NST 621 Nanomaterials.ppt

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    Introduction to Nano-materials

    As part of ECE-758 Introduction

    to Nanotechnology

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    Outline

    What is nano-material and why we areinterested in it?

    Ways lead to the realization of nano-materials

    Optical and electronic properties of nano-materials

    Applications

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    What is nano-material ?

    Narrow definition: low dimension semiconductorstructures including quantum wells, quantumwires, and quantum dots

    Unlike bulk semiconductor material, artificialstructure in nanometer scale (from a few nms to

    a few tens of nms, 1nm is about 2 mono-layers/lattices) must be introduced in addition tothe naturally given semiconductor crystallinestructure

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    Why we are interested in nano-material?

    Expecting different behavior of electrons in theirtransport (for electronic devices) and correlation(for optoelectronic devices) from conventional

    bulk material

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    Stages from free-space to nano-material

    Free-space

    Schrdinger equation in free-space:

    Solution:

    Electron behavior: plane wave

    ,...3,2,1,/2 lLlk

    1)/(

    Etrkik e

    0

    22

    2||

    m

    kE

    trtrtim

    ,,

    2

    0)2(

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    Stages from free-space to nano-material

    Bulk semiconductor

    Schrdinger equation in bulk semiconductor:

    Solution:

    Electron behavior: Bloch wave

    trtr t

    irV

    m ,,0

    2

    0

    )](2

    [

    )()( 00 RlrVrV

    r

    erV

    2

    0 )(

    kneEtrki

    kn

    )/(

    effm

    kE

    2

    || 22

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    Stages from free-space to nano-material

    Nano-materialSchrdinger equation in nano-material:

    with artificially generated extra potential contribution:

    Solution:

    trtrnano

    tirVrV

    m,,0

    2

    0

    )]()(

    2

    [

    )(rVnano

    knrFekn

    iEt

    kn

    )(

    ,

    /

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    Stages from free-space to nano-material

    Electron behavior:

    Quantum well 1D confined and in parallel plane 2DBloch wave

    Quantum wire in cross-sectional plane 2D confined and1D Bloch wave

    Quantum dot all 3D confined

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    A summary on electron behavior

    Free space plane wave with inherent electron mass continued parabolic dispersion (E~k) relation density of states in terms of E: continues square root

    dependence

    Bulk semiconductor plane wave like with effective mass, two different type of

    electrons identified with opposite sign of their effective mass,i.e., electrons and holes

    parabolic band dispersion (E~k) relation density of states in terms of E: continues square rootdependence, with different parameters for electrons/holes indifferent band

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    A summary on electron behavior Quantum well

    discrete energy levels in 1D for both electrons and holes plane wave like with (different) effective masses in 2D parallel

    plane for electrons and holes dispersion (E~k) relation: parabolic bands with discrete states

    inside the stop-band

    density of states in terms of E: additive staircase functions, withdifferent parameters for electrons/holes in different band

    Quantum wire discrete energy levels in 2D cross-sectional plane for both

    electrons and holes plane wave like with (different) effective masses in 1D for

    electrons and holes dispersion (E~k) relation: parabolic bands with discrete states

    inside the stop-band density of states in terms of E: additive staircase decayed

    functions, with different parameters for electrons/holes indifferent band

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    A summary on electron behavior Quantum dot

    discrete energy levels for both electrons and holes dispersion (E~k) relation: atomic-like k-independent discrete

    energy states only density of states in terms of E: -functions for electrons/holes

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    Why we are interested in nano-material?

    Electrons in semiconductors: highly mobile, easilytransportable and correlated, yet highlyscattered in terms of energy

    Electrons in atomic systems: highly regulated interms of energy, but not mobile

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    Why we are interested in nano-material?

    Electrons in semiconductors: easily controllableand accessible, yet poor inherent performance

    Electrons in atomic systems: excellent inherentperformance, yet hardly controllable oraccessible

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    Why we are interested in nano-material?

    Answer: take advantage of both semiconductorsand atomic systems Semiconductor quantumdot material

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    Why we are interested in nano-material? Detailed reasons:

    Geometrical dimensions in the artificial structure can be tuned tochange the confinement of electrons and holes, hence to tailorthe correlations (e.g., excitations, transitions andrecombinations)

    Relaxation and dephasing processes are slowed due to thereduced probability of inelastic and elastic collisions (much

    expected for quantum computing, could be a drawback for lightemitting devices) Definite polarization (spin of photons are regulated) (Coulomb) binding between electron and hole is increased due

    to the localization Increased binding and confinement also gives increased

    electron-hole overlap, which leads to larger dipole matrixelements and larger transition rates Increased confinement reduces the extent of the electron and

    hole states and thereby reduces the dipole moment

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    Ways lead to the realization of nano-material Required nano-structure size:

    Electron in fully confined structure (QD with edge size d), its allowed(quantized) energy (E) scales as 1/d2 (infinite barrier assumed)

    Coulomb interaction energy (V) between electron and other chargedparticle scales as 1/d

    If the confinement length is so large that V>>E, the Coulomb interactionmixes all the quantized electron energy levels and the materialshows a bulk behavior, i.e., the quantization feature is not preservedfor the same type of electrons (with the same effective mass), butstill preserved among different type of electrons, hence we have(discrete) energy bands

    If the confinement length is so small that V

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    Ways lead to the realization of nano-material Required nano-structure size:

    Similar arguments can be made about the effects oftemperature, i.e., kBT ~ E?

    But kBT doesnt change the electron eigen states, instead,it changes the excitation, or the filling of electrons intothe eigen energy structure

    If kBT>E, even E is a discrete set, temperature effect still

    distribute electrons over multiple energy levels and dilutethe concentration of the density of states provided by theconfinement, since E can never be a single energy level

    Therefore, we also need kBT

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    Ways lead to the realization of nano-material

    Required nano-structure size:The critical size is, therefore, given by V(dc)=E(dc)>kBT (25meV at room

    temperature).

    For typical III-V semiconductor compounds, dc~10nm-100nm (around20 to 200 mono-layers).

    More specifically, if dc100nm, full bulk

    (mix-up).

    On the other hand, dc must be large enough to ensure that at least oneelectron or one electron plus one hole (depending on applications)state are bounded inside the nano-structure.

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    Ways lead to the realization of nano-material

    Current technologies Top-down approach: patterning etching

    re-growth

    Bottom-top approach: patterning etching selective-growth

    Uneven substrate growth: edge overgrowth,V-shape growth, interface QD, etc.

    Self-organized growth: most successfulapproach so far

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    Electronic Properties

    Ballistic transport a result of much reducedelectron-phonon scattering, low temperaturemobility in QW (in-plane direction) reaches arather absurd value ~107cm2/s-V, with

    corresponding mean free path over 100m

    Resulted effect electrons can be steered,

    deflected and focused in a manner very similarto optics, as an example, Youngs double slitdiffraction was demonstrated on such platform

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    Electronic Properties

    Low dimension tunneling as a collective effectof multiple nano-structures, resonance appearsdue to the phase-matching requirement

    Resulted effect stair case like I-Vcharacteristics, on the down-turn side, negativeresistance shows up

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    Electronic Properties

    If excitation (charging) itself is also quantized(through, e.g., Coulomb blockade), interactionbetween the excitation quantization and thequantized eigen states (i.e., the discrete energy

    levels in nano-structure) brings us into acompletely discrete regime

    Resulted effect a possible platform tomanipulate single electron to realize variousfunctionalities, e.g., single electron transistor(SET) for logical gate or memory cell

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    Optical Properties

    Discretization of energy levels increases thedensity of states

    Resulted effect enhances narrow bandcorrelation, such as electron-hole recombination;for QD lasers, the threshold will be greatlyreduced

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    Optical Properties

    Discretization of energy levels reducesbroadband correlation

    Resulted effect reduces relaxation anddephasing, reduces temperature dependence;former keeps the electrons in coherence, whichis very much needed in quantum computing;

    latter reduces device performance temperaturedependence (e.g., QD laser threshold andefficiency, QD detector sensitivity, etc.)

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    Optical Properties

    Quantized energy level dependence on size(geometric dimension)

    Resulted effect tuning of opticalgain/absorption spectrum

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    Optical Properties

    Discretization of energy levels leads to zerodispersion at the gain peak

    Resulted effect reduces chirp, a very muchneeded property in dynamic application ofoptoelectronic devices (e.g., optical modulators

    or directly modulated lasers)

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    Applications

    Light source - QD lasers, QC (QuantumCascade) lasers

    Light detector QDIP (Quantum Dot Infrared

    Photo-detector) Electromagnetic induced transparency (EIT) to

    obtain transparent highly dispersive materials

    Ballistic electron devices Tunneling electron devices

    Single electron devices

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    References Solid State PhysicsC. Kittel, Introduction to Solid State Physics,

    Springer, ISBN: 978-0-471-41526-8

    Basic Quantum MechanicsL. Schiff, Quantum Mechanics, 3rdEdition, McGraw Hill, 1967, ISBN-0070856435

    On nano-material electronic properties W. Kirk and M. Reed,Nanostructures and Mesoscopic Systems, Academic Press, 1991,ISBN-0124096603

    On nano-material and device fabrication techniques T. Steiner,Semiconductor Nanostructures for Optoelectronic Applications,

    Artech House, 2004, ISBN-1580537510

    On nano-material optical properties G. Bryant and G. Solomon,Optics of Quantum Dots and Wires, Artech House, 2005, ISBN-1580537618