O'Brien, Terrence - Judicial Watch€¦ · 82001 . On the basis of the inormation ontained in this...
Transcript of O'Brien, Terrence - Judicial Watch€¦ · 82001 . On the basis of the inormation ontained in this...
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NAME OF ORGAN1ZA HON/ENTITY
DATE f>ARTIES AND TERMS
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II. A GREE MEN TS. (Nepurting indil'idual only; seepp, 14-16 o/jili"g ;,,stmctions-)
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Report Required by the Ethics FINANCIAL DlSCLOSURE REPORT A0/0 in Governmenr Act of 1978 Rw. l/2010 FOR CALENDAR YEAR 2009 (5 USC. opp. J§ IOI-Ill)
I. Person Rep<>rting (last name. first. middle initial)
O'Brien, Terrence L.
2. Court ot Organization
Tenth Circuit
3. Oat<? of Report
05/14/2010
4. Till• (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
U.S. Circuit Judge - Active
Sa. Report Type (check appropriate type)
0 Nomination, Date
lnitial Annual
Sb. 0 Amended Report
Final
6. Reporting Penod
01/0112009
to
12/31/2009
7. Chambers or Office Address
U.S. Court of Appeals, Tenth Circuit 2120 CareyAve., Suite 200 Cheyenne, WY 82001
8. On the basis of the information rontained in this Report and any modificationrt 1•ertaining thereto, it is, in my opinion, in compliance '\\ith applicable Jnws and regulations.
Re\•iewing Officer ___________ _______________ Date__ · -----_
JM PORT ANT NOTES: The instrucliollS accompa11yi11g this.form must be followed. Complete all pmts, l'hecki11g tire NONE box for each pan where you have 110 reportable iitformati<m. Sign 011 last page.
I. POSIT} ONS. (Reporting indi.•idual tmly; see pp. Y-13 uffiling i'1str11ctions.)
[Z} NONE (No reportable position .)
POSITION
[Z] NONE (No reportable agreements.)
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3.
O'Brien, Terrence L.
SOURCE AND TYPE
SOURCE AND
SOURCE PURPOSE
INCOME
ITEMS PAID OR PROVIDED
FINANCIAL DISCLOSURE REPORT
Pagc2 of8
Name <>f Perron Reporting
O'Brien, Tt...-rettce L.
Date <>fRq><>rt
05il4J2010
IJJ. NON-INVESTMENT IN COME. (Reporting individual and spou.<e; see pp. 17-24 of filing instru;1iuns.)
A. Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
I. 2008 State of Wyoming - Judicial Retirement
(yours, not spouse's)
$29,311.92
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3.
4.
B. Spouse's Non-Investment Income -(Doi/or dmount not required excep1jOr honoraria.)
[{] NONE (No reportable non-investment income.)
Ifyou 1vere married during "' l' portion 11fthe reportingyear, complete this se,·tiun.
TYPE
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JV. REJMBURS EMENTS -transportatfon, lodging,fiwd, entertainment.
(lncludes rhuse to .\"fJV11se and depeml ·nt childrf!n: see pp. 25-:?7 of/Uing instmctions.)
[{] NONE (No reportable reimbursements.)
LOCATION
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4.
5.
SOURCE DESCRIPTION
CREDITOR DESCRIPTION
VALUE
VALUE CODE
Date 9fReport Name ofl'"""'" Reporting FINANCIAL DISCLOSURE REPORT
Page 3of8 O'Brien, Terrence L 05/14/20!0
V. GIFTS. (lndudes those lo spouse and dependent t•hi/dren; see pp. 28-31 offiling inslructions.)
NONE (No reportable gijis.) D
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2. Yard Materials April Brimmer Ktmz
3. Air Fare Phoenix April Brimmer KllllZ
4. Nuvi April Brimmer Kunz
5. Misc gifts April Brimmer Kunz
6. Kindle Marian Rochelle
7. Socrates maquette (bronze) Marian Rochelle
$!,700.00
$285.00
$420.00
$310.00
$510.00
$2,000.00
VJ. J_, JAB JLJT JES. ( ftrdudes those of sp1mse and dep1mdent children; see pp. 32-33 offiling insmutim...,-.)
[Z] NONE (No reportable liabilities.)
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5.
of filmc
c.
l)(a2tl l--
K
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T
Code
(A-H)
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Name of' Per.;on Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page4 of8 O'Brien, Terrence L. 05/14/2010
VII. INVESTMENTS and TRUSTS -- income, vatue, ''""·•actions rtnctuaes those ofspouse and dependent children; seePP· 34-60 i11s1ruc1ions.J
D NONE (No reportable income, assets, or transactions.)
A
Oe riplion of Assets
(iriduding trust assels)
Plac-.: "(X)" after "8cit asset e:11.emp1. from prior disclosure
J. IRA#! WY Defer Comp Nationwide Templeton Foreign Fund TFFA:X
2. IRA#l Wy Defer Compt Artisan Mid Cap ARTMX
3. IR.A#l Wy Defer Comp Janus Mid Cap ValucJMCVX
4. IRA# l WYDefcr Comp Nationwide Arner Century Ultra TWUI X
Et
hlCome <luring
r"l'Oning period . ..
(l) (2)Amount Tyf!<'(e.g.,Code I div.. rem, \A-H) ur int.}
A Dividend
A Dividend
A Dividend
A Dividend
Gross value at end
ofreponing period - ·-..------
(I)Value
Code 2
(J-1')
L
K
K
-····-··--··-(2)
Value Method
Code 3
(Q-W)
T
T
T
frnn ctions dunng repurimg iud
.... (tl ,.•
Ty!l<'(<:.g.. buy. sell, / nmlidd'yy
redemption) 1
Sold
Sold
Sold
- ·- ·
(3) {4)Value Gam
Code 2 I
(J-1')
(5)l&ntity of
buyer/sdlcr(if privat"
transaction}
5. IRA #I Wy Retire Acct Dreyfus Money A Dividend J T Market Reserves
6. IRA#! WY Defer Comp Dodge & Cox Intl A Dividend K T Buy Replaced Line I Stock Fund
7. IRA#l WY Deter Comp Perkins Mid Cap A Dividend K T Buy Replaced Line 3 Value Fund
8. l RA# WY Defer Comp Black Rock Russell A Dividend K T Buy Replaced Line 4 1000 Growth Index T
9. IRA #2 BA (TDAJ A Dividend K T
10. IRA 112 Cl.X (fDA) A Dividend J T
ll. IRA #2 CVX (TD.'\) A Dividend J T
12 IRAil2 DRYS (TOA) A Dividend J T
13. IRA #2 GR (TDA) /\ Dividend J T
14. IRAi12 Cash Equivalent Account (TD/\) A Interest ?
J T
15. BKH (TD/\) i\ Dividend J T
16. BA (TDt\) A Dividend K T
17. CAT(TDA) A Dividend K T
I :nc1m1 · Uam C0Jt,..; t\ ·.:.Sl,000 or Ii::.:. B-)!,OUI - 2. tlD /S('<"('11f111rn1-;BI .md04) P -"'!150,00J • '!ifOO.OOCJ (j ;..')[00.001. 'Sl,!Hlll.1!00
:! Vt1.lut"t'mk:: J :-S15,IJOO llf lt-,,. K - 1 5.lH)J · SflO.OOH (St'l!('ltlum11 CI .mdlJH N ··S:?S0,001 · S'.'itltl.Ol)(l O -'S:\Ot:.Olll • .'ii l ,OOtl,000
P.l =\:!),Ollll,tJOl · 'S)O.ll(H.l,UOO
l Valul;'Mt:lhl1J(',1tlr:. Q"-i\pprn1 \ R :-( ·0 1 (R,•JI 1:::.1.t!e L}nly} !Se (.'u!umn C:!) U ..B.ml V..1h1e \' .:.()1hc-1
l" -52 .50 I $5.000 J).:.'S5,00l - l5.000-Ht "'Sl.tHJl)JlUI -S5,0Ull,O!RJ ti? -Mor 1h.111 '.)).OIJU.Otltt
L -=-S5ll.OUI -Sltl0.000 M '--SIUO.UOI · 25U,tl00 Pl ::;Sl,000,001 - S5.UDO.il00 P.? '-''}.S,tiUIJ.UOI • 2iJJOtl.tJOO P.t. --- More thm1 'S:'ill.tllHUJOO S -,\ <S:.lllt'J\! w "-'!'. llllhll:"d
: n py j:: div
or
('
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32.
33.
34.
A.
rlption of Assets
(including trust assets)
Place "(X)" after each as."1
exempt from prior disdosure
GLW (TOA)
DD (TDA)
FCX(TDA}
IBM(TDA)
JNJ (TOA)
KMB(TDA)
PAS(TDA)
RTP(TDA)
JAVA (TOA)
TRA(TDA)
TRN (TD/\)
\JNP(TDA)
VLO(TDA)
PTHAX(TDA)
VKMHX(ll)A)
Cash Equivalent Account (TDA)
BRKl3 (Fid)
l lncnme-Gn'rn Cod A -=-SI .oon or le-$. (St't' ('{1lum11!> lll ;ml 04)
2. V;ilttt" Ct.,de.., is Column., Cl <.\111.I O'l
f "5 50,00I • I 00. 000 J "'S 15.0011 nr lcs.<; N -'S2'i0.00I - S:'\00,000
B.
J ncomc during
reporting period
Code I . rent. (A-H) 1n1 )
A Dividend
A Dividend
A D ividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Interest "
A Interest
A Interest
A Dividend
Gros!; value at end
of reporting period -�� -:-j--- --·
Code 2 Method (.l·P) C'odc.1
(Q-W)
K T
K T
K T
K T
K T
j T
J T
K T
j T
K T
J T
K T
K T
J T
j T
K T
K T
(I) Type {e.g.. buy. sell.
redemption)
n s1.t1111 . 1.sno
Ci=Sl!HU)(!l -Sl.llOO.fltlO
K .o:.S!:S.llCll · 'S .000
(' :::S2.5 ll 5.0tlO
0 °$500.001 · SL000.0011
H 1 s1 .oon.on1 - SS.llOll.tJ(}(J L .:.·\50,UO/ - S 100,000
\ VnlnC" Method ('odt (See Co1L1mn ('2)
r.\ "' 2""i.0{lO,tHH - S)Cl.tHl0.000
Q ==-/\pp1arMI R ..-('oo;t !Rti\! Est;-ilr Only) V ··Othrr
Pl ·"Sl.000.0lll -S5,0rnUmo P4 00More rh;in S50.000.0tl0 S -· As ssmenl
tJ ·o.·llook' V lue W -f umalr:d
0.
Trans•c ions during reporting perioil
<"l f (3)--1· c4i 1---- · csi Dute Vnluc Gain Identity of
mm!dd/yy Code 2 Code I buyer/seller (1-P) (A-H) (•frrivalc
transoc11on) - J · - -- - • . - ---
D :::S5.lltJ I - S ! 5.UOU H2 "'-More lha.n S5,1mo.noo M · SIOIJJ)H! · S2 0.000
P'2 <o: S.UUO.flf>I. S25.llll0.000
T "'('n hMarkC'!
Was CMFUZ
C .-•S 15.00 I · S 0.000
FINANCIAL DISCLOSURE REPORT
Page 5 of8
Name of Person Reporting
O'Brien, Terrence L.
Date ofRq>Ort
05/1412010
VII. INVESTMENTS and TRUSTS --income, vatue .. tran."<actitms (1nc1w1e ..· rhose ofspou.ve and t1epent1en1 children: see PP· 14-60 of filing hrstrucrfons.)
0 NONE (No reportable income, assets, or transactions)
(I)
-; 11-r
·
H)
A
·-
(2) Ol
41.
42.
44.
46.
Name of Person Reporting Oate of Report FINANCIAL DISCLOSURE REPORT
Page 6of8 0511412010O'Brien, Terrence L.
VII. INVESTMENTS and TRUSTS -jncome, value, tran.<acti1ms (Includes those of Sf">USe and def'<mdelll children; see pp. 34-611 •if filing instruetions.j
D NONE (No reportah!e income, assets, or transactions)
A
Description of Assets
(including trust as ts)
Place "(X)" after each assi:t
eX<mpt from pnor dioc losore
l . 35. IBDRY (fi<l)
36. BA (fol)
ll.
lncom< during
r"flOning pc:riod
Codi: I div., rent · or in:.) .
. -: ��:-.·
Dividend
A Dividend
<:.
Gross vali>: at end
ofreport ing p.:1i1>d
(I) Vl!lw
Code1
(J-P)
J
J
\21 Value-
Method
CodeJ
(Q-W)
T
T
Typc:( .g ..
buy. sdl,
retkmptAOll)
47. U.S. Bonds A
I. lm:omc U111n Clxi . (St't"(\>lunu,'>BI and 04>
!. V,dueC"odt'!. 1See('l>lumn ('l .u1tl DJ)
3. V.tlueMc=1hnL.ll'lKle,
!Sc< ('1\h1m11 l'21
A ==Sl.000 or l s;-, F "S50,00I - SIOO.OOU J -"Sl"i,OOUor le.::.":> N °S,IO.()()I • s;oo.<XMI PJ '-'S25,000,0111 - $50.000.0tlO ()::.Appr.H l
LI c..Ut11.>., V.ilue
Interest J
B "Sl.IMJI . S2.l<l0 (j = SIOO,UUI - Sl.DOO.Olltl K =SI S.001 - S50,0UU o ssoo.001. s1.nuo.mm
lt o:if.\1;,I lRc.J Estak Only/ v .:...t)lht.•f
T
(' -·S::!.SOI - 5.UOU HI "' l 000.tHll - S5JJOU.001l .!. "'))0,001 • SllJO,UOU Pl ... \):.ono.or11. S:i.noo.ollu P ·.o-M lr.:'" thnu S5tUJ011.0flO S ""!\l>!>CS:iolllC'OI W ·-E:.timJkd
0.
Transac1io1i:s <lurir)g reporting riOl.I
Oate nim.IJJ/yy
(4) Value Garn
Code 2 Code I (J-1') (A-H)
(5) ltkmi1y of
bu)ll!r/,.,ller (1fpriva1e
tmnsaction)
37. FHIGX(Fid) A Dividend L T
38. FTEXX Money MMket Account (Fid) A lntcrest N T
39. PFL Armuity # l A Interest K T
40. PFL Annuity #2 A Interest K T
PFL Annuity #3 A Interest K T
First Interstate Bank Gillette WY Cash A Interest J T Equiv Acct
43. USAA Fed Savings Bank, San Antonio, TX /\ Interest L T Cash Equiv Acct
First NB, Buffalo, WY Cash Equiv Acct A Interest J T
45. J\mcrican NB, Cheyenne, WY Cash Equiv A (nterest l. T Acct
US Coins None J T
D =- 5,!JUl • 'Sl:i,i.lOU E ="!i!5.00I - S51.UJOH H2. ..c..Mu1i: thdt: 5.000.000 M :..."\01}.001 - $250.000 P2' .::.S).OOD.00 ! - S2),0\){J,!JtlU
Name of Person Reporting Date &fReport FINANCIAL DISCLOSURE REPORT
O'Brien, Terrence L. 05/14/20\0Page 7 of8
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (fndicateparlofHep<,rt)
,.
Name of Person Reporting Date ufRqM>rt FINANCIAL DISCLOSURE REPORT
Page 8 of8 05/14/2010O'Brien, Terreiw:e L.
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, ir any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. ap11. § 5()1 ct. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVID{jAL WHO KNOWINGLY ANDWILFULI,Y FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FlLlNG JNSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative.Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544