marleen 5 01/02/2018 00


Options Coombs, Germaine Marleen 5 05/03/2018 50 0.08 500,000 500,000


Options Niemi, Jeremy Karl 5 05/03/2018 50 0.08 600,000 215,200

Aurion Resources Ltd. Options Basha, Michael Gerard 3, 4 07/03/2018 50 1.1 800,000 150,000

Aurion Resources Ltd. Options Clarke, Dennis 4 07/03/2018 50 1.1 325,000 50,000

Aurion Resources Ltd. Options Graham, Richard 4 07/03/2018 50 1.1 325,000 50,000

Aurion Resources Ltd. Common Shares Lotan Holdings Inc. 4 27/02/2018 10 0.96 6,688,400 1,300








Insider Reporting

March 15, 2018

(2018), 41 OSCB 2110



Acquired/ Disposed



Aurion Resources Ltd. Options Loveys, David 5 07/03/2018 50 1.1 540,000 50,000

Aurion Resources Ltd. Options Talikka, Matti 4 07/03/2018 50 1.1 325,000 50,000

Aurora Cannabis Inc. Common Shares Levy, Ronan 5 01/03/2018 30 10.64 279,520 45

Avante Logixx Inc. Common Shares Wechsler, Rodney Alan 7 06/03/2018 90 0.375 794,728 -24,000



Avante Logixx Inc. Common Shares Wechsler, Rodney Alan 7 06/03/2018 90 0.375 300,405 24,000

Avante Logixx Inc. Common Shares Wechsler, Rodney Alan 7 06/03/2018 90 0.375 180,300 54,666

Avigilon Corporation Common Shares Fernandes, Alexander 4, 5 06/03/2018 57 1,678,227 16,939

Avigilon Corporation Restricted Share Units Fernandes, Alexander 4, 5 06/03/2018 57 346,570 -16,939

Avigilon Corporation Common Shares Henderson, James 5 06/03/2018 57 64,143 847

Avigilon Corporation Restricted Share Units Henderson, James 5 06/03/2018 57 258,668 -847

Avigilon Corporation Common Shares Nolan, Ryan 5 06/03/2018 57 14,050 641

Avigilon Corporation Restricted Share Units Nolan, Ryan 5 06/03/2018 57 71,202 -641

Avigilon Corporation Common Shares Saptharishi, Mahesh 5 06/03/2018 57 53,171 4,275

Avigilon Corporation Restricted Share Units Saptharishi, Mahesh 5 06/03/2018 57 113,835 -4,275

Aztec Minerals Corp. Common Shares Cooke, Bradford 4 05/03/2018 10 0.31 1,653,083 -51,000

Backstageplay Inc. (formerly Oramericas Corp.)

Common Shares White, Scott Fulton 4, 5 06/03/2018 10 0.185 373,873 35,000

BacTech Environmental Corporation

Common Shares Nagy, Louis Robert 5 01/03/2018 90 2,745,180 2,386,480


Common Shares Nagy, Louis Robert 5 01/03/2018 90 132,000 -2,386,480


Common Shares Orr, Murray Ross 7 08/03/2018 10 0.03 5,105,327 12,000

Ballard Power Systems Inc. Units Restricted Share Units

Campbell, Robert William 5 28/02/2018 46 132,291 1,276

Ballard Power Systems Inc. Common Shares COLBOW, KEVIN MICHAEL

5 02/03/2018 57 3,894 3,894


COLBOW, KEVIN MICHAEL

5 01/03/2017 46 65,251 7,930



5 28/02/2018 46 121,708 12,066



5 02/03/2018 57 113,950 -7,758

Ballard Power Systems Inc. Common Shares Guglielmin, Anthony Robert 5 02/03/2018 57 192,705 11,214


Guglielmin, Anthony Robert 5 01/03/2017 46 152,845 20,746


Guglielmin, Anthony Robert 5 28/02/2018 46 233,838 24,786


Guglielmin, Anthony Robert 5 02/03/2018 57 211,498 -22,340

Ballard Power Systems Inc. Common Shares HILLIER, KERRY BRENT 5 02/03/2018 57 2,336 2,336

Ballard Power Systems Inc. Common Shares HILLIER, KERRY BRENT 5 09/03/2018 10 4.06 0 -2,336


HILLIER, KERRY BRENT 5 01/03/2017 46 29,898 3,838


HILLIER, KERRY BRENT 5 28/02/2018 46 44,575 4,897


HILLIER, KERRY BRENT 5 02/03/2018 57 39,920 -4,655

Ballard Power Systems Inc. Common Shares MacEwen, Robert Randall 5 02/03/2018 57 161,821 36,508


MacEwen, Robert Randall 5 01/03/2017 46 467,311 46,101


MacEwen, Robert Randall 5 28/02/2018 46 719,925 78,037


MacEwen, Robert Randall 5 02/03/2018 57 647,199 -72,726

Ballard Power Systems Inc. Common Shares Murray, Jay Francis 5 02/03/2018 57 2,336 2,336


Murray, Jay Francis 5 01/03/2017 46 29,899 3,836

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2111



Acquired/ Disposed


Murray, Jay Francis 5 28/02/2018 46 44,577 4,898


Murray, Jay Francis 5 02/03/2018 57 39,920 -4,657

Ballard Power Systems Inc. Common Shares WHYTE, DAVID MARTIN 5 02/03/2018 57 33,272 2,336

Ballard Power Systems Inc. Common Shares WHYTE, DAVID MARTIN 5 06/03/2018 51 2.1 43,272 10,000

Ballard Power Systems Inc. Common Shares WHYTE, DAVID MARTIN 5 06/03/2018 10 3.97 33,272 -10,000

Ballard Power Systems Inc. Options WHYTE, DAVID MARTIN 5 06/03/2018 51 2.1 172,250 -10,000


WHYTE, DAVID MARTIN 5 01/03/2017 46 57,657 6,597


WHYTE, DAVID MARTIN 5 28/02/2018 46 114,479 10,935


WHYTE, DAVID MARTIN 5 02/03/2018 57 109,824 -4,655

Bank of Montreal Common Shares Flynn, Thomas Earl 7 05/03/2018 51 56 27,955 23,000

Bank of Montreal Common Shares Flynn, Thomas Earl 7 05/03/2018 10 96.08 4,955 -23,000

Bank of Montreal Common Shares Flynn, Thomas Earl 7 06/03/2018 51 56 29,626 24,671

Bank of Montreal Common Shares Flynn, Thomas Earl 7 06/03/2018 10 96.54 4,955 -24,671

Bank of Montreal Options Flynn, Thomas Earl 7 05/03/2018 51 56 176,774 -23,000

Bank of Montreal Options Flynn, Thomas Earl 7 06/03/2018 51 56 152,103 -24,671

Bank of Nova Scotia, The Rights Performance Share Units (PSU)

Arellano, Ian 5 31/12/2017 30 32,215 175

Bank of Nova Scotia, The Common Shares Branion, Andrew 5 31/12/2017 30 383 225

Bank of Nova Scotia, The Common Shares Branion, Andrew 5 07/03/2018 51 63.98 6,635 6,252

Bank of Nova Scotia, The Common Shares Branion, Andrew 5 07/03/2018 10 79.752 383 -6,252

Bank of Nova Scotia, The Common Shares Branion, Andrew 5 07/03/2018 51 68.32 12,733 12,350

Bank of Nova Scotia, The Common Shares Branion, Andrew 5 07/03/2018 10 79.752 383 -12,350

Bank of Nova Scotia, The Options Branion, Andrew 5 07/03/2018 51 63.98 78,056 -6,252

Bank of Nova Scotia, The Options Branion, Andrew 5 07/03/2018 51 68.32 65,706 -12,350


Branion, Andrew 5 31/12/2017 30 31,964 1,251


Deschamps, Ignacio 5 31/12/2017 30 115,198 2,996

Bank of Nova Scotia, The Common Shares Jentsch, Dieter Werner 5 31/12/2017 30 52,511 462


Jentsch, Dieter Werner 5 31/12/2017 30 108,098 3,671

Bank of Nova Scotia, The Common Shares Mason, Barbara Frances 5 31/12/2017 30 2,153 193


Mason, Barbara Frances 5 31/12/2017 30 56,183 2,164

Bank of Nova Scotia, The Common Shares McGuckin, Sean 5 31/12/2017 30 44,072 292

Bank of Nova Scotia, The Rights Deferred Stock Units (DSU)

McGuckin, Sean 5 31/12/2017 30 43,152 1,624


McGuckin, Sean 5 31/12/2017 30 62,817 2,455

Bank of Nova Scotia, The Common Shares Moore, Daniel 5 31/12/2017 30 12,347 49


Moore, Daniel 5 31/12/2017 30 40,341 1,167

Bank of Nova Scotia, The Common Shares O'Sullivan, James Patrick 5 31/12/2017 30 57,949 2,330


O'Sullivan, James Patrick 5 31/12/2017 30 74,918 2,188

Bank of Nova Scotia, The Common Shares Porter, Brian J 4, 5 31/12/2017 30 114,692 210


Porter, Brian J 4, 5 31/12/2017 30 16,761 631


Porter, Brian J 4, 5 31/12/2017 30 243,613 8,929

Bank of Nova Scotia, The Common Shares Rees, Daniel Llewellyn 5 31/12/2017 30 6,655 297


Rees, Daniel Llewellyn 5 31/12/2017 30 21,510 649

Bank of Nova Scotia, The Common Shares Zerbs, Michael 5 31/12/2017 30 261 121


Zerbs, Michael 5 31/12/2017 30 15,337 360


Zerbs, Michael 5 31/12/2017 30 30,367 873

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2112



Acquired/ Disposed

Barkerville Gold Mines Ltd. Common Shares Lodder, Chris Andrea 4 05/03/2018 10 0.658 71,300 15,000

Barsele Minerals Corp. Common Shares Wilmot, Ross 4, 5 01/03/2018 54 0.3 1,116,200 100,000

Barsele Minerals Corp. Warrants Wilmot, Ross 4, 5 01/03/2018 54 0.3 0 -100,000

Bayhorse Silver Inc. Common Shares Low, Rick 5 02/03/2018 11 0.2 92,000 50,000

Bayhorse Silver Inc. Warrants Low, Rick 5 02/03/2018 11 92,000 50,000

Bayhorse Silver Inc. Common Shares O'Neill, Graeme 5 02/03/2018 16 0.2 5,257,985 1,363,500

Bayhorse Silver Inc. Common Shares O'Neill, Graeme 5 07/03/2018 36 0.2 7,232,403 1,974,418

Bayhorse Silver Inc. Convertible Debentures O'Neill, Graeme 5 07/03/2018 36 5000 $0 -$61

Bayhorse Silver Inc. Warrants O'Neill, Graeme 5 02/03/2018 16 5,075,268 1,363,500

Baytex Energy Corp. Common Shares Brussa, John Albert 4 07/03/2018 10 3.66 330,654 -12,000

Baytex Energy Corp. Common Shares Brussa, John Albert 4 09/03/2018 10 3.74 318,654 -12,000

Bear Creek Mining Corporation

Options Krause, Steven Karl 5 26/02/2018 50 2.05 20,000


Options Krause, Steven Karl 5 26/02/2018 50 2.05 110,000 20,000


Options Tweddle, Paul 5 02/03/2018 50 650,000 650,000

Beaufield Resources Inc. Warrants Tchakmakian, Vatché 5 05/03/2018 55 0.1 0 -200,000

BeWhere Holdings Inc. Common Shares Kohler, Mark William 4 16/10/2016 00


BeWhere Holdings Inc. Common Shares Kohler, Mark William 4 16/10/2016 00 65,000




BeWhere Holdings Inc. Options Kohler, Mark William 4 16/10/2016 00

BeWhere Holdings Inc. Options Kohler, Mark William 4 21/10/2016 00

BIG Blockchain Intelligence Group Inc.

stock option Birmingham, Robert Laird 4 22/02/2018 50 1 50,000 25,000

Birchcliff Energy Ltd. Common Shares Geremia, Bruno P. 5 07/03/2018 10 2.92 161,800 1,800

Birchcliff Energy Ltd. Preferred Shares Series A Preferred Shares

Gerlach, Debra 4 08/11/2017 00

Birchcliff Energy Ltd. Preferred Shares Series A Preferred Shares

Gerlach, Debra 4 02/03/2018 10 23.73 1,000 1,000

Bird Construction Inc. Common Shares Boyd, Ian Jeffrey 4, 5 01/01/2011 00 431

Bird Construction Inc. Common Shares Boyd, Ian Jeffrey 4, 5 31/12/2017 30 9.25 620 189

Bird Construction Inc. Common Shares Boyd, Ian Jeffrey 4, 5 31/12/2017 35 9.29 642 22

Bird Construction Inc. Common Shares Boyd, Ian Jeffrey 4, 5 01/01/2011 00

Bird Construction Inc. Common Shares Boyd, Ian Jeffrey 4, 5 31/12/2017 30 9.25 2,623 2,623

Bird Construction Inc. Common Shares Boyd, Ian Jeffrey 4, 5 31/12/2017 35 9.76 2,648 25

Bird Construction Inc. Common Shares CAZA, Charles Joseph 5 01/04/2014 00

Bird Construction Inc. Common Shares CAZA, Charles Joseph 5 31/12/2017 30 9.36 2,746 2,746

Bird Construction Inc. Common Shares CAZA, Charles Joseph 5 31/12/2017 35 9.82 2,770 24

Bird Construction Inc. Common Shares GINGRICH, WAYNE RICHARD

5 01/07/2016 00


5 31/12/2017 30 9.25 2,812 2,812


5 31/12/2017 35 9.76 2,839 27

Bird Construction Inc. Common Shares LEONG, JASON 5 14/11/2016 00

Bird Construction Inc. Common Shares LEONG, JASON 5 31/12/2017 30 8.71 2,630 2,630

Bird Construction Inc. Common Shares LEONG, JASON 5 31/12/2017 35 9.6 2,668 38

Bird Construction Inc. Common Shares McClure, Kenneth William 5 31/12/2010 00

Bird Construction Inc. Common Shares McClure, Kenneth William 5 31/12/2017 30 10.12 988 988

Bird Construction Inc. Common Shares McKibbon, Terrance Lloyd 5 01/06/2017 00

Bird Construction Inc. Common Shares McKibbon, Terrance Lloyd 5 31/12/2017 30 9.36 2,670 2,670

Bird Construction Inc. Common Shares McKibbon, Terrance Lloyd 5 31/12/2017 35 9.82 2,693 23

Bird Construction Inc. Options Stock Options Raboud, Paul Robert 4 01/06/2017 38 0 -30,000

Bird Construction Inc. Common Shares ROYER, GILLES GERALD 5 31/12/2017 30 9.29 2,641 2,641

Bird Construction Inc. Common Shares ROYER, GILLES GERALD 5 31/12/2017 35 9.51 2,680 39

Black Diamond Group Limited

Options Herdman, Robert 4 22/03/2017 52 25,000 -15,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2113



Acquired/ Disposed


Options Kassam, Minaz 4 22/03/2017 52 43,822 -15,000


Options Kassam, Minaz 4 05/04/2017 52 25,000 -18,822


Options Klukas, Harry Henry 5 22/03/2017 52 223,500 -90,000


Options Klukas, Harry Henry 5 05/04/2017 52 198,500 -25,000


Options Stein, Steve 5 22/03/2017 52 231,100 -125,000


Options Stein, Steve 5 05/04/2017 52 197,500 -33,600


Options Wagemakers, Robert 4 22/03/2017 52 26,275 -5,000


Options Wagemakers, Robert 4 05/04/2017 52 20,001 -6,274

Blackline Safety Corp. Common Shares Finbow, John Robert 4 31/12/2017 30 659,203 4,798

Blackline Safety Corp. Common Shares Grennan, Shane Martin 5 31/12/2017 30 13,286 6,353

Blackline Safety Corp. Common Shares Meyers, Kevin Joseph 5 31/12/2017 30 83,683 6,787

Blackline Safety Corp. Common Shares Moore, Barry David 5 31/12/2017 30 204,273 6,122

Blackline Safety Corp. Common Shares Slater, Cody 4 31/12/2017 30 1,126,041 4,792

Blackline Safety Corp. Common Shares Stinson, Sean 5 31/12/2017 30 50,870 6,153

Blackline Safety Corp. Common Shares Swanson, Clark 3, 5 31/12/2017 30 414,516 4,798

Blackline Safety Corp. Common Shares Swanson, Clark 3, 5 06/03/2018 51 1.3 366,116 10,000

Blackline Safety Corp. Options Swanson, Clark 3, 5 06/03/2018 51 150,000 -10,000

BlackPearl Resources Inc. Options Cook, Donald Wayne 5 06/03/2018 52 2.47 2,000,000 -150,000

BlackPearl Resources Inc. Rights Restricted Share Units

Cook, Donald Wayne 5 02/03/2018 56 325,000 125,000

BlackPearl Resources Inc. Options Craig, John Hunter 4 06/03/2018 52 2.47 550,000 -50,000


Craig, John Hunter 4 02/03/2018 56 100,000 50,000

BlackPearl Resources Inc. Options Edgar, Brian Douglas 4 06/03/2018 52 2.47 550,000 -50,000


Edgar, Brian Douglas 4 02/03/2018 56 100,000 50,000

BlackPearl Resources Inc. Options Festival, John Larry 4, 5 06/03/2018 52 2.47 2,000,000 -150,000


Festival, John Larry 4, 5 02/03/2018 56 325,000 125,000

BlackPearl Resources Inc. Options Hill, Keith Charles 4, 5 06/03/2018 52 2.47 550,000 -50,000


Hill, Keith Charles 4, 5 02/03/2018 56 100,000 50,000

BlackPearl Resources Inc. Options Hogue, Chris W. 5 06/03/2018 52 2.47 2,000,000 -150,000


Hogue, Chris W. 5 02/03/2018 56 325,000 125,000

BlackPearl Resources Inc. Options Luhowy, Victor M. 4 06/03/2018 52 2.47 550,000 -50,000


Luhowy, Victor M. 4 02/03/2018 56 100,000 50,000

BlackPearl Resources Inc. Options SOBEL, EDWARD 5 06/03/2018 52 2.47 2,000,000 -150,000


SOBEL, EDWARD 5 02/03/2018 56 325,000 125,000

BlissCo Cannabis Corp. Common Shares Dhaliwal, Navdeep S. 4, 6 23/02/2018 00 566,666

BlissCo Cannabis Corp. Options Dhaliwal, Navdeep S. 4, 6 23/02/2018 00

BlissCo Cannabis Corp. Options Dhaliwal, Navdeep S. 4, 6 23/02/2018 00

BlissCo Cannabis Corp. Options Dhaliwal, Navdeep S. 4, 6 23/02/2018 00 600,000

BlissCo Cannabis Corp. Options Dhaliwal, Navdeep S. 4, 6 23/02/2018 00 300,000

BlissCo Cannabis Corp. Common Shares Fowler, John Alexander 6 26/02/2018 00 566,666

BlissCo Cannabis Corp. Common Shares The Supreme Cannabis Company, Inc.

3 26/02/2018 00 10,000,000

Blue Ribbon Income Fund (formerly Citadel Diversified Investment Trust)

Trust Units Blue Ribbon Income Fund 1 01/02/2018 38 9.38 3,000 3,000


Trust Units Blue Ribbon Income Fund 1 01/02/2018 38 9.38 0 -3,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2114



Acquired/ Disposed






















Trust Units Blue Ribbon Income Fund 1 14/02/2018 38 9.05 200 200


Trust Units Blue Ribbon Income Fund 1 14/02/2018 38 9.05 0 -200





















Blue River Resources Ltd. Common Shares Martin, Stephen Edward 3 05/03/2018 00 24,250,000

Bluestone Resources Inc. Options Johnson, Penny 5 19/02/2018 00 75,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2115



Acquired/ Disposed

BluMetric Environmental Inc. (formerly Seprotech Systems Incorporated)

Options MacFabe, Scott Andrew 5 01/03/2018 00 500,000

BNK Petroleum Inc. Common Shares Harrington Global Limited 3 05/03/2018 10 0.4525 40,463,500 9,000




BNK Petroleum Inc. Common Shares Harrington Global Opportunities Fund Limited

3 05/03/2018 10 0.4525 40,463,500 9,000


3 06/03/2018 10 0.4501 40,600,000 136,500


3 07/03/2018 10 0.4501 40,696,500 96,500


3 09/03/2018 10 0.4514 40,746,500 50,000

BNK Petroleum Inc. Common Shares Nicholson, Ford 4 04/01/2018 10 0.5 100,000

BNK Petroleum Inc. Common Shares Nicholson, Ford 4 04/01/2018 10 0.5 218,500 100,000

Boardwalk Real Estate Investment Trust

Trust Units Wong, William 5 05/03/2018 10 44.885 17,727 -1,000

Bonavista Energy Corporation

Common Shares Poelzer, Ronald J.M. 4, 5 07/03/2018 10 1.16 8,112,066 175,000

Boralex Inc. Common Shares Aird, Sylvain 7, 5 31/12/2017 30 22.179 9,859 1,014

Boralex Inc. Common Shares Aubut, Denis 5 31/12/2017 30 22.188 2,807 750

Boralex Inc. Common Shares D'Aoust, Guy 5 31/12/2017 30 21.714 3,841 560

Boralex Inc. Unités d'actions différées Ducharme, Alain 4 02/03/2017 35 37

Boralex Inc. Unités d'actions différées Ducharme, Alain 4 02/03/2017 35 38

Boralex Inc. Unités d'actions différées Ducharme, Alain 4 02/03/2017 35 1,342 37

Boralex Inc. Common Shares Girardin, Hugues 5 31/12/2017 30 21.926 4,722 790

Boralex Inc. Common Shares Hurtubise, Pascal 5 31/12/2017 30 21.769 1,280 493

Boralex Inc. Unités d'actions différées Kernaghan, Edward Hume 4 02/03/2017 35 37

Boralex Inc. Unités d'actions différées Kernaghan, Edward Hume 4 02/03/2017 35 38

Boralex Inc. Unités d'actions différées Kernaghan, Edward Hume 4 02/03/2017 35 1,342 37

Boralex Inc. Common Shares Lemaire, Patrick 4, 7, 5 31/12/2017 30 22.196 22,982 2,080

Boralex Inc. Unités d'actions différées Lemaire, Patrick 4, 7, 5 02/03/2017 35 37

Boralex Inc. Unités d'actions différées Lemaire, Patrick 4, 7, 5 02/03/2017 35 38

Boralex Inc. Unités d'actions différées Lemaire, Patrick 4, 7, 5 02/03/2017 35 1,342 37

Boralex Inc. Unités d'actions différées Lemaire, Patrick 4, 7, 5 02/03/2017 56 3,831

Boralex Inc. Unités d'actions différées Lemaire, Patrick 4, 7, 5 02/03/2017 56 5,174 3,832

Boralex Inc. Unités d'actions différées Lemaire, Richard 4 02/03/2017 35 37


Boralex Inc. Unités d'actions différées Lemaire, Richard 4 02/03/2017 35 1,342 37


Boralex Inc. Unités d'actions différées Lemaire, Richard 4 31/12/2017 56 1,595 216

Boralex Inc. Common Shares Ouellet, Gabriel 5 31/12/2017 30 22.508 1,509 552

Boralex Inc. Unités d'actions différées Rheault, Yves 4 02/03/2017 35 37

Boralex Inc. Unités d'actions différées Rheault, Yves 4 02/03/2017 35 38

Boralex Inc. Unités d'actions différées Rheault, Yves 4 02/03/2017 35 1,342 37

Boralex Inc. Unités d'actions différées Rheaume, Alain 4 02/03/2017 35 37

Boralex Inc. Unités d'actions différées Rheaume, Alain 4 02/03/2017 35 38

Boralex Inc. Unités d'actions différées Rheaume, Alain 4 02/03/2017 35 1,342 37

Boralex Inc. Unités d'actions différées Rheaume, Alain 4 31/12/2017 56 3,080

Boralex Inc. Unités d'actions différées Rheaume, Alain 4 31/12/2017 56 4,433 3,054

Boralex Inc. Common Shares Samson-Doel, Michelle 4 31/12/2017 30 22.373 5,759 88

Boralex Inc. Unités d'actions différées Seccareccia, Pierre 4 02/03/2017 35 37


Boralex Inc. Unités d'actions différées Seccareccia, Pierre 4 02/03/2017 35 1,342 37


Boralex Inc. Unités d'actions différées Seccareccia, Pierre 4 31/12/2017 56 1,595 216

Boralex Inc. Common Shares Thibodeau, Jean-François 7, 5 31/12/2017 30 21.712 7,675 880

BQE Water Inc. Convertible Debentures Fleming, Christopher Andrew

4 06/05/2010 00

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2116



Acquired/ Disposed

BQE Water Inc. Convertible Debentures Fleming, Christopher Andrew

4 06/01/2018 11 $86,000 $86,000

BQE Water Inc. Convertible Debentures Gleeson, Peter 4 10/05/2012 00

BQE Water Inc. Convertible Debentures Gleeson, Peter 4 06/01/2018 11 $160,000 $160,000

BQE Water Inc. Convertible Debentures Kratochvil, David 5 01/03/2014 00

BQE Water Inc. Convertible Debentures Kratochvil, David 5 06/01/2018 11 $50,000 $50,000

BQE Water Inc. Convertible Debentures Pelletier, Clement A 4 20/12/2000 00

BQE Water Inc. Convertible Debentures Pelletier, Clement A 4 06/01/2018 11 $300,000 $300,000

BQE Water Inc. Convertible Debentures Tingley, Hall 3 08/05/2014 00

BQE Water Inc. Convertible Debentures Tingley, Hall 3 06/01/2018 11 $300,000 $300,000

Breathtec BioMedical, Inc. Options Moreau, Christopher 5 01/03/2018 00 500,000

Brookfield Renewable Partners L.P.

Unit Appreciation Rights of BPUSHA

Burgess, Jean 7 15/02/2018 56 50,300 11,500


Deferred Share Units Christie, Douglas 7 15/02/2018 56 7,228 1,151



DEEDY, THOMAS EDWARD

7 15/02/2018 56 143,825 27,225


Deferred Share Units Deschatelets, Julian 7 15/02/2018 56 693 371


Options Di Cesare, Walter 7 15/02/2018 50 40,820 8,600


Options Enns, Marcus 7 29/06/2017 00


Options Enns, Marcus 7 15/02/2018 50 9,000 9,000


Options Pion-Duquette, Micheline 7 30/06/2016 00


Options Pion-Duquette, Micheline 7 15/02/2018 50 7,000 7,000



Spreyer, Jason Michael 7 15/02/2018 56 51,940 10,050

BSM Technologies Inc. Common Shares BSM Technologies Inc. 1 13/02/2018 38 1.3 2,900 2,900







BSM Technologies Inc. Common Shares BSM Technologies Inc. 1 23/02/2018 38 1.28 72,800 100




BSM Technologies Inc. Common Shares BSM Technologies Inc. 1 28/02/2018 38 30,000 -96,900

Builders Capital Mortgage Corp.

Non-Voting Shares Class A

Loutitt, Sandy Luke 3, 4 05/03/2018 10 9.86 6,725 500

Builders Capital Mortgage Corp.


Loutitt, Sandy Luke 3, 4 06/03/2018 10 9.85 6,845 120

Cadillac Ventures Inc. Common Shares Brewster, Norman 5 09/03/2018 90 201,157 -376,600

Cadillac Ventures Inc. Common Shares Brewster, Norman 5 02/03/2018 10 0.035 6,971,120 24,000

Cadillac Ventures Inc. Common Shares Brewster, Norman 5 09/03/2018 10 0.04 6,986,120 15,000

Cadillac Ventures Inc. Common Shares Brewster, Norman 5 09/03/2018 90 7,362,720 376,600

CAE Inc. Common Shares Grenier, Pascal 5 06/03/2018 51 12.65 6,582 775

CAE Inc. Common Shares Grenier, Pascal 5 06/03/2018 10 23.25 6,005 -577

CAE Inc. Options Employee Stock Option Plan

Grenier, Pascal 5 06/03/2018 51 12.65 66,100 -775

Calfrac Well Services Ltd. Options 2004 Stock Option Plan

Milgate, Gordon Troy 5 28/02/2018 00 143,400

Calfrac Well Services Ltd. RSU Milgate, Gordon Troy 5 28/02/2018 00 26,250

Calfrac Well Services Ltd. Options 2004 Stock Option Plan

Rosen, Mark Douglas 5 28/02/2018 00 145,000

Calfrac Well Services Ltd. RSU Rosen, Mark Douglas 5 28/02/2018 00 37,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2117



Acquired/ Disposed

Calian Group Ltd. Deferred Share Units (Cash Value of Common Shares)

Basler, Raymond Gregory 4 07/03/2018 56 32.59 2,070 14

Calian Group Ltd. Common Shares Ford, Kevin Lee 5 07/03/2018 51 19.7 13,695 300

Calian Group Ltd. Common Shares Ford, Kevin Lee 5 07/03/2018 10 32.85 13,395 -300

Calian Group Ltd. Options Ford, Kevin Lee 5 07/03/2018 51 19.7 50,300 -300


loeb, kenneth jeffrey 4 07/03/2018 56 32.59 6,601 50


Park, Young 4 07/03/2018 56 32.59 647 1


Poirier, Jo-Anne Cecile 4 07/03/2018 56 32.59 1,732 11


Vickers, Richard Allan 4 07/03/2018 56 32.59 3,538 26


weber, george brian 4 07/03/2018 56 32.59 2,761 19

Cameco Corporation Options Phantom Stock Options

Aul, Friedel 7 01/03/2018 50 33,980 18,410

Cameco Corporation Common Shares Barsukov, Dmitry 5 02/03/2018 10 11.371 3,684 1,804

Cameco Corporation Options Barsukov, Dmitry 5 01/03/2018 50 104,011 27,600

Cameco Corporation Rights Performance Share Units

Barsukov, Dmitry 5 01/03/2018 56 32,180 11,260


Barsukov, Dmitry 5 02/03/2018 57 11.371 28,617 -3,563


Barsukov, Dmitry 5 02/03/2018 58 - Expiration of rights

26,750 -1,867


Bopp, Markus Rolf 7 01/03/2018 50 109,752 29,500

Cameco Corporation Common Shares Clark, Dale Robert 5 02/03/2018 10 11.371 5,185 1,850

Cameco Corporation Options Clark, Dale Robert 5 01/03/2018 50 126,646 31,010


Clark, Dale Robert 5 01/03/2018 56 36,239 12,660


Clark, Dale Robert 5 02/03/2018 57 11.371 32,185 -4,054


Clark, Dale Robert 5 02/03/2018 58 - Expiration of rights

30,060 -2,125

Cameco Corporation Common Shares Doerksen, David Fehr 5 02/03/2018 10 11.371 11,829 2,071

Cameco Corporation Options Doerksen, David Fehr 5 01/03/2018 50 137,651 29,920


Doerksen, David Fehr 5 01/03/2018 56 35,151 12,210


Doerksen, David Fehr 5 02/03/2018 57 11.371 31,115 -4,036


Doerksen, David Fehr 5 02/03/2018 58 - Expiration of rights

29,000 -2,115

Cameco Corporation Common Shares Girard, Rachelle Spring 5 01/03/2018 10 11.339 7,852 460

Cameco Corporation Common Shares Girard, Rachelle Spring 5 02/03/2018 10 11.348 8,036 184

Cameco Corporation Options Girard, Rachelle Spring 5 01/03/2018 50 32,330 22,080


Girard, Rachelle Spring 5 15/02/2018 00


Girard, Rachelle Spring 5 01/03/2018 56 9,010 9,010

Cameco Corporation Rights Restricted Share Units

Girard, Rachelle Spring 5 01/03/2018 57 11.348 -367


Girard, Rachelle Spring 5 01/03/2018 57 11.339 1,747 -920


Girard, Rachelle Spring 5 02/03/2018 57 11.348 1,380 -367

Cameco Corporation Common Shares Gitzel, Tim Scott 5 02/03/2018 10 11.371 256,638 34,784

Cameco Corporation Options Gitzel, Tim Scott 5 01/03/2018 50 2,332,150 472,550


Gitzel, Tim Scott 5 01/03/2018 56 575,650 192,850

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2118



Acquired/ Disposed


Gitzel, Tim Scott 5 02/03/2018 57 11.371 509,394 -66,256


Gitzel, Tim Scott 5 02/03/2018 58 - Expiration of rights

474,650 -34,744


Glattes, Gerhard 7 01/03/2018 50 98,402 11,100

Cameco Corporation Common Shares Gorsalitz, Caroline Marie 5 02/03/2018 10 11.371 8,068 2,064

Cameco Corporation Options Gorsalitz, Caroline Marie 5 01/03/2018 50 131,799 29,840


Gorsalitz, Caroline Marie 5 01/03/2018 56 35,063 12,180


Gorsalitz, Caroline Marie 5 02/03/2018 57 11.371 31,039 -4,024


Gorsalitz, Caroline Marie 5 02/03/2018 58 - Expiration of rights

28,930 -2,109

Cameco Corporation Common Shares Huntington, Jonathan 5 01/03/2018 10 11.339 1,555 460

Cameco Corporation Common Shares Huntington, Jonathan 5 02/03/2018 10 11.348 1,672 117

Cameco Corporation Options Huntington, Jonathan 5 01/03/2018 50 23,580 22,080


Huntington, Jonathan 5 15/02/2018 00


Huntington, Jonathan 5 01/03/2018 56 9,010 9,010


Huntington, Jonathan 5 01/03/2018 57 11.339 1,614 -920


Huntington, Jonathan 5 02/03/2018 57 11.339 -920


Huntington, Jonathan 5 02/03/2018 57 11.348 1,380 -234

Cameco Corporation Common Shares Isaac, Grant Everett 5 02/03/2018 10 11.371 71,035 10,435

Cameco Corporation Options Isaac, Grant Everett 5 01/03/2018 50 809,450 178,550


Isaac, Grant Everett 5 01/03/2018 56 209,650 72,900


Isaac, Grant Everett 5 02/03/2018 57 11.371 189,773 -19,877


Isaac, Grant Everett 5 02/03/2018 58 - Expiration of rights

179,350 -10,423

Cameco Corporation Common Shares Leach, Mark Sean 5 02/03/2018 10 11.371 8,855 1,863

Cameco Corporation Options Leach, Mark Sean 5 01/03/2018 50 129,880 27,600


Leach, Mark Sean 5 01/03/2018 56 32,346 11,260


Leach, Mark Sean 5 02/03/2018 57 11.371 28,675 -3,671


Leach, Mark Sean 5 02/03/2018 58 - Expiration of rights

26,750 -1,925

Cameco Corporation Common Shares McHardy, Scott 5 02/03/2018 10 11.371 10,251 1,821

Cameco Corporation Options McHardy, Scott 5 01/03/2018 50 106,901 27,600


McHardy, Scott 5 01/03/2018 56 32,229 11,260


McHardy, Scott 5 02/03/2018 57 11.371 28,634 -3,595


McHardy, Scott 5 02/03/2018 58 - Expiration of rights

26,750 -1,884

Cameco Corporation Common Shares McNally-Power, Lynn Debra 5 02/03/2018 10 11.371 5,482 1,821

Cameco Corporation Options McNally-Power, Lynn Debra 5 01/03/2018 50 101,007 27,600


McNally-Power, Lynn Debra 5 01/03/2018 56 32,229 11,260


McNally-Power, Lynn Debra 5 02/03/2018 57 11.371 28,634 -3,595


McNally-Power, Lynn Debra 5 02/03/2018 58 - Expiration of rights

26,750 -1,884

Cameco Corporation Common Shares Mooney, Ronald Liam 5 02/03/2018 10 11.371 3,481 2,064

Cameco Corporation Options Mooney, Ronald Liam 5 01/03/2018 50 131,949 29,840


Mooney, Ronald Liam 5 01/03/2018 56 35,063 12,180


Mooney, Ronald Liam 5 02/03/2018 57 11.371 31,039 -4,024

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2119



Acquired/ Disposed


Mooney, Ronald Liam 5 02/03/2018 58 - Expiration of rights

28,930 -2,109

Cameco Corporation Options Orr, Kelly Lovern 5 01/03/2018 50 63,625 32,930


Orr, Kelly Lovern 5 01/03/2018 56 13,440 13,440

Cameco Corporation Common Shares Quinn, Sean Anthony 5 02/03/2018 10 11.371 32,086 6,681

Cameco Corporation Options Quinn, Sean Anthony 5 01/03/2018 50 419,007 111,700


Quinn, Sean Anthony 5 01/03/2018 56 131,600 45,600


Quinn, Sean Anthony 5 02/03/2018 57 11.371 118,873 -12,727


Quinn, Sean Anthony 5 02/03/2018 58 - Expiration of rights

112,200 -6,673

Cameco Corporation Options Reilly, Brian Arthur 5 01/03/2018 50 233,772 128,850


Reilly, Brian Arthur 5 01/03/2018 56 61,420 52,600

Cameco Corporation Common Shares Shockey, Heidi Lynn 5 02/03/2018 10 11.371 3,882 1,866

Cameco Corporation Options Shockey, Heidi Lynn 5 01/03/2018 50 113,300 30,030


Shockey, Heidi Lynn 5 01/03/2018 56 33,293 12,250


Shockey, Heidi Lynn 5 02/03/2018 57 11.371 29,650 -3,643


Shockey, Heidi Lynn 5 02/03/2018 58 - Expiration of rights

27,740 -1,910

Cameco Corporation Common Shares Thorne, Andrew Miles 5 02/03/2018 10 11.371 12,150 2,265

Cameco Corporation Options Thorne, Andrew Miles 5 01/03/2018 50 154,134 33,120


Thorne, Andrew Miles 5 01/03/2018 56 38,356 13,520


Thorne, Andrew Miles 5 02/03/2018 57 11.371 33,989 -4,367


Thorne, Andrew Miles 5 02/03/2018 58 - Expiration of rights

31,700 -2,289

Cameco Corporation Common Shares Wong, Alice Louise 5 02/03/2018 10 11.371 65,029 6,957

Cameco Corporation Options Wong, Alice Louise 5 01/03/2018 50 523,475 115,500


Wong, Alice Louise 5 01/03/2018 56 136,250 47,150


Wong, Alice Louise 5 02/03/2018 57 11.371 122,998 -13,252


Wong, Alice Louise 5 02/03/2018 58 - Expiration of rights

116,050 -6,948

Canadian High Income Equity Fund

Units Canadian High Income Equity Fund

1 06/02/2018 38 8.85 2,800 2,800



1 06/02/2018 38 8.85 0 -2,800



1 08/02/2018 38 8.78 3,000 3,000



1 08/02/2018 38 8.78 0 -3,000



1 09/02/2018 38 8.69 3,000 3,000



1 09/02/2018 38 8.69 0 -3,000



1 13/02/2018 38 8.8 300 300



1 13/02/2018 38 8.8 0 -300



1 13/02/2018 38 8.81 2,700 2,700



1 13/02/2018 38 8.81 0 -2,700



1 28/02/2018 38 8.96 3,000 3,000



1 28/02/2018 38 8.96 0 -3,000

Canadian National Railway Company

Common Shares Barker, Matthew 5 26/02/2018 30 101.5 66,129 507

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2120



Acquired/ Disposed


Deferred Share Units/Unités d'actions différées

Barker, Matthew 5 31/12/2017 35 102.54 20,884 333


Directors Deferred Share Units

Bruder, Shauneen Elizabeth 4 31/12/2017 35 104.09 2,622 32


Common Shares Canadian National Railway Company

1 01/02/2018 38 97.638 145,435



1 01/02/2018 38 97.638 145,435



1 01/02/2018 38 98.539 255,808 123,808



1 02/02/2018 38 97.637 401,243 145,435



1 02/02/2018 38 269,243 -132,000



1 05/02/2018 38 145,435 -123,808



1 05/02/2018 38 78.138 291,235 145,800



1 06/02/2018 38 145,800 -145,435



1 06/02/2018 38 76.798 294,200 148,400



1 07/02/2018 38 148,400 -145,800



1 07/02/2018 38 76.624 296,500 148,100



1 08/02/2018 38 148,100 -148,400



1 08/02/2018 38 74.916 320,200 172,100



1 09/02/2018 38 172,100 -148,100



1 09/02/2018 38 74.508 345,100 173,000



1 12/02/2018 38 173,000 -172,100



1 12/02/2018 38 0 -173,000



1 12/02/2018 38 76.249 148,100 148,100



1 13/02/2018 38 75.715 297,300 149,200



1 14/02/2018 38 149,200 -148,100



1 14/02/2018 38 76.339 297,100 147,900



1 15/02/2018 38 147,900 -149,200



1 15/02/2018 38 76.618 295,900 148,000



1 16/02/2018 38 148,000 -147,900



1 16/02/2018 38 76.122 297,000 149,000



1 19/02/2018 38 149,000 -148,000



1 19/02/2018 38 0 -149,000



1 20/02/2018 38 75.637 149,300 149,300



1 21/02/2018 38 0 -149,300



1 21/02/2018 38 77.116 145,500 145,500



1 22/02/2018 38 77.637 267,701 122,201

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2121



Acquired/ Disposed



1 23/02/2018 38 122,201 -145,500



1 23/02/2018 38 77.116 268,001 145,800



1 26/02/2018 38 145,800 -122,201



1 26/02/2018 38 0 -145,800



1 26/02/2018 38 78.06 122,900 122,900



1 27/02/2018 38 79.348 203,500 80,600



1 28/02/2018 38 80,600 -122,900



1 28/02/2018 38 78.545 161,500 80,900



1 01/03/2018 38 80,900 -80,600



1 02/03/2018 38 0 -80,900



CARTY, DONALD 4 31/12/2017 35 80.04 319



CARTY, DONALD 4 31/12/2017 35 80.04 319



CARTY, DONALD 4 31/12/2017 35 80.04 20,029 319


Common Shares Cory, Michael A 5 26/02/2018 30 100.78 632


Common Shares Cory, Michael A 5 26/02/2018 30 100.78 632


Common Shares Cory, Michael A 5 26/02/2018 30 100.78 18,167 664


Deffered Share Units/Unités d'actions différées

Cory, Michael A 5 31/12/2017 35 102.54 28,604 456


Common Shares Daniels, Scott 5 26/02/2018 30 100.86 523 523


Common Shares DRYSDALE, Janet 5 26/02/2018 30 101.2 321


Common Shares DRYSDALE, Janet 5 26/02/2018 30 101.2 321


Common Shares DRYSDALE, Janet 5 26/02/2018 30 101.2 7,343 370



DRYSDALE, Janet 5 31/12/2017 35 102.54 1,822 29


Common Shares Finn, Sean 5 26/02/2018 30 100.98 25,772 875


Options Finn, Sean 5 08/03/2018 50 73.74 173,600 54,351


Performance Share Units/Unités d'actions de performance

Finn, Sean 5 08/03/2018 56 73.74 56,640 16,752



Giffin, Gordon D. 4 31/12/2017 35 80.13 49,718 791



Godin, Julie 4 31/12/2017 35 103.82 2,622 32



Holiday, Edith E. 4 31/12/2017 35 80.15 35,272 562


Common Shares Houle, Ghislain 5 26/02/2018 30 101.56 1,018


Common Shares Houle, Ghislain 5 26/02/2018 30 101.56 1,018


Common Shares Houle, Ghislain 5 26/02/2018 30 101.57 70,067 1,114



Houle, Ghislain 5 31/12/2017 35 102.54 39,296 626

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2122



Acquired/ Disposed



Kempston Darkes, V. Maureen

4 31/12/2017 35 102.63 54,781 872


Common Shares Leduc, Serge 5 26/02/2018 30 101.22 8,086 573



Leduc, Serge 5 31/12/2017 35 102.54 10,909 174



Losier, Denis 4 31/12/2017 35 102.61 116,517 1,854



Lynch, Kevin Gordon 4 31/12/2017 35 102.57 17,517 279


Common Shares Madigan, Kimberley A. 5 26/02/2018 30 78.96 684


Common Shares Madigan, Kimberley A. 5 26/02/2018 30 78.96 684


Common Shares Madigan, Kimberley A. 5 26/02/2018 30 78.96 27,029 710



Madigan, Kimberley A. 5 31/12/2017 35 102.54 84,848 1,352


Common Shares Orr, John Frederick 5 26/02/2018 30 78.22 22,869 705



Orr, John Frederick 5 31/12/2017 35 102.54 11,160 178



Pace, Robert 4 31/12/2017 35 102.62 116,521 1,855



Phillips, Robert L. 4 31/12/2017 35 102.78 13,967 222


Common Shares Ruest, Jean-Jacques 5 26/02/2018 30 100.38 124,113 1,468



Ruest, Jean-Jacques 5 31/12/2017 35 102.54 166,320 2,650



Stein, Laura 4 31/12/2017 35 80.1 16,901 269

Canadian Natural Resources Limited

Options McKay, Timothy Shawn 5 08/03/2018 50 39.29 1,240,000 110,000

Canadian Orebodies Inc. Common Shares McKinnon, Gordon Scott Townsend

4, 5 01/03/2018 10 0.317 1,755,612 27,000


4, 5 02/03/2018 10 0.335 1,756,612 1,000


4, 5 05/03/2018 10 0.325 1,759,612 3,000

Canadian Orebodies Inc. Common Shares Osisko Mining Inc. 3 01/03/2018 10 0.35 6,461,500 -1,000

Canadian Pacific Railway Limited

Common Shares Canadian Pacific Railway Limited

1 01/02/2018 38 219.62 95,400 50,000



1 01/02/2018 38 50,000 -45,400



1 02/02/2018 38 217.06 105,000 55,000



1 02/02/2018 38 55,000 -50,000



1 05/02/2018 38 215.33 120,000 65,000



1 05/02/2018 38 65,000 -55,000



1 06/02/2018 38 213.91 150,000 85,000



1 06/02/2018 38 85,000 -65,000



1 07/02/2018 38 215.33 156,100 71,100



1 07/02/2018 38 71,100 -85,000



1 08/02/2018 38 214.38 128,700 57,600

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2123



Acquired/ Disposed



1 08/02/2018 38 57,600 -71,100



1 09/02/2018 38 215.16 87,600 30,000



1 09/02/2018 38 30,000 -57,600



1 12/02/2018 38 218.2 40,700 10,700



1 13/02/2018 38 10,700 -30,000



1 14/02/2018 38 0 -10,700



1 20/02/2018 38 223.6 20,000 20,000



1 21/02/2018 38 1,233 -18,767



1 21/02/2018 38 0 -1,233

Canadian Real Estate Investment Trust

Units Real Estate Investment Trust Units

Latimer, Robert Michael 4 05/03/2018 30 1,747 18

Canadian Real Estate Investment Trust

Units Real Estate Investment Trust Units

Latimer, Robert Michael 4 08/03/2018 30 1,753 6

Canadian Spirit Resources Inc.

Common Shares Dyck, Jeffrey Earl 4 02/03/2018 11 0.125 1,700,134 -183,200


Common Shares Dyck, Jeffrey Earl 4 02/03/2018 11 0.125 383,200 183,200


Common Shares Dyck, Jeffrey Earl 4 02/03/2018 11 0.125 -183,200

Canadian Tire Corporation, Limited



1 05/03/2018 38 171.11 8,500 8,500




1 05/03/2018 38 0 -8,500




1 06/03/2018 38 172.09 8,500 8,500




1 06/03/2018 38 0 -8,500




1 07/03/2018 38 172.12 8,500 8,500




1 07/03/2018 38 0 -8,500




1 08/03/2018 38 171.5 8,500 8,500




1 08/03/2018 38 0 -8,500

Canadian Utilities Limited Non-Voting Shares Class A

Bogner, Norman W. 7 31/12/2017 30 39.12 149 73


Booth, Robert T. 4 01/03/2018 30 33.085 12,933 151


Booth, Robert T. 4 01/03/2018 30 33.085 3,344 39


Charlton, Loraine M. 4 01/09/2017 30 38.172 22,572 50








Charlton, Loraine M. 4 01/09/2017 30 38.172 771 7


Charlton, Loraine M. 4 01/12/2017 30 37.924 778 7


Cook, P. Derek 6, 5 31/12/2017 30 38.558 5,459 153


Creaghan, Patrick 7 31/12/2017 30 39.57 3,271 351

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2124



Acquired/ Disposed


Creaghan, Patrick 7 31/12/2017 30 39.36 3,782 511


DeChamplain, Dennis A 7 31/12/2017 30 37.76 10,812 105


Francis, Robert, B 4 01/03/2018 30 33.085 17,139 38


Goguen, Paul G. 7 31/12/2017 30 38.558 13,174 635


Ivulich, John Vincent 7 31/12/2017 30 37.52 175 50


Kiefer, Siegfried W. 7, 5 31/12/2017 30 38.606 19,987 1,582

Canadian Utilities Limited Rights 44.34 (SAR) Kiefer, Siegfried W. 7, 5 05/03/2018 59 34.15 0 -20,000


Lidgett, George J. 7 31/12/2017 30 39.395 1,592 162


Maher, Anthony L. 7 31/12/2017 30 39.57 993 117


Maher, Anthony L. 7 31/12/2017 30 38.64 1,542 549


Opocensky, George 7 31/12/2017 30 38.536 3,991 645


Patrick, Katherine-Jane 7 01/06/2017 00


Patrick, Katherine-Jane 7 01/06/2017 00 28


Patrick, Katherine-Jane 7 31/12/2017 30 39.49 65 37


Piepgrass, Steven R. 7 31/12/2017 30 38.83 2,022 402


Piepgrass, Steven R. 7 31/12/2017 30 38.569 2,537 515


Policicchio, Sett F. 5 31/12/2017 30 38.373 23,254 1,066


Rayfield, Michael 4 01/03/2018 30 33.085 17,039 153


Reeve, M. Dean 7 31/12/2017 30 38.68 94 76


Sentgraf Enterprises Ltd. 3 01/03/2018 30 33.09 238,603 2,202


Shkrobot, Brian P. 7 31/12/2017 30 39.35 2,656 300


Shkrobot, Brian P. 7 31/12/2017 30 38.519 3,265 609


Southern-Heathcott, Linda A.

4 01/03/2018 30 33.09 77,256,584 2,202


Southern, Margaret E 3 01/03/2018 30 33.09 77,256,584 2,202


Southern, Nancy C. 4, 6, 7, 5 01/03/2018 30 33.09 77,256,584 2,202


Stensby, Wayne K. 7 31/12/2017 30 37.77 4,813 53


Warkentin, Clinton 5 31/12/2017 30 38.513 3,515 614

Canadian Western Bank Common Shares Furlan, Mario Vittorio 5 31/12/2017 30 30.67 22,815 1,238

Canadian Western Bank Options Furlan, Mario Vittorio 5 16/06/2017 52 26.404 83,151 -4,998

Canadian Western Bank Rights Performance Share Units

Furlan, Mario Vittorio 5 31/12/2017 56 8,595 1,664

Canadian Western Bank Rights Performance Share Units

Furlan, Mario Vittorio 5 31/12/2017 59 6,288 -2,307

Canadian Western Bank Rights Restricted Share Units

Furlan, Mario Vittorio 5 31/12/2017 56 10,213 3,281


Furlan, Mario Vittorio 5 31/12/2017 59 6,954 -3,259

Canadian Western Bank Common Shares Stephen, Allen David 5 31/12/2017 30 30.67 13,632 1,069

Canadian Western Bank Options Stephen, Allen David 5 10/03/2017 50 47,898 5,722

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2125



Acquired/ Disposed


Stephen, Allen David 5 31/12/2017 56 10,753 3,426


Stephen, Allen David 5 31/12/2017 59 7,397 -3,356

CanAlaska Uranium Ltd. Common Shares Schimann, Karl 4, 5 06/03/2018 10 0.445 762,500 -34,000

CanAlaska Uranium Ltd. Common Shares Schimann, Karl 4, 5 06/03/2018 10 0.45 754,000 -8,500

Canarc Resource Corp. Common Shares Canarc Resource Corp. 1 12/02/2018 38 0 -133,000

Canfor Corporation Common Shares Elliott, Patrick 7 09/03/2018 10 31 0 -1,200

Canfor Corporation Common Shares Elliott, Patrick 7 09/03/2018 10 31 0 -1,010

Cannabis Growth Opportunity Corporation

Warrants Sutton, Brayden Robert 4 09/03/2018 10 0.37 110,000 20,000

Cannabis Wheaton Income Corp.

Common Shares Alves, Hugo M. 4, 5 02/03/2018 54 0.023 7,597,268 7,572,951

Cannabis Wheaton Income Corp.

Warrants Alves, Hugo M. 4, 5 02/03/2018 54 0 -7,572,951

CannTrust Holdings Inc. Common Shares Litwin, Mark 4, 5 08/01/2018 10 50,000 -10,000

CannTrust Holdings Inc. Common Shares Page, Shawna Dale 4 22/02/2018 00 550

CannTrust Holdings Inc. Common Shares Page, Shawna Dale 4 22/02/2018 00 1,500

CannTrust Holdings Inc. Options Page, Shawna Dale 4 05/03/2018 50 25,000 25,000

CannTrust Holdings Inc. Common Shares Paul, Norman 4 03/01/2018 10 11 5,558,121 -98,000

CannTrust Holdings Inc. Common Shares Paul, Norman 4 10/01/2018 10 11.2 5,508,121 -50,000

Canoe EIT Income Fund Trust Units Chernoff, M. Bruce 3, 4 31/12/2017 30 11.2 10,901 2,479

Canoe EIT Income Fund Trust Units Chernoff, M. Bruce 3, 4 31/12/2017 30 11.43 8,422 -2,479





Canoe EIT Income Fund Trust Units Chernoff, M. Bruce 3, 4 31/12/2017 30 11.2 2,590 590

Canoe EIT Income Fund Trust Units Chernoff, M. Bruce 3, 4 31/12/2017 30 11.43 2,000 -590



Canso Select Opportunities Fund

Units Class A Canso Investment Counsel Ltd.

7 05/03/2018 10 11 397,200 1,100

Capital Power Corporation Deferred Share Units Bellstedt, Albrecht Wilhelm Albert

4 31/12/2017 56 24.54 38,835 3,261

Capital Power Corporation Deferred Share Units Bellstedt, Albrecht Wilhelm Albert

4 31/12/2017 30 25.21 41,338 2,503

Capital Power Corporation Deferred Share Units Beneby, Doyle Nolan 4 31/12/2017 56 24.54 25,394 4,182

Capital Power Corporation Deferred Share Units Beneby, Doyle Nolan 4 31/12/2017 30 25.21 26,953 1,559

Capital Power Corporation Common Shares Capital Power Corporation 1 21/02/2018 38 24.1 31,700 31,700



Capital Power Corporation Common Shares Capital Power Corporation 1 23/02/2018 38 79,200 -31,700




Capital Power Corporation Common Shares Capital Power Corporation 1 28/02/2018 38 79,200 -110,900

Capital Power Corporation Deferred Share Units Daniel, Patrick Darold 4 31/12/2017 56 25.54 12,978 3,974

Capital Power Corporation Deferred Share Units Daniel, Patrick Darold 4 31/12/2017 30 25.21 13,667 689

Capital Power Corporation Deferred Share Units Gardiner, Jill Veronica 4 31/12/2017 56 24.54 9,605 3,261

Capital Power Corporation Deferred Share Units Gardiner, Jill Veronica 4 31/12/2017 30 25.21 10,103 498

Capital Power Corporation Deferred Share Units Huntington, Kelly Michelle 4 31/12/2017 56 24.54 12,507 4,182

Capital Power Corporation Deferred Share Units Huntington, Kelly Michelle 4 31/12/2017 30 25.21 13,159 652

Capital Power Corporation Deferred Share Units Lachambre, Philip 4 31/12/2017 56 24.54 35,831 3,261

Capital Power Corporation Deferred Share Units Lachambre, Philip 4 31/12/2017 30 25.21 38,122 2,291

Capital Power Corporation Deferred Share Units LOWRY, Donald James 4 31/12/2017 56 24.54 26,069 5,502

Capital Power Corporation Deferred Share Units LOWRY, Donald James 4 31/12/2017 30 25.21 27,647 1,578

Capital Power Corporation Deferred Share Units Stevenson, Katharine Berghuis

4 03/04/2017 00


4 31/12/2017 56 24.15 2,382 2,382

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2126



Acquired/ Disposed


4 31/12/2017 30 24.69 2,402 20

Capital Power Corporation Deferred Share Units Trent, Brian Keith 4 03/04/2017 00

Capital Power Corporation Deferred Share Units Trent, Brian Keith 4 31/12/2017 56 24.15 2,527 2,527

Capital Power Corporation Deferred Share Units Trent, Brian Keith 4 31/12/2017 30 24.69 2,548 21

Capital Power Corporation Common Shares TRUFYN, DARCY 5 26/02/2018 30 24.306 33,949 560

Capstone Mining Corp. Common Shares Howe, Jason Paul 5 06/03/2018 10 1.35 529,689 8,000

Capstone Mining Corp. Common Shares Howe, Jason Paul 5 03/05/2004 00


Capstone Mining Corp. Common Shares Howe, Jason Paul 5 03/05/2004 00



Cara Operations Limited Subordinate Voting Shares

Fairfax Financial Holdings Limited

3 08/03/2018 90 0 -2,981,399



3 08/03/2018 90 1,093,726 1,093,726



3 10/04/2015 00



3 08/03/2018 90 447 447



3 10/04/2015 00



3 08/03/2018 90 250,438 250,438



3 10/04/2015 00



3 08/03/2018 90 545,596 545,596



3 10/04/2015 00



3 08/03/2018 90 496,403 496,403



3 10/04/2015 00



3 08/03/2018 90 594,789 594,789

Cargojet Inc. Common Voting Shares Dhillon, Pauline 5 07/03/2018 00 13,440

Cargojet Inc. Options Dhillon, Pauline 5 07/03/2018 00 21,234

Cargojet Inc. Rights Restricted Share Units

Dhillon, Pauline 5 07/03/2018 00 3,522

Cartier Iron Corporation (Formerly Northfield Metals Inc.)

Common Shares LARSEN, THOMAS 6 23/02/2018 10 0.12 296,519 500


Common Shares LARSEN, THOMAS 4, 5 28/02/2018 10 0.08 1,869,019 7,000








Common Shares LARSEN, THOMAS 4, 5 26/02/2018 10 0.12 201,500 9,500







Insider Reporting

March 15, 2018

(2018), 41 OSCB 2127



Acquired/ Disposed

Cascades Inc. Common Shares Lemaire, Alain 4, 5 02/03/2018 51 242,563 79,121

Cascades Inc. Common Shares Lemaire, Alain 4, 5 02/03/2018 10 14.05 163,442 -79,121

Cascades Inc. Options options d'achat d'actions ordinaires

Lemaire, Alain 4, 5 02/03/2018 51 1,523,805 -79,121

Cascades Inc. Common Shares Malo, Charles 7 06/03/2018 51 84,632 11,769

Cascades Inc. Common Shares Malo, Charles 7 06/03/2018 10 14.36 72,863 -11,769

Cascades Inc. Common Shares Malo, Charles 7 06/03/2018 51 91,090 18,227

Cascades Inc. Common Shares Malo, Charles 7 06/03/2018 10 14.37 72,863 -18,227


Malo, Charles 7 06/03/2018 51 75,886 -11,769


Malo, Charles 7 06/03/2018 51 57,659 -18,227

Cenovus Energy Inc. Common Shares Chhina, Harbir Singh 5 31/12/2017 30 12.88 505,619 3,142

Cenovus Energy Inc. Common Shares Chhina, Harbir Singh 5 31/12/2017 30 12.18 505,666 47

Cenovus Energy Inc. Performance Share Units Chhina, Harbir Singh 5 31/12/2017 30 12.17 150,325 2,352

Cenovus Energy Inc. Performance Share Units Chhina, Harbir Singh 5 31/12/2017 30 12.17 150,326 1

Cenovus Energy Inc. Common Shares Chiasson, Keith 5 31/12/2017 30 11.59 530 75

Cenovus Energy Inc. Common Shares Chiasson, Keith 5 14/12/2017 00

Cenovus Energy Inc. Common Shares Chiasson, Keith 5 05/03/2018 10 9.6 2,635 2,635

Cenovus Energy Inc. Performance Share Units Chiasson, Keith 5 31/12/2017 30 11.58 20,965 90

Cenovus Energy Inc. Restricted Share Units Chiasson, Keith 5 31/12/2017 30 11.58 18,573 80

Cenovus Energy Inc. Common Shares Walters, Sarah Jane 5 31/12/2017 30 11.58 2,111 140

Cenovus Energy Inc. Performance Share Units Walters, Sarah Jane 5 31/12/2017 30 11.58 32,671 140

Cenovus Energy Inc. Restricted Share Units Walters, Sarah Jane 5 31/12/2017 30 11.58 16,573 71

Cenovus Energy Inc. Common Shares Zygocki, Rhonda Ivy 4 02/01/2018 30 9.7 10,034 34

Centerra Gold Inc. Options Desjardins, Daniel Richard 7 06/03/2018 50 6.77 151,590 56,194

Centerra Gold Inc. Options Kwong, Dennis 5 06/03/2018 50 6.77 569,381 111,071

Centerra Gold Inc. Options Millman, Darren 5 06/03/2018 50 6.77 266,230 137,145

Centerra Gold Inc. Options Pearson, John William 5 06/03/2018 50 6.77 111,899 22,318

Centerra Gold Inc. Options Perry, Scott Graeme 5 06/03/2018 50 6.77 618,928 317,466

Centerra Gold Inc. Options Rehman, Yousef 5 06/03/2018 50 6.77 107,385 94,816

Centerra Gold Inc. Options Reid, Gordon Dunlop 7 06/03/2018 50 6.77 544,565 152,384

Centerra Gold Inc. Options Wilson, Mark 4, 5 06/03/2018 50 6.77 141,758 134,348

CES Energy Solutions Corp. Common Shares Ahrens, Burton Joel 4 08/03/2018 10 5.749 53,519 -7,000

CES Energy Solutions Corp. Restricted Share Units Nieboer, Craig Frederick 5 06/03/2018 56 5.7169 153,913 118,787

CES Energy Solutions Corp. Restricted Share Units Nieboer, Craig Frederick 5 06/03/2018 56 5.7169 300,846 146,933

CES Energy Solutions Corp. Restricted Share Units Simons, Thomas James 4, 5 06/03/2018 56 5.7169 195,842 148,483

CES Energy Solutions Corp. Restricted Share Units Simons, Thomas James 4, 5 06/03/2018 56 5.7169 379,509 183,667

CES Energy Solutions Corp. Restricted Share Units Waugh, Jason Douglas 5 06/03/2018 56 5.7169 153,913 118,787

CES Energy Solutions Corp. Restricted Share Units Waugh, Jason Douglas 5 06/03/2018 56 5.7169 300,846 146,933

CES Energy Solutions Corp. Restricted Share Units Zinger, Kenneth Earl 5 06/03/2018 56 5.7169 153,913 118,787

CES Energy Solutions Corp. Restricted Share Units Zinger, Kenneth Earl 5 06/03/2018 56 5.7169 300,846 146,933

CGI Group Inc. Options Boyajian, Mark 5 01/03/2018 51 23.65 146,742 -4,883

CGI Group Inc. Subordinate Voting Shares Classe A

Boyajian, Mark 5 01/03/2018 51 23.65 4,883 4,883


Boyajian, Mark 5 01/03/2018 10 73.73 2,216 -2,667

CGI Group Inc. Options Nikku, Heikki 5 01/03/2018 51 24.29 95,862 -10,000

CGI Group Inc. Options Nikku, Heikki 5 01/03/2018 51 63.23 89,013 -6,849


Nikku, Heikki 5 01/03/2018 51 24.29 10,000 10,000


Nikku, Heikki 5 01/03/2018 51 63.23 16,849 6,849


Nikku, Heikki 5 01/03/2018 10 74.23 16,749 -100


Nikku, Heikki 5 01/03/2018 10 74.25 15,349 -1,400


Nikku, Heikki 5 01/03/2018 10 74.158 10,000 -5,349


Nikku, Heikki 5 01/03/2018 10 74.61 9,900 -100

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2128



Acquired/ Disposed


Nikku, Heikki 5 01/03/2018 10 74.076 9,100 -800


Nikku, Heikki 5 01/03/2018 10 74.09 9,000 -100


Nikku, Heikki 5 01/03/2018 10 74.33 7,500 -1,500


Nikku, Heikki 5 01/03/2018 10 74.147 0 -7,500

CGI Group Inc. Options Roach, Michael 4 28/02/2018 51 15.49 185,200 -14,800





Roach, Michael 4 28/02/2018 51 15.49 261,863 14,800


Roach, Michael 4 28/02/2018 10 75.775 261,663 -200


Roach, Michael 4 28/02/2018 10 75.76 261,563 -100


Roach, Michael 4 28/02/2018 10 75.75 247,063 -14,500


Roach, Michael 4 05/03/2018 51 15.49 257,263 10,200


Roach, Michael 4 05/03/2018 10 75.75 247,063 -10,200


Roach, Michael 4 06/03/2018 51 15.49 272,063 25,000


Roach, Michael 4 06/03/2018 10 76 247,063 -25,000


Roach, Michael 4 07/03/2018 51 15.49 272,063 25,000


Roach, Michael 4 07/03/2018 10 76.25 247,063 -25,000

Champion Iron Limited Common Shares Ordinary Shares (as per Australian securities law)

CORMIER, MICHELLE ANN

4 11/04/2016 00


CORMIER, MICHELLE ANN

4 08/03/2018 10 1.22 20,000 20,000


Frei, Beat 5 02/03/2018 51 0.2 4,100,364 1,250,000

Champion Iron Limited Options Frei, Beat 5 02/03/2018 51 0.2 1,250,000 -1,250,000


Lawler, Gary Kenneth John 4 06/03/2018 10 1.28 323,750 23,750










Love, Andrew John 4 28/02/2018 10 1.32 28,875


Love, Andrew John 4 28/02/2018 10 1.32 28,785 28,785


Love, Andrew John 4 01/03/2018 10 1.3 18,819

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2129



Acquired/ Disposed


Love, Andrew John 4 01/03/2018 10 1.3 50,000 18,119


Love, Andrew John 4 05/03/2018 10 1.285 115,000 7,825


O'Keeffe, William Michael 4 05/03/2018 10 1.28 30,044,442 7,512









Chartwell Retirement Residences

Rights Restricted Trust Units

Binions, W. Brent 4, 5 05/03/2018 56 15.291 246,061 73,573



Binions, W. Brent 4, 5 06/03/2018 59 15.617 186,896 -59,165



Boulakia, Jonathan 5 05/03/2018 56 15.291 58,550 16,938



Boulakia, Jonathan 5 07/03/2018 59 15.617 45,709 -12,841



Chateauvert, Sheri Lynn 5 05/03/2018 56 15.291 59,553 16,938



Chateauvert, Sheri Lynn 5 07/03/2018 59 15.617 46,063 -13,490



Sullivan, Karen Leslie 5 05/03/2018 56 15.291 67,298 20,600



Sullivan, Karen Leslie 5 07/03/2018 59 15.617 52,381 -14,917



Volodarski, Vlad 5 05/03/2018 56 15.291 67,952 20,600



Volodarski, Vlad 5 07/03/2018 59 15.617 52,603 -15,349

Chemtrade Logistics Income Fund

Rights RSU Aarts, Leon 5 05/03/2018 56 16.59 38,981 12,400


Rights RSU Aarts, Leon 5 05/03/2018 56 16.59 99,281 60,300


Trust Units Aarts, Leon 5 05/03/2018 10 12.453 57,000 3,000


Rights RSU Bhardwaj, Rohit 5 05/03/2018 56 16.59 38,981 12,400


Rights RSU Davis, Mark 5 05/03/2018 56 16.59 237,225 75,300


Rights RSU Davis, Mark 5 05/03/2018 56 16.59 538,625 301,400


Rights RSU Dietz, Daniel 5 05/03/2018 56 16.59 27,672 11,500


Rights RSU McCullough, Tab 5 05/03/2018 56 16.59 38,981 12,400


Rights RSU McCullough, Tab 5 05/03/2018 56 16.59 99,281 60,300


Rights RSU Pare, Susan 5 05/03/2018 56 16.59 19,601 6,200


Rights RSU Powers, Emily Louise 5 05/03/2018 56 16.59 14,180 6,200


Rights RSU St. Pierre, Michael John 5 05/03/2018 56 16.59 36,086 11,500

Choice Properties Real Estate Investment Trust

Restricted Units Morrison, John Rennie 4, 5 05/03/2018 59 11.86 227,546 -48,121

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2130



Acquired/ Disposed


Restricted Units Munn, Bart Scott 5 05/03/2018 59 11.86 95,378 -15,276


Trust Units Wasti, Rashid 7 08/03/2018 10 11.8 10,500 2,000


Restricted Units Williams, David Evan 5 05/03/2018 59 11.86 33,990 -4,858


Restricted Units Wingerak, Dallas Marie 5 05/03/2018 59 11.86 34,659 -4,112


Restricted Units YAMAMOTO, Robert Scott 5 05/03/2018 59 11.86 34,116 -5,092

Chorus Aviation Inc. Rights (Ongoing Long-Term Incentive Plan)

McQueen, Rory 7 31/12/2017 30 5,907 78


McQueen, Rory 7 31/12/2017 30 78


Slevin, Una 7 31/12/2017 30 3,427 45


Slevin, Una 7 31/12/2017 30 45

ChroMedX Corp. Common Shares Invidx Corp 3 08/03/2018 10 19,914,052 -63,000

CI Financial Corp. Common Shares CI Financial Corp. 1 20/02/2018 38 28.341 56,000 56,000

CI Financial Corp. Common Shares CI Financial Corp. 1 20/02/2018 38 0 -56,000













CI Financial Corp. Options Jamieson, Douglas J.R. 5 27/02/2018 50 28.67 213,861 31,111

CI Financial Corp. Options Kerr, Neal A. 5 27/02/2018 50 28.67 202,667 26,667

CI Financial Corp. Options Ratnavel, Roy 7 27/02/2018 50 28.67 145,778 17,778

CI Financial Corp. Options Ratnavel, Roy 7 27/02/2018 50 28.67 148,000 2,222

CIBT Education Group Inc. Common Shares Capital Alliance Group Inc. 1 22/02/2018 10 0.76 7,000

CIBT Education Group Inc. Common Shares Capital Alliance Group Inc. 1 22/02/2018 10 0.755 723,100 20,000

CIBT Education Group Inc. Common Shares Capital Alliance Group Inc. 1 05/03/2018 10 0.74 736,600 13,500

Cineplex Inc. Performance Share Units Briant, Heather 5 02/03/2018 59 38.1 5,436 -2,984

Cineplex Inc. Common Shares Campbell, Susan Linda Helen

5 01/03/2018 00 3,529

Cineplex Inc. Options Campbell, Susan Linda Helen

5 01/03/2018 00 28,827

Cineplex Inc. Performance Share Units Campbell, Susan Linda Helen

5 01/03/2018 00 4,495

Cineplex Inc. Restricted Share Units Campbell, Susan Linda Helen

5 01/03/2018 00 688

Cineplex Inc. Performance Share Units Fitzgerald, Anne Tunstall 5 02/03/2018 59 38.1 7,671 -3,114

Cineplex Inc. Performance Share Units Jacob, Ellis 4, 5 02/03/2018 59 38.1 105,151 -38,980

Cineplex Inc. Performance Share Units Kennedy, Michael 5 02/03/2018 59 38.1 11,541 -5,002

Cineplex Inc. Performance Share Units Kent, Jeff 5 02/03/2018 59 38.1 11,316 -4,853

Cineplex Inc. Performance Share Units Legault, Lorraine Marie 5 02/03/2018 59 18.03 3,115 -1,322

Cineplex Inc. Performance Share Units Mandryk, Suzanna 5 02/03/2018 59 38.1 6,706 -2,802

Cineplex Inc. Performance Share Units McGrath, Daniel F. 5 02/03/2018 59 38.1 28,803 -12,669

Cineplex Inc. Common Shares Nelson, Gordon 5 08/03/2018 10 31.89 78,243 6,000

Cineplex Inc. Performance Share Units Nelson, Gordon 5 02/03/2018 59 38.1 19,463 -8,186

Cineplex Inc. Performance Share Units Nonis, Paul 5 02/03/2018 59 38.1 6,921 -2,802

Cineplex Inc. Performance Share Units Sautter, George 5 02/03/2018 59 38.1 6,468 -2,668

Cineplex Inc. Performance Share Units Stanghieri, Fabrizio 5 02/03/2018 59 38.1 6,728 -2,676

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2131



Acquired/ Disposed

Clearwater Seafoods Incorporated

Common Shares Hood, Richard Lawrence Gillis

4 08/03/2018 10 4.25 30,000 15,000

Clearwater Seafoods Incorporated

Deferred Share Units Wight, Robert Derek 5 08/03/2018 59 0 -104,168

Cobalt 27 Capital Corp. Common Shares MacGibbon, Candace Joan 4 09/03/2018 16 11.4 2,500 2,500

Cognetivity Neurosciences Ltd. (formerly, UTOR Capital Corp.)

Common Shares Kalafatis, Christos 4, 5 21/12/2017 00 435,165


Common Shares Khaligh Razavi, Seyed Mahdi

3, 5 21/12/2017 00 4,134,066


Common Shares Lok, Denise 5 21/12/2017 00 5,000


Common Shares Phillips, Mark Alwyn 4, 5 21/12/2017 00 543,956


Common Shares Velisek, David 4 11/12/2015 00 100,000

Colabor Group Inc. Common Shares Briscoe, Robert John 3, 4, 5 06/03/2018 10 0.65 2,755,714 58,500

COLLIERS INTERNATIONAL GROUP INC.

Subordinate Voting Shares

Mayer, Christian 5 07/03/2018 10 82.35 95,601 -3,000

Colonial Coal International Corp.

Common Shares Rosseau Asset Management Ltd.

3 07/03/2018 00



3 07/03/2018 00



3 07/03/2018 00 15,629,833


Warrants Rosseau Asset Management Ltd.

3 07/03/2018 00



3 07/03/2018 00



3 07/03/2018 00



3 07/03/2018 00



3 07/03/2018 00 6,666,666

Cominar Real Estate Investment Trust

Parts différées Bechard, Todd Patrick 5 31/12/2017 35 13.69 4,705 406


Parts différées Bechard, Todd Patrick 5 06/03/2018 56 13.84 7,666 2,961


Parts incessibles Bechard, Todd Patrick 5 31/12/2017 35 13.75 3,716 343


Trust Units Bechard, Todd Patrick 5 31/12/2017 30 13.84 7,273 1,020


Trust Units Bechard, Todd Patrick 5 31/12/2017 35 13.93 7,730 457


Parts différées Charron, Guy 5 31/12/2017 35 13.72 20,824 1,870


Parts différées Charron, Guy 5 06/03/2018 56 13.84 25,461 4,637


Trust Units Charron, Guy 5 31/12/2017 30 13.84 23,645 3,665


Trust Units Charron, Guy 5 31/12/2017 35 13.93 24,922 1,277


Parts différées Commisso, Osvaldo 5 06/03/2018 56 13.84 3,275 486


Parts incessibles Commisso, Osvaldo 5 06/03/2018 56 13.84 2,225 1,135


Parts différées Cossette, Sylvain 4, 5 31/12/2017 35 13.72 67,598 6,054


Parts différées Cossette, Sylvain 4, 5 06/03/2018 56 13.84 82,573 14,975


Trust Units Cossette, Sylvain 4, 5 31/12/2017 30 13.84 22,275 5,604

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2132



Acquired/ Disposed


Trust Units Cossette, Sylvain 4, 5 31/12/2017 35 13.93 24,242 1,967


Parts différées Dallaire, Alain 5 31/12/2017 35 13.7 10,579 1,308


Parts différées Dallaire, Alain 5 06/03/2018 56 13.84 15,637 5,058


Trust Units Dallaire, Alain 5 31/12/2017 30 13.84 113,542 3,750


Trust Units Dallaire, Alain 5 31/12/2017 35 13.93 117,063 3,521


Parts différées Deslauriers, Manon 5 31/12/2017 35 13.69 2,593 256


Parts différées Deslauriers, Manon 5 06/03/2018 56 13.84 4,207 1,614


Trust Units Deslauriers, Manon 5 31/12/2017 30 13.84 21,066 1,888


Trust Units Deslauriers, Manon 5 31/12/2017 35 13.93 21,444 378


Parts différées Hamel, Gilles 5 31/12/2017 35 13.69 20,977 2,370


Parts différées Hamel, Gilles 5 06/03/2018 56 13.84 30,513 9,536


Trust Units Hamel, Gilles 5 31/12/2017 30 13.84 55,689 4,246


Trust Units Hamel, Gilles 5 31/12/2017 35 13.93 57,043 1,354


Trust Units Hamel, Gilles 5 31/12/2017 35 13.93 57,999 956


Parts différées Laramée, Jean 5 31/12/2017 35 13.7 7,737 676


Parts différées Laramée, Jean 5 06/03/2018 56 13.84 10,665 3,903


Trust Units Laramée, Jean 5 31/12/2017 30 13.84 10,627 3,247


Trust Units Laramée, Jean 5 31/12/2017 35 13.93 11,334 707


Parts différées Pepin, Carl 5 31/12/2017 35 13.7 3,989 463


Parts différées Pepin, Carl 5 06/03/2018 56 13.84 5,849 1,860


Trust Units Pepin, Carl 5 31/12/2017 30 13.84 20,523 1,989


Trust Units Pepin, Carl 5 31/12/2017 35 13.93 22,583 2,060


Parts différées Racine, Michael 5 31/12/2017 35 13.68 3,384 345


Parts différées Racine, Michael 5 06/03/2018 56 13.84 5,245 1,861


Trust Units Racine, Michael 5 31/12/2017 30 13.84 17,052 1,830


Trust Units Racine, Michael 5 31/12/2017 35 13.93 18,533 1,481


Trust Units Tremblay, René 4 08/03/2018 00

Condor Petroleum Inc. Common Shares Disbrow, Robert 3 02/03/2018 10 0.65 2,615,083 25,000

Condor Petroleum Inc. Common Shares Disbrow, Robert 3 02/03/2018 10 0.65 2,510,000 23,750

Constellation Software Inc. Common Shares Baksh, Jamal Nizam 5 02/03/2018 10 840 4,784 -475

Core Gold Inc. (formerly Dynasty Metals & Mining Inc.)

Common Shares Washer, Robert 3 02/03/2018 10 0.335 6,623,284 -112,000





Coronado Resources Ltd. Common Shares Guidi, Alex P. 3 05/03/2018 10 1.2 582,013 1,600

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2133



Acquired/ Disposed

Coronado Resources Ltd. Common Shares Guidi, Alex P. 3 06/03/2018 10 1.2 584,613 2,600

Cott Corporation Common Shares Ausher, Jason 5 08/03/2018 10 15.69 15,140 -4,900

Cott Corporation Common Shares Ausher, Jason 5 08/03/2018 10 15.695 15,040 -100

Cott Corporation Common Shares Poe, Marni Morgan 5 08/03/2018 10 15.84 116,101 -18,601

Cott Corporation Common Shares Poe, Marni Morgan 5 08/03/2018 10 15.843 115,122 -979



Cott Corporation Common Shares Wells, Jay 5 09/03/2018 10 15.9 97,403 -13,996



Cott Corporation Common Shares Wells, Jay 5 09/03/2018 10 15.925 91,904 -595









CounterPath Corporation Common Shares Carothers, Todd 5 02/03/2018 30 3.629 11,002 48

CounterPath Corporation Common Shares Carothers, Todd 5 02/03/2018 30 3.7322 11,026 24

CounterPath Corporation Common Shares Jones, Donovan 4, 5 02/03/2018 30 4.7319 86,977 63

CounterPath Corporation Common Shares Jones, Donovan 4, 5 02/03/2018 30 4.7296 87,009 32

CounterPath Corporation Common Shares Karp, David Lawrence 5 02/03/2018 30 4.7319 28,215 64

CounterPath Corporation Common Shares Karp, David Lawrence 5 02/03/2018 30 4.7296 28,247 32

Covalon Technologies Ltd. Common Shares Mandel, Jeffrey 4 06/03/2018 10 5.19 39,300 4,300

CR Capital Corp. (formerly Cogitore Resources Inc.)

Common Shares Nighthawk Gold Corp. 3 05/03/2018 00 2,000,000


Options Nighthawk Gold Corp. 3 05/03/2018 00


Warrants Nighthawk Gold Corp. 3 05/03/2018 00

Crescent Point Energy Corp. Common Shares Saxberg, Scott 4 05/03/2018 10 8.79 122,892 11,400

Crescita Therapeutics Inc. Rights Crescita Rights Offering

Chicoine, Daniel 4, 5 01/03/2016 00


Chicoine, Daniel 4, 5 08/03/2018 10 0.01 430,000 430,000


Knight Therapeutics Inc. 3 01/09/2016 00


Knight Therapeutics Inc. 3 16/02/2018 56 2,079,973 2,079,973

Crew Energy Inc. Common Shares Brussa, John Albert 4 07/03/2018 10 1.57 585,999 25,000

Crew Energy Inc. Common Shares Brussa, John Albert 4 09/03/2018 10 1.66 610,999 25,000

Crew Energy Inc. Common Shares Taylor, James A 5 05/03/2018 00 2,000

Crew Energy Inc. Performance Awards Taylor, James A 5 05/03/2018 00

Crew Energy Inc. Performance Awards Taylor, James A 5 05/03/2018 10 180,000 180,000

Crew Energy Inc. Restricted Awards Taylor, James A 5 05/03/2018 00

Crew Energy Inc. Restricted Awards Taylor, James A 5 05/03/2018 10 60,000 60,000

CRH Medical Corporation Common Shares CRH Medical Corporation 1 09/02/2018 38 3.25 1,436,100 16,100

Crombie Real Estate Investment Trust

Rights Performance Units Barnoski, John Thomas 5 31/12/2017 30 13.79 3,486 182


Rights Restricted Units Barnoski, John Thomas 5 31/12/2017 30 13.76 17,517 1,013


Rights Performance Units Clow, Donald Everett 4, 5 31/12/2017 30 13.79 19,369 1,012


Rights Restricted Units Clow, Donald Everett 4, 5 31/12/2017 30 13.76 142,239 7,719


Rights Performance Units Eggert, Toran 5 31/12/2017 30 13.57 3,032 82


Rights Performance Units Fraser, Cheryl Ann 5 31/12/2017 30 13.79 3,486 182

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2134



Acquired/ Disposed


Rights Restricted Units Fraser, Cheryl Ann 5 31/12/2017 30 13.76 14,593 764


Rights Performance Units Hynes, Robert Glenn 5 31/12/2017 30 13.79 6,973 364


Rights Restricted Units Hynes, Robert Glenn 5 31/12/2017 30 13.76 62,419 3,374


Rights Performance Units Lee, Trevor Roger 5 31/12/2017 30 13.79 3,486 182


Rights Restricted Units Lee, Trevor Roger 5 31/12/2017 30 13.76 11,340 643


Rights Performance Units MacLean, Scott Richard 5 31/12/2017 30 13.79 3,486 182


Rights Restricted Units MacLean, Scott Richard 5 31/12/2017 30 13.76 16,327 882


Rights Restricted Units Santini, Ferdinando 5 31/12/2017 30 13.77 7,190 396

Crown Capital Partners Inc. Common Shares Roane, Glen Dawson 4 05/03/2018 10 9.69 82,801 5,400

CT Real Estate Investment Trust

Performance Units Forbes, Louis Marie 5 05/03/2018 56 13.108 77,872 20,826


Performance Units Salsberg, Kevin Mark 5 05/03/2018 56 13.108 24,791 13,426


Performance Units Silver, Kenneth 4, 5 05/03/2018 56 13.108 172,687 45,773

CWC Energy Services Corp. Common Shares CWC Energy Services Corp.

1 05/03/2018 10 0.21 1,147,000 1,500


1 07/03/2018 10 0.21 1,185,500 38,500


1 08/03/2018 10 0.2 1,215,500 30,000


1 09/03/2018 10 0.2 1,236,000 20,500


1 09/03/2018 10 0.2 1,240,500 4,500


1 09/03/2018 10 0.2 1,260,500 20,000

DATA Communications Management Corp. (formerly DATA Group Ltd.)

Common Shares Murray, James John 4 26/02/2018 10 1.33 5,000 1,000









Delphi Energy Corp. Common Shares Batteke, Hugo 5 28/02/2018 30 0.94 451,872 5,948

Delphi Energy Corp. Common Shares BEHR, John 5 28/02/2018 30 0.94 142,160 5,289

Delphi Energy Corp. Common Shares Behrman, Mark Dwayne 5 28/02/2018 30 0.94 60,969 6,970

Delphi Energy Corp. Common Shares Galvin, Michael 5 28/02/2018 30 0.94 141,387 6,243

Delphi Energy Corp. Common Shares Hume, Rod Allan 5 28/02/2018 30 0.94 418,916 6,970

Delphi Energy Corp. Common Shares Reid, David James 4, 5 28/02/2018 30 0.94 964,001 8,788

Delphi Energy Corp. Common Shares Reid, David James 4, 5 28/02/2018 90 0.94 936,001 -28,000

Delphi Energy Corp. Common Shares Reid, David James 4, 5 28/02/2018 90 0.94 488,233 28,000

DHX Media Ltd. Common Voting Shares Lamb, Douglas Edward John

5 26/02/2018 00

Difference Capital Financial Inc.

Options Delaney, Corey 4 28/06/2017 00


Options Delaney, Corey 4 05/03/2018 50 3 25,000 25,000


Options Gudbranson, John Wayne 4 28/06/2017 00

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2135



Acquired/ Disposed


Options Gudbranson, John Wayne 4 05/03/2018 50 3 25,000 25,000


Options Van Winters, Kees Cornelis 4 29/11/2017 00


Options Van Winters, Kees Cornelis 4 05/03/2018 50 3 25,000 25,000

DMG Blockchain Solutions Inc.

Common Shares Reitzik, Daniel 4, 5 02/03/2018 10 1.5 1,510,000 10,000

Dream Industrial Real Estate Investment Trust (formerly, Dundee Industrial Real Estate Investment Trust)

Units Dream Office Real Estate Investment Trust

3 08/05/2014 00

Dream Industrial Real Estate Investment Trust (formerly, Dundee Industrial Real Estate Investment Trust)

Units Dream Office Real Estate Investment Trust

3 08/05/2014 00

Dream Office Real Estate Investment Trust

Trust Units Series A Cooper, Michael 4, 7, 5 05/03/2018 10 22.099 6,610,222 2,700








Trust Units Series A Dream Asset Management Corporation

5 05/03/2018 10 22.099 2,546,954 2,700



5 06/03/2018 10 22.097 2,553,154 6,200



5 07/03/2018 10 22.082 2,554,423 1,269



5 09/03/2018 10 22.577 2,611,723 57,300

DREAM Unlimited Corp. Options Hughes, Robert Michael Lockwood

5 27/02/2018 00 4,000

Drone Delivery Canada Corp. (formerly Asher Resources Corporation)

Options Buzbuzian, Richard 3, 4, 5 02/03/2018 50 1,951,250 750,000


Options Colacitti, Gregory 5 02/03/2018 50 1,825,000 750,000


Options Della Fortuna, Michael 4 05/03/2018 50 1.8 850,000 250,000


Options DI BENEDETTO, PAUL 5 02/03/2018 50 1,825,000 750,000


Options Di Benedetto, Tony 4, 5 02/03/2018 50 1,825,000 750,000


Options Irwin, Christopher 4 02/03/2018 50 850,000 250,000


Options Montemarano, Rob 4 02/03/2018 50 1.8 1,105,000 250,000


Options Suttie, Robert D.B. 5 02/03/2018 50 846,250 250,000

Dundee Corporation Retained Bonus Plan Goodman, David Jason 4, 5 05/09/2000 00

Dundee Corporation Retained Bonus Plan Goodman, David Jason 4, 5 31/12/2017 56 88,743 88,743

Dundee Corporation Retained Bonus Plan GOODMAN, Mark 5 08/11/2013 00

Dundee Corporation Retained Bonus Plan GOODMAN, Mark 5 31/12/2017 56 33,278 33,278

Dundee Corporation Retained Bonus Plan McIntyre, Richard 5 11/05/2015 00

Dundee Corporation Retained Bonus Plan McIntyre, Richard 5 31/12/2017 56 23,665 23,665

Dundee Corporation Retained Bonus Plan Presot, Lucie 5 08/04/2003 00

Dundee Corporation Retained Bonus Plan Presot, Lucie 5 31/12/2017 56 15,678 15,678

Dundee Corporation Retained Bonus Plan Sellars, Robert 7 15/03/2014 00

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2136



Acquired/ Disposed

Dundee Corporation Retained Bonus Plan Sellars, Robert 7 31/12/2017 56 39,483 39,483

Dundee Precious Metals Inc. Common Shares GMT Capital Corp 3 01/03/2018 10 2.33 4,969,090 29,200






Dundee Precious Metals Inc. Common Shares GMT Capital Corp 3 01/03/2018 10 2.33 339,940 1,900




dynaCERT Inc. (formerly Dynamic Fuel Systems Inc.)

Common Shares Perry, Ronald 4 02/03/2018 51 0.12 807,390 300,000

dynaCERT Inc. (formerly Dynamic Fuel Systems Inc.)

Options Perry, Ronald 4 02/03/2018 51 0.12 3,050,000 -300,000

Dynacor Gold Mines Inc. Common Shares Demers, Roger 4 27/02/2018 11 1.94 7,000 -5,000

E-L Financial Corporation Limited

Deferred Share Units Carty, Richard Brydone 5 01/08/2006 00


Deferred Share Units Carty, Richard Brydone 5 06/03/2018 56 78 78


Restricted Share Units Carty, Richard Brydone 5 01/08/2006 00


Restricted Share Units Carty, Richard Brydone 5 06/03/2018 56 78 78


Deferred Share Units Ewert, Scott 5 01/01/2015 00


Deferred Share Units Ewert, Scott 5 06/03/2018 56 62 62


Restricted Share Units Ewert, Scott 5 01/01/2015 00


Restricted Share Units Ewert, Scott 5 06/03/2018 56 62 62


Restricted Share Units Jackman, Duncan Newton Rowell

4, 5 25/04/1997 00


Restricted Share Units Jackman, Duncan Newton Rowell

4, 5 06/03/2018 56 250 250


Deferred Share Units Khan, Fahad 5 05/01/2012 00


Deferred Share Units Khan, Fahad 5 06/03/2018 56 62 62


Restricted Share Units Khan, Fahad 5 05/01/2012 00


Restricted Share Units Khan, Fahad 5 06/03/2018 56 62 62


Common Shares Matthews, Robert Beverley 4 08/03/2018 10 819.1 200 100

E3 Metals Corp. Common Shares Lappin, Elizabeth Mary 5 21/12/2017 00

E3 Metals Corp. Common Shares Lappin, Elizabeth Mary 5 02/02/2018 54 0.3 25,000 25,000

E3 Metals Corp. Warrants Lappin, Elizabeth Mary 5 21/12/2017 00 25,000

East Coast Investment Grade Income Fund

Units Arrow Capital Management Inc.

7 06/03/2018 10 9.95 223,400 -2,400



7 07/03/2018 10 9.9571 213,200 -10,200



7 08/03/2018 10 9.9545 209,200 -4,000



7 09/03/2018 10 9.95 207,800 -1,400

Echelon Financial Holdings Inc.

Common Shares Coulson, Kenneth John 5 31/12/2017 30 15,158 571


Common Shares Coulson, Kenneth John 5 01/03/2018 10 12.88 3,335


Common Shares Coulson, Kenneth John 5 01/03/2018 57 12.88 18,493 3,335


Common Shares Coulson, Kenneth John 5 31/12/2016 30 1,682

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2137



Acquired/ Disposed


Common Shares Coulson, Kenneth John 5 31/12/2016 30 5,089 577


Options Coulson, Kenneth John 5 30/06/2017 50 13.16 44,596 40,096


Performance Share Units Coulson, Kenneth John 5 05/11/2015 00


Performance Share Units Coulson, Kenneth John 5 30/06/2017 10 13.16 4,500


Performance Share Units Coulson, Kenneth John 5 30/06/2017 56 13.16 4,500 4,500


Restricted Share Units Coulson, Kenneth John 5 30/06/2017 10 13.16 4,500


Restricted Share Units Coulson, Kenneth John 5 30/06/2017 56 13.16 7,836 4,500


Restricted Share Units Coulson, Kenneth John 5 01/03/2018 10 12.88 -3,335


Restricted Share Units Coulson, Kenneth John 5 01/03/2018 57 12.88 4,167 -3,335


Common Shares Harper, Bryan 5 01/03/2018 30 4,959 2,000


Restricted Share Units Harper, Bryan 5 01/03/2018 51 1,310 1,000


Restricted Share Units Lavoie, Serge 4 01/03/2018 51 57,166 11,166


Restricted Share Units Lavoie, Serge 4 01/03/2018 30 57,531 365


Restricted Share Units Sharma, Alvin 5 01/03/2018 51 28,272 5,044


Restricted Share Units Sharma, Alvin 5 01/03/2018 30 29,547 1,275

ECN Capital Corp. Performance Share Units Colter, Grier Barrett 5 07/03/2017 00

ECN Capital Corp. Performance Share Units Colter, Grier Barrett 5 02/03/2018 56 3.5009 335,000








ECN Capital Corp. Performance Share Units Colter, Grier Barrett 5 02/03/2018 56 3.5009 95,690 95,690

ECN Capital Corp. Performance Share Units Colter, Grier Barrett 5 02/03/2018 56 3.5009 324,203 228,513

ECN Capital Corp. Restricted Share Units Colter, Grier Barrett 5 07/03/2017 00

ECN Capital Corp. Restricted Share Units Colter, Grier Barrett 5 02/03/2018 56 3.5009 400,000




ECN Capital Corp. Restricted Share Units Colter, Grier Barrett 5 02/03/2018 56 3.5009 191,379 191,379

ECN Capital Corp. Restricted Share Units Colter, Grier Barrett 5 02/03/2018 56 3.5009 305,635 114,256

ECN Capital Corp. Common Shares GLISSON, JR., DONALD FRANK

5 02/01/2018 00

ECN Capital Corp. Common Shares GLISSON, JR., DONALD FRANK

5 02/03/2018 10 3.6301 350,000 350,000

ECN Capital Corp. Deferred Share Units Goldman, Carol Elizabeth 4 02/03/2018 56 3.5009 93,700 9,476

ECN Capital Corp. Deferred Share Units Goldman, Carol Elizabeth 4 02/03/2018 56 3.5009 124,099 30,399

ECN Capital Corp. Performance Share Units GRIMALDI, LORETO 5 02/04/2017 00

ECN Capital Corp. Performance Share Units GRIMALDI, LORETO 5 02/03/2018 56 3.5009 57,128 57,128

ECN Capital Corp. Performance Share Units HARDY, GEORGE ANDREW

5 08/08/2017 00

ECN Capital Corp. Performance Share Units HARDY, GEORGE ANDREW

5 02/03/2018 56 3.5009 14,282 14,282

ECN Capital Corp. Performance Share Units Hudson, Steven Kenneth 4, 5 03/10/2016 00

ECN Capital Corp. Performance Share Units Hudson, Steven Kenneth 4, 5 02/03/2018 56 3.5009 700,000

ECN Capital Corp. Performance Share Units Hudson, Steven Kenneth 4, 5 02/03/2018 56 3.5009 700,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2138



Acquired/ Disposed

ECN Capital Corp. Performance Share Units Hudson, Steven Kenneth 4, 5 02/03/2018 56 3.5009 1,100,000

ECN Capital Corp. Performance Share Units Hudson, Steven Kenneth 4, 5 02/03/2018 56 3.5009 1,100,000

ECN Capital Corp. Performance Share Units Hudson, Steven Kenneth 4, 5 02/03/2018 56 3.5009 199,949 199,949

ECN Capital Corp. Performance Share Units Hudson, Steven Kenneth 4, 5 02/03/2018 56 3.5009 514,154 314,205

ECN Capital Corp. Restricted Share Units Hudson, Steven Kenneth 4, 5 03/10/2016 00

ECN Capital Corp. Restricted Share Units Hudson, Steven Kenneth 4, 5 02/03/2018 56 3.5009 1,400,000

ECN Capital Corp. Restricted Share Units Hudson, Steven Kenneth 4, 5 02/03/2018 56 3.5009 1,400,000

ECN Capital Corp. Restricted Share Units Hudson, Steven Kenneth 4, 5 02/03/2018 56 3.5009 550,000

ECN Capital Corp. Restricted Share Units Hudson, Steven Kenneth 4, 5 02/03/2018 56 3.5009 550,000

ECN Capital Corp. Restricted Share Units Hudson, Steven Kenneth 4, 5 02/03/2018 56 3.5009 399,897 399,897

ECN Capital Corp. Restricted Share Units Hudson, Steven Kenneth 4, 5 02/03/2018 56 3.5009 556,999 157,102

ECN Capital Corp. Performance Share Units LEPORE, MICHAEL SHANE

5 08/08/2017 00

ECN Capital Corp. Performance Share Units LEPORE, MICHAEL SHANE

5 02/03/2018 56 3.5009 28,564 28,564

ECN Capital Corp. Deferred Share Units Lortie, Pierre 4 02/03/2018 56 3.5009 82,126 5,034

ECN Capital Corp. Deferred Share Units Lortie, Pierre 4 02/03/2018 56 3.5009 105,691 23,565

ECN Capital Corp. Deferred Share Units Lovatt, William Wayne 4 02/03/2018 56 3.5009 297,267 28,413

ECN Capital Corp. Deferred Share Units Lovatt, William Wayne 4 02/03/2018 56 3.5009 384,780 87,513

ECN Capital Corp. Deferred Share Units Morris, David Dyson 4 02/03/2018 56 3.5009 90,169 8,391

ECN Capital Corp. Deferred Share Units Morris, David Dyson 4 02/03/2018 56 3.5009 113,734 23,565

ECN Capital Corp. Performance Share Units Nikopoulos, Jim 5 03/10/2016 00

ECN Capital Corp. Performance Share Units Nikopoulos, Jim 5 02/03/2018 56 3.5009 146,915 146,915

ECN Capital Corp. Performance Share Units Nikopoulos, Jim 5 02/03/2018 56 3.5009 432,556 285,641

ECN Capital Corp. Restricted Share Units Nikopoulos, Jim 5 03/10/2016 00

ECN Capital Corp. Restricted Share Units Nikopoulos, Jim 5 02/03/2018 56 3.5009 293,829 293,829

ECN Capital Corp. Restricted Share Units Nikopoulos, Jim 5 02/03/2018 56 3.5009 436,649 142,820

ECN Capital Corp. Deferred Share Units Nullmeyer, Bradley 4 02/03/2018 56 3.5009 77,186 7,320

ECN Capital Corp. Deferred Share Units Nullmeyer, Bradley 4 02/03/2018 56 3.5009 103,631 26,445

ECN Capital Corp. Common Shares Sands, John Stephen 5 24/05/2017 51 0.82 955,892 16,667

ECN Capital Corp. Options Sands, John Stephen 5 24/05/2017 51 0.82 1,146,111 -16,667

ECN Capital Corp. Performance Share Units Sands, John Stephen 5 03/10/2016 00

ECN Capital Corp. Performance Share Units Sands, John Stephen 5 02/03/2018 56 3.5009 28,564 28,564

ECN Capital Corp. Deferred Share Units Stoyan, Paul James 4 02/03/2018 56 3.5009 90,727 23,565

ECN Capital Corp. Deferred Share Units Toth, Donna Elizabeth 4 02/03/2018 56 3.5009 81,662 7,131

ECN Capital Corp. Deferred Share Units Toth, Donna Elizabeth 4 02/03/2018 56 3.5009 105,227 23,565

ECN Capital Corp. Performance Share Units WIMSATT, JOHN 5 17/05/2017 00

ECN Capital Corp. Performance Share Units WIMSATT, JOHN 5 02/03/2018 56 3.5009 57,128 57,128

eCobalt Solutions Inc. Warrants Hean, Scott Bradbury 4 14/03/2014 00

eCobalt Solutions Inc. Warrants Hean, Scott Bradbury 4 05/03/2018 10 0.1366 100,000 100,000

EcoSynthetix Inc. Common Shares Hubbes, Martin 4 08/03/2018 10 1.87 136,200 700

EcoSynthetix Inc. Common Shares Hubbes, Martin 4 09/03/2018 10 1.87 140,500 4,300

EcoSynthetix Inc. Common Shares MacDonald, Jeffrey Douglas 5 09/03/2018 10 1.9 89,502 3,400

Edgewater Wireless Systems Inc.

Common Shares Anderson, Duane Laurie 4, 5 05/03/2018 10 0.3787 8,840,101 -24,500







Emera Incorporated Common Shares Huskilson, Christopher 4, 5 02/03/2018 10 41.4 116,565 2,000

Emerald Health Therapeutics, Inc. (formerly T-Bird Pharma Inc.)

Common Shares Emerald Health Sciences Inc.

3 06/03/2018 54 45,234,242 4,077,687

Emerald Health Therapeutics, Inc. (formerly T-Bird Pharma Inc.)

Warrants Emerald Health Sciences Inc.

3 06/03/2018 54 4,411,764 -4,077,687

Enbridge Income Fund Holdings Inc.

Common Shares Enbridge Inc. 3 20/02/2018 30 26.39 34,694,788 69,727

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2139



Acquired/ Disposed

Enbridge Income Fund Holdings Inc.

Common Shares Enbridge Inc. 3 20/02/2018 30 26.93 34,694,852 64

Encana Corporation Shareholder Appreciation Rights

Balmer, Jeffrey Scott 7 02/03/2018 58 - Expiration

of rights

17.95 286,110 -26,670

Encana Corporation Options Brillon, Sherri 5 02/03/2018 52 18.06 816,360 -160,023

Encana Corporation Options Code, Corey Douglas 7 02/03/2018 52 18.06 233,515 -33,970


Greager, Eric Thomas 7 02/03/2018 58 - Expiration

of rights

17.95 139,865 -7,521


Greager, Eric Thomas 7 05/03/2018 59 4.06 128,180 -11,685


Hill, David Glen 5 02/03/2018 58 - Expiration

of rights

17.95 580,824 -25,929


Kimmitt, Russell Paul 7 02/03/2018 58 - Expiration

of rights

17.95 97,899 -17,410

Encana Corporation Options McAllister, Michael 5 02/03/2018 52 18.06 949,908 -155,731


Nicks, David Allen 7 02/03/2018 58 - Expiration

of rights

17.95 209,414 -22,225

Encana Corporation Options Suttles, Douglas James 4, 5 26/02/2018 50 13.76 447,720

Encana Corporation Options Suttles, Douglas James 4, 5 26/02/2018 50 13.76 4,200,986 372,585

Encana Corporation Restricted Share Units Suttles, Douglas James 4, 5 26/02/2018 56 13.76 247,142

Encana Corporation Restricted Share Units Suttles, Douglas James 4, 5 26/02/2018 56 13.76 1,015,723 195,235

Encana Corporation Rights - Performance Share Unit Plan

Suttles, Douglas James 4, 5 26/02/2018 56 13.76 494,283

Encana Corporation Rights - Performance Share Unit Plan

Suttles, Douglas James 4, 5 26/02/2018 56 13.76 2,031,443 390,469


Zemljak, Renee 7 02/03/2018 58 - Expiration

of rights

17.95 634,511 -90,520

Endeavour Silver Corp. Common Shares McLennan, Rex John 4 06/03/2018 10 3.13 10,000 10,000

Endurance Gold Corporation Common Shares Boyd, Robert T. 4, 5 28/02/2018 10 0.06 1,429,000 3,000

Enerflex Ltd. Rights Deferred Share Units (cash settled)

Beebe, Bradley 5 02/03/2018 46 16.33 11,196 1,417


Martinez, Patricia 5 02/03/2018 46 16.33 44,515 10,978


Pyle, Phillip 5 02/03/2018 46 16.33 18,231 4,894

Enerplus Corporation Common Shares Daniels, Raymond John 5 04/03/2018 57 4.13 40,534 20,084

Enerplus Corporation Common Shares Daniels, Raymond John 5 04/03/2018 10 14.04 20,450 -20,084





Enerplus Corporation Common Shares (Performance Share Unit Plan ("PSU"))

Daniels, Raymond John 5 02/03/2018 56 11.498 287,901 88,268

Enerplus Corporation Common Shares (Restricted Share Unit Plan ("RSU"))

Daniels, Raymond John 5 02/03/2018 56 11.498 98,204 29,423


Daniels, Raymond John 5 03/03/2018 57 12.54 90,816 -7,388

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2140



Acquired/ Disposed





Enerplus Corporation Common Shares DUNDAS, Ian Charles 5 03/03/2018 57 12.54 97,229 17,377

Enerplus Corporation Common Shares DUNDAS, Ian Charles 5 03/03/2018 10 14.04 79,852 -17,377

Enerplus Corporation Common Shares DUNDAS, Ian Charles 5 04/03/2018 57 12.54 17,377

Enerplus Corporation Common Shares DUNDAS, Ian Charles 5 04/03/2018 57 12.54 17,377






DUNDAS, Ian Charles 5 02/03/2018 56 11.498 592,863 179,920


DUNDAS, Ian Charles 5 02/03/2018 56 11.498 201,373 59,973


DUNDAS, Ian Charles 5 03/03/2018 57 12.54 -17,377


DUNDAS, Ian Charles 5 03/03/2018 57 12.54 183,996 -17,377





Enerplus Corporation Common Shares Fisher, Nathan Douglas 5 03/03/2018 57 12.54 3,626

Enerplus Corporation Common Shares Fisher, Nathan Douglas 5 03/03/2018 57 12.54 13,217 3,626

Enerplus Corporation Common Shares Fisher, Nathan Douglas 5 03/03/2018 10 14.04 9,591 -3,626



Enerplus Corporation Common Shares Fisher, Nathan Douglas 5 06/03/2018 57 6.59 9,939 348

Enerplus Corporation Common Shares Fisher, Nathan Douglas 5 06/03/2018 10 14.04 9,591 -348




Fisher, Nathan Douglas 5 02/03/2018 56 11.498 133,097 41,514


Fisher, Nathan Douglas 5 02/03/2018 56 11.498 43,548 13,838


Fisher, Nathan Douglas 5 03/03/2018 57 12.54 39,922 -3,626




Fisher, Nathan Douglas 5 06/03/2018 57 6.59 31,086 -348



Enerplus Corporation Common Shares Fitzgerald, Daniel John 5 03/03/2018 57 12.54 44,070 2,720

Enerplus Corporation Common Shares Fitzgerald, Daniel John 5 03/03/2018 10 14.04 41,350 -2,720



Enerplus Corporation Common Shares Fitzgerald, Daniel John 5 06/03/2018 57 6.59 41,591 241

Enerplus Corporation Common Shares Fitzgerald, Daniel John 5 06/03/2018 10 14.04 41,350 -241


Insider Reporting

March 15, 2018

(2018), 41 OSCB 2141



Acquired/ Disposed





Fitzgerald, Daniel John 5 02/03/2018 56 11.498 100,558 29,060


Fitzgerald, Daniel John 5 02/03/2018 56 11.498 32,925 9,687


Fitzgerald, Daniel John 5 03/03/2018 57 12.54 30,205 -2,720




Fitzgerald, Daniel John 5 06/03/2018 57 6.59 23,157 -241



Enerplus Corporation Common Shares Hoffman, John Edward 5 03/03/2018 57 12.54 14,566 2,771

Enerplus Corporation Common Shares Hoffman, John Edward 5 03/03/2018 10 14.04 11,795 -2,771






Hoffman, John Edward 5 02/03/2018 56 11.498 112,115 30,338


Hoffman, John Edward 5 02/03/2018 56 11.498 39,153 10,113


Hoffman, John Edward 5 03/03/2018 57 12.54 36,382 -2,771





Enerplus Corporation Common Shares Jenson Labrie, Jodine Julene

5 03/03/2018 57 12.54 29,560 7,092


5 03/03/2018 10 14.04 22,468 -7,092


5 04/03/2018 57 4.13 38,431 15,963


5 04/03/2018 10 14.04 22,468 -15,963


5 06/03/2018 57 6.59 24,387 1,919


5 06/03/2018 10 14.04 22,468 -1,919


5 06/03/2018 57 12.86 25,546 3,078


5 06/03/2018 10 14.04 22,468 -3,078


Jenson Labrie, Jodine Julene

5 02/03/2018 56 11.498 251,573 78,764



5 02/03/2018 56 11.498 82,925 26,255



5 03/03/2018 57 12.54 75,833 -7,092

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2142



Acquired/ Disposed



5 04/03/2018 57 4.13 59,870 -15,963



5 06/03/2018 57 6.59 57,951 -1,919



5 06/03/2018 57 12.86 54,873 -3,078

Enerplus Corporation Common Shares Le Dain, Eric G.C. 5 03/03/2018 57 12.54 23,318 8,222

Enerplus Corporation Common Shares Le Dain, Eric G.C. 5 03/03/2018 10 14.04 15,096 -8,222






Le Dain, Eric G.C. 5 02/03/2018 56 11.498 214,588 6,862


Le Dain, Eric G.C. 5 02/03/2018 56 11.498 72,128 1,073


Le Dain, Eric G.C. 5 03/03/2018 57 12.54 63,906 -8,222


Le Dain, Eric G.C. 5 04/03/2018 57 4.13 43,800 -20,106


Le Dain, Eric G.C. 5 06/03/2018 57 12.86 35,390 -8,410

Enerplus Corporation Common Shares MCCOY, David 5 03/03/2018 57 12.54 20,144 3,314

Enerplus Corporation Common Shares MCCOY, David 5 03/03/2018 10 14.04 16,830 -3,314

Enerplus Corporation Common Shares MCCOY, David 5 04/03/2018 57 4.14 -8,187

Enerplus Corporation Common Shares MCCOY, David 5 04/03/2018 57 4.14 -8,187






MCCOY, David 5 02/03/2018 56 11.498 115,402 32,179


MCCOY, David 5 02/03/2018 56 11.498 40,004 10,726


MCCOY, David 5 03/03/2018 57 12.54 36,690 -3,314


MCCOY, David 5 04/03/2018 57 4.14 28,503 -8,187


MCCOY, David 5 06/03/2018 57 12.86 24,583 -3,920

Enerplus Corporation Common Shares McLaughlin, Edward 5 03/03/2018 57 12.54 19,118 4,853

Enerplus Corporation Common Shares McLaughlin, Edward 5 03/03/2018 10 14.04 14,265 -4,853






McLaughlin, Edward 5 02/03/2018 56 11.498 177,880 52,138


McLaughlin, Edward 5 02/03/2018 56 11.498 60,368 17,379

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2143



Acquired/ Disposed


McLaughlin, Edward 5 03/03/2018 57 12.54 55,515 -4,853





Enerplus Corporation Common Shares Morihira, Shaina Brianne 5 03/03/2018 57 12.54 17,121 1,377

Enerplus Corporation Common Shares Morihira, Shaina Brianne 5 03/03/2018 10 14.04 15,744 -1,377

Enerplus Corporation Common Shares Morihira, Shaina Brianne 5 04/03/2018 57 4.13 -3,403

Enerplus Corporation Common Shares Morihira, Shaina Brianne 5 04/03/2018 57 4.13 -3,403






Morihira, Shaina Brianne 5 02/03/2018 56 11.498 54,913 18,753


Morihira, Shaina Brianne 5 02/03/2018 56 11.498 23,110 6,251


Morihira, Shaina Brianne 5 03/03/2018 57 12.54 21,733 -1,377





Environmental Waste International Inc.

Common Shares GEIST, SAM 4 08/03/2018 16 0.1 3,146,171 250,000


Common Shares Gerard, Emanuel 4 08/03/2018 16 0.1 5,998,421 249,970


Common Shares MacBean, William Harvey Robert

5 08/03/2018 16 0.1 658,333 250,000


Common Shares Martinsons, Valdis Andris 4 08/03/2018 11 0.1 853,330 29,330


Common Shares Myers, Glenn Stewart 4 04/05/2016 00


Common Shares Myers, Glenn Stewart 4 08/03/2018 16 0.1 10,000 10,000


Common Shares Orlin, Paul Evan 4 08/03/2018 16 0.1 27,368,849 1,000,000


Common Shares Savage, Robert 4 08/03/2018 16 0.1 9,572,500 860,000

Epsilon Energy Ltd. Common Shares Epsilon Energy Ltd. 1 06/03/2018 38 2.41 2,400 400

Epsilon Energy Ltd. Common Shares Epsilon Energy Ltd. 1 07/03/2018 38 2.5793 3,900 1,500

Epsilon Energy Ltd. Common Shares Epsilon Energy Ltd. 1 08/03/2018 38 2.5756 6,400 2,500

Epsilon Energy Ltd. Common Shares Roorda, Jacob 4 06/03/2018 10 2.4697 90,500 6,700

Epsilon Energy Ltd. Common Shares Roorda, Jacob 4 07/03/2018 10 2.47 92,900 2,400

Equinox Gold Corp. (formerly Trek Mining Inc.)

Common Shares Beaty, Ross J. 3 02/03/2018 10 1.15 44,862,176 10,000,000


Common Shares Beaty, Ross J. 3 05/03/2018 10 1.15 45,112,176 250,000


Common Shares Pacific Road Resources Fund II L.P.

3 02/03/2018 10 1.15 20,416,802 -18,903,660


Common Shares Pacific Road Resources Fund II L.P.

3 05/03/2018 10 1.15 19,978,202 -438,600

Equitable Group Inc. Common Shares Beutel, Eric Marshall 4, 6 11/03/2004 00

Equitable Group Inc. Common Shares Beutel, Eric Marshall 4, 6 02/03/2018 10 57.43 12,200 12,200

Equitable Group Inc. Common Shares Beutel, Eric Marshall 4, 6 05/03/2018 10 54.05 22,200 10,000

Equitable Group Inc. Rights Deferred Share Units

Kapoor, Kishore 4 21/08/2017 56 55.25 968 633

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2144



Acquired/ Disposed


Kapoor, Kishore 4 31/12/2017 30 973 5

Equitable Group Inc. Common Shares McDonald, Lynn Marie 4 08/03/2018 10 56.62 4,050 100


McDonald, Lynn Marie 4 21/08/2017 56 55.25 4,653 633


McDonald, Lynn Marie 4 31/12/2017 30 4,658 5

Equitable Group Inc. Common Shares Moor, Andrew 5 07/03/2018 51 29.32 75,234 10,000

Equitable Group Inc. Options Options granted Moor, Andrew 5 07/03/2018 51 29.32 242,023 -10,000


Saunders, Rowan 4 21/08/2017 56 55.25 2,934 633


Saunders, Rowan 4 31/12/2017 30 2,939 5


Stramaglia, Michael 4 21/08/2017 56 55.25 2,232 633


Stramaglia, Michael 4 31/12/2017 30 2,237 5

ESSA Pharma Inc. Options Andersen, Raymond 4, 5 31/01/2018 52 0.8 0 -300,000

ESSA Pharma Inc. Options Andersen, Raymond 4, 5 21/02/2018 50 0.245 1,600,000 1,600,000

ESSA Pharma Inc. Options Andersen, Raymond 4, 5 05/03/2018 52 0.8 -300,000

ESSA Pharma Inc. Options Beekman, Hugo 4 21/02/2018 50 0.2 240,000 240,000

ESSA Pharma Inc. Options BERGER, FRANKLIN MILAN

4 21/02/2018 38 5.35 0 -50,000


4 21/02/2018 50 0.2 50,000 50,000


4 21/02/2018 50 0.2 240,000 190,000

ESSA Pharma Inc. Options Glickman, Richard 4 21/02/2018 52 0.8 0 -75,000

ESSA Pharma Inc. Options Glickman, Richard 4 21/02/2018 50 0.245 75,000 75,000

ESSA Pharma Inc. Options Glickman, Richard 4 21/02/2018 50 0.245 240,000 165,000

ESSA Pharma Inc. Options Parkinson, David 4 21/02/2018 38 600,000 -50,000

ESSA Pharma Inc. Options Parkinson, David 4 21/02/2018 38 0 -600,000

ESSA Pharma Inc. Options Parkinson, David 4 21/02/2018 50 0.2 5,350,000




ESSA Pharma Inc. Options Parkinson, David 4 21/02/2018 50 0.2 4,700,000 4,700,000

ESSA Pharma Inc. Options Parkinson, David 4 21/02/2018 51 0.2 650,000

ESSA Pharma Inc. Options Parkinson, David 4 21/02/2018 51 0.2 50,000

ESSA Pharma Inc. Options Parkinson, David 4 21/02/2018 51 0.2 4,750,000 50,000

ESSA Pharma Inc. Options Parkinson, David 4 21/02/2018 50 0.2 5,350,000 600,000

ESSA Pharma Inc. Options Requadt, Scott 4 14/01/2016 00

ESSA Pharma Inc. Options Requadt, Scott 4 21/02/2018 50 0.2 240,000 240,000

ESSA Pharma Inc. Options Sadar, Marianne 4, 5 21/02/2018 50 0.245 1,900,000 1,600,000

ESSA Pharma Inc. Options Sadar, Marianne 4, 5 05/03/2018 52 0.8 1,600,000 -300,000

ESSA Pharma Inc. Options Sollis, Gary Ralph 4 21/02/2018 38 0.8 0 -120,000

ESSA Pharma Inc. Options Sollis, Gary Ralph 4 21/02/2018 50 0.245 120,000 120,000

ESSA Pharma Inc. Options Sollis, Gary Ralph 4 21/02/2018 50 0.245 240,000 120,000

ESSA Pharma Inc. Options Virsik, Peter 4 21/02/2018 38 3.49 0 -290,000

ESSA Pharma Inc. Options Virsik, Peter 4 21/02/2018 50 0.2 3,750,000

ESSA Pharma Inc. Options Virsik, Peter 4 21/02/2018 50 0.2 290,000 290,000

ESSA Pharma Inc. Options Virsik, Peter 4 21/02/2018 50 0.2 3,750,000 3,460,000

ESSA Pharma Inc. Options Wood, David Sidney 5 21/02/2018 38 0.8 200,000 -75,000

ESSA Pharma Inc. Options Wood, David Sidney 5 21/02/2018 38 2 0 -200,000

ESSA Pharma Inc. Options Wood, David Sidney 5 21/02/2018 50 0.245 75,000 75,000

ESSA Pharma Inc. Options Wood, David Sidney 5 21/02/2018 50 0.245 275,000 200,000

ESSA Pharma Inc. Options Wood, David Sidney 5 21/02/2018 50 0.245 1,600,000 1,325,000

Euromax Resources Ltd. Common Shares Sharpe, Steven Lawrence 4, 5 02/03/2018 10 0.215 961,099 -1,380

European Dividend Growth Fund

Units European Dividend Growth Fund

1 01/02/2018 38 9.65 1,500 1,500

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2145



Acquired/ Disposed



1 01/02/2018 38 9.65 0 -1,500



1 01/02/2018 38 9.69 1,300 1,300



1 01/02/2018 38 9.69 0 -1,300



1 01/02/2018 38 9.7 200 200



1 01/02/2018 38 9.7 0 -200



1 02/02/2018 38 9.55 3,000 3,000



1 02/02/2018 38 9.55 0 -3,000



1 02/02/2018 38 9.7 3,000 3,000



1 02/02/2018 38 9.7 0 -3,000



1 06/02/2018 38 9.3 1,300 1,300



1 06/02/2018 38 9.3 0 -1,300



1 07/02/2018 38 9.34 700 700



1 07/02/2018 38 9.34 0 -700



1 08/02/2018 38 9.34 3,000 3,000



1 08/02/2018 38 9.34 0 -3,000



1 09/02/2018 38 9.13 200 200



1 09/02/2018 38 9.13 0 -200



1 13/02/2018 38 9.29 600 600



1 13/02/2018 38 9.29 0 -600



1 15/02/2018 38 9.22 900 900



1 15/02/2018 38 9.22 0 -900



1 20/02/2018 38 9.48 3,000 3,000



1 20/02/2018 38 9.48 0 -3,000



1 21/02/2018 38 9.46 3,000 3,000



1 21/02/2018 38 9.46 0 -3,000



1 23/02/2018 38 9.36 1,000 1,000



1 23/02/2018 38 9.36 0 -1,000



1 27/02/2018 38 9.41 700 700



1 27/02/2018 38 9.41 0 -700



1 28/02/2018 38 9.41 3,000 3,000



1 28/02/2018 38 9.41 0 -3,000

European Focused Dividend Fund

Trust Units European Focused Dividend Fund

1 02/03/2018 38 9.5317 139,900 8,600



1 05/03/2018 38 9.4722 145,900 6,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2146



Acquired/ Disposed



1 06/03/2018 38 9.4441 153,500 7,600



1 07/03/2018 38 9.4589 157,200 3,700



1 08/03/2018 38 9.4968 160,000 2,800


Trust Units Lauzon, Robert 6, 7 24/11/2017 00


Trust Units Lauzon, Robert 6, 7 05/03/2018 10 9.45 5,000 5,000


Trust Units Lauzon, Robert 6, 7 24/11/2017 00


Trust Units Lauzon, Robert 6, 7 05/03/2018 10 9.45 150 150

Everton Resources Inc. Warrants Audet, André 4, 5 06/03/2018 55 0.35 458,625 -451,375

Everton Resources Inc. Warrants Audet, André 4, 5 06/03/2018 55 0.1 310,000 -148,625

Everton Resources Inc. Warrants Mintz, Steven Michael 4 06/03/2018 55 0.35 240,875 -59,125

Everton Resources Inc. Warrants Mintz, Steven Michael 4 06/03/2018 55 0.1 200,000 -40,875

Everton Resources Inc. Warrants Mintz, Steven Michael 4 06/03/2018 55 0.35 0 -65,000

Evrim Resources Corp. Common Shares Caulfield, David A. 4 05/03/2018 10 0.4 781,500 -10,000

Evrim Resources Corp. Common Shares Harris, Alan Stewart 5 08/03/2018 54 0.25 186,800 42,000

Evrim Resources Corp. Warrants Harris, Alan Stewart 5 08/03/2018 54 0.25 16,650 -42,000

Excellon Resources Inc. Common Shares Sprott, Eric S. 3 01/03/2018 10 1.7445 6,564,196 22,200

Excellon Resources Inc. Common Shares Sprott, Eric S. 3 02/03/2018 10 1.75 6,591,996 27,800

Exchange Income Corporation

Common Shares Chafe, Brian Dominic 4, 6, 5 06/03/2018 90 32.75 35,661 -165


Common Shares Chafe, Brian Dominic 4, 6, 5 06/03/2018 90 32.75 35,496 -165


Common Shares Chafe, Brian Dominic 4, 6, 5 06/03/2018 90 32.75 2,510 165

Exco Technologies Limited Common Shares ROBBINS, PAUL 5 07/03/2018 10 9.6 956,243 -5,000

Exco Technologies Limited Common Shares ROBBINS, PAUL 5 08/03/2018 10 9.6 953,743 -2,500

Exco Technologies Limited Common Shares Schroers, William Peter 5 09/03/2018 10 10 50,000 -28,400

eXeBlock Technology Corporation

Common Shares Randall, Robert William George

5 01/03/2018 50 0.45 600,000 250,000

eXeBlock Technology Corporation

Common Shares Sheppard, William Carl 4 01/03/2018 50 0.45 1,500,000 200,000

Filo Mining Corp. Common Shares Zebra Holdings and Investments S.à.r.l.

3 05/03/2018 11 14,545,068 6,300

Fireweed Zinc Ltd. Common Shares Rogness, Danny 4 28/02/2018 16 1.32 104,545 4,545

First Capital Realty Inc. Units Restricted Share Units

Agourias, Eleftheria 5 02/03/2018 56 19.989 8,136 2,250

First Capital Realty Inc. Options Brekken, Kay 7, 5 02/03/2018 50 20.03 502,002 150,163

First Capital Realty Inc. Units Performance Share Units

Brekken, Kay 7, 5 02/03/2018 56 19.989 45,673 17,510

First Capital Realty Inc. Options Burton, Gareth 5 02/03/2018 50 20.03 136,398 68,646


Burton, Gareth 5 02/03/2018 56 19.989 16,349 8,005

First Capital Realty Inc. Options Francella, Carmine 5 02/03/2018 50 20.03 158,120 68,646


Francella, Carmine 5 02/03/2018 56 19.989 18,962 8,005

First Capital Realty Inc. Options Harnick, Alison Gail 5 10/10/2017 00

First Capital Realty Inc. Options Harnick, Alison Gail 5 02/03/2018 50 20.03 25,742 25,742


Harnick, Alison Gail 5 10/10/2017 00


Harnick, Alison Gail 5 02/03/2018 56 19.989 3,002 3,002

First Capital Realty Inc. Options Levy, Sandra Elizabeth 5 02/03/2018 50 20.03 81,049 25,742


Levy, Sandra Elizabeth 5 02/03/2018 56 19.989 8,221 3,002

First Capital Realty Inc. Options McDougald, Maryanne 7, 5 02/03/2018 50 20.03 383,766 68,646


McDougald, Maryanne 7, 5 02/03/2018 56 19.989 23,663 8,005

First Capital Realty Inc. Options Paul, Adam Elliot 4, 7, 5 02/03/2018 50 20.03 1,961,620 557,748

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2147



Acquired/ Disposed


Paul, Adam Elliot 4, 7, 5 02/03/2018 56 19.989 172,885 65,037

First Capital Realty Inc. Options Robins, Jordan 7, 5 02/03/2018 50 20.03 424,130 150,163


Robins, Jordan 7, 5 02/03/2018 56 19.989 52,273 17,510

First Capital Realty Inc. Units Restricted Share Units

Segal, Dori 4, 6, 5 02/03/2018 56 19.989 83,814 25,014

First Capital Realty Inc. Options Shpigel, Jodi 7, 5 02/03/2018 50 20.03 239,137 81,517


Shpigel, Jodi 7, 5 02/03/2018 56 19.989 25,163 9,505

First Mexican Gold Corp. Common Shares Voisin, James Arthur Robert 4 06/03/2018 10 0.015 5,633,364 -10,334

First National Financial Corporation

Preferred Shares FN.PR.B Inglis, Robert 7, 5 01/01/2011 00


Preferred Shares FN.PR.B Inglis, Robert 7, 5 02/03/2018 10 15 600 600


Preferred Shares FN.PR.B Tawse, Moray 4, 7, 5 01/01/2011 00


Preferred Shares FN.PR.B Tawse, Moray 4, 7, 5 05/03/2018 10 14.75 20,000 20,000

Five Star Diamonds Limited Options Abbas, Gizman Isaac 4 24/04/2017 00

Five Star Diamonds Limited Options Abbas, Gizman Isaac 4 05/02/2018 50 0.3 200,000 200,000

Five Star Diamonds Limited Common Shares South, Jeremy Thomas 5 01/03/2018 00 141,500

Flaherty & Crumrine Investment Grade Fixed Income Fund

Trust Units Flaherty & Crumrine Investment Grade Fixed Income Fund

1 01/02/2018 38 12.71 1,900 1,900



1 01/02/2018 38 12.71 0 -1,900



1 02/02/2018 38 12.73 3,000 3,000



1 02/02/2018 38 12.73 0 -3,000



1 06/02/2018 38 12.75 3,000 3,000



1 06/02/2018 38 12.75 0 -3,000



1 06/02/2018 38 12.6 100 100



1 06/02/2018 38 12.6 0 -100



1 07/02/2018 38 12.7 3,000 3,000



1 07/02/2018 38 12.7 0 -3,000



1 08/02/2018 38 12.64 3,000 3,000



1 08/02/2018 38 12.64 0 -3,000



1 09/02/2018 38 12.65 2,300 2,300



1 09/02/2018 38 12.65 0 -2,300



1 13/02/2018 38 12.63 200 200

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2148



Acquired/ Disposed



1 13/02/2018 38 12.63 0 -200



1 14/02/2018 38 12.61 1,700 1,700



1 14/02/2018 38 12.61 0 -1,700



1 16/02/2018 38 12.58 3,000 3,000



1 16/02/2018 38 12.58 0 -3,000



1 20/02/2018 38 12.64 3,000 3,000



1 20/02/2018 38 12.64 0 -3,000



1 21/02/2018 38 12.62 3,000 3,000



1 21/02/2018 38 12.62 0 -3,000



1 22/02/2018 38 12.67 3,000 3,000



1 22/02/2018 38 12.67 0 -3,000



1 23/02/2018 38 12.64 3,000 3,000



1 23/02/2018 38 12.64 0 -3,000



1 26/02/2018 38 12.53 3,000 3,000



1 26/02/2018 38 12.53 0 -3,000



1 27/02/2018 38 12.57 3,000 3,000



1 27/02/2018 38 12.57 0 -3,000



1 27/02/2018 38 12.42 2,000 2,000



1 27/02/2018 38 12.42 0 -2,000



1 28/02/2018 38 12.45 1,600 1,600



1 28/02/2018 38 12.45 0 -1,600



1 28/02/2018 38 12.49 100 100



1 28/02/2018 38 12.49 0 -100

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2149



Acquired/ Disposed



1 28/02/2018 38 12.5 1,300 1,300



1 28/02/2018 38 12.5 0 -1,300

Foraco International SA Common Shares Foraco International SA 1 05/02/2018 38 0.38 193,269 1,000











Foraco International SA Common Shares Foraco International SA 1 26/02/2018 38 0.38 203,769 500

Fort St. James Nickel Corp. Common Shares Mitton, Gerald Alexander 3 02/03/2018 10 0.51 2,542,963 15,000

Fortify Resources Inc. Common Shares Yorke, Michael 5 02/03/2018 00 600,000

Fortis Inc. Common Shares Amaimo, Stephanie Ann 5 01/10/2017 00

Fortis Inc. Common Shares Amaimo, Stephanie Ann 5 01/03/2018 30 41.913 851 851

Fortis Inc. Performance Share Unit Amaimo, Stephanie Ann 5 01/03/2018 30 41.913 2,639 26

Fortis Inc. Performance Share Units (ITC)

Amaimo, Stephanie Ann 5 01/03/2018 30 41.913 597 6

Fortis Inc. Restricted Share Units Amaimo, Stephanie Ann 5 01/03/2018 30 41.913 879 8

Fortis Inc. Restricted Share Units (ITC)

Amaimo, Stephanie Ann 5 01/03/2018 30 41.913 597 6


Apsey, Linda 7 01/06/2017 30 44.277 39,535 354


Apsey, Linda 7 01/09/2017 30 45.735 39,880 345


Apsey, Linda 7 01/12/2017 30 41.913 40,235 355


Apsey, Linda 7 07/03/2018 56 46.009 74,625 34,390


Apsey, Linda 7 01/06/2017 30 44.277 19,766 176


Apsey, Linda 7 01/09/2017 30 45.735 19,939 173


Apsey, Linda 7 01/12/2017 30 41.913 20,117 178


Apsey, Linda 7 07/03/2018 56 46.009 37,312 17,195

Fortis Inc. Deferred Share Unit Ball, Tracey Colleen 4 01/03/2018 30 41.913 13,325 134

Fortis Inc. Deferred Share Unit Blouin, Pierre J. 4 01/03/2018 30 41.916 10,177 102

Fortis Inc. Deferred Share Unit Borgard, Lawrence 4 01/03/2018 30 41.913 2,011 20

Fortis Inc. Deferred Share Unit Clark, Maura 4 01/03/2018 30 41.913 7,760 77

Fortis Inc. Common Shares Delaney, Phonse 5 01/03/2018 30 41.913 18,415 1,501

Fortis Inc. Common Shares Delaney, Phonse 5 01/03/2018 30 41.913 18,622 192



Fortis Inc. Performance Share Unit Delaney, Phonse 5 01/03/2018 30 41.913 27,197 273

Fortis Inc. Restricted Share Units Delaney, Phonse 5 01/03/2018 30 41.913 7,012 70

Fortis Inc. Deferred Share Unit Dilley, Margarita 4 01/03/2018 30 41.913 5,530 56

Fortis Inc. Common Shares Duke, Nora 5 01/03/2018 30 41.913 101,766 324

Fortis Inc. Common Shares Duke, Nora 5 01/03/2018 30 41.074 102,514 748

Fortis Inc. Performance Share Unit Duke, Nora 5 01/03/2018 30 41.913 46,525 467

Fortis Inc. Common Shares Ernst, Albert 7 01/03/2018 30 41.913 8,928 89

Fortis Inc. Common Shares Francis, Trina Michelle 5 01/03/2018 30 41.913 388 108

Fortis Inc. Common Shares Francis, Trina Michelle 5 01/03/2018 30 41.913 401 13

Fortis Inc. Performance Share Unit Francis, Trina Michelle 5 01/03/2018 30 41.913 1,484 15

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2150



Acquired/ Disposed

Fortis Inc. Deferred Share Unit Goodreau, Ida Jacqueline 4 01/03/2018 30 41.913 32,472 326

Fortis Inc. Common Shares Gosse, Karen J. 5 01/03/2018 30 41.913 23,478 815



Fortis Inc. Common Shares Gosse, Karen J. 5 01/03/2018 30 41.074 110 1

Fortis Inc. Common Shares Gosse, Karen J. 5 01/03/2018 30 41.074 110 1

Fortis Inc. Performance Share Unit Gosse, Karen J. 5 01/03/2018 30 41.913 5,201 53

Fortis Inc. Restricted Share Units Gosse, Karen J. 5 01/03/2018 30 41.913 2,600 26

Fortis Inc. Deferred Share Unit Haughey, Douglas J. 4 01/03/2018 30 41.913 25,506 256

Fortis Inc. Common Shares Hollett, Lindsay 5 01/03/2018 30 41.913 1,039 12

Fortis Inc. Common Shares Holloway, Gretchen 7 01/03/2018 30 41.913 4,203 10


Holloway, Gretchen 7 01/06/2017 30 44.277 12,406 111






Holloway, Gretchen 7 07/03/2018 56 46.009 24,423 11,797








Holloway, Gretchen 7 07/03/2018 56 46.009 12,211 5,899

Fortis Inc. Common Shares Hutchens, David Gerard 7 01/03/2018 30 41.913 9,343 4

Fortis Inc. Performance Share Unit Hutchens, David Gerard 7 01/03/2018 30 46.009 9,660 96


Jipping, Jon 7 01/06/2017 30 44.277 20,422 183


Jipping, Jon 7 01/09/2017 30 45.735 20,600 178


Jipping, Jon 7 01/12/2017 30 41.913 20,783 183


Jipping, Jon 7 07/03/2018 56 46.009 38,479 17,696


Jipping, Jon 7 01/06/2017 30 44.277 10,210 91


Jipping, Jon 7 01/09/2017 30 45.735 10,299 89


Jipping, Jon 7 01/12/2017 30 41.913 10,391 92


Jipping, Jon 7 07/03/2018 56 46.009 19,239 8,848

Fortis Inc. Common Shares Laurito, James P. 5 01/03/2018 30 41.913 1,983 18

Fortis Inc. Performance Share Units (CH)

Laurito, James P. 5 01/03/2018 30 41.913 92,883 820

Fortis Inc. Performance Share Units (CH)

Laurito, James P. 5 07/03/2018 59 46.009 81,761 -11,122

Fortis Inc. Restricted Share Units (CH)

Laurito, James P. 5 01/03/2018 30 41.913 14,453 90

Fortis Inc. Restricted Share Units (CH)

Laurito, James P. 5 07/03/2018 59 46.009 8,891 -5,562

Fortis Inc. Deferred Share Unit McWatters, Ralph Henry Harry

4 01/03/2018 30 41.913 37,100 372

Fortis Inc. Deferred Share Unit Munkley, Ronald David 4 01/03/2018 30 41.913 23,311 234

Fortis Inc. Common Shares O'Dea, Regan 5 01/03/2018 30 41.913 3,329 710

Fortis Inc. Common Shares O'Dea, Regan 5 01/03/2018 30 41.074 3,330 1

Fortis Inc. Performance Share Unit O'Dea, Regan 5 01/03/2018 30 41.913 2,842 28

Fortis Inc. Restricted Share Units O'Dea, Regan 5 01/03/2018 30 41.913 570 5

Fortis Inc. Common Shares Perry, Barry 4, 5 01/03/2018 30 41.913 268,331 233

Fortis Inc. Common Shares Perry, Barry 4, 5 01/03/2018 30 41.074 269,512 1,181


Insider Reporting

March 15, 2018

(2018), 41 OSCB 2151



Acquired/ Disposed


Fortis Inc. Common Shares Perry, Barry 4, 5 01/03/2018 30 41.074 270,619 1,040

Fortis Inc. Common Shares Perry, Barry 4, 5 01/03/2018 30 41.074 843 6

Fortis Inc. Common Shares Perry, Barry 4, 5 01/03/2018 30 41.074 296 3




Fortis Inc. Performance Share Unit Perry, Barry 4, 5 01/03/2018 30 41.913 259,771 2,608

Fortis Inc. Common Shares Reid, James 5 05/03/2018 00 2,525

Fortis Inc. Common Shares Reid, James 5 05/03/2018 00 1,845

Fortis Inc. Common Shares Reid, James 5 05/03/2018 00

Fortis Inc. Common Shares Reid, James 5 05/03/2018 00

Fortis Inc. Options Reid, James 5 05/03/2018 00

Fortis Inc. Options Reid, James 5 05/03/2018 50 39,972 39,972

Fortis Inc. Performance Share Unit Reid, James 5 05/03/2018 00

Fortis Inc. Performance Share Unit Reid, James 5 05/03/2018 56 46.009 13,716 13,716

Fortis Inc. Common Shares Roberts, Jamie 7 01/03/2018 30 41.913 44,447 994



Fortis Inc. Performance Share Unit Roberts, Jamie 7 01/03/2018 30 41.913 8,287 83

Fortis Inc. Restricted Share Units Roberts, Jamie 7 01/03/2018 30 41.913 4,143 42

Fortis Inc. Common Shares Smith, Gary Joseph 7 01/03/2018 90 7,272 -8,774

Fortis Inc. Common Shares Smith, Gary Joseph 7 01/03/2018 30 41.913 8,122 850

Fortis Inc. Common Shares Smith, Gary Joseph 7 01/03/2018 90 22,042 8,774

Fortis Inc. Performance Share Unit Smith, Gary Joseph 7 01/03/2018 30 41.913 31,153 275

Fortis Inc. Restricted Share Units Smith, Gary Joseph 7 01/03/2018 30 41.913 4,550 45

Fortis Inc. Common Shares Smith, Karl W. 5 01/03/2018 30 41.913 120,896 2,206

Fortis Inc. Common Shares Smith, Karl W. 5 01/03/2018 30 41.074 121,659 763

Fortis Inc. Common Shares Smith, Karl W. 5 01/03/2018 30 41.913 1,961 22

Fortis Inc. Performance Share Unit Smith, Karl W. 5 01/03/2018 30 41.913 72,340 726

Fortis Inc. Common Shares Spinney, James 5 01/03/2018 30 41.913 31,739 1,093

Fortis Inc. Performance Share Unit Spinney, James 5 01/03/2018 30 41.913 8,956 90

Fortis Inc. Restricted Share Units Spinney, James 5 01/03/2018 30 41.913 4,478 45

Fortis Inc. Deferred Share Unit Welch, Joseph 7 01/03/2018 30 41.913 2,011 20

Fortis Inc. Deferred Share Unit Zurel, Jo Mark 4 01/03/2018 30 41.913 4,782 48

Fortune Bay Corp. Options Gill, Derrick Edwin 4 05/03/2018 50 150,000 50,000

Fortune Bay Corp. Options gross, michael 4 05/03/2018 50 150,000 50,000

Fortune Bay Corp. Options Oliver, Sarah Lynn 5 05/03/2018 50 200,000 50,000

Founders Advantage Capital Corp.

Common Shares Class A Harrington Global Limited 3 05/03/2018 10 2.0548 5,074,729 44,800






Common Shares Class A Harrington Global Opportunities Fund Limited

3 05/03/2018 10 2.0548 5,074,729 44,800



3 08/03/2018 10 2.0343 5,103,029 28,300



3 09/03/2018 10 2.0416 5,183,529 80,500


Common Shares Class A Kayat, Christopher Mark 4 06/03/2018 10 2.05 2,876,052 25,000


Common Shares Class A Mauris, Gary Brian 4 06/03/2018 10 2 7,200 2,700


Common Shares Class A Melanie, Litoski 5 05/03/2018 10 2.113 8,875 4,375

Fox River Resources Corporation

Common Shares Case, Stephen Dunbar 3, 4, 5 05/03/2018 10 0.055 7,578,542 15,000

Fox River Resources Corporation

Common Shares Case, Stephen Dunbar 3, 4, 5 08/03/2018 10 0.065 7,580,542 2,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2152



Acquired/ Disposed

Future Farm Technologies Inc.

Common Shares Gappelberg, Evan 8 06/03/2018 10 1,646,644 -50,000







Galway Metals Inc. Common Shares Hinchcliffe, Robert 3, 4, 5 07/03/2018 10 0.235 10,869,384 7,000



Gamehost Inc. Common Shares Gamehost Inc. 1 02/02/2018 10 10.1 2,100 2,100







Gamehost Inc. Common Shares Gamehost Inc. 1 14/02/2018 10 10.35 61,900 800


Gamehost Inc. Common Shares Gamehost Inc. 1 22/02/2018 10 10.35 65,100 100

Gamehost Inc. Common Shares Gamehost Inc. 1 27/02/2018 38 0 -65,100


Gazit-Globe Ltd. Options Vaisenberger, Romano (Rami)

5 01/03/2018 50 167,324 22,211

Gazit-Globe Ltd. Restricted Share Units Vaisenberger, Romano (Rami)

5 01/03/2018 56 41,482 17,005

GB Minerals Ltd. Common Shares Itafos (formerly, MBAC Fertilizer Corp.)

3 27/10/2016 00


3 20/11/2017 90 341,470,265 341,470,265


3 27/02/2018 22 1,089,419,050 747,948,785


3 20/11/2017 90 0 -341,470,265

GB Minerals Ltd. Common Shares Itafos I LP 3 27/02/2018 22 1,089,419,050 747,948,785

Gear Energy Ltd. Options Cej, Ray 4 05/03/2018 50 0.73 229,150 36,000



Gear Energy Ltd. Options Chretien, Joseph Steve Yvan

5 05/03/2018 50 0.73 60,000


5 05/03/2018 50 0.73 60,000


5 05/03/2018 50 0.73 836,225 60,000


5 05/03/2018 50 0.73 60,000


5 05/03/2018 50 0.73 896,225 60,000


5 05/03/2018 50 0.73 60,000


5 05/03/2018 50 0.73 956,225 60,000

Gear Energy Ltd. Options Gillmore, Ingram 4, 5 05/03/2018 50 0.73 1,652,644 87,000



Gear Energy Ltd. Options Hwang, Han-Bom David 5 05/03/2018 50 0.73 1,012,720 59,000



Gear Energy Ltd. Options Kaluski, Jason John Kenneth

5 05/03/2018 50 0.73 894,230 60,000


5 05/03/2018 50 0.73 954,230 60,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2153



Acquired/ Disposed


5 05/03/2018 50 0.73 1,014,230 60,000

Gear Energy Ltd. Options Ressler, Dustin 5 05/03/2018 50 0.73 797,740 28,000



GeneNews Limited Promissory Notes Riggs, Rory 4 26/02/2018 11 1 $100,000

GeneNews Limited Promissory Notes Riggs, Rory 4 26/02/2018 11 1 $379,656 $100,000

GeneNews Limited Promissory Notes Riggs, Rory 4 08/03/2018 11 1 $429,656 $50,000

Genius Properties Ltd. Common Shares Goulet, Guy 4, 5 28/02/2018 47 0.16 2,767,544 -95,000

Genius Properties Ltd. Common Shares Goulet, Guy 4, 5 01/03/2018 47 0.16 2,717,544 -50,000

Genworth MI Canada Inc. Performance Share Unit Artinian, Vania 7 07/03/2018 35 39.12 2,921 35

Genworth MI Canada Inc. Performance Share Unit Artinian, Vania 7 07/03/2018 56 39.12 3,088 167

Genworth MI Canada Inc. Performance Share Unit Artinian, Vania 7 07/03/2018 57 39.12 2,214 -874

Genworth MI Canada Inc. Restricted Share Units Artinian, Vania 7 07/03/2018 35 39.12 2,215 26

Genworth MI Canada Inc. Deferred Share Units Bolger, Andrea Elaine 7 07/03/2018 35 39.12 2,144 26

Genworth MI Canada Inc. Performance Share Unit Carbonelli, Cecilia 7 07/03/2018 35 39.12 3,342 40

Genworth MI Canada Inc. Performance Share Unit Carbonelli, Cecilia 7 07/03/2018 56 39.12 3,536 194

Genworth MI Canada Inc. Performance Share Unit Carbonelli, Cecilia 7 07/03/2018 57 39.12 2,516 -1,020

Genworth MI Canada Inc. Restricted Share Units Carbonelli, Cecilia 7 07/03/2018 35 39.12 2,515 30

Genworth MI Canada Inc. Executive DSU Cubric, Michel 5 07/03/2018 35 39.12 820 9

Genworth MI Canada Inc. Performance Share Unit Cubric, Michel 5 07/03/2018 35 39.12 1,640 19

Genworth MI Canada Inc. Common Shares Genworth Financial, Inc. 3 05/03/2018 90 36,303,951 -575,000

Genworth MI Canada Inc. Common Shares Genworth Financial, Inc. 3 05/03/2018 90 13,248,911 -210,000

Genworth MI Canada Inc. Common Shares Genworth Financial, Inc. 3 05/03/2018 90 575,000 575,000

Genworth MI Canada Inc. Common Shares Genworth Financial, Inc. 3 05/03/2018 90 785,000 210,000

Genworth MI Canada Inc. Executive DSU Hewat, Mary-Jo 5 07/03/2018 35 39.12 896 10

Genworth MI Canada Inc. Performance Share Unit Hewat, Mary-Jo 5 07/03/2018 35 39.12 4,037 47

Genworth MI Canada Inc. Restricted Share Units Hewat, Mary-Jo 5 07/03/2018 35 39.12 3,022 36

Genworth MI Canada Inc. Deferred Share Units Horn, Sidney M. 4 07/03/2018 35 39.12 32,547 387

Genworth MI Canada Inc. Common Shares Hurley, Brian Leo 4, 5 07/03/2018 35 39.12 68,332 485

Genworth MI Canada Inc. Executive DSU Hurley, Brian Leo 4, 5 07/03/2018 35 39.12 23,137 275

Genworth MI Canada Inc. Deferred Share Units Kelly, Brian Michael 4, 7 07/03/2018 35 39.12 17,139 204

Genworth MI Canada Inc. Common Shares Levings, Stuart Kendrick 4 07/03/2018 35 39.12 22,354 112

Genworth MI Canada Inc. Performance Share Unit Levings, Stuart Kendrick 4 07/03/2018 35 39.12 41,253 490

Genworth MI Canada Inc. Performance Share Unit Levings, Stuart Kendrick 4 07/03/2018 56 39.12 43,229 1,976

Genworth MI Canada Inc. Performance Share Unit Levings, Stuart Kendrick 4 07/03/2018 57 39.12 32,879 -10,350

Genworth MI Canada Inc. Restricted Share Units Levings, Stuart Kendrick 4 07/03/2018 35 39.12 16,438 196

Genworth MI Canada Inc. Performance Share Unit Macdonell, Winsor James 5 07/03/2018 35 39.12 11,598 137

Genworth MI Canada Inc. Performance Share Unit Macdonell, Winsor James 5 07/03/2018 56 39.12 12,294 696

Genworth MI Canada Inc. Performance Share Unit Macdonell, Winsor James 5 07/03/2018 57 39.12 8,650 -3,644

Genworth MI Canada Inc. Restricted Share Units Macdonell, Winsor James 5 07/03/2018 35 39.12 4,322 52

Genworth MI Canada Inc. Common Shares Mayers, Philip Adrian Virgil 5 07/03/2018 35 39.12 18,957 2

Genworth MI Canada Inc. Executive DSU Mayers, Philip Adrian Virgil 5 07/03/2018 35 39.12 19,621 233

Genworth MI Canada Inc. Performance Share Unit Mayers, Philip Adrian Virgil 5 07/03/2018 35 39.1 19,296 230

Genworth MI Canada Inc. Performance Share Unit Mayers, Philip Adrian Virgil 5 07/03/2018 56 39.12 20,437 1,141

Genworth MI Canada Inc. Performance Share Unit Mayers, Philip Adrian Virgil 5 07/03/2018 57 39.12 14,461 -5,976

Genworth MI Canada Inc. Restricted Share Units Mayers, Philip Adrian Virgil 5 07/03/2018 35 39.12 7,230 86

Genworth MI Canada Inc. Common Shares McPherson, Deborah Lynn 5 07/03/2018 35 39.12 13,777 26

Genworth MI Canada Inc. Executive DSU McPherson, Deborah Lynn 5 07/03/2018 35 39.12 5,322 64

Genworth MI Canada Inc. Performance Share Unit McPherson, Deborah Lynn 5 07/03/2018 35 39.12 12,259 146

Genworth MI Canada Inc. Performance Share Unit McPherson, Deborah Lynn 5 07/03/2018 56 39.12 13,010 751

Genworth MI Canada Inc. Performance Share Unit McPherson, Deborah Lynn 5 07/03/2018 57 39.12 9,074 -3,936

Genworth MI Canada Inc. Restricted Share Units McPherson, Deborah Lynn 5 07/03/2018 35 39.12 4,535 54

Genworth MI Canada Inc. Performance Share Unit Neziol, Jason 7 07/03/2018 35 39.12 1,311 15

Genworth MI Canada Inc. Restricted Share Units Neziol, Jason 7 07/03/2018 35 39.12 4,091 37

Genworth MI Canada Inc. Deferred Share Units Parkinson, Neil Reginald 4 07/03/2018 35 39.12 1,179 14

Genworth MI Canada Inc. Restricted Share Units Pinto, Jonathan 5 07/03/2018 35 39.12 3,476 42

Genworth MI Canada Inc. Performance Share Unit Piroli, Robert John 5 07/03/2018 35 39.12 593 7

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2154



Acquired/ Disposed

Genworth MI Canada Inc. Restricted Share Units Piroli, Robert John 5 07/03/2018 35 39.12 2,770 33

Genworth MI Canada Inc. Performance Share Unit Spitali, Jim 7 07/03/2018 35 39.12 1,323 15

Genworth MI Canada Inc. Restricted Share Units Spitali, Jim 7 07/03/2018 35 39.12 1,868 22

Genworth MI Canada Inc. Common Shares Sweeney, Craig 5 07/03/2018 35 39.12 8,431 37

Genworth MI Canada Inc. Performance Share Unit Sweeney, Craig 5 07/03/2018 35 39.12 9,639 115

Genworth MI Canada Inc. Performance Share Unit Sweeney, Craig 5 07/03/2018 56 39.12 10,167 528

Genworth MI Canada Inc. Performance Share Unit Sweeney, Craig 5 07/03/2018 57 39.12 7,398 -2,769

Genworth MI Canada Inc. Restricted Share Units Sweeney, Craig 5 07/03/2018 35 39.12 3,698 44

Genworth MI Canada Inc. Deferred Share Units Walker, John Logan 4 07/03/2018 35 39.12 16,705 199

Genworth MI Canada Inc. Common Shares Watson, Timothy Scott 7 10/02/2017 00

Genworth MI Canada Inc. Common Shares Watson, Timothy Scott 7 10/02/2017 00 338

Genworth MI Canada Inc. Common Shares Watson, Timothy Scott 7 01/03/2018 10 39.719 2 -338

Genworth MI Canada Inc. Common Shares Watson, Timothy Scott 7 07/03/2018 10 39.106 6 4

Genworth MI Canada Inc. Performance Share Unit Watson, Timothy Scott 7 07/03/2018 35 39.12 3,972 48

Genworth MI Canada Inc. Performance Share Unit Watson, Timothy Scott 7 07/03/2018 56 39.12 4,194 222

Genworth MI Canada Inc. Performance Share Unit Watson, Timothy Scott 7 07/03/2018 57 39.12 3,028 -1,166

Genworth MI Canada Inc. Restricted Share Units Watson, Timothy Scott 7 07/03/2018 35 39.12 3,027 36

Genworth MI Canada Inc. Performance Share Unit Williams, Aaron James Glyndwr

7 07/03/2018 35 39.12 3,273 39


7 07/03/2018 56 39.12 3,467 194


7 07/03/2018 57 39.12 2,447 -1,020

Genworth MI Canada Inc. Restricted Share Units Williams, Aaron James Glyndwr

7 07/03/2018 35 39.12 2,448 30

Geodrill Limited Common Shares Prentice, Victoria Kay 5 08/03/2018 50 1.972 19,500 -5,000

GFG Resources Inc. Options Brown, Timothy Reed 5 02/03/2018 50 0.405 550,000 150,000

GFG Resources Inc. Common Shares De Jong, Stephen Edward 4 28/02/2018 22 386,165 86,165

GFG Resources Inc. Options Johnson, Rick 5 02/03/2018 50 0.405 350,000 150,000

GFG Resources Inc. Options Lepage, Marc Joseph Andrew

5 02/03/2018 50 0.405 350,000 150,000

GFG Resources Inc. Options Skanderbeg, Brian Neville 5 02/03/2018 50 0.405 550,000 150,000

Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 22/02/2018 38 37.477 44,000 44,000



Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 28/02/2018 38 114,889 -175,732


Gildan Activewear Inc. Common Shares Lehman, Eric Ralph 5 07/03/2018 51 15.585 54,841 8,876



Gildan Activewear Inc. Common Shares Lehman, Eric Ralph 5 07/03/2018 10 37.324 45,965 -30,214

Gildan Activewear Inc. Common Shares Lehman, Eric Ralph 5 08/03/2018 10 29 25,965 -20,000

Gildan Activewear Inc. Options Lehman, Eric Ralph 5 07/03/2018 51 15.585 287,075 -8,876



Gildan Activewear Inc. Common Shares Masi, Benito 5 06/03/2018 10 37.449 130,987 -12,000

Giyani Metals Corp. Common Shares Parnham, Duane 3, 4, 5 09/03/2018 10 0.24 9,293,668 15,000




Global Cannabis Applications Corp. (formerly Fundamental Applications Corp.)

Common Shares Moore, Bradley Donald 4, 5 22/11/2017 10 0.32 783,254 -33,000




Common Shares Moore, Bradley Donald 4, 5 27/12/2017 10 0.1 -50,000


Common Shares Moore, Bradley Donald 4, 5 29/12/2017 10 0.1 733,254 50,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2155



Acquired/ Disposed





































Global Dividend Growers Income Fund

Trust Units Global Dividend Growers Income Fund

1 05/03/2018 38 12.85 5,267,305 400

Global Dividend Growers Income Fund

Trust Units Global Dividend Growers Income Fund

1 08/03/2018 38 12.86 5,268,105 800

Global Hemp Group Inc. Common Shares Class A Huber, Curtis Ralph William 4 02/03/2018 10 0.185 767,849 -100,000





Global Hemp Group Inc. Common Shares Class A Huber, Curtis Ralph William 4 05/03/2018 16 0.12 1,747,743 1,211,187

Global Hemp Group Inc. Warrants Huber, Curtis Ralph William 4 07/03/2018 16 0.15 1,211,187 1,211,187

Global Hemp Group Inc. Common Shares Class A Larsen, Charles 4, 5 09/01/2018 11 0.235 6,246,655 -1,000,000

Global Hemp Group Inc. Common Shares Class A Larsen, Charles 4, 5 09/01/2018 51 0.1 7,246,655 1,000,000

Global Hemp Group Inc. Options Larsen, Charles 4, 5 09/01/2018 51 0.1 -1,000,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2156



Acquired/ Disposed

Global Hemp Group Inc. Options Larsen, Charles 4, 5 09/01/2018 51 0.1 6,500,000 -1,000,000



Global Real Estate Dividend Growers Corp.

Common Shares Equity Shares

Global Real Estate Dividend Growers Corp.

1 08/03/2018 38 8.08 7,171,689 700

Gluskin Sheff + Associates Inc.

Common Shares Gobert, Wilfred Arthur 4 28/02/2018 10 15.152 76,614 16,000

Gluskin Sheff + Associates Inc.

Common Shares Moody, Jeffrey 5 08/03/2018 10 14.219 169,908 15,000

GMP Capital Inc. Rights Deferred Share Units (DSU)

Brown, David G. 4 08/03/2018 56 67,603 8,917


Ferguson, David Cadwell 4 08/03/2018 56 19,002 12,407

GMP Capital Inc. Options Fricker, Harris Anthony 5 06/03/2018 38 133,500 -100,000


MACDONALD, FIONA LOUISE

4 08/03/2018 56 38,570 10,156


Meekison, James David 4 08/03/2018 56 51,106 5,001


SOLMAN, DONALD 4 08/03/2018 56 12,192 4,381


Wright, Donald Arthur 4 08/03/2018 56 50,133 15,669

GoGold Resources Inc. Common Shares Langille, Bradley H 5 06/03/2018 10 0.41 10,316,450 60,000

Gold Standard Ventures Corp.

Common Shares Awde, Jonathan Charles Timothy

4, 6, 5 06/03/2018 10 2.1 1,022,700 2,600



4, 6, 5 06/03/2018 10 2.11 1,024,800 2,100



4, 6, 5 06/03/2018 10 2.12 1,035,100 10,300


Options Awde, Jonathan Charles Timothy

4, 6, 5 05/03/2018 50 2.11 2,235,136 238,016


Rights Subscription Rights Restricted Share Units

Awde, Jonathan Charles Timothy

4, 6, 5 13/07/2010 00



Awde, Jonathan Charles Timothy

4, 6, 5 05/03/2018 56 2.11 118,483 118,483


Options Boldt, Zara Elizabeth 4 05/03/2018 50 2.11 373,785 73,785



Boldt, Zara Elizabeth 4 12/09/2017 00



Boldt, Zara Elizabeth 4 05/03/2018 56 2.11 36,729 36,729


Options Clayton, Ronald Wayne 4 30/01/2018 00


Options Clayton, Ronald Wayne 4 05/03/2018 50 300,000 300,000


Options Jackson, Mac Roy 5 05/03/2018 50 2.11 639,988 119,008



Jackson, Mac Roy 5 30/05/2014 00



Jackson, Mac Roy 5 05/03/2018 56 2.11 59,241 59,241


Common Shares Kumoi, Glenn Yoshiaki 5 05/03/2018 10 2.11 8,200 8,200


Common Shares Kumoi, Glenn Yoshiaki 5 05/03/2018 10 2.12 1,200


Common Shares Kumoi, Glenn Yoshiaki 5 05/03/2018 10 2.12 10,000 1,800


Options Kumoi, Glenn Yoshiaki 5 05/03/2018 50 2.11 444,365 119,365



Kumoi, Glenn Yoshiaki 5 01/06/2017 00



Kumoi, Glenn Yoshiaki 5 05/03/2018 56 2.11 59,419 59,419


Options McLeod, Donald Bruce 4 05/03/2018 50 2.11 588,066 88,066

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2157



Acquired/ Disposed



McLeod, Donald Bruce 4 29/09/2016 00



McLeod, Donald Bruce 4 05/03/2018 56 2.11 43,838 43,838



McLeod, Robert John 4 13/07/2010 00



McLeod, Robert John 4 05/03/2018 56 2.11 36,729 36,729


Common Shares McLeod, Robert John 4 07/03/2018 99 65,000 65,000


Options McLeod, Robert John 4 07/03/2018 99 125,000 -445,000


Options Morrison, Alexander 4 05/03/2018 50 2.11 373,785 73,785



Morrison, Alexander 4 12/09/2017 00



Morrison, Alexander 4 05/03/2018 56 2.11 36,729 36,729


Options Strauss, James Digby Ronald

4 05/03/2018 50 2.11 783,785 73,785



Strauss, James Digby Ronald

4 05/09/2012 00



Strauss, James Digby Ronald

4 05/03/2018 56 2.11 36,729 36,729


Options Threlkeld, William Earl II 4 05/03/2018 50 1.0504 900,785 73,785



Threlkeld, William Earl II 4 17/03/2011 00



Threlkeld, William Earl II 4 05/03/2018 56 36,729



Threlkeld, William Earl II 4 05/03/2018 56 36,729 36,729


Options Waldkirch, Michael 5 05/03/2018 50 2.11 666,356 77,586



Waldkirch, Michael 5 13/07/2010 00



Waldkirch, Michael 5 05/03/2018 56 2.11 38,622 38,622

Goldcorp Inc. Common Shares Athaide, Rohan Clarence 5 05/03/2018 57 16.29 12,569 1,707

Goldcorp Inc. Common Shares Athaide, Rohan Clarence 5 05/03/2018 10 16.29 11,716 -853

Goldcorp Inc. Rights Athaide, Rohan Clarence 5 05/03/2018 57 23,243 -1,707

Goldcorp Inc. Common Shares Attew, Jason Mark 5 31/12/2017 30 17.79 21,828 3,289

Goldcorp Inc. Common Shares BERGERON, BRENT 5 05/03/2018 57 16.29 9,450 4,466

Goldcorp Inc. Common Shares BERGERON, BRENT 5 05/03/2018 10 16.29 7,220 -2,230

Goldcorp Inc. Common Shares BERGERON, BRENT 5 08/03/2018 57 16.776 11,686 4,466

Goldcorp Inc. Common Shares BERGERON, BRENT 5 08/03/2018 10 16.776 9,456 -2,230

Goldcorp Inc. Rights BERGERON, BRENT 5 05/03/2018 57 37,567 -4,466

Goldcorp Inc. Rights BERGERON, BRENT 5 08/03/2018 57 33,101 -4,466

Goldcorp Inc. Common Shares Bergeron, Sophie 7 05/03/2018 58 - Expiration

of rights

16.29 2,458 2,458

Goldcorp Inc. Common Shares Bergeron, Sophie 7 05/03/2018 10 16.29 0 -2,458

Goldcorp Inc. Common Shares Bergeron, Sophie 7 08/03/2018 57 16.775 2,532 2,532

Goldcorp Inc. Common Shares Bergeron, Sophie 7 08/03/2018 10 16.775 0 -2,532

Goldcorp Inc. Rights Bergeron, Sophie 7 05/03/2018 57 27,946 -2,458

Goldcorp Inc. Rights Bergeron, Sophie 7 08/03/2018 57 25,414 -2,532

Goldcorp Inc. Common Shares Berney, Brian James 7 08/03/2018 57 12.943 9,664 3,847

Goldcorp Inc. Common Shares Berney, Brian James 7 08/03/2018 10 12.943 8,815 -849

Goldcorp Inc. Rights Berney, Brian James 7 08/03/2018 57 29,667 -3,847

Goldcorp Inc. Common Shares Bristol, Wade William 5 05/03/2018 57 12.575 24,883 4,801

Goldcorp Inc. Common Shares Bristol, Wade William 5 05/03/2018 10 12.575 22,791 -2,092

Goldcorp Inc. Rights Bristol, Wade William 5 05/03/2018 57 13,304 -4,801

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2158



Acquired/ Disposed

Goldcorp Inc. Common Shares Canepari, Luis Maximo 5 05/03/2018 57 16.29 6,720 -3,506


Goldcorp Inc. Common Shares Canepari, Luis Maximo 5 08/03/2018 57 16.776 2,922


Goldcorp Inc. Common Shares Canepari, Luis Maximo 5 08/03/2018 10 16.776 588 -1,459

Goldcorp Inc. Options Canepari, Luis Maximo 5 27/02/2018 52 33.48 22,917

Goldcorp Inc. Options Canepari, Luis Maximo 5 27/02/2018 52 33.48 83,403 -22,917

Goldcorp Inc. Rights Canepari, Luis Maximo 5 05/03/2018 57 25,661 -3,506

Goldcorp Inc. Rights Canepari, Luis Maximo 5 08/03/2018 57 22,739 -2,922

Goldcorp Inc. Options Cormier, Christopher 7 27/02/2018 52 33.48 122,073 -30,279

Goldcorp Inc. Common Shares Cormier, Christopher 5 05/03/2018 57 16.29 12,721 4,346

Goldcorp Inc. Common Shares Cormier, Christopher 5 05/03/2018 10 16.29 10,551 -2,170

Goldcorp Inc. Options Cormier, Christopher 5 27/02/2018 52 33.48 103,377 -30,279

Goldcorp Inc. Rights Cormier, Christopher 5 05/03/2018 57 29,692 -4,346

Goldcorp Inc. Common Shares Dick, Joseph Dennis 5 05/03/2018 10 12.575 -3,847

Goldcorp Inc. Common Shares Dick, Joseph Dennis 5 05/03/2018 10 12.575 -1,401

Goldcorp Inc. Common Shares Dick, Joseph Dennis 5 05/03/2018 10 12.575 16,443 -1,519

Goldcorp Inc. Common Shares Dick, Joseph Dennis 5 05/03/2018 57 12.575 20,290 3,847

Goldcorp Inc. Common Shares Dick, Joseph Dennis 5 08/03/2018 57 12.943 23,839 3,549

Goldcorp Inc. Common Shares Dick, Joseph Dennis 5 08/03/2018 10 12.943 22,438 -1,401

Goldcorp Inc. Rights Dick, Joseph Dennis 5 05/03/2018 57 27,169 -3,847

Goldcorp Inc. Rights Dick, Joseph Dennis 5 08/03/2018 57 23,620 -3,549

Goldcorp Inc. RURs Dick, Joseph Dennis 5 16/06/2014 00 3,847

Goldcorp Inc. RURs Dick, Joseph Dennis 5 05/03/2018 57 -3,847

Goldcorp Inc. RURs Dick, Joseph Dennis 5 05/03/2018 57 12.575 3,847


Goldcorp Inc. RURs Dick, Joseph Dennis 5 08/03/2018 57 -3,549



Goldcorp Inc. RURs Dick, Joseph Dennis 5 08/03/2018 10 12.943 -3,549

Goldcorp Inc. RURs Dick, Joseph Dennis 5 08/03/2018 10 12.943 -3,549

Goldcorp Inc. Common Shares Garofalo, David 4, 5 08/03/2018 57 16.776 184,802 75,335

Goldcorp Inc. Common Shares Garofalo, David 4, 5 08/03/2018 10 16.776 147,195 -37,607

Goldcorp Inc. Rights Garofalo, David 4, 5 08/03/2018 58 - Expiration of rights

101,052 -75,335

Goldcorp Inc. Common Shares Gascon, William P. 7 05/03/2018 57 16.29 17,277 3,609

Goldcorp Inc. Common Shares Gascon, William P. 7 05/03/2018 10 16.29 15,340 -1,937

Goldcorp Inc. Common Shares Gascon, William P. 7 08/03/2018 57 16.776 18,471 3,131

Goldcorp Inc. Common Shares Gascon, William P. 7 08/03/2018 10 16.776 16,790 -1,681

Goldcorp Inc. Rights Gascon, William P. 7 05/03/2018 57 40,664 -3,609

Goldcorp Inc. Rights Gascon, William P. 7 08/03/2018 57 37,533 -3,131

Goldcorp Inc. Common Shares Gula, Peter 7 05/03/2018 57 16.29 3,748 2,203

Goldcorp Inc. Common Shares Gula, Peter 7 05/03/2018 10 16.29 1,545 -2,203

Goldcorp Inc. Rights Gula, Peter 7 05/03/2018 57 23,612 -2,203

Goldcorp Inc. Common Shares Hackney, Kim Lionel 5 05/03/2018 57 12.575 17,316 5,540

Goldcorp Inc. Common Shares Hackney, Kim Lionel 5 05/03/2018 10 12.575 11,776 -5,540

Goldcorp Inc. Rights Hackney, Kim Lionel 5 05/03/2018 57 46,641 -5,540

Goldcorp Inc. Common Shares HILLE, SIMON OSWALD 5 05/03/2018 57 16.29 9,763 3,830

Goldcorp Inc. Common Shares HILLE, SIMON OSWALD 5 05/03/2018 10 16.29 5,933 -3,830

Goldcorp Inc. Common Shares HILLE, SIMON OSWALD 5 08/03/2018 57 16.776 9,493 3,560

Goldcorp Inc. Common Shares HILLE, SIMON OSWALD 5 08/03/2018 10 16.776 5,933 -3,560

Goldcorp Inc. Rights HILLE, SIMON OSWALD 5 05/03/2018 57 30,886 -3,830

Goldcorp Inc. Rights HILLE, SIMON OSWALD 5 08/03/2018 57 27,326 -3,560

Goldcorp Inc. Common Shares KLEIN, JOANNE MARGARET

5 05/03/2018 57 16.29 24,852 3,285

Goldcorp Inc. Common Shares KLEIN, JOANNE MARGARET

5 05/03/2018 10 16.29 23,212 -1,640

Goldcorp Inc. Rights KLEIN, JOANNE MARGARET

5 05/03/2018 57 25,567 -3,285

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2159



Acquired/ Disposed

Goldcorp Inc. Common Shares Lauzier, Marc 7 05/03/2018 57 16.29 12,377 3,978

Goldcorp Inc. Common Shares Lauzier, Marc 7 05/03/2018 10 16.29 8,399 -3,978

Goldcorp Inc. Common Shares Lauzier, Marc 7 08/03/2018 57 16.776 11,837 3,438

Goldcorp Inc. Common Shares Lauzier, Marc 7 08/03/2018 10 16.776 8,399 -3,438

Goldcorp Inc. Rights Lauzier, Marc 7 05/03/2018 57 29,176 -3,978

Goldcorp Inc. Rights Lauzier, Marc 7 08/03/2018 57 25,738 -3,438

Goldcorp Inc. Common Shares Mullally, John 5 05/03/2018 57 16.29 2,519 1,803

Goldcorp Inc. Common Shares Mullally, John 5 05/03/2018 10 16.29 716 -1,803

Goldcorp Inc. Rights Mullally, John 5 05/03/2018 57 22,298 -1,803

Goldcorp Inc. Common Shares Orazietti, Richard 5 05/03/2018 57 16.29 1,718

Goldcorp Inc. Common Shares Orazietti, Richard 5 05/03/2018 57 16.29 28,784 3,432

Goldcorp Inc. Common Shares Orazietti, Richard 5 05/03/2018 10 16.29 27,070 -1,714

Goldcorp Inc. Common Shares Orazietti, Richard 5 08/03/2018 57 16.776 29,257 2,187

Goldcorp Inc. Common Shares Orazietti, Richard 5 08/03/2018 10 16.776 28,165 -1,092

Goldcorp Inc. Rights Orazietti, Richard 5 05/03/2018 57 16,629 -3,432

Goldcorp Inc. Rights Orazietti, Richard 5 08/03/2018 57 14,442 -2,187

Goldcorp Inc. Common Shares Randhawa, Raman 7 05/03/2018 57 16.29 16,816 3,473

Goldcorp Inc. Common Shares Randhawa, Raman 7 05/03/2018 10 16.29 15,082 -1,734

Goldcorp Inc. Common Shares Randhawa, Raman 7 08/03/2018 57 16.776 17,976 2,894

Goldcorp Inc. Common Shares Randhawa, Raman 7 08/03/2018 10 16.776 15,082 -2,894

Goldcorp Inc. Rights Randhawa, Raman 7 05/03/2018 57 25,767 -3,473

Goldcorp Inc. Rights Randhawa, Raman 7 08/03/2018 57 22,873 -2,894

Goldcorp Inc. Common Shares Ripley, Charlene Adele 5 05/03/2018 57 16.29 60,750 5,064

Goldcorp Inc. Common Shares Ripley, Charlene Adele 5 05/03/2018 10 16.29 58,221 -2,529

Goldcorp Inc. Common Shares Ripley, Charlene Adele 5 08/03/2018 57 16.776 63,285 5,064

Goldcorp Inc. Common Shares Ripley, Charlene Adele 5 08/03/2018 10 16.776 60,757 -2,528

Goldcorp Inc. Rights Ripley, Charlene Adele 5 05/03/2018 57 5,064

Goldcorp Inc. Rights Ripley, Charlene Adele 5 05/03/2018 57 5,064

Goldcorp Inc. Rights Ripley, Charlene Adele 5 05/03/2018 57 40,202 -5,064

Goldcorp Inc. Rights Ripley, Charlene Adele 5 08/03/2018 57 35,138 -5,064

Goldcorp Inc. Common Shares Stephens, David Andrew 5 05/03/2018 57 16.29 1,712 1,712

Goldcorp Inc. Common Shares Stephens, David Andrew 5 05/03/2018 10 16.29 0 -1,712

Goldcorp Inc. Common Shares Stephens, David Andrew 5 08/03/2018 57 16.776 2,701 2,701

Goldcorp Inc. Common Shares Stephens, David Andrew 5 08/03/2018 10 16.776 0 -2,701

Goldcorp Inc. Rights Stephens, David Andrew 5 05/03/2018 57 32,075 -1,712

Goldcorp Inc. Rights Stephens, David Andrew 5 08/03/2018 57 29,374 -2,701

Goldcorp Inc. Common Shares Tudela, Anna Maria 5 05/03/2018 57 16.29 27,257 3,595

Goldcorp Inc. Common Shares Tudela, Anna Maria 5 05/03/2018 10 16.29 23,662 -3,595

Goldcorp Inc. Common Shares Tudela, Anna Maria 5 08/03/2018 57 16.77 26,780 3,118

Goldcorp Inc. Common Shares Tudela, Anna Maria 5 08/03/2018 10 16.77 23,662 -3,118

Goldcorp Inc. Rights Tudela, Anna Maria 5 05/03/2018 57 25,819 -3,595

Goldcorp Inc. Rights Tudela, Anna Maria 5 08/03/2018 57 22,701 -3,118

Goldcorp Inc. Common Shares Wade, Lisa 5 05/03/2018 57 12.575 15,464 2,570

Goldcorp Inc. Common Shares Wade, Lisa 5 05/03/2018 10 12.575 14,180 -1,284

Goldcorp Inc. Common Shares Wade, Lisa 5 08/03/2018 57 16.776 17,249 3,069

Goldcorp Inc. Common Shares Wade, Lisa 5 08/03/2018 10 16.776 15,716 -1,533

Goldcorp Inc. Rights Wade, Lisa 5 05/03/2018 57 26,137 -2,570

Goldcorp Inc. Rights Wade, Lisa 5 08/03/2018 57 23,068 -3,069

Goldcorp Inc. Common Shares White, Todd James 5 05/03/2018 57 12.57 16,369 4,937

Goldcorp Inc. Common Shares White, Todd James 5 05/03/2018 10 12.57 13,902 -2,467

Goldcorp Inc. Common Shares White, Todd James 5 08/03/2018 57 16.776 17,355 3,453

Goldcorp Inc. Common Shares White, Todd James 5 08/03/2018 10 16.776 15,631 -1,724

Goldcorp Inc. Rights White, Todd James 5 05/03/2018 57 40,264 -4,937

Goldcorp Inc. Rights White, Todd James 5 08/03/2018 57 36,811 -3,453

Golden Dawn Minerals Inc. Common Shares Wiese, Wolfgang 4, 5 06/03/2018 11 0.26 1,923,076

Golden Dawn Minerals Inc. Common Shares Wiese, Wolfgang 4, 5 06/03/2018 11 0.26 1,923,076

Golden Dawn Minerals Inc. Common Shares Wiese, Wolfgang 4, 5 06/03/2018 11 0.26 8,963,150 1,923,076

Golden Dawn Minerals Inc. Warrants Wiese, Wolfgang 4, 5 19/01/2018 11 0.3 8,398,834 -375,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2160



Acquired/ Disposed

Golden Dawn Minerals Inc. Warrants Wiese, Wolfgang 4, 5 06/03/2018 11 0.3 961,538

Golden Dawn Minerals Inc. Warrants Wiese, Wolfgang 4, 5 06/03/2018 11 0.3 1,923,076

Golden Dawn Minerals Inc. Warrants Wiese, Wolfgang 4, 5 06/03/2018 11 0.3 1,923,076



Golden Dawn Minerals Inc. Warrants Wiese, Wolfgang 4, 5 06/03/2018 11 0.3 10,321,910 1,923,076

Golden Dawn Minerals Inc. Warrants Wiese, Wolfgang 4, 5 06/03/2018 11 0.3 9,360,372 -961,538

GOLDPLAY EXPLORATION LTD.

Common Shares Bailey, Blaine 5 01/03/2018 00 572,922


Options Bailey, Blaine 5 01/03/2018 00 138,945


Common Shares DeMichele, Luigi Gino 4 05/03/2018 00 1,522,161


Options DeMichele, Luigi Gino 4 05/03/2018 00 200,698


Warrants DeMichele, Luigi Gino 4 05/03/2018 00 677,747


Common Shares Fonseca, Marcio Bastos 4 06/03/2018 00 1,002,556


Common Shares Fonseca, Marcio Bastos 4 06/03/2018 00 1,454,387


Options Fonseca, Marcio Bastos 4 06/03/2018 00 617,514


Options Friedman, Alan Mark 4 01/03/2018 00 169,822


Warrants Friedman, Alan Mark 4 01/03/2018 00 216,879

Goldrea Resources Corp. Common Shares Reaugh, Larry 4, 5 25/05/2015 37 105,115

Goldrea Resources Corp. Common Shares Reaugh, Larry 4, 5 25/05/2015 37 104,976 -944,786

good natured Products Inc. (formerly Solegear Bioplastic Technologies Inc.)

Common Shares Antoniadis, Paul John 4 08/03/2018 11 290,000 -500,000


Common Shares Antoniadis, Paul John 4 08/03/2018 11 0 -290,000


Common Shares Antoniadis, Paul John 4 08/03/2018 11 1,049,284 500,000


Common Shares Antoniadis, Paul John 4 08/03/2018 11 1,339,284 290,000


Warrants Antoniadis, Paul John 4 08/03/2018 11 500,000 -290,000


Warrants Antoniadis, Paul John 4 26/03/2015 00


Warrants Antoniadis, Paul John 4 08/03/2018 11 290,000 290,000

Gran Tierra Energy Inc. Options Caldwell, Ed 5 01/03/2018 50 2.47 334,727 82,759

Gran Tierra Energy Inc. Rights Performance Stock Units

Caldwell, Ed 5 01/03/2018 56 414,370 151,420

Gran Tierra Energy Inc. Options CORAL, ADRIAN 5 01/03/2018 50 2.47 344,518 81,241


CORAL, ADRIAN 5 01/03/2018 56 309,244 148,644

Gran Tierra Energy Inc. Options Ellson, Ryan Paul 5 01/03/2018 50 2.47 761,262 139,862


Ellson, Ryan Paul 5 01/03/2018 56 718,299 255,899

Gran Tierra Energy Inc. Options Evans, Jim Randall 5 01/03/2018 50 2.47 443,259 82,759


Evans, Jim Randall 5 01/03/2018 56 424,920 151,420

Gran Tierra Energy Inc. Options Guidry, Gary Stephen 4, 5 01/03/2018 50 2.47 1,167,803 193,103


Guidry, Gary Stephen 4, 5 01/03/2018 56 991,712 353,312

Gran Tierra Energy Inc. Common Shares Johnson, Alan Martin 5 12/05/2015 00

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2161



Acquired/ Disposed

Gran Tierra Energy Inc. Common Shares Johnson, Alan Martin 5 08/03/2018 10 2.53 7,880 7,880

Gran Tierra Energy Inc. Options Johnson, Alan Martin 5 01/03/2018 50 2.47 443,259 82,759


Johnson, Alan Martin 5 01/03/2018 56 424,920 151,420

Gran Tierra Energy Inc. Options Mah, Glen 5 01/03/2018 50 2.47 240,504 82,759


Mah, Glen 5 01/03/2018 56 424,904 151,420

Gran Tierra Energy Inc. Options Mawdsley, Susan 5 01/03/2018 50 2.47 321,642 82,759


Mawdsley, Susan 5 01/03/2018 56 416,442 151,420

Gran Tierra Energy Inc. Common Shares Trimble, Rodger Derrick 5 05/03/2018 10 2.54 62,650 10,000

Gran Tierra Energy Inc. Common Shares Trimble, Rodger Derrick 5 05/03/2018 10 2.55 67,850 5,200

Gran Tierra Energy Inc. Options Trimble, Rodger Derrick 5 01/03/2018 50 2.47 237,049 82,759


Trimble, Rodger Derrick 5 01/03/2018 56 408,258 151,420

Gran Tierra Energy Inc. Common Shares Wade, Brooke Nelson 4 07/03/2018 10 2.56 400,000 150,000

Gran Tierra Energy Inc. Options WEST, LAWRENCE 5 01/03/2018 50 2.47 443,259 82,759


WEST, LAWRENCE 5 01/03/2018 56 424,920 151,420

Graphite Energy Corp. Common Shares Cherry, Teresa 4, 5 05/03/2018 00

Graphite Energy Corp. Options Cherry, Teresa 4, 5 05/03/2018 00

Graphite Energy Corp. Warrants Cherry, Teresa 4, 5 05/03/2018 00

Gratomic Inc. (formerly CKR Carbon Corporation)

Common Shares Newman, Douglas 5 18/02/2016 00 70,000

Gratomic Inc. (formerly CKR Carbon Corporation)

Common Shares Newman, Douglas 5 02/03/2018 10 0.25 35,000 -35,000

Great Bear Resources Ltd. Options Ramshaw, Douglas William 4 01/03/2018 50 0.51 165,000 45,000

Great Bear Resources Ltd. Options Singh, Rajbinder Bob 4 02/03/2018 50 0.51 335,000 110,000

Great Bear Resources Ltd. Options Taylor, Christopher Neil Akehurst

5 01/03/2018 50 0.51 335,000 110,000

Great Bear Resources Ltd. Options Terry, David Andrew 4 01/03/2018 50 165,000 45,000

Great Canadian Gaming Corporation

Common Shares Poleschuk, Victor Paul 5 31/12/2017 51 9.11 65,000 65,000


Common Shares Poleschuk, Victor Paul 5 31/12/2017 10 24.752 0 -65,000


Options Poleschuk, Victor Paul 5 21/12/2016 97 9.11 65,000


Options Poleschuk, Victor Paul 5 21/12/2016 97 9.11 65,000


Options Poleschuk, Victor Paul 5 31/12/2017 51 9.11 0 -65,000


Options Poleschuk, Victor Paul 5 21/12/2016 97 9.11 -65,000


Options Poleschuk, Victor Paul 5 21/12/2016 97 9.11 -65,000

Great-West Lifeco Inc. Executive Performance Share Units

Brown, Douglas A. 5 01/03/2018 56 35.021 2,891


Brown, Douglas A. 5 01/03/2018 56 35.021 30,081 13,599


Geraghty, Sharon Cecilia 5 29/01/2018 00


Geraghty, Sharon Cecilia 5 29/01/2018 56 35.129 45,548 45,548


Geraghty, Sharon Cecilia 5 01/03/2018 56 35.021 59,426 13,878

Great-West Lifeco Inc. Common Shares Jamal, Arshil 7 08/03/2018 51 31.266 25,000 25,000

Great-West Lifeco Inc. Common Shares Jamal, Arshil 7 08/03/2018 10 34 0 -25,000

Great-West Lifeco Inc. Options Common Share - Stock Options

Jamal, Arshil 7 08/03/2018 51 31.266 546,000 -25,000

Great-West Lifeco Inc. Common Shares Mahon, Paul 5 09/03/2018 51 31.266 296,057 150,000

Great-West Lifeco Inc. Common Shares Mahon, Paul 5 09/03/2018 10 33.814 146,057 -150,000

Great-West Lifeco Inc. Options Common Share - Stock Options

Mahon, Paul 5 09/03/2018 51 31.266 1,156,600 -150,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2162



Acquired/ Disposed


Srivastava, Raman 5 28/08/2017 00


Srivastava, Raman 5 28/08/2017 56 35.32 102,350 102,350






Srivastava, Raman 5 02/03/2018 59 35.021 98,396 -35,417

Green 2 Blue Energy Corp. (formerly Brigade Resource Corp.)

Common Shares Young, Michael Louis 4, 5 02/03/2018 10 0.41 171,875 -25,000







Guardian Capital Group Limited


Lacey, Robin Philip Christian

5 01/03/2018 10 25.33 2,300 2,300




5 02/03/2018 10 25.466 4,000 1,700




5 05/03/2018 10 25.4 4,100 100




5 06/03/2018 10 25.45 4,600 500

Guyana Goldfields Inc. Common Shares Caldwell, Scott Andrew 4 29/09/2017 10 4.1 489,357 15,000

Guyana Goldfields Inc. Common Shares Caldwell, Scott Andrew 4 02/10/2017 10 4.1 15,000

Guyana Goldfields Inc. Rights Deferred Share Units

Wagenaar, Jacqueline 5 19/12/2014 00

Guyana Goldfields Inc. Rights Deferred Share Units

Wagenaar, Jacqueline 5 09/03/2018 10 30,000 30,000

H&R Finance Trust Units H&R Finance Trust 1 01/02/2018 38 20.914 113,640 113,640

H&R Finance Trust Units H&R Finance Trust 1 01/02/2018 38 20.914 0 -113,640





















H&R Real Estate Investment Trust

Units H&R Real Estate Investment Trust

1 01/02/2018 38 20.914 113,640 113,640



1 01/02/2018 38 20.914 0 -113,640



1 02/02/2018 38 20.539 112,300 112,300

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2163



Acquired/ Disposed



1 02/02/2018 38 20.539 0 -112,300



1 05/02/2018 38 20.46 113,640 113,640



1 05/02/2018 38 20.46 0 -113,640



1 06/02/2018 38 20.435 113,640 113,640



1 06/02/2018 38 20.435 0 -113,640



1 07/02/2018 38 20.568 110,440 110,440



1 07/02/2018 38 20.568 0 -110,440



1 08/02/2018 38 20.412 113,640 113,640



1 08/02/2018 38 20.412 0 -113,640



1 09/02/2018 38 20.227 113,640 113,640



1 09/02/2018 38 20.227 0 -113,640



1 12/02/2018 38 20.135 109,940 109,940



1 12/02/2018 38 20.135 0 -109,940



1 13/02/2018 38 20.003 113,640 113,640



1 13/02/2018 38 20.003 0 -113,640



1 14/02/2018 38 20.083 113,640 113,640



1 14/02/2018 38 20.083 0 -113,640



1 15/02/2018 38 20.369 113,640 113,640



1 15/02/2018 38 20.369 0 -113,640

Healthcare Special Opportunities Fund

Trust Units Class A Units LDIC Inc. 3 07/03/2018 10 10.789 2,572,597 -650





Heroux-Devtek Inc. Common Shares Arsenault, Stephane 5 08/03/2018 30 12.447 35,749 2,555

Heroux-Devtek Inc. Common Shares Bélanger, Réal 5 08/03/2018 30 12.447 66,497 3,465

Heroux-Devtek Inc. Unités d'actions différées/Deferred Share Units

Bourque, Nathalie 4 07/03/2018 56 14.94 8,548 3,180

Heroux-Devtek Inc. Common Shares Brassard, Martin 5 28/02/2018 51 4600 4,600

Heroux-Devtek Inc. Common Shares Brassard, Martin 5 28/02/2018 51 1.31 143,578 4,600

Heroux-Devtek Inc. Common Shares Brassard, Martin 5 08/03/2018 30 12.512 145,904 2,326

Heroux-Devtek Inc. Common Shares Curley, John Rupert 5 06/03/2018 51 1.31 21,619 7,000

Heroux-Devtek Inc. Common Shares Curley, John Rupert 5 08/03/2018 30 12.482 23,386 1,767

Heroux-Devtek Inc. Options Curley, John Rupert 5 06/03/2018 51 1.31 46,023 -7,000

Heroux-Devtek Inc. Common Shares Dallaire, Dominique 5 08/03/2018 30 12.447 11,322 2,186


Doré, Paule 4 07/03/2018 56 14.94 16,307 2,343


Fitzgibbon, Pierre 4 06/02/2018 00


Fitzgibbon, Pierre 4 07/03/2018 56 14.94 2,008 2,008

Heroux-Devtek Inc. Common Shares Gravel, Jean 5 08/03/2018 30 12.512 43,167 1,379

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2164



Acquired/ Disposed

Heroux-Devtek Inc. Common Shares Labbé, Gilles 3, 4, 6, 5 08/03/2018 30 12.447 41,970 5,041

Heroux-Devtek Inc. Common Shares Langelier, Remy 5 08/03/2018 30 12.447 8,527 1,627

Heroux-Devtek Inc. Common Shares Mendonca Furtado, Rui Charles

5 08/03/2018 30 12.512 1,401 348


Morin, Louis 4 07/03/2018 56 14.94 16,307 2,343


Morris, James John 4 07/03/2018 56 14.94 28,610 7,193

Heroux-Devtek Inc. Common Shares Normandin, Daniel 5 07/03/2018 51 1.31 29,065 2,800

Heroux-Devtek Inc. Common Shares Normandin, Daniel 5 08/03/2018 30 12.447 31,003 1,938

Heroux-Devtek Inc. Options Normandin, Daniel 5 07/03/2018 51 1.31 30,084 -2,800

Heroux-Devtek Inc. Common Shares Rainville, Stéphane 5 04/01/2016 00

Heroux-Devtek Inc. Common Shares Rainville, Stéphane 5 04/01/2016 00 470

Heroux-Devtek Inc. Common Shares Rainville, Stéphane 5 08/03/2018 30 12.512 839

Heroux-Devtek Inc. Common Shares Rainville, Stéphane 5 08/03/2018 30 12.512 1,309 839


Robbins, Brian Andrew 4 07/03/2018 56 14.94 35,931 8,328

Heroux-Devtek Inc. Common Shares Roy, Gaétan 5 07/03/2018 10 15.03 16,870 -1,600

Heroux-Devtek Inc. Common Shares Roy, Gaétan 5 08/03/2018 30 12.517 18,432 1,562

Heroux-Devtek Inc. Common Shares Sanche, Jean-Philippe 5 08/03/2018 30 12.447 2,330 1,288


Stevens, Andrew John 4 07/03/2018 56 14.94 25,929 7,193

HI HO SILVER RESOURCES INC.

Options jorgenson, william george 4 02/03/2018 51 0.04 125,000 -1,125,000

High Arctic Energy Services Inc.

Common Shares High Arctic Energy Services Inc., High Arctic Energy Services Inc.

1 07/02/2018 38 3.7384 1,900 1,900



1 07/02/2018 38 0 -1,900



1 08/02/2018 38 3.7193 1,500 1,500



1 08/02/2018 38 0 -1,500

High Liner Foods Incorporated

Common Shares Bell, Alan 4 09/03/2018 10 11.13 11,100 2,300

High Liner Foods Incorporated

Common Shares Dexter, Robert P. 4 07/03/2018 10 10.57 469,116 10,000

Hilltop Cybersecurity Inc. Common Shares Bodamer, Roger 4 01/03/2018 00

Hilltop Cybersecurity Inc. Options Bodamer, Roger 4 27/02/2018 51 0.7 200,000 200,000

Hilltop Cybersecurity Inc. Options Bodamer, Roger 4 01/03/2018 00

Hilltop Cybersecurity Inc. Options Cheung, Ryan 4 26/02/2018 50 0.7 200,000 100,000

Hilltop Cybersecurity Inc. Common Shares Marsh, William 4 05/03/2018 10 0.65 230,000 -10,000




Hilltop Cybersecurity Inc. Options Marshall, Corby Wayne 5 14/02/2018 00

Hilltop Cybersecurity Inc. Options Marshall, Corby Wayne 5 27/02/2018 50 0.7 551,590 551,590

Home Capital Group Inc. Common Shares Kotush, Bradley William 5 05/03/2018 10 14.86 16,500 3,000

Home Capital Group Inc. Common Shares Lisson, James 4 05/03/2018 10 15.21 12,500 7,500

Hudbay Minerals Inc. (formerly HudBay Minerals Inc.)

Common Shares GMT Capital Corp 3 05/03/2018 10 7.58 7,330,590 -104,700





Insider Reporting

March 15, 2018

(2018), 41 OSCB 2165



Acquired/ Disposed


Common Shares GMT Capital Corp 3 05/03/2018 10 7.58 453,900 -6,500



HUSKY ENERGY INC. Options Alexander, Gerald Frank 7 07/03/2018 52 128,770 -22,720

HUSKY ENERGY INC. Options Allison, Bradley Harvey 7 07/03/2018 52 272,570 -77,095

HUSKY ENERGY INC. Options Andruko, Darren Russell 5 07/03/2018 52 130,640 -22,720

HUSKY ENERGY INC. Options Baird, Robert Ian 7 07/03/2018 52 289,500 -77,095

HUSKY ENERGY INC. Options Dahlin, Andrew 7 07/03/2018 52 140,100 -22,720

HUSKY ENERGY INC. Options Foster, Nancy Fay 7 07/03/2018 52 272,570 -77,095

HUSKY ENERGY INC. Options Girgulis, James Demetrius 5 07/03/2018 52 272,570 -77,095

HUSKY ENERGY INC. Options Hinkel, Robert Martin 7 07/03/2018 52 289,500 -77,095

HUSKY ENERGY INC. Options Manning, Terry James 7 07/03/2018 52 272,570 -77,095

HUSKY ENERGY INC. Options Myer, John William George 5 07/03/2018 52 272,570 -77,095

HUSKY ENERGY INC. Options PEABODY, ROBERT JOHN 4, 5 07/03/2018 52 752,330 -163,265

HUSKY ENERGY INC. Options Pritchard, Trevor 7 07/03/2018 52 85,290 -22,720

HUSKY ENERGY INC. Options Symonds, Robert W. 5 07/03/2018 52 367,380 -77,095

Hut 8 Mining Corp. (formerly, Oriana Resources Corporation)

Common Shares Mason, Jeffrey Robert 4 02/03/2018 00 192,000


Options Mason, Jeffrey Robert 4 02/03/2018 00


Options Mason, Jeffrey Robert 4 05/03/2018 50 5 365,000 365,000

Hybrid Minerals Inc. (formerly, Savoy Ventures Inc.)

Options Macdonald, Glen Colin 4 22/11/2013 00

Hybrid Minerals Inc. (formerly, Savoy Ventures Inc.)

Options Macdonald, Glen Colin 4 06/02/2018 11 0.4 100,000 100,000

Hydro One Limited Options DOBSON, PAUL MICHAEL 5 01/03/2018 50 20.66 217,810

Hydro One Limited Options DOBSON, PAUL MICHAEL 5 01/03/2018 50 217,810 217,810

Hydro One Limited Options Kiraly, Gregory 5 01/03/2018 50 20.66 129,780

Hydro One Limited Options Kiraly, Gregory 5 01/03/2018 50 129,780 129,780

Hydro One Limited Options McKellar, Judy 5 01/03/2018 50 20.66 67,760

Hydro One Limited Options McKellar, Judy 5 01/03/2018 50 67,760 67,760

Hydro One Limited Options Pugliese, Ferio 5 01/03/2018 50 20.66 123,880

Hydro One Limited Options Pugliese, Ferio 5 01/03/2018 50 123,880 123,880

Hydro One Limited Options Scarlett, James 5 01/03/2018 50 20.66 117,980

Hydro One Limited Options Scarlett, James 5 01/03/2018 50 117,980 117,980

Hydro One Limited Options Schmidt, Mayo 4, 7, 5 01/03/2018 50 20.66 500,970

Hydro One Limited Options Schmidt, Mayo 4, 7, 5 01/03/2018 50 500,970 500,970

IAMGOLD Corporation Options Stothart, Peter Gordon 5 26/02/2018 50 6.86 1,021,667 158,800

IAMGOLD Corporation Restricted Share Awards Stothart, Peter Gordon 5 26/02/2018 56 6.86 321,000 87,800

IBC Advanced Alloys Corp. Common Shares Smith, Mark 4 28/02/2018 51 0.375 1,979,159 188,173

IBC Advanced Alloys Corp. Options Smith, Mark 4 26/05/2016 00 907,000

IBC Advanced Alloys Corp. Options Smith, Mark 4 30/06/2016 50 0.77 957,000 50,000

IBC Advanced Alloys Corp. Options Smith, Mark 4 28/02/2017 51 0.375 -188,173

IBC Advanced Alloys Corp. Options Smith, Mark 4 30/06/2017 50 0.4 1,007,000 50,000

IBC Advanced Alloys Corp. Options Smith, Mark 4 28/02/2018 51 0.375 818,827 -188,173

IGM Financial Inc. Options Asman, Todd 7 03/03/2008 52 1,560 -3,120

IGM Financial Inc. Options MacDonald, Donald James 7 03/03/2008 52 34,610 -3,350

IMAX Corporation Common Shares Foster, Greg 4, 5 07/03/2018 57 86,480 8,876

IMAX Corporation Common Shares Foster, Greg 4, 5 08/03/2018 10 20.399 81,591 -4,889

IMAX Corporation Rights Restricted Share Unit

Foster, Greg 4, 5 07/03/2018 57 76,460 -8,876

IMAX Corporation Common Shares IMAX Corporation 1 22/02/2018 30 172,908 -2,916

IMAX Corporation Common Shares IMAX Corporation 1 01/03/2018 30 322,908 150,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2166



Acquired/ Disposed









IMAX Corporation Common Shares Lister, Robert D. 5 07/03/2018 57 47,669 6,213



IMAX Corporation Common Shares Lister, Robert D. 5 08/03/2018 10 20.399 51,247 -11,874

IMAX Corporation Options 1:1 Lister, Robert D. 5 07/03/2018 50 20.85 319,556 55,910


Lister, Robert D. 5 07/03/2018 57 67,132 -6,213


Lister, Robert D. 5 07/03/2018 57 59,769 -7,363


Lister, Robert D. 5 07/03/2018 57 51,680 -8,089


Lister, Robert D. 5 07/03/2018 56 102,039 50,359

IMAX Corporation Common Shares McClymont, Patrick McClymont

5 07/03/2018 57 8,385 6,240

IMAX Corporation Common Shares McClymont, Patrick McClymont

5 08/03/2018 10 20.399 5,574 -2,811

IMAX Corporation Options 1:1 McClymont, Patrick McClymont

5 07/03/2018 50 20.85 106,792 53,233


McClymont, Patrick McClymont

5 07/03/2018 57 32,772 -6,240


McClymont, Patrick McClymont

5 07/03/2018 56 81,333 48,561

IMAX Corporation Common Shares Savant, Don 5 07/03/2018 57 2,868 1,913

IMAX Corporation Common Shares Savant, Don 5 07/03/2018 57 4,370 1,502

IMAX Corporation Common Shares Savant, Don 5 08/03/2018 10 20.399 3,186 -1,184

IMAX Corporation Options 1:1 Savant, Don 5 07/03/2018 50 20.85 37,405 12,815


Savant, Don 5 07/03/2018 57 11,721 -1,913


Savant, Don 5 07/03/2018 57 10,219 -1,502


Savant, Don 5 07/03/2018 56 21,909 11,690

IMAX Corporation Common Shares Vance, Jeff 5 07/03/2018 57 5,362 652



IMAX Corporation Common Shares Vance, Jeff 5 08/03/2018 10 20.399 5,607 -1,039

IMAX Corporation Options 1:1 Vance, Jeff 5 07/03/2018 50 20.85 58,910 5,914


Vance, Jeff 5 07/03/2018 57 6,807 -652


Vance, Jeff 5 07/03/2018 57 6,101 -706


Vance, Jeff 5 07/03/2018 57 5,523 -578


Vance, Jeff 5 07/03/2018 56 10,918 5,395

IMAX Corporation Common Shares WEISSMAN, KENNETH 5 07/03/2018 57 4,532 652



IMAX Corporation Common Shares WEISSMAN, KENNETH 5 08/03/2018 10 20.399 5,172 -644

IMAX Corporation Options 1:1 WEISSMAN, KENNETH 5 07/03/2018 50 20.85 26,431 7,886


WEISSMAN, KENNETH 5 07/03/2018 57 5,932 -652



Insider Reporting

March 15, 2018

(2018), 41 OSCB 2167



Acquired/ Disposed




WEISSMAN, KENNETH 5 07/03/2018 56 11,842 7,194

IMAX Corporation Common Shares Welton, Mark 5 07/03/2018 57 14,125 4,415

IMAX Corporation Common Shares Welton, Mark 5 07/03/2018 57 17,592 3,467

IMAX Corporation Common Shares Welton, Mark 5 08/03/2018 10 20.399 13,366 -4,226

IMAX Corporation Options 1:1 Welton, Mark 5 07/03/2018 50 20.85 225,854 39,432


Welton, Mark 5 07/03/2018 57 27,047 -4,415


Welton, Mark 5 07/03/2018 57 23,580 -3,467


Welton, Mark 5 07/03/2018 56 59,551 35,971

IMPACT Silver Corp. Options GORZYNSKI, George Arthur

4 22/01/2018 52 1.2 775,000 -185,000

Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 02/03/2018 38 34.25 576,042,438 -158,438






Imperial Oil Limited Common Shares Imperial Oil Limited 1 02/03/2018 38 34.266 69,203 69,203

Imperial Oil Limited Common Shares Imperial Oil Limited 1 02/03/2018 38 34.266 0 -69,203























Imperial Oil Limited Common Shares Jolly, Bruce 7 01/03/2018 00 23,051

Imperial Oil Limited Rights Jolly, Bruce 7 01/03/2018 00 44,825

Indigo Books & Music Inc. Common Shares Schwartz, Gerald Wilfred 3, 4, 6 01/03/2018 10 20.162 7,741,339 1,500

Indigo Books & Music Inc. Common Shares Schwartz, Gerald Wilfred 3, 4, 6 02/03/2018 10 20.03 7,744,339 3,000

InMed Pharmaceuticals Inc. Options Adams, Eric Ashley 4, 5 08/03/2018 50 1.55 4,900,000 450,000

InMed Pharmaceuticals Inc. Options Charpentier, Jeff 5 08/03/2018 50 560,000 100,000

InMed Pharmaceuticals Inc. Options Mancini, Alexandra Diane Janet

5 08/03/2018 50 1.55 600,000 50,000

Input Capital Corp. Common Shares Input Capital Corp. 1 01/02/2018 38 1.5464 50,400 7,500

Input Capital Corp. Common Shares Input Capital Corp. 1 02/02/2018 38 1.55 51,200 800

Input Capital Corp. Common Shares Input Capital Corp. 1 21/02/2018 38 1.5 57,400 6,200

Input Capital Corp. Common Shares Input Capital Corp. 1 27/02/2018 38 20,400 -37,000

INSCAPE Corporation Subordinate Voting Shares CLASS B

Mirsky, Brian Anthony 4 08/03/2018 10 2.15 66,500 30,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2168



Acquired/ Disposed

Intact Financial Corporation Common Shares Tullis, Mark Alan 5 08/03/2018 10 99.04 72,605 -100


















Integra Resources Corp. (formerly, Mag Copper Limited)

Common Shares De Jong, Stephen Edward 4, 5 09/03/2018 10 1.07 2,339,582 10,000

Integra Resources Corp. (formerly, Mag Copper Limited)

Common Shares Salamis, George 4, 5 08/03/2018 10 1.0694 441,000 5,000

Inter Pipeline Ltd. Common Shares Shaw, Richard A. 4 07/03/2018 10 22.17 3,694 2,500

InterRent Real Estate Investment Trust

Instalment Receipts Amirault, Paul 4 11/05/2010 00


Instalment Receipts Amirault, Paul 4 05/03/2018 10 9.63 10,000 10,000


Deferred Units Awrey, Brian 5 31/12/2017 56 133,193 4,116


Deferred Units Awrey, Brian 5 05/03/2018 56 9.55 147,853 14,660


Instalment Receipts Bouzanis, Paul 4 05/03/2018 10 9.63 125,000 25,000


Deferred Units Cutsey, Bradley 5 05/03/2018 56 290,504 102,618


Deferred Units Drewniak, Osbert 5 05/03/2018 56 141,044 25,131


Instalment Receipts Leslie, Ronald A. 4 09/05/2011 00


Instalment Receipts Leslie, Ronald A. 4 05/03/2018 10 9.63 25,000 25,000


Deferred Units McGahan, Michael Darryl 4, 5 05/03/2018 56 1,904,407 253,403


Instalment Receipts McGahan, Michael Darryl 4, 5 05/03/2018 10 9.63 1,125,000 250,000


Deferred Units Millar, Curt 5 05/03/2018 56 191,742 31,414


Instalment Receipts Stone, Victor Reginald 4 05/03/2018 10 9.63 125,000 25,000

Inventronics Limited Common Shares MONETTE, SERGE 3 28/02/2018 10 0.22 182,600 -5,000

Inventronics Limited Common Shares MONETTE, SERGE 3 28/02/2018 10 0.21 460,000 5,000

Inventronics Limited Common Shares MONETTE, SERGE 3 28/02/2018 10 0.215 465,000 5,000

Inventus Mining Corp. Warrants Sprott, Eric S. 3 12/09/2017 55 0 -1,666,666

Invesque Inc. (formerly, Mainstreet Health Investments Inc.)

Rights Deferred Share Units

amadori, dan peter 4 31/12/2017 30 10,892 499



Benbow, Bradley 4 31/12/2017 30 21,765 950



Chester, Adlai 5 31/12/2017 30 70,658 1,936

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2169



Acquired/ Disposed



Dickson, Robert Earl 4 31/12/2017 30 14,832 666



Hawkins, Shaun 4 31/12/2017 30 27,375 1,276



Higgs, Scott David 5 31/12/2017 30 28,570 2,087



Turner, Paul Ezekiel 3 31/12/2017 30 10,780 600



Vyse, Katherine 4 31/12/2017 30 6,148 274



White, Scott 5 31/12/2017 30 68,867 4,968

Jamieson Wellness Inc. Common Shares Spooner, Steven Edward 4 18/10/2017 00

Jamieson Wellness Inc. Common Shares Spooner, Steven Edward 4 28/02/2018 10 20.91 100 100

Jamieson Wellness Inc. Common Shares Spooner, Steven Edward 4 28/02/2018 10 20.946 2,500 2,400

Jericho Oil Corporation (fka Dakar Resource Corp.)

Common Shares Wilson, Allen W 4 02/03/2018 10 0.7 1,785,608 10,000

Jericho Oil Corporation (fka Dakar Resource Corp.)

Common Shares Wilson, Allen W 4 05/03/2018 10 0.8 1,775,608 -10,000

JFT Strategies Fund Private Placement Units Akkawi, Ziyad Edward 4, 5 01/03/2018 11 28,426 13,426

JFT Strategies Fund Private Placement Units Mehta, Rohit Dev 4 01/05/2017 00 7,500

JFT Strategies Fund Private Placement Units Mehta, Rohit Dev 4 01/03/2018 11 31,667 24,167

Jiminex Inc. Common Shares Lerner, Michael Ian 5 02/03/2018 10 0.03 5,255,000 10,000

Just Energy Group Inc. Common Shares BROWN, JAMES 5 31/12/2017 30 23,319 2,757

Just Energy Group Inc. Common Shares DAVIDS, JONAH 5 31/12/2017 30 53,111 2,571

Just Energy Group Inc. Common Shares LEWIS, JAMES 5 31/12/2017 30 520,605 10,237

Just Energy Group Inc. Common Shares MCCULLOUGH, PATRICK 5 31/12/2017 30 171,423 7,523

Just Energy Group Inc. Common Shares MUNNELLY, MARGARET 5 02/03/2018 00 22,618

Just Energy Group Inc. Rights 2010 Restricted Share Grant Plan

MUNNELLY, MARGARET 5 02/03/2018 00 24,000

Kennady Diamonds Inc. Common Shares McCandless, Tom 4 06/02/2017 56 33,333

Kennady Diamonds Inc. Common Shares McCandless, Tom 4 06/02/2017 56 33,333

Kennady Diamonds Inc. Common Shares Restricted Share Units

McCandless, Tom 4 01/03/2016 00 33,333

Kennady Diamonds Inc. Rights Common Shares Restricted Share Units

Parsons, Robert Brian 4 06/02/2017 56 25,000

Kennady Diamonds Inc. Rights Common Shares Restricted Share Units

Parsons, Robert Brian 4 06/02/2017 56 25,000 25,000

Kennady Diamonds Inc. Common Shares Tornquist, Claudia 4 06/02/2017 56 25,000


Tornquist, Claudia 4 01/01/2016 00


Tornquist, Claudia 4 06/02/2017 56 25,000 25,000

Kinaxis Inc. Common Shares Kelly, David Peter 5 06/03/2018 51 45.31 6,250 6,250

Kinaxis Inc. Common Shares Kelly, David Peter 5 06/03/2018 10 83.506 0 -6,250

Kinaxis Inc. Common Shares Kelly, David Peter 5 06/03/2018 51 17.8 12,500 12,500

Kinaxis Inc. Common Shares Kelly, David Peter 5 06/03/2018 10 85.302 0 -12,500

Kinaxis Inc. Options Kelly, David Peter 5 06/03/2018 51 45.31 68,750 -6,250

Kinaxis Inc. Options Kelly, David Peter 5 06/03/2018 51 17.8 56,250 -12,500

Kinaxis Inc. Common Shares Paterson, Megan 5 06/03/2018 51 11.84 2,500


Kinaxis Inc. Common Shares Paterson, Megan 5 06/03/2018 10 84.995 -2,500






Insider Reporting

March 15, 2018

(2018), 41 OSCB 2170



Acquired/ Disposed

Kinaxis Inc. Common Shares Paterson, Megan 5 06/03/2018 51 11.84 2,817 2,500

Kinaxis Inc. Common Shares Paterson, Megan 5 06/03/2018 10 84.995 317 -2,500

Kinaxis Inc. Common Shares Paterson, Megan 5 06/03/2018 51 17.8 2,817 2,500

Kinaxis Inc. Common Shares Paterson, Megan 5 06/03/2018 10 83.936 317 -2,500

Kinaxis Inc. Options Paterson, Megan 5 05/03/2018 50 86.27 50,000 20,000

Kinaxis Inc. Options Paterson, Megan 5 06/03/2018 51 11.84 -2,500


Kinaxis Inc. Options Paterson, Megan 5 06/03/2018 51 17.8 2,500

Kinaxis Inc. Options Paterson, Megan 5 06/03/2018 51 17.8 2,500

Kinaxis Inc. Options Paterson, Megan 5 06/03/2018 51 11.84 47,500 -2,500



Kinaxis Inc. Options Paterson, Megan 5 06/03/2018 51 17.8 45,000 -2,500

Kinaxis Inc. Common Shares Ticala, Vasile Gelu 5 05/03/2018 51 25.49 300 300

Kinaxis Inc. Common Shares Ticala, Vasile Gelu 5 05/03/2018 10 85.6 0 -300

Kinaxis Inc. Options Ticala, Vasile Gelu 5 05/03/2018 51 25.49 300

Kinaxis Inc. Options Ticala, Vasile Gelu 5 05/03/2018 51 25.49 300

Kinaxis Inc. Options Ticala, Vasile Gelu 5 05/03/2018 51 25.49 -300

Kinaxis Inc. Options Ticala, Vasile Gelu 5 05/03/2018 51 25.49 -300

Kinaxis Inc. Options Ticala, Vasile Gelu 5 05/03/2018 51 25.49 52,825 -300

Kinross Gold Corporation Common Shares Jardine, Gina Maree 5 23/02/2018 51 2.42 95,895 21,994

Kinross Gold Corporation Common Shares Jardine, Gina Maree 5 23/02/2018 10 2.42 87,432 -8,463

Kinross Gold Corporation Options Jardine, Gina Maree 5 23/02/2018 59 2.42 318,588 -83,157

Kinross Gold Corporation Options Jardine, Gina Maree 5 23/02/2018 51 2.42 296,594 -21,994

Kirkland Lake Gold Ltd. Common Shares Wagner, Jennifer Laura 5 30/11/2016 00

Kirkland Lake Gold Ltd. Common Shares Wagner, Jennifer Laura 5 05/03/2018 51 4.95 40,000 40,000

Kirkland Lake Gold Ltd. Common Shares Wagner, Jennifer Laura 5 05/03/2018 10 20.41 0 -40,000

Kirkland Lake Gold Ltd. Options Wagner, Jennifer Laura 5 05/03/2018 51 125,002 -40,000

Klondex Mines Ltd. Common Shares Waterton Global Resource Management, Inc.

3 02/03/2018 10 1.76 7,068,621 1,571,561


3 07/03/2018 10 1.766 7,088,121 19,500


3 02/03/2018 10 1.76 7,079,316 1,571,562


3 07/03/2018 10 1.766 7,098,816 19,500

Labrador Iron Mines Holdings Limited

Common Shares Kearney, John Francis 4, 5 07/03/2018 10 0.02 270,301 85,300

Lanesborough Real Estate Investment Trust

Options Coleman, Earl 7 15/01/2018 52 0 -30,000

LAURENTIAN BANK OF CANADA

Unités d'actions différées Bastarache, Lise 4 02/03/2018 35 59.97 48


Unités d'actions différées Bastarache, Lise 4 02/03/2018 35 59.977 4,683 48










Common Shares Baxendale, Sonia 4 31/08/2016 00


Common Shares Baxendale, Sonia 4 05/03/2018 10 48.5 1,500 1,500


Unités d'actions différées Baxendale, Sonia 4 02/03/2018 35 59.977 2,305 24





Insider Reporting

March 15, 2018

(2018), 41 OSCB 2171



Acquired/ Disposed


Unités d'actions différées Bélanger, Richard 4 02/03/2018 35 59.977 2,141 22






Common Shares Boychuk, Michael T. 4 31/12/2017 35 56.769 673 27


Common Shares Boychuk, Michael T. 4 31/12/2017 35 56.769 603 24


Unités d'actions différées Boychuk, Michael T. 4 02/03/2018 35 59.977 5,984 61






Unités d'actions différées Campbell, Gordon 4 02/03/2018 35 59.977 1,031 11






Unités d'actions différées Courville, Isabelle 4 02/03/2018 35 59.977 8,267 84


Unités d'actions différées Courville, Isabelle 4 02/03/2018 35 52.82 8,366 99


Unités d'actions différées Courville, Isabelle 4 02/03/2018 56 51.871 9,402 1,036


Unités actions performance-UAP/Performance Share Units-PSUs

Farooqi, Sarim 5 06/02/2018 00


Unités actions performance-UAP/Performance Share Units-PSUs

Farooqi, Sarim 5 02/03/2018 56 52 3,327 3,327


Unités d'actions différées Labonté, Michel 4 02/03/2018 35 59.977 9,090 93






Common Shares Lavigne, A. Michel 4 06/03/2018 10 48.193 7,000 2,000


Unités d'actions différées Lavigne, A. Michel 4 02/03/2018 35 59.977 2,155 22






Droits à la plus value-DPVA/Stock Appreciation Rights-SARs

Lopresti, André 5 05/03/2018 59 0 -2,000


Unités d'actions différées Morris, David Dyson 4 31/10/2017 00


Unités d'actions différées Morris, David Dyson 4 02/03/2018 56 51.871 596 596


Common Shares Savoy, Michelle Renee 4 05/03/2018 46 48.68 5,034 190


Unités d'actions différées Savoy, Michelle Renee 4 02/03/2018 35 59.977 5,170 53






Unités d'actions différées Wener, Jonathan I. 4 02/03/2018 35 59.977 1,884 20

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2172



Acquired/ Disposed


Unités d'actions différées Wener, Jonathan I. 4 02/03/2018 35 52.82 1,906 22


Unités d'actions différées Wolburgh Jenah, Susan 4 02/03/2018 35 59.977 4,285 44





Leo Acquisitions Corp. Options Newman, G. Michael 4 05/03/2018 10 0.33 85,100 25,000

Leon's Furniture Limited Common Shares Pefanis, Constantine 5 05/03/2018 90 17.51 40,178 -3,250

Leon's Furniture Limited Common Shares Pefanis, Constantine 5 05/03/2018 90 17.51 1,500 1,400

Leon's Furniture Limited Common Shares Pefanis, Constantine 5 05/03/2018 90 17.51 11,520 1,850

Leucrotta Exploration Inc. Common Shares Zakresky, Robert John 5 02/03/2018 10 1.45 5,203,948 -200,000

Leucrotta Exploration Inc. Common Shares Zakresky, Robert John 5 02/03/2018 10 1.45 5,403,948 200,000

LexaGene Holdings Inc. (formerly, Wolfeye Resource Corp.)

Common Shares Regan, John 3, 8, 4, 6, 7, 1, 5, 2

20/02/2018 46 5,533,300 150,000

LexaGene Holdings Inc. (formerly, Wolfeye Resource Corp.)

Options Regan, John 3, 8, 4, 6, 7, 1, 5, 2

20/02/2018 50 1.15 680,000 150,000

Liberty Gold Corp. (formerly Pilot Gold Inc.)

Common Shares Everett, Calvin Clovis 5 07/03/2018 10 0.405 3,926,500 1,500






Common Shares Everett, Calvin Clovis 5 08/03/2018 10 0.405 3,987,000 500


Common Shares Everett, Calvin Clovis 5 22/02/2016 00


Common Shares Everett, Calvin Clovis 5 08/03/2018 10 0.415 18,500 18,500












Common Shares Pease, Robert 4 02/03/2018 54 0.4 407,800 100,000


Warrants Pease, Robert 4 02/03/2018 54 0.4 20,850 -100,000


Common Shares Tetzlaff, Sean Allan 4 08/03/2018 10 0.42 90,000 50,000


Warrants Tetzlaff, Sean Allan 4 04/03/2018 55 0.4 62,500 -400,000

Lightning Ventures Inc. Common Shares Pladson, Kelly Leanne 4 06/03/2018 46 0.05 7,750,000 400,000

Linamar Corporation Common Shares Harrison, William 4 25/09/2017 10 74.3 19,157 -1,000




Linamar Corporation Common Shares Harrison, William 4 26/09/2017 10 74.35 16,057 -100



Linamar Corporation Options Harrison, William 4 28/12/2005 52 0 -15,000

Linamar Corporation Options Harrison, William 4 25/09/2017 51 74.3 -1,000





Insider Reporting

March 15, 2018

(2018), 41 OSCB 2173



Acquired/ Disposed






Linamar Corporation Options Harrison, William 4 26/09/2017 51 74.345 -100








LIONS GATE ENTERTAINMENT CORP.

Non-Voting Shares Class B

Malone, John C. 4 01/03/2018 10 26.68 1,342,581 -87



Malone, John C. 4 01/03/2018 10 26.6 1,342,481 -100



Malone, John C. 4 01/03/2018 10 26.75 1,342,475 -6



Malone, John C. 4 01/03/2018 10 26.73 1,342,456 -19



Malone, John C. 4 01/03/2018 10 26.67 1,342,454 -2



Malone, John C. 4 01/03/2018 10 26.66 1,341,781 -673



Malone, John C. 4 01/03/2018 10 26.69 1,340,871 -910



Malone, John C. 4 01/03/2018 10 26.52 1,340,671 -200



Malone, John C. 4 01/03/2018 10 26.54 1,340,571 -100



Malone, John C. 4 01/03/2018 10 26.57 1,340,371 -200



Malone, John C. 4 01/03/2018 10 26.58 1,339,468 -903



Malone, John C. 4 01/03/2018 10 26.5 1,339,438 -30



Malone, John C. 4 01/03/2018 10 26.51 1,339,368 -70



Malone, John C. 4 01/03/2018 10 26.41 1,339,268 -100



Malone, John C. 4 01/03/2018 10 26.45 1,339,168 -100



Malone, John C. 4 01/03/2018 10 26.46 1,338,968 -200



Malone, John C. 4 01/03/2018 10 26.48 1,338,669 -299



Malone, John C. 4 01/03/2018 10 26.53 1,338,568 -101



Malone, John C. 4 01/03/2018 10 26.56 1,338,168 -400



Malone, John C. 4 01/03/2018 10 26.64 1,338,068 -100



Malone, John C. 4 01/03/2018 10 26.65 1,337,768 -300



Malone, John C. 4 01/03/2018 10 26.63 1,337,068 -700



Malone, John C. 4 01/03/2018 10 26.71 1,336,867 -201



Malone, John C. 4 01/03/2018 10 26.72 1,335,467 -1,400



Malone, John C. 4 01/03/2018 10 26.83 1,335,368 -99



Malone, John C. 4 01/03/2018 10 26.84 1,335,068 -300

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2174



Acquired/ Disposed



Malone, John C. 4 01/03/2018 10 26.87 1,334,868 -200



Malone, John C. 4 01/03/2018 10 26.8 1,334,568 -300



Malone, John C. 4 01/03/2018 10 26.86 1,334,418 -150



Malone, John C. 4 01/03/2018 10 26.85 1,334,328 -90



Malone, John C. 4 01/03/2018 10 26.92 1,333,868 -460



Malone, John C. 4 01/03/2018 10 26.97 1,333,768 -100



Malone, John C. 4 01/03/2018 10 27.03 1,333,720 -48



Malone, John C. 4 01/03/2018 10 27.02 1,332,368 -1,352



Malone, John C. 4 01/03/2018 10 27.05 1,332,278 -90



Malone, John C. 4 01/03/2018 10 27.27 1,332,178 -100



Malone, John C. 4 01/03/2018 10 27.5 1,331,942 -236



Malone, John C. 4 01/03/2018 10 27.35 1,331,842 -100



Malone, John C. 4 01/03/2018 10 27.75 1,331,706 -136



Malone, John C. 4 01/03/2018 10 27.71 1,331,242 -464



Malone, John C. 4 01/03/2018 10 27.72 1,331,142 -100



Malone, John C. 4 01/03/2018 10 27.62 1,330,542 -600



Malone, John C. 4 01/03/2018 10 27.7 1,329,939 -603



Malone, John C. 4 01/03/2018 10 27.6 1,329,439 -500



Malone, John C. 4 01/03/2018 10 27.56 1,328,174 -1,265



Malone, John C. 4 01/03/2018 10 27.61 1,327,474 -700



Malone, John C. 4 01/03/2018 10 27.68 1,327,374 -100



Malone, John C. 4 01/03/2018 10 27.69 1,326,677 -697



Malone, John C. 4 01/03/2018 10 27.67 1,326,077 -600



Malone, John C. 4 01/03/2018 10 27.64 1,325,977 -100



Malone, John C. 4 01/03/2018 10 27.65 1,325,377 -600



Malone, John C. 4 01/03/2018 10 27.63 1,325,077 -300



Malone, John C. 4 01/03/2018 10 27.57 1,324,577 -500



Malone, John C. 4 01/03/2018 10 27.42 1,324,502 -75



Malone, John C. 4 01/03/2018 10 27.37 1,324,102 -400



Malone, John C. 4 01/03/2018 10 27.48 1,323,002 -1,100



Malone, John C. 4 01/03/2018 10 27.55 1,322,302 -700



Malone, John C. 4 01/03/2018 10 27.53 1,321,402 -900



Malone, John C. 4 01/03/2018 10 27.58 1,319,802 -1,600

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2175



Acquired/ Disposed



Malone, John C. 4 01/03/2018 10 27.59 1,319,202 -600



Malone, John C. 4 01/03/2018 10 27.29 1,317,902 -1,300



Malone, John C. 4 01/03/2018 10 27 1,317,688 -214



Malone, John C. 4 01/03/2018 10 27.01 1,316,738 -950



Malone, John C. 4 01/03/2018 10 27.04 1,316,499 -239



Malone, John C. 4 01/03/2018 10 27.25 1,315,699 -800



Malone, John C. 4 01/03/2018 10 27.22 1,315,497 -202



Malone, John C. 4 01/03/2018 10 27.2 1,314,897 -600



Malone, John C. 4 01/03/2018 10 27.24 1,314,697 -200



Malone, John C. 4 01/03/2018 10 27.19 1,314,397 -300



Malone, John C. 4 01/03/2018 10 27.26 1,314,260 -137



Malone, John C. 4 01/03/2018 10 27.28 1,313,897 -363



Malone, John C. 4 01/03/2018 10 27.3 1,313,803 -94



Malone, John C. 4 01/03/2018 10 27.43 1,312,996 -807



Malone, John C. 4 01/03/2018 10 27.49 1,311,996 -1,000



Malone, John C. 4 01/03/2018 10 27.54 1,311,461 -535



Malone, John C. 4 01/03/2018 10 27.51 1,311,061 -400



Malone, John C. 4 01/03/2018 10 27.52 1,310,861 -200



Malone, John C. 4 01/03/2018 10 27.39 1,309,575 -1,286



Malone, John C. 4 01/03/2018 10 27.44 1,309,475 -100



Malone, John C. 4 01/03/2018 10 27.45 1,308,336 -1,139



Malone, John C. 4 01/03/2018 10 27.46 1,308,096 -240



Malone, John C. 4 01/03/2018 10 27.47 1,307,436 -660



Malone, John C. 4 01/03/2018 10 27.38 1,305,724 -1,712



Malone, John C. 4 01/03/2018 10 27.4 1,305,133 -591



Malone, John C. 4 01/03/2018 10 27.41 1,303,549 -1,584



Malone, John C. 4 01/03/2018 10 27.32 1,303,160 -389



Malone, John C. 4 01/03/2018 10 27.31 1,301,854 -1,306



Malone, John C. 4 01/03/2018 10 27.33 1,300,732 -1,122



Malone, John C. 4 01/03/2018 10 27.36 1,299,797 -935



Malone, John C. 4 01/03/2018 10 27.23 1,299,597 -200



Malone, John C. 4 01/03/2018 10 27.21 1,298,899 -698



Malone, John C. 4 01/03/2018 10 27.18 1,297,651 -1,248

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2176



Acquired/ Disposed



Malone, John C. 4 01/03/2018 10 27.06 1,296,977 -674



Malone, John C. 4 01/03/2018 10 27.17 1,296,199 -778



Malone, John C. 4 01/03/2018 10 27.16 1,295,353 -846



Malone, John C. 4 01/03/2018 10 27.15 1,293,569 -1,784



Malone, John C. 4 01/03/2018 10 27.14 1,291,158 -2,411



Malone, John C. 4 01/03/2018 10 27.125 1,290,758 -400



Malone, John C. 4 01/03/2018 10 27.135 1,290,358 -400



Malone, John C. 4 01/03/2018 10 27.09 1,289,938 -420



Malone, John C. 4 01/03/2018 10 27.07 1,289,002 -936



Malone, John C. 4 01/03/2018 10 27.085 1,288,902 -100



Malone, John C. 4 01/03/2018 10 27.08 1,288,402 -500



Malone, John C. 4 01/03/2018 10 27.095 1,288,302 -100



Malone, John C. 4 01/03/2018 10 27.105 1,288,200 -102



Malone, John C. 4 01/03/2018 10 27.13 1,285,778 -2,422



Malone, John C. 4 01/03/2018 10 27.12 1,281,521 -4,257



Malone, John C. 4 01/03/2018 10 27.115 1,280,821 -700



Malone, John C. 4 01/03/2018 10 27.1 1,278,618 -2,203



Malone, John C. 4 01/03/2018 10 27.11 1,272,668 -5,950

Lithium X Energy Corp. Common Shares Moubarak, Bassam 5 06/03/2018 10 2.19 260,000 58,500

Loblaw Companies Limited Common Shares Bourdeau, Jocyanne C. 5 05/03/2018 57 65.651 4,717 4,717

Loblaw Companies Limited Common Shares Bourdeau, Jocyanne C. 5 05/03/2018 10 65.651 0 -4,717

Loblaw Companies Limited Options Bourdeau, Jocyanne C. 5 01/03/2018 50 66.19 115,761 28,090

Loblaw Companies Limited Performance Share Units Bourdeau, Jocyanne C. 5 01/03/2018 56 11,191 3,777

Loblaw Companies Limited Performance Share Units Bourdeau, Jocyanne C. 5 05/03/2018 56 12,078 887

Loblaw Companies Limited Performance Share Units Bourdeau, Jocyanne C. 5 05/03/2018 57 65.651 9,276 -2,802

Loblaw Companies Limited Restricted Share Units Bourdeau, Jocyanne C. 5 01/03/2018 56 11,191 3,777

Loblaw Companies Limited Restricted Share Units Bourdeau, Jocyanne C. 5 05/03/2018 57 65.651 9,276 -1,915

Loblaw Companies Limited Common Shares Columb, Kieran Barry 5 02/03/2018 51 39.27 21,833 17,916

Loblaw Companies Limited Common Shares Columb, Kieran Barry 5 02/03/2018 10 64.34 3,917 -17,916

Loblaw Companies Limited Common Shares Columb, Kieran Barry 5 05/03/2018 57 65.651 16,617 12,700

Loblaw Companies Limited Common Shares Columb, Kieran Barry 5 05/03/2018 10 65.651 3,917 -12,700

Loblaw Companies Limited Options Columb, Kieran Barry 5 01/03/2018 50 66.19 371,033 43,071

Loblaw Companies Limited Options Columb, Kieran Barry 5 02/03/2018 51 39.27 353,117 -17,916

Loblaw Companies Limited Performance Share Units Columb, Kieran Barry 5 01/03/2018 56 21,588 5,791

Loblaw Companies Limited Performance Share Units Columb, Kieran Barry 5 05/03/2018 56 23,788 2,200

Loblaw Companies Limited Performance Share Units Columb, Kieran Barry 5 05/03/2018 57 65.651 16,338 -7,450

Loblaw Companies Limited Restricted Share Units Columb, Kieran Barry 5 01/03/2018 56 26,120 10,323

Loblaw Companies Limited Restricted Share Units Columb, Kieran Barry 5 05/03/2018 57 65.651 20,870 -5,250

Loblaw Companies Limited Common Shares Davis, Sarah Ruth 5 05/03/2018 57 65.651 16,083 14,606

Loblaw Companies Limited Common Shares Davis, Sarah Ruth 5 05/03/2018 10 65.651 1,477 -14,606

Loblaw Companies Limited Options Davis, Sarah Ruth 5 01/03/2018 50 66.19 440,589 101,124

Loblaw Companies Limited Performance Share Units Davis, Sarah Ruth 5 01/03/2018 56 48,360 13,597

Loblaw Companies Limited Performance Share Units Davis, Sarah Ruth 5 05/03/2018 56 50,890 2,530

Loblaw Companies Limited Performance Share Units Davis, Sarah Ruth 5 05/03/2018 57 65.651 42,322 -8,568

Loblaw Companies Limited Restricted Share Units Davis, Sarah Ruth 5 01/03/2018 56 39,052 13,597

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2177



Acquired/ Disposed

Loblaw Companies Limited Restricted Share Units Davis, Sarah Ruth 5 05/03/2018 57 65.651 33,014 -6,038

Loblaw Companies Limited Common Shares Dufresne, Richard 6, 5 05/03/2018 57 65.651 11,113 11,113

Loblaw Companies Limited Common Shares Dufresne, Richard 6, 5 05/03/2018 10 65.651 0 -11,113

Loblaw Companies Limited Performance Share Units Dufresne, Richard 6, 5 05/03/2018 56 26,409 1,925

Loblaw Companies Limited Performance Share Units Dufresne, Richard 6, 5 05/03/2018 57 65.651 19,890 -6,519

Loblaw Companies Limited Restricted Share Units Dufresne, Richard 6, 5 05/03/2018 57 65.651 10,582 -4,594

Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 01/02/2018 38 65.808 875,600 128,600

Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 02/02/2018 38 65.267 1,004,200 128,600










Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 28/02/2018 38 384,000 -1,877,786

Loblaw Companies Limited Common Shares Motz, Michael James 7 05/03/2018 57 65.651 53,177 10,230

Loblaw Companies Limited Common Shares Motz, Michael James 7 05/03/2018 10 65.651 42,947 -10,230

Loblaw Companies Limited Options Motz, Michael James 7 01/03/2018 50 66.19 255,728 92,135

Loblaw Companies Limited Performance Share Units Motz, Michael James 7 01/03/2018 56 42,131 12,389

Loblaw Companies Limited Performance Share Units Motz, Michael James 7 05/03/2018 56 43,903 1,772

Loblaw Companies Limited Performance Share Units Motz, Michael James 7 05/03/2018 57 65.651 37,902 -6,001

Loblaw Companies Limited Restricted Share Units Motz, Michael James 7 01/03/2018 56 56,354 12,389

Loblaw Companies Limited Restricted Share Units Motz, Michael James 7 05/03/2018 57 65.651 52,125 -4,229

Loblaw Companies Limited Options Myers, Darren 5 01/03/2018 50 66.19 177,909 92,135

Loblaw Companies Limited Options Myers, Darren 5 06/03/2018 00 85,774

Loblaw Companies Limited Performance Share Units Myers, Darren 5 01/03/2018 56 24,617 12,389

Loblaw Companies Limited Performance Share Units Myers, Darren 5 06/03/2018 00 12,228

Loblaw Companies Limited Restricted Share Units Myers, Darren 5 01/03/2018 56 65,628 12,389

Loblaw Companies Limited Restricted Share Units Myers, Darren 5 06/03/2018 00 53,239

Loblaw Companies Limited Common Shares Senecal, Garry 5 05/03/2018 57 65.651 23,347 9,526

Loblaw Companies Limited Common Shares Senecal, Garry 5 05/03/2018 10 65.651 13,821 -9,526

Loblaw Companies Limited Options Senecal, Garry 5 01/03/2018 50 66.19 281,377 72,097

Loblaw Companies Limited Performance Share Units Senecal, Garry 5 01/03/2018 56 37,671 9,694

Loblaw Companies Limited Performance Share Units Senecal, Garry 5 05/03/2018 56 39,321 1,650

Loblaw Companies Limited Performance Share Units Senecal, Garry 5 05/03/2018 57 65.651 33,733 -5,588

Loblaw Companies Limited Restricted Share Units Senecal, Garry 5 01/03/2018 56 28,218 9,694

Loblaw Companies Limited Restricted Share Units Senecal, Garry 5 05/03/2018 57 65.651 24,280 -3,938

Loblaw Companies Limited Common Shares Weston, Willard Galen Garfield

4, 5 02/03/2018 51 39.27 193,192 155,034


4, 5 02/03/2018 10 64.93 38,158 -155,034


4, 5 02/03/2018 51 39.27 70,158 32,000


4, 5 02/03/2018 10 64.92 42,327 -27,831


4, 5 05/03/2018 57 65.651 30,525


4, 5 05/03/2018 57 65.651 30,525


4, 5 05/03/2018 57 65.651 25,356


4, 5 05/03/2018 57 65.651 25,356


4, 5 05/03/2018 57 65.651 -30,525


4, 5 05/03/2018 57 65.651 -30,525

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2178



Acquired/ Disposed


4, 5 05/03/2018 57 65.651 98,208 55,881


4, 5 05/03/2018 10 65.651 67,683 -30,525

Loblaw Companies Limited Options Weston, Willard Galen Garfield

4, 5 01/03/2018 50 66.19 1,331,114 88,390


4, 5 02/03/2018 51 39.27 1,176,080 -155,034


4, 5 02/03/2018 51 39.27 1,144,080 -32,000

Loblaw Companies Limited Performance Share Units Weston, Willard Galen Garfield

4, 5 01/03/2018 56 67,478 11,885


4, 5 05/03/2018 56 5,287


4, 5 05/03/2018 56 5,287


4, 5 05/03/2018 57 65.651 -17,906


4, 5 05/03/2018 57 65.651 -17,906


4, 5 05/03/2018 56 77,157 9,679


4, 5 05/03/2018 57 65.651 44,377 -32,780

Loblaw Companies Limited Restricted Share Units Weston, Willard Galen Garfield

4, 5 01/03/2018 56 67,478 11,885


4, 5 05/03/2018 57 65.651 -12,619


4, 5 05/03/2018 57 65.651 -12,619


4, 5 05/03/2018 57 65.651 44,377 -23,101

Logistec Corporation Common Shares Class A LOGISTEC CORPORATION

1 08/03/2018 38 0 -200

Logistec Corporation Subordinate Voting Shares Class B

LOGISTEC CORPORATION

1 28/02/2018 38 300 -500

Logistec Corporation Subordinate Voting Shares Class B

LOGISTEC CORPORATION

1 08/03/2018 38 0 -300

Lotus Ventures Inc. Common Shares Mathiesen, Gary Kenneth 5 05/03/2018 10 0.43 678,500 -3,000




Lotus Ventures Inc. Common Shares Mathiesen, Steve 4 05/03/2018 10 0.44 98,000 -6,000




Lucara Diamond Corp. Common Shares McLeod-Seltzer, Catherine 4 02/03/2018 16 2.2557 4,400,000 400,000

Lucara Diamond Corp. Common Shares Thomas, Eira Margaret 4 02/03/2018 16 2.2557 5,192,000 1,192,000

Lundin Gold Inc. Common Shares Daniele, Carmela 4 05/01/2015 00 10,060,000

Lundin Gold Inc. Common Shares Daniele, Carmela 4 01/03/2018 10 4.9881 10,063,100 3,100



Lundin Gold Inc. Common Shares Daniele, Carmela 4 01/03/2018 10 4.985 10,066,400 200

Lundin Gold Inc. Common Shares Daniele, Carmela 4 01/03/2018 10 5 10,074,300 7,900


Lundin Gold Inc. Common Shares Daniele, Carmela 4 02/03/2018 10 5 10,655,600 11,300


Lundin Gold Inc. Common Shares Daniele, Carmela 4 02/03/2018 10 4.9733 10,660,000 900

M2 Cobalt Corp. Common Shares Harris, Graham 4 01/03/2018 10 0.74 83,500 25,000

M2 Cobalt Corp. Common Shares Harris, Graham 4 08/03/2018 10 0.7 108,500 25,000

Maccabi Ventures Inc. Common Shares Dearman, Ronald Edward 3 28/02/2018 10 0.1 1,624,000 1,000

Maccabi Ventures Inc. Common Shares Dearman, Ronald Edward 3 28/02/2018 10 0.09 5,000


Insider Reporting

March 15, 2018

(2018), 41 OSCB 2179



Acquired/ Disposed












Madison Pacific Properties Inc.

Non-Voting Shares Class C

Heung, Raymond 3 01/03/2018 10 3.22 8,137,517 -10,000



Heung, Raymond 3 01/03/2018 10 3.2 8,127,517 -10,000



Heung, Raymond 3 02/03/2018 10 3.2 8,102,517 -25,000

Mandalay Resources Corporation





































Common Shares GMT Capital Corp 3 01/03/2018 10 0.18 1,159,720 -400











Insider Reporting

March 15, 2018

(2018), 41 OSCB 2180



Acquired/ Disposed













Manulife Financial Corporation

Rights Restricted Share Units (RSU)

Adornato-Bearman, Stephanie

7 10/03/2017 00 2,178




7 31/12/2017 59 1,427 -751




7 31/12/2017 30 1,493 66


Common Shares Davis Watters, Linda 7 21/09/2016 00 4,351


Options Davis Watters, Linda 7 21/09/2016 00 5,650


Rights Deferred Share Units (DSU)

Davis Watters, Linda 7 21/09/2016 00 11,236



Davis Watters, Linda 7 15/12/2016 56 20,106 8,870



Davis Watters, Linda 7 31/01/2017 30 20,190 84






Davis Watters, Linda 7 21/09/2016 00 26,190



Davis Watters, Linda 7 31/12/2016 59 17,022 -9,168






Davis Watters, Linda 7 28/02/2017 56 24.61 23,345 6,125



Davis Watters, Linda 7 31/12/2017 59 15,194 -8,151





Options Ke, Nigel Wing Siu 7 05/06/2017 00


Options Ke, Nigel Wing Siu 7 05/06/2017 00 13,044


Options Ke, Nigel Wing Siu 7 27/02/2018 50 24.73 22,778 9,734


Rights Performance Share Units (PSU)

Ke, Nigel Wing Siu 7 05/06/2017 00



Ke, Nigel Wing Siu 7 05/06/2017 00 24,950



Ke, Nigel Wing Siu 7 31/12/2017 59 16,867 -8,083



Ke, Nigel Wing Siu 7 31/12/2017 30 17,482 615


Common Shares Pariath, Sebastian 7 26/03/2013 00


Common Shares Pariath, Sebastian 7 06/06/2013 51 6,382 6,382


Common Shares Pariath, Sebastian 7 06/06/2013 10 0 -6,382


Common Shares Pariath, Sebastian 7 07/12/2015 51 10,298 10,298



Insider Reporting

March 15, 2018

(2018), 41 OSCB 2181



Acquired/ Disposed


Common Shares Pariath, Sebastian 7 14/12/2016 51 8803 8,803 8,803




Options Pariath, Sebastian 7 26/03/2013 00


Options Pariath, Sebastian 7 26/03/2013 00 24,267


Options Pariath, Sebastian 7 06/06/2013 51 17,885 -6,382


Options Pariath, Sebastian 7 25/02/2014 50 29,324 11,439










Options Pariath, Sebastian 7 28/02/2017 50 24.61 68,642 16,739


Options Pariath, Sebastian 7 27/02/2018 50 24.73 82,856 14,214



Pariath, Sebastian 7 26/03/2013 00 2,599



Pariath, Sebastian 7 31/12/2013 30 2,655 56



Pariath, Sebastian 7 25/02/2014 56 5,263 2,608









Pariath, Sebastian 7 31/12/2015 59 4,980 -3,513















Pariath, Sebastian 7 31/12/2016 58 - Expiration of rights

9,474 -710



Pariath, Sebastian 7 28/02/2017 56 24.61 12,989 3,515






Pariath, Sebastian 7 31/12/2017 58 - Expiration of rights

9,580 -1,085






Pariath, Sebastian 7 26/03/2013 00 28,240
















Insider Reporting

March 15, 2018

(2018), 41 OSCB 2182



Acquired/ Disposed





















Pariath, Sebastian 7 28/02/2017 56 24.61 38,969 10,545






Pariath, Sebastian 7 31/12/2017 58 - Expiration of rights -1,085



Pariath, Sebastian 7 31/12/2017 58 - Expiration of rights -1,085





Common Shares Sheerin, Martin Ignatius 7 02/05/2016 00


Common Shares Sheerin, Martin Ignatius 7 01/12/2016 51 9,480 9,480


Common Shares Sheerin, Martin Ignatius 7 01/12/2016 10 0 -9,480


Options Sheerin, Martin Ignatius 7 02/05/2016 00


Options Sheerin, Martin Ignatius 7 02/05/2016 00 14,765


Options Sheerin, Martin Ignatius 7 01/12/2016 51 5,285 -9,480


Options Sheerin, Martin Ignatius 7 28/02/2017 50 24.61 17,712 12,427


Options Sheerin, Martin Ignatius 7 20/02/2018 52 12,427 -5,285


Options Sheerin, Martin Ignatius 7 27/02/2018 50 24.73 25,880 13,453



Sheerin, Martin Ignatius 7 02/05/2016 00



Sheerin, Martin Ignatius 7 28/02/2017 56 24.61 2,610 2,610



Sheerin, Martin Ignatius 7 31/12/2017 30 2,674 64



Sheerin, Martin Ignatius 7 02/05/2016 00 32,138



Sheerin, Martin Ignatius 7 31/12/2016 59 22,397 -9,741






Sheerin, Martin Ignatius 7 28/02/2017 56 24.61 31,127 7,829



Sheerin, Martin Ignatius 7 31/12/2017 59 20,467 -10,660





Common Shares Springer-Haynes, Renee 7 27/06/2016 00


Common Shares Springer-Haynes, Renee 7 27/06/2016 00


Common Shares Springer-Haynes, Renee 7 27/06/2016 00 2,467


Common Shares Springer-Haynes, Renee 7 31/12/2016 30 2,649 182

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2183



Acquired/ Disposed


Common Shares Springer-Haynes, Renee 7 31/12/2017 30 182


Common Shares Springer-Haynes, Renee 7 31/12/2017 30 2,922 273


Common Shares Springer-Haynes, Renee 7 31/01/2018 30 273



Springer-Haynes, Renee 7 27/06/2016 00 2,350



Springer-Haynes, Renee 7 31/12/2016 59 1,573 -777



Springer-Haynes, Renee 7 31/12/2016 30 1,614 41



Springer-Haynes, Renee 7 28/02/2017 56 24.61 3,212 1,598



Springer-Haynes, Renee 7 31/12/2017 59 2,459 -753



Springer-Haynes, Renee 7 31/12/2017 30 2,552 93



Van Den Broek, Mark Anton 7 13/11/2017 00 6,979



Van Den Broek, Mark Anton 7 31/12/2017 30 7,032 53


Options Yeo, Steven Hui Chin 7 01/03/2018 00 98,140



Yeo, Steven Hui Chin 7 01/03/2018 00 8,262



Yeo, Steven Hui Chin 7 01/03/2018 00 24,782

Maple Leaf Foods Inc. Rights PSU - Performance Share Units settled with market shares

Bonikowsky, Scott 5 01/03/2018 56 2,675 1,060

Maple Leaf Foods Inc. Rights Restricted Share Units settled with market shares

Bonikowsky, Scott 5 01/03/2018 56 3,444 1,060

Maple Leaf Foods Inc. Options Employee Brooks, Bentley Andrew 5 01/03/2018 50 63,250 21,000


Brooks, Bentley Andrew 5 01/03/2018 56 11,062 2,440


Brooks, Bentley Andrew 5 01/03/2018 56 12,063 2,440

Maple Leaf Foods Inc. Options Employee Cappuccitti, Rocco 5 01/03/2018 50 94,650 13,950


Cappuccitti, Rocco 5 01/03/2018 56 11,414 1,630


Cappuccitti, Rocco 5 01/03/2018 56 12,635 1,630

Maple Leaf Foods Inc. Options Employee Compton, Christopher Paul 5 01/03/2018 50 65,500 17,400


Compton, Christopher Paul 5 01/03/2018 56 8,689 2,045


Compton, Christopher Paul 5 01/03/2018 56 9,464 2,045


Elmer, Stephen Lloyd 5 01/03/2018 56 11,325 2,610


Elmer, Stephen Lloyd 5 01/03/2018 56 13,003 2,610

Maple Leaf Foods Inc. Options Employee Frank, Curtis Eugene 5 01/03/2018 50 113,050 27,900


Frank, Curtis Eugene 5 01/03/2018 56 16,141 3,265


Frank, Curtis Eugene 5 01/03/2018 56 38,919 3,265

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2184



Acquired/ Disposed


Gratton, Glen Lucien 5 01/03/2018 56 10,975 2,445


Gratton, Glen Lucien 5 01/03/2018 56 12,705 2,445

Maple Leaf Foods Inc. Options Employee Grogan, Adam John 5 01/03/2018 50 119,850 21,000


Grogan, Adam John 5 01/03/2018 56 15,088 2,440


Grogan, Adam John 5 01/03/2018 56 37,729 2,440

Maple Leaf Foods Inc. Options Employee Henry, Ian Vincent 5 01/03/2018 50 95,450 21,000


Henry, Ian Vincent 5 01/03/2018 56 14,847 2,440


Henry, Ian Vincent 5 01/03/2018 56 15,863 2,440

Maple Leaf Foods Inc. Common Shares Huffman, Randall 5 04/01/2018 30 32.559 9,702

Maple Leaf Foods Inc. Common Shares Huffman, Randall 5 04/01/2018 30 32.528 34,424 433

Maple Leaf Foods Inc. Options Employee Huffman, Randall 5 01/03/2018 50 162,500 27,900


Huffman, Randall 5 01/03/2018 56 21,056 3,265


Huffman, Randall 5 01/03/2018 56 22,681 3,265

Maple Leaf Foods Inc. Options Employee Kuhn, Lynda J. 5 01/03/2018 50 202,950 16,800


Kuhn, Lynda J. 5 01/03/2018 56 14,638 1,950


Kuhn, Lynda J. 5 01/03/2018 56 15,757 1,950

Maple Leaf Foods Inc. Options Employee Liris, Andreas 5 01/03/2018 50 59,050 17,400


Liris, Andreas 5 01/03/2018 56 9,326 2,045


Liris, Andreas 5 01/03/2018 56 10,634 2,045

Maple Leaf Foods Inc. Common Shares Maksymetz, Gary Louis 5 05/03/2018 10 32.27 109,709 -500

Maple Leaf Foods Inc. Common Shares Maksymetz, Gary Louis 5 06/03/2018 51 11.85 110,209 500

Maple Leaf Foods Inc. Options Employee Maksymetz, Gary Louis 5 01/03/2018 50 506,900 83,700

Maple Leaf Foods Inc. Options Employee Maksymetz, Gary Louis 5 06/03/2018 51 506,400 -500


Maksymetz, Gary Louis 5 01/03/2018 56 52,735 9,790


Maksymetz, Gary Louis 5 01/03/2018 56 55,873 9,790

Maple Leaf Foods Inc. Common Shares Maple Leaf Foods Inc. 1 09/03/2018 38 32.212 52,000 52,000

Maple Leaf Foods Inc. Common Shares Maple Leaf Foods Inc. 1 09/03/2018 38 0 -52,000

Maple Leaf Foods Inc. Common Shares McAlpine, Rory A. 5 06/03/2018 10 32.43 26,351 -9,700

Maple Leaf Foods Inc. Options Employee McAlpine, Rory A. 5 01/03/2018 50 37,750 13,950


McAlpine, Rory A. 5 01/03/2018 56 8,994 1,630


McAlpine, Rory A. 5 01/03/2018 56 9,769 1,630

Maple Leaf Foods Inc. Options Employee McCain, Michael Harrison 4, 5 01/03/2018 50 2,981,600 330,600


McCain, Michael Harrison 4, 5 01/03/2018 56 183,827 38,665

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2185



Acquired/ Disposed


McCain, Michael Harrison 4, 5 01/03/2018 56 189,988 38,665


McLean, Rene Richard 5 01/03/2018 56 19,105 4,080


McLean, Rene Richard 5 01/03/2018 56 18,137 4,080


Rawle, Michael Ross 5 01/03/2018 56 4,545 1,470


Rawle, Michael Ross 5 01/03/2018 56 6,041 1,470

Maple Leaf Foods Inc. Options Employee Simpson, Deborah Keenan 5 01/03/2018 50 278,450 52,350


Simpson, Deborah Keenan 5 01/03/2018 56 36,216 6,115


Simpson, Deborah Keenan 5 01/03/2018 56 38,286 6,115

Maple Leaf Foods Inc. Options Employee Stewart, Iain William 5 01/03/2018 50 94,900 21,000


Stewart, Iain William 5 01/03/2018 56 24,336 2,440


Stewart, Iain William 5 01/03/2018 56 25,339 2,440

Maple Leaf Foods Inc. Options Employee Young, Richard 5 01/03/2018 50 197,150 31,350


Young, Richard 5 01/03/2018 56 26,165 3,675


Young, Richard 5 01/03/2018 56 21,734 3,675

Martinrea International Inc. Performance Share Units D'Eramo, Frank Patrick 4 01/03/2018 46 14.57 48,602 9,950

Martinrea International Inc. Restricted Share Units D'Eramo, Frank Patrick 4 01/03/2018 46 14.57 48,602 9,950

Martinrea International Inc. Performance Share Units Wildeboer, Robert Peter Edward

4, 5 01/03/2018 46 14.57 48,602 9,950

Martinrea International Inc. Restricted Share Units Wildeboer, Robert Peter Edward

4, 5 01/03/2018 46 14.57 48,602 9,950

Mason Resources Corp. Common Shares Edwards, Alan R. 4 02/03/2018 36 400,569 7,092

Mason Resources Corp. Options Edwards, Alan R. 4 02/03/2018 51 277,500 -103,500

MAYA GOLD & SILVER INC. Common Shares Branchaud, René 4 02/03/2018 37 63,551 -190,653

MAYA GOLD & SILVER INC. Options Branchaud, René 4 02/03/2018 37 25,000 -75,000

MAYA GOLD & SILVER INC. Warrants Branchaud, René 4 02/03/2018 37 42,708 -128,125

MAYA GOLD & SILVER INC. Common Shares Mokaddem, Noureddine 3, 4, 5 02/03/2018 37 6,162,605 -18,487,816

MAYA GOLD & SILVER INC. Options Mokaddem, Noureddine 3, 4, 5 02/03/2018 37 250,000 -750,000

MAYA GOLD & SILVER INC. Warrants Mokaddem, Noureddine 3, 4, 5 02/03/2018 37 4,743,590 -14,230,769

MAYA GOLD & SILVER INC. Common Shares Sofronis, Nikolaos 4 02/03/2018 37 2,112,361 -6,337,084

MAYA GOLD & SILVER INC. Options Sofronis, Nikolaos 4 02/03/2018 37 25,000 -75,000

MAYA GOLD & SILVER INC. Common Shares Swenden, Eric 4 02/03/2018 37 1,851,336 -5,554,006

MAYA GOLD & SILVER INC. Common Shares Swenden, Eric 4 02/03/2018 37 36,161 -108,482



MAYA GOLD & SILVER INC. Options Swenden, Eric 4 02/03/2018 37 25,000 -75,000

MAYA GOLD & SILVER INC. Common Shares Taub, Robert 3, 4 02/03/2018 37 2,971,837 -8,915,509

MAYA GOLD & SILVER INC. Common Shares Taub, Robert 3, 4 02/03/2018 37 4,150,500 -12,451,500

MAYA GOLD & SILVER INC. Options Taub, Robert 3, 4 02/03/2018 37 25,000 -75,000

MAYA GOLD & SILVER INC. Common Shares Wong, Martin 4 02/03/2018 37 140,400 -421,200




MAYA GOLD & SILVER INC. Options Wong, Martin 4 02/03/2018 37 93,750 -281,250

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2186



Acquired/ Disposed

MAYA GOLD & SILVER INC. Warrants Wong, Martin 4 02/03/2018 37 47,900 -143,700

MBN Corporation Units MBN Corporation 1 05/03/2018 38 6.1 200 200

MBN Corporation Units MBN Corporation 1 05/03/2018 38 0 -200

MBN Corporation Units MBN Corporation 1 08/03/2018 38 6.12 100 100

MBN Corporation Units MBN Corporation 1 08/03/2018 38 0 -100

MCAN Mortgage Corporation Performance Share Units Beaudry, Martin 5 05/03/2018 56 18.154 3,719 2,266

MCAN Mortgage Corporation Performance Share Units Bouganim, Jeffrey Joseph 5 05/03/2018 56 18.154 19,731 4,651

MCAN Mortgage Corporation Performance Share Units Brown, Carl Scott 5 05/03/2018 56 18.154 7,416 1,875

MCAN Mortgage Corporation Common Shares Horton, Robert 5 31/03/2017 30 14.661 5,207 103




















MCAN Mortgage Corporation Common Shares Horton, Robert 5 30/11/2017 30 17.97 6,192 -49







MCAN Mortgage Corporation Performance Deferred Share Units

Horton, Robert 5 05/03/2018 56 18.154 7,619 2,692


Jandrisits, William John 4, 7, 5 05/03/2018 30 18.154 8,216


Jandrisits, William John 4, 7, 5 05/03/2018 30 18.154 8,216


Jandrisits, William John 4, 7, 5 05/03/2018 56 18.154 28,853 8,216

MCAN Mortgage Corporation Restricted Share Units Jensen, Michael Edward 5 05/03/2018 56 18.154 3,308 1,004

MCAN Mortgage Corporation Performance Share Units Lum, Jeffrey 5 05/03/2018 56 18.154 2,479

MCAN Mortgage Corporation Performance Share Units Lum, Jeffrey 5 05/03/2018 56 18.154 9,586 2,479

MCAN Mortgage Corporation Performance Share Units Patel, Dipti 5 05/03/2018 56 18.154 8,041 2,175


Pinto, Sylvia 5 05/03/2018 56 18.154 6,298 1,784

MCAN Mortgage Corporation Performance Share Units Randle, Emily Anne 5 05/02/2018 00

MCAN Mortgage Corporation Performance Share Units Randle, Emily Anne 5 05/03/2018 56 18.154 1,267 1,267

MCAN Mortgage Corporation Performance Share Units Tyas, John 5 05/03/2018 56 18.154 1,118

MCAN Mortgage Corporation Restricted Share Units Tyas, John 5 05/03/2018 56 5,291 1,118

MCAN Mortgage Corporation Common Shares Weaver, Karen H. 4 26/07/2017 10 14.9 0 -48

MCAN Mortgage Corporation Common Shares Zaidener, Leonard 5 27/02/2018 10 17.65 35,020 -5,380


MCAN Mortgage Corporation Common Shares Zaidener, Leonard 5 05/03/2018 10 17.53 15,206 -390


MCAN Mortgage Corporation Common Shares Zaidener, Leonard 5 05/03/2018 10 17.4 206 -1,800

MCAN Mortgage Corporation Performance Share Units Zaidener, Leonard 5 05/03/2018 56 18.154 10,282 4,041

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2187



Acquired/ Disposed

MDC Partners Inc. Restricted Stock Doft, David Benjamin 5 28/02/2018 56 110,669 53,476

MDC Partners Inc. Units Performance-Based Restricted Stock Units (Class A)

Gendel, Mitchell 5 28/02/2018 56 99,593 53,476

MDC Partners Inc. Restricted Stock (US) Kantor, Robert Andrew 5 28/02/2018 56 126,738 26,738

MDC Partners Inc. Restricted Stock (Class A Shares)

Kauffman, Scott L. 4, 5 28/02/2018 56 135,350 128,342

MDC Partners Inc. Restricted Stock (US) Ross, David Corwin 5 28/02/2018 56 126,738 26,738

Melcor Developments Ltd. Common Shares Pelletier, Guy 5 09/01/2018 00 250



Melcor Real Estate Investment Trust

Trust Units Melton, Andrew John 6 05/03/2018 10 8.15 107,300 800


Trust Units Melton, Andrew John 6 06/03/2018 10 8.15 108,500 1,200


Trust Units Rayburn, Darin Anthony 6 06/03/2018 10 8.16 131,075 2,490


Trust Units Rayburn, Darin Anthony 6 06/03/2018 10 8.17 131,475 400

Metalla Royalty & Streaming Ltd.

Options Hanagarne, Frank L. Jr 4 01/03/2018 00 150,000


Common Shares Tucker, E.B. 4 05/03/2018 10 0.5185 688,000 5,000


Common Shares Tucker, E.B. 4 06/03/2018 10 0.545 701,000 13,000

Methanex Corporation Common Shares ABRARY, NOJAN 7 09/03/2018 57 28,125 162

Methanex Corporation Rights Performance Share Units

ABRARY, NOJAN 7 02/03/2018 56 5,123 1,000


ABRARY, NOJAN 7 09/03/2018 57 4,961 -162


ABRARY, NOJAN 7 09/03/2018 59 4,798 -163


ABRARY, NOJAN 7 09/03/2018 58 - Expiration of rights

3,822 -976

Methanex Corporation Rights Share Appreciation Rights

ABRARY, NOJAN 7 02/03/2018 56 18,517 3,400

Methanex Corporation Rights Deferred Share Units

Arnell, Douglas James 4 02/03/2018 56 4,997 1,800


Boyd, Bradley 5 02/03/2018 56 10,601 5,000


Boyd, Bradley 5 09/03/2018 59 10,195 -406


Boyd, Bradley 5 09/03/2018 58 - Expiration of rights

8,974 -1,221


Boyd, Bradley 5 02/03/2018 56 59,700 17,000


Cameron, Ian Peter 5 02/03/2018 56 37,494 7,000


Cameron, Ian Peter 5 09/03/2018 59 35,867 -1,627


Cameron, Ian Peter 5 09/03/2018 58 - Expiration of rights

30,986 -4,881


Cameron, Ian Peter 5 02/03/2018 56 249,000 25,000

Methanex Corporation Common Shares Chadee, Rudinauth 7 09/03/2018 57 7,924 108

Methanex Corporation Options Chadee, Rudinauth 7 02/03/2018 56 21,300 2,000


Chadee, Rudinauth 7 02/03/2018 56 3,245 600


Chadee, Rudinauth 7 09/03/2018 57 3,137 -108


Chadee, Rudinauth 7 09/03/2018 59 3,029 -108


Chadee, Rudinauth 7 09/03/2018 58 - Expiration of rights

2,378 -651

Methanex Corporation Rights Restricted Share Units

Cook, Phillip Henry 4 02/03/2018 56 5,973 1,800

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2188



Acquired/ Disposed

Methanex Corporation Common Shares Daoust, Paul 7 09/03/2018 57 21,137 162


Daoust, Paul 7 02/03/2018 56 5,630 1,200


Daoust, Paul 7 09/03/2018 57 5,468 -162


Daoust, Paul 7 09/03/2018 59 5,305 -163


Daoust, Paul 7 09/03/2018 58 - Expiration of rights

4,329 -976


Daoust, Paul 7 02/03/2018 56 41,500 4,300


Floren, John 4, 5 02/03/2018 56 139,554 31,000


Floren, John 4, 5 09/03/2018 59 132,504 -7,050


Floren, John 4, 5 09/03/2018 58 - Expiration of rights

111,352 -21,152


Floren, John 4, 5 02/03/2018 56 639,000 108,000


Hamilton, Tom 4 02/03/2018 56 11,236 3,300


Henderson, Kevin 5 02/03/2018 56 16,334 5,000


Henderson, Kevin 5 09/03/2018 59 15,928 -406


Henderson, Kevin 5 09/03/2018 58 - Expiration of rights

14,707 -1,221


Henderson, Kevin 5 02/03/2018 56 83,900 18,000


Herz, Mike 7 02/03/2018 56 29,250 5,000


Herz, Mike 7 09/03/2018 59 27,623 -1,627


Herz, Mike 7 09/03/2018 58 - Expiration of rights

22,742 -4,881


Herz, Mike 7 02/03/2018 56 172,000 19,000

Methanex Corporation Common Shares Hexter, Paul 7 09/03/2018 57 2,989 81


Hexter, Paul 7 02/03/2018 56 3,522 1,200


Hexter, Paul 7 09/03/2018 57 3,441 -81


Hexter, Paul 7 09/03/2018 59 3,360 -81


Hexter, Paul 7 09/03/2018 58 - Expiration of rights

2,872 -488


Hexter, Paul 7 02/03/2018 56 22,751 4,300


James, Vanessa 7 02/03/2018 56 29,250 5,000


James, Vanessa 7 09/03/2018 59 27,623 -1,627


James, Vanessa 7 09/03/2018 58 - Expiration of rights

22,742 -4,881


James, Vanessa 7 02/03/2018 56 185,000 19,000


Kostelnik, Robert 4 02/03/2018 56 5,973 1,800

Methanex Corporation Common Shares LARRIVE, ALEJANDRO 7 09/03/2018 57 18,172 108


LARRIVE, ALEJANDRO 7 02/03/2018 56 4,159 1,200


LARRIVE, ALEJANDRO 7 09/03/2018 57 4,051 -108


LARRIVE, ALEJANDRO 7 09/03/2018 59 3,943 -108


LARRIVE, ALEJANDRO 7 09/03/2018 58 - Expiration of rights

3,292 -651

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2189



Acquired/ Disposed


LARRIVE, ALEJANDRO 7 02/03/2018 56 31,560 4,300

Methanex Corporation Common Shares Maddren, Simon Christopher

5 09/03/2018 57 10,540 203


Maddren, Simon Christopher

5 02/03/2018 56 6,484 1,200



5 09/03/2018 57 6,281 -203



5 09/03/2018 59 6,078 -203




4,857 -1,221



5 02/03/2018 56 45,600 4,300

Methanex Corporation Common Shares MALONEY, KEVIN 5 09/03/2018 57 26,543 203


MALONEY, KEVIN 5 02/03/2018 56 6,484 1,200


MALONEY, KEVIN 5 09/03/2018 57 6,281 -203


MALONEY, KEVIN 5 09/03/2018 59 6,078 -203


MALONEY, KEVIN 5 09/03/2018 58 - Expiration of rights

4,857 -1,221


MALONEY, KEVIN 5 02/03/2018 56 45,600 4,300


Parra, Gustavo 7 02/03/2018 56 6,684 1,400


Parra, Gustavo 7 09/03/2018 59 6,278 -406


Parra, Gustavo 7 09/03/2018 58 - Expiration of rights

5,057 -1,221


Parra, Gustavo 7 02/03/2018 56 50,100 4,900


Poole, Albert Terence 4 02/03/2018 56 66,223 1,800


Price, Kevin 5 02/03/2018 56 6,159 1,200


Price, Kevin 5 09/03/2018 59 5,834 -325


Price, Kevin 5 09/03/2018 58 - Expiration of rights

4,858 -976


Price, Kevin 5 02/03/2018 56 32,400 4,300

Methanex Corporation Common Shares RICHARDSON, DEAN 7 09/03/2018 57 12,177 177


RICHARDSON, DEAN 7 02/03/2018 56 5,647 1,200


RICHARDSON, DEAN 7 09/03/2018 57 5,470 -177


RICHARDSON, DEAN 7 09/03/2018 59 5,292 -178


RICHARDSON, DEAN 7 09/03/2018 58 - Expiration of rights

4,227 -1,065


RICHARDSON, DEAN 7 02/03/2018 56 47,415 4,300

Methanex Corporation Common Shares Shindy, Mohamed 7 09/03/2018 57 4,901 108


Shindy, Mohamed 7 02/03/2018 56 5,601 1,400


Shindy, Mohamed 7 09/03/2018 57 5,493 -108


Shindy, Mohamed 7 09/03/2018 59 5,385 -108


Shindy, Mohamed 7 09/03/2018 58 - Expiration of rights

4,734 -651


Shindy, Mohamed 7 02/03/2018 56 31,800 5,000

Methanex Corporation Common Shares Sumner, Rich 7, 5 09/03/2018 57 5,590 162

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2190



Acquired/ Disposed


Sumner, Rich 7, 5 02/03/2018 56 6,159 1,200


Sumner, Rich 7, 5 09/03/2018 57 5,997 -162


Sumner, Rich 7, 5 09/03/2018 59 5,834 -163


Sumner, Rich 7, 5 09/03/2018 58 - Expiration of rights

4,858 -976


Sumner, Rich 7, 5 02/03/2018 56 38,910 4,300

Methanex Corporation Common Shares Valembois, David 5 09/03/2018 57 5,843 53

Methanex Corporation Options Valembois, David 5 02/03/2018 56 14,625 1,600


Valembois, David 5 02/03/2018 56 2,389 500


Valembois, David 5 09/03/2018 57 2,336 -53


Valembois, David 5 09/03/2018 59 2,257 -79


Valembois, David 5 09/03/2018 58 - Expiration of rights

1,858 -399


WALKER, MARGARET REESE

4 02/03/2018 56 5,973 1,800


Warmbold, Benita Marie 4 02/03/2018 56 5,393 1,800

Methanex Corporation Common Shares Wiggins, Wade 7, 5 09/03/2018 57 25,070 162

Methanex Corporation Options Wiggins, Wade 7, 5 02/03/2018 56 49,800 4,300


Wiggins, Wade 7, 5 02/03/2018 56 6,484 1,200


Wiggins, Wade 7, 5 09/03/2018 57 6,322 -162


Wiggins, Wade 7, 5 09/03/2018 59 6,078 -244


Wiggins, Wade 7, 5 09/03/2018 58 - Expiration of rights

4,857 -1,221

Metro inc. Common Shares Boulanger, Serge 5 02/03/2018 51 17.717 32,280 6,480

Metro inc. Common Shares Boulanger, Serge 5 02/03/2018 10 41.002 25,800 -6,480

Metro inc. Options Boulanger, Serge 5 02/03/2018 51 17.717 77,620 -6,480

Metro inc. Common Shares Rivet, Simon 5 02/03/2018 51 15.713 32,490 10,800

Metro inc. Common Shares Rivet, Simon 5 02/03/2018 10 41.002 21,690 -10,800

Metro inc. Options Rivet, Simon 5 02/03/2018 51 15.713 55,600 -10,800

Metro inc. Common Shares Sbrugnera, Roberto 5 01/03/2018 51 15.713 13,140 3,300

Metro inc. Common Shares Sbrugnera, Roberto 5 01/03/2018 10 40.7 10,000 -3,140

Metro inc. Options Sbrugnera, Roberto 5 01/03/2018 51 15.713 24,200 -3,300

Midas Gold Corp. Options Barnes, Robert 5 01/02/2018 51 0.71 70,000

Midas Gold Corp. Options Barnes, Robert 5 01/02/2018 40 0.71 70,000

Midas Gold Corp. Options Barnes, Robert 5 01/02/2018 51 0.71 1,515,000 70,000

Middlefield Can-Global REIT Income Fund

Trust Units Middlefield Can-Global REIT Income Fund

1 05/03/2018 38 11.3 4,362,287 900

Middlefield Healthcare & Life Sciences Dividend Fund

Trust Units Middlefield Healthcare & Life Sciences Dividend Fund

1 02/03/2018 38 9.4069 787,500 5,100



1 05/03/2018 38 9.5671 792,300 4,800



1 06/03/2018 38 9.6197 804,500 12,200



1 07/03/2018 38 9.6363 808,500 4,000



1 08/03/2018 38 9.6328 811,000 2,500

Middlefield Healthcare & Wellness Dividend Fund

Trust Units Middlefield Healthcare & Wellness Dividend Fund

1 05/03/2018 38 9.7554 864,700 1,300

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2191



Acquired/ Disposed



1 06/03/2018 38 9.8171 867,100 2,400



1 07/03/2018 38 9.82 867,400 300

Midpoint Holdings Ltd. Common Shares Comishin, Corbin Patrick Miklor

4, 5 07/02/2018 90 0.16 1,745,366 -206,250


4, 5 07/02/2018 90 0.16 418,509 103,125


4, 5 07/02/2018 90 0.16 418,509 103,125

Midpoint Holdings Ltd. (formerly Javelina Resources Ltd.)

Common Shares Comishin, Corbin Patrick Miklor

4, 5 26/04/2013 00



4, 5 26/04/2013 00



4, 5 26/10/2017 16 0.075 533,333



4, 5 26/10/2017 16 0.075 533,333

MINT Income Fund Trust Units MINT Income Fund 1 05/03/2018 38 6.9013 72,009,227 800

MINT Income Fund Trust Units MINT Income Fund 1 06/03/2018 38 6.9375 72,010,827 1,600

MINT Income Fund Trust Units MINT Income Fund 1 08/03/2018 38 6.9085 72,012,827 2,000

Miramont Resources Corp. Options Peniuk, Dale Canfield 4 06/03/2018 00

Miramont Resources Corp. Options Peniuk, Dale Canfield 4 06/03/2018 50 0.37 300,000 300,000

Miramont Resources Corp. Warrants Peniuk, Dale Canfield 4 06/03/2018 00 150,000

Miramont Resources Corp. Warrants Peniuk, Dale Canfield 4 06/03/2018 00 150,000

Mitel Networks Corporation Common Shares Performance Stock Units

Abbott, Todd 5 04/04/2017 00 61,125

Mitel Networks Corporation Restricted Stock Units Abbott, Todd 5 28/02/2018 56 101,125 61,125

Mitel Networks Corporation Common Shares Agnes, Robert Dale 5 01/03/2018 56 23,177 8,750

Mitel Networks Corporation Common Shares Agnes, Robert Dale 5 02/03/2018 10 8.0278 19,713 -3,464

Mitel Networks Corporation Common Shares Agnes, Robert Dale 5 05/03/2018 57 34,763 15,050

Mitel Networks Corporation Performance Stock Units Agnes, Robert Dale 5 28/02/2018 56 96,125 61,125

Mitel Networks Corporation Performance Stock Units Agnes, Robert Dale 5 05/03/2018 57 -15,050

Mitel Networks Corporation Performance Stock Units Agnes, Robert Dale 5 05/03/2018 57 -15,050

Mitel Networks Corporation Units Restricted Stock Units

Agnes, Robert Dale 5 28/02/2018 56 133,725 61,125


Agnes, Robert Dale 5 01/03/2018 57 124,975 -8,750


Agnes, Robert Dale 5 05/03/2018 57 109,925 -15,050

Mitel Networks Corporation Common Shares Bejar, Martha Helena 4 01/03/2018 57 16,629 14,500

Mitel Networks Corporation Common Shares Bejar, Martha Helena 4 01/03/2018 10 8.1437 16,039 -590

Mitel Networks Corporation Common Shares Bejar, Martha Helena 4 02/03/2018 57 17,078 1,039

Mitel Networks Corporation Rights Restricted Stock Units

Bejar, Martha Helena 4 01/03/2018 57 0 -14,500


Bejar, Martha Helena 4 02/03/2018 56 1,039 1,039


Bejar, Martha Helena 4 02/03/2018 57 0 -1,039

Mitel Networks Corporation Common Shares Bellomo, Anthony John 5 01/03/2018 57 10,454 6,250

Mitel Networks Corporation Common Shares Bellomo, Anthony John 5 02/03/2018 10 8.0278 7,499 -2,955

Mitel Networks Corporation Common Shares Bellomo, Anthony John 5 05/03/2018 57 9,774 2,275

Mitel Networks Corporation Common Shares Bellomo, Anthony John 5 06/03/2018 10 8.0086 8,701 -1,073


Bellomo, Anthony John 5 28/02/2018 56 53,300 20,000


Bellomo, Anthony John 5 01/03/2018 57 47,050 -6,250


Bellomo, Anthony John 5 05/03/2018 57 46,275 -775


Bellomo, Anthony John 5 05/03/2018 57 44,775 -1,500

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2192



Acquired/ Disposed

Mitel Networks Corporation Common Shares Bevington, Graham 5 01/03/2018 57 54,595 8,000

Mitel Networks Corporation Common Shares Bevington, Graham 5 02/03/2018 10 8.0278 52,162 -2,433

Mitel Networks Corporation Common Shares Bevington, Graham 5 05/03/2018 57 86,562 34,400

Mitel Networks Corporation Common Shares Bevington, Graham 5 06/03/2018 10 8.0086 77,957 -8,605

Mitel Networks Corporation Performance Stock Units Bevington, Graham 5 28/02/2018 56 53,394 21,394

Mitel Networks Corporation Restricted Stock Units Bevington, Graham 5 28/02/2018 56 139,069 21,394

Mitel Networks Corporation Restricted Stock Units Bevington, Graham 5 01/03/2018 57 131,069 -8,000



Mitel Networks Corporation Common Shares Durow, Wesley Dean 5 01/03/2018 57 22,782 8,000

Mitel Networks Corporation Common Shares Durow, Wesley Dean 5 02/03/2018 10 8.0278 20,349 -2,433

Mitel Networks Corporation Common Shares Durow, Wesley Dean 5 05/03/2018 57 30,474 10,125

Mitel Networks Corporation Common Shares Durow, Wesley Dean 5 06/03/2018 10 8.0086 27,865 -2,609

Mitel Networks Corporation Performance Stock Units Durow, Wesley Dean 5 28/02/2018 56 68,675 36,675


Durow, Wesley Dean 5 28/02/2018 56 109,050 36,675


Durow, Wesley Dean 5 01/03/2018 57 101,050 -8,000


Durow, Wesley Dean 5 05/03/2018 57 90,925 -10,125

Mitel Networks Corporation Common Shares Hiscock, Gregory 5 01/03/2018 57 12,915 6,250

Mitel Networks Corporation Common Shares Hiscock, Gregory 5 02/03/2018 10 8.0278 9,960 -2,955

Mitel Networks Corporation Common Shares Hiscock, Gregory 5 05/03/2018 57 16,060 6,100

Mitel Networks Corporation Common Shares Hiscock, Gregory 5 06/03/2018 10 8.0086 13,194 -2,866

Mitel Networks Corporation Restricted Stock Units Hiscock, Gregory 5 28/02/2018 56 61,200 20,000

Mitel Networks Corporation Restricted Stock Units Hiscock, Gregory 5 01/03/2018 57 54,950 -6,250



Mitel Networks Corporation Common Shares Lokar, Thomas Gerald 5 01/03/2018 57 8,000 8,000

Mitel Networks Corporation Common Shares Lokar, Thomas Gerald 5 02/03/2018 10 8.0278 5,581 -2,419

Mitel Networks Corporation Common Shares Lokar, Thomas Gerald 5 05/03/2018 57 30,644 25,063

Mitel Networks Corporation Common Shares Lokar, Thomas Gerald 5 06/03/2018 10 8 30,000 -644

Mitel Networks Corporation Common Shares Lokar, Thomas Gerald 5 06/03/2018 10 8.0086 23,757 -6,243

Mitel Networks Corporation Performance Stock Units Lokar, Thomas Gerald 5 28/02/2018 56 63,174 31,174


Lokar, Thomas Gerald 5 28/02/2018 56 128,487 31,174


Lokar, Thomas Gerald 5 01/03/2018 57 120,487 -8,000





Mitel Networks Corporation Common Shares Matthews, Terence Hedley 4 02/03/2018 57 56,034 3,820

Mitel Networks Corporation Common Shares Matthews, Terence Hedley 4 05/03/2018 10 8.08 54,205 -1,829

Mitel Networks Corporation Common Shares Matthews, Terence Hedley 4 05/03/2018 10 10.55 2,619,898 -146,792




Matthews, Terence Hedley 4 02/03/2018 56 3,820 3,820


Matthews, Terence Hedley 4 02/03/2018 57 0 -3,820

Mitel Networks Corporation Common Shares McAnuff, Colin Ross 5 01/03/2018 57 5,666 3,375

Mitel Networks Corporation Common Shares McAnuff, Colin Ross 5 02/03/2018 10 8.0278 3,799 -1,867


McAnuff, Colin Ross 5 28/02/2018 56 48,500 20,000


McAnuff, Colin Ross 5 01/03/2018 57 45,125 -3,375

Mitel Networks Corporation Common Shares McBee, Richard 4, 5 01/03/2018 57 352,831 54,250

Mitel Networks Corporation Common Shares McBee, Richard 4, 5 02/03/2018 10 8.0278 332,395 -20,436

Mitel Networks Corporation Common Shares McBee, Richard 4, 5 05/03/2018 57 448,082 115,687

Mitel Networks Corporation Common Shares McBee, Richard 4, 5 06/03/2018 10 8.0086 402,035 -46,047

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2193



Acquired/ Disposed

Mitel Networks Corporation Performance Stock Units McBee, Richard 4, 5 28/02/2018 56 461,499 244,499

Mitel Networks Corporation Restricted Stock Units McBee, Richard 4, 5 28/02/2018 56 750,250 244,499

Mitel Networks Corporation Restricted Stock Units McBee, Richard 4, 5 01/03/2018 57 696,000 -54,250



Mitel Networks Corporation Common Shares McCarthy, Michael William 5 05/03/2018 57 9,861 3,562

Mitel Networks Corporation Common Shares McCarthy, Michael William 5 06/03/2018 10 8.0086 8,781 -1,080

Mitel Networks Corporation Restricted Stock Units McCarthy, Michael William 5 28/02/2018 56 49,751 25,000

Mitel Networks Corporation Restricted Stock Units McCarthy, Michael William 5 05/03/2018 57 48,126 -1,625

Mitel Networks Corporation Restricted Stock Units McCarthy, Michael William 5 05/03/2018 57 46,189 -1,937

Mitel Networks Corporation Common Shares McHugh, John 4 02/03/2018 57 85,286 2,078


McHugh, John 4 02/03/2018 56 2,078 2,078


McHugh, John 4 02/03/2018 57 0 -2,078

Mitel Networks Corporation Common Shares Pethakas, Steve 5 06/10/2016 00 3,125

Mitel Networks Corporation Common Shares Pethakas, Steve 5 02/03/2018 10 8.028 1,396 -1,729

Mitel Networks Corporation Restricted Stock Units Pethakas, Steve 5 28/02/2018 56 32,500 20,000

Mitel Networks Corporation Restricted Stock Units Pethakas, Steve 5 01/03/2018 57 29,375 -3,125

Mitel Networks Corporation Common Shares Performance Stock Units

Rezaei, Jamshid 5 04/04/2017 00 24,450

Mitel Networks Corporation Restricted Stock Units Rezaei, Jamshid 5 28/02/2018 56 60,452 24,450

Mitel Networks Corporation Common Shares Spooner, Steven Edward 5 01/03/2018 57 203,104 16,750

Mitel Networks Corporation Common Shares Spooner, Steven Edward 5 02/03/2018 10 8.027 195,191 -7,913

Mitel Networks Corporation Common Shares Spooner, Steven Edward 5 05/03/2018 57 252,266 57,075

Mitel Networks Corporation Common Shares Spooner, Steven Edward 5 06/03/2018 10 8.0086 225,504 -26,762

Mitel Networks Corporation Performance Stock Units Spooner, Steven Edward 5 28/02/2018 56 152,575 85,575

Mitel Networks Corporation Restricted Stock Units Spooner, Steven Edward 5 28/02/2018 56 300,475 85,575

Mitel Networks Corporation Restricted Stock Units Spooner, Steven Edward 5 01/03/2018 57 283,725 -16,750



Mitel Networks Corporation Common Shares Touray, Mahawa Vanessa 5 01/03/2018 57 12,500 12,500

Mitel Networks Corporation Common Shares Touray, Mahawa Vanessa 5 02/03/2018 10 8.028 6,594 -5,906

Mitel Networks Corporation Common Shares Touray, Mahawa Vanessa 5 05/03/2018 57 9,119 2,525

Mitel Networks Corporation Common Shares Touray, Mahawa Vanessa 5 06/03/2018 10 8.0086 7,929 -1,190


Touray, Mahawa Vanessa 5 28/02/2018 56 103,050 45,000


Touray, Mahawa Vanessa 5 01/03/2018 57 90,550 -12,500


Touray, Mahawa Vanessa 5 05/03/2018 57 89,775 -775


Touray, Mahawa Vanessa 5 05/03/2018 57 88,025 -1,750

Mogo Finance Technology Inc.

Common Shares Feller, David Marshall 3, 4, 5 18/06/2015 00

Mogo Finance Technology Inc.

Common Shares Feller, David Marshall 3, 4, 5 08/03/2018 10 4.655 5,000 5,000

Morneau Shepell Inc. Common Shares Bachand, Luc 4 05/05/2017 00 2,000

Mosaic Capital Corporation Common Shares Mackay, John 4, 6, 7, 5 31/12/2017 30 9.59 311,228 17,907

Mullen Group Ltd. Common Shares McGinley, Christine Ellen 4 06/03/2018 10 14.71 2,720 1,825

MYM Nutraceuticals Inc. Common Shares Ramage, Ian 4 06/03/2018 10 2.84 62,444 -10,000

National Access Cannabis Corp. (formerly Brassneck Capital Corp.)

Options Rifici, Charles 4 27/02/2018 50 1,125,000 125,000

National Bank of Canada Common Shares Banque Nationale du Canada

1 01/03/2018 38 62.26 200 200


1 01/03/2018 38 62.27 1,100 900


1 01/03/2018 38 62.3 3,100 2,000


1 01/03/2018 38 62.31 5,600 2,500

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2194



Acquired/ Disposed


1 01/03/2018 38 62.33 6,200 600


1 01/03/2018 38 62.36 7,100 900


1 01/03/2018 38 62.37 8,100 1,000


1 01/03/2018 38 62.38 9,300 1,200


1 01/03/2018 38 62.41 9,800 500


1 01/03/2018 38 62.43 11,400 1,600


1 01/03/2018 38 62.45 12,000 600


1 01/03/2018 38 62.46 12,400 400


1 01/03/2018 38 62.47 12,900 500


1 01/03/2018 38 62.49 14,500 1,600


1 01/03/2018 38 62.51 14,700 200


1 01/03/2018 38 62.53 16,600 1,900


1 01/03/2018 38 62.54 17,600 1,000


1 01/03/2018 38 62.55 18,100 500


1 01/03/2018 38 62.56 19,000 900


1 01/03/2018 38 62.57 19,200 200


1 01/03/2018 38 62.58 20,700 1,500


1 01/03/2018 38 62.59 22,200 1,500


1 01/03/2018 38 62.6 23,000 800


1 01/03/2018 38 62.61 24,600 1,600


1 01/03/2018 38 62.62 26,800 2,200


1 01/03/2018 38 62.64 27,300 500


1 01/03/2018 38 62.65 29,500 2,200


1 01/03/2018 38 62.66 30,100 600


1 01/03/2018 38 62.68 32,800 2,700


1 01/03/2018 38 62.69 34,900 2,100


1 01/03/2018 38 62.7 36,900 2,000


1 01/03/2018 38 62.71 39,100 2,200


1 01/03/2018 38 62.72 43,300 4,200


1 01/03/2018 38 62.73 46,500 3,200


1 01/03/2018 38 62.74 49,200 2,700


1 01/03/2018 38 62.75 55,500 6,300


1 01/03/2018 38 62.76 59,200 3,700

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2195



Acquired/ Disposed


1 01/03/2018 38 62.77 61,600 2,400


1 01/03/2018 38 62.78 64,400 2,800


1 01/03/2018 38 62.79 72,900 8,500


1 01/03/2018 38 62.8 78,100 5,200


1 01/03/2018 38 62.81 82,100 4,000


1 01/03/2018 38 62.82 88,900 6,800


1 01/03/2018 38 62.83 93,400 4,500


1 01/03/2018 38 62.84 96,800 3,400


1 01/03/2018 38 62.845 96,900 100


1 01/03/2018 38 62.85 106,000 9,100


1 01/03/2018 38 62.86 110,100 4,100


1 01/03/2018 38 62.87 116,100 6,000


1 01/03/2018 38 62.88 118,500 2,400


1 01/03/2018 38 62.89 126,700 8,200


1 01/03/2018 38 62.9 134,400 7,700


1 01/03/2018 38 62.91 141,500 7,100


1 01/03/2018 38 62.92 146,100 4,600


1 01/03/2018 38 62.93 154,500 8,400


1 01/03/2018 38 62.94 155,300 800


1 01/03/2018 38 62.945 155,400 100


1 01/03/2018 38 62.95 157,200 1,800


1 01/03/2018 38 62.97 159,300 2,100


1 01/03/2018 38 62.98 161,900 2,600


1 01/03/2018 38 62.99 167,100 5,200


1 01/03/2018 38 63 170,400 3,300


1 01/03/2018 38 63.01 172,000 1,600


1 01/03/2018 38 63.04 174,100 2,100


1 01/03/2018 38 63.07 181,600 7,500


1 01/03/2018 38 63.09 181,800 200


1 01/03/2018 38 63.11 184,600 2,800


1 01/03/2018 38 63.22 184,900 300


1 01/03/2018 38 63.23 191,000 6,100


1 01/03/2018 38 63.27 195,600 4,600

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2196



Acquired/ Disposed


1 01/03/2018 38 63.3 195,900 300


1 01/03/2018 38 63.31 196,500 600


1 01/03/2018 38 63.32 197,000 500


1 01/03/2018 38 63.34 200,000 3,000


1 02/03/2018 38 62.9 200,800 800


1 02/03/2018 38 63.03 201,800 1,000


1 02/03/2018 38 63.06 202,500 700


1 02/03/2018 38 63.075 202,600 100


1 02/03/2018 38 63.08 203,200 600


1 02/03/2018 38 63.09 204,100 900


1 02/03/2018 38 63.12 204,200 100


1 02/03/2018 38 63.13 205,200 1,000


1 02/03/2018 38 63.14 206,600 1,400


1 02/03/2018 38 63.15 207,600 1,000


1 02/03/2018 38 63.155 100


1 02/03/2018 38 63.155 100


1 02/03/2018 38 63.165 207,700 100


1 02/03/2018 38 63.17 208,400 700


1 02/03/2018 38 63.175 208,700 300


1 02/03/2018 38 63.18 209,000 300


1 02/03/2018 38 63.2 210,200 1,200


1 02/03/2018 38 63.21 214,200 4,000


1 02/03/2018 38 63.22 217,100 2,900


1 02/03/2018 38 63.23 218,400 1,300


1 02/03/2018 38 63.235 218,500 100


1 02/03/2018 38 63.24 226,800 8,300


1 02/03/2018 38 63.245 227,600 800


1 02/03/2018 38 63.25 234,900 7,300


1 02/03/2018 38 63.255 235,200 300


1 02/03/2018 38 63.26 242,900 7,700


1 02/03/2018 38 63.27 248,000 5,100


1 02/03/2018 38 63.275 248,500 500


1 02/03/2018 38 63.28 260,500 12,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2197



Acquired/ Disposed


1 02/03/2018 38 63.29 260,600 100


1 02/03/2018 38 63.3 263,400 2,800


1 02/03/2018 38 63.31 272,300 8,900


1 02/03/2018 38 63.32 275,500 3,200


1 02/03/2018 38 63.33 276,200 700


1 02/03/2018 38 63.34 276,300 100


1 02/03/2018 38 63.35 278,800 2,500


1 02/03/2018 38 63.36 283,200 4,400


1 02/03/2018 38 63.365 283,600 400


1 02/03/2018 38 63.37 286,300 2,700


1 02/03/2018 38 63.38 291,800 5,500


1 02/03/2018 38 63.39 296,400 4,600


1 02/03/2018 38 63.395 297,300 900


1 02/03/2018 38 63.4 301,800 4,500


1 02/03/2018 38 63.41 315,500 13,700


1 02/03/2018 38 63.415 316,400 900


1 02/03/2018 38 63.42 321,700 5,300


1 02/03/2018 38 63.425 321,800 100


1 02/03/2018 38 63.43 328,800 7,000


1 02/03/2018 38 63.44 346,800 18,000


1 02/03/2018 38 63.445 347,000 200


1 02/03/2018 38 63.45 360,800 13,800


1 02/03/2018 38 63.46 372,900 12,100


1 02/03/2018 38 63.47 375,800 2,900


1 02/03/2018 38 63.475 375,900 100


1 02/03/2018 38 63.48 386,700 10,800


1 02/03/2018 38 63.49 403,800 17,100


1 02/03/2018 38 63.5 449,100 45,300


1 02/03/2018 38 62.97 500


1 02/03/2018 38 62.97 500


1 02/03/2018 38 63.07 800


1 02/03/2018 38 63.07 800


1 02/03/2018 38 63.1 500

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2198



Acquired/ Disposed


1 02/03/2018 38 63.1 500


1 02/03/2018 38 63.11 2,700


1 02/03/2018 38 63.11 2,700


1 02/03/2018 38 63.12 200


1 02/03/2018 38 63.12 200


1 02/03/2018 38 63.15 1,200


1 02/03/2018 38 63.15 1,200


1 02/03/2018 38 63.27 2,100


1 02/03/2018 38 63.27 2,100


1 05/03/2018 38 62.67 449,900 800


1 05/03/2018 38 62.7 450,900 1,000


1 05/03/2018 38 62.71 451,000 100


1 05/03/2018 38 62.73 451,500 500


1 05/03/2018 38 62.74 453,100 1,600


1 05/03/2018 38 62.75 456,800 3,700


1 05/03/2018 38 62.76 460,900 4,100


1 05/03/2018 38 62.77 464,800 3,900


1 05/03/2018 38 62.78 466,300 1,500


1 05/03/2018 38 62.79 467,500 1,200


1 05/03/2018 38 62.8 468,800 1,300


1 05/03/2018 38 62.81 469,400 600


1 05/03/2018 38 62.82 470,700 1,300


1 05/03/2018 38 62.83 473,400 2,700


1 05/03/2018 38 62.84 475,400 2,000


1 05/03/2018 38 62.86 476,500 1,100


1 05/03/2018 38 62.87 477,000 500


1 05/03/2018 38 62.88 479,300 2,300


1 05/03/2018 38 62.89 482,600 3,300


1 05/03/2018 38 62.9 486,200 3,600


1 05/03/2018 38 62.91 489,900 3,700


1 05/03/2018 38 62.92 497,100 7,200


1 05/03/2018 38 62.94 499,600 2,500


1 05/03/2018 38 62.95 506,000 6,400

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2199



Acquired/ Disposed


1 05/03/2018 38 62.96 511,200 5,200


1 05/03/2018 38 62.97 513,200 2,000


1 05/03/2018 38 62.98 514,800 1,600


1 05/03/2018 38 62.99 515,800 1,000


1 05/03/2018 38 63 522,100 6,300


1 05/03/2018 38 63.01 523,900 1,800


1 05/03/2018 38 63.02 524,800 900


1 05/03/2018 38 63.03 530,000 5,200


1 05/03/2018 38 63.04 531,900 1,900


1 05/03/2018 38 63.05 532,400 500


1 05/03/2018 38 63.07 533,500 1,100


1 05/03/2018 38 63.08 535,600 2,100


1 05/03/2018 38 63.09 536,400 800


1 05/03/2018 38 63.1 539,500 3,100


1 05/03/2018 38 63.11 540,300 800


1 05/03/2018 38 63.14 543,100 2,800


1 05/03/2018 38 63.15 545,000 1,900


1 05/03/2018 38 63.16 545,400 400


1 05/03/2018 38 63.17 547,200 1,800


1 05/03/2018 38 63.18 549,900 2,700


1 05/03/2018 38 63.19 550,600 700


1 05/03/2018 38 63.2 555,900 5,300


1 05/03/2018 38 63.21 558,000 2,100


1 05/03/2018 38 63.22 559,500 1,500


1 05/03/2018 38 63.23 562,900 3,400


1 05/03/2018 38 63.24 566,000 3,100


1 05/03/2018 38 63.25 568,800 2,800


1 05/03/2018 38 63.26 575,600 6,800


1 05/03/2018 38 63.27 581,500 5,900


1 05/03/2018 38 63.28 590,500 9,000


1 05/03/2018 38 63.29 598,200 7,700


1 05/03/2018 38 63.3 605,900 7,700


1 05/03/2018 38 63.31 615,400 9,500

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2200



Acquired/ Disposed


1 05/03/2018 38 63.32 623,200 7,800


1 05/03/2018 38 63.33 626,600 3,400


1 05/03/2018 38 63.34 628,400 1,800


1 05/03/2018 38 63.35 635,000 6,600


1 05/03/2018 38 63.36 638,700 3,700


1 05/03/2018 38 63.37 642,800 4,100


1 05/03/2018 38 63.38 644,200 1,400


1 05/03/2018 38 63.39 648,100 3,900


1 05/03/2018 38 63.4 649,600 1,500


1 05/03/2018 38 63.41 650,700 1,100


1 05/03/2018 38 63.44 652,400 1,700


1 05/03/2018 38 452,400 -200,000


1 06/03/2018 38 62.85 453,700 1,300


1 06/03/2018 38 62.92 454,200 500


1 06/03/2018 38 62.94 454,900 700


1 06/03/2018 38 62.95 455,300 400


1 06/03/2018 38 62.98 456,100 800


1 06/03/2018 38 63.03 458,500 2,400


1 06/03/2018 38 62.97 459,000 500


1 06/03/2018 38 63.04 462,800 3,800


1 06/03/2018 38 63.05 462,900 100


1 06/03/2018 38 63.13 463,700 800


1 06/03/2018 38 63.14 465,700 2,000


1 06/03/2018 38 63.17 467,600 1,900


1 06/03/2018 38 63.18 469,000 1,400


1 06/03/2018 38 63.2 470,000 1,000


1 06/03/2018 38 63.23 470,700 700


1 06/03/2018 38 63.26 471,300 600


1 06/03/2018 38 63.3 472,900 1,600


1 06/03/2018 38 63.31 475,100 2,200


1 06/03/2018 38 63.32 477,100 2,000


1 06/03/2018 38 63.33 478,900 1,800


1 06/03/2018 38 63.07 479,700 800

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2201



Acquired/ Disposed


1 06/03/2018 38 63.1 480,200 500


1 06/03/2018 38 63.11 482,900 2,700


1 06/03/2018 38 63.12 483,100 200


1 06/03/2018 38 63.15 484,300 1,200


1 06/03/2018 38 63.27 486,400 2,100


1 06/03/2018 38 63.34 488,200 1,800


1 06/03/2018 38 63.35 490,600 2,400


1 06/03/2018 38 63.36 493,800 3,200


1 06/03/2018 38 63.37 496,200 2,400


1 06/03/2018 38 63.38 499,100 2,900


1 06/03/2018 38 63.39 499,400 300


1 06/03/2018 38 63.4 502,500 3,100


1 06/03/2018 38 63.41 505,200 2,700


1 06/03/2018 38 63.42 506,200 1,000


1 06/03/2018 38 63.43 511,700 5,500


1 06/03/2018 38 63.44 518,400 6,700


1 06/03/2018 38 63.445 518,500 100


1 06/03/2018 38 63.45 521,700 3,200


1 06/03/2018 38 63.46 524,700 3,000


1 06/03/2018 38 63.465 526,500 1,800


1 06/03/2018 38 63.47 529,300 2,800


1 06/03/2018 38 63.475 529,900 600


1 06/03/2018 38 63.48 535,100 5,200


1 06/03/2018 38 63.49 536,400 1,300


1 06/03/2018 38 63.5 550,000 13,600


1 06/03/2018 38 300,900 -249,100


1 07/03/2018 38 97,600 -203,300


1 08/03/2018 38 0 -97,600

NetCents Technology Inc. Options Laitinen, Michael Ross 5 08/01/2018 00

NetCents Technology Inc. Options Laitinen, Michael Ross 5 08/01/2018 50 500,000 500,000



Nevada Sunrise Gold Corporation

Common Shares Petterson, Brent 5 06/03/2018 10 0.16 10,000 10,000

Nevada Zinc Corporation Common Shares Norvista Capital Corporation 3 08/03/2018 10 0.185 10,246,499 3,000

New Gold Inc. Options Oliphant, Randall 4 26/01/2011 50 7.67 500,000


New Gold Inc. Options Oliphant, Randall 4 26/01/2011 50 7.67 2,000,000 500,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2202



Acquired/ Disposed



New Gold Inc. Options Oliphant, Randall 4 13/02/2013 50 10.01 2,790,000 290,000

New Gold Inc. Options Ortega, Armando 5 13/02/2013 50 10.01 41,000

New Gold Inc. Options Ortega, Armando 5 13/02/2013 50 10.01 41,000

New Gold Inc. Options Ortega, Armando 5 13/02/2013 50 10.01 236,000 41,000

New Gold Inc. Options Petersen, Mark Alexander 5 26/01/2011 50 7.67 40,000


New Gold Inc. Options Petersen, Mark Alexander 5 26/01/2011 50 7.67 378,333 40,000



New Gold Inc. Options Petersen, Mark Alexander 5 13/02/2013 50 10.01 520,000 62,000

New Gold Inc. Options Portmann, Hannes Philip 4 26/01/2011 50 7.67 50,000


New Gold Inc. Options Portmann, Hannes Philip 4 26/01/2011 50 7.67 345,000 50,000



New Gold Inc. Options Portmann, Hannes Philip 4 13/02/2013 50 10.01 447,000 62,000

New Gold Inc. Options Wallace, Martin John 5 07/03/2011 50 10.46 25,000

New Gold Inc. Options Wallace, Martin John 5 07/03/2011 50 10.46 40,334 25,000



New Gold Inc. Options Wallace, Martin John 5 13/02/2013 50 10.01 96,167 25,000

New Point Exploration Corp. Common Shares without par value

Wareham, George Wilfred Norman

4, 5 01/03/2018 00

New Point Exploration Corp. Options Non-transferable stock options


4, 5 01/03/2018 00

New Point Exploration Corp. Options Non-transferable stock options


4, 5 01/03/2018 50 0.265 500,000 500,000

Newrange Gold Corp. Common Shares Archer, Robert Alexander 4 01/03/2018 00 267,000

Newrange Gold Corp. Options Archer, Robert Alexander 4 01/03/2018 00



Newrange Gold Corp. Options Archer, Robert Alexander 4 01/03/2018 50 0.3 150,000 150,000

Noront Resources Ltd. Options common shares Baker, Mark 5 22/02/2018 50 0.35 1,083,981 296,405

Noront Resources Ltd. Options common shares Coutts, Alan 5 22/02/2018 50 0.35 6,563,200 1,432,200

Noront Resources Ltd. Options common shares Flewelling, Stephen Bennett 5 22/02/2018 50 0.35 3,331,665 827,500

Noront Resources Ltd. Options common shares Nolan, Glenn 5 22/02/2018 50 0.35 953,046 275,726

Noront Resources Ltd. Options common shares Rieveley, Gregory Robert 5 22/02/2018 50 0.35 3,082,250 733,500

Noront Resources Ltd. Options common shares Weston, Ryan 5 22/02/2018 50 0.35 928,161 295,662

North American Energy Partners Inc.

Common Shares Ferron, Martin Robert 4, 5 06/03/2018 10 4.75 1,376,065 5,000


Common Shares Lambert, Joseph Charles 5 06/03/2018 10 6.2 30,840 5,900


Common Shares North American Energy Partners

1 06/03/2018 10 6.05 1,285 1,285


Common Shares North American Energy Partners

1 06/03/2018 38 0 -1,285

North American Nickel Inc. Options Clark, Gilbert 4 01/03/2018 50 1,071,000 350,000

North American Nickel Inc. Options Fedikow, Mark 6 01/03/2018 50 1,392,500 250,000

North American Nickel Inc. Options Ford, Douglas Edward 4 01/03/2018 50 0.12 1,477,250 350,000

North American Nickel Inc. Options Messina, Christopher J.A. 4 01/03/2018 50 1,190,000 350,000

North American Nickel Inc. Options Sabine, John William 4 28/02/2018 50 500,000

North American Nickel Inc. Options Sabine, John William 4 01/03/2018 50 1,825,000 500,000

Northview Apartment Real Estate Investment Trust

Long Term Incentive Plan Unit Award

Anda, Richard Barry 5 02/03/2018 56 24.038 20,955 3,714



Anda, Richard Barry 5 02/03/2018 56 24.038 23,431 2,476



Anda, Richard Barry 5 02/03/2018 59 24.038 20,548 -2,883

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2203



Acquired/ Disposed



Beatty, David Travis 5 02/03/2018 56 24.038 17,236 4,867



Beatty, David Travis 5 02/03/2018 56 24.038 20,481 3,245



Cook, Todd 5 02/03/2018 57 24.038 47,610 -18,608



Cook, Todd 5 02/03/2018 56 24.038 61,338 13,728



Cook, Todd 5 02/03/2018 56 24.038 70,490 9,152


Trust Units Cook, Todd 5 02/03/2018 57 24.038 69,465 3,599



Elsey, Louise Jane 5 02/03/2018 57 24.038 2,194 -607



Elsey, Louise Jane 5 02/03/2018 56 24.038 2,748 554


Trust Units Elsey, Louise Jane 5 02/03/2018 57 24.038 1,233 130



Freda, Linay 5 02/03/2018 56 24.038 -2,124



Freda, Linay 5 02/03/2018 57 24.038 11,749 -2,124



Freda, Linay 5 02/03/2018 57 24.038 460



Freda, Linay 5 02/03/2018 57 24.038 460



Freda, Linay 5 02/03/2018 56 24.038 13,746 1,997



Freda, Linay 5 02/03/2018 56 24.038 16,741 2,995


Trust Units Freda, Linay 5 02/03/2018 57 24.038 6,277 460



Keresztes, Adriana 4 02/03/2018 56 24.038 13,766 2,845



Keresztes, Adriana 4 02/03/2018 56 24.038 15,663 1,897



Nash, Melvin 5 02/03/2018 57 24.038 11,221 -2,124



Nash, Melvin 5 02/03/2018 56 24.038 14,216 2,995



Nash, Melvin 5 02/03/2018 56 24.038 16,213 1,997



Nash, Melvin 5 02/03/2018 57 24.038 -2,124



Nash, Melvin 5 02/03/2018 57 24.038 -2,124



Nash, Melvin 5 02/03/2018 56 24.038 2,995



Nash, Melvin 5 02/03/2018 56 24.038 2,995



Nash, Melvin 5 02/03/2018 56 24.038 1,997



Nash, Melvin 5 02/03/2018 56 24.038 1,997


Trust Units Nash, Melvin 5 02/03/2018 57 24.038 420


Trust Units Nash, Melvin 5 02/03/2018 57 24.038 420


Trust Units Nash, Melvin 5 02/03/2018 57 24.038 815 420



Rasmussen, Bo Anker 5 02/03/2018 57 24.038 14,820 -2,974



Rasmussen, Bo Anker 5 02/03/2018 56 24.038 18,654 3,834



Rasmussen, Bo Anker 5 02/03/2018 56 24.038 21,210 2,556

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2204



Acquired/ Disposed



Rasmussen, Bo Anker 5 02/03/2018 57 24.038 2,640

















Trust Units Rasmussen, Bo Anker 5 02/03/2018 57 586 14,355 586


Trust Units Rasmussen, Bo Anker 5 02/03/2018 57 24.038 520


Trust Units Rasmussen, Bo Anker 5 02/03/2018 57 24.038 520



Veiner, Leslie 5 02/03/2018 56 24.038 9,185



Veiner, Leslie 5 02/03/2018 56 24.038 41,417 9,485



Veiner, Leslie 5 02/03/2018 56 24.038 6,124



Veiner, Leslie 5 02/03/2018 56 24.038 47,740 6,323



Wheeler, Lizaine Sheila 5 02/03/2018 57 24.038 14,520 -2,640



Wheeler, Lizaine Sheila 5 02/03/2018 56 24.038 18,279 3,759



Wheeler, Lizaine Sheila 5 02/03/2018 56 24.038 20,785 2,506


Trust Units Wheeler, Lizaine Sheila 5 02/03/2018 57 24.038 5,931 520

Novo Resources Corp. Common Shares Sprott, Eric S. 3, 4 05/03/2018 54 0.85 4,509,805 1,666,667

Novo Resources Corp. Warrants Sprott, Eric S. 3, 4 05/03/2018 54 0.85 1,176,471 -1,666,667

Nubeva Technologies Ltd. Common Shares Bannister, Greig 4, 5 28/02/2018 00 3,600,000

Nubeva Technologies Ltd. Class A Restricted Voting Shares

Chou, Randy Yen-Pang 3, 4, 5 28/02/2018 00 13,000,000

Nubeva Technologies Ltd. Common Shares Chou, Randy Yen-Pang 3, 4, 5 28/02/2018 00 9,993,548

Nubeva Technologies Ltd. Common Shares Jones, Juliet 5 28/02/2018 00 875,821

Nubeva Technologies Ltd. Common Shares Perkins, Steve 5 28/02/2018 00 1,548,387

Nubeva Technologies Ltd. Options Perkins, Steve 5 28/02/2018 00 1,625,806

Nubeva Technologies Ltd. Options Wu, David 4 28/02/2018 00 38,710

NuLegacy Gold Corporation Options Anderson, James 4, 5 05/03/2018 52 0.2 4,500,000 -900,000

NuLegacy Gold Corporation Options Matter, Albert 4, 5 05/03/2018 52 0.2 4,425,000 -700,000

NuLegacy Gold Corporation Options Steininger, Roger Claude 4, 5 05/03/2018 52 0.2 3,925,000 -500,000

Nuran Wireless Inc. (formerly 1014372 B.C. Ltd.)

Common Shares Steve, Stephan Ley Kruse 3 22/12/2017 00 41,648,790

Nutrien Ltd. Options Brownlee, Wayne Richard 5 01/03/2018 38 432,495 -25,402

Nutrien Ltd. Options Knafelc, Lee 5 01/03/2018 38 78,196 -5,626

Nutrien Ltd. Common Shares Nutrien Ltd 1 01/01/2018 00

Nutrien Ltd. Common Shares Nutrien Ltd 1 23/02/2018 38 49.563 357,387 357,387

Nutrien Ltd. Common Shares Nutrien Ltd 1 23/02/2018 38 0 -357,387







Nutrien Ltd. Options Podwika, Joseph 7 01/03/2018 38 222,198 -11,424

Nutrien Ltd. Options Sully, Raef 5 01/03/2018 38 143,808 -11,424

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2205



Acquired/ Disposed

Nutritional High International Inc. (formerly, Sonoma Capital Inc.)

Common Shares Branson Corporate Services 5 05/03/2018 54 0.07 900,000 300,000


Warrants (Compensation Option)

Branson Corporate Services 5 05/03/2018 54 0 -300,000


Common Shares FMI Capital Advisory Inc. (formerly, Foundation Opportunities Inc.)

3 28/02/2018 54 0.05 4,969,964 328,821



3 05/03/2018 54 0.05 328,821



3 05/03/2018 54 0.05 328,821


Warrants FMI Capital Advisory Inc. (formerly, Foundation Opportunities Inc.)

3 28/02/2018 54 2,922,000 -328,821



3 05/03/2018 54 -328,821



3 05/03/2018 54 -328,821

NUVISTA ENERGY LTD. Notes Senior Unsecured Notes

MacPhail, Keith A.J. 4, 5 02/07/2003 00


MacPhail, Keith A.J. 4, 5 02/03/2018 15 $2,000,000 $2,000,000


Poelzer, Ronald J.M. 4 02/07/2003 00


Poelzer, Ronald J.M. 4 02/03/2018 15 $750,000 $750,000


Poelzer, Ronald J.M. 4 02/07/2003 00


Poelzer, Ronald J.M. 4 02/03/2018 15 $1,750,000 $1,750,000

OceanaGold Corporation Common Shares Cadzow, Mark David 5 02/03/2018 57 83,293 83,293

OceanaGold Corporation Options Cadzow, Mark David 5 02/03/2018 58 - Expiration of rights

404,505 -55,528

OceanaGold Corporation Options Cadzow, Mark David 5 02/03/2018 57 321,212 -83,293

OceanaGold Corporation Common Shares Holmes, Michael Harvy Lou 5 02/03/2018 57 183,453 83,418

OceanaGold Corporation Options Holmes, Michael Harvy Lou 5 02/03/2018 58 - Expiration of rights

922,812 -55,612

OceanaGold Corporation Options Holmes, Michael Harvy Lou 5 02/03/2018 57 839,394 -83,418

OceanaGold Corporation Common Shares MA, YUWEN 5 02/03/2018 57 145,780 45,469

OceanaGold Corporation Options MA, YUWEN 5 02/03/2018 58 - Expiration of rights -55,612

OceanaGold Corporation Options MA, YUWEN 5 02/03/2018 58 - Expiration of rights

227,287 -30,313

OceanaGold Corporation Options MA, YUWEN 5 02/03/2018 57 181,818 -45,469

OceanaGold Corporation Common Shares RABY, GEOFFREY WILLIAM

4 15/08/2011 00


4 08/03/2018 51 33,334 33,334


4 08/03/2018 10 9,408 -23,926

OceanaGold Corporation Options RABY, GEOFFREY WILLIAM

4 08/03/2018 51 66,666 -33,334

OceanaGold Corporation Common Shares Tang, Liang 5 02/03/2018 57 131,569 35,678

OceanaGold Corporation Options Tang, Liang 5 02/03/2018 58 - Expiration of rights

241,739 -23,785

OceanaGold Corporation Options Tang, Liang 5 02/03/2018 57 206,061 -35,678

OceanaGold Corporation Options Wilkes, Michael Francis 4 02/03/2018 57 -148,128

OceanaGold Corporation Options Wilkes, Michael Francis 4 02/03/2018 57 1,471,302 -148,128

ONEX CORPORATION Options Govan, Christopher Allan 5 02/03/2018 59 23.35 270,000 -20,000

ONEX CORPORATION Options Motamedi, Amir Hossein 5 05/03/2018 59 23.35 152,500 -12,500

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2206



Acquired/ Disposed

Open Text Corporation Common Shares OTEX Common

Doolittle, John 5 06/03/2018 51 28.645 39,861 20,000


Doolittle, John 5 06/03/2018 10 35.282 19,861 -20,000


Doolittle, John 5 07/03/2018 51 28.645 24,861 5,000


Doolittle, John 5 07/03/2018 10 35.52 19,861 -5,000

Open Text Corporation Options All OTEX Option Plans

Doolittle, John 5 06/03/2018 51 28.645 184,240 -20,000


Doolittle, John 5 07/03/2018 51 28.645 179,240 -5,000


Holman, Kasey Ann 5 25/02/2018 00 7,500

Open Text Corporation Restricted Share Units Holman, Kasey Ann 5 25/02/2018 00 10,050


Jamieson, John David 5 08/03/2018 51 27.56 29,246 23,302


Jamieson, John David 5 08/03/2018 10 36.003 5,944 -23,302


Jamieson, John David 5 08/03/2018 51 29.745 7,964 2,020








Nagle, Patricia Ellen 5 25/02/2018 00 40,000


Weiss, Gary 5 06/03/2018 51 22.865 20,828 2,226


Weiss, Gary 5 06/03/2018 10 35.37 18,602 -2,226


Weiss, Gary 5 06/03/2018 51 13.185 20,770 2,168


Weiss, Gary 5 06/03/2018 10 35.37 18,602 -2,168


Weiss, Gary 5 06/03/2018 51 29.745 20,518 1,916


Weiss, Gary 5 06/03/2018 10 35.37 18,602 -1,916


Weiss, Gary 5 06/03/2018 51 16.583 21,024 2,422


Weiss, Gary 5 06/03/2018 10 35.37 18,602 -2,422


Weiss, Gary 5 06/03/2018 51 22.865 104,258 -2,226


Weiss, Gary 5 06/03/2018 51 13.185 102,090 -2,168


Weiss, Gary 5 06/03/2018 51 29.745 100,174 -1,916


Weiss, Gary 5 06/03/2018 51 16.583 97,752 -2,422

Opsens Inc. Common Shares Gibbons, Anthony 5 07/03/2018 10 0.755 146,000 -10,000




Opsens Inc. Common Shares Gibbons, Anthony 5 07/03/2018 10 0.7506 126,300 -200

Opsens Inc. Common Shares Gibbons, Anthony 5 07/03/2018 10 0.7506 126,000 -300


Orezone Gold Corporation Options Tam, Peter 5 04/03/2018 00 500,000

OSISKO GOLD ROYALTIES LTD

Common Shares Labbé, Pierre 4 17/04/2017 30 15.02 6,145 15


Common Shares OSISKO GOLD ROYALTIES LTD

1 22/02/2018 38 12.388 95,500 95,500

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2207



Acquired/ Disposed



1 22/02/2018 38 0 -95,500



1 23/02/2018 38 12.355 56,700 56,700



1 23/02/2018 38 0 -56,700



1 23/02/2018 38 12.39 38,995 38,995



1 23/02/2018 38 0 -38,995



1 26/02/2018 38 12.625 52,600 52,600



1 26/02/2018 38 0 -52,600



1 27/02/2018 38 12.583 24,500 24,500



1 27/02/2018 38 -150,000



1 27/02/2018 38 -150,000



1 27/02/2018 38 -150,000



1 27/02/2018 38 0 -24,500



1 27/02/2018 38 12.61 150,000 150,000



1 27/02/2018 38 0 -150,000



1 28/02/2018 38 12.532 95,695 95,695



1 28/02/2018 38 0 -95,695



1 06/03/2018 38 -24,500



1 06/03/2018 38 -150,000

Otis Gold Corp. Common Shares Lee-Barber, Christopher Geoffrey

3 05/03/2018 10 0.2199 18,200,000 50,000


3 06/03/2018 10 0.2298 18,300,000 100,000


3 08/03/2018 10 0.2452 18,400,000 100,000

Otis Gold Corp. Common Shares Norwich, Roger 4 07/03/2018 10 0.235 8,379,000 100,000

Painted Pony Energy Ltd. Common Shares Aylesworth, William Derek 5 07/03/2018 30 2.73 110,002 1,954

Painted Pony Energy Ltd. Common Shares Aylesworth, William Derek 5 07/03/2018 30 2.38 112,280 2,278

Panoro Minerals Ltd. Common Shares Boden, William John 4 02/03/2018 10 0.34 12,157,620 6,000

Panoro Minerals Ltd. Common Shares Boden, William John 4 06/03/2018 10 0.35 12,160,620 3,000

ParcelPal Technology Inc. (formerly Plus8 Global Ventures, Ltd.)

Common Shares Moreau, Jason Wayne 4 06/03/2018 10 0.35 1,447,222 -15,000

Parex Resources Inc. Restricted Share Unit DiStefano, Leo Nicholas 5 19/10/2017 58 - Expiration of rights

123,800 -6,000

Parex Resources Inc. Restricted Share Unit Engbloom, Robert John 4 19/10/2017 58 - Expiration of rights

16,600 -5,000

Parex Resources Inc. Restricted Share Unit Fowler, Ryan 5 19/10/2017 58 - Expiration of rights

115,300 -6,000

Parex Resources Inc. Restricted Share Unit Miller, Ronald Douglas 4 19/10/2017 58 - Expiration of rights

16,600 -5,000

Parex Resources Inc. Common Shares Parex Resources Inc. 1 08/02/2018 38 17.687 949,135 20,135



Parex Resources Inc. Common Shares Parex Resources Inc. 1 13/02/2018 38 17.688 1,009,540 20,135




Insider Reporting

March 15, 2018

(2018), 41 OSCB 2208



Acquired/ Disposed








Park Lawn Corporation Deferred Share Units Casagrande, Winz Martina 4 31/12/2017 30 2,113 33

Park Lawn Corporation Deferred Share Units Clark, Andrew 4, 5 31/12/2017 30 1,591 29

Park Lawn Corporation Restricted Share Units Cowan, Suzanne 5 31/12/2017 30 12,846 274

Park Lawn Corporation Restricted Share Units Gilbert, Linda 5 31/12/2017 30 14,600 343

Park Lawn Corporation Deferred Share Units Leeder, James Joseph 4, 5 31/12/2017 30 1,896 29

Park Lawn Corporation Restricted Share Units Miller, Douglas Banfield 7 31/12/2017 30 19,039 221

Park Lawn Corporation Restricted Share Units Mulroney, Daniel Nicolas Dimitri

5 31/12/2017 30 8,745 139

Park Lawn Corporation Deferred Share Units Powers, Timothy Ashton 4 31/12/2017 30 2,422 37

Park Lawn Corporation Restricted Share Units Price, James Deloney Jr. 7 31/12/2017 30 13,592 342

Park Lawn Corporation Deferred Share Units Scott, Steven 4 31/12/2017 30 4,228 66

Park Lawn Corporation Deferred Share Units Scott, Steven 4 28/02/2018 56 4,820 592

Park Lawn Corporation Deferred Share Units Smith, Paul G. 4 31/12/2017 30 3,422 60

Park Lawn Corporation Deferred Share Units Ward, William John 4 31/12/2017 30 4,313 68

Parkland Fuel Corporation Common Shares Haugh, Douglas Scott 5 01/11/2017 00

Parkland Fuel Corporation Common Shares Haugh, Douglas Scott 5 06/03/2018 10 23.29 11,000 11,000

Parkland Fuel Corporation Common Shares Richardson, Steven P. 4 02/08/2017 00

Parkland Fuel Corporation Common Shares Richardson, Steven P. 4 05/03/2018 10 29.98 1,500 1,500

Peat Resources Limited Common Shares White, William Fredrick 3 02/03/2018 16 0.05 25,088,550 18,107,160

Pennine Petroleum Corporation

Common Shares Gertz, Raymond H 4 05/03/2018 11 0.05 14,138,341 1,250,000


Warrants Gertz, Raymond H 4 05/03/2018 54 0.05 16,171,091 -1,250,000


Common Shares Saxinger, Jeffrey Walter 4 05/03/2018 10 0.05 5,909,808 1,000,000


Warrants Saxinger, Jeffrey Walter 4 05/03/2018 54 5,085,008 -1,000,000


Common Shares Smith, Neville Desmond George

4 05/03/2018 11 750000 750,000


Common Shares Smith, Neville Desmond George

4 05/03/2018 11 0.05 1,942,000 750,000


Warrants Smith, Neville Desmond George

4 05/03/2018 54 0 -750,000

People Corporation Common Shares Anderson, Scott Cameron 4 05/03/2018 10 7.13 119,537 -1,500

People Corporation Common Shares Anderson, Scott Cameron 4 02/03/2018 10 7.14 171,000 4,000

People Corporation Common Shares Asmundson, Paul Edward 5 05/03/2018 30 7.36 172,463 478

People Corporation Common Shares Canning, Brevan 5 05/03/2018 30 7.36 817,943 510

People Corporation Common Shares Chwartacki, Bonnie 5 05/03/2018 30 7.36 1,268,128 509

People Corporation Common Shares Goldberg, Laurie Marc 3, 4, 5 05/03/2018 30 7.36 160,602 849

People Corporation Common Shares Johnstone, Eric Roch 7 05/03/2018 30 7.36 116,622 313

People Corporation Common Shares Kaufman, Celia 5 05/03/2018 30 7.36 30,536 329

People Corporation Common Shares Pittman, Glenn Michael 5 05/03/2018 30 7.37 84,391 346

People Corporation Common Shares Stewner, Dennis Douglas 5 05/03/2018 30 7.36 85,062 478

People Corporation Common Shares Villani, Lisa Dawn 5 05/03/2018 30 7.37 5,702 392

Pershimex Resources Corporation

Common Shares Gagnon, Robert 4, 5 09/03/2018 10 0.09 1,295,846 50,000

Phoenix Canada Oil Company Limited

Common Shares Mills, Alex 4 06/03/2018 10 1.41 4,800 -4,100

PHX Energy Services Corp. Retention Awards (Cash-based Only)

Athaide, Judith 4 01/03/2018 57 2.24 -2,656


Athaide, Judith 4 01/03/2018 57 2.1 -2,656


Athaide, Judith 4 05/03/2018 57 2.1 85,552 -2,656

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2209



Acquired/ Disposed


Athaide, Judith 4 05/03/2018 57 2.1 77,219 -8,333


Athaide, Judith 4 05/03/2018 57 2.1 -16,666


Athaide, Judith 4 05/03/2018 57 2.1 60,552 -16,667


Athaide, Judith 4 06/03/2018 57 2.06 57,218 -3,334


Athaide, Judith 4 09/03/2018 56 2 82,218 25,000


Blanchard, Daniel Asa 5 05/03/2018 57 2.1 13,334 -3,333


Blanchard, Daniel Asa 5 05/03/2018 57 2.1 10,001 -3,333


Blanchard, Daniel Asa 5 09/03/2018 56 2 17,501 7,500

PHX Energy Services Corp. Options Brown, Craig 5 09/03/2018 50 2 1,120,000 50,000


Brown, Craig 5 05/03/2018 57 2.1 -16,666


Brown, Craig 5 05/03/2018 57 2.1 115,039 -16,667


Brown, Craig 5 05/03/2018 57 98,373 -16,666


Brown, Craig 5 06/03/2018 57 2.06 77,454 -20,919


Brown, Craig 5 09/03/2018 56 2 277,454 200,000

PHX Energy Services Corp. Options Buker, Michael Leslie 5 09/03/2018 50 2 1,120,000 50,000


Buker, Michael Leslie 5 05/03/2018 57 2.1 -16,666


Buker, Michael Leslie 5 05/03/2018 57 2.1 112,586 -16,667


Buker, Michael Leslie 5 05/03/2018 57 95,920 -16,666


Buker, Michael Leslie 5 06/03/2018 57 2.06 75,001 -20,919


Buker, Michael Leslie 5 09/03/2018 56 2 250,001 175,000


Charron, Randolph M 4 05/03/2018 57 2.1 52,786 -8,333


Charron, Randolph M 4 05/03/2018 57 2.1 -16,666






Charron, Randolph M 4 09/03/2018 56 2 57,785 25,000


Hibbard, Lawrence M. 4 05/03/2018 57 2.1 86,117 -8,333




Hibbard, Lawrence M. 4 05/03/2018 57 2.1 -16,666






Hibbard, Lawrence M. 4 09/03/2018 56 2 88,460 25,000

PHX Energy Services Corp. Options Hooks, John Michael 5 09/03/2018 50 2 1,120,000 50,000


Hooks, John Michael 5 05/03/2018 57 2.1 169,952 -1,180


Hooks, John Michael 5 05/03/2018 57 2.1 -16,666



Insider Reporting

March 15, 2018

(2018), 41 OSCB 2210



Acquired/ Disposed


Hooks, John Michael 5 05/03/2018 57 136,619 -16,666




Hooks, John Michael 5 09/03/2018 56 2 265,584 162,500

PHX Energy Services Corp. Options Ritchie, Cameron Michael 5 09/03/2018 50 2 995,034 50,000


Ritchie, Cameron Michael 5 05/03/2018 57 2.1 -16,666


Ritchie, Cameron Michael 5 05/03/2018 57 2.1 111,713 -16,667


Ritchie, Cameron Michael 5 05/03/2018 57 95,047 -16,666


Ritchie, Cameron Michael 5 06/03/2018 57 2.06 74,128 -20,919


Ritchie, Cameron Michael 5 09/03/2018 56 2 274,128 200,000

PHX Energy Services Corp. Options Shafer, Jeffery John 5 09/03/2018 50 2 437,500 50,000


Shafer, Jeffery John 5 05/03/2018 57 2.1 67,500 -10,000






Shafer, Jeffery John 5 09/03/2018 56 2 205,000 150,000


Tetreault, Myron Arthur 4 05/03/2018 57 2.1 97,947 -8,333


Tetreault, Myron Arthur 4 05/03/2018 57 2.1 -16,666




Tetreault, Myron Arthur 4 05/03/2018 57 2.1 -1,770






Tetreault, Myron Arthur 4 09/03/2018 56 2 101,175 25,000


Thomas, Roger Dale 4 05/03/2018 57 2.1 65,445 -8,333


Thomas, Roger Dale 4 05/03/2018 57 2.1 -16,666




Thomas, Roger Dale 4 05/03/2018 57 2.1 -1,770






Thomas, Roger Dale 4 09/03/2018 56 2 68,673 25,000

Physinorth Acquisition Corporation Inc.

Common Shares Chouinard, Eric 3, 4 13/07/2017 00






Common Shares Cianci, Joseph 3, 4, 5 13/07/2017 00 266,667


Common Shares Pronovost, Jean-Robert 3, 4, 5 13/07/2017 00 266,667


Common Shares Seguin, Gilles 3, 5 13/07/2017 00 320,000

Pine Cliff Energy Ltd. Common Shares Disbrow, Robert 3 06/03/2018 10 0.28 16,761,563 25,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2211



Acquired/ Disposed




Pine Point Mining Limited (formerly, Darnley Bay Resources Limited)

Common Shares McGregor, Halina Barbara 5 23/02/2018 22 0 -110,000


Options McGregor, Halina Barbara 5 23/02/2018 38 0 -500,000


Warrants McGregor, Halina Barbara 5 23/02/2018 22 0 -50,000

Pioneering Technology Corp. Common Shares Callahan, Kevin Robert 4, 5 08/03/2018 10 0.3898 987,044 12,000

Pioneering Technology Corp. Common Shares Comber, Peter Laird 4 06/03/2018 10 0.41 130,500

Pioneering Technology Corp. Common Shares Comber, Peter Laird 4 06/03/2018 10 0.41 935,021 -130,500

Pioneering Technology Corp. Common Shares Comber, Peter Laird 4 07/03/2018 10 0.4 865,521 -69,500

Pivot Pharmaceuticals Inc. (formerly Neurokine Pharmaceuticals Inc.)

Common Shares Doroudian, Ahmad 4, 5 05/03/2018 11 3,264,950 -1,200,000


OTC Puts (including Private Options to Sell) Expiry March 2, 2021

Doroudian, Ahmad 4, 5 18/03/2010 00


OTC Puts (including Private Options to Sell) Expiry March 2, 2021

Doroudian, Ahmad 4, 5 02/03/2018 70 0.7 2 2


Common Shares Frankham, Patrick Charles 4 23/01/2018 11 0 -100,000


Common Shares Frankham, Patrick Charles 4 24/07/2014 00


Common Shares Frankham, Patrick Charles 4 23/01/2018 11 100,000 100,000

Plateau Uranium Inc. Common Shares Disbrow, Robert 3 02/03/2018 10 0.8 5,017,916 6,000



Plateau Uranium Inc. Common Shares Disbrow, Robert 3 06/03/2018 90 5,019,397 -18,519

Plateau Uranium Inc. Common Shares Relling, Thomas Peter Max 3 02/03/2018 10 0.7963 4,664,863 16,000



Plateau Uranium Inc. Common Shares Relling, Thomas Peter Max 3 07/03/2018 90 4,634,863 -50,000



Plaza Retail REIT Trust Units Mackenzie, Peter 5 08/03/2018 10 3.94 65,048 5,000

Points International Ltd. Common Shares Points International Ltd. 1 01/02/2018 38 11.769 4,190 1,500


















Insider Reporting

March 15, 2018

(2018), 41 OSCB 2212



Acquired/ Disposed


Points International Ltd. Common Shares Points International Ltd. 1 28/02/2018 38 9,972 -56,607

Polaris Infrastructure Inc. Common Shares Goodwood Inc. 3 05/03/2018 10 19 1,615,144 -500

Polaris Infrastructure Inc. Common Shares Goodwood Inc. 3 05/03/2018 10 19.14 1,614,644 -500

Polaris Infrastructure Inc. Common Shares Goodwood Inc. 3 05/03/2018 10 19.16 1,614,044 -600

Polaris Infrastructure Inc. Common Shares Goodwood Inc. 3 05/03/2018 10 19.17 1,613,044 -1,000

Polaris Infrastructure Inc. Common Shares Goodwood Inc. 3 06/03/2018 10 19.15 1,614,044 1,000

Polaris Infrastructure Inc. Common Shares Goodwood Inc. 3 07/03/2018 10 18.75 1,614,544 500

Polymet Mining Corp. DSU's Ciricillo, Mike 4 19/07/2017 00

Polymet Mining Corp. DSU's Ciricillo, Mike 4 02/03/2018 46 42,254 42,254

Polymet Mining Corp. Options Ciricillo, Mike 4 19/07/2017 00

Polymet Mining Corp. Options Ciricillo, Mike 4 02/03/2018 50 1.22 250,000 250,000

POWER METALS CORP. Common Shares Driver, Cyrus 4, 5 06/03/2018 10 0.58 430,879 15,000

PrairieSky Royalty Ltd. Common Shares PrairieSky Royalty Ltd. 1 28/02/2018 38 29.993 250,400 192,900

PrairieSky Royalty Ltd. Common Shares PrairieSky Royalty Ltd. 1 28/02/2018 38 0 -250,400

Precision Drilling Corporation Common Shares FORD, CAREY THOMAS 7 07/03/2018 10 3.0199 73,156 10,000

Premier Gold Mines Limited Common Shares Downie, Ewan Stewart 4 06/03/2018 51 2.75 3,905,278 125,000

Premier Gold Mines Limited Options Downie, Ewan Stewart 4 06/03/2018 51 2,003,000 -125,000

Premier Gold Mines Limited Common Shares Filipovic, Steven John 5 01/03/2018 51 2.75 260,751 10,000

Premier Gold Mines Limited Common Shares Filipovic, Steven John 5 01/03/2018 10 3.23 250,751 -10,000

Premier Gold Mines Limited Common Shares Filipovic, Steven John 5 05/03/2018 51 2.75 290,751 40,000




Premier Gold Mines Limited Options Filipovic, Steven John 5 01/03/2018 51 1,065,000 -10,000

Premier Gold Mines Limited Options Filipovic, Steven John 5 05/03/2018 51 1,025,000 -40,000

Premium Income Corporation Class A Shares Top 10 Canadian Financial Trust

8 02/03/2018 10 7.5 3,100 -300

Premium Income Corporation Class A Shares Top 10 Canadian Financial Trust

8 07/03/2018 10 7.6037 0 -3,100

Premium Income Corporation Class A Shares Top 10 Split Trust 8 02/03/2018 10 7.5 3,700 -400

Premium Income Corporation Class A Shares Top 10 Split Trust 8 07/03/2018 10 7.6037 0 -3,700

Premium Income Corporation Class A Shares World Financial Split Corp. 8 02/03/2018 10 7.5 5,400 -600

Premium Income Corporation Class A Shares World Financial Split Corp. 8 07/03/2018 10 7.6037 0 -5,400

Primary Cobalt Corp. Common Shares Davidson, Harold Charles 4 06/03/2018 00 1

Primary Cobalt Corp. Options MIO Davidson, Harold Charles 4 06/03/2018 00 400,000

Primary Cobalt Corp. Options MIO Phillippe, Kenneth 5 01/06/2017 00 200,000

Prometic Life Sciences Inc. Common Shares Laurin, Pierre 4, 5 01/03/2018 90 9,394,978 8,900,014

Prometic Life Sciences Inc. Common Shares Laurin, Pierre 4, 5 01/03/2018 90 0 -8,900,014

Prophecy Development Corp.

Common Shares without par value

Kasimov, Bekzod 5 27/02/2018 10 3 21,071 1,800

Prophecy Development Corp.

Common Shares without par value

Lee, John 4, 5 08/03/2018 10 2.34 1,181,159 9,400

ProSmart Enterprises Inc. (formerly, Sora Capital Corp.)

Options McGovern, Myles Martin Michael

4 13/06/2017 00 233,333

ProSmart Enterprises Inc. (formerly, Sora Capital Corp.)

Options MUTTER, JAMES 4 14/06/2017 00 66,667

Prosper Gold Corp. (formerly Lander Energy Corporation)

Options Hedalen, James 5 05/03/2018 50 0.15 700,000 300,000


Options Hynes, Jason Franklin 4 05/03/2018 50 0.15 650,000 150,000


Options John, Dexter 4 18/07/2017 00


Options John, Dexter 4 05/03/2018 50 0.15 150,000 150,000


Options Miller-tait, James 4 05/03/2018 50 0.15 650,000 150,000

PUDO Inc. Common Shares Bijou, Thomas Frank 4 31/01/2018 90 1 35,715 -35,715

PUDO Inc. Common Shares Bijou, Thomas Frank 4 31/01/2018 90 1 312,181 35,715

PUDO Inc. Common Shares Bijou, Thomas Frank 4 27/02/2018 10 1.984 305,181 -4,500

Pulse Seismic Inc. Common Shares Zentner, Clark 4 09/03/2018 10 2.905 31,433 -20,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2213



Acquired/ Disposed

Quarterhill Inc. (formerly, Wi-LAN Inc.)

Options Fattouche, Michel 4 09/03/2018 52 101,507 -19,802


Options Gillberry, John Kendall 4 09/03/2018 52 101,507 -19,802


Options McCarten, W. Paul 4 09/03/2018 52 101,507 -19,802


Options Parker, Douglas Michael 5 01/01/2018 00


Options Parker, Douglas Michael 5 05/03/2018 50 2.38 1,400,000 1,400,000


Options Shorkey, Richard John 4 09/03/2018 52 -19,802


Options Shorkey, Richard John 4 09/03/2018 52 101,507 -19,802


Options Skippen, James 4, 5 09/03/2018 52 440,000 -400,000


Options Vladescu, Michael 5 09/03/2018 52 120,000 -440,000

Quebecor Inc. Subordinate Voting Shares Catégorie B

Quebecor inc. 1 01/02/2018 38 24.276 50,000 50,000


Quebecor inc. 1 02/02/2018 38 23.928 100,000 50,000


Quebecor inc. 1 05/02/2018 38 23.6 227,000 127,000


Quebecor inc. 1 06/02/2018 38 23.509 277,000 50,000


Quebecor inc. 1 07/02/2018 38 23.484 327,000 50,000


Quebecor inc. 1 08/02/2018 38 23.451 377,000 50,000


Quebecor inc. 1 09/02/2018 38 23.064 427,000 50,000


Quebecor inc. 1 12/02/2018 38 23.298 477,000 50,000


Quebecor inc. 1 13/02/2018 38 23.57 627,000 150,000


Quebecor inc. 1 14/02/2018 38 23.241 677,000 50,000


Quebecor inc. 1 15/02/2018 38 23.466 723,300 46,300


Quebecor inc. 1 16/02/2018 38 23.59 773,300 50,000


Quebecor inc. 1 20/02/2018 38 23.859 822,800 49,500


Quebecor inc. 1 21/02/2018 38 24.231 872,800 50,000


Quebecor inc. 1 22/02/2018 38 24.177 922,800 50,000


Quebecor inc. 1 23/02/2018 38 24.078 972,800 50,000


Quebecor inc. 1 26/02/2018 38 24.085 1,022,800 50,000


Quebecor inc. 1 27/02/2018 38 24.175 1,072,800 50,000


Quebecor inc. 1 28/02/2018 38 24.21 1,122,800 50,000


Quebecor inc. 1 28/02/2018 38 0 -1,122,800

Radient Technologies Inc. Common Shares Petzel, Jan Mark Philipp 4 05/03/2018 10 1.35 37,048 -79,078

Radient Technologies Inc. Common Shares Petzel, Jan Mark Philipp 4 06/03/2018 10 1.34 48 -37,000

Radient Technologies Inc. Common Shares Petzel, Jan Mark Philipp 4 05/03/2018 10 1.35 5,781,160 -210,300

Radient Technologies Inc. Common Shares Petzel, Jan Mark Philipp 4 06/03/2018 10 1.33 5,741,460 -39,700

Raging River Exploration Inc. Common Shares Barlow, Jesse Thor 5 31/12/2017 30 8.18 35,384 4,451

Raging River Exploration Inc. Common Shares Beynon, Bruce Michael 5 31/12/2017 30 8.18 514,899 5,721

Raging River Exploration Inc. Common Shares Danku, Terry Ryan 5 31/12/2017 30 8.18 273,984 4,451

Raging River Exploration Inc. Common Shares Jaskela, Jason Jowill 5 31/12/2017 30 8.18 18,068 5,418

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2214



Acquired/ Disposed

Raging River Exploration Inc. Common Shares Lundberg, Chad 5 31/12/2017 30 8.01 25,216 4,166

Raging River Exploration Inc. Common Shares Rideout, Scott Earl 5 31/12/2017 30 8.18 20,381 4,451

Raging River Exploration Inc. Common Shares ROSZELL, NEIL JACK 4 31/12/2017 30 8.18 123,707 7,144

Raging River Exploration Inc. Common Shares SAPIEHA, JERRY MICHAEL

5 31/12/2017 30 8.18 1,396,769 5,418

Razor Energy Corp. Common Shares Smith, Stanley Thomas 4 02/03/2018 30 1.83 208,725 9,289

Real Matters Inc. Options Twinney, Gregory Douglas 5 11/05/2017 50 83,403

Real Matters Inc. Options Twinney, Gregory Douglas 5 11/05/2017 50 483,403 83,403

Reko International Group Inc. Options Schilling, Gene 7 05/02/2018 00

Reko International Group Inc. Options Schilling, Gene 7 07/03/2018 50 3.41 5,000 5,000

Resource Capital Gold Corp. Common Shares 2176423 Ontario Ltd. 3 02/03/2018 15 0.09 6,111,111

Resource Capital Gold Corp. Common Shares 2176423 Ontario Ltd. 3 02/03/2018 11 0.09 25,057,311 6,111,111

Resource Capital Gold Corp. Warrants 2176423 Ontario Ltd. 3 02/03/2018 15 0.12 3,055,555

Resource Capital Gold Corp. Warrants 2176423 Ontario Ltd. 3 02/03/2018 11 0.12 18,055,555 3,055,555

Resource Capital Gold Corp. Common Shares Sprott, Eric S. 3 02/03/2018 16 0.09 6,111,111

Resource Capital Gold Corp. Common Shares Sprott, Eric S. 3 02/03/2018 11 0.09 25,057,311 6,111,111

Resource Capital Gold Corp. Warrants Sprott, Eric S. 3 02/03/2018 15 0.12 3,055,555

Resource Capital Gold Corp. Warrants Sprott, Eric S. 3 02/03/2018 11 0.12 18,055,555 3,055,555

Restaurant Brands International Inc.

Common Shares Friesner, Jacqueline 5 08/03/2018 51 174,175 166,573


Common Shares Friesner, Jacqueline 5 08/03/2018 10 58.7 98,447 -75,728


Options Friesner, Jacqueline 5 08/03/2018 51 3.54 217,359 -91,611






Common Shares Goncalves, Heitor 5 01/03/2018 51 423,558 84,130


Common Shares Goncalves, Heitor 5 01/03/2018 10 59.26 385,171 -38,387


Common Shares Goncalves, Heitor 5 07/03/2018 51 426,818 41,647


Common Shares Goncalves, Heitor 5 07/03/2018 10 57.59 407,711 -19,107


Options Goncalves, Heitor 5 01/03/2018 51 3.54 575,989 -84,130


Options Goncalves, Heitor 5 07/03/2018 51 3.54 534,342 -41,647

Revival Gold Inc. (formerly, Strata Minerals Inc.)

Common Shares Agro, Hugh 3, 4, 5 02/03/2018 10 0.69 2,812,872 5,000

Revival Gold Inc. (formerly, Strata Minerals Inc.)

Common Shares Agro, Hugh 3, 4, 5 09/03/2018 10 0.68 2,817,872 5,000

Richards Packaging Income Fund

Trust Units Edwards, Terry 5 06/03/2018 10 32.01 12,000 -3,700

Richelieu Hardware Ltd. Common Shares Auclair, Antoine 5 27/02/2018 35 31.369 8,767 15

Richelieu Hardware Ltd. Common Shares Dion, Christian 5 27/02/2018 35 31.369 4,911 1

Richelieu Hardware Ltd. Common Shares Grenier, Guy 5 27/02/2018 35 31.369 74,768 10

Richelieu Hardware Ltd. Common Shares Lord, Richard 4, 5 27/02/2018 35 31.369 4,173,358 101

Richelieu Hardware Ltd. Common Shares Quevillon, Geneviève 5 27/02/2018 35 31.369 5,915 11

Ridgewood Canadian Investment Grade Bond Fund

Units Ridgewood Capital Asset Management

3 05/03/2018 10 15 3,385



3 05/03/2018 10 15 7,150,338 3,685



3 05/03/2018 10 15 -3,400



3 05/03/2018 10 15 7,146,938 -3,400

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2215



Acquired/ Disposed



3 06/03/2018 10 15 7,147,910 972



3 06/03/2018 10 15 7,146,934 -976



3 06/03/2018 11 14.14 7,295,506 148,572



3 07/03/2018 10 15 7,303,409 7,903



3 07/03/2018 10 15 7,295,475 -7,934



3 08/03/2018 10 15 7,295,973 498



3 09/03/2018 10 15 7,293,925 -2,048

RIOCAN REAL ESTATE INVESTMENT TRUST

Options Kissoon, Daneshwar 5 09/03/2018 51 21.16 711,434 -60,000


Trust Units Kissoon, Daneshwar 5 08/03/2018 10 23.9 48,787 -1,300


Trust Units Kissoon, Daneshwar 5 08/03/2018 10 23.91 48,487 -300
















Trust Units Kissoon, Daneshwar 5 08/03/2018 10 24 25,687 -13,800




Trust Units Kissoon, Daneshwar 5 08/03/2018 10 24.01 -2,713 -27,900






Trust Units Kissoon, Daneshwar 5 08/03/2018 10 24.04 -7,613 -800




Trust Units Kissoon, Daneshwar 5 09/03/2018 51 60000 50,087 60,000


Trust Units RioCan Real Estate Investment Trust

1 05/03/2018 38 127,617 -127,617



1 05/03/2018 38 23.44 129,634 2,017



1 05/03/2018 38 23.45 130,434 800



1 05/03/2018 38 23.5 132,434 2,000



1 05/03/2018 38 23.52 134,534 2,100

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2216



Acquired/ Disposed



1 05/03/2018 38 23.54 135,334 800



1 05/03/2018 38 23.55 138,034 2,700



1 05/03/2018 38 23.57 140,034 2,000



1 05/03/2018 38 23.58 142,734 2,700



1 05/03/2018 38 23.59 144,134 1,400



1 05/03/2018 38 23.6 148,634 4,500



1 05/03/2018 38 23.61 151,334 2,700



1 05/03/2018 38 23.615 151,434 100



1 05/03/2018 38 23.62 163,034 11,600



1 05/03/2018 38 23.63 168,934 5,900



1 05/03/2018 38 23.635 169,234 300



1 05/03/2018 38 23.64 178,734 9,500



1 05/03/2018 38 23.645 179,134 400



1 05/03/2018 38 23.65 189,134 10,000



1 05/03/2018 38 23.655 189,234 100



1 05/03/2018 38 23.66 191,934 2,700



1 05/03/2018 38 23.67 198,734 6,800



1 05/03/2018 38 23.675 198,934 200



1 05/03/2018 38 23.68 202,934 4,000



1 05/03/2018 38 23.69 205,834 2,900



1 05/03/2018 38 23.7 207,934 2,100



1 05/03/2018 38 23.71 217,234 9,300



1 05/03/2018 38 23.715 217,334 100



1 05/03/2018 38 23.72 221,534 4,200



1 05/03/2018 38 23.725 221,634 100



1 05/03/2018 38 23.73 225,834 4,200



1 05/03/2018 38 23.74 233,834 8,000



1 05/03/2018 38 23.75 238,834 5,000



1 05/03/2018 38 23.76 251,634 12,800



1 05/03/2018 38 23.77 253,634 2,000



1 05/03/2018 38 23.78 255,234 1,600



1 06/03/2018 38 127,617 -127,617



1 06/03/2018 38 23.63 129,517 1,900

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2217



Acquired/ Disposed



1 06/03/2018 38 23.635 129,917 400



1 06/03/2018 38 23.64 132,217 2,300



1 06/03/2018 38 23.68 136,117 3,900



1 06/03/2018 38 23.69 140,517 4,400



1 06/03/2018 38 23.7 143,117 2,600



1 06/03/2018 38 23.71 144,117 1,000



1 06/03/2018 38 23.72 146,917 2,800



1 06/03/2018 38 23.73 151,617 4,700



1 06/03/2018 38 23.74 157,317 5,700



1 06/03/2018 38 23.75 160,117 2,800



1 06/03/2018 38 23.76 163,217 3,100



1 06/03/2018 38 23.77 164,517 1,300



1 06/03/2018 38 23.78 169,334 4,817



1 06/03/2018 38 23.79 169,634 300



1 06/03/2018 38 23.8 170,434 800



1 06/03/2018 38 23.81 173,334 2,900



1 06/03/2018 38 23.82 173,434 100



1 06/03/2018 38 23.83 175,334 1,900



1 06/03/2018 38 23.84 177,934 2,600



1 06/03/2018 38 23.85 184,734 6,800



1 06/03/2018 38 23.86 189,434 4,700



1 06/03/2018 38 23.87 190,934 1,500



1 06/03/2018 38 23.88 191,034 100



1 06/03/2018 38 23.89 194,634 3,600



1 06/03/2018 38 23.895 194,734 100



1 06/03/2018 38 23.9 199,834 5,100



1 06/03/2018 38 23.905 200,534 700



1 06/03/2018 38 23.91 212,334 11,800



1 06/03/2018 38 23.92 230,434 18,100



1 06/03/2018 38 23.93 240,234 9,800



1 06/03/2018 38 23.94 249,034 8,800



1 06/03/2018 38 23.945 249,134 100



1 06/03/2018 38 23.95 252,134 3,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2218



Acquired/ Disposed



1 06/03/2018 38 23.96 254,034 1,900



1 06/03/2018 38 23.97 255,234 1,200



1 07/03/2018 38 127,617 -127,617



1 07/03/2018 38 23.9 129,034 1,417



1 07/03/2018 38 23.93 129,734 700



1 07/03/2018 38 23.94 132,634 2,900



1 07/03/2018 38 23.95 136,134 3,500



1 07/03/2018 38 23.96 137,934 1,800



1 07/03/2018 38 23.97 140,434 2,500



1 07/03/2018 38 23.99 142,234 1,800



1 07/03/2018 38 24 143,234 1,000



1 07/03/2018 38 24.01 149,734 6,500



1 07/03/2018 38 24.02 156,534 6,800



1 07/03/2018 38 24.03 170,034 13,500



1 07/03/2018 38 24.04 180,334 10,300



1 07/03/2018 38 24.05 184,834 4,500



1 07/03/2018 38 24.06 193,434 8,600



1 07/03/2018 38 24.07 197,334 3,900



1 07/03/2018 38 24.075 197,434 100



1 07/03/2018 38 24.08 208,934 11,500



1 07/03/2018 38 24.085 209,034 100



1 07/03/2018 38 24.09 215,934 6,900



1 07/03/2018 38 24.1 220,034 4,100



1 07/03/2018 38 24.11 222,234 2,200



1 07/03/2018 38 24.12 229,234 7,000



1 07/03/2018 38 24.13 239,534 10,300



1 07/03/2018 38 24.14 249,334 9,800



1 07/03/2018 38 24.145 250,034 700



1 07/03/2018 38 24.15 254,434 4,400



1 07/03/2018 38 24.17 255,234 800



1 08/03/2018 38 127,617 -127,617



1 08/03/2018 38 23.92 128,317 700



1 08/03/2018 38 23.93 130,117 1,800

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2219



Acquired/ Disposed



1 08/03/2018 38 23.94 133,617 3,500



1 08/03/2018 38 23.95 134,334 717



1 08/03/2018 38 23.96 135,434 1,100



1 08/03/2018 38 23.97 137,234 1,800



1 08/03/2018 38 23.98 142,534 5,300



1 08/03/2018 38 23.99 151,534 9,000



1 08/03/2018 38 24 174,534 23,000



1 08/03/2018 38 24.01 196,634 22,100



1 08/03/2018 38 24.02 207,934 11,300



1 08/03/2018 38 24.03 217,034 9,100



1 08/03/2018 38 24.04 225,934 8,900



1 08/03/2018 38 24.05 231,134 5,200



1 08/03/2018 38 24.06 233,934 2,800



1 08/03/2018 38 24.07 234,634 700



1 08/03/2018 38 24.08 235,134 500



1 08/03/2018 38 24.09 237,234 2,100



1 08/03/2018 38 24.11 238,234 1,000



1 08/03/2018 38 24.12 251,534 13,300



1 08/03/2018 38 24.13 254,634 3,100



1 08/03/2018 38 24.15 255,234 600



1 09/03/2018 38 127,617 -127,617



1 09/03/2018 38 23.77 127,717 100



1 09/03/2018 38 23.775 127,817 100



1 09/03/2018 38 23.78 128,917 1,100



1 09/03/2018 38 23.785 129,317 400



1 09/03/2018 38 23.79 136,717 7,400



1 09/03/2018 38 23.795 138,317 1,600



1 09/03/2018 38 23.8 142,117 3,800



1 09/03/2018 38 23.805 142,417 300



1 09/03/2018 38 23.81 146,417 4,000



1 09/03/2018 38 23.815 146,717 300



1 09/03/2018 38 23.82 150,217 3,500



1 09/03/2018 38 23.825 152,517 2,300

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2220



Acquired/ Disposed



1 09/03/2018 38 23.83 159,317 6,800



1 09/03/2018 38 23.835 160,617 1,300



1 09/03/2018 38 23.84 163,917 3,300



1 09/03/2018 38 23.845 166,717 2,800



1 09/03/2018 38 23.85 170,617 3,900



1 09/03/2018 38 23.86 171,717 1,100



1 09/03/2018 38 23.865 172,517 800



1 09/03/2018 38 23.87 185,217 12,700



1 09/03/2018 38 23.875 186,517 1,300



1 09/03/2018 38 23.88 193,817 7,300



1 09/03/2018 38 23.885 195,817 2,000



1 09/03/2018 38 23.89 207,617 11,800



1 09/03/2018 38 23.895 207,917 300



1 09/03/2018 38 23.9 220,917 13,000



1 09/03/2018 38 23.905 221,217 300



1 09/03/2018 38 23.91 234,317 13,100



1 09/03/2018 38 23.915 234,917 600



1 09/03/2018 38 23.92 241,817 6,900



1 09/03/2018 38 23.93 243,817 2,000



1 09/03/2018 38 23.935 244,117 300



1 09/03/2018 38 23.94 247,317 3,200



1 09/03/2018 38 23.945 247,417 100



1 09/03/2018 38 23.95 249,117 1,700



1 09/03/2018 38 23.96 253,034 3,917



1 09/03/2018 38 23.98 254,234 1,200



1 09/03/2018 38 24 254,834 600



1 09/03/2018 38 24.005 255,034 200



1 09/03/2018 38 24.01 255,234 200

Ritchie Bros. Auctioneers Incorporated


Briscoe, Beverley Anne 4 06/03/2018 56 32.03 27,259 1,216


Options Driscoll, Sharon 5 01/03/2018 50 32.16 161,742 44,661


Rights Performance Share Units

Driscoll, Sharon 5 01/03/2018 56 31.98 37,845 11,046


Rights Restricted Share Units

Driscoll, Sharon 5 01/03/2018 56 31.98 5,002 4,090



Elton, Robert George 4 06/03/2018 56 32.03 13,884 538

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2221



Acquired/ Disposed


Options Feick, Douglas 5 01/03/2018 50 32.16 82,323 20,228



Feick, Douglas 5 01/03/2018 56 31.98 10,496 5,003



Fennell, Jonathan Kim 4 06/03/2018 56 32.03 1,169 538


Options Jeter, James Jeffrey 5 01/03/2018 50 32.16 106,802 25,917



Jeter, James Jeffrey 5 01/03/2018 56 31.98 13,231 6,410


Options Marck, Marianne 5 01/03/2018 50 32.16 63,508 23,073



Marck, Marianne 5 01/03/2018 56 31.98 15,061 5,706



Marck, Marianne 5 01/03/2018 56 31.98 42,084 3,095



Olsson, Erik 4 06/03/2018 56 32.03 10,961 538



Pitoniak, Edward Baltazar 4 06/03/2018 56 32.03 14,792 538



Raiss, Sarah 4 06/03/2018 56 32.03 3,342 538


Options Saligram, Ravichandra 5 01/03/2018 50 32.16 1,209,304 176,992



Saligram, Ravichandra 5 01/03/2018 56 31.98 285,122 43,777



Shenkan, Amy Guggenheim 4 06/03/2018 56 32.03 1,169 538


Options Watt, Darren 5 01/03/2018 50 32.16 63,632 16,325



Watt, Darren 5 01/03/2018 56 31.98 11,306 4,037



Watt, Darren 5 01/03/2018 56 31.98 2,094 2,094


Options Werner, Karl William 5 01/03/2018 50 32.16 172,884 25,127



Werner, Karl William 5 01/03/2018 56 31.98 28,741 6,214



Werner, Karl William 5 01/03/2018 56 31.98 3,400 3,400


Options Wohler, Todd 5 01/03/2018 50 32.16 130,730 25,285



Wohler, Todd 5 01/03/2018 56 31.98 29,609 6,253



Wohler, Todd 5 26/01/2015 00



Wohler, Todd 5 01/03/2018 56 31.98 3,424 3,424



Zimmerman, Christopher 4 06/03/2018 56 32.03 14,792 538

Rogers Communications Inc. Non-Voting Shares Class B

Brooks, Bonnie 4 31/12/2017 30 62.548 2,606 20


Burgess, Robert Kenneth 4 31/12/2017 30 62.675 861 10


Clappison, John 4 31/12/2017 30 62.558 1,276 15


Dépatie, Robert 4 31/12/2017 30 62.677 8,924 13


Gemmell, Robert 4 31/12/2017 30 64.771 15,428 1


Horn, Alan Douglas 4, 6, 7, 5 31/12/2017 30 62.677 1,306,480 34

Rogers Communications Inc. Restricted Share Units of Rogers Telecommunications Limited

Horn, Alan Douglas 4, 6, 7, 5 11/02/2018 59 57.491 55,578 -37,205

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2222



Acquired/ Disposed


Horn, Alan Douglas 4, 6, 7, 5 27/02/2018 56 81,301 25,723


MacDonald, John A. 4 31/12/2017 30 62.528 1,633 23


Rogers Control Trust 3 11/02/2018 59 57.491 126,219 -46,129


Rogers Control Trust 3 27/02/2018 56 159,942 33,723


Rogers, Edward 4, 6, 7, 5 31/12/2017 30 62.659 3,091 33


Rogers, Edward 4, 6, 7, 5 11/02/2018 59 57.491 3,967 -2,231


Rogers, Edward 4, 6, 7, 5 27/02/2018 56 5,967 2,000


Rogers, Loretta A. 4, 6 31/12/2017 30 62.494 61,195 27


Rogers, Loretta A. 4, 6 11/02/2018 59 57.491 3,967 -2,231


Rogers, Loretta A. 4, 6 27/02/2018 56 5,967 2,000


Rogers, Martha 4, 6 31/12/2017 30 62.511 1,906 26


Rogers, Martha 4, 6 11/02/2018 59 57.491 3,967 -2,231


Rogers, Martha 4, 6 27/02/2018 56 5,967 2,000


Rogers, Melinda M. 4, 6, 7 31/12/2017 30 62.484 2,200 30


Rogers, Melinda M. 4, 6, 7 11/02/2018 59 57.491 3,967 -2,231


Rogers, Melinda M. 4, 6, 7 27/02/2018 56 5,967 2,000

Roxgold Inc. Common Shares Dorward, John Andrew 4, 5 02/03/2018 10 1.09 735,500 25,000

Royal Bank of Canada Common Shares Chisholm, Andrew Allen 4 31/01/2017 30 93.637 686 250

Royal Bank of Canada Common Shares Chisholm, Andrew Allen 4 28/04/2017 30 93.441 996 310

Royal Bank of Canada Common Shares Chisholm, Andrew Allen 4 31/07/2017 30 93.086 1,308 312

Royal Bank of Canada Common Shares Chisholm, Andrew Allen 4 28/10/2017 30 101.03 1,595 287

Royal Bank of Canada Common Shares Daruvala, Toos Noshir 4 27/02/2017 30 74.043 1,310 10




Royal Bank of Canada Rights Director Deferred Stock Units

Daruvala, Toos Noshir 4 29/12/2017 56 7,626 3,359

Royal Bank of Canada Common Shares Denison, David Francis 4 28/02/2017 30 99.84 1,058 8




Insider Reporting

March 15, 2018

(2018), 41 OSCB 2223



Acquired/ Disposed


Denison, David Francis 4 29/12/2017 56 18,904 3,758


Laberge, Alice D. 4 29/12/2017 56 47,897 4,013


McCain, Michael Harrison 4 31/12/2017 56 95.97 48,510 4,292

Royal Bank of Canada Common Shares Renyi, Thomas Andrew 4 27/02/2017 30 74.043 1,460 11

Royal Bank of Canada Common Shares Renyi, Thomas Andrew 4 27/02/2017 30 74.043 11







Renyi, Thomas Andrew 4 29/12/2017 56 10,922 2,961

Royal Bank of Canada Rights RBC Bancorporation (USA)/RBC Bank (USA) Director Deferred

Renyi, Thomas Andrew 4 21/12/2017 56 4,719 2,374


Yabuki, Jeffery William 4 19/10/2017 00


Yabuki, Jeffery William 4 29/12/2017 56 208 208

Royal Sapphire Corp. Common Shares NSP Consulting Inc. 3 05/02/2018 11 0 -8,000,000

Royal Sapphire Corp. Warrants NSP Consulting Inc. 3 20/04/2017 00

Royal Sapphire Corp. Warrants NSP Consulting Inc. 3 20/04/2017 53 0.0131 2,000,000 2,000,000

Royal Sapphire Corp. Warrants NSP Consulting Inc. 3 15/06/2017 37 6,000,000

Royal Sapphire Corp. Warrants NSP Consulting Inc. 3 15/06/2017 37 6,000,000

Rugby Mining Limited Common Shares Bond, Cecil Robert 4 05/03/2018 00 1,093,500

Rugby Mining Limited Options Bond, Cecil Robert 4 05/03/2018 00 1,000,000

Russel Metals Inc. Options Bryant, Gregg Edward 5 05/03/2018 52 26.7 9,000 -2,500

Russel Metals Inc. Options Coleman, Lesley Margaret Seppings

5 05/03/2018 52 26.7 34,500 -2,500

Russel Metals Inc. Options Halcrow, David 5 05/03/2018 52 26.7 32,000 -15,000

Russel Metals Inc. Options Robb, Lloyd Bruce 5 05/03/2018 52 26.7 28,000 -5,000

Russel Metals Inc. Options Vaillancourt, Michel 5 05/03/2018 52 26.7 34,000 -10,000

RYU Apparel Inc. Options Ciambrelli, Martino 4 02/03/2018 50 0.29 650,000 300,000

RYU Apparel Inc. Options Leone, Marcello 5 02/03/2018 50 0.29 7,050,000 2,500,000

RYU Apparel Inc. Warrants Leone, Marcello 5 06/03/2018 54 0.2 734,000 -350,000

RYU Apparel Inc. Warrants Leone, Marcello 5 07/03/2018 54 0.2 300,000 -434,000

RYU Apparel Inc. Options Leone, Maria 4 02/03/2018 50 0.29 500,000 200,000

RYU Apparel Inc. Common Shares Marcus, William 4 01/03/2018 10 0.209 838,000 15,000

RYU Apparel Inc. Options Marcus, William 4 02/03/2018 50 0.29 400,000 200,000

RYU Apparel Inc. Options Pawson, Brett 5 02/03/2018 50 0.29 1,000,000 500,000

RYU Apparel Inc. Common Shares Villa, Pedro 5 02/03/2018 10 0.29 40,000 -40,000

RYU Apparel Inc. Options Villa, Pedro 5 02/03/2018 50 0.29 900,000 300,000

Sabina Gold & Silver Corp. Common Shares McLeod, Donald Bruce 4 08/03/2018 10 1.776 750,000 10,000

Salazar Resources Limited Common Shares DeMare, Nick 4, 5 10/03/2018 54 0.12 576,325 150,675

Salazar Resources Limited Warrants DeMare, Nick 4, 5 10/03/2018 54 0.12 0 -150,675

Sandy Lake Gold Inc. Options Desmeules, Michael James 4 30/11/2017 00

Sandy Lake Gold Inc. Options Desmeules, Michael James 4 06/03/2018 50 0.09 500,000 500,000

Scythian Biosciences Corp. (previously: Kitrinor Metals Inc.)

Options Held, Jonathan James 5 07/08/2017 00


Options Held, Jonathan James 5 08/03/2018 50 21.12 20,000 20,000


Common Shares Persofsky, Renah 4 08/03/2018 00 5,377


Deferred Share Units Persofsky, Renah 4 08/03/2018 00

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2224



Acquired/ Disposed


Deferred Share Units Persofsky, Renah 4 08/03/2018 97 30,000 30,000


Options Persofsky, Renah 4 08/03/2018 00 30,000


Options Persofsky, Renah 4 08/03/2018 50 21.12 50,000 20,000


Warrants Persofsky, Renah 4 08/03/2018 00 5,377

Seabridge Gold Inc. Common Shares Banfield, Armine Frederick 4 28/02/2018 51 12.6 325,000 50,000

Seabridge Gold Inc. Options Banfield, Armine Frederick 4 28/02/2018 51 12.6 120,000 -50,000

Seabridge Gold Inc. Common Shares Fronk, Rudi P. 4, 1 28/02/2018 51 12.6 1,220,000 250,000

Seabridge Gold Inc. Common Shares Fronk, Rudi P. 4, 1 06/03/2018 10 11.02 1,020,000 -200,000

Seabridge Gold Inc. Options Fronk, Rudi P. 4, 1 28/02/2018 51 12.6 675,000 -250,000

Seahawk Ventures Inc. Common Shares Ekholm, Ian Jack 3 26/02/2018 10 0.39 2,908,000 2,500






Seahawk Ventures Inc. Common Shares Ekholm, Ian Jack 3 26/02/2018 10 0.43 1,340,700 500

Seahawk Ventures Inc. Common Shares Ekholm, Ian Jack 3 27/02/2018 10 0.415 1,305,200 -35,500






Search Minerals Inc. Options MOLYVIATIS, GEORGE 4 02/10/2017 00

Search Minerals Inc. Options MOLYVIATIS, GEORGE 4 14/02/2018 50 650,000 650,000

Secure Energy Services Inc. Common Shares Amirault, Rene 3, 4, 5 28/02/2018 30 8.56 1,231,230 105

Secure Energy Services Inc. Rights Performance Unit Awards

Amirault, Rene 3, 4, 5 28/02/2018 30 378,459 1,740

Secure Energy Services Inc. Units Restricted Share Units

Amirault, Rene 3, 4, 5 28/02/2018 30 118,193 497

Secure Energy Services Inc. Common Shares Steinke, Daniel 5 28/02/2018 30 8.56 565,046 8

Secure Energy Services Inc. Common Shares Employee Share Ownership Plan

Steinke, Daniel 5 28/02/2018 30 8.52 16,603 11

Secure Energy Services Inc. Common Shares Employee Share Ownership Plan

Steinke, Daniel 5 28/02/2018 30 8.95 17,209 606

Secure Energy Services Inc. Rights Performance Unit Awards

Steinke, Daniel 5 28/02/2018 30 166,822 751

Secure Energy Services Inc. Units Restricted Share Units

Steinke, Daniel 5 28/02/2018 30 50,862 205

Secure Energy Services Inc. Common Shares WADSWORTH, GEORGE 7 06/03/2018 10 8.409 538,279 -10,000

SEMAFO INC. Common Shares Milette, Martin 5 08/03/2018 10 3.42 59,900 30,000

Serinus Energy Inc. Common Shares Jakubowicz, Dawid J. 4 07/03/2018 00

Serinus Energy Inc. Options Jakubowicz, Dawid J. 4 07/03/2018 00

ShawCor Ltd. Options Anderson, Thomas Young 5 03/03/2018 50 16,900 10,400

ShawCor Ltd. Options Cistrone, Frank 5 03/03/2018 50 41,400 13,000

ShawCor Ltd. Options Dunn, Ronald Joseph 5 05/03/2018 50 25.22 91,410 10,900

ShawCor Ltd. Options ewert, darrell 5 03/03/2018 50 33,900 4,500

ShawCor Ltd. Options Orr, Stephen Michael 5 03/03/2018 50 443,700 195,000

ShawCor Ltd. Options Pierroz, Paul Anthony 5 03/03/2018 50 78,100 12,900

ShawCor Ltd. Options Reizer, Kevin Dominic 5 03/03/2018 50 28,500 16,300

ShawCor Ltd. Common Shares Robinson, Paul Geoffrey 4 07/08/2001 00

ShawCor Ltd. Common Shares Robinson, Paul Geoffrey 4 09/03/2018 36 14,000 14,000

ShawCor Ltd. Subordinate Voting Shares Class A

Robinson, Paul Geoffrey 4 09/03/2018 36 0 -14,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2225



Acquired/ Disposed

ShawCor Ltd. Options Tabak, Joseph 5 03/03/2018 50 29,500 12,600

ShawCor Ltd. Options Tausch, Henricus Adrianus Antonius Maria Tausch

5 01/03/2012 00

ShawCor Ltd. Options Tausch, Henricus Adrianus Antonius Maria Tausch

5 03/03/2018 50 58,500 58,500

ShawCor Ltd. Common Shares valiquette, evelyn charlene 4 03/03/2005 00

ShawCor Ltd. Common Shares valiquette, evelyn charlene 4 07/03/2018 36 12,000 12,000


valiquette, evelyn charlene 4 07/03/2018 36 -12,000


valiquette, evelyn charlene 4 07/03/2018 36 -12,000


valiquette, evelyn charlene 4 07/03/2018 36 0 -12,000

Sherritt International Corporation

Common Shares Vydra, Martin 5 05/03/2018 51 0.68 228,800 193,800

Sherritt International Corporation

Options Vydra, Martin 5 05/03/2018 51 0.68 586,923 -193,800

Shopify Inc. Multiple Voting Shares Class B Multiple Voting Shares

Finkelstein, Harley Michael 5 08/03/2018 51 0.16 3,351 3,351

Shopify Inc. Multiple Voting Shares Class B Multiple Voting Shares

Finkelstein, Harley Michael 5 08/03/2018 36 0 -3,351

Shopify Inc. Options Finkelstein, Harley Michael 5 08/03/2018 51 0.16 318,984 -3,351

Shopify Inc. RSU Finkelstein, Harley Michael 5 05/03/2018 57 57,120 -4,178

Shopify Inc. Subordinate Voting Shares Class A Subordinate Voting Shares

Finkelstein, Harley Michael 5 05/03/2018 57 4,232 4,178


Finkelstein, Harley Michael 5 05/03/2018 10 138.49 1,926 -2,306


Finkelstein, Harley Michael 5 08/03/2018 30 144.62 129 -1,797


Finkelstein, Harley Michael 5 08/03/2018 36 3,480 3,351


Finkelstein, Harley Michael 5 08/03/2018 30 186.87 129 -3,351

Shopify Inc. Options Forsyth, Brittany Jean 5 01/03/2018 50 136.55 14,131

Shopify Inc. Options Forsyth, Brittany Jean 5 01/03/2018 50 136.55 52,631 14,131

Shopify Inc. RSU Forsyth, Brittany Jean 5 01/03/2018 56 22,758 7,324

Shopify Inc. RSU Forsyth, Brittany Jean 5 05/03/2018 57 21,714 -1,044


Forsyth, Brittany Jean 5 05/03/2018 57 1,080 1,044


Forsyth, Brittany Jean 5 05/03/2018 10 138.49 504 -576


Forsyth, Brittany Jean 5 07/03/2018 30 139.95 55 -449

Shopify Inc. Options Frasca, Joseph Andrew 5 01/03/2018 50 136.55 35,598 10,598

Shopify Inc. RSU Frasca, Joseph Andrew 5 01/03/2018 56 11,527 5,493


Jones, Russell Norman 5 05/03/2018 30 139.34 32,500 -2,500

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2226



Acquired/ Disposed


Jones, Russell Norman 5 07/03/2018 30 141.84 30,000 -2,500

Shopify Inc. Options Lemieux, Jean-Michel 5 01/03/2018 50 136.55 49,098 10,598

Shopify Inc. RSU Lemieux, Jean-Michel 5 01/03/2018 56 20,927 5,493

Shopify Inc. RSU Lemieux, Jean-Michel 5 05/03/2018 57 19,883 -1,044


Lemieux, Jean-Michel 5 05/03/2018 57 7,187 1,044


Lemieux, Jean-Michel 5 05/03/2018 10 138.49 6,611 -576

Shopify Inc. Options Lennie, David William 5 01/03/2018 50 136.55 68,066 7,066

Shopify Inc. RSU Lennie, David William 5 01/03/2018 56 27,979 3,662

Shopify Inc. RSU Lennie, David William 5 05/03/2018 57 26,935 -1,044


Lennie, David William 5 05/03/2018 57 10,246 1,044


Lennie, David William 5 05/03/2018 10 138.49 9,670 -576


Lutke, Tobias Albin 4, 5 05/03/2018 90 130,401 -5,599


Lutke, Tobias Albin 4, 5 05/03/2018 30 137.68 128,000 -2,401


Lutke, Tobias Albin 4, 5 05/03/2018 90 5,599 5,599


Lutke, Tobias Albin 4, 5 05/03/2018 30 137.68 0 -5,599

Shopify Inc. Options Weiser, Jeffrey Kane 5 26/02/2018 00

Shopify Inc. Options Weiser, Jeffrey Kane 5 01/03/2018 50 136.55 30,381 30,381

Shopify Inc. RSU Weiser, Jeffrey Kane 5 26/02/2018 00

Shopify Inc. RSU Weiser, Jeffrey Kane 5 01/03/2018 56 15,746 15,746

Sienna Senior Living Inc. (formerly Leisureworld Senior Care Corporation)

Common Shares Sender, Stephen 4 06/03/2018 10 17.56 23,100 7,100

Sienna Senior Living Inc. (formerly Leisureworld Senior Care Corporation)

Common Shares Sender, Stephen 4 06/03/2018 10 17.54 0 -7,100

Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)

Common Shares Arias, J. Alberto 4, 6 01/03/2018 57 456,011 49,123

Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)

Restricted Share Unit Arias, J. Alberto 4, 6 01/03/2018 57 58,943 -49,123

Silver Bear Resources Plc Ordinary Shares Gualtieri, Dominic 4 05/03/2018 10 0.24 400,500 -30,000

Silver Bear Resources Plc Ordinary Shares Hill, Graham David 5 06/03/2018 10 0.25 64,500 -285,500

Silver Bear Resources Plc Ordinary Shares Hill, Graham David 5 07/03/2018 10 0.25 0 -64,500

Silver Viper Minerals Corp. Common Shares Cope, Gary Gordon 4 02/03/2018 10 0.17 1,408,000 50,000

SILVERCORP METALS INC. Options Feng, Rui 4, 5 07/03/2018 52 3.91 2,682,500 -125,000

SILVERCORP METALS INC. Options Kong, David TokPay 4 07/03/2018 52 3.91 506,750 -10,000

SILVERCORP METALS INC. Options Liu, Yikang 4 07/03/2018 52 3.91 143,270 -6,500

SILVERCORP METALS INC. Options Simpson, Stephen Paul 4 07/03/2018 52 3.91 506,750 -10,000

Skyscape Capital Inc. Options Daher, Roger 4 20/02/2018 00

Skyscape Capital Inc. Options Daher, Roger 4 06/03/2018 50 100,000 100,000

Skyscape Capital Inc. Options Pathak, Sumesh Paul 4 20/02/2018 00

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2227



Acquired/ Disposed

Skyscape Capital Inc. Options Pathak, Sumesh Paul 4 06/03/2018 50 50,000 50,000

Skyscape Capital Inc. Options Walker, James Stanley 4 20/02/2018 00

Skyscape Capital Inc. Options Walker, James Stanley 4 06/03/2018 50 50,000 50,000

Slate Retail REIT Trust Units Class U Units Welch, Blair 4 20/04/2012 00

Slate Retail REIT Trust Units Class U Units Welch, Blair 4 05/03/2018 10 12.002 825 825

Slate Retail REIT Trust Units Class U Units Welch, Blair 4 05/03/2018 10 12.089 5,775 4,950


Slate Retail REIT Trust Units Class U Units Welch, Blair 4 20/04/2012 00


Sleep Country Canada Holdings Inc.

Performance Share Units (PSU)

Friesema, David 4 31/12/2017 30 33.66 37,001 176


Common Shares Howcroft, Dave 5 06/03/2018 10 37 9,357 -2,900


Common Shares Howcroft, Dave 5 06/03/2018 10 37 9,906 -810



Howcroft, Dave 5 31/12/2017 30 33.66 16,135 70


Common Shares Magee, Christine 4 06/03/2018 10 35.75 293,198 -150,000



Masson, Robert 5 31/12/2017 30 33.66 16,135 70



Schaefer, Stewart 5 31/12/2017 30 33.66 32,682 146



Solomon, Eric 5 31/12/2017 30 33.66 7,374 70



Will, Sieg 5 31/12/2017 30 33.66 14,801 70

Smart Employee Benefits Inc Options Armstrong, Philip 4 05/03/2018 50 0.23 300,000 200,000

Smart Employee Benefits Inc Options Barbaro, Rinaldo D 4 05/03/2018 50 0.23 400,000 200,000

Smart Employee Benefits Inc Options Deeks, Brian 5 03/02/2017 00

Smart Employee Benefits Inc Options Deeks, Brian 5 05/03/2018 50 0.23 75,000 75,000

Smart Employee Benefits Inc Options Elliott, Nancy Myles 4 05/03/2018 50 0.23 500,000 200,000

Smart Employee Benefits Inc Options Hrudka, Christine Jean 4 05/03/2018 50 0.23 600,000 200,000

Smart Employee Benefits Inc Options IANNICELLI, JOSEPH 4 05/03/2018 50 0.23 500,000 200,000

Smart Employee Benefits Inc Options McKimm, John 5 05/03/2018 50 0.23 2,100,000 1,500,000

Smart Employee Benefits Inc Options Peacock, Stephen 4 05/03/2018 50 0.23 500,000 200,000

Smart Employee Benefits Inc Options Pesner, Michael 4 05/03/2018 50 0.23 300,000 200,000

Smart Employee Benefits Inc Options Prentice, Robert 5 20/07/2012 00

Smart Employee Benefits Inc Options Prentice, Robert 5 05/03/2018 50 0.23 250,000 250,000

SNC-Lavalin Group Inc. Restricted Share Units/Unités d'actions incessibles

Brown, Christian 5 05/03/2018 56 56.01 43,181 12,249

SNC-Lavalin Group Inc. Unités de participation en actions/Performance Share Units

Brown, Christian 5 05/03/2018 56 56.01 48,411 18,374


BRUCE, Neil 4, 5 05/03/2018 56 56.01 106,739 24,930

SNC-Lavalin Group Inc. Unités d'actions différées (hauts dirigeants)

BRUCE, Neil 4, 5 05/03/2018 56 56.01 74,559 26,781


BRUCE, Neil 4, 5 05/03/2018 56 56.01 127,777 37,395


Cullens, Alan James 5 05/03/2018 56 56.01 10,313 5,857


Cullens, Alan James 5 05/03/2018 56 56.01 15,468 8,785


Dumas, Marie-Claude 5 05/03/2018 56 56.01 23,368 6,428


Dumas, Marie-Claude 5 01/01/2018 00

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2228



Acquired/ Disposed






Edwards, Ian L. 5 05/03/2018 56 56.01 46,362 9,603


Edwards, Ian L. 5 15/04/2015 00


Edwards, Ian L. 5 05/03/2018 56 56.01 13,964 13,964


Edwards, Ian L. 5 05/03/2018 56 56.01 43,680 14,404


Girard, Sylvain 5 05/03/2018 56 56.01 25,190 7,482


Girard, Sylvain 5 05/04/2016 00


Girard, Sylvain 5 05/03/2018 56 56.01 8,395 8,395


Girard, Sylvain 5 05/03/2018 56 56.01 31,563 11,223


Paterson, Hartland 5 05/03/2018 56 56.01 17,441 4,909






Roberts, Nicholas John 5 05/03/2018 56 56.01 11,115 8,078


Roberts, Nicholas John 5 05/03/2018 56 56.01 15,154 12,117


Ryan, Erik J. 5 05/03/2018 56 56.01 29,635 4,909


Ryan, Erik J. 5 01/11/2013 00


Ryan, Erik J. 5 05/03/2018 56 56.01 6,835 6,835


Ryan, Erik J. 5 05/03/2018 56 56.01 22,254 7,363


Sorel, Chantal 5 05/03/2018 56 56.01 6,772 3,077


Sorel, Chantal 5 05/03/2018 56 56.01 6,335 4,615


Suarez, Jose Joaquin 5 05/03/2018 56 56.01 24,888 6,814


Suarez, Jose Joaquin 5 05/03/2018 56 56.01 28,324 10,220


Taylor, Alexander S. 5 05/03/2018 56 56.01 39,288 8,565


Taylor, Alexander S. 5 01/03/2014 00



Insider Reporting

March 15, 2018

(2018), 41 OSCB 2229



Acquired/ Disposed



SOLITARIO ZINC CORP. Common Shares Herald, Christopher 4 08/03/2018 10 0.4883 1,543,000 3,000

Sonoro Energy Ltd. Common Shares Marpe, William James 3, 4 05/03/2018 10 0.1 1,668,678 -2,500,000

Sonoro Energy Ltd. Common Shares Marpe, William James 3, 4 06/03/2018 10 0.105 1,337,178 -331,500

Sonoro Energy Ltd. Common Shares Marpe, William James 3, 4 06/03/2018 10 0.11 1,316,178 -21,000

Sonoro Energy Ltd. Common Shares Marpe, William James 3, 4 06/03/2018 10 0.1 168,678 -1,147,500

Sonoro Energy Ltd. Common Shares Marpe, William James 3, 4 09/03/2018 16 0.1 4,168,678 4,000,000

Sonoro Energy Ltd. Common Shares Marpe, William James 3, 4 09/03/2018 16 0.1 4,357,488 188,810

Sonoro Energy Ltd. Warrants Marpe, William James 3, 4 09/03/2018 16 0.2 2,737,542 2,000,000

Sonoro Energy Ltd. Warrants Marpe, William James 3, 4 09/03/2018 16 0.2 2,831,947 94,405

Sonoro Metals Corp. Common Shares MacLeod, Kenneth 4, 5 05/03/2018 10 0.15 3,687,667 142,500




Sphere 3D Corp. Warrants Cyrus Capital Partners, L.P. 3 06/03/2018 55 44,000 -4,000

Spot Coffee (Canada) Ltd. Common Shares AYOUB, ANTON MICHEL 4, 5 05/03/2018 10 0.16 1,829,958 1,500

Spot Coffee (Canada) Ltd. Common Shares AYOUB, ANTON MICHEL 4, 5 07/03/2018 10 0.165 1,832,458 2,500

Spot Coffee (Canada) Ltd. Common Shares Lorenzo, John Michael 4 05/03/2018 10 0.155 8,021,857 7,000





Sprott Inc. Common Shares Sprott, Eric S. 3 28/02/2018 10 3.1783 12,598,078 -316,100




Sprott Resource Holdings Inc. (formerly Adriana Resources Inc. )

EPSP Designation Boggio, Lenard 4 06/03/2018 56 0.14 1,675,827 535,715


EPSP Designation Dunne, Joan 4 06/03/2018 56 0.14 1,675,827 535,715


EPSP Designation Hochstein, Ronald F. 4 06/03/2018 56 0.14 1,675,827 535,715


EPSP Designation Lyons, Terrence 4 06/03/2018 56 0.14 1,294,644 535,715


EPSP Designation Yuzpe, Stephen Mark 4, 5 06/03/2018 56 0.14 3,367,342 714,286

SQI Diagnostics Inc. Common Shares Brouwer, Eric Bertrand 5 04/03/2018 50 0.2 333,333



SQI Diagnostics Inc. Options Brouwer, Eric Bertrand 5 04/03/2018 50 0.2 683,333 333,333

SQI Diagnostics Inc. Options Lie, Patricia 5 04/03/2018 50 0.2 368,611 173,611

SQI Diagnostics Inc. Options Morris, Andrew Charles 4, 5 04/03/2018 50 0.2 3,791,667 1,666,667

SQI Diagnostics Inc. Options San, Aye Nyein 5 04/03/2018 50 0.2 380,333 208,333

SSR Mining Inc. (Silver Standard Resources Inc.)

Options Gilligan, Jonathan 5 02/03/2018 10 5.83 156,134 -11,350


Options Gilligan, Jonathan 5 02/03/2018 10 7.17 128,259 -27,875


Common Shares Langford, Matthew Brendan 5 23/02/2018 00


Common Shares Langford, Matthew Brendan 5 23/02/2018 00


Common Shares Langford, Matthew Brendan 5 23/02/2018 00 3,956


Options Langford, Matthew Brendan 5 23/02/2018 00 39,560

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2230



Acquired/ Disposed


Restricted Share Units (Cash Settled)

Langford, Matthew Brendan 5 23/02/2018 00 9,850

Stans Energy Corp. Common Shares Aryev, Boris 4, 5 28/02/2018 10 0.05 4,591,052 2,100,000

Stans Energy Corp. Common Shares Grenke, Albert 4 28/02/2018 10 0.05 6,840,160 1,200,000

Stantec Inc. Common Shares Etter, Delores Maria 4 06/03/2018 10 25.25 14,781 1,500

Stantec Inc. Common Shares Etter, Delores Maria 4 06/03/2018 10 25.228 15,281 500

Starcore International Mines Ltd.

Common Shares Eadie, Robert 4, 5 06/03/2018 10 0.23 2,728,242 3,000


Common Shares Eadie, Robert 4, 5 08/03/2018 10 0.23 2,731,242 3,000


Common Shares GARCIA, SALVADOR 4 24/10/2017 00


Common Shares GARCIA, SALVADOR 4 07/03/2018 11 0.25 500,000 500,000


Warrants GARCIA, SALVADOR 4 24/10/2017 00


Warrants GARCIA, SALVADOR 4 07/03/2018 11 250,000 250,000

StorageVault Canada Inc. Common Shares APEX II Investment Fund Limited Partnership

4 09/03/2018 11 2.3 0 -446,272

StorageVault Canada Inc. Common Shares SASKWORKS VENTURE FUND INC.

3 09/03/2018 11 2.3 19,915,489 -6,834,358

Storm Resources Ltd. Common Shares Hearn, Michael James 5 05/03/2018 30 11,202 9,477

Storm Resources Ltd. Options Tiberio, Robert S 5 09/03/2018 52 646,000 -126,000

Storm Resources Ltd. Common Shares Wignes, Ingrid Emily 5 31/12/2017 30 3.55 10,322 9,477

Storm Resources Ltd. Options Wilson, James Kenneth 4 10/03/2018 52 142,500 -34,500

Strad Energy Services Ltd. Incentive awards (cash settlement only)

Alford, Thomas Malcolm 4 06/03/2018 56 76,222 30,000

Strad Energy Services Ltd. Options Donovan, Michael 5 29/03/2016 00

Strad Energy Services Ltd. Options Donovan, Michael 5 06/03/2018 50 35,000 35,000

Strad Energy Services Ltd. Options Donovan, Michael 5 27/02/2018 52 150,000 -6,667

Strad Energy Services Ltd. Restricted Awards Donovan, Michael 5 29/03/2016 00

Strad Energy Services Ltd. Restricted Awards Donovan, Michael 5 06/03/2018 56 70,000 70,000


Grandfield, Robert James 4, 5 06/03/2018 56 119,696 30,000

Strad Energy Services Ltd. Options Stock Options Grandfield, Robert James 4, 5 27/02/2018 52 17,000 -40,000

Strad Energy Services Ltd. Options Hopkie, Shane Barry 5 17/10/2012 00

Strad Energy Services Ltd. Options Hopkie, Shane Barry 5 27/02/2018 52 287,500 -30,000

Strad Energy Services Ltd. Options Hopkie, Shane Barry 5 06/03/2018 50 35,000 35,000

Strad Energy Services Ltd. Restricted Awards Hopkie, Shane Barry 5 17/10/2012 00

Strad Energy Services Ltd. Restricted Awards Hopkie, Shane Barry 5 06/03/2018 56 70,000 70,000


Hruska, Craig Francis 4 06/03/2018 56 84,697 30,000


McNulty, Michael Joseph 4 06/03/2018 56 60,000 30,000


Nodwell, John Howard 4 06/03/2018 56 80,486 30,000

Strad Energy Services Ltd. Options Stock Options Nodwell, John Howard 4 27/02/2018 52 17,000 -17,000

Strad Energy Services Ltd. Options Pernal, Andrew Robert 4, 5 15/11/2010 00

Strad Energy Services Ltd. Options Pernal, Andrew Robert 4, 5 06/03/2018 50 75,000 75,000

Strad Energy Services Ltd. Options Stock Options Pernal, Andrew Robert 4, 5 27/02/2018 52 432,500 -80,000

Strad Energy Services Ltd. Restricted Awards Pernal, Andrew Robert 4, 5 15/11/2010 00

Strad Energy Services Ltd. Restricted Awards Pernal, Andrew Robert 4, 5 06/03/2018 56 150,000 150,000

Strad Energy Services Ltd. Common Shares Strad Energy Services Ltd. 1 05/02/2018 38 0 -9,800

Strad Energy Services Ltd. Common Shares Strad Energy Services Ltd. 1 06/03/2018 38 1.5 1,000,000 1,000,000

Sun Life Financial Inc. Deferred Share Units Fishbein, Daniel 5 17/03/2014 00

Sun Life Financial Inc. Deferred Share Units Fishbein, Daniel 5 02/03/2018 30 53.52 7,309 7,309

Sun Life Financial Inc. Deferred Share Units Freyne, Colm Joseph 5 02/03/2018 30 53.52 65,296 7,585

Sun Life Financial Inc. Deferred Share Units Kennedy, Melissa Jane 5 02/03/2018 30 53.52 8,966 2,115

Sun Life Financial Inc. Common Shares Sun Life Financial 1 21/02/2018 38 51.119 270,000 270,000

Sun Life Financial Inc. Common Shares Sun Life Financial 1 21/02/2018 38 0 -270,000


Insider Reporting

March 15, 2018

(2018), 41 OSCB 2231



Acquired/ Disposed







Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 01/02/2018 38 36.12 135,126 135,126

Suncor Energy Inc. Common Shares Suncor Energy Inc. 1 01/02/2018 38 0 -135,126





































SunOpta Inc. Common Shares Barnett, Jill 5 05/03/2018 30 5.882 6,917 920

SunOpta Inc. Common Shares Duchscher, Robert 5 02/03/2018 10 7.092 9,374 3,500

SunOpta Inc. Common Shares Gough, Jeffrey 5 05/03/2018 30 5.882 22,008 865

SunOpta Inc. Common Shares Hollis, Dean 4 01/03/2018 10 7 87,291 9,900

SunOpta Inc. Common Shares Hollis, Dean 4 01/03/2018 10 7.05 91,291 4,000





SunOpta Inc. Common Shares Hollis, Dean 4 01/03/2018 10 7.1 102,391 800

SunOpta Inc. Common Shares McKeracher, Robert 5 05/03/2018 30 5.882 75,556 373

Sunshine Oilsands Ltd. Options Hibberd, Michael John 4, 5 09/12/2017 52 0.38 49,669,000 -1,620,000

Sunshine Oilsands Ltd. Options Hibberd, Michael John 4, 5 09/12/2017 52 0.8 46,679,000 -2,990,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2232



Acquired/ Disposed

Superior Plus Corp. 6.50% Senior Unsecured Notes of Superior Plus LP

Desjardins, Luc 4, 5 08/03/2018 38 $0 -$500,000

Superior Plus Corp. 6.50% Senior Unsecured Notes of Superior Plus LP

Vammen, Shawn Bradley 7 08/03/2018 38 $0 -$75,000

Supremex Inc. Deferred Share Units Emerson, Steward J. 5 28/02/2018 56 4.53 29,993 15,000

Surge Energy Inc. Common Shares Surge Energy Inc. 1 28/02/2018 38 1.9572 248,634 248,634

Surge Energy Inc. Common Shares Surge Energy Inc. 1 28/02/2018 38 1.9572 0 -248,634

SustainCo Inc. Common Shares David, Emlyn 4, 7, 5 07/03/2018 11 5,979,899 2,646,566

SustainCo Inc. Options Hazelton, Chris 5 04/09/2014 00

SustainCo Inc. Options Hazelton, Chris 5 04/09/2014 00 500,000

SustainCo Inc. Options Hazelton, Chris 5 13/07/2016 37 25,000 -475,000

SustainCo Inc. Options Hazelton, Christopher 5 06/03/2018 99 0 -500,000

Symphony Floating Rate Senior Loan Fund

Units Class A Symphony Floating Rate Senior Loan Fund

1 02/02/2018 38 8.79 3,000 3,000



1 02/02/2018 38 8.79 0 -3,000



1 09/02/2018 38 8.82 3,000 3,000



1 09/02/2018 38 8.82 0 -3,000



1 13/02/2018 38 8.78 3,000 3,000



1 13/02/2018 38 8.78 0 -3,000



1 15/02/2018 38 8.75 3,000 3,000



1 15/02/2018 38 8.75 0 -3,000



1 16/02/2018 38 8.83 3,000 3,000



1 16/02/2018 38 8.83 0 -3,000



1 20/02/2018 38 8.83 3,000 3,000



1 20/02/2018 38 8.83 0 -3,000



1 22/02/2018 38 8.84 3,000 3,000



1 22/02/2018 38 8.84 0 -3,000



1 26/02/2018 38 8.75 3,000 3,000



1 26/02/2018 38 8.75 0 -3,000



1 27/02/2018 38 8.7 3,000 3,000



1 27/02/2018 38 8.7 0 -3,000

Tantalex Resources Corporation (formerly, Lynnwood Capital Inc.)

Common Shares Ruihua Investment (Hong Kong) Company Limited

3 09/02/2018 00 25,000,000

Tantalex Resources Corporation (formerly, Lynnwood Capital Inc.)

Warrants Ruihua Investment (Hong Kong) Company Limited

3 09/02/2018 00 25,000,000

Tartisan Resources Corp. Common Shares Flett, Douglas Melville 4 02/03/2018 10 0.14 740,000 50,000


Tartisan Resources Corp. Common Shares Flett, Douglas Melville 4 15/07/2011 00


Taseko Mines Limited Common Shares Hallbauer, Russell Edward 4, 5 01/03/2018 10 1.66 168,336 2,400




Taseko Mines Limited Common Shares Hallbauer, Russell Edward 4, 5 01/03/2018 10 1.75 185,836 900



Insider Reporting

March 15, 2018

(2018), 41 OSCB 2233



Acquired/ Disposed














Taseko Mines Limited Common Shares McManus, John 5 05/03/2018 10 1.6522 186,580 29,650

Taylor North American Equity Opportunities Fund

Units Taylor North American Equity Opportunities Fund

1 01/02/2018 38 12.25 3,000 3,000



1 01/02/2018 38 12.25 0 -3,000



1 02/02/2018 38 12.12 3,000 3,000



1 02/02/2018 38 12.12 0 -3,000



1 06/02/2018 38 11.78 3,000 3,000



1 06/02/2018 38 11.78 0 -3,000



1 08/02/2018 38 11.62 3,000 3,000



1 08/02/2018 38 11.62 0 -3,000



1 09/02/2018 38 11.31 700 700



1 09/02/2018 38 11.31 0 -700



1 13/02/2018 38 11.49 1,700 1,700



1 13/02/2018 38 11.49 0 -1,700



1 14/02/2018 38 11.49 500 500



1 14/02/2018 38 11.49 0 -500

Tech Leaders Income Fund Units Tech Leaders Income Fund 1 01/02/2018 38 11.75 3,000 3,000

Tech Leaders Income Fund Units Tech Leaders Income Fund 1 01/02/2018 38 11.75 0 -3,000





Tech Leaders Income Fund Units Tech Leaders Income Fund 1 05/02/2018 38 11.26 400 400

Tech Leaders Income Fund Units Tech Leaders Income Fund 1 05/02/2018 38 11.26 0 -400













Insider Reporting

March 15, 2018

(2018), 41 OSCB 2234



Acquired/ Disposed





Tech Leaders Income Fund Units Tech Leaders Income Fund 1 27/02/2018 38 12 1,300 1,300

Tech Leaders Income Fund Units Tech Leaders Income Fund 1 27/02/2018 38 12 0 -1,300

Tech Leaders Income Fund Units Tech Leaders Income Fund 1 27/02/2018 38 11.99 200 200

Tech Leaders Income Fund Units Tech Leaders Income Fund 1 27/02/2018 38 11.99 0 -200

Teck Resources Limited Class B Subordinate Voting Shares

Millos, Ronald Allen 7 07/03/2018 51 4.15 32,726 25,000


Millos, Ronald Allen 7 07/03/2018 10 36.71 7,726 -25,000

Teck Resources Limited Options Millos, Ronald Allen 7 07/03/2018 51 4.15 873,500 -25,000


Reipas, Ray 5 06/03/2018 51 19.15 113,000 113,000


Reipas, Ray 5 06/03/2018 10 36.553 94,400 -18,600


Reipas, Ray 5 06/03/2018 10 36.55 93,000 -1,400


Reipas, Ray 5 06/03/2018 10 36.5 73,000 -20,000


Reipas, Ray 5 06/03/2018 10 36.55 63,000 -10,000


Reipas, Ray 5 06/03/2018 10 36.333 32,500 -30,500


Reipas, Ray 5 06/03/2018 10 36.3 30,000 -2,500


Reipas, Ray 5 06/03/2018 10 36.52 19,300 -10,700


Reipas, Ray 5 06/03/2018 10 36.45 18,700 -600


Reipas, Ray 5 06/03/2018 10 36.404 700 -18,000


Reipas, Ray 5 06/03/2018 10 36.4 0 -700

Teck Resources Limited Options Reipas, Ray 5 06/03/2018 51 19.15 315,200 -113,000


Stonkus, Andrew 5 05/03/2018 51 4.15 33,000 21,000


Stonkus, Andrew 5 05/03/2018 10 35.721 32,000 -1,000


Stonkus, Andrew 5 05/03/2018 10 35.782 12,000 -20,000

Teck Resources Limited Options Stonkus, Andrew 5 05/03/2018 51 4.15 453,750 -21,000


Teck Resources Limited 1 20/02/2018 38 36.572 400,000 400,000


Teck Resources Limited 1 23/02/2018 38 0 -400,000






Teck Resources Limited 1 05/03/2018 38 0 -578,500


Teck Resources Limited 1 06/03/2018 38 -578,500 -578,500

TELUS Corporation Restricted Share Units Mercier, Monique 5 23/02/2018 30 45.64 107,641 29,584

Temple Hotels Inc. Common Shares Temple Hotels Inc. 1 31/12/2012 00

Temple Hotels Inc. Common Shares Temple Hotels Inc. 1 07/03/2018 38 2.58 21,992 21,992

Temple Hotels Inc. Common Shares Temple Hotels Inc. 1 07/03/2018 38 0 -21,992





TeraGo Inc. Common Shares Charron, David 5 05/03/2018 10 5.65 25,362 25,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2235



Acquired/ Disposed

TeraGo Inc. Restricted Share Units Levy, Candice 5 05/03/2018 00

TeraGo Inc. Restricted Share Units Levy, Candice 5 05/03/2018 56 5.55 4,504 4,504

TeraGo Inc. Common Shares Martin, Michael James 4 28/02/2018 10 5.3 16,695 -10,200

TeraGo Inc. Common Shares Martin, Michael James 4 02/03/2018 10 5.3 1,895 -14,800

Teranga Gold Corporation Common Shares Mimran, David Jacques 3, 4 06/03/2018 10 3.6981 23,322,400 3,300

Teranga Gold Corporation Common Shares Tablo Corporation 3 06/03/2018 10 3.6981 23,322,400 3,300

Tetra Bio-Pharma Inc. Common Shares Chotard, Benoit 4 02/03/2018 00 1,400,000

Tetra Bio-Pharma Inc. Options Chotard, Benoit 4 02/03/2018 00 150,000

Tetra Bio-Pharma Inc. Options MERTON, Carl 4 10/07/2017 00

Tetra Bio-Pharma Inc. Options MERTON, Carl 4 27/11/2017 50 0.71 400,000 400,000

THC BIOMED INTL LTD. Warrants Miller, John 3, 4 02/03/2018 53 2,044,935 233,209

The Descartes Systems Group Inc.

Performance Share Units Brett, Allan 5 05/03/2018 97 47,232 6,208


Performance Share Units Pagan, John Scott 7, 5 05/03/2018 97 192,055 12,372


Performance Share Units Ryan, Edward 5 05/03/2018 97 236,745 16,932

The Hydropothecary Corporation

Common Shares Miron, Adam 4, 5 06/03/2018 10 3.9541 3,522,584 -133,332






Common Shares St-Louis, Sebastien G. 5 02/03/2018 10 3.6551 335,496 -84,000


Common Shares St-Louis, Sebastien G. 5 05/03/2018 10 3.8061 219,498 -115,998


Common Shares St-Louis, Sebastien G. 5 05/03/2018 10 3.8061 3,906,198 -40,002







The Jean Coutu Group (PJC) Inc.





Unités d'actions différées Dutil, Marcel E. 4 03/03/2018 56 24.34 77,506 779


Unités d'actions différées Dutil, Marcel E. 4 03/03/2018 35 24.25 77,921 415


Unités d'actions différées Forget, Nicolle 4 03/03/2018 35 24.25 4,988 27


Unités d'actions différées Hanley, Michael 4 03/03/2018 56 24.34 3,256 433


Unités d'actions différées Hanley, Michael 4 03/03/2018 35 24.25 3,273 17


Unités d'actions différées Lamothe, Marie Josee 4 03/03/2018 56 24.34 2,743 331


Unités d'actions différées Lamothe, Marie Josee 4 03/03/2018 35 24.25 2,758 15


Unités d'actions différées Molson, Andrew 4 03/03/2018 56 24.34 7,114 410


Unités d'actions différées Molson, Andrew 4 03/03/2018 35 24.25 7,152 38


Unités d'actions différées Mussely Tsouflidou, Cora 4 03/03/2018 35 24.25 6,303 34


Unités d'actions différées Thabet, Annie 4 03/03/2018 35 24.25 5,966 32

The Toronto-Dominion Bank Rights Deferred Share Units (DSU)

Chauvin, Mark Russell 5 31/12/2017 30 67.76 6,647 228

The Toronto-Dominion Bank Rights Deferred Share Units (DSU)


Insider Reporting

March 15, 2018

(2018), 41 OSCB 2236



Acquired/ Disposed

The Toronto-Dominion Bank Rights Performance Share Units (PSU)

Chauvin, Mark Russell 5 31/12/2017 30 67.76 60,184 2,258

The Toronto-Dominion Bank Rights Performance Share Units (PSU)


The Western Investment Company of Canada Limited

Common Shares Tannas, Scott 4, 7, 5 07/03/2018 10 0.47 619,308 2,000

Thomson Reuters Corporation

Common Shares The Woodbridge Company Limited

3 01/03/2018 47 50.11 450,963,137 -68,645

Thomson Reuters Corporation

Common Shares The Woodbridge Company Limited

3 02/03/2018 47 50.44 450,933,297 -29,840

ThreeD Capital Inc.(formerly Brownstone Energy Inc.)

Options Brand, Arno 4 01/03/2018 50 459,334 250,000


Options Feldman, Gerald Morris 5 01/03/2018 50 2,873,000 2,500,000


Options Inwentash, Sheldon 4, 6, 5 01/03/2018 50 9,075,000 6,000,000


Options LONE, ALLEN 4 28/02/2018 50 0.16 750,000


Options LONE, ALLEN 4 28/02/2018 50 0.16 833,334 750,000

TMAC Resources Inc. Common Shares Davis, Franklin Lorie 4 09/03/2018 57 9.18 16,315 2,315

TMAC Resources Inc. Common Shares Davis, Franklin Lorie 4 09/03/2018 57 9.18 19,396 3,081

TMAC Resources Inc. Rights Davis, Franklin Lorie 4 09/03/2018 57 11,558 -2,315

TMAC Resources Inc. Rights Davis, Franklin Lorie 4 09/03/2018 57 8,477 -3,081

TMAC Resources Inc. Common Shares Neal, Jason Robert 5 06/03/2018 10 9.3 11,000 1,000

TMAC Resources Inc. Common Shares Neal, Jason Robert 5 06/03/2018 10 9.2 12,000 1,000

TMAC Resources Inc. Common Shares Neal, Jason Robert 5 06/03/2018 10 9.1 12,400 400

TMAC Resources Inc. Common Shares Neal, Jason Robert 5 06/03/2018 10 9.1 13,000 600

TMAC Resources Inc. Common Shares Wilkinson, Elizabeth Ann 5 07/03/2018 90 9.19 0 -1,964

TMAC Resources Inc. Common Shares Wilkinson, Elizabeth Ann 5 07/03/2018 90 9.19 4,764 1,964

TORC Oil & Gas Ltd. Common Shares Case, Mary-Jo 4 23/01/2018 00

TORC Oil & Gas Ltd. Common Shares Case, Mary-Jo 4 07/03/2018 10 6.11 14,730 14,730

TORC Oil & Gas Ltd. Common Shares Chernoff, M. Bruce 4 31/12/2017 30 6.1751 79,815 2,438




Torex Gold Resources Inc. Common Shares Davis, Franklin Lorie 4 01/03/2018 57 12,039 12,039

Torex Gold Resources Inc. Rights Restricted Share Units ("RSU's")

Davis, Franklin Lorie 4 01/03/2018 57 5,511 -12,039

Toscana Energy Income Corporation

Common Shares Toscana Energy Income Corporation

1 01/02/2018 38 0.5 8,156 2,828



1 02/02/2018 38 0.46 10,156 2,000



1 05/02/2018 38 0.495 12,984 2,828



1 06/02/2018 38 0.495 10,484 2,828



1 06/02/2018 38 7,656 -2,828



1 07/02/2018 38 0.49 10,484 2,828



1 09/02/2018 38 0.49 13,312 2,828



1 12/02/2018 38 0.47 16,140 2,828



1 13/02/2018 38 0.485 18,968 2,828



1 13/02/2018 38 8,484 -10,484



1 14/02/2018 38 0.485 11,312 2,828



1 15/02/2018 38 0.46 14,140 2,828



1 16/02/2018 38 0.467 16,968 2,828

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2237



Acquired/ Disposed



1 20/02/2018 38 0.485 19,796 2,828



1 20/02/2018 38 8,484 -11,312



1 21/02/2018 38 0.48 11,312 2,828



1 22/02/2018 38 0.484 14,140 2,828



1 02/03/2018 38 0 -14,140

Tourmaline Oil Corp. Common Shares Rose, Mike 5 09/03/2018 10 19.89 10,298,326 5,000

Tourmaline Oil Corp. Common Shares Wigham, Ron 4 09/03/2018 10 19.935 27,000 2,000

TransAlta Corporation Common Shares Giffin, Gordon 4 06/03/2018 10 5.6787 124,917 5,000

TransAlta Corporation Common Shares Jenkins, P. Thomas 4 06/03/2018 10 7.34 0 -7,650

TransCanada Corporation Executive Share Units Anderson, Brandon M. 7 01/03/2017 56 25,089 5,869

TransCanada Corporation Executive Share Units Bennett, Terry J. 7 01/03/2017 56 15,936 2,865

TransCanada Corporation Rights Deferred Share Units

Benson, Kevin E. 4 31/12/2017 56 3,972


Benson, Kevin E. 4 31/12/2017 56 3,972


Benson, Kevin E. 4 31/12/2017 56 71,752 3,973


Benson, Kevin E. 4 31/12/2017 30 74,499 2,747

TransCanada Corporation Executive Share Units Bertovic, Jasmin 7 01/03/2017 56 12,552 2,904

TransCanada Corporation Executive Share Units Breen, Chris P. 7 01/03/2017 56 11,601 2,248

TransCanada Corporation Executive Share Units Brett, Sean M. 7 01/03/2017 56 14,578 2,921

TransCanada Corporation Executive Share Units Broussard, Charles Randal 7 01/03/2017 56 2,532 1,285


Burney, Derek Hudson 4 31/12/2017 56 64,241 2,032


Burney, Derek Hudson 4 31/12/2017 30 66,739 2,498

TransCanada Corporation Executive Share Units Chapman III, Stanley G. 5 01/03/2017 56 26,309 7,027

TransCanada Corporation Executive Share Units Clark, Stephen M.V. 5 01/03/2017 56 22,075 4,563


Crétier, Stéphan 4 17/02/2017 00


Crétier, Stéphan 4 31/12/2017 56 3,442 3,442


Crétier, Stéphan 4 31/12/2017 30 3,486 44

TransCanada Corporation Executive Share Units DAVIS, MARY CATHARINE 7 01/03/2017 56 14,641 3,576

TransCanada Corporation Executive Share Units Delkus, Kristine 7, 5 01/03/2017 56 43,720 10,333

TransCanada Corporation Executive Share Units Diakow, David A. 7 01/03/2017 56 14,602 3,031

TransCanada Corporation Executive Share Units Eckert, James 7 01/03/2017 56 4,158 2,049

TransCanada Corporation Executive Share Units Favel, Penny 7 01/03/2017 56 9,233 2,295

TransCanada Corporation Executive Share Units Federucci, Alexandra 7 01/03/2017 56 11,951 2,728

TransCanada Corporation Executive Share Units Ferguson, Dean K. 7 01/03/2017 56 21,533 4,615

TransCanada Corporation Executive Share Units Gateman, Richard N. 5 01/03/2017 56 17,246 3,455

TransCanada Corporation Common Shares Girling, Russell 5 26/02/2018 10 56.75 -5,426

TransCanada Corporation Common Shares Girling, Russell 5 02/03/2018 51 37.93 290,357 75,000

TransCanada Corporation Common Shares Girling, Russell 5 02/03/2018 10 56.092 289,717 -640

TransCanada Corporation Common Shares Girling, Russell 5 02/03/2018 10 56.08 281,075 -8,642











Insider Reporting

March 15, 2018

(2018), 41 OSCB 2238



Acquired/ Disposed

















TransCanada Corporation Common Shares Girling, Russell 5 02/03/2018 10 56 237,675 -1,600












TransCanada Corporation Common Shares Girling, Russell 5 05/03/2018 51 37.93 314,016 83,172






























Insider Reporting

March 15, 2018

(2018), 41 OSCB 2239



Acquired/ Disposed

TransCanada Corporation Common Shares Girling, Russell 5 05/03/2018 10 56.702 -564
























TransCanada Corporation Executive Share Units Girling, Russell 5 01/03/2017 56 233,159 52,083

TransCanada Corporation Options Granted Feb. 18, 2011 @ $37.93 CDN Expiry Feb. 18, 2018

Girling, Russell 5 02/03/2018 51 83,172 -75,000


Girling, Russell 5 05/03/2018 51 0 -83,172

TransCanada Corporation Common Shares Hanrahan, Wendy 5 05/03/2018 51 37.93 10,193

TransCanada Corporation Common Shares Hanrahan, Wendy 5 05/03/2018 51 37.93 10,193

TransCanada Corporation Common Shares Hanrahan, Wendy 5 05/03/2018 10 56.5 -10,193

TransCanada Corporation Common Shares Hanrahan, Wendy 5 05/03/2018 10 56.5 -10,193

TransCanada Corporation Common Shares Hanrahan, Wendy 5 05/03/2018 51 37.93 21,015 10,193

TransCanada Corporation Common Shares Hanrahan, Wendy 5 05/03/2018 10 56.5 10,822 -10,193

TransCanada Corporation Executive Share Units Hanrahan, Wendy 5 01/03/2017 56 49,513 10,333


Hanrahan, Wendy 5 02/03/2018 51 -10,193


Hanrahan, Wendy 5 02/03/2018 51 -10,193


Hanrahan, Wendy 5 05/03/2018 51 0 -10,193

TransCanada Corporation Executive Share Units Hobbs, Lee G. 5 01/03/2017 56 23,801 4,822

TransCanada Corporation Executive Share Units Hunter, Joel E. 7 01/03/2017 56 17,340 4,100


Jackson, Steven Barry 4 31/12/2017 56 148,394 2,961


Jackson, Steven Barry 4 31/12/2017 30 154,218 5,824

TransCanada Corporation Executive Share Units Jacobucci, Robert C. 7 01/03/2017 56 10,824 2,389


Lowe, John Edward 4 31/12/2017 56 10,486 2,607


Lowe, John Edward 4 31/12/2017 30 10,839 353

TransCanada Corporation Common Shares Marchand, Donald R. 5 02/03/2018 51 37.93 37,732 30,356

TransCanada Corporation Common Shares Marchand, Donald R. 5 02/03/2018 10 56.14 35,432 -2,300


TransCanada Corporation Common Shares Marchand, Donald R. 5 02/03/2018 10 56.135 27,732 -100

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2240



Acquired/ Disposed









Marchand, Donald R. 5 02/03/2018 51 0 -30,356

TransCanada Corporation Executive Share Units Masud, Jawad 7 26/02/2018 00 4,545

TransCanada Corporation Options Options Granted Feb 21 2018 @ $56.89 CDN Exp: Feb 21 2025

Masud, Jawad 7 26/02/2018 00 9,003

TransCanada Corporation Common Shares Moneta, David B. 7 01/03/2018 51 37.93 5,000

TransCanada Corporation Common Shares Moneta, David B. 7 01/03/2018 51 37.93 5,000

TransCanada Corporation Common Shares Moneta, David B. 7 01/03/2018 10 55.95 -400








TransCanada Corporation Common Shares Moneta, David B. 7 01/03/2018 51 37.93 2,025 2,000

TransCanada Corporation Common Shares Moneta, David B. 7 01/03/2018 10 55.95 1,625 -400


TransCanada Corporation Common Shares Moneta, David B. 7 01/03/2018 10 56.04 925 -100


TransCanada Corporation Common Shares Moneta, David B. 7 02/03/2018 51 37.93 3,025 3,000


TransCanada Corporation Common Shares Moneta, David B. 7 02/03/2018 10 56.23 1,025 -1,100




Moneta, David B. 7 01/03/2018 51 -5,000


Moneta, David B. 7 01/03/2018 51 -5,000


Moneta, David B. 7 01/03/2018 51 3,000 -2,000


Moneta, David B. 7 02/03/2018 51 0 -3,000


Reynolds, Paula Rosput 4 31/12/2017 56 25,545 4,130


Reynolds, Paula Rosput 4 31/12/2017 30 26,458 913


Salomone, Mary Patricia 4 31/12/2017 56 13,910 2,608


Salomone, Mary Patricia 4 31/12/2017 30 14,398 488


Samarasekera, Indira Vasanti

4 31/12/2017 56 6,594 3,967


Samarasekera, Indira Vasanti

4 31/12/2017 30 6,758 164


Stewart, Donald Michael Godfrey

4 31/12/2017 56 32,678 2,032


Stewart, Donald Michael Godfrey

4 31/12/2017 30 33,924 1,246


Vanaselja, Siim A. 4 31/12/2017 56 19,424 6,822

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2241



Acquired/ Disposed


Vanaselja, Siim A. 4 31/12/2017 30 20,011 587


vandal, thierry 4 06/11/2017 00


vandal, thierry 4 31/12/2017 56 794 794


Waugh, Richard Earl 4 31/12/2017 56 27,236 3,918


Waugh, Richard Earl 4 31/12/2017 30 28,220 984

Tree Island Steel Ltd. Common Shares Davies, Nancy Adriana 5 02/03/2018 10 2.25 44,850 500

Tree Island Steel Ltd. Common Shares Miller, James Michael 5 07/01/2013 00



Tree Island Steel Ltd. Common Shares Tree Island Steel Ltd. (formerly known as Tree Island Wire Income Fund)

1 02/02/2018 38 2.264 31,100 1,000


1 05/02/2018 38 2.2515 36,400 5,300


1 06/02/2018 38 2.26 7,400 1,100


1 07/02/2018 38 2.3 8,800 1,400


1 09/02/2018 38 2.27 9,200 400


1 12/02/2018 38 2.26 11,200 2,000


1 13/02/2018 38 2.2956 15,100 3,900


1 14/02/2018 38 2.307 20,500 5,400


1 15/02/2018 38 2.3918 25,400 4,900


1 16/02/2018 38 2.43 26,200 800


1 20/02/2018 38 2.4183 31,500 5,300


1 21/02/2018 38 2.46 32,100 600


1 22/02/2018 38 2.448 37,600 5,500


1 23/02/2018 38 2.3245 39,600 2,000


1 26/02/2018 38 2.2848 43,900 4,300


1 27/02/2018 38 2.34 45,300 1,400


1 28/02/2018 38 2.37 45,500 200


1 05/03/2018 38 0 -45,500

Trenchant Capital Corp. Convertible Debentures Boehnke, Eric 4 02/03/2018 10 1 $2,000 $1,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2242



Acquired/ Disposed

Trevali Mining Corporation Common Shares Stakiw, Edward Stephen 5 15/02/2018 10 1.6 645,287 -95,000

Trez Capital Mortgage Investment Corporation

Class A Shares Trez Capital Mortgage Investment Corporation

1 01/02/2018 38 3.94 10,080 4,600



1 01/02/2018 38 3.96 10,170 90



1 02/02/2018 38 3.95 14,860 4,690



1 02/02/2018 38 3.89 1,000



1 05/02/2018 38 3.9457 19,460 4,600



1 05/02/2018 38 3.94 19,550 90



1 06/02/2018 38 3.9026 24,150 4,600



1 06/02/2018 38 3.92 24,240 90



1 07/02/2018 38 3.93 25,040 800



1 07/02/2018 38 3.93 26,040 1,000



1 07/02/2018 38 3.93 26,140 100



1 07/02/2018 38 3.93 26,340 200



1 07/02/2018 38 3.93 26,430 90



1 08/02/2018 38 3.9295 30,830 4,400



1 08/02/2018 38 3.9 31,030 200



1 08/02/2018 38 3.9 31,120 90



1 09/02/2018 38 3.92 31,220 100



1 09/02/2018 38 3.92 32,510 1,290



1 09/02/2018 38 3.92 32,610 100



1 12/02/2018 38 3.9471 36,710 4,100



1 12/02/2018 38 3.95 36,810 100



1 12/02/2018 38 3.95 37,210 400



1 12/02/2018 38 3.95 37,300 90



1 13/02/2018 38 3.8859 40,990 3,690



1 13/02/2018 38 3.9 41,990 1,000



1 14/02/2018 38 3.874 46,290 4,300



1 15/02/2018 38 3.8834 50,980 4,690



1 16/02/2018 38 3.8753 53,980 3,000



1 16/02/2018 38 3.89 54,980 1,000



1 16/02/2018 38 3.89 55,080 100



1 16/02/2018 38 3.89 55,580 500



1 16/02/2018 38 3.89 55,670 90



1 20/02/2018 38 3.95 59,870 4,200

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2243



Acquired/ Disposed



1 20/02/2018 38 3.95 59,970 100



1 20/02/2018 38 3.95 60,170 200



1 20/02/2018 38 3.95 60,270 100



1 20/02/2018 38 3.95 60,360 90



1 21/02/2018 38 3.8583 62,760 2,400



1 21/02/2018 38 3.89 63,760 1,000



1 21/02/2018 38 3.89 64,760 1,000



1 21/02/2018 38 3.89 64,960 200



1 21/02/2018 38 3.89 65,050 90



1 22/02/2018 38 3.937 69,650 4,600



1 22/02/2018 38 3.95 69,740 90



1 23/02/2018 38 3.9485 73,740 4,000



1 23/02/2018 38 3.95 73,940 200



1 23/02/2018 38 3.95 74,240 300



1 23/02/2018 38 3.95 74,340 100



1 23/02/2018 38 3.95 74,430 90



1 26/02/2018 38 3.906 78,730 4,300



1 26/02/2018 38 3.9 78,930 200



1 26/02/2018 38 3.9 79,030 100



1 26/02/2018 38 3.9 79,120 90



1 27/02/2018 38 3.8866 83,810 4,690



1 27/02/2018 38 62,860 -20,950



1 28/02/2018 38 3.8924 67,060 4,200



1 28/02/2018 38 3.88 67,460 400



1 28/02/2018 38 3.91 67,550 90

Trican Well Service Ltd. Rights Deferred Share Units (DSUs)

Bagan, Kenneth Michael 4 02/03/2018 56 265,747 7,200

Trican Well Service Ltd. Options Employee Stock Options

Baldwin, Michael Andrew 5 02/03/2018 50 3.17 840,033 106,400


Baldwin, Michael Andrew 5 07/03/2018 52 13.33 811,583 -28,450

Trican Well Service Ltd. Performance Unit Awards (PSUs)

Baldwin, Michael Andrew 5 02/03/2018 56 249,900 77,800


Bates, Glynn Aaron Charles 5 02/03/2018 50 3.17 60,000 35,000


Brooks, Gilbert Allen 4 02/03/2018 56 257,108 23,100


Cobbe, Murray Lynn 4 02/03/2018 56 324,035 35,700


Cox, Robert, John 5 02/03/2018 50 3.17 724,800 95,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2244



Acquired/ Disposed


Cox, Robert, John 5 07/03/2018 52 13.33 702,650 -22,150


Cox, Robert, John 5 02/03/2018 56 198,000 69,500


Dusterhoft, Dale M. 5 02/03/2018 50 3.17 1,622,000 254,500


Dusterhoft, Dale M. 5 07/03/2018 52 13.33 1,554,800 -67,200


Dusterhoft, Dale M. 5 02/03/2018 56 614,300 186,200


Fedora, Bradley P. D. 4 02/03/2018 56 31,000 20,200


Kelly, Shaun Patrick 5 20/02/2018 00


Kelly, Shaun Patrick 5 02/03/2018 50 3.17 59,300 59,300


Kelly, Shaun Patrick 5 20/02/2018 00


Kelly, Shaun Patrick 5 02/03/2018 56 43,400 43,400


NUGENT, Kevin 4 02/03/2018 56 266,373 20,200


Onwuekwe, Chika Benjamin 5 02/03/2018 50 3.17 133,500 73,500


Onwuekwe, Chika Benjamin 5 02/03/2018 56 62,500 39,700


Poulin, Etienne 5 02/03/2018 50 3.17 204,499 73,500


Poulin, Etienne 5 07/03/2018 52 13.33 198,499 -6,000


Poulin, Etienne 5 02/03/2018 56 60,300 38,300


Pourbaix, Alex 4 02/03/2018 56 338,939 20,200


Skilnick, Robert 5 02/03/2018 50 3.17 234,900 84,900


Skilnick, Robert 5 02/03/2018 56 103,300 62,200


Stein, Deborah Susan 4 02/03/2018 56 62,600 20,200


Sweany, Dawn Amanda 5 02/03/2018 50 3.17 163,836 73,500


Sweany, Dawn Amanda 5 07/03/2018 52 13.33 160,836 -3,000


Sweany, Dawn Amanda 5 02/06/2017 00


Sweany, Dawn Amanda 5 02/03/2018 56 32,400 32,400

Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 26/02/2018 38 3.2575 458,600 458,600

Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 27/02/2018 38 3.2237 917,200 458,600

Trican Well Service Ltd. Common Shares Trican Well Service Ltd. 1 28/02/2018 38 3.2013 1,375,800 458,600


Westlund, David Jason 5 02/03/2018 50 3.17 149,900 84,900


Westlund, David Jason 5 02/03/2018 56 88,800 62,200

Tricon Capital Group Inc. Common Shares Berman, Gary 4, 5 14/05/2010 00

Tricon Capital Group Inc. Common Shares Berman, Gary 4, 5 07/03/2018 10 10.05 1,222 1,222

Tricon Capital Group Inc. Common Shares Francis, Wissam 5 05/03/2018 10 10.02 13,037 5,400

Tricon Capital Group Inc. Deferred Share Units Gluskin, Ira 4 05/03/2018 46 10.04 10,857 2,465

Tricon Capital Group Inc. Deferred Share Units KNOWLTON, JOHN MICHAEL ARTHUR

4 05/03/2018 46 10.04 15,801 934

Tricon Capital Group Inc. Deferred Share Units Matthews, Sian Margaret 4 05/03/2018 46 10.04 20,600 2,714

Tricon Capital Group Inc. Common Shares MATUS, GEOFFREY 3, 4, 6, 5 06/03/2018 57 10.09 291,067 32,253

Tricon Capital Group Inc. Common Shares MATUS, GEOFFREY 3, 4, 6, 5 06/03/2018 57 10.09 47,053 9,333

Tricon Capital Group Inc. Deferred Share Units MATUS, GEOFFREY 3, 4, 6, 5 06/03/2018 57 10.09 24,003 -32,253

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2245



Acquired/ Disposed

Tricon Capital Group Inc. Deferred Share Units MATUS, GEOFFREY 3, 4, 6, 5 07/03/2018 57 10.09 45,825 -9,333

Tricon Capital Group Inc. Deferred Share Units Sacks, Peter 4 05/03/2018 46 10.04 12,157 934

Trilogy Metals Inc. (formerly NovaCopper Inc.)


Lang, Gregory Anthony 4 05/03/2018 56 176,473 2,039

Trinidad Drilling Ltd. Rights Performance Share Units

Bolster, Lesley Marie 5 08/03/2018 56 1.7694 316,491


Bolster, Lesley Marie 5 08/03/2018 56 1.7694 664,789 236,012

Trinidad Drilling Ltd. Rights Restricted Stock Unit

Bolster, Lesley Marie 5 08/03/2018 56 1.7694 79,122


Bolster, Lesley Marie 5 08/03/2018 56 1.7694 90,681 59,003


Conway, Brent John 5 08/03/2018 56 1.7694 1,294,863 539,165


Conway, Brent John 5 08/03/2018 56 1.7694 190,621 134,791


Ingram, Laura 5 08/03/2018 56 1.7694 58,561 24,925


Ingram, Laura 5 08/03/2018 56 1.7694 16,415 10,681


Lachance, Adrian Victor 5 08/03/2018 56 1.7694 807,463 316,491


Lachance, Adrian Victor 5 08/03/2018 56 1.7694 119,622 79,122


Lane, Gavin Bryan Forbister 5 08/03/2018 56 1.7694 134,274 74,179


Lane, Gavin Bryan Forbister 5 08/03/2018 56 1.7694 57,545 31,790


Parent, Ronald 5 08/03/2018 56 1.7694 140,044 45,496


Parent, Ronald 5 08/03/2018 56 1.7694 31,498 19,498


SHEPHERD, NIAL STUART 5 08/03/2018 56 1.7694 223,008 95,659


SHEPHERD, NIAL STUART 5 08/03/2018 56 1.7694 95,575 40,996

Trisura Group Ltd. Common Shares George, Michael James 7 05/03/2018 10 26.4 197,823 -2,000

Trisura Group Ltd. Common Shares George, Michael James 7 08/03/2018 10 26.9 197,123 -700

Trisura Group Ltd. Common Shares George, Michael James 7 09/03/2018 10 26.75 195,123 -2,000

True Leaf Medicine International Ltd.

Common Shares Austin, Charles Tait 5 28/02/2018 10 0.88 418,570 -10,000





True North Gems Inc. Options Smith, Andrew Lee 4 21/12/2017 52 1,000,000 -110,000

TVA Group Inc. Non-Voting Shares Classe B

Mongeau, Annick 4 29/07/2014 00


Mongeau, Annick 4 08/03/2018 10 3.877 300 300


Mongeau, Annick 4 08/03/2018 10 8.87 1,000


Mongeau, Annick 4 08/03/2018 10 3.87 1,300 1,000

Uniserve Communications Corporation

Common Shares Gordon, Iain Douglas 5 24/01/2018 51 40,000


Common Shares Gordon, Iain Douglas 5 24/01/2018 54 80,000 40,000


Common Shares Gordon, Iain Douglas 5 06/03/2018 54 0.175 120,000 40,000


Warrants Gordon, Iain Douglas 5 24/01/2018 54 0.125 240,000 -40,000


Warrants Gordon, Iain Douglas 5 06/03/2018 54 0.175 200,000 -40,000


Warrants Scholz, Michael Curt 4 05/03/2018 97 0.15 2,414,000 -40,000

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2246



Acquired/ Disposed

United Hunter Oil & Gas Corp.

Common Shares NAGAMATSU, MILES 5 09/03/2018 16 0.1 365,870 102,760

Valeant Pharmaceuticals International, Inc.

Common Shares Paulson, John 4 06/03/2018 11 15.4 2,961,296 -4,127,160


Common Shares Paulson, John 4 06/03/2018 11 15.4 1,211,761 -1,840,899


Common Shares Paulson, John 4 06/03/2018 11 15.4 405,317 -1,098,570


Common Shares Paulson, John 4 06/03/2018 11 15.4 7,215,361 7,066,629

Veritas Pharma Inc. Common Shares Alexander, David Malcolm 5 01/03/2018 51 0.5 551,250 400,000

Veritas Pharma Inc. Common Shares Alexander, David Malcolm 5 01/03/2018 10 0.59 376,050 -175,200

Veritas Pharma Inc. Options Alexander, David Malcolm 5 21/02/2018 50 0.65 800,000 400,000

Veritas Pharma Inc. Options Alexander, David Malcolm 5 01/03/2018 51 0.5 400,000 -400,000

Victoria Gold Corp. (formerly Victoria Resource Corporation)

Common Shares Sun Valley Gold LLC 3 09/03/2018 10 0.4218 39,799,750 -401,750

Victory Square Technologies Inc. (formerly Fantasy 6 Sports Inc.)

Common Shares Khimji, Mehdi 3 06/03/2018 36 1.5 10,000,001 3,333,334

Victory Square Technologies Inc. (formerly Fantasy 6 Sports Inc.)

Warrants Khimji, Mehdi 3 06/03/2018 36 0 -3,333,334

Vigil Health Solutions Inc. Common Shares Griffiths, Troy 5 09/03/2018 10 0.58 88,000 -15,000

Vigil Health Solutions Inc. Common Shares Griffiths, Troy 5 09/03/2018 51 0.2 113,000 25,000

Vigil Health Solutions Inc. Common Shares Griffiths, Troy 5 09/03/2018 90 296,433 -19,000

Vigil Health Solutions Inc. Common Shares Griffiths, Troy 5 09/03/2018 90 277,898 19,000

Vigil Health Solutions Inc. Options Griffiths, Troy 5 09/03/2018 51 0.2 542,500 -25,000

VIQ Solutions Inc. Common Shares Taylor, Larry Douglas 4 05/03/2018 10 0.26 6,617,700 1,000



Vista Gold Corp. Common Shares Sun Valley Gold LLC 3 09/03/2018 10 0.4218 -401,750



Volcanic Gold Mines Inc Common Shares Langer, Alexander 5 05/03/2018 10 0.219 896,943 26,500



Volcanic Gold Mines Inc Common Shares Ridgway, Simon T.P. 4 05/03/2018 10 0.2 2,860,667 65,000






Wajax Corporation 2018 Deferred Share Units

Auld, Stuart Harrison 5 04/11/2014 00


Auld, Stuart Harrison 5 06/03/2018 56 22.28 3,147 3,147

Wajax Corporation 2018 Performance Share Units




Wajax Corporation 2018 Restricted Share Units





Baratto, Donna Jean 5 01/07/2016 00


Baratto, Donna Jean 5 06/03/2018 56 22.28 1,122 1,122


Baratto, Donna Jean 5 01/07/2016 00


Baratto, Donna Jean 5 06/03/2018 56 22.28 3,366 3,366

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2247



Acquired/ Disposed


Deck, Steven 5 03/03/2014 00


Deck, Steven 5 06/03/2018 56 22.28 7,153 7,153


Deck, Steven 5 03/03/2014 00


Deck, Steven 5 06/03/2018 56 22.28 7,153 7,153


Foote, Alan Mark 4 06/03/2012 00


Foote, Alan Mark 4 06/03/2018 56 22.28 26,459 26,459


Foote, Alan Mark 4 06/03/2012 00


Foote, Alan Mark 4 06/03/2018 56 22.28 26,459 26,459


Plain, Thomas Hayward Sanders

5 01/07/2016 00



5 06/03/2018 56 22.28 3,147 3,147



5 01/07/2016 00



5 06/03/2018 56 22.28 6,295 6,295



5 01/07/2016 00



5 06/03/2018 56 22.28 3,147 3,147


Tam, Andrew 5 08/03/2017 00


Tam, Andrew 5 06/03/2018 56 22.28 1,290 1,290


Tam, Andrew 5 08/03/2017 00


Tam, Andrew 5 06/03/2018 56 22.28 3,871 3,871


Yaworsky, Darren Julian 5 08/03/2017 00


Yaworsky, Darren Julian 5 06/03/2018 56 22.28 3,577 3,577









Waste Connections, Inc. (formerly Progressive Waste Solutions Ltd.)

Common Shares Bouck, Steven F. 5 22/11/2017 97 -330


Common Shares Bouck, Steven F. 5 22/11/2017 47 288,007 -330


Common Shares Little, James M. 5 02/03/2018 10 70.491 25,709 -5,000


Common Shares Waste Connections, Inc. (formerly Progressive Waste Solutions Ltd.)

1 21/02/2018 38 70.77 253,000 253,000


Common Shares Waste Connections, Inc. (formerly Progressive WasteSolutions Ltd.)

1 22/02/2018 38 70.74 506,000 253,000



1 23/02/2018 38 70.49 594,474 88,474

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2248



Acquired/ Disposed



1 23/02/2018 38 341,474 -253,000



1 27/02/2018 38 88,474 -253,000



1 28/02/2018 38 0 -88,474

West African Resources Limited

Options Hyde, Richard Ian 4 20/02/2018 52 4,000,000 -2,000,000


Options Hyde, Richard Ian 4 20/02/2018 51 0.145 2,000,000 -2,000,000


Ordinary Shares Hyde, Richard Ian 4 20/02/2018 51 0.145 10,550,000 2,000,000

West Fraser Timber Co. Ltd. Common Shares West Fraser Timber Co. Ltd. 1 02/03/2018 38 88.705 26,888 26,888





WesternOne Inc. Common Shares WesternOne Inc. 1 02/02/2018 38 1.53 38,800 3,600


WesternOne Inc. Common Shares WesternOne Inc. 1 05/02/2018 38 7,200 -35,200







WesternOne Inc. Common Shares WesternOne Inc. 1 14/02/2018 38 1.41 237,600 800











WesternOne Inc. Common Shares WesternOne Inc. 1 28/02/2018 38 1.49 11,000 300

Westshore Terminals Investment Corporation

Common Shares Westshore Terminals Investment Corporation

1 14/02/2018 38 24.362 20,500 20,500



1 14/02/2018 38 0 -20,500



1 15/02/2018 38 24.326 27,700 27,700



1 15/02/2018 38 0 -27,700



1 16/02/2018 38 24.47 400 400



1 16/02/2018 38 0 -400



1 20/02/2018 38 24.392 27,700 27,700



1 20/02/2018 38 0 -27,700



1 21/02/2018 38 24.36 27,700 27,700



1 21/02/2018 38 0 -27,700



1 22/02/2018 38 24.568 105,286 105,286

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2249



Acquired/ Disposed



1 22/02/2018 38 0 -105,286



1 23/02/2018 38 24.464 27,700 27,700



1 23/02/2018 38 0 -27,700



1 26/02/2018 38 24.431 12,500 12,500



1 26/02/2018 38 0 -12,500

Whitecap Resources Inc. Common Shares Dunlop, Darin Roy 5 05/03/2018 10 7.745 174,103 1,500

Whitecap Resources Inc. Common Shares Dunlop, Darin Roy 5 05/03/2018 10 7.75 208,063 1,500

Whitecap Resources Inc. Common Shares Dunlop, Darin Roy 5 05/03/2018 10 7.745 1,500

Whitecap Resources Inc. Common Shares Fagerheim, Grant Bradley 4, 5 05/03/2018 10 7.6117 643,089 10,300

Whitecap Resources Inc. Common Shares Fagerheim, Grant Bradley 4, 5 05/03/2018 10 7.5973 1,999,324 22,300

Whitecap Resources Inc. Common Shares Kang, Thanh Chan 5 09/03/2018 10 7.75 84,952 10,000

Whitecap Resources Inc. Common Shares Mombourquette, David Michael

5 05/03/2018 10 7.59 796,878 20,000

Whitecap Resources Inc. Common Shares Whitecap Resources Inc. 1 28/02/2018 38 8.6521 979,500 979,500

Whitecap Resources Inc. Common Shares Whitecap Resources Inc. 1 28/02/2018 38 8.6521 0 -979,500

Whitecap Resources Inc. Common Shares Zdunich, Jeffery Byron 5 06/03/2018 10 7.75 145,966 7,500

Xebec Adsorption Inc. Common Shares ARNSBY, SIMON DAVID 3 09/03/2018 10 0.63 4,854,000 5,000

Ximen Mining Corp. Common Shares Anderson, Christopher Ross 4 27/02/2018 10 0.175 2,754,729 29,000








Xtierra Inc. Common Shares Gallagher, Timothy David 3, 4, 5 01/03/2018 90 473,000 400,000

Xtierra Inc. Common Shares Gallagher, Timothy David 3, 4, 5 01/03/2018 90 8,361,487 -1,150,000

Xtierra Inc. Common Shares Gallagher, Timothy David 3, 4, 5 01/03/2018 90 789,000 750,000

Xtra-Gold Resources Corp. Common Shares Xtra-Gold Resources Corp. 1 05/03/2018 38 0.22 5,000 5,000

Xtra-Gold Resources Corp. Common Shares Xtra-Gold Resources Corp. 1 05/03/2018 38 0 -5,000





XXL Energy Corp. Common Shares wolverton, mark frank 3 08/03/2018 10 0.34 1,087,500 30,500

Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 28/02/2018 30 0.4894 52,577 980

Zargon Oil & Gas Ltd. Common Shares Burden, Leslie Edward 5 28/02/2018 30 0.4894 106,808 2,288

Zargon Oil & Gas Ltd. Common Shares Doetzel, Randolph John 5 28/02/2018 30 0.4894 15,479 3,710

Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 28/02/2018 30 0.4894 1,136,728 2,712

Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 28/02/2018 30 0.4894 689,463 1,460

Zargon Oil & Gas Ltd. Common Shares Hustad, Christopher Michael 5 28/02/2018 30 0.4894 204,691 3,395

Insider Reporting

March 15, 2018

(2018), 41 OSCB 2250


March 15, 2018

(2018), 41 OSCB 2251

Chapter 11

IPOs, New Issues and Secondary Financings

INVESTMENT FUNDS Issuer Name: AGF Asian Growth Class AGF Asian Growth Fund AGF Canadian Growth Equity Class AGF Canadian Small Cap Fund AGF Emerging Markets Balanced Fund AGF Emerging Markets Class AGF Emerging Markets Fund AGF European Equity Fund AGF Fixed Income Plus Class AGF Fixed Income Plus Fund AGF Global Dividend Class AGF Global Dividend Fund AGF Global Resources Fund AGF U.S. Small-Mid Cap Fund Principal Regulator Ontario Type and Date: Amendment #4 to Final Simplified Prospectus dated March 8, 2018 Received on March 8, 2018 Offering Price and Description: – Underwriter(s) or Distributor(s): AGF Funds Inc. Promoter(s): AGF Investments Inc. Project #2596084 _______________________________________________

Issuer Name: Dividend Select 15 Corp. Principal Regulator Ontario Type and Date: Preliminary Short Form Prospectus (NI 44-101) dated March 6, 2018 NP 11-202 Preliminary Receipt dated March 6, 2018 Offering Price and Description: Maximum: $*-* Equity Shares Price: $* per Equity Share Underwriter(s) or Distributor(s): National Bank Financial Inc. CIBC World Markets Inc. Scotia Capital Inc. RBC Dominion Securities Inc. TD Securities Inc. BMO Nesbitt Burns Inc. Canaccord Genuity Corp. Echelon Wealth Partners Inc. Industrial Alliance Securities Inc. GMP Securities L.P. Raymond James Ltd. Desjardins Securities Inc. Mackie Research Capital Corporation Manulife Securities Incorporated Promoter(s): N/A Project #2737855 _______________________________________________


March 15, 2018

(2018), 41 OSCB 2252

Issuer Name: Dividend Select 15 Corp. Principal Regulator Ontario Type and Date: Amended and Restated to Preliminary Short Form Prospectus dated March 7, 2018 NP 11-202 Preliminary Receipt dated March 8, 2018 Offering Price and Description: Maximum: $7,814,700 914,000 Equity Shares Price: $8.55 per Equity Share Underwriter(s) or Distributor(s): National Bank Financial Inc. CIBC World Markets Inc. Scotia Capital Inc. RBC Dominion Securities Inc. TD Securities Inc. BMO Nesbitt Burns Inc. Canaccord Genuity Corp. Echelon Wealth Partners Inc. Industrial Alliance Securities Inc. GMP Securities L.P. Raymond James Ltd. Desjardins Securities Inc. Mackie Research Capital Corporation Manulife Securities Incorporated Promoter(s): N/A Project #2737855 _______________________________________________ Issuer Name: Excel Emerging Markets Balanced Fund Excel India Balanced Fund Excel High Income Fund Excel Money Market Fund Excel India Fund Excel New India Leaders Fund Excel China Fund Excel Chindia Fund Excel Emerging Markets Fund Principal Regulator Ontario Type and Date: Amendment #2 to Final Simplified Prospectus dated March 9, 2018 Received on March 12, 2018 Offering Price and Description: – Underwriter(s) or Distributor(s): Excel Funds Management Inc. Promoter(s): Excel Funds Management Inc. Project #2671952 _______________________________________________

Issuer Name: Horizons Cryptocurrency and Blockchain Technologies ETF Principal Regulator Ontario Type and Date: Preliminary Long Form Prospectus dated March 12, 2018 Received on March 12, 2018 Offering Price and Description: – Underwriter(s) or Distributor(s): N/A Promoter(s): Horizons ETFs Management (Canada) INC. Project #2740114 _______________________________________________


March 15, 2018

(2018), 41 OSCB 2253

Issuer Name: Sun Life BlackRock Canadian Balanced Class Sun Life BlackRock Canadian Composite Equity Class Sun Life BlackRock Canadian Equity Class Sun Life Dynamic Energy Fund Sun Life Dynamic Equity Income Class Sun Life Dynamic Strategic Yield Class Sun Life Granite Balanced Class Sun Life Granite Balanced Growth Class Sun Life Granite Conservative Class Sun Life Granite Growth Class Sun Life Granite Moderate Class Sun Life MFS Canadian Equity Class Sun Life MFS Dividend Income Class Sun Life MFS Global Growth Class Sun Life MFS Global Growth Fund Sun Life MFS Global Total Return Fund Sun Life MFS Global Value Fund Sun Life MFS International Growth Class Sun Life MFS International Growth Fund Sun Life MFS International Value Fund Sun Life MFS Monthly Income Fund Sun Life MFS U.S. Growth Class Sun Life MFS U.S. Growth Fund Sun Life MFS U.S. Value Fund Sun Life Milestone 2020 Fund Sun Life Milestone 2025 Fund Sun Life Milestone 2030 Fund Sun Life Milestone 2035 Fund Sun Life Money Market Class Sun Life Money Market Fund Sun Life Multi-Strategy Bond Fund Sun Life Ryan Labs U.S. Core Fixed Income Fund Sun Life Schroder Emerging Markets Fund Sun Life Sentry Value Class Principal Regulator Ontario Type and Date: Amendment #1 to the Amended and Restated Simplified Prospectus dated March 9, 2018 Received on March 12, 2018 Offering Price and Description: – Underwriter(s) or Distributor(s): N/A Promoter(s): Sun Life Global Investments (Canada) Inc. Project #2639053 _______________________________________________

Issuer Name: Sun Life Granite Conservative Portfolio Sun Life Granite Moderate Portfolio Sun Life Granite Balanced Portfolio Sun Life Granite Balanced Growth Portfolio Sun Life Granite Growth Portfolio Sun Life Granite Income Portfolio Sun Life Granite Enhanced Income Portfolio Sun Life Sentry Value Fund Sun Life Infrastructure Fund Sun Life Schroder Global Mid Cap Fund Sun Life Dynamic American Fund Sun Life Templeton Global Bond Fund Sun Life Dynamic Equity Income Fund Sun Life Dynamic Strategic Yield Fund Sun Life NWQ Flexible Income Fund Sun Life BlackRock Canadian Equity Fund Sun Life BlackRock Canadian Balanced Fund Sun Life MFS Canadian Bond Fund Sun Life MFS Canadian Equity Growth Fund Sun Life MFS Canadian Equity Fund Sun Life MFS Canadian Equity Value Fund Sun Life MFS Dividend Income Fund Sun Life MFS U.S. Equity Fund Sun Life MFS Low Volatility International Equity Fund Sun Life MFS Low Volatility Global Equity Fund Sun Life Franklin Bissett Canadian Equity Class Sun Life Trimark Canadian Class Sun Life Sionna Canadian Small Cap Equity Class Principal Regulator Ontario Type and Date: Amendment #1 to Final Simplified Prospectus dated March 9, 2018 Received on March 12, 2018 Offering Price and Description: – Underwriter(s) or Distributor(s): N/A Promoter(s): N/A Project #2715135 _______________________________________________ Issuer Name: Veritas Canadian Equity Fund Principal Regulator Ontario Type and Date: Preliminary Simplified Prospectus dated March 6, 2018 NP 11-202 Preliminary Receipt dated March 7, 2018 Offering Price and Description: Class F and Class I Units Underwriter(s) or Distributor(s): N/A Promoter(s): Veritas Asset Management Inc. Project #2738107 _______________________________________________


March 15, 2018

(2018), 41 OSCB 2254

Issuer Name: North American High Yield Bond Fund (Putnam) Mackenzie Floating Rate Income Fund Mackenzie Canadian Balanced Fund1 Dividend Fund (GWLIM) Mackenzie Canadian Large Cap Dividend Fund U.S. Value Fund (Putnam) Mackenzie US All Cap Growth Fund Mackenzie US Mid Cap Growth Class Mackenzie Ivy European Class Mackenzie Global Growth Class Mackenzie Emerging Markets Class Mackenzie Canadian Resource Fund Mackenzie Precious Metals Class* Dividend Class (GWLIM) U.S. Value Class (Putnam) Principal Regulator Ontario Type and Date: Amendment #2 to Final Simplified Prospectus dated February 28, 2018 NP 11-202 Receipt dated March 9, 2018 Offering Price and Description: – Underwriter(s) or Distributor(s): Quadrus Investment Services Ltd. Quadrus Investment Services Inc. Promoter(s): Mackenzie Financial Corporation Project #2621242 _______________________________________________ Issuer Name: BetaPro S&P 500 VIX Short-Term Futures™ Daily Inverse ETF Principal Regulator Ontario Type and Date: Amendment #2 to Final Long Form Prospectus dated March 1, 2018 NP 11-202 Receipt dated March 9, 2018 Offering Price and Description: – Underwriter(s) or Distributor(s): N/A Promoter(s): N/A Project #2697878 _______________________________________________

Issuer Name: BMO Advantaged Canadian Q-Model® Fund BMO Advantaged U.S. Q-Model® Fund BMO Canadian Q-Model® Trust BMO U.S. Q-Model® Trust Principal Regulator Ontario Type and Date: Final Simplified Prospectus dated February 28, 2018 NP 11-202 Receipt dated March 6, 2018 Offering Price and Description: Series A, Series D, Series F and Series I units, Series A (CAD), Series A (CAD Hedged), Series A (USD), Series D (CAD), Series F (CAD), Series F (CAD Hedged), Series F (USD), Series I (CAD), Series I (CAD Hedged), and Series I (USD) units Underwriter(s) or Distributor(s): BMO Nesbitt Burns Inc. Promoter(s): BMO Nesbitt Burns Inc. Project #2721226 _______________________________________________ Issuer Name: Horizons Gold Yield ETF Horizons Natural Gas Yield ETF Principal Regulator Ontario Type and Date: Final Long Form Prospectus dated February 28, 2018 NP 11-202 Receipt dated March 9, 2018 Offering Price and Description: Class E units Underwriter(s) or Distributor(s): N/A Promoter(s): N/A Project #2722561 _______________________________________________ Issuer Name: imaxx Short Term Bond Fund imaxx Canadian Bond Fund imaxx Equity Growth Fund imaxx Global Equity Growth Fund imaxx Canadian Fixed Pay Fund imaxx Canadian Dividend Plus Fund Principal Regulator Ontario Type and Date: Amendment #2 to Final Simplified Prospectus dated February 21, 2018 NP 11-202 Receipt dated March 8, 2018 Offering Price and Description: – Underwriter(s) or Distributor(s): N/A Promoter(s): N/A Project #2609404 _______________________________________________


March 15, 2018

(2018), 41 OSCB 2255

Issuer Name: Mackenzie Emerging Markets Fund Mackenzie Emerging Markets Large Cap Fund Mackenzie Emerging Markets Small Cap Fund Mackenzie US Small Cap Fund Principal Regulator Ontario Type and Date: Final Simplified Prospectus dated March 9, 2018 NP 11-202 Receipt dated March 12, 2018 Offering Price and Description: Series A, AR, D, F, FB, O, R, PW, PWF, PWFB and PWX Underwriter(s) or Distributor(s): N/A Promoter(s): Mackenzie Financial Corporation Project #2719732 _______________________________________________ Issuer Name: Purpose US Preferred Share Fund Redwood Pension Class Principal Regulator Ontario Type and Date: Amendment #1 to Final Simplified Prospectus dated March 1, 2018 NP 11-202 Receipt dated March 8, 2018 Offering Price and Description: – Underwriter(s) or Distributor(s): Redwood Asset Management Inc. Promoter(s): Redwood Asset Management Inc. Project #2690436 _______________________________________________ Issuer Name: Redwood Growth Fund Principal Regulator Ontario Type and Date: Amendment #3 to Final Simplified Prospectus dated March 1, 2018 NP 11-202 Receipt dated March 8, 2018 Offering Price and Description: – Underwriter(s) or Distributor(s): N/A Promoter(s): Logiq Capital 2016 Project #2633187 _______________________________________________

Issuer Name: Sentry All Cap Income Fund Sentry Canadian Income Class Sentry Canadian Income Fund Sentry Diversified Equity Class Sentry Diversified Equity Fund Sentry Global Growth and Income Class Sentry Global Growth and Income Fund Sentry Global Infrastructure Fund Sentry Global Mid Cap Income Fund Sentry Growth and Income Fund Sentry Small/Mid Cap Income Class Sentry Small/Mid Cap Income Fund Sentry U.S. Growth and Income Class Sentry U.S. Growth and Income Currency Neutral Class Sentry U.S. Growth and Income Fund Sentry Canadian Resource Class Sentry Energy Fund Sentry Global REIT Class Sentry Global REIT Fund Sentry Precious Metals Class Sentry Precious Metals Fund Sentry Alternative Asset Income Fund Sentry Conservative Balanced Income Class Sentry Conservative Balanced Income Fund Sentry Conservative Monthly Income Fund Sentry Global Monthly Income Fund Sentry U.S. Monthly Income Fund Sentry Canadian Bond Fund Sentry Corporate Bond Class Sentry Corporate Bond Fund Sentry Global High Yield Bond Class Sentry Global High Yield Bond Fund Sentry Money Market Class Sentry Money Market Fund Sentry Growth Portfolio Sentry Growth and Income Portfolio Sentry Balanced Income Portfolio Sentry Conservative Income Portfolio Sentry Defensive Income Portfolio Sentry Canadian Equity Income Private Pool Class Sentry Global Equity Income Private Pool Class Sentry International Equity Income Private Pool Class Sentry International Equity Income Private Trust Sentry U.S. Equity Income Private Pool Class Sentry U.S. Equity Income Currency Neutral Private Pool Class Sentry Energy Private Trust Sentry Global Infrastructure Private Trust Sentry Balanced Yield Private Pool Class Sentry Global Balanced Yield Private Pool Class Sentry Canadian Fixed Income Private Pool Sentry Global High Yield Fixed Income Private Trust Sentry Global Investment Grade Private Pool Class Sentry Global Tactical Fixed Income Private Pool Sentry Real Growth Pool Class Sentry Real Long Term Income Pool Class Sentry Real Mid Term Income Pool Class Sentry Real Short Term Income Pool Class Sentry Real Income 1941-45 Class Sentry Real Income 1946-50 Class Sentry Real Income 1951-55 Class Principal Regulator Ontario


March 15, 2018

(2018), 41 OSCB 2256

Type and Date: Amendment #2 to Final Simplified Prospectus dated February 21, 2018 NP 11-202 Receipt dated March 6, 2018 Offering Price and Description: Series A, T8, B, B8, F, FT8, O, O8, I, T4, T6, B4, B6, F, FT4, FT6, T5, T7, B5, B7, FT5, FT7 and Z Underwriter(s) or Distributor(s): Sentry Investments Inc. Promoter(s): Sentry Investments Inc. Project #2622242 _______________________________________________


March 15, 2018

(2018), 41 OSCB 2257

NON-INVESTMENT FUNDS Issuer Name: Bombardier Inc. Principal Regulator – Quebec Type and Date: Preliminary Short Form Prospectus dated March 9, 2018 NP 11-202 Preliminary Receipt dated March 9, 2018 Offering Price and Description: Cdn$638,400,000.00 – 168,000,000 Class B Shares (Subordinate Voting) Underwriter(s) or Distributor(s): Credit Suisse Securities (Canada), Inc. National Bank Financial Inc. UBS Securities Canada Inc. TD Securities Inc. Goldman Sachs Canada Inc. Citigroup Global Markets Canada Inc. J.P. Morgan Securities Canada Inc. Merrill Lynch Canada Inc. Scotia Capital Inc. CIBC World Markets Inc. Desjardins Securities Inc. Promoter(s): – Project #2737612 _______________________________________________ Issuer Name: Endeavour Silver Corp. Principal Regulator – British Columbia Type and Date: Preliminary Shelf Prospectus dated March 9, 2018 NP 11-202 Preliminary Receipt dated March 9, 2018 Offering Price and Description: $150,000,000.00 Common Shares Warrants Subscription Receipts Debt Securities Units Underwriter(s) or Distributor(s): – Promoter(s): – Project #2739343 _______________________________________________

Issuer Name: Kinross Gold Corporation Principal Regulator – Ontario Type and Date: Preliminary Shelf Prospectus dated March 5, 2018 NP 11-202 Preliminary Receipt dated March 6, 2018 Offering Price and Description: $1,000,000,000.00 Debt Securities Common Shares Warrants Subscription Receipts Units Share Purchase Contracts Underwriter(s) or Distributor(s): – Promoter(s): – Project #2737618 _______________________________________________ Issuer Name: Maricann Group Inc. Principal Regulator – Ontario Type and Date: Amendment dated March 5, 2018 to Preliminary Short Form Prospectus dated January 26, 2018 NP 11-202 Preliminary Receipt dated March 6, 2018 Offering Price and Description: 21,131,250 Common Shares and 10,565,625 Warrants issuable upon deemed exercise of 20,125,000 Special Warrants Price per Special Warrant: $2.00 Underwriter(s) or Distributor(s): Eight Capital Canaccord Genuity Corp. Industrial Alliance Securities Inc. Promoter(s): – Project #2722044 _______________________________________________ Issuer Name: Quendale Capital Corp. Principal Regulator – British Columbia Type and Date: Preliminary CPC Prospectus (TSX-V) dated March 7, 2018 NP 11-202 Preliminary Receipt dated March 9, 2018 Offering Price and Description: Offering: $202,500.00 (1,350,000 Common Shares) Price: $0.15 per Common Share Underwriter(s) or Distributor(s): Haywood Securities Inc. Promoter(s): Ionic Securities Ltd. Project #2739521 _______________________________________________


March 15, 2018

(2018), 41 OSCB 2258

Issuer Name: Qylur Intelligent Systems Inc. Principal Regulator – Ontario Type and Date: Preliminary Long Form Prospectus dated March 9, 2018 NP 11-202 Preliminary Receipt dated March 9, 2018 Offering Price and Description: $ * * Subordinate Voting Shares Underwriter(s) or Distributor(s): Macquarie Capital Markets Canada Ltd. Promoter(s): – Project #2739408 _______________________________________________ Issuer Name: Rainy Hollow Ventures Inc. Principal Regulator – British Columbia Type and Date: Preliminary CPC Prospectus (TSX-V) dated March 7, 2018 NP 11-202 Preliminary Receipt dated March 9, 2018 Offering Price and Description: Offering: $270,000.00 (1,350,000 Common Shares) Price: $0.20 per Common Share Price Per Common Share: $0.20 Underwriter(s) or Distributor(s): Leede Jones Gable Inc. Promoter(s): Ionic Securities Ltd. Project #2739440 _______________________________________________ Issuer Name: Sunniva Inc. Principal Regulator – British Columbia Type and Date: Preliminary Short Form Prospectus dated March 12, 2018 NP 11-202 Preliminary Receipt dated March 12, 2018 Offering Price and Description: $25,018,500.00 – 2,566,000Units $9.75 per Unit Underwriter(s) or Distributor(s): Beacon Securities Limited Canaccord Genuity Corp Bloom Burton Securities Inc. Promoter(s): – Project #2738786 _______________________________________________

Issuer Name: Titan Medical Inc. Principal Regulator – Ontario Type and Date: Preliminary Short Form Prospectus dated March 6, 2018 NP 11-202 Preliminary Receipt dated March 6, 2018 Offering Price and Description: Minimum: CDN $[*] ([*] Units) Maximum: CDN $[*] ([*] Units) Price: CDN $[*] per Unit Underwriter(s) or Distributor(s): Bloom Burton Securities Inc. Promoter(s): – Project #2737841 _______________________________________________ Issuer Name: Aptose Biosciences Inc. Principal Regulator – Ontario Type and Date: Final Shelf Prospectus dated March 7, 2018 NP 11-202 Receipt dated March 8, 2018 Offering Price and Description: US$100,000,000.00 Common Shares Warrants Units Underwriter(s) or Distributor(s): – Promoter(s): – Project #2726735 _______________________________________________ Issuer Name: Canadian Apartment Properties Real Estate Investment Trust Principal Regulator – Ontario Type and Date: Final Short Form Prospectus dated March 8, 2018 NP 11-202 Receipt dated March 8, 2018 Offering Price and Description: $150,090,500.00 – 4,270,000 Units Price: $35.15 per Unit Underwriter(s) or Distributor(s): RBC Dominion Securities Inc. CIBC World Markets Inc. Scotia Capital Inc. TD Securities Inc. BMO Nesbitt Burns Inc. National Bank Financial Inc. Canaccord Genuity Corp. Desjardins Securities Inc. Raymond James Ltd. GMP Securities L.P. Industrial Alliance Securities Inc. Promoter(s): – Project #2731864 _______________________________________________


March 15, 2018

(2018), 41 OSCB 2259

Issuer Name: Hydro One Inc. Principal Regulator – Ontario Type and Date: Final Shelf Prospectus dated March 8, 2018 NP 11-202 Receipt dated March 9, 2018 Offering Price and Description: $4,000,000,000.00 Medium Term Notes (unsecured) Rates on Application Underwriter(s) or Distributor(s): BMO Nesbitt Burns Inc. Casgrain & Company Limited CIBC World Markets Inc. Desjardins Securities Inc. Laurentian Bank Securities Inc. National Bank Financial Inc. RBC Dominion Securities Inc. Scotia Capital Inc. TD Securities Inc. Promoter(s): – Project #2735198 _______________________________________________ Issuer Name: Permex Petroleum Corporation Principal Regulator – British Columbia Type and Date: Final Long Form Prospectus dated March 7, 2018 NP 11-202 Receipt dated March 7, 2018 Offering Price and Description: Minimum: 5,000,000 Shares ($2,500,000.00) Maximum: 20,000,000 Shares ($10,000,000.00) Price: $0.50 per Share Underwriter(s) or Distributor(s): Canaccord Genuity Corp. Gravitas Securities Inc. Promoter(s): Mehran Ehsan Barry Whelan Project #2713144 _______________________________________________

Issuer Name: STEP Energy Services Ltd. Principal Regulator – Alberta (ASC) Type and Date: Final Short Form Prospectus dated March 8, 2018 NP 11-202 Receipt dated March 8, 2018 Offering Price and Description: $50,034,000.00 5,380,000 Subscription Receipts each representing the right to receive one Common Share Price $9.30 per Subscription Receipt Underwriter(s) or Distributor(s): CIBC World Markets Inc. Peters & Co. Limited BMO Nesbitt Burns Inc. GMP Securities L.P. National Bank Financial Inc. RBC Dominion Securities Inc. Scotia Capital Inc. Cormark Securities Inc. Tudor, Pickering, Holt & Co. Securities – Canada, ULC AltaCorp Capital Inc. Industrial Alliance Securities Inc. Promoter(s): – Project #2731989 _______________________________________________


March 15, 2018

(2018), 41 OSCB 2260


March 15, 2018

(2018), 41 OSCB 2261

Chapter 12

Registrations 12.1.1 Registrants

Type Company Category of Registration Effective Date

Name Change From: Hottinger Asset Management Canada Inc. To: Firminvest Asset Management Canada Inc.

Exempt Market Dealer and Portfolio Manager

February 8, 2018

New Registration Maryana Capital Inc. Portfolio Manager and Investment Fund Manager

March 7, 2018

Change in Registration Aryeh Capital Management Ltd.

From: Investment Fund Manager, Portfolio Manager and Exempt Market Dealer To: Investment Fund Manager, Portfolio Manager, Exempt Market Dealer and Commodity Trading Manager

March 8, 2018

New Registration Ardenton Financial Inc. Exempt Market Dealer March 12, 2018

Registrations

March 15, 2018

(2018), 41 OSCB 2262


March 15, 2018

(2018), 41 OSCB 2263

Chapter 25

Other Information 25.1 Approvals 25.1.1 EdgePoint Wealth Management Inc. – s. 213(3)(b) of the LTCA Headnote Clause 213(3)(b) of the Loan and Trust Corporations Act – application by manager, with prior track record acting as trustee, for approval to act as trustee of mutual fund trusts and any future mutual fund trusts to be established and managed by the applicant and offered pursuant to a prospectus exemption. Statutes Cited: Loan and Trust Corporations Act, R.S.O. 1990, c. L. 25, as am., paragraph 213(3)(b). March 9, 2018 McCarthy Tétrault LLP 66 Wellington St. West Suite 5300, TD Bank Tower Toronto, ON M5K 1E6 Attention: Cristian O. Blidariu Dear Sirs/Mesdames: Re: EdgePoint Wealth Management Inc. (the "Applicant")

Application under clause 213(3)(b) of the Loan and Trust Corporations Act (Ontario) for approval to act as trustee Application No. 2018/0053

Further to your application dated January 30, 2018 (the "Application") filed on behalf of the Applicant, and based on the facts set out in the Application and the representation by the Applicant that the assets of EdgePoint Variable Income Portfolio, and any other future mutual fund trusts that the Applicant may establish and manage from time to time, the securities of which will be offered pursuant to prospectus exemptions, will be held in the custody of a trust company incorporated and licensed or registered under the laws of Canada or a jurisdiction, or a bank listed in Schedule I, II or III of the Bank Act (Canada), or a qualified affiliate of such bank or trust company, the Ontario Securities Commission (the "Commission") makes the following order: Pursuant to the authority conferred on the Commission in clause 213(3)(b) of the Loan and Trust Corporations Act (Ontario), the Commission approves the proposal that the Applicant act as trustee of EdgePoint Variable Income Portfolio and any other future mutual fund trusts which may be established and managed by the Applicant from time to time, the securities of which will be offered pursuant to prospectus exemptions. Yours truly, “J.A. Leiper” Commissioner “Frances Kordyback” Commissioner

Other Information

March 15, 2018

(2018), 41 OSCB 2264


March 15, 2018 (2018), 41 OSCB 2265

Index

Alterra Power Corp. Order ......................................................................... 2089 Ardenton Financial Inc. New Registration ....................................................... 2261 Aryeh Capital Management Ltd. Change in Registration ............................................. 2261 Black Bull Resources Inc. Cease Trading Order ................................................ 2095 EdgePoint Wealth Management Inc. Approval – s. 213(3)(b) of the LTCA ......................... 2263 Excel Blue Chip Equity Fund Decision .................................................................... 2075 Excel Funds Management Inc. Decision .................................................................... 2075 Firminvest Asset Management Canada Inc. Name Change ........................................................... 2261 Hottinger Asset Management Canada Inc. Name Change ........................................................... 2261 Imvescor Restaurant Group Inc. Order ......................................................................... 2086 Katanga Mining Limited Cease Trading Order ................................................ 2095 Mackenzie Financial Corporation Order – ss. 78(1), 80 of the CFA ............................... 2082 Maryana Capital Inc. New Registration ....................................................... 2261 Nadal, Miles S. Notice from the Office of the Secretary ..................... 2073 Order ......................................................................... 2081 Napec Inc. Order ......................................................................... 2079 OSC Notice 13-707 Fees under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees Notice ........................................................................ 2071 Performance Sports Group Ltd. Cease Trading Order ................................................ 2095 Psihopedas, Maria Director’s Decision (Opportunity to be Heard by the Director) – s. 31 .................................................. 2091

Putnam Advisory Company, LLC (The) Order – ss. 78(1), 80 of the CFA .............................. 2082 Putnam Investments Limited Order – ss. 78(1), 80 of the CFA .............................. 2082 Schooner Trust Order ........................................................................ 2087 Setanta Asset Management Limited Order – ss. 78(1), 80 of the CFA .............................. 2082 Thirau Inc. Order ........................................................................ 2079 Velocity Data Inc. Cease Trading Order ................................................ 2095 Wing, Dennis Notice from the Office of the Secretary .................... 2073 Order ........................................................................ 2086

Index

March 15, 2018 (2018), 41 OSCB 2266


Ontario Securities Commission OSC Bulletin March 15, 2018 Volume 41, Issue 11 (2018), 41 OSCB The...

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