OCC Sigerson SFI

8/14/2019 OCC Sigerson SFI

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. . ,. ,NEBRASKA \ ; { i POSTMARK ~//I)D 9, DATEACCOUNTABILITY AND ; 1 8 9 0 i~1ISCLOSURE COMMISSION STATEMENT MICROFILM11 th Floor, State Capitol NUMBEROF.o. Box 95086 OFFICE USEQNJ-Y,.,.Lincoln, NE 68509 FINANCIAL 'I "-.lrl'",\v ' .lJr\~~" ~\~r. "!-"n " c_(402) 471-2522 1 i'''l'n\ ' 1 \ " ~'lr.;ih.r.J\\INTERESTS L"j'ii'_'U .'" " ..~' l D G 9 f E S ! 2 M i 9 :BEFORE COMPLETING

READ FILING REQUIREMENTS .,,- Ari"Pu~ntr'ILlTYNADC FORM C-1 d l S C L ' o s t 1 q E t : 6 \ . \ ~ , r s Candidates for designated offices and holders of designated off ices and positions must file this statement. See Sections 1A an1B of the instructions. Candidates (including incumbents) subject to this filing requirement must file with the Commission and with the appropriateelection official (See Instructions). Designated officeholders and holders of designated positions must file this statement with the Commission annually. Dollar values need not be report for any item, except Item 11. Persons who fails to file as required is subject to a civil penalty of up to $2,000.ITEM 1 I YOUR NAME, ADDRESS AND PHONE NUMBERName S'IG-~Sov C I f I J i J - L S () Telephone No. itJl"if7)- J-fy'~LAST FIRST MIDDLEAddress Irt 3S - CHI/ rr.flAf/fl 5Y' O,A J,A IL /l ie : hr'//%'1rr STREETADDRESSORRURAL ROUTE CITY STATE ZIP CODEITEM 2 I OCCASION FOR FILING (Check Appropriate Box)

DA candidate for elective office D Left office or positionDAnnual officeholder's or state employee's report DNewly appointed to office or positionITEM 3 I OFFICE HELD & TERM OF OFFICE (Incumbent elected/appointed officials and state employees. See

IBof instructions) .List the office or position you currently hold which requires this filing. If you have left of fice, list the office you held.Office or Position: Clef COIiNLil. Term: BEGINS ENDSName of City, County, District, or State Agency: /)/VIHJ.H+ Ne:ITEM 4 I OFFICE SOUGHT (Candidates only. See 1A of instructions)List the office sought which requires this filing.Office: ;r y I J 1 Jr/-H r /":i7Y ~l)t./AjLIY D/Sf 7Name of City, County, District, or State Office: /)/'1 tfAh1 1\ J~ /{ tP /rf/


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ITEM 6 I SOURCES OF INCOME OF OVER $1,000Income includes money or any other form of recompense constituting income under the Internal Revenue Code. (See definitions)Name and address of any source* (including an individual, business, I List the nature of the source's business and the nature of the services youbody of government, political subdivision or body corporate) from rendered or the circumstances under which income was received. NOTE:whom income of over $1,000 was received. list the amount of the income.1.) airy dE a.tfd1!/ft 1a.) /J.A.J AMa ("/rY {"',-f Vi;,/l';_./'~(2 ,~lYfh4 ,: 4/e2.) /lA d1eNS ld>V 2a.) n I 5 fYlV)/ 'TV' ,!?("'/ //s, ( OJ)V)T - - us &our3.) k .; b ifiL fWttwct 4 C . 3a.) z; ~ ctr.VJ " . . , A T " .-ro. ","1i?I &1 /IPfl~ fl"L3ZO ;J2.AJ/o i z .. t A- 4:f,(L ( N~ 6;{/5z4.) 5Y ).>rT P ' ~ % - . 1 < . 4a.) ANI/I,'f - r .. . . , /( 5 1 ue ) A i { lI.y r c:W J , 'IdL*NOTE: IF INCOME RESULTED FROM EMPLOYMENT BY, OPERATION OF OR PARTICIPATION IN A PROPRIETORSHIP, PARTNCORPORATION OR OTHER PERSON, LIST THE SAME AS THE SOURCE OF INCOME, BUT NOT THE PATRONS, CUSTOMERS, PATIECLIENTS THEREOF.ITEM 7 I BUSINESSES WITH WHICH YOU ARE ASSOCIATED (See definitions)Name and address of all businesses, organizations, or associations (profit and non-profit) with which you held.a position of officer, director, limitecompany member, partner, or stockholder and any entity in which you held a position of trustee. Such reporting is required based on the positionon whether income was received. You need not report business associations which are otherwise listed under Item 6.

Name and Address of Business.or Organization I Nature of Association1.) 516.ILSuv eus. ~1\)fY;-bvL 1a.) F f '1 ' ! ' e I ~A V'13?s:::a ~I( 11M,) /$ -ff old-coc)MkM ,IVy 6i:IJ2

2.) floyd F L ' D Zf?3 Z 2 i tKbec '7 l( EaJJ.fl"i> . 2a.) ff~~/dcAiTJ-IIvCQ /,q . tV~

3.) 3a.)

4.) 4a.)

5.) Sa.)

6.) 6a.)

7.) 7a).


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, , \. ( ~ITEM 8 I REAL PROPERTY O. jHE FILER IN NEBRASKA (Real property valued at less than $1,000 and yourp~rsonalresidence need not be reported.) '. .' . .List all real property in your name or in which you have a direct ownership interest. The description required must be sufficient tothe location of the. property, Exceptions: You need not report real estate owned by a business listed in Item 6 or 7, your presidence of real property valued at less than $1,000, Personal residence refers to your principal dwelling-house and adjacent lanfor house-hold purposes, such as lawns and gardens.

Location of Property Nature of Property(Description or Address (such as: agricultural, commercial, industrial, residential-rental)

jV ) Vt 't l( i!JO 'V rJrfttR ShlYP ,S -2- Z (/vecKr T ; - 1 1 ( ) Sf,1~o P - - L t tN : 1 ( J I FLAt1tJ{212(otr TlvttJ S" h .'1 fla -- - J r wc-C 'k 'TiIi1e < ; h f l 1 2 . Ll+ rlT ocv i~A.J, s,.

ITEM 9 I OTHER FINANCIAL INTERESTS AND PROPERTY HELD DURING THE PERIOD OF THIS STATEMENTWHICH EXCEEDED A FAIR MARKET VALUE OF $1,000 AT ANY TIME DURING THE REPORTING PER(a) List the names and addresses of the institutions in which you had checking and savings accounts and certi ficates of deposit.

Financial Institution AddressUs. O /n J 1 < - V(T6lfo(/5 (. O C : i'i - r r ( iUSFlfL ':> ; !VirTrc),v!J[ ; ) I ) ) 0 L V f'Y1-tO JS : L6U1> rrr VV -S"S(ftTL ~ C,a.e di 'T c/w! ".0 2. 2 -2 - .s: p " L / { / A sr: {(Na l.v , M:: dfSt'O$Ii'fll- f 7 : ' t ( 2 .F 1 rr tvtfvo;;-/ J 'i;J7"rT r~1 PI;, ,< 3 /I.JOl1 INS rJi ;,J. ~~ 60-5, Cov'f 6lJ~5:' I-+~ t: 12/Cs, U . ,5 , Go(,~.I(b) List the names of the issuers of al l stocks, bonds, and government securities, not otherwise listed under Items 6 or 7.See:. f)ITffched

(c) Describe other property owned or held for the production of income not otherwise disclosed in Items 6, 7, 8 o r 9(a)(b), Includeleaseholds and other interests in real estate, promissory notes and other Obligations owed to you, beneficial interests in trusts aestates, cash value life insurance, IRAs, deferred income and retirement plans. Exception: Do not include accounts receivable,inventory, fixtures and equipment owned or used by a business listed in Items 6 & 7 or household goods, personal automobilesother tangible personal property unless such propertv was held primarily for sale or exchanqe.SrJrrrt FlJIL fo 1 ~I\J - L If. e +~S ILt> ::e.- d : N c r D2 Fe /I. "p -e ./ c c , - v COkt e / ? - j } - j / , I Ci"7 c /F Of11lJ1rfl } .


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c ) \ J.ITEM 10 I CREDITORS TO WHOM $1,000 OR MORE WAS OWED OR GUARANTEED BY YOU OR A MEMBER OFYOUR IMMEDIATE FAMILY.Exception: Loans from a relative and land contracts which have been recorded with the County Clerk or Register of Deeds need notreported. Accounts payable, debts arising out of retail installment transactions or loans made by a financial institution in the ordinarycourse of business need not be reported.

Name Address5 i f h . r-fllto o troK t ()OX 63ol./12/ erN, r C h r orrJ-65

~IJ- cAr1lr5( Ota-J Sell U I ce.s , E ? NIr l(


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.A c c o u n t N u m b e r : ~ . . e r s o n J r . C h a f l t J $ L i v T rD a t e O p e n e d : 1 0 / Q 1 I I I I I I v

C h a r le s & E li z a b e t h S ig e r s o n T I E E SC h a r le s W S ig e r s o n , J r L iv i n g T r u s tU /A D T D 1 2 /1 6 /2 0 0 51 5 8 35 C a l i f o rn ia S t r e e tO m a h a , N E 6 8 1 1 8

High Dividend Global, Profile 4, Moderate GrowF or t h e P e r io d

O c t o b e r 0 1 , 2 0 0 8 t o D e c e m b e r 3 1 , 2 0 0S e p 3 0 C lo s in g v a lu _

Account Valuation AccounDescription T icker ShaMu tu a l F u nd s 9 .1 2%D e l a w a r e P o o le d G b l R ea l E s t a t e S e e s . D G R O X 3 1F id e l i t y C o n v e r t i b le S e c u r i t i e s F C V S XP I M C D C o n v e r t i b le A d m in . P F C A X 1B as ic M ate ria ls 1 .1 9%D u P o n t E I D e N em o u r s C om p a n y D ON a lc o H o ld i n g C o . N L CP r a x a ir . I n c . P X

C ap ita l G o od s 1 .8 9%G e n e r a l D y n a m ic s C o r p . G OI l l i n o i s T o o l W o r k s . I n c . I T WL a f a r g e S A L F R G Y . P K

Cong lome ra te s 1 .6 5%G e n e r a l E le c t r i c C o . G EK o n i n k l i j k e P h i l ip s E le c . A D R P H G3 M C o m p a n y M M MU n i t e d T e c h n o lo g ie s C o r p . U T X

C o ns um er C y c lic al 0 .8 7%N ik e . I n c . C I B N K EP a c c a r , I n c . P C A RI n g e r s o l l - R a n d C o m p a n y I R

Consumer /Non-Cyc lica l 5 .40%C o l g a t e - P a lm o li v e . I n c . C LP e p s i C o , I n c . P E PP r o c t e r & G a m b le C o m p a n y P GS a r a L e e C o r p o r a t io n S L ES t a p le s . I n c . S P L SS y n g e n t a A G A D R S Y T

E ne rg y 1 .80%A n a d a r k o P e t r o le u m C o r p o r a t i o n A P CD e v o n E n e r g y C o r p o r a t io n D V ND ia m o n d O f fs h o r e D r i l l i n g , I n c . D OE x x o n M o b i l C o r p o r a t io n X O M


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,., ,A c c o u n t N u m b e r: _S ig e rs o n J r . C h a r le s L iv l r

Account Valuation Account V. D e s c r ip t i o n T i c k e r S h a r e s~M T o t a l S A T O T 1 1CD F in an cia l 3 .7 7%0>. . , A f l a c . I n c . A F L 4 3. .. .= > T h e B a n k o f N e w Y o r k M e l lo n C o r p . B K 3 301 1 . C a p i t a l a n d L t d . A D R C L L D Y 2 1 1>1 1 . C r e d i t S u i s s e G r o u p C S 3 8: : : . ..N N o r t h e r n T r u s t C o r p . N T R S 9~M S ta te S tr e e t C o r p . S T T 2 70(; H ea lthca re 5 .25%00 A s t r a Z e n e c a P L C A Z N 2 30~ B a x te r I n te r n a t io n a l . I n c . B A X 6

B e c t o n . D i c k i n s o n & C o , B D X 2 7B r i s to l M y er s S q u ib b C o m p an y B M Y 1 8F r e s e n iu s M e d i c a l C a r e C o . A D R F M S 2 4J o h n s o n & J o h n s o n J N J 3 4N o v a r t i s A G A D R N V S 1 7S c h e r i n g P lo u g h C o rp . S G P 1 9W y e t h W Y E 2 8

S erv ic es 5 .3 3%C o m c a s t C o r p o r a t i o n C M C S K 4 9L o w e 's C o m p a n ie s . I n c . L O W 9 4M c D o n a ld s C o rp o ra tio n M C D 1 0P u b li c i s G r o up e S A P U B 2 3T a rg e t C o r po r a t io n T G T 4 0T e ls t r a C o rp o r a tio n L td . T L S Y Y . P K 3 7V o d a f o ne G r o up P u b li c L td . C o . A D R V O D 8 5W a l g r e e n C o m p a n y W A G 5 7 T ec hn olo gy 4 .6 6%A u t o m a t i c D a t a P ro c e s s in g . I n c . A D P 4 7C is co S y s te m s . I n c . c s c a 4 6C o rn in g . I nc . G L W 6 9E M C C o r po r a t io n E M C 5 9E m e rs o n E le c t r i c C o m p a n y E M R 15L M E r i c s s o n E R I C 6 5C G I G r o up , ln c . G I S 7 4H a rr i s C o rp . H R S 1 2H e w le tt - P a ck a r d C o . H P O 11M E M C E le c t r o n ic M a t e r ia ls , I n c . W F R 1 3O r a c l e S y s te m C o r p o r a t i o n O R C L 3 1P a ll C o r p o r a t i o n P L L 1 7W a t e r s C o r p . W A T 9

U tilit ie s 0 .3 3%N a t io na l G r id P LC . N G G 1 1

U S Stocks - O ther 0 .48%I H S I n c . C I A I H S 1 0P h i l i p M o r r i s I n te r n a tio n a l. I n c . P M 1 0

H on g K on g 0 .93%H a n g L un g P ro pe rt i e s L td . H L P P Y . P K 1 4 4


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A c c o u n t N u m b e ~ ig e r s o n J r . C h i l l l c S L iv T r

Account Valuation AccouDescript ion T i c k e r S hJ ap an 1 .5 1%M i t s ub is h i U F J F in an c ia l G r o up , I n c M T UN in te n d o L td . A D R N T D O Y . P KT o y o t a M o t o r C o r p o r a t io n T M

N e t h e r l a n d s 0 .1 6 %I N G G ro e p N .v . I N G

F o re ig n - O th er 2 .6 0%C o c a C o la A m at i l L td . C C L A Y . P KiS h a re s M S C I E A F E V a lu e I n de x E F VN e s t l e S A N S R G Y . P KR o c h e H l dg s ,L td . A D R R H H B Y . P KS ec o m C om p a n y L t d . A D R S O M L Y

U S E q uity F u nd s 3 .0 9%R y d e x S & P 5 0 0 H R Y S P X

E x ch an g e T ra d ed F u nd s (E lF ) 9 .1 0%iS h a r e s S & P 5 0 0 / B a r r a G r o w t h I n d e x I V WiS h a r e s B a r c la y s 1 -3 Y r T r s B on d S H YI S h a r e s R u s s e l l M id C a p V a lu e IW SiS h a r e s B a r c la y s S h o r t T re a u r y B d F d S H VC lo s ed -E n d F ix ed In c om e 0 .5 9%E a t o n V a n c e T M G lo b a l B u y -W r i t e E T VE a t o n V a n c e T a x M g d G lo b a l B W F u n d E T WC l os e d -E n d E q u ity I nt ern a ti on a l 0 .5 5%I N G G lo b a l E qu i t y D iv . & P re m o O p p . I G ON F J D iv . I n t . & P re m S tr a t e g y F u n d N F JC l os e d -E n d E q u ity Domes ti c 0 .3 2%N u ve en E q u it y P re m O p po rt u n i t y F u n d J S NIn t'I E q uity F u nd s 0 .83%E p o ch I n te rn a t io na l S m a l l C a p I n s t . E P I E X

F ix e d In c om e F u nd s 1 2 .2 5%C r e d i t S u i s s e I n s t l A s ia B n d F u n d C S A B X 1L o ts o f f C a p it a l M g m t A ct i v e I n c o m e F u n d L C M A XP I M C O F o r e ig n B o n d F u n d P F O R XO th er M u tu al F u nd s 2 4 .1 9%G e nw o r t h F in an cia l C o n tr a F un d C T U C XE p o ch G lo ba l E q u it y S h a re h o ld e r Y ie ld I E P S Y X 2M o ne y M a rk et M u tu al F un ds 2 .1 5%B la c k R o c k L iq u id it y T e m pF u nd N o n e 3C a s h P e n d in g S e t t l e m e n t N o n eCu rre nt P o rt fo lio T o ta l


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P .O . B O X 2 1 9 5 4 rKAN SA S C I TY I" .. .4 12 1-9 54 8 Investor I ~ t a t e mJ an ua ry 1 , 2 00 8 t hro ug h D ec em be r 3 1 , 2 0 08

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Transaction DetailAcc ou nt Own erC HA RL I::S W S IG tR SO N J R L IV IN G T RU STD T D 12 /16 /05 D T D 12 /16 /2005C H A R L E S W S I G E R S O N J R &E L I Z A B E T H A S I G ER SO N T T E E

G ro wth F un d ( 1 I I - S " . X .. _u nd N um be r -. -:A c co un t N umb er . .

T radeDa t e Transact ionDesc r i p~on

Dis t ribut ion OptDiv idends ReinvCap it al Ga i n s ReinvTo ta l E a rni ngs

T ransaction Sha re S haD ollar A mount "':'",.Price = Ow197 .1 .307 198.1 .736 200 .1 .314 201 .

1 .742 203.1 .3 25 20 4 .1 .734 206 .1 .283 20 7 .1 .68 0 209.21 .226 21 0 .41 .668 212 .1 . 2 92 21 3 .41 .82 4 21 5.22 .49 1 21 7 .71 .43 8 219.11 .84 9 22 1 .01 .369 222 .1 .833 224 .1 .449 225.1 .9 54 22 7 .61 .840 22 9 .42 .28 4 231 .71 .84 0 233 .2 .3 66 235.91 .813 237 .73.664 241 .42.369 24 3 .8

243.8

Dis tribut ion OptiDiv idends ReinvCap it al Ga i n s ReinvTo ta l E a rni ngs S ha re s T his ShaTransact ion Own32.80 .113 33 .00 .1 12 33 .10 .117 33 . 20 .112 33 .30 .1 11 33.40 .118 33.5

01 /15 /200801 /31 /200802 /15 /200802 /29/200803/14 /200803/31 /200804 /15 /200804 /30 /2008,05 /15 /200805 /30 /200806 /13/200806 /30 /200806 /30 /200807 /15 /200807 /31 /200808/15 /200808/29/200809/15 /200809/30 /200810 /15 /200810 /31 /200811 /14 /200811 /28/200812 /15 /200812 /17 /200812 /31 /2008

B E G IN N IN G B A L AN C ES H AR E S P U RC H AS E DS H A R ES P U RC H AS E DS H A R ES P U RC H AS E DS H AR E S P U RC H AS E DS H AR E S P U RC H AS E DS H A R ES P U R C H A S E DS H A R ES P U R C H A S E DS H A R ES P U R C H A S E DS H A R ES P U R C H A S E DS H AR E S P U R CH A S E DS H A R ES P U R C H A S E DS H A R ES P U R C H A S E DD IV R E IN V E S T 0 .64S H A R ES P U R C H A S E DS H A R ES P U R C H A S E DS H A R ES P U R C H A S E DS H A R ES P U R C H A S E DS H A R ES P U R C H A S E DS H A R ES P U R C H A S E DS H AR E S P U R C H A S E DS H AR E S P U R C H A S E DS H AR E S P U R C H A S E DS H A R ES P U R C H A S E DS H AR E S P U R C H A S E DD IV R E IN V E S T 0.653S H AR E S P U RC H AS E DA ccou nt V alu e a s of 1 2/3 1/2 00 8

Mun ic ip al B on d (S f,B .DX )Fund Num bar ~A cc ou nt N um be r '~

T radeDa te Transact ionDescript ion

01 /31 /200802 /29/200803/31 /200804 /30 /200805 /30 /200806 /30 /2008

B E G IN N IN G B A L AN C ED I V R E IN V E S TD IV R E IN V E S TD IV R E IN V E S TD IV R E IN V E S TD IV R E IN V E S TD IV R E IN V E ST


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P .O . B OX 2 1~ 'KANSAS C I1 \. .n 64121 -9548 Investor I S w ~J an u ar y 1 , 2 00 8 t h ro ug h D e cemb er 3 1, 2 00 8

Transaction Detail (continued)Page 3 o

Account Owner, cont.C H A R L E S W S IG E R S O N J R L I V I N G T R U S TO TD 1 2/1 6/0 5 O TD 1 2/1 6/2 00 5C HAR LE S W S IG ER SO N JR &E LIZ AB ET H A S IG ER SO N T TE E

Mun ic ip al B o nd ( .0 I,.cont.F u n d N umb e r .A c co u n t N umb e rT ra de T ran sa c tio n ' .Date Description07/31/200808/29/200809/30 /200810/31/200811/28 /200812/17 /200812/17 /200812/31/2008

D IV RE INVESTD IV RE INVESTD IV RE INVESTD IV RE INVESTD IV RE INVESTST CAP GAIN @ 0.0005LT C AP G AIN @ 0.01996D IV RE INVESTA ccoun t V alu e as o f 12 /31 /2008

.~~~~~~ ..,~~ }t ::,

= Sha r e s T h i s ShaT ransac t i on Ow0.1 1 6 33 .60.1 08 33 .70.125 33 .90.120 34 .00.120 34 .10.002 34.10.084 3 4.20.1 18 3 4.3

3 4 . 3


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NFS-provided ,estimated cost basis (including cost basis and short sale prreflect all adjustm'enls necessary for tax reporting purposes, Taxpayers shredemption, or exchange, NFS does not report such information to the IRSreport to federal, state, and other taxing authorities, NFS makes no warrantaken in reliance upon, such information, Unless otherwise specified, NFSmutual funds and based on the first -in, first-out (FIFO) method for all otheAmortization, accretion and similar adjustments to cost basis have beentypes, such as short-term instruments, Unit Investment Trusts, foreign fixepremium or acquisition premium amortization is provided, the prior years'such prior amortization amounts,LIMITATION ON COST BASIS INFORMATION: NFS's cost basis informataccount. For this, purpose, each bUy, sell, dividend, wash sale disallowedevents, Upon reaching the limit, the system no longer displays or tracks cOnce the limit is reached, all cost basis information for the affected positioCASH AND CASH EQUIVALENTS 0.89%

SymbollCusipAccount Type Quantiescription

Money MarketsP R IM E F U N D D A I L Y M O N E Y C L A S S7 D A Y A V G N E T Y I E L D ,9 4 %D iv id e n d O p t i o n R e i n v e s tC a p i t a l G a in O p t io n R e in v e s t

F D A X XC A S H

2,122 .

Total Cash and Cash EquivalentsMUTUAL FUNDS 99.11 %Description

Symbol/CusipAccount Type Quanti

EquityP R I N C I P A L I N V E S T O R S P R E F E R R E DS E C C L AE s t i m a t e d Y ie ld 8 . 9 4 %D iv id en d O p tio n R e in v e s tC a p i t a l G a in O p t io n R e in v e s tR U S S E L L E M E R G IN G M A RK E T S SD iv i d en d O p t io n C a s hC a p ita l G a in O p t i o n C a s h

P P S A XC A S H

2,253.36

R E M S XC A S H

507 .46

Page 3 of 8090130280001224755

A


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..

M UT UA L F UN DS 99.11%S y m b o l l C u s i pD e s c r ip t i o n A c c o u n t T yp e 9 u a n t i tyR U S S EL L I N T E R NA T L D E V E L O P E D M R K T R I N T X 1 , 4 0 0 , 4 8 7C L S C A S HD iv id e nd O p t io n C as hC a p it al G a in O p tio n C a s h

R U S S E LL T A X M A NA G ED U S M ID & R T S S X 1 , 7 4 1 . 4 3 2S M A LL C P S C A S HE s t im a t e d Y i e ld 1 , 0 5 %D iv id en d O p tio n C a s hC a pi t al G a in O pt io n C as hR US SE LL T A X M AN AG E D L AR G E C A P R E T S X 6 , 5 7 3 , 3 9 2F U N D C L S C A S HE s t im a te d Y ie I d 1 . 7 2 %D iv id e n d O p tio n C a shC a p i t a l G a in O p tio n C a s hTota l EquityFixed IncomeI N G S E N IO R I NC O M E C L A X S I A X 4 , 3 5 1 , 8 9 1E s t i m a t e d Y ie ld 9 .34 % C A S HD iv id en d O p t io n R e in v e s tC a pi t al G a in O p ti o n R e in v e s tR U SS E LL T A X E XE M P T B O ND F UN D R L V S X 2 , 6 8 6 , 8 6 2C LA SS S C A S HE s t im a t e d Y ie ld 3 , 5 3 %D iv id en d O p tio n C a shC a pi t al G a in O p t io n C a s hT o ta l F ix ed I nc om eT ota l M u tu al F un dsT ow Securities

TOTAL PORTFO liO VALUE

A cc ou nt


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13/18

FIXED INCOME 40.01%For an explanation of fixed income pricing, please see the last page. Redemptionappear regarding a particular investment, i t i s no t avai lab le. The ratings on this srating agency's assessment.Accrued Interest Represents interest accumulated since the last coupon date onis no guarantee that the accrued interest will be paid by the issuer.

SymbollCusipAccount Type . Quantityescri ption

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B E R KS C N T Y P A G .O . B O S S E A . 1 9 9 90 5 ,0 0 00 0% 1 1 /1 5 /2 02 2I N S U R ED B Y A M B A C. U N L IM I T E D G E N O B U GM O O D Y ' S A a 2C P N P M T S E M I AN N U A LO N N O V 1 S , M A Y 1 SN e x t I n t e r e s t P a y ab le : O S / 1 S / 0 9C O N T I N U O U S LY C A L LA B L E F R O M 0 5 /1 5 /2 00 9C A LL AB LE O N 0 5 /1 5 /2 00 9@ 1 00 , 0 0 0 0S U B JE C T T O S IN K IN G F U N DA cc r u e d I n t e r e s t $ 2 6 3 . 8 9P H IL AD E LP H IA P A A U T H F O R I N D LD E V A R P T 0 5 .2 5 00 0% 0 7 /0 1 /2 02 8R E V A R P T R E V B D S P H IL A DE LP H IAA IR P O R T S Y S T EM S E R . 2 00 1 AI N S U R ED B Y F G IC /R E IN S R D B Y M B IAR E V E N U EM O O D Y 'S A 2 / S& P A A A M TC P N P M T S E M I AN N U A LO N J A N 0 1 , J UL 0 1N e x t I n t e r e s t P a y ab le : 0 7 / 0 1 / 0 9C O N T I N U O U S LY C A L LA B L E F R O M 0 7 /0 1 /2 01 1C A LL A BL E O N 0 7/0 1 /2 01 1 @ 1 0 1 . o o o 0S U B JE C T TO S IN K IN G F U N DA cc r u e d I n t e r e s t $ 1 09 . 3 7

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FIXED INCOME 40.01% ,.For an explanat ion of fixed income pricing, please see the Int page Redemption sc~appear regarding a particular investment, it is not available The ratings on this stait': ;rating agency's assessmentAccrued Interest Represents interest accumulated since the last coupon date on c~~is no guarantee that the accrued interest will be paid by the issuer. E J ~, r 'SyrnbollCusip P o .

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2 4 6 0 1 8 D W 2 1 0 , 0 0 0 ~ lC A S H rE LA W A RE C N T Y P A I N D L D E V A U THR E V 0 6 ,0 00 00 % 0 6 /0 1 /2 02 9 W T RF A C S R E V B D S P H IL A D EL P H IA

S UB UR BA N W T R C O S E R .I NS U RE D B Y F G IC /R E IN S RD B Y M B IAR E V E N U ES & P A A A M TC P N P M T S E M I AN N UA LO N J UN 0 1 , D E C 0 1N e xt I n t e re s t P a y a b l e : 0 6 / 0 1 / 0 9C O N T IN U O U S LY C A L LA B L E F R O M 0 6 /0 1 /2 00 9C A L LA B L E O N 0 6 /O 1 /2 00 9@ 1 0 1 . 0 0 0 0S U BJ EC T T O E X TR A O RD I NA R Y C A LLA cc r u e d I n t e r e s t 5 1 0 0 . 0 0I N D I A N A S T D E V F IN A U T H R E V E D LF A C S 0 5 . 5 00 00 % 0 1 /0 1 /2 03 3 R E VB O S A R C H D IO C E S E O F I ND I AN A P O L I SS E R . 2 0 0 3R E V E N U EM O O DY '$ A 2 'C P N P M T S E M I A NN U A LO N J U L 0 1 , J A N 0 1N e xt I n t e re s t P a y a b l e : 0 7 / 0 1 /0 9C O N T IN U O U S LY C A L LA B L E F R O M 0 7 /0 1 /2 01 3C A LL AB LE O N 0 7 /0 1 /2 01 3@ 1 0 0.0 00 0S U BJ EC T TO S IN K IN G F U NDA c c r u e d I n t e r e s t 5 4 5 . 8 3T ota l M u nic ip al B on ds

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80.000Total Fixed Income 90,000Total Securities

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C usto m er S ervice In fo rm a tio nY ou r F in an cia l A dv is or 1 5:R A R Con tac t Inf o rma t ionR O GE R A R O GE RTQ U A N T U M A D V I S O R S9 30 0 U N D E R W O OD A V EO M A H A N E 68114 .

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Q U ill - D e sa i - o nEquit ies 4 8.0 0% o f P ortfo lioCommon S to ck s220.951

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II~ ..l ; T o t i l ~ p o r t f o n o H o l d i n g sDi~losuresa n d O t h er In .f o r m a ti o nP r iC in g S e c u r it ie s p r i c e s m a y v a ry f rQ i n a c ti J a ll i q l l i d a li o n v a lu e . P r i c e s s h o W n s h o u ld o r i l y b e u se d a ss e rv ic es a re s o m e t im e s u n ab le t o p ro v id e t im e ly in fo rm a t i o n . W h e r e p r i c in g s o u r c e s a re n o t r ea d il y a v av a r i o u s f a ct o rs i n t o c o n s id e r a ti o n . T h e p r i c in g o f l i s te d o p ti o n s t a k e s in to . a cc ou n t t h e la s t c l o s in g p r i c eb e en in c lu d ed in t h e A s s et A l l o c a t i o n in fo rm a t i o n a t t h e b e g in n in g o f t h is s ta te m e n t .R e in v e s tm e n t T h e d O ll a f. a m o ti h i i i f M u h ia lF ii n d d is tr ib u ti o n s , M o o e y M a ik e t F u nd d iV id e nd in c o in e ,r e in v e s te d . Y o u w i l l n o t r e c e iv e c o n fi r m a t i o n o f t h e s e r e in v e s tm e n ts . H o w e ve r , i n fo rm a t i o n p e rt a in in gn am e o f t h e p e r s o n f r o m w h om y ou r s e c ur i t y w a s p u r c h a s e d , w ii l b e f u rn is h ed to y o u u po n w r i t t e n r e q up a ym e n t f o r o rd e r f l o w , t h e s o u r c e a n d n a tu re o f W h i c h p a ym e n t w i l l b e f u rn is h ed 1 0 y ou u p on w r i t t e n r e'O p i io i i D i s c l o s u r e ' lr i f o rm i i t i o nw i i h r e s p e c t t o c om m i s s io n s a n d o th e r c h a rg e s in cu rr e d in c o n n e c t i o ns u m m a ry o f t h is i n fo rm a t i o n i s a v a il a b le t o y ou p ro m p tl y u p on y ou r w r i t t e n r e q ue s t d ir ec te d t o y o u r i n tri n fo rm a t i o n c on c e rn in g y o u r o p ti o n a c c o u n ts , p le a se p ro m p tl y a d vi s e t h e m in w r it i n g o f a n y m a te r i a l c ha u to m a ti c a l l y p u rs u an t t o t h e e x e rc is e b y e x c ep t i o n p ro c . e d u re o f t h e O p t io n s C l e a r i n g C o r po r a t i o n . A d dF o re ig n C u r r e n cy T r a n sa c t i o n s P e rs h in g m a y e xe cu te f o re ig n c u r r e n cy t r an s ac ti o n s a s p r i n c ip a l f o r ys im i la r c o rp o ra te a c ti o n t r an s a c t io n s u n le s s y o u in s tr uc t y o u r ' f i n a n c ia l o r g a n iz a ti o n o th e rw i s e . P e r s h in gb a n k in g s o u rc e s o n t h e c o n v e r s io n d a le o r I h e p r i o r b u s in e s s d a y , i n c r e a s e d b y u p to 1 % , u n le s s a p a r. c o n ve r s io n r a te . T h i s c o n v er s io n . r a te m a y d if f e r f r o m r a te s in e ff e c t o n t h e d a t e y o u e xe cu te d a t r a n s a

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