PCMA MEMBERSHIP PACKAGE

ONE MEMBERSHIP.ONE VOICE.

the Private Capital Markets Association of

Canada (PCMA) has brought together exempt

market dealers, exempt market product issuers,

and professional advisers to the private capital

market. The PCMA is the leading national indus-

try voice for the private capital markets to secu-

rities regulators, government agencies, media,

and other sectors of the capital markets. Our

strength is our membership. We are a community

of small and large firms including individuals

from across our industry who come together to

support the PCMA, drive its agenda and ensure

the PCMA serves the unique interests of

Canada’s private capital markets. Belonging to

the PCMA makes a statement that you are

committed to your profession and the highest

standards of business conduct.

SINCE2002

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ABOUT THE PCMA

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be the effective national voice of Canada's private capital

markets and represent the interests of exempt market

dealers, exempt market issuers and industry professionals

to securities regulators, government, industry associations,

the capital markets and the public.

Assist our members with understanding their regulatory

responsibilities through industry publications, educational

opportunities and connections to compliance, regulatory,

finance and legal resources.

Provide regulatory updates to assist our members in stay-

ing ahead of regulatory change, and the tools to speak up

about challenges in our regulatory environment when

necessary.

Ensure the highest standards of business conduct amongst

our members across Canada.

Increase public and industry awareness of the exempt

market and the important role of Canada's private capital

markets.

Provide valuable membership services and cost saving

opportunities to our members.

Connect our members across Canada for personal and

business opportunity networking.

PCMA MISSION

THE PURPOSE OFTHE PCMA IS TO

PCMA members work

together to build a

stronger infrastructure

for the private capital

markets industry,

which benefits dealers,

issuers, industry

participants, and investors,

and helps strengthen

Canada’s economy.

Capital raised in the

private capital markets

helps financeand develop

some of the most critical

and entrepreneurial

industries across Canada,

and is an important

contributor to creating

jobs and wealth for

Canadians.

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BECOME A PCMA MEMBER

of compliance within the private capital markets, and we expect

our members to do the same. Our success as an industry means

being leaders in the dealer or issuer activities we undertake, and

working together to achieve the best outcomes for our investors

and for the capital markets. Our success instills public confidence

and helps ensure our regulatory framework encourages the

success of our private capital markets across Canada.

THE PCMA IS COMMITTEDTO A STRONG CULTURE

MEMBERSHIP IN THE PCMA MEANS

“CONTRIBUTING TO A STRONG NATIONAL VOICE FOR PRIVATE CAPITAL MARKETS PROFESSIONALS.”

New and renewal annual membership rates are as follows:

Exempt Market Dealer, MIE, Angel Investors, Venture Capitalist - corporate membership

(up to 3 individuals)

Issuer of Exempt Market Products - corporate membership (up to 3 individuals)

Exempt Market Professionals (Financial Industry Marketing Firm, Compliance Firm,

Consulting Firm) - corporate or personal membership (up to 3 individuals)

(advisers to exempt market dealers e.g. legal, accounting, compliance)

Additional Individual Dealing Representative

$750 + tax

$750 + tax

$950 + tax

$99 + tax

JOIN CANADA’S LARGEST PRIVATE CAPITAL MARKETS COMMUNITY @ WWW.PCMACANADA.COM

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PCMA MEMBER BENEFITS

ONE MEMBERSHIP. ONE VOICE.

REGULATORY & COMPLIANCE GUIDANCE

Access to leading regulatory and compliance insights that help you meet your obligations and stay focused on your business rather than the regulators.

EFFECTIVE ADVOCACY

We need a strong private capital market across Canada. The PCMA works with regulators and governments to foster a better understanding of private capital markets and to drive positive changes for the industry.

PCMA CHAPTERS & COMMITTEES

Passionate teams of industry leaders across Canada, all committed to elevating the private markets and role of EMDs and issuers of prospectus exempt securities. PCMA Chapters and committees help coordiante and organize national networking events and webinars.

EXCLUSIVE INSURANCE

FIB Bonding insurance and E&O Professional Liability insurance for dealing representatives - take advantage of very competitive group pricing for PCMA members.

THE PRIVATE INVESTOR MAGAZINE

Free subscription and special rates for advertising for the PCMA national industry magazine - The Private Investor. We provide analysis on regulatory changes, compliance challenges and best practices, and leading insights into deal structures, financial reporting, legal, accounting and other issues.

PCMA PARTNERSHIP OPPORTUNITIES

The PCMA has built an effective national industry voice for the private capital markets. Become a PCMA Partner and reach key decision-makers in the private capital markets industry. We believe helping you succeed in your business is key to the success of both the PCMA and our private markets. We have a number of partnership opportunities available, which enables you to showcase your business, products and your views.

GET TO KNOW PCMA CO-FOUNDER & DIRECTOR DAVID S. BROWN

PCMA co-founder and director David S. Brown recently established Mac Urquhart PhD Award in Economics at Queen's University, with the aim of preserving the legacy of the late Dr. Malcolm Urquhart, who had played a huge role on his career in the private capital markets space. In this interview, Brown shares how Urquhart served as an example for students. He also talks about how he started his career in the private capital markets space and how Weirfoulds LLP has supported his outside ventures and initiatives – even the formation of the Private Capital Markets Association of Canada.

32 | THE PRIVATE INVESTOR - FALL/WINTER 2018

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ALL THE BENEFITS.

PCMA EDUCATION SERIES

PCMA Education Series events build the educational infrastructure to help EMDs, dealing representatives and issuers succeed in their business in a rapidly changing regulatory environment.

PCMA PRIVATE CAPITAL MARKETS AWARDS

The PCMA Awards are the only national industry awards for private capital markets professionals that recognize business leaders who help build a vibrant and successful private capital markets in Canada.

PCMA ANNUAL CONFERENCE

PCMA Annual Private Capital Markets Conference brings together pragmatic and insightful presentations from top industry leaders. Each year a capacity crowd of professionals gathers to learn about new developments in the private capital markets.

TUITION DISCOUNTS

Reduced admission prices for PCMA Members for IFSE Institute exams including the Exempt Market Professionals exam - the only prescribed proficiency course focused on the exempt market in Canada. It is designed for individuals seeking registration as Dealing Representa-tives and Chief Compliance Officers of Exempt Market Dealers.

EXT MARKETING

PCMA members receive a complimentary consultation and discounted pricing on marketing and building your business brand!

CPE MEDIA SERVICES

CPE Media Services: Canada’s Alt Private capital news and intelligence provider. Tracking full spectrum of Angel/private, exempt, venture capital, private equity, public market financing, A, IPO, and fundraising activities. CPE media is the official data provider to the PCMA.

PREFERRED RATES

Exclusive discounts from North Americas hotels to preferred rates on flights with major Canadian airlines.

OLYMPIA BENEFITS INC.

Join over 54,000 small business owners across Canada by using an Olympia Health Spending Account to reduce your healthcare costs.

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ANNUAL MEMBERSHIP REGISTRATION FORM

JOIN ONLINE @ www.pcmacanada.com

YES – I would like to join the Private Capital Markets Association of Canada (PCMA) or renew my membership, so I can take advantage of

Check this box to agree to receive emails from PCMA Canada.

CONTACT INFORMATION

Title Last Name First Name

Company Name Position

Mailing Adress City Province Postal Code

Tel Business Mobile Email Website

PAYMENT INFORMATION

Exempt Market Dealer, MIE, Angel Investors, Venture Capitalist - corporate membership (up to 3 individuals) $750* + tax

*Membership is valid for one year from the date dues are received. Dues are non-refundable.

Issuer of Exempt Market Products - corporate membership (up to 3 individuals) $750* + tax

Exempt Market Professionals (Financial Industry Marketing Firm, Compliance Firm, Consulting Firm) $950* + tax - corporate or personal membership (up to 3 individuals)(advisers to exempt market dealers e.g. legal, accounting, compliance)

Additional Individual Dealing Representative $99* + tax

PAYMENT METHOD

Cheque payable to the Private Capital Markets Association of Canada

VISA Master Card

Credit Card Number Expiration Date

Name on Card Signature Date

PCMA GST/HST# 855942645 RT001

ANNUAL RENEWAL

Please keep my membership current by charging my annual renewal fee to the same credit card I have authorized above. I understand that will receive a reminder by email prior to any charge, and prior notice should the annual membership fee level change.

PLEASE RETURN THIS FORM TO: PCMA, Suite 5700, 1 First Canadian Place, 100 King Street West, Toronto, ON, M5X 1C7

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PCMA TESTIMONITALS

“It was a great opportunity to get in front

of this audience and talk about what we are

doing which is building a new common

regulator for Canada's capital markets. It's

important to be here in this positive upbeat

enviroment networking and sharing ideas.”

Kevan Cowan, Chief Executive Officer at Capital Markets Authority Implementation Organization, PCMA Private Capital Markets Conference, April 2017.

"We're cutting red tape and unnecessary trade

barriers to make Ontario the best place to invest

and create good jobs. What is critical to accomplish-

ing these goals, is creating a globally competitive,

efficient and strong capital markets regulatory system

that attracts investments from around the world,

streamlines capitalraising for businesses, and protects

investors from financial system risk and misconduct”.

Victor Fedeli, Ontario Minister of Finance, 2018 Fall Economic Statement

"The PCMA conference is important because our

private capital markets are growing in Canada and

they are becoming a very important part certainly

of our investment industry and so it's important to

bring together the businesses that are in this

space, the people that are looking to capital raise

and how we might address some of the investor

protection concerns that we have as a regulator."

Pat Chaukos, Ontario Securities Commission, Deputy Director

of OSC Launch Pad at the PCMA Private Capital Markets

Conference, April 2017.

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JOIN CANADA’S LARGEST PRIVATE CAPITAL MARKETS COMMUNITY AT WWW.PCMACANADA.COM

Become a PCMA member today and demonstrate your commitment to the highest standards of business conduct.

PCMA PARTNERSTHANK YOU

FOUNDING PARTNERS

CAPITAL PARTNERS

AFFILIATE PARTNERS

PREMIER PARTNER

As we continue to grow, we are focused

on continually enhancing service to our

members, ensuring our members are

represented by an effective advocacy

agenda delivered by leading professionals

and ensuring our internal governance

practices effectively represent our

members’ interests. Our intention is to

work towards bringing together many

unconnected elements of the private

capital markets into a stronger and more

inclusive industry to support Canada’s

Private Capital markets.

STAY CURRENT – STAY CONNECTED

info@pcmacanada.com | www.pcmacanada.com