Onko-Sure - Ingenuity Healthcare€¦ · that measures the accumulation of Fibrin/Fibrinogen...

92
2010 ONKO-SURE physicianʼs desk reference and studies

Transcript of Onko-Sure - Ingenuity Healthcare€¦ · that measures the accumulation of Fibrin/Fibrinogen...

Page 1: Onko-Sure - Ingenuity Healthcare€¦ · that measures the accumulation of Fibrin/Fibrinogen Degradation Products (FDP) in the serum using a polyclonal antibody (DR-70) as a tumor

Detection and/or Monitoring of 14 Types of Cancer:

2010ONKO-SUREphysicianʼsdesk referenceand studies

LungBreast

StonachLiver

Colon

RectalOvarian

EsophagealCervical

Trophblastic

ThyroidMalignant

LymphomaPancreatic

www.onko-sure.com
ONKO-SURE “The Power of Knowing” US FDA Approved Cancer Test
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INTENDED USE Onko-Sure is a non-invasive

blood test for cancer that helps determine the

effectiveness of post-surgery therapy and treatments

for colorectal cancer (CRC). Onko-Sure is an ELISA-

based assay and was evaluated as an informative test

for monitoring disease progression in colorectal cancer

patients. Onko-Sure is U.S. FDA-cleared for colorectal

cancer monitoring. It is used to check for cancer

recurrence of disease status during cancer treatment.

The test should be used in conjunction with other

clinical modalities considered to be the standard of

care for CRC disease progression monitoring.

CLINICAL SIGNIFICANCE Onko-Sure is

the first new cancer test to be cleared in the USA for

the monitoring of CRC in over 25 years. In early CRC

stages (Dukes stages A & B) between 68% and 97% of

the biopsy positive patients have negative CEA values

and are unable to be monitored with CEA.

ADVANTAGES OVER CEA Onko-Sure DR-70

(FDP) antigen is freely diffusible in blood and therefore

is easy to measure. CEA is normally firmly attached to

cancer cells since it is an adhesion molecule and less

abundant in blood, therefore more difficult to measure.

Onko-Sure also has an advantage over CEA for CRC

monitoring, especially in patients with low CEA values.

Approximately half of all CRC patients have low CEA

values and up to half of those patients will experience

cancer recurrence after treatment.

COMPARED TO D-DIMER D-dimer is not

approved for detecting or monitoring cancer. Onko-

Sure detects all of the breakdown products of Fibrin

and Fibrinogen, including a unique cancer-related

breakdown product, Initial Plasmin Degradation

Product (IPDP).

Onko-Sure detects a tumor marker which:• is abundant in serum• floats freely in blood (unlike CEA)• has levels that rise dramatically with cancer progression (up to 38 times greater than in normal patients)

ONKO-SURE the power of knowing.

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ONKO-SURE FOR SCREENING Because

Onko-Sure is a non-invasive blood test there are no

side effects to patients using the test. As with other

cancer diagnostic products, false positive and false

negative test results could pose a small risk to patient

health if the physician conducting the test is not vigilant

in following the Onko-Sure test results with other clini-

cally-relevant diagnostic modalities. While the Onko-

Sure test is helpful in diagnosing whether a patient

has cancer, the attending physician should use other

testing methods to determine and confirm the type and

kind of cancer involved.

HOW ONKO-SURE WORKS While the pro-

duction of Fibrin and Fibrinogen Degradation Products

(FDP) is limited in healthy individuals, FDP are over

produced by cancer cells, which release proteo-

lytic enzymes such as plasmin and thrombin. Current

assays for FDP usually measure a specific FDP

component, such as D-dimer, as a representative

of this group; whereas the Onko-SureTM test detects

the full complement of FDP. Onko-SureTM acts as a

“barometer for cancer” by simultaneously measuring

the multiple FDP species that may be underestimated

by other tests.

INCREASED POSITIVE CONCORDANCE50% or more CRC patiets have low CEA values (<30). As

demonstrated in the graph, Onko-Sure (blue line) showed

increased positive concordance, i.e., ability to monitor

patients with low CEA values.

According to the National Cancer Society, there are 1.1 million people with Colorectal Cancer in the U.S. and over 10 million people who are CRC survivors.For CRC survivors, effective monitoring for disease recurrence is perhaps the most important part of an effective post-surgery treatment plan. Onko-Sure is

the first new cancer test to be cleared in the USA for the monitoring of CRC in over 25 years. In early CRC stages (Dukes stages A & B), between 68% and

97% of the biopsy positive patients have negative CEA values and are unable to be monitored with CEA.

Onko-Sure is cost-effective for first line cancer screening and detection, and is approved in the U.S., Europe, Canada, Korea, Taiwan, India and Vietnam.

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Onko-Sure® Proposed Mechanism of Action in Patients with Colorectal Cancer Onko-Sure® is a simple, non-invasive, patent-pending and regulatory-approved in vitro diagnostic (IVD) blood test used both for monitoring colorectal cancer (CRC) during treatment and for post-treatment CRC recurrence. It is an ELISA-based assay that measures the accumulation of Fibrin/Fibrinogen Degradation Products (FDP) in the serum using a polyclonal antibody against the DR-70 tumor marker.

For CRC, early identifi cation of recurrence with prompt treatment can lead to a better survival rate and quality of life for the patients.1 For the last 25 years, Carcino-Embryogenic Antigen (CEA) has been the only available tumor marker for colorectal cancer (CRC) monitoring; however, similar to any other tumor marker, it has its own limitations.1 DR-70 is the only other available tumor marker cleared by the US FDA for the monitoring of colorectal cancer treatment.

Mechanism of Action of Onko-Sure®

The production of Fibrin and Fibrinogen Degradation Products (FDP) is restricted in healthy individuals by normal cells. However, cancer cells release proteolytic enzymes such as plasmin and thrombin as they grow and metastasize and they also redirect the coagulation cascade which leads to overproduction of FDP in the process of carcinogenesis.2-4

FDP level measurement is routinely performed for the detection of coagolopathies; however, the current assays for FDP measurement usually detect only one out of the many FDP components (D-dimer).5 There have been many publications studying the D-dimer level measurement in different malignancies including CRC6-9; however, it is not approved for detecting or monitoring malignancies.

Onko-Sure® is the fi rst blood test available for the monitoring of colorectal cancer recurrence based on FDP measurement. It is an ELISA-based test that uses DR-70 polyclonal antibody against the full array of FDP. Onko-Sure® detects all of the breakdown products of Fibrin and Fibrinogen, including a unique cancer-related breakdown product, Initial Plasmin Degradation Product (IPDP).10

Clinical data supports the medical utilization of Onko-Sure® for the monitoring of colorectal cancer. In these clinical studies, Onko-Sure® was used to measure DR-70 levels in 226 patients and the results positively correlated with the progression of CRC.10-12 Furthermore, as reported by four other studies, the D-dimer level was also linked to CRC progression in 298 patients.6-9

Comparison of Onko-Sure® with CEA

CEA, an adhesion molecule, is fi rmly attached to cancer cells.13 Therefore, it is less abundant in blood and more diffi cult to be measured. However, DR-70 antigen is freely diffusible in blood and therefore easy to measure even in low concentrations. Approximately half of all CRC patients have low CEA values not detectable by CEA test.14-16 Likewise, half of the CRC patients will experience

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recurrence.17 For this very reason, Onko-Sure® is advantageous over CEA in detecting lower levels of tumor marker leading to an early diagnosis of recurrence.

Figure 1. Comparison of Onko-Sure® with CEA. Fifty percent or more CRC patients have low CEA values (<30). As demonstrated in the graph below, Onko-Sure® (blue line) showed increased positive concordance, i.e., ability to monitor patients with low CEA (red line) values.

CEA = Carcinoembryogenic Antigen

CEA has approximately a 20% chance of false positive in smokers18 while Onko-Sure® measurements are not affected by smoking.

In general, a combination of several tumor markers provides more accurate information about CRC monitoring. Therefore, it is recommended that both CEA and Onko-SureTM are used in combination for the monitoring of post-surgery CRC recurrence. More clinical studies are ongoing to verify the benefi cial effect of CEA combination with Onko-Sure®. Furthermore, Onko-Sure® should be used in conjunction with other clinical modalities considered to be the standard of care for CRC disease progression monitoring.

Summary

Onko-Sure® is a simple, non-invasive, patent-pending blood test used both for monitoring colorectal cancer (CRC) during treatment and for post-treatment CRC recurrence. It is an ELISA-based assay that measures the accumulation of Fibrin/Fibrinogen Degradation Products (FDP) in the serum using a polyclonal antibody (DR-70) as a tumor marker.

For the last 25 years, CEA has been the only available tumor marker for CRC monitoring. DR-70 is the only other available tumor marker approved by the US FDA for the monitoring of colorectal cancer treatment. It is recommended to use these two tests in combination to increase the accuracy of the CRC recurrence monitoring.

The information in this letter is intended for healthcare professionals practicing in the US. It is provided to you as a professional courtesy in response to your specifi c unsolicited request.

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References

1. Anthony T. Colorectal cancer follow-up in 2005. Surg Oncol Clin N Am. 2006;15:175-193.

2. Okholm M, Iversen, LH, Thorlacius-Ussing O, Ejlerson E, Boesby S. Fibrin and fi brinogen degredation products in plasma of patients with colorectal adenocarcinoma. Dis Colon Rectum. 1996;39:1102-1106.

3. Hatton MW. Fibrinogen catabolism within the procoagulant VX-2 tumor of rabbit lung in vivo: Effl uxing fi brin(ogen) fragments contain antiangiogenic activity. J Lab Clin Med. 2004;143:241-254.

4. Hatton MW. Relationships among tumor burden, tumor size, and the changing concentrations of fi brin degredation products and fi brinolytic factors in the pleural effusions of rabbits with VX2 lung tumors. J Lab Clin Med. 2006; 147:27-35.

5. Ieko M, Nakabayashi T, Tarumi T, Naito S, Yoshida M, Kanazawa K, Mizukami K, Koike T. Soluble fi brin monomer degradation products as a potentially useful marker for hypercoagulable states with accelerated fi brinolysis. Clin Chim Acta. 2007;386(1-2):38-45.

6. Blackwell K, Hurw ́itz H, Liebe ́rman G, Novotny W, Snyder S, Dewhirst M, Greenberg C. Circulating D-dimer levels are better predictors of overall survival and disease progression than carcinoembryonic antigen levels in patients with metastatic colorectal carcinoma. cancer. 2004;101(1):77-82.

7. Kilic M, Yoldas O, Keskek M, Ertan T, Tez M, Gocmen E, Koc M. Prognostic value of plasma D-dimer levels in patients with colorectal cancer. Colorectal Dis. 2008;10(3):238-41.

8. Oya M, Akiyama Y, Yanagida T, Akao S, Ishikawa H. Plasma D-dimer level in patients with colorectal cancer: its role as a tumor marker. Surg Today. 1998;28(4):373-8.

9. Xu G, Ya-Li Zhang, Wen Huang. Relationship between plasma D-dimer levels and clinicopathologicparameters in resectable colorectal cancer patients. World J Gastroenterol. 2004;10(6):922-923.

10. Rucker P, Antonio SM and Braden B. Elevated Fibrinogen-Fibrin Degradation Products (FDP) in Serum of Colorectal Cancer Patients. Analytical Letters. 2004;37:2965-2976.

11. Kerber A, TrojanJ, Herrlinger K, Zgouras D, Caspary WF, Braden B. The new DR-70 immunoassay detects cancer of the gastrointestinal tract: a validation study. Aliment Pharmacol Ther. 2004;20:983-098.

12. Small-Howard A, Harris H. Advantages of the AMDL-ELISA DR-70 (FDP) Assay over Carcinoembryonic Antigen for Monitoring Colorectal Cancer Patients. J Immunoassay Immunochem. 2010;31(2):131-147.

13. Charalabopoulos K. CEA levels in serum and BAL in patients suffering from lung cancer: correlation with individuals presenting benign lung lesions and healthy volunteers. Med Oncol. 2007;24:219-225.

14. Ladenson JH, McDonald JM, Landt M, Schwartz MK. Colorectal carcinoma and carcinoembryonic antigen (CEA). Clin Chem. 1980;26:1213-1220.

15. Wang JY, Tang R, Chiang JM. Value of carcinoembryonic antigen in the management of colorectal cancer. Dis Colon Rectum. 1994;37:272-277.

16. Wang WS. Preoperative carcinoembryonic antigen level as independent prognostic factor in colorectal cancer. Taiwan experience. Jpn J Clin Oncolo. 2000;30:12-16.

17. Graffner H, Hultberg B, Johansson B, Moller T, Petersson BG. Detection of recurrent cancer of the colon and rectum. J Surg Oncol. 1985;28:156-159.

18. Kantrowitz M. False Positives and False Negativesin Tumor Marker Blood Tests. Cancer Points.http://www.kantrowitz.com/cancerpoints/tumormarkerfalsepositives.html[01/06/2010 11:59:54 PM].

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Onko-Sure® in International Use Onko-Sure® is a simple, non-invasive, patent-pending and regulatory-approved in vitro diagnostic (IVD) blood test. It is an ELISA-based assay that measures the accumulation of Fibrin/Fibrinogen Degradation Products (FDP) in the serum using a polyclonal antibody against the DR-70 tumor marker. The test has been approved by the FDA for monitoring colorectal cancer in the USA. In key international markets Onko-Sure® has been granted important approvals and is currently being used for the following diagnostic purposes:

Lung Cancer Detection and Treatment Monitoring • Canada (Health Canada)

Relevant international insert information: The fi ndings from a formal clinical trial evaluation of the utility of DR-70® to detect lung cancer indicate that the test correctly identifi ed 66% of all lung cancers and 91.8% of the normal controls.1 The test identifi ed all types of lung cancer about equally well (non-small cell and small cell). The test was not infl uenced by alcohol consumption nor by use of tobacco, nor by gender, nor by chronic obstructive pulmonary disease (COPD). The level of DR-70® was also found to correlate with the stage of disease.

General Cancer Screen • Europe (CE mark) • Taiwan (FDA) • India (Ministry of Health)

Relevant international insert information: A subsequent clinical study using DR-70® immunoassay for the detection of 13 different cancers was conducted with 277 healthy subjects and 136 cancer patients.2 At a 95% specifi city level, the sensitivity of the assay was 87.8%, 92.6%, 65.2% and 66.7% respectively for lung, stomach, breast and rectum cancers. The overall specifi city and sensitivity of DR-70® for cancers tested were respectively 95.0% and 83.8%. The predictive values of positive and negative tests were 89.1% and 92.3%, respectively.

Other Territories

Onko-Sure® is currently being used extensively in Vietnam. Expected approval by the Vietnamese Ministry of Health will provide access to other ASEAN member countries. Healthcare distribution partners are also working to promote the test in South America, Israel, Australia, Russia, Greece, and Turkey.

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ONKO-SURE the power of knowing.

Research Paper CompilationThis ODR contains a compiled format of research papers highlighting the various clinical trials undertaken in different parts of the

world on 7,469 patients with Onko-Sure. Please read the materials thoroughly and completely. Important items have been highlighted

in yellow. We believe this ODR is an effective guide for physicians to understand the value of our unique cancer test, and it provides

an understanding of how to perform and interpret the results for our Onko-Sure cancer test.

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Index

Contents Page No.

1) Schaffrath, M et al., 2006 “Ovarian Carcinoma: Clinical Validity by Simultaneous Determination of Fibrin Degredation Products with the DR-70TM Immunoassay and CA-125.” German J Obstetrics and Gynocology 66, 68-75.

2) Lee, K-H et al., 2006 “Meaning of the DR-70TM

Immunoassay for Patients with the Malignant Tumor,” Immune Network 6, 43-51.

3) Li, X et al., 2005 “Serum concentration of AMDL DR-70 for the diagnosis and prognosis of carcinoma of the tongue.” Br J Oral Maxillofac Surg 43, 513-515.

4) Kerber, A et al., 2004 “The new DR-70 immunoassay detects cancer of the gastrointestinal tract: a validation study.” Ailment Pharmacol Ther 20, 983-987.

5) Rucker, P et al., 2004 “Elevated Fibrinogen-Fibrin Degredation Products (FDP) in Serum of Colorectal Cancer Patients.” Analytical Letters 37, 2965-2976.

6) Wu, DF et al., 1999 “Sensitivity and Specifi city of DR-70 Lung Cancer Immunoassay.” Analytical Letters 32, 1351-1362 (1999).

7) Ding, L et al., 1991 “Application of tumor marker of DR-70® in the diagnosis of malignant tumors.” Chongqing Med J 28, 1-3.

8) Wu, D et al., 1998 “Clinical performance of the AMDL DR-70TM immunoassay kit for cancer detection.” J Immunoassay 19, 63-72.

9) Small-Howard, AL & Harris H (2010) Advantages of the AMDL-ELISA DR-70 (FDP) Assay over Carcinoembryonic Antigen for Monitoring Colorectal Cancer Patients. J. Immunoassay and Immunochemistry 31: 131-147.

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ADVANTAGES OF THE AMDL-ELISA DR-70 (FDP) ASSAY OVERCARCINOEMBRYONIC ANTIGEN (CEA) FOR MONITORINGCOLORECTAL CANCER PATIENTS

Andrea L. Small-Howard and Holden Harris

A MDL Inc., Tustin , CA , USA

& The DR-701 (FDP) test was the first cancer test cleared by USFDA for monitoring colorectalcancer (CRC) since Carcinoembryonic Antigen (CEA) in 1982. Conservatively, 50% ofbiopsy-positive CRC patients have negative CEA values. DR-70 and CEA values were comparedfor 113 CRC monitoring patients. Total concordance rates for DR-70 and CEA were 0.665 and0.686, respectively. CRC patient pairs were grouped based on their CEA value to deduce DR-70 0seffectiveness at monitoring patients with low CEA values. DR-70 had 12% to 100% greater posi-tive concordance rates than CEA in this group. DR-70 is a welcome new option for CRC patients.

Keywords carcinoembryonic antigen, CEA, colorectal cancer, DR-701 , FDP, fibrin-fibrinogen degradation products

INTRODUCTION

Awareness of the importance ofCRC screening[1] and early treatment hasrisen,[2] but CRC is presently still a significant health concern in the UnitedStates.[3] In 2007, the Surveillance, Epidemiology and End Results (SEER)program estimated there were 153,760 new colorectal cancer patients[4] witha five year survival prediction of 50%. CRC accounts for approximately 10.6%of all new cancer cases and approximately 10% of all cancer deaths in theUnited States.[5] Colorectal cancer (CRC) remains the second leading causeof cancer death in the United States,[5] despite a reported decrease in color-ectal cancer mortality over the past forty years. This decreased rate is relatedto increased screening, intervention, and monitoring programs.

Monitoring programs have emerged as an important tool in enhancingsurvival in post-operative CRC patients.[6] For CRC, approximately halfof all patients treated will experience disease recurrence.[7] Curative

Address correspondence to Andrea L. Small-Howard, Ph.D., AMDL Inc., 2492 Walnut Ave.,Suite 100, Tustin, CA 92780, USA. E-mail: [email protected]

Journal of Immunoassay and Immunochemistry, 31:131–147, 2010Copyright # 2010 AMDL Diagnostics, Inc.ISSN: 1532-1819 print/1532-4230 onlineDOI: 10.1080/15321811003617438

Journal of Immunoassay and Immunochemistry, 31:131–147, 2010Copyright # 2010 AMDL Diagnostics, Inc.ISSN: 1532-1819 print/1532-4230 onlineDOI: 10.1080/15321811003617438

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retreatment options exist, and retreatment options are applied with amodest decrease in CRC mortality (approximately 10–15%).[8–10] However,in order to enhance the survival benefit of CRC monitoring programs,‘‘the availability of sensitive and specific tests to identify recurrences at atreatable stage’’ needs improvement.[6]

The AMDL-ELISA DR-70 (FDP) test (AMDL Diagnostics, Inc., Tustin,CA) is the first new in vitro diagnostic cancer test to be cleared by theUS FDA for monitoring colorectal cancer (CRC) since January 14, 1982when Carcinoembryonic Antigen (CEA) was approved. CEA has been inroutine usage for many years as a blood test for monitoring CEA, but it alsohas well known limitations that are related to the nature of the tumormarker.[6] CEA has been characterized as an oncofetal marker, whichimplies that it is only present during cancer progression or normalembryogenesis. Evidence exists that contradicts its classification as a pureoncofetal marker; as there are reports of this antigen’s presence in healthyorgans and its elevation due to benign conditions that affect the liver,[11–14]

lungs,[15] and the gastrointestinal system.[16] Also, CEA is not a good targetfor a blood test because CEA is normally firmly attached to cancer cellsdue to its role as an adhesion molecule.[15] In contrast, the DR-70 (FDP)antigen is freely diffusible in the blood.

For many CRC patients with biopsy confirmed cancer, CEA levels arenot measurable above the physiological background. Data was takendirectly from three independent studies[17–19] and presented directly inTable 1 below to assess the need for an additional CRC monitoring tool.Approximately 50% of all CRC patients with low CEA values can not usethe CEA test to monitor their cancer because their CEA levels fall belowthe manufacturer’s defined physiological background level. In the tablebelow, CEA Low Responders is the term given for biopsy positive cancerpatients with low CEA values. All of the numbers in the table have beenpublished in the referenced papers.

The DR-70 test measures both Fibrin and Fibrinogen DegradationProducts (referred to collectively as FDP in this paper) in human serumsamples. Measuring multiple FDP species prevents the DR-70 (FDP) immu-noassay from underestimating the cancer-related levels of FDP.[20] Refer to

TABLE 1 Literature Based Definition of the % of CRC Patients Not Able to Use CEA

Study YearNumber

of Patients

% Below CEA Cut-Off by Duke’s Stage Overall %CEA Low

RespondersA B C D

17Landenson et al. 1980 203 97 75 55 35 5818Wang, J.Y. et al. 1994 318 100 68 52 21 NA19Wang, W.S. et al. 2000 218 75 61 29 NA 53

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Figure 1 for a schematic describing how the DR-70 (FDP) assay measuresFDP generated from all of the major cancer induced FDP production path-ways. Researchers have established a strong link between increased FDPlevels and cancer.[20–22] This strong link is based on multiple factors includ-ing: a cancer-caused redirection of the coagulation cascade and a cancer-related increase in proteolysis within tumors as they grow and metastasize.

Because the DR-70 test uses a different tumor marker than the CEA test,physicians have an additional blood test for monitoring CRC patients thatmay be superior to CEA for many of their patients with low CEA values. Thepurpose of this study is to determine if DR-70 is effective at monitoringCRC patients with low CEA levels.

EXPERIMENTAL

Description of the Clinical Samples

The samples for the serial monitoring study were retrospective bankedsamples that were collected blindly and without bias to include all patients

FIGURE 1 Cancer Elevates FDP Levels Through Two Pathways: Coagulation and Fibrinolysis. TheAMDL-ELISA DR-701 (FDP) test measures the FDP produced by multiple pathways, unlike otherFDP assays which only measure one pathway or one pathway product. Researchers have established thatcancer causes elevated levels of both urokinase-type plasminogen activator (u-PA)[23–25] and tissuefactor (TF).[26–28] Both the u-PA and TF pathways effect the production of FDP in cancer cells. Theu-PA pathway (1A and 1B) activates plasmin by transforming plasminogen, the inactive precursor ofplasmin, into functional plasmin.[23–25] The TF pathway (2) alters the extrinsic coagulation system caus-ing an activation of thrombin.[26–29] Thrombin (3) converts Fibrinogen to Fibrin.[30] The type of FDPproduced will be different depending upon which of the two substrates is digested by plasmin. Whenfibrinogen is the substrate for plasmin (4), fragments D and E are the end products with fragmentsX and Y as intermediate products in this digestion. When fibrin is the substrate of plasmin (5), D-dimeris the end product. As a result of either pathway (4) or (5), cancer will cause an elevation in FDP levelsas measured by the DR-70 (FDP). Tests that measure only one of the individual FDP species, i.e.,D-dimer tests, will miss up to half of the FDP generated as a result of cancer physiology.

Advantages of DR-70 over CEA for CRC Monitoring 133

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with diagnosed colorectal cancer in the bank at the time of the collection.The serial monitoring samples for this study were obtained from two retro-spective sample banks. Forty-eight serial sets were obtained from GeffenCancer Center in Vero Beach, FL and sixty-four serial sets were from theserum banks at MD Anderson Cancer Center in Houston, TX. InstitutionalReview Board Approval for use of the samples and informed consent wereavailable for each patient sample set.

Clinical information detailing the status of each patient’s disease wascollected at the time of each sample draw. The clinical diagnoses includedDuke’s Stage, grade and type (colon or rectal cancer). None of the patientshad a history of malignancy within the past five years of the initial sampledraw other than colorectal cancer. A breakdown of the patient series is pre-sented in Table 2. The average number of observations per patient is 4.0.

Of the original 113 patients, one had to be dropped from further analy-sis due to incomplete clinical records. The 112 evaluable subjects in thisCRC monitoring cohort consisted of 44 males and 68 females. The averageage of the male patients was 65 while female patients averaged 62 years. Theoverall average age was 63 years. There was no significant differencebetween the average age of the males and the females in this cohort basedon a student’s t-test analysis for the determination of variances [t ⇥ 1.41,p ⇥ 0.163 (unequal variances)].

TABLE 2 Patient Observation Series

Numberof Samplesin Series

Numberof ObservationPairs in Series

Total Numberof Series withthat Number

of PairsPercent of theTotal Samples

CumulativePercent

of Samples

2 1 1 0.9 0.93 2 38 33.9 34.84 3 48 42.9 77.75 4 18 16.1 93.86 5 3 2.7 96.57 6 3 2.7 99.28 7 1 0.9 100.0

TABLE 3 Ethnic Distribution

Ethnic Background Frequency Percent

African American 7 6.3Asian 2 1.8Caucasian 99 88.4Hispanic 4 3.6Total 112 100.0

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The ethnic composition of the cohort is shown in Table 3. Approxi-mately 88% percent of the cohort was Caucasian; approximately 6% ofAfrican-American background; approximately 4% of Hispanic descent;and approximately 2% of Asian decent.

Table 4 presents the Dukes stage of the disease at time of diagnosis for111 of the 112 evaluable serial patients. One patient’s chart did not containinformation related to the stage at time of diagnosis.

Table 5 demonstrates the relationship between Dukes Stage at diagnosisand the presence of metastases. As the Stage of the disease progressed, thepercentage of patients with metastases increased.

Statistical Analysis Plan for Association Between DR-701

(FDP)/AIA-PackTM CEA and Disease Status

The initial objective of this analysis is to determine the overall positive,negative and total concordance values of the DR-70 (FDP) and CEAassays.[31] Then, theCRC patients will be grouped based on their CEA valuesto evaluate the effectiveness of the DR-701 (FDP) assay at monitoring CRCpatients with low CEA values; defined as a CEA value of 30 or below.

TABLE 4 Stage of Cancer at Time of Diagnosis

Dukes Stageat Diagnosis Frequency Percent

CumulativePercent

A 5 4.5 4.5B 18 16.2 20.7C 39 35.1 55.9D 49 44.1 100.0Total 111 100.0

TABLE 5 Distribution of Metastases by Stage at Diagnosis

Dukes Stage

Known Metastases at Time of Diagnosis

TotalYes No

A 0 5 50.0% 100.0% 100.0%

B 3 15 1816.7% 83.3% 100.0%

C 29 10 3974.4% 25.6% 100.0%

D 49 0 49100.0% 0.0% 100.0%

Total 81 30 11173.0% 27.0% 100.0%

Advantages of DR-70 over CEA for CRC Monitoring 135

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Defining the Clinical Sample SetSerial samples were taken from 112 colon cancer patients resulting in a

total of 445 paired observations in which a DR-70 (FDP) reading and a deter-mination of disease progression were obtained. In total, there were also 445paired observations in which an AIA-PackTM CEA Assay reading and a deter-mination of disease progression were obtained. The sequential draws cov-ered an average longitudinal period of at least nine months. Progressionof the DR-70 (FDP) value or AIA-Pack CEA Assay value in the serial monitor-ing set was evaluated as a percentage change between the current and pre-vious readings (Y). The minimum percentage to specify disease progressionin either assay was determined to be 15%, as will be described in detail later.Clinical disease progression (D) was determined by the Subject’s physicianbased on their office procedures and clinical laboratory based analyses thatwere the standard of care during the time of the monitoring period.

Monitoring Cases for Response to TherapySubjects in the serial monitoring cohort were followed after surgery and

or after various types of therapy including chemotherapy and radiationtherapy. The response to therapy was evaluated using information providedin the records by the clinicians based on the results of clinical examinationsand imaging results (i.e., bone scans, CT scans, magnetic resonance ima-ging studies, radiography, or ultrasound).

Response to therapy is defined as follows:

. Complete response (CR) or no evidence of disease (NED): The completedisappearance of all clinical and image-measurable disease as evidencedby the clinical exam and imaging or other diagnostic modalities asordered by the physician.

. Partial Response (PR): In patients with metastases at the time of the orig-inal draw, a noticeable reduction in the size of primary metastatic lesionsor bone metastases demonstrating at least stabilization as observed onthe bone scan.

. Stable Disease (SD): No significant change in the size of primary meta-static lesions or no noticeable increase in the size of primary lesions or nonew lesions as evidenced by the clinical exam and imaging or otherdiagnostic modalities as ordered by the physician.

. Progressive Disease (PD): Clinical or imaging results that clearly indicatethe presence of lesions not seen on previous examinations or a signifi-cant increase in the size of primary or metastatic lesions.

Definition of Outcome Measure

The outcome measure for this analysis is the determination ofprogression of disease from time point i (clinical visit i, i ⇥ 1 to n 1) to

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a succeeding time point j (clinical visit j, j ⇥ i � 1 to n). In this analysis n isthe number of clinical visits for which samples are collected from a Subjectafter diagnosis of colorectal cancer and prior to death, loss to follow up orremission of disease.

Let Dij represent the variable disease progression as measured aboveand allow Dij to have the values

Dij ⇥1 if there is progression of disease from visit i to visit j :0 if there is no progression of disease, the disease is either

stable or responding to therapy, from visit i to visit j :

Determining Values of D

Disease progression from visit i to visit j will be determined by theSubject’s physician based on any or all of the following:

. Examination of the subject for clinical signs and symptoms, including theresults of laboratory tests that are current standard of care for the assess-ment of colorectal cancer disease status.

. Examination of radiographic findings (imaging) that can be used for theassessment of colorectal cancer disease status. Radiographic findingsinclude results from CAT scans, PET scans, MRI and X-Ray images.

Determination of Clinical Significance in Marker Value Change

To ensure that the change between the values of the test device over atime interval could not be attributed to assay variation, a 15% increase fromthe previous visit was determined to be the most appropriate threshold forsignificant % change for the determination of disease progression in theDR-70 (FDP) assay. The coefficient of variation (CV) used in the calculationfor significant % change was based on an imprecision study following regu-latory guidelines. In that precision study, the total CV over all runs, days,and intra-assay was computed for each control specimen analyzed. Thehighest CV values were observed for specimens with a low concentrationof (0.21–0.42 mg=mL); however, in a study of cancer progression, such asthe one being reported here, such samples constituted less than 5% ofthe measurements. Over 80% of the measurements had concentrations of0.6 mg=mL or higher where the CV is lower. Therefore the CV values forthe lower concentrations will not be used to determine the significant %change. If the CV values for the highest laboratory specimens with concen-tration of 1.31 (CV ⇥ 7.85) or 4.11 (CV ⇥ 7.14) mg=mL are averaged, themean is 7.495%. The CV is given by the following formula.

Advantages of DR-70 over CEA for CRC Monitoring 137

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CV ⇥ 100 r!xx

which is the standarddeviationdividedby themean.Theproportiondifferencebetween two successive measurements is given by the following formula.

p ⇥x2 x1

x1

where p is the proportion difference from the previousmeasurement. Normaltheory would suggest that 97.5% of the measurements are within the range ofthe following expression.

!xx � 1:96r

Using the expression for CV, we can solve for r and obtain an expression thatcan be used to define the difference between successive measurements.

!xx � 1:96 CV !xx100

Assuming that the previous measurement was a mean at that time, less than2.5% of the time, by chance, will the following expression hold.

x2 > x1 �1:96 CV x1

100

Algebraically rearranging this expression we get the following.

x2 x1

x1>

1:96 CV100

Alternatively the following can be used.

x2

x1> 1 �

1:96 CV100

Using the value of 7.495 on the previous page, this expression indicates that theproportion of difference must be greater than 7.495 *1.96=100 ⇥ 0.1469. Forsimplicity, this cut off value has been rounded up to 0.15 or 15% or the ratioshouldexceed1.15.Thus ifa later visithasa value that isgreater than15%higherthan the previous value, it will be considered evidence of disease progression.

A 15% increase from the previous visit was also determined as the mostappropriate threshold for significant % change for the determinationof disease progression using the AIA-PackTM CEA Assay from TOSOS

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Bioscience. The same evaluation, as above, was used with the CV listed inthe AIA-PackTM CEA Assay product insert.

Definition of Significance in Marker Value Change

Let d equal the significant change in marker value for either assay, whichhas been determined at 15% for either assay, as described above. Let xi be thevalue of the test device obtained from the assay of a blood sample drawn fromthe Subject at visit i and xj be the value of the test device obtained from theassay of a blood sample drawn from the Subject at visit j.

Define Yij as

Y ij ⇥1 if �xj xi� d xi

0 otherwise

Determining the Association Between D and Y

With Dij and Yij defined above for either assay, a 2 2 contingency tablecan be constructed for the analysis of this data. The contingency table hasthe format of Table 6. In this table the variable a represents the number of(Yij, Dij) pairs that have the value of 1 for both Yij and Dij. The variable brepresents the number of (Yij, Dij) pairs that have the value 1 for Yij and0 for Dij. The variable c represents the number of (Yij, Dij) pairs that havethe value 0 for Yij and 1 for Dij. Lastly variable d represents the number of(Yij, Dij) pairs that have the value of 0 for both Yij and Dij. The accruedvalues of a, b, c, and d are determined over all serial interval values of Yijand Dij. The sum of a, b, c and d is the total number of all (Yij, Dij) pairsfor all Subjects. This sum is designated N in Table 6.

From Table 6, sensitivity and specificity are computed as follows:

Specificity: 100 d=�b � d�Sensitivity: 100 a=�a � c�

TABLE 6 Model Contingency Table for D and Y

Dij ⇥ 1 DiseaseProgression

Dij ⇥ 0No Progression Total

Yij ⇥ 1 Significant increase intumor marker as measured byassay

a b a � b

Yij ⇥ 0 No Significant increase intumor marker as measured byassay

c d c � d

Total a � c b � d N

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From Table 6, concordance values are computed as follows:

Positive Concordance �C� � ⇥ a=�a � c�Negative Concordance �C � ⇥ d=�b � d�Total Concordance �C� ⇥ �a � d�=N

Justification of Sample Size

Given the above assumptions and calculations, the minimum samplesize for this study was determined to be 70 subjects with an average of 3draws each.[31] The samples are retrospective banked samples collectedblindly and unbiased. Out of a total of 445 evaluable observations, therewere 112 evaluable patient serial sets with an average of 4 draws each.

RESULTS

General Effectiveness of DR-70 (FDP) or CEA for CRCMonitoring

The clinical trial results were tabulated, as described above. The resultsfor the DR-70 (FDP) test immediately follow in Table 7 and the results forCEA are found in Table 8. In addition, the following interpretations areprovided: Positive Concordance (C� ), Negative Concordance (C ), TotalConcordance (C), Sensitivity, and Specificity.

Based on these data the concordances for the DR-70 (FDP) vs. ClinicalDisease Status are:

C� �Positive concordance� ⇥ 0:652;C �Negative concordance� ⇥ 0:673 and

C �Total overall concordance� ⇥ 0:665:

In estimating the specificity and sensitivity of the DR-70 (FDP) test, usinga significant % change value of 15% or a ratio value of 1.15 or higher,

TABLE 7 Clinical Disease Status vs. AMDL-ELISA DR-70 (FDP)

DR-70 (FDP)

Clinical Disease Status

TotalProgression No Progression

Significant increase (> 15%) 88 65 153No significant increase (< 15%) 47 134 181Total 135 199 334

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the estimated specificity was determined as 67% with an estimated sensi-tivity of 65%.

Based on these data the concordances for the TOSOH AIA-PACK CEAvs. Clinical Disease Status are:

C� �Positive concordance� ⇥ 0:739;C �Negative concordance� ⇥ 0:653 and

C �Total overall concordance� ⇥ 0:686:

In estimating the specificity and sensitivity of the CEA test, using a signifi-cant % change value of 15% or a ratio value of 1.15 or higher, the estimatedspecificity was determined as 73% with an estimated sensitivity of 65%.

TABLE 8 Clinical Disease Status vs. the TOSOH AIA-PACK CEA

CEA

Clinical Disease Status

TotalProgression No Progression

Significant Increase (> 15%) 99 69 168No Significant Increase (< 15%) 35 130 166Total 135 199 334

FIGURE 2 Positive Concordance for DR-70 or CEA Grouped by CEA values. Positive progressionpatient sample pairs were grouped in ascending order based on the CEA value. The % Concordancefor DR-70 relative to the clinical findings was graphed in blue for each group. The % Concordancefor CEA relative to the clinical findings was graphed in red for each group. Forty-six (46) of the 135total positive progression patient pair values fell in the groups containing CEA values of 30 or less.

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Effectiveness of DR-70 (FDP) Test in CRC Monitoring Patients withLow CEA ValuesAfter grouping the CRC patients’ sample pairs in ascending order

based on their CEA values, the following relationships were revealed.Positive concordance values of CRC patients measured with DR-70 orCEA in patient groups relative to their CEA values are provided inFigure 2. Negative concordances of CRC patients measured with DR-70or CEA in groups relative to their CEA values are provided in Figure 3.

In Figure 2, DR-70 had between 12% and 100% greater positiveconcordance rates than CEA for CRC monitoring patients with low CEAvalues. In contrast, the negative concordance values of DR-70 and CEAshowed less than 10% difference for all CRC patient groups in the trial,as depicted in Figure 3.

DISCUSSION

Overall, the results from this trial support the assertion that theAMDL-DR-70 (FDP) test is as good at monitoring CRC patients as CEA.

FIGURE 3 Negative Concordance for DR-70 or CEA Grouped by CEA values. Negative progressionpatient sample pairs were grouped in ascending order based on the CEA value. The % Concordancefor DR-70 relative to the clinical findings was graphed in blue for each group. The % Concordancefor CEA relative to the clinical findings was graphed in red for each group. There were a total of 199negative progression patient pair values.

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Based on the results presented in Table 7 and Table 8, the total concord-ance values for DR-70 and CEA are 0.665 and 0.686, respectively. The totalconcordance values for DR-70 and CEA differed by only 3.2% in this clinicaltrial.

In addition, Figure 2 suggests that DR-70 is more effective at monitor-ing patients whose CEA values are 30 or less. Forty-six (46) of 135 positiveprogression patient pair values fell in the groups containing CEA values of30 or less. In this group, DR-70 had between 12% and 100% greater positiveconcordance rates than CEA for CRC monitoring patients. The negativeconcordance rates were about the same for both assays across all groupswhen ordered by the CEA value of the patient. The difference betweenthe negative concordance rates of these assays was less than 10% for allpatient groups relative to their CEA values. Additional trials are plannedto examine this same sub-group to verify the value of the test for patientswith low CEA values.

The results of this trial suggest that DR-70 could have a positive impacton mortality that is associated with CRC recurrence. All of the patients inthe reported trial were either post-surgery with no adjuvant therapy or post-therapy, as was described in the methods section. This holds clinical signifi-cance because disease progression in these patients would be described asdisease recurrence. As reported in the introduction, approximately half ofall CRC patients treated will experience disease recurrence. An additionaland improved tool for the monitoring of disease recurrence couldprofoundly impact the mortality rate that is associated with CRCrecurrence. Future studies could assess the impact of the DR-70 test onclinical outcomes in a longer term, prospective trial.

FDP has been shown to be valuable as a tumor marker in a number ofdifferent cancers.[32–43] FDP levels correlate with cancer occurrence, stage,progression and prognosis. Among these studies, the DR-70 (FDP) assaywas used to detect FDP levels in 7,839 patients and the DR-70 (FDP) assayresults consistently correlated with either the positive detection or positiveprogression of a variety of cancers.

Researchers have established a strong link between increased FDP levelsand cancer which is based on multiple factors including: a cancer-causedredirection of the coagulation cascade[44–49] and a cancer-related increasein proteolysis within tumors as they grow[50,51] and metastasize.[52–56] Clini-cal studies reveal that measuring FDP levels, either with the DR-70 (FDP)test or with other related tests, has significant diagnostic value for a varietyof cancers. These studies demonstrate that FDP levels correlate with thecancer stage[41–43,57–60] and with the cancer progression,[41,59,61] as quanti-fied by the number of lymph node metastases. Clinical research efforts haveshown that pretreatment measurements of FDP levels have prognosticsignificance for post-treatment survival.[33,60,62–66] In addition to survival

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prognoses, pretreatment FDP values may be used to indicate when adjuvantsystemic treatments are required for surgical Subjects.[64,66]

Cancer is a disease that is characterized by disregulation at the cellularlevel. As cancer progresses, the cellular disregulation spreads to the systemslevel. The coagulation system is one of the first systems affected bycancer-related processes. As referenced in Figure 1, the coagulationpathway may be inappropriately activated in cancer patients either by theactivation of the coagulation pathway alone, the fibrinolysis pathway alone,or both pathways simultaneously. Coagulation may be increased due toelevated levels of tissue factor (TF),[62,67] which acts through the extrinsiccoagulation system. Alternatively, the fibrinolysis pathway may be mis-takenly activated in cancer patients through elevations in the levels ofurokinase-type plasminogen activator (u-PA)[44] that activates the proteaseplasmin. Disregulation of the coagulation system has important adverseaffects on cancer patients because the coagulation system plays dual rolesin homeostasis and immunity. As the cancer-related disregulation of thecoagulation system increases, these clots can lead to heart attack, stroke,or pulmonary embolism. Other FDP-related tests have been helpful inpredicting survival outcome based on the often fatal consequences of bloodclots in cancer patients.[59,62,67] As the utility of the DR-70 (FDP) assaybecomes more widely known, DR-70 should be adapted to help patientswith a variety of cancers in different clinical settings.

CONCLUSIONS

The DR-70 test appears to have additional benefits in monitoring CRCpatients with low CEA values. DR-70 had between a 12% and a 100% greaterpositive concordance rate than CEA for CRC monitoring patients with lowCEA values. Given that 50% is a conservative estimate of CRC patients withlow CEA values, physicians and patients could significantly benefit from thisnew option for monitoring CRC cancer.

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