O’MELVENY & MYERS LLP - Stanford...

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SECOND HARTING DECL. RE REPLY RE MOTION FOR SUMMARY JUDGMENT - C-01-2661-MMC

DAVID M. FURBUSH (State Bar No. 83447) DHAIVAT H. SHAH (State Bar No. 196382) ROBERTA L. HARTING (State Bar No. 225067) O’MELVENY & MYERS LLP 2765 Sand Hill Road Menlo Park, California 94025 Telephone: (650) 473-2600 Facsimile: (650) 473-2601 E-Mail: [email protected] [email protected] [email protected]

Attorneys for Defendant ELLEN M. HANCOCK

UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

In re

EXODUS COMMUNICATIONS, INC. SECURITIES LITIGATION

This Document Relates To:

ALL ACTIONS.

Master File No. C-01-2661-MMC

SECOND DECLARATION OF ROBERTA L. HARTING IN SUPPORT OF DEFENDANT ELLEN HANCOCK’S REPLY IN SUPPORT OF HER MOTION FOR SUMMARY JUDGMENT, OR IN THE ALTERNATIVE, SUMMARY ADJUDICATION

Honorable Maxine M. Chesney

Hearing Date: June 9, 2006 Time: 9:00 a.m.

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SECOND HARTING DECL. RE REPLY RE MOTION FOR SUMMARY JUDGMENT - C-01-2661-MMC

I, ROBERTA L. HARTING, declare as follows:

1. I am an attorney duly licensed before all of the courts of the State of California.

I am an associate in the law firm of O’Melveny & Myers LLP, counsel of record for defendant

Ellen Hancock (“Hancock”). I have personal knowledge of the matters stated herein and, if

called upon, could competently testify thereto.

2. Attached hereto as Exhibit A is a true and correct copy of a letter dated May 26,

2006, from the Underwriter Defendants’ counsel regarding the outcome of database searches for

information regarding Thomas Welch.

3. Attached hereto as Exhibit B are true and correct copies of documents produced

by the Underwriter defendants to plaintiff Welch numbered EX00000001-17.

I declare under penalty of perjury under the laws of the United States that the foregoing

is true and correct.

Executed this 26th day of May 2006 at Menlo Park, California.

______________________________________

Roberta L. Harting

CERTIFICATION OF CONCURRENCE

I certify that Roberta L. Harting concurs in the filing of this document.

Dated: May 26, 2006 DAVID M. FURBUSH DHAIVAT H. SHAH ROBERTA L. HARTING O’MELVENY & MYERS LLP

By: ___________________________________

David H. Furbush

Attorneys for Individual Defendant ELLEN M. HANCOCK

/s/ Roberta L. Harting

/s/ David M. Furbush

Exhibit A

MAY-26-2006 11 :28AM GIBSON DUNN & CRUTCHER LLP NO. 1018 P . 2/ 3

GIBSON, DUNN &CRUTCHERLLPLAWYER S

A {REGISTERED LIMITED LIABILITY PARTNERSN .IIyINCLUDING PROFESSIONAL CORFO AXIOM S

1851 Page Mill Road Palo Alta, Califoi da 94304

(650) 849-530 0rvwvw.gibsondunn.com

PColiins@ia gibsondunn .eo m

May 26, 2006

Direct Dial Client No.(650) 849-5309 T 33022-00205

Fax No .(650) 849-5009

VIA FACSIMILE

John K. Grant, Esq .Lerach Coughlin Stoia Geller Rudman & Robbins LLP100 Pine Street, Suite 260 0San Francisco, CA 9411 1

Re: In re Exodus Communications, Inc . Securities Litigatio n

Dear John:

I write to follow-up on your request to the Underwriter Defendants to produce documentsrelevant to the issue of whether plaintiff Thomas Welch purchased Exodus common stock inExodus' February 6, 2001 secondary offering, or traceable to that offering . In our April 12, 2006correspondence to you and to Mr . Welch's individual counsel, Leigh parker, we advised you thatthe Underwriter Defendants conducted a search of their records and have not identified anydocuments indicating that Mr . Welch either purchased Exodus stock in the February 2001secondary offering or traceable to that offering .

Since then, the Underwriter Defendants have supplemented their searches for relevantinformation with the limited additional information provided by Ms . Parker (Mr . Welch's middlename, addresses, and brokerage account number). This letter confirms that the UnderwriterDefendants' supplemental searches, like the original searches, produced no documents or otherinformation relating to whether Mr, Welch purchased Exodus common stock in Exodus'February 2001 secondary offering or traceable to that offering . Moreover, as you know, theUnderwriter Defendants have produced to plaintiffs all available lists of persons and entities whopurchased Exodus stock and 5-114% convertible subordinated notes from the UnderwriterDefendants in Exodus' February 2001 offerings . We note that neither Mr. Welch nor his broker,

LOS ANGELES NEW YORK WASHINGTON, D .C- SAN FRANCISCO PALO ALTO

LONDON PARIS MUNICH BRUSSELS ORANGE COUNTY CENTURY CITY DALLAS DENVER

MAY,26,2006 11 :29AM GIBSON DUNN & CRUTCHER LL P

GFBSON, DUNN CRUTCHER L.LP

John K . Grant, Esq .May 26, 2006Page 2

NO . 1018 P . 3/3

Ameritrade, is identified on any purchaser lists .1 Accordingly, this letter confirms that theUnderwriter Defendants have completed their search for information of relevant documents,including those documents arguably identified in plaintiffs' April 13, 2006 Response ToDefendants' Motion For Summary Judgment, Or In the Alternative, Summary Adjudication, andhave produced (and will supplement their prior production shortly) relevant nonprivilegeddocuments identifying specific purchasers of Exodus' securities in the February 2001 offerings ,

Sincerely ,

4YAJ co.ws J1y?JPaul J , Collins

PJC/ktn

cc: Leigh A. Parker, Esq .David M. Furbush, Esq.Roberta Harting, Esq .

100012925_i - DO C

Merrill Lynch & Co . produced a list of institutional purchasers, but has not been able tolocate a list of individual (brokerage) customers who may have purchased in the February2001 offerings . The list of individual purchasers was lost in the September 11, 2001 attackon the World Trade Center,

Exhibit B

V

GIBSON, DUNN &CRUTCHERLL PLAWYER S

A REGISTERED LIMITED LIABILITY PARTNERSHIP

INCLUDING PROFESSIONAL CORPORATION S

1881 Page Mill Road Palo Alto, California 94304

(650) 849-530 0

www.gibsondunn .co m

DKravel@gibsondunn .com

May 22, 2006

Direct Dial

(650) 849-5284

Fax No .

(p50) 849-5333

John K. Grant, Esq .Lerach, Coughlin, Stoia, GellerRudman & Robbins LLP100 Pine St., Suite 2600San Francisco, CA 9411 1

Re : In Re Exodus Communications Inc. Securities Litigation

Dear Mr. Grant :

Client No .

T 33022-00205

Enclosed please find documents produced by the Underwriter defendants numberedEX00000001-17 . These documents represent the allocations for the Exodus Offering datedFebruary 6, 2001 . The source of documents numbered 1-3 is Merrill Lynch . The source ofdocuments numbered 4-17 is Goldman Sachs .

If you have any questions please do not hesitate to contact us .

Sincerely ,

Diana Krave l

Senior Paralegal

DK/dkEnclosure(s)

cc: David M . Furbush w/enc

100009457 1 . 1)0('

LOS ANGELES NEW YORK WASHINGTON, D .C . SAN FRANCISCO PALO ALTO

LONDON PARIS MUNICH BRUSSELS ORANGE COUNTY CENTURY CITY DALLAS DENVER

EXODUS COMMUNICATIONS, INC .Displayed in Commo n

No price specified - using filed price of 18 .50 (null )

Issue Account Name Pot/ Directed Allocation Retention Allocation Billed ByAdvantus Capital Management 25,000 Goldman, Sachs & Co .Advent Capital Management 1,000 Goldman, Sachs & Co.Alex Brown Investment Management 150,000 Goldman, Sachs & Co .Aquarius Private Venture Fund 100,000 Goldman, Sachs & Co.Argonaut Capital 3,000 Goldman, Sachs & Co.Azimut Gestione Fondi SpA 7,500 Goldman, Sachs & Co .Banco Finantia Sa 2,000 Goldman, Sachs & Co .Bank Inter 5,000 Goldman, Sachs & Co .Bankhaus Reschel & Co . 1,000 Goldman, Sachs & Co .Banque Dorsey 75,000 Goldman, Sachs & Co .Banque Internationale A Luxembourg Sa 20,000 Goldman, Sachs & Co .Birchwood Resources 75,000 Goldman, Sachs & Co .Bonham & Company 1,000 Goldman, Sachs & Co .Bricoleur Capital Mgmt LLC 35,000 Goldman, Sachs & Co .Camelot Capital LP 35,000 Goldman, Sachs & Co.Camomille Associates Limited 25,000 Goldman, Sachs & Co .Capital Research & Management 1,200,000 Goldman, Sachs & Co .Caravelle Advisors Lic 5,000 Goldman, Sachs & Co .Cheyne Capital Mgmt (London) 120,000 Goldman, Sachs & Co .Circle T Partners 25,000 Goldman, Sachs & Co .Citatis Management 1,000 Goldman, Sachs & Co .Clariden Bank Zurich 4,000 Goldman, Sachs & Co .Colonial Fund 200,000 Goldman, Sachs & Co .Columbia Management ComPan Y 65,000 Goldman, Sachs & Co .Comfit Asset Management 17,000 Goldman, Sachs & Co .Commerzbank 2,500 Goldman, Sachs & Co .Compania Financiera 150,000 Goldman, Sachs & Co .Davis Skaggs Investment Mgmt 700,000 Goldman, Sachs & Co .Denovo 1,000 Goldman, Sachs & Co.Digital Century Capital 100,000 Goldman, Sachs & Co .DIT Frankfurt 55,000 Goldman, Sachs & Co.Ducato Gestioni Spa 140,000 Goldman, Sachs & Co.Duquesne Capital Management LLC 250,000 Goldman, Sachs & Co.DWS (Deutsche Asset Management) Milan 75,000 Goldman, Sachs & Co.

Eclipse Asset Management 50,000 Goldman, Sachs & Co.Federated Investors 60,000 Goldman, Sachs & Co.Fiduciary Management Associate 1,000 Goldman, Sachs & Co.Fortis Advisers (Minneapolis) 10,000 Goldman, Sachs & Co.

Fortis Bank Nederland 3,000 Goldman, Sachs & Co.Foundation Advisors 40,000 Goldman, Sachs & Co.Galleon Management 500,000 Goldman, Sachs & Co.Geller & Associates 1,000 Goldman, Sachs & Co.Glenview Capital 25,000 Goldman, Sachs & Co.GLG Partners (London) 150,000 Goldman, Sachs & Co.Highfields Capital 25,000 Goldman, Sachs & Co.Hilspen Capital Management Lic 40,000 Goldman, Sachs & Co.

C3 o Hoffman Capital Partners 6,000 Goldman, Sachs & Co.

p 0 imi Sigeco Ltd (Uk) 3,000 Goldman, Sachs & Co .p~ O Indian Asset Mgmt 35,000 Goldman, Sachs & Co .

Jackson Square Partners Lp 25,000 Goldman, Sachs & Co .Janus Capital Corp 1,900,000 Goldman, Sachs & Co .Jennison Associates 750,000 Goldman, Sachs & Co .John Hancock Advisers Boston 40,000 Goldman, Sachs & Co .

Kairos Investment Mqmt Ltd 10,000 Goldman, Sachs & Co .

EXODUS COMMUNICATIONS, INC .Displayed in Commo n


Issue Account Name Pot/Directed Allocation Retention Allocation Billed By

Lion Gate Capital Inc 75,000 Goldman, Sachs & Co .

London & Pacific Ltd 5,000 Goldman, Sachs & Co .

Manulife Intl Investment Mgmt Ltd (London) 25,000 Goldman, Sachs & Co.

Mark Asset Management Corp 15,000 Goldman, Sachs & Co .

Massachusetts Financial Services (JP) 1,500 Goldman, Sachs & Co.

Master Capital 100,000 Goldman, Sachs & Co.

Meisenbach Capital Management (Balboa Fund) 10,000 Goldman, Sachs & Co.

Minot Light Associates 5,000 Goldman, Sachs & Co.

Morgan Stanley (Miller Anderson) 400,000 Goldman, Sachs & Co .

Munder Capital Management 50,000 Goldman, Sachs & Co .

National Investment Services Inc 1,000 Goldman, Sachs & Co .

Northern Trust Co Chicago 1,200,000 Goldman, Sachs & Co .

Nv Investments 500,000 Goldman, Sachs & Co .

Orinoco Capital Advisors Ltd 100,000 Goldman, Sachs & Co .

Oscar Capital Mgmt 5,000 Goldman, Sachs & Co .

Pictet & Cie - Geneva 15,000 Goldman, Sachs & Co .

Pilgrim Baxter & Associates 1,100,000 Goldman, Sachs & Co .

Rbc Invest 17,500 Goldman, Sachs & Co .

Ridgecrest Partners 5,000 Goldman, Sachs & Co ,

Rockmount 1,000 Goldman, Sachs & Co .

Roger Engemann & Associates 100,000 Goldman, Sachs & Co .

SAC Capital Advisors LLC (Stamford) 200,000 Goldman, Sachs & Co .

Sage Asset Management 60,000 Goldman, Sachs & Co.

Sigma Capital Ltd London 50,000 Goldman, Sachs & Co.

Standard Pacific Capital 60,000 Goldman, Sachs & Co.

TAL Investment Counsel (Tor) 25,000 Goldman, Sachs & Co.

Teligent 1,000 Goldman, Sachs & Co.

Thurber & Co 1,000 Goldman, Sachs & Co ..

Troubh Partners 100,000 Goldman, Sachs & Co .

UBS AG Zurich 5,000 Goldman, Sachs & Co .

Union Bancaire Privee Geneva 60,000 Goldman, Sachs & Co .

United Gulf Bank 15,000 Goldman, Sachs & Co .

Van Wagoner Capital Mgmt 125,000 Goldman, Sachs & Co .

Veritas Capital Ltd 2,000 Goldman, Sachs & Co .

Viewpoint Investment Partners 10,000 Goldman, Sachs & Co .

Weinberg Capital 1,000 Goldman, Sachs & Co .

Wells Capital (WI) 50,000 Goldman, Sachs & Co .

West Highland Capital (Greenbrae, CA) 100,000 Goldman, Sachs & Co .

Wood River Capital Management 25,000 Goldman, Sachs & Co .

[Op O

- O

Allied Funding Inc 2,000 Merrill Lynch, Pierce, Fenner & Smith Incorporated

Anthony F . Braun 10,000 Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ascend Partners 5,000 Merrill Lynch, Pierce, Fenner & Smith Incorporated

Blackheath Capital 25,000 Merrill Lynch, Pierce, Fenner & Smith Incorporated

Broad Street Trading Lp 1,000 Merrill Lynch, Pierce, Fenner & Smith Incorporate d

Capstar Investment Management 15,000 Merrill Lynch, Pierce, Fenner & Smith Incorporate d

CB Equities Inc. 5,000 Merrill Lynch, Pierce, Fenner & Smith Incorporate d

Exis Capital Management 1,000 Merrill Lynch, Pierce, Fenner & Smith Incorporate d

Farrington Am 1,000 Merrill Lynch, Pierce, Fenner & Smith Incorporate d

Gartmore Global Investment Inc (Villanova Capita 50,000 Merrill Lynch, Pierce, Fenner & Smith Incorporate d

Gemini Private Venture Fund 5,000 Merrill Lynch, Pierce, Fenner & Smith Incorporate d

Gesbansander Sgilg Sa 175,000 Merrill Lynch, Pierce, Fenner & Smith Incorporate d

Gestfin Investments 3.000 Merrill Lvnch . Pierce. Fenner & Smith Incornorated

EXODUS COMMUNICATIONS, INC .Displayed in Common


Issue Account Name Pot/Directed Allocation Retention Allocation Billed By

G. OrD Op O

- W

O'Connor & Associates

Red Bear Asset Management

Republi c

Summit Partners

Thomas Weisel Partners

Valley Ranch Ventures

Wharton Asset Mgmt London

Zurco (London )

{FREE RETENTION} 'Jrnil L ;rch, Piero . Frner Srr•.i :h Ir rporatcd

(FREE RETENTION) - Goldman , Sachs & Co.

(FREE RETENTION} - J .P . Morgan Securities Inc,

(FREE RETENTION) - Buckingham Research Group Incorporated

10,000 Merrill Lynch, Pierce , Fenner & Smith Incorporated

10,000 Merrill Lynch , Pierce, Fenner & Smith Incorporated

2,000 Merrill Lynch , Pierce, Fenner & Smith Incorporated

20,000 Merrill Lynch , Pierce , Fenner & Smith Incorporated





4

1,246,00 0

150,00 0

1,000

Ref. Num Sub Account Sub Account Name Qty Credit Typ RR BRR0208800114 '001146117 BEAR STEARNS F/A/O 75000 S 177 177'0208800113 '001179506 GENESIS MERCHANT GROUP SI 75000 S 177 177'0207800431 '033198607 QUADRANT HOLDINGS LIMITED 750000 S 232 232'0207800025 '033633637 TEMPLE ASSET MANAGEMENT 1 400000 S 249 249'0207800230 '001684091 ERNST & CO. PRIME BKR. F/ 100000 S 989 989'0206800816 '010179422 EDWARD N GADSBY TTEE 40000 S 194 194'0206800936 '001330620 FALCON FAMILY LIMITED P, 50000 S 62 62'0206800935 '001488220 BALL INVESTMENTS, L .P . 40000 S 62 62'0206800934 '001208826 THE BALL FOUNDATION 40000 S 62 62'0206800933 '035816974 REINHARD KLAHR & REN 30000 S 6 6'0206800932 '035813138 RAINER WUNDERLICH 70000 S 6 6'0208800397 '034995613 GSCO AS CUSTODIAN FOR 800000 S 6 6'0206800918 '001146950 ROBB PECK MCCOOEY A 150000 S 589 589'0206800817 '010180990 ANN D ROMNEY TTEE TH 10000 S 194 194'0213800758 '010249225 THE PENNEY FAMILY FUND 40000 S 194 194'0206800813 '010249217 THE PARTNERSHIP FOUNDATIO 40000 S 194 194'0206800812 '010115657 JAMES N . PEEBLES, TRUSTEE 20000 S 194 194'0206800811 '010145035 THE NILL 1995 INVESTMENT I 220000 S 194 194'0206800810 '010149268 JEAN I . MONTAGU & KYR, 160000 S 194 194'0206800809 '010019552 MR.DAVID J.MCLACHLAN 40000 S 194 194'0206800808 '010984219 CHESTER L . MALLORY & S1 20000 S 194 194'0206800807 '010153765 DAVID N. MACRAE & SUS 30000 S 194 194'0206800806 '010165793 JOHN H . LYNCH & SUSA 80000 S 194 194'0206800937 '001131507 FIRCO LTD . 30000 S 62 62'0207800233 '026004903 SEAN DEE SMITH TRUST F 75000 S 770 770'0207800234 '026004648 SCOTT WRIGHT SMITH TRUST 100000 S 770 770'0207800235 '026004655 RYAN DEE SMITH TRUST J 100000 S 770 770'0207800236 '026004788 NICHOLAS DEE GLEN SMITH TR 75000 S 770 770'0207800237 '026005322 JOSHUA JEFFREY SMITH TRUS- 100000 S 770 770'0207800238 '026004838 JACI LEIGH SMITH TRUST FI 75000 S 770 770'0207800239 '026210492 FRED L. SMITH, TRUSTEE FI 75000 S 770 770'0206800947 '001831122 SPEAR LEEDS & KELLOGG F/A/C 25000 S 62 62'0206800946 '001089929 MR.STEPHEN C.SWID 30000 S 62 62'0206800945 '001963594 SPEAR LEEDS & KELLOGG F/AJC 20000 S 62 62'0206800944 '001288380 PAMELA M .SCHEIN GRANTOR T 50000 S 62 62'0206800943 '001231752 R&T PATRICK 20000 S 62 62'0206800942 '001365071 PRUDENTIAL SECURITIES F 50000 S 62 62'0206800941 '040072522 MICHAEL LERNER 50000 S 62 62'0206800940 '001416924 THE HIRAIR AND ANNA HOVNAN 25000 S 62 62'0206800939 '001202464 SPEAR LEEDS & KELLOGG A/C 40000 S 62 62'0206800938 '001285428 DR.JACK FISHMAN #2 At 30000 S 62 62'0206800805 '010074326 STEPHEN J. LOCKWOOD 30000 S 194 194'0206800794 '010191047 PETER C CLARK TRUSTEE 20000 S 194 1940206800793 '010233054 NANCY S CLARK TRUSTEE 20000 S 194 194'0206800792 '010191021 DAVID B CLARK TRUSTEE l 50000 S 194 194'0206800791 '010983906 YU-HSU HENRY CHANG & L 10000 S 194 194'0206800790 '010170785 JAMES BRYANT LYNN BRYANT 30000 S 194 1940206800789 '010983690 W.R . BOTTOMS 20000 S 194 194'0206800788 '010244333 MICHAEL D BOICH 10000 S 194 194'0206800787 '010146025 EMILIA F.BLACK 90000 S 194 194'0206800786 '010121887 THE NORWIN S . AND ELIZABETF 110000 S 194 194

EX00000004Confidential

rt

'0206800785 '010123982 MICHAEL B. BATES 30000 S 194 194

'0206800784 '010146884 S. TANNENBAUM, M . RUBENSTE 30000 S 194 194

'0206800783 '010146918 S. TANNENBAUM, M . RUBENSTE . 30000 S 194 194

'0206800782 '010255065 SPEAR, LEEDS & KELLOGG 125000 S 256 256

'0206800781 '010294270 SPEER, LEEDS & KELLOGG, INC 125000 S 256 256

'0206800691 '003012382 ROBB, PECK, MCCOOEY F 75000 S 316 31 6

'0206800690 '003697588 ROBB,PECK MCCOOEY CLEARII' 100000 S 316 31 6

'0206800815 '010185502 GEOFF REHNERT 100000 S 194 194

'0206800795 '010081412 YEHUDI M . FELMAN, M .D.,P .C. F 10000 S 194 194

'0206800804 '010174456 OMAR H.KHUDARI & ANN 10000 S 194 194

'0206800803 '010191609 BRIAN J KELLY 80000 S 194 194

'0206800802 '010170819 RONALD L IZEN 70000 S 194 194

'0206800801 '010156685 CHARLOTTE S .HSIEH TTEE . 50000 S 194 194

'0206800825 '001201326 GEORGE F . LITTLE II 150000 S 586 586

'0206800824 '010254654 TZU-WEN JACK YAO AND M 20000 S 194 194

'0206800823 '010152049 DR .KENNETH P.WEISS 70000 S 194 194

'0206800822 '010051910 STEVEN WALSKE & JAN 30000 S 194 194

'0206800821 '005006523 ROBERT F . WALSH, JR. IR/ 20000 S 194 194

'0206800820 '010176238 NELSON R .SHALLER 20000 S 194 194

'0206800819 '010142065 JAMES SANKEY 360000 S 194 194

'0206800818 '010180974 ANN D ROMNEY 130000 S 194 194

'0206800800 '010156438 J .JIM HSIEH & CHARLO 70000 S 194 194

'0206800799 '010156693 CHARLOTTE S .HSIEH TTEE . 50000 S 194 194

'0206800798 '010104727 STEVEN N . TANNENBAUM CUST 30000 S 194 194

'0206800797 '010983534 HASAN KAMIL AND TALE 50000 S 194 194

'0206800796 '010147817 ROBERT W.GOODNOW JR . 150000 S 194 194

'0207800232 '026005884 STACI ELAINE SMITH TRUST 75000 S 770 770

'0206803208 '027085398 L. MICHAEL DYE, TTEE., L . M 20000 S 203 203

'0206803207 '027198803 DAUPHINE HOLDINGS LIMITED 60000 S 203 203

'0206803213 '027137207 SCHOOL OF AMERICAN RESEAF 190000 S 203 203

'0206803206 '027242189 TIMOTHY A. CROWN 45000 S 203 203

'0206803205 '027242163 ERIC J . CROWN 45000 S 203 203

'0206803204 '027186014 DAVID J . CODIGA & SUSA 45000 S 203 203

'0206803203 '027186675 ROBERT J . CAVALLO & Jul 75000 S 203 203

'0206803202 '027124858 KEMP BIDDULPH, TTEE TF 100000 S 203 203

'0206803201 '027200385 MARGARET F. BIDDULPH, TTEE . 45000 S 203 203

'0206803200 '027159086 B .F . FOUNDATION 75000 S 203 203

'0206803105 '027147255 CANTRUST(C .I .)LIMITED, TTEES 75000 S 203 203

'0206803104 '027115294 ERIC WEIDER, TTEE FOR T 45000 S 203 203

'0206803103 '027205715 CASTANET LIMITED TTEES. OF 80000 S 203 203

'0206803102 '027156199 WJB CHILTERN TRUST CO 60000 S 203 203

'0206803101 '027049519 RUSS LYON, JR . & ROSA 100000 S 203 203

'0206803100 '005006507 DENNIS H. LYON IRA 10000 S 203 203

'0206803099 '005006267 STANLEY A . GINSBERG M.D. IRP 45000 S 203 203

'0206803209 '027109214 A. LEROY ELLISON AND KA 60000 S 203 203

'0208800396 '034995613 GSCO AS CUSTODIAN FOR 250000 S 966 966

'0206803225 '027151943 WITTER BYNNER FOUNDATION 45000 S 203 203

'0206803223 '027105873 JOE WEIDER FOUNDATION 75000 S 203 203

'0206803222 '027134089 WEIDER HEALTH AND FITNESS 45000 S 203 203

'0206803220 '027117647 BEN WEIDER HOLDINGS LTD 145000 S 203 203

'0206803219 '027072321 FRANK L. VANDERSLOOT 145000 S 203 203

'0206803217 '027147966 UNIVERSITY MEDICAL CENTER 190000 S 203 203


d

'0206803216 '027155563 LORE K THORPE TTEE LO 45000 S 203 203

'0206803215 '027155555 LORE K THORPE TTEE JA 100000 S 203 203

'0206803214 '027086958 JOHN W. TEETS, JR ., TTEE., TI 120000 S 203 203

'0206803212 '027148774 LANESIDE LIMITED 145000 S 203 203

'0206803211 '027190198 GOOD AS GOLD LIMITED 60000 S 203 203

'0206803210 '027116888 JACK FRIEDMAN 100000 S 203 203

'0206803098 '027112762 WJB CHILTERN TRUST CO . 10000 S 203 203

'0206801979 '029053063 ERNST & CO F/A/O 100000 S 284 284


'0206801106 '033050402 INVESTECGUINNESS FLIGHT 200000 S 476 476

'0206801105 '033029570 XANTHUS LIMITED 100000 S 476 476'0206801104 '033030362 WST LIMITED 100000 S 476 476

'0206801103 '033024936 MARK RODEN 38 SAN 100000 S 476 476

'0206801102 '033284563 JEREMY WATTS 100000 S 476 476

'0206801101 '033215864 DAVID FLETCHER 100000 S 476 476

'0206801100 '033029547 APPLE MANUFACTURING INC 300000 S 476 476

'0206801086 '029056363 ANTA INTERNACIONAL #2 P 350000 S 757 757

'0208801187 '029054848 ROBB, PECK, MCCOOEY F 400000 S 757 757

'0208800386 '030176671 LEWIS MITCHELL & VICK 50000 S 134 134

'0208800387 '030151468 SPEAR LEEDS & KELLOGG 150000 S 134 134

'0208800385 '030084537 NANCY L SCHULTZ 450000 S 134 134

'0208800388 '030117824 ERNST & CO F/A/O JE 100000 S 134 134

'0207800231 '026005850 ZACHARY DEE SMITH TRUST 75000 S 770 770


'0206803097 '027205970 CANTRUST (C .I_) LTD & KENNET 100000 S 203 203

'0206802367 '001890805 INVESTEC ERNST & CO FL 100000 S 947 947'0206802275 '014042840 SPEAR, LEEDS & KELLOGG 250000 S 208 208

'0206802152 '030080584 SANFORD B STERNLIEB,MD & 100000 S 172 172

'0206802151 '030114409 CORINNE G WARDLE AC 150000 S 172 172'0207800452 '030177778 SAMUEL LEHRMAN TRADING 100000 S 172 172

'0206802149 '030072862 JACOB W. KIEFER TRAC 150000 S 172 172

'0206802148 '030177182 JUDY & STANLEY KATZ CI- 100000 S 172 172

'0206802147 '030096655 STEPHEN R . GOLDFIELD & 200000 S 172 172

'0206802146 '030167050 JOHN DUBOIS TRADII' 100000 S 172 172

'0206802145 '030101620 DAVID J . DONOVAN TRAI 150000 S 172 172

'0206802144 '030169445 ARTHUR A BUSHKIN KAI 200000 S 172 172

'0206802143 '030167571 ALCANTARA LLC 150000 S 172 172

'0206802142 '030100069 ROBB PECK MCCOOEY A 100000 S 172 172

'0206802065 '010248805 JONATHAN M NELSON-MAIN AC 50000 S 337 337

'0206802064 '010193266 GEORGE F . COLONY 50000 S 337 337

'0206801982 '029042538 PRUDENTIAL SECURITIES INC 50000 S 284 284

'0206801981 '029009867 SPEAR, LEEDS & KELLOG 50000 S 284 284


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'0206802120 '020410437 KALIKA MERCHANDISING CO. S 309 309

'0206802121 '020213450 DAVID L ROGERS & S DIAS 309 309'0206802122 '020540985 ROBB PECK MCCOOEY CLEARIN S 309 309

'0206802138 '026306035 ASIM ABDULLAH & ISHA BUTT S 770 770

'0206802139 '026318782 JOSEPH B . COSTELLO S 770 770'0206802140 '026310854 W.C. KLINTWORTH, JR. S 770 770

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'0206802224 '005017512 JOHN P. THOMPSON IRA S 276 276'0206802225 '012077954 TWENTY-TWO TEN LTD S 276 276'0206802199 '012089207 BRAD EGNA & LAUREN EGNA, S 276 276'0206802157 '027196849 BERT-LON PROPERTIES S 687 687'0206802158 '027196831 ELVA M. BROWN TTEE, THIS 687 687'0206802159 '027187954 HENRY E. BROWN S 687 687'0206802160 '027193283 GREGORY J . HAWKINS & Sl S 687 687'0206802161 '027200898 INSIGHT VIII INVESTMENTS LLC S 687 687


'0206802162 '027192780 SPEAR-CROSS EQUITY INVESTMS 687 687'0206802183 '026098020 GARNER ANTHONY 'T' A S 7 7'0206802184 '026634816 ROBB PECK MCCOOEY F/, S 7 7'0206802185 '026111989 INVESTEC ERNST & CO F/P S 7 7'0206802186 '026147447 W. HOWARD LESTER #2)S 7 7'0206802187 '026279331 ROBB PECK MCCOOEY F/ S 7 7'0206802188 '026277459 PAUL A SAKMAR TRUSTEE FS 7 7'0209800095 '026014654 FRED L. SMITH S 7 7'0206802190 '026000281 JEFFREY P.SMITH S 7 7'0206802191 '026060236 RICHARD D. SMITH S 7 7'0206802194 '005016498 GUILLERMO AMORE IRA S 276 276'0206802195 '012017638 PAOLO AMORE & CLARE S 276 276'0206802196 '012070322 D. GEOFF ARMSTRONG S 276 276'0206802197 '012063624 LEE BELLAND S 276 276'0206802198 '012077400 BENNIE M. BRAY S 276 276'0206803568 '011075140 PUCKERIDGE INVESTMENTS LTC S 181 18 1'0208800424 '026135095 SPEAR LEEDS & KELLOGG A S 100 100'0208801228 '027173657 ALLEN C. BARBIERI S 687 687'0208801229 '027196831 ELVA M. BROWN TTEE, THIS 687 687'0208801230 '027187954 HENRY E. BROWN S 687 687'0208801231 '027196849 BERT-LON PROPERTIES S 687 687'0208801232 '027193283 GREGORY J . HAWKINS & Sl S 687 687'0208801233 '027192780 SPEAR-CROSS EQUITY INVESTMS 687 687'0208801234 '027200898 INSIGHT VIII INVESTMENTS LLC S 687 687'0207800432 '033198607 QUADRANT HOLDINGS LIMITED S 232 232'0206803508 '027198829 STEVEN E. WINFIELD S 685 685'0206803383 '027042126 WILLIAM DODD GEIGER III, TTEE S 526 526'0206803384 '027186709 HOWARD J. GOODMAN & i's 526 526'0206803385 '027529387 RICHARD H .MACNEAL AND (5 526 526'0206803386 '027153550 DAVID W MARTIN TTEE FBO IS 526 526'0206803387 '027182328 RALPH MAYA AND REINA MAYA S 526 526'0206803388 '027076892 DAVID MCFADZEAN AND El S 526 526'0206803389 '027042118 DEVON GEIGER NIELSEN, TTEE . S 526 526'0206803390 '027197664 PETER SCHNEIDER & HOFS 526 526'0206803391 '027148576 DAVID SPENCER S 526 526'0206803392 '027179001 THOMAS 0. STAGGS AND MS 526 526'0206803393 '027186519 BRIAN C. SULLIVAN S 526 526'0206803394 '027137876 MICHAEL TOWBES ACC(S 526 526'0206803395 '027052646 PAUL H . TURPIN AND EVAI S 526 526'0206803396 '027084300 GEORGE B. TURPIN, JR . TRUSTES 526 526'0206803397 '027954445 JAMES E.WILLIAMS AND AN S 526 526'0206803398 '027175710 LARRY HARTMANN & LAUS 526 526'0206803498 '027242593 ANN K COLLIER & DOUGI S 685 685'0206803499 '027194398 DOUGLAS FIEBELKORN & ANN K S 685 685'0206803500 '005420153 SHIRLEY FEIWELL IRA A(S 685 685'0206803501 '027193432 GAD KARMI & ALISA R . S 685 685'0206803502 '027200161 INVESTEC ERNST & CO F/A S 685 685'0206803503 '005019872 GEORGE NAMKUNG IRA S 685 685'0206803504 '027191154 NEWPORT COAST INVESTMENT, S 685 685'0206803505 '027193747 DELAWARE CHARTER GUARANT S 685 685'0206803506 '005018080 SIDNEY ROSENBLATT IRAs 685 685'0206803507 '027199850 ROGER S . MERTZ, TTEE . SE S 685 685


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'0206803025 012014734 HARVEY L .SHEID D/B/A F S 291 29 1'0206802973 027188986 WALTER PARKES & LAWS 10 1 0'0206802974 027083625 DENNIS G. POBIAK & MARI S 10 1 0'0206802975 '027065267 S. A. CAMP COMPANIES S 10 1 0'0206802976 '027144716 ROBERT D SHIPP, TTEE . RO S 10 1 0'0206802977 027205798 LYNNE K WASSERMAN S 10 1 00206802978 '027177203 THOMAS W . WATHEN TTEE S 10 1 0'0206802979 027177211 THOMAS W . WATHEN TTEE S 10 1 0'0206802980 027202837 ANDRE J. NEUMANN-LORECK & S 10 1 0'0206802981 '027202571 KENNETH Y . YUN & MINSIS 10 1 0'0206803291 001304138 ADVANCED NETWORK & SS 301 30 1'0206803292 '001468529 WILLIAM F .REILLY, A/C #1 LONS 301 30 1'0206803293 '001050780 DONALD RUBIN & SHELLS 301 301'0206803294 001310499 STEPHEN L.SCHLOSS & BAS 301 301

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