October 2007 The Canadian Securities Law Reporter.
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Transcript of October 2007 The Canadian Securities Law Reporter.
October 2007
The Canadian Securities Law
Reporter
October 2007 2
Canadian Securities Law Reporter
A valuable cross-jurisdictional comprehensive resource focusing on Canadian securities law
October 2007 3
Available in Three Platforms
You can choose from one of the following formats—Internet—CD—Loose-Leaf (Paper)
October 2007 4
Updated Frequently
Update Frequency—Internet format continuously updated—CD and Loose-Leaf versions are updated bi-weekly
October 2007 5
Dedicated Team of Editorial Experts
Paul Andrews (Securities Writer, B.A. (Hon.), LL.B., C.S.C.)
Kathleen Jones-Lepidas (Associate Editor, B.A., C.S.C.)
Shari Zinman (Editor, B.A. (Hon.), M.A.)
Tammy Burns (Editor, B.A. (Hon.))
Lori Adams (Legal Consultant, B.B.A., LL.B., M.B.A.)
Joanne Dolfato (Legal Consultant, B.A., LL.B., M.B.A., C.S.C.)
Note: document annotations for the Ontario Securities Act are prepared by Sean Sadler, McCarthy Tétrault.
October 2007 6
A Valuable Resource for Securities Lawyers
Assists you in interpreting and prioritizing complex legal materials
Includes Ontario, eastern, western and federal statutes and regulations
Assists practitioners in keeping up-to-date with ongoing changes in the securities law area
Provides quick and easy access to information
October 2007 7
Current and Up-to-date
Our team devotes approximately 5,800 hours per year to the tracking, updating and analysis of the latest legislative and case law developments
October 2007 8
Fully Linkable
Our team updates and maintains over 22,000 hypertext links in the electronic versions of the product
October 2007 9
Canada Securities Law Reporter Includes …
Full texts of federal and provincial statutes and regulations
National and Multilateral Instruments
Policy Statements
Securities Commission Rules, Notices and Blanket Orders
Regulations and by-laws of self-regulatory bodies (Investment Dealers Association of Canada, Investment Funds Institute of Canada and Mutual Funds Dealers Association)
By-Laws, Policies and Rules of Stock Exchanges
Topical Index (paper only)
October 2007 10
Features Include
News Tracker (Online Only)— A Current Awareness Service that will assist professionals in keeping
up-to-date
A monthly Newsletter -- Canadian Securities Law News —Provides summaries of cases and outlines recent developments in
applicable legislation
ALL major relevant legislation —Provides quick access to relevant legislation
Expert Commentary—Interpretation and analysis of legal information, written by our team of
experts
October 2007 11
News Tracker
Updated continuously to provide you with up-to-date securities information as you need it
Provides instant access to:—National Instruments —National Policies and Notices —Securities Commission Rules, Policies, and Notices —Stock Exchange By-laws, Rules, and Policies —By-laws and Regulations of the Investment Dealers Association (IDA),
Investment Funds Institute of Canada (IFIC) and Mutual Fund Dealers Association of Canada (MFDA)
October 2007 12
News Tracker
Available online
Delivered via email
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October 2007 13
What’s New
Provides a list of permanent updates to the Canada Securities Law Reporter
October 2007 14
The Canadian Securities Law News
Includes feature articles and summaries of leading decisions
Published monthly
Delivered to your inbox
October 2007 15
Expert Commentary Written by our team of experts
Provides comprehensive valuable information for Securities Law Practitioners
October 2007 16
Case Law
Selected leading securities law decisions
Includes both court and securities commission decisions
Dates back to 1999
Online includes full-text of recent decisions
Cases are selected by our team of experts
October 2007 17
Statutes and Regulations
Includes relevant eastern, western, Ontario and federal securities statutes and regulations
Updated continuously
Fully searchable
October 2007 18
Includes: Pending Amendments and Long History Notes
The following features were added to the product’s core legislation—Pending amendments (i.e. amendments awaiting proclamation)—Long history notes that provide the previous wording of amended provisions—Pending amendments are included in print and electronic versions—Long history is available electronically
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Related Matter
Legislation also includes links to Related Matter
October 2007 20
National and Multilateral Regulatory Documents
October 2007 21
National Policy Statements and Notices
October 2007 22
Table of Concordance to Securities Legislation
Covers all Canadian jurisdictions
Ideal for clients that have multi-jurisdictional responsibilities
October 2007 23
Table of Concordance to Securities Regulations
Covers all Canadian jurisdictions
Ideal for clients that have multi-jurisdictional responsibilities
October 2007 24
Securities Commission Documents
Includes Securities Commission Rules, Notices and Blanket Orders
October 2007 25
Forms Includes securities-related forms
October 2007 26
2006 Updates Include New explanatory commentary about Registration Requirements
and Exemptions written by Paul C. Bourque, Executive Vice-President, Member Regulation, Investment Dealers Association of Canada
New explanatory commentary about Insider Reporting and the Early Warning System written by Alasdair Federico of McCarthy Tétrault LLP
New explanatory commentary about Securities Enforcement written by Joel Wiesenfeld and Andrew Gray of Torys LLP
October 2007 27
2006 Updates Continued
New explanatory commentary about Insider Trading written by Joseph Groia of Groia & Company Professional Corporation
New explanatory commentary about Take-Over Bids written by Ava Yaskiel of Ogilvy Renault LLP
New explanatory commentary about Foreign Issuers and Securities Transactions outside the jurisdiction written by Philip Mohtadi of Torys LLP
October 2007 28
2006 Updates Continued
Digests of over 45 leading court, commission and self-regulatory decisions in the area of securities law, including—Kerr v. Danier Leather Inc. (Ont. C.A.)—Ford Motor Company (Canada) v. OMERS (Ont. C.A.)—R v. Rankin (Ont. S.C.J.)—Re Sears Canada Inc. (OSC)—Sears Holding Corporation v. OSC (Ont. S.C.J. (Div. Ct.)—Re Falconbridge Limited (OSC) and
—Re Inco Limited and Teck Cominco Limited (OSC)
October 2007 29
2006 Updates Continued All amendments to the 89 relevant federal, provincial and
territorial statutes and regulations in the product, including—Alberta: Securities Amendment Act, 2006 (S.A. 2006, c. 30);
Securities Transfer Act (S.A. 2006, c. 9) in force January 1, 2007 (new)
—British Columbia: Income Trust Liability Act (S.B.C. 2006, c.14) (new); Securities Amendment Act, 2006 (S.B.C. 2006, c. 32)
—Manitoba: The Securities Amendment Act (S.M. 2006, c. 11); The Corporations Amendment Act (S.M. 2006, c. 10)
Continued on next slide…
October 2007 30
2006 Updates Continued
—Northwest Territories: Miscellaneous Statutes Amendment Act (S.N.W.T. 2006, c. 23)
—Ontario: Securities Transfer Act (S.O. 2006, c. 8) in force January 1, 2007 (new); Budget Measures Act, 2006 (No. 1) (S.O. 2006, c.9)
—Saskatchewan: Securities Amendment Act, 2006 (No. 1) (S.S. 2006, c. 8); The Income Trust Liability Act (S.S. 2006, c. I-2.02) (new)
—Yukon: An Act to amend The Securities Act (S.Y. 2006, c. 8)
October 2007 31
2006 Updates Continued New and amended securities regulatory instruments, including
—National Instrument 44-101, “Short Form Prospectus Distributions” (amended)
—National Instrument 51-102, “Continuous Disclosure Obligations” (amended)—National Instrument 52-107, “Acceptable Accounting Principles, Auditing
Standards and Reporting Currency” (amended)—National Instrument 71-102, “Continuous Disclosure and other Exemptions
relating to Foreign Issuers” (amended)—National Instrument 81-107, “Independent Review Committee for Mutual
Funds” (new)—OSC Rule 81-802, Implementing National Instrument 81-107, Independent
Review Committee For Investment Funds (new)—OSC Rule 13-502, Fees (replaced)
October 2007 32
2006 Updates Continued
New and revised annotations to the Quebec, Alberta and British Columbia Securities Act
New and revised annotations to the Ontario Securities Act, prepared by McCarthy Tétrault
Updates to the Tables of Concordance for the provincial Securities Acts, and for Securities Act Regulations;
Revisions to the product’s indexes
October 2007 33
2007 Updates Ongoing addition of new analytical commentary
Tracking of important pending legislation and regulatory instruments, including
—British Columbia: Bill 18, Finance Statutes Amendment Act
—Nova Scotia: Bill 75, An Act to Amend the Securities Act
—Ontario: Bill 151, Budget Measures Act, 2006 (No. 2); Bill 152 Ministry of Government Services Consumer Protection and Service Modernization Act, 2006; Ontario Securities Act: amendments from 2006, c. 21, c. 29, c. 33, c. 35; 2007, c. 7 Annotations revised
Continued on next slide…
October 2007 34
2007 Updates Continued—Quebec: Bill 29, An Act to amend the Securities Act and other legislative
provisions; Quebec Securities Act: amendments from 2006, c. 50 annotations revised
—Saskatchewan: Bill 19, Securities Amendment Act, 2006 (No. 2); Bill 23, Securities Transfer Act
—New Brunswick: S.N.B. 2007, c. 38 S.N.B. 2006, c. E-9.18
—Newfoundland: S.N.L. 2006, c. 42 S.N.L. 2006, c. 40 S.N.L. 2007, c. T-9.1 S.N.L. 2007, c. S-13.01
—Nova Scotia: S.N.S. 2007, c. 9 S.N.S. 2006, c. 46
—National Instrument 24-101, Institutional Trade Matching and Settlement
—National Instrument 62-104, Take-Over Bids and Issuer Bids
Addition of an index to the commentary.
October 2007 35
Plans for 2008Alberta:
Bill 21, the Securities Amendment Act, 2007
British Columbia:
Bill 38, the Securities Act, 2004, c. 43 (the proclamation of this Act has been postponed indefinitely)
Bill 28, the Securities Amendment Act, 2007
Manitoba:
Bill 7, the Insurance Amendment Act, 2007
Bill 9, the Securities Amendment Act, 2007
Bill 17, the Securities Amendment Act, 2006
Nova Scotia:
S.N.S. 2006, c. 46 - An Act to Amend the Securities Act (Bill 75) – currently partially in force, Parts of this Act that are in force have been added to CSL (with Long History Notes)
Bill 192, An Act to Amend the Companies Act
October 2007 36
Plans for 2008
New Brunswick:
S.N.B. 2007, c. 38 – An Act to Amend the Securities Act (Bill 62) – currently partially in force, parts of this Act that are in force have been added to CSL (with Long History Notes)
Newfoundland and Labrador:
S.N.L 2006, c. 42 – An Act to Amend the Securities Act No. 2 (Bill 51) – currently partially in force, parts of this Act that are in force have been added to CSL (with Long History Notes)
Prince Edward Island:
Bill 10, Police Act
Bill 16, Securities Act to Prince Edward Island
October 2007 37
U.S. and International Securities Law Resources
If your securities law practice involves cross-border and international transactions, then CCH can enhance your success with a broad, deep and integrated portfolio of legal information and solutions.
Our U.S. and International Securities Law Collection offers:—Expert-authored Aspen treatises – written by leading practitioners—CCH’s authoritative legal reporter services—KLI’s English language international law publications—Exciting new integrated specialty online libraries
FEATURE RESOURCE: a complete Internet resource the CCH Federal Securities Regulation Integrated Library is designed to meet all the needs of attorneys working in the field of U.S. securities regulation
October 2007 38
U.S. and International Securities Law Resources: Federal Securities Regulation Integrated Library
The comprehensive all-in-one resource for U.S. federal securities law
The Federal Securities Regulation Integrated Library combines expert-authored treatises with primary source materials and news in a single online resource
The Library features: —Authoritative analysis by leading practitioners on all aspects of U.S.
securities law;
—A rich database of U.S. federal securities laws, regulations, forms, no-action letters, interpretive materials, and court decisions
—E-mail updates of regulatory news and events delivered via the Securities Compliance Tracker service
October 2007 39
Federal Securities Regulation Integrated Library
PRIMARY SOURCE MATERIALS CCH Federal Securities Law Reporter
SEC No-Action Letters
SEC Staff Comment Letters
Federal Securities Cases Archive
SEC Telephone Interpretations Manual
SEC Releases and Other Material
SEC Docket
SECONDARY SOURCE MATERIALS Securities Regulation
Regulation of Securities: SEC Answer Book
Sarbanes-Oxley Act: Planning & Compliance
Sarbanes-Oxley Act of 2002: Analysis and Practice
Securities Regulation in Cyberspace
Corporate Finance and the Securities Laws
Raising Capital: Private Placement Forms and Techniques
U.S. Regulation of the International Securities and Derivatives Markets
Executive Compensation and Related-Party Disclosure: SEC Rules and Explanation
NEWS AND CURRENT AWARENESS
Insights: The Corporate Securities Law Advisor
Securities Compliance Tracker
October 2007 40
Antitrust and Trade Regulation Integrated Library
Optional add-on publications
State Unfair Trade Practices Law
Insurance Antitrust and Unfair Trade Practices Law
IP and Antitrust: An Analysis of Antitrust Principles Applied to Intellectual Property Law
Foreign Commerce and the Antitrust Laws
Distribution Law: Antitrust Principles and Practice
World Competition
Journal of World Trade
Legal Issues of Economic Integration
Two leading publications form the basis of your library.
CCH Trade Regulation ReporterSince 1914, the Reporter provides full text and analysis of laws, rules, guidelines, government enforcement activity and private antitrust litigation — at both the federal and state levels.
Antitrust Law: An Analysis of Antitrust Principles and Their Application Often referred to as the most cited legal reference on antitrust, this highly regarded Aspen treatise offers analysis and insights into antitrust principles and practice.
October 2007 41
Canada Securities Law Reporter
An authoritative, comprehensive resource for the Canadian Securities Law Practitioner
October 2007 42
To learn more about our Securities Law Collection please contact us at…
Customer Service 1-800-268-4522 [email protected]
Training [email protected] Sales 1-800-461-5308 ext. 8609