Notice of ceasing to be a substantial shareholder For ... · 9/9/2016 GSA Buy 4,464 1,072 Ordinary...

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ASX Form 605 Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial shareholder To Company Name/Scheme NEXTDC LIMITED ACN 143 582 521 1. Details of substantial holder Name The Goldman Sachs Group, Inc. (“GSGI”) on behalf of itself and its subsidiaries (“Goldman Sachs Group”) including its significant subsidiaries listed in Annexure A (“Significant Subsidiaries”) and Goldman Sachs Holdings ANZ Pty Limited and its subsidiaries (“Goldman Sachs Australia Group”). ACN/ARSN (if applicable) Not applicable The holder ceased to be a substantial holder on The previous notice was given to the company on The previous notice was dated 13 January 2017 9 September 2016 9 September 2016 2. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of Change Person Whose Relevant Interest Changed Nature of Change Consideration Given in Relation to Change (AUD) Class and Number of Securities Affected Person's votes Affected See Annexure B. 3. Changes in association The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN (if applicable) Nature of association Goldman Sachs Australia Managed Funds Limited (as it was formerly known) (ACN 005 885 567) (“GSAMF”) Ceased to be a subsidiary of GSGI 4. Addresses The addresses of persons named in this form are as follows: Name Address GSGI Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, U.S.A. Goldman Sachs International (“GSI”) Peterborough Court, 133 Fleet Street, London EC4A 2BB, United Kingdom Goldman Sachs Financial Markets Pty Ltd (“GAUS”) Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia Goldman Sachs Asset Management Australia Pty Ltd ("GSAMA") Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia Goldman Sachs Australia Pty Ltd ("GSA") Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia Goldman Sachs Australia Managed Funds Limited ("GSAMF") Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia For personal use only

Transcript of Notice of ceasing to be a substantial shareholder For ... · 9/9/2016 GSA Buy 4,464 1,072 Ordinary...

Page 1: Notice of ceasing to be a substantial shareholder For ... · 9/9/2016 GSA Buy 4,464 1,072 Ordinary Fully Paid Shares 1,072 9/9/2016 GAUS Buy 45,783 11,061 Ordinary Fully Paid Shares

ASX Form 605

Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial shareholder

To Company Name/Scheme

NEXTDC LIMITED

ACN

143 582 521

1. Details of substantial holder

Name

The Goldman Sachs Group, Inc. (“GSGI”) on behalf of itself and its subsidiaries (“Goldman Sachs Group”) including its significant subsidiaries listed in Annexure A (“Significant Subsidiaries”) and Goldman Sachs Holdings ANZ Pty Limited and its subsidiaries (“Goldman Sachs Australia Group”).

ACN/ARSN (if applicable)

Not applicable

The holder ceased to be a substantial holder on The previous notice was given to the company on The previous notice was dated

13 January 2017 9 September 2016 9 September 2016

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of Change

Person Whose Relevant Interest

Changed Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person's votes Affected

See Annexure B.

3. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN (if applicable) Nature of association

Goldman Sachs Australia Managed Funds Limited (as it was formerly known) (ACN 005 885 567) (“GSAMF”)

Ceased to be a subsidiary of GSGI

4. Addresses

The addresses of persons named in this form are as follows:

Name Address

GSGI Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, U.S.A.

Goldman Sachs International (“GSI”) Peterborough Court, 133 Fleet Street, London EC4A 2BB, United Kingdom

Goldman Sachs Financial Markets Pty Ltd (“GAUS”) Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia

Goldman Sachs Asset Management Australia Pty Ltd ("GSAMA")

Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia

Goldman Sachs Australia Pty Ltd ("GSA") Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia

Goldman Sachs Australia Managed Funds Limited ("GSAMF")

Level 17, 101 Collins Street, Melbourne, Victoria 3000, Australia

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ASX Form 605

Name Address

Goldman, Sachs & Co. ("GSCO") 200 West Street, New York, NY 10282, USA

Goldman Sachs Australia Group All care of Level 17, 101 Collins Street, Melbourne Victoria 3000, Australia

Signature

Print name

Raymond Chow (signing under power of attorney in accordance with section 52 of the Corporations Act)

Capacity

Authorised Person

Sign here

Date 17 January 2017

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ASX Form 605

Annexure A (This is Annexure A of two (2) pages referred to in Form 605, Notice of ceasing to be a substantial shareholder)

Significant Subsidiaries of The Goldman Sachs Group, Inc.

The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2015 and the states or

jurisdictions in which they are organized. Each subsidiary is indented beneath its principal parent. The Goldman Sachs

Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the subsidiaries included

below. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary,

they would not constitute, as of the end of the year covered by this report, a “significant subsidiary” as that term is defined

in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934

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ASX Form 605

THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES

Signature

print name

Raymond Chow (signing under power of attorney in accordance with section 52 of the Corporations Act)

capacity

Authorised Person

sign here

date

17 January 2017

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ASX Form 605

Annexure B

(This is Annexure B of one (1) page referred to in Form 605, Notice of ceasing to be a substantial shareholder)

Date of Change

Person Whose Relevant Interest

Changed

Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person’s votes Affected

9/8/2016 GSA Buy 608,224 141,868 Ordinary Fully Paid Shares

141,868

9/8/2016 GAUS Sell 2,221 506 Ordinary Fully Paid Shares

506

9/8/2016 GSAMF Sell 679,104 159,902 Ordinary Fully Paid Shares

159,902

9/9/2016 GSA Buy 586,499 140,795 Ordinary Fully Paid Shares

140,795

9/9/2016 GAUS Sell 3,064 721 Ordinary Fully Paid Shares

721

9/9/2016 GSA Buy 4,464 1,072 Ordinary Fully Paid Shares

1,072

9/9/2016 GAUS Buy 45,783 11,061 Ordinary Fully Paid Shares

11,061

9/12/2016 GAUS Sell 3,994 979 Ordinary Fully Paid Shares

979

9/12/2016 GAUS Sell 20,212 5,117 Ordinary Fully Paid Shares

5,117

9/13/2016 GAUS Sell 44,477 11,146 Ordinary Fully Paid Shares

11,146

9/13/2016 GSA Buy 352,611 88,320 Ordinary Fully Paid Shares

88,320

9/13/2016 GSA Buy 4,257 1,067 Ordinary Fully Paid Shares

1,067

9/13/2016 GSA Sell 1,482,987 371,676 Ordinary Fully Paid Shares

371,676

9/13/2016 GSA Buy 1,482,987 371,676 Ordinary Fully Paid Shares

371,676

9/14/2016 GSCO Return of borrowed shares

N/A 40,000 Ordinary Fully Paid Shares

40,000

9/14/2016 GSA Sell 769,675 192,901 Ordinary Fully Paid Shares

192,901

9/14/2016 GSA Buy 769,675 192,901 Ordinary Fully Paid Shares

192,901

9/14/2016 GSA Sell 753,816 189,586 Ordinary Fully Paid Shares

189,586

9/14/2016 GSA Sell 13,188 3,315 Ordinary Fully Paid Shares

3,315

9/14/2016 GAUS Buy 2,474 617 Ordinary Fully Paid Shares

617

9/14/2016 GSAMF Sell 60,894 15,277 Ordinary Fully Paid Shares

15,277

9/15/2016 GSCO Borrow of shares N/A 50,000 Ordinary Fully Paid Shares

50,000

9/15/2016 GSA Internal Transfer In N/A 40,843 Ordinary Fully Paid Shares

40,843

9/15/2016 GSA Internal Transfer In N/A 13,428 Ordinary Fully Paid Shares

13,428

9/15/2016 GAUS Sell 615 151 Ordinary Fully Paid Shares

151

9/15/2016 GAUS Buy 29,129 7,246 Ordinary Fully Paid Shares

7,246

9/15/2016 GSAMA Corporate Action 3,410,461 911,888 Ordinary Fully Paid Shares

911,888

9/15/2016 GSAMA Corporate Action 1,033,994 276,469 Ordinary Fully Paid Shares

276,469

9/15/2016 GSAMF Corporate Action 498,591 133,313 Ordinary Fully Paid Shares

133,313

9/15/2016 GSAMA Corporate Action 601,291 160,773 Ordinary Fully Paid Shares

160,773

9/15/2016 GSAMF Corporate Action 809,056 216,325 Ordinary Fully Paid Shares

216,325

9/15/2016 GSAMA Corporate Action 1,918,119 512,866 Ordinary Fully Paid Shares

512,866

9/15/2016 GSAMA Corporate Action 1,368,634 365,945 Ordinary Fully Paid Shares

365,945

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ASX Form 605

Date of Change

Person Whose Relevant Interest

Changed

Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person’s votes Affected

9/15/2016 GSAMF Corporate Action 210,412 56,260 Ordinary Fully Paid Shares

56,260

9/16/2016 GSA Buy 50,221 13,428 Ordinary Fully Paid Shares

13,428

9/16/2016 GSA Sell 50,221 13,428 Ordinary Fully Paid Shares

13,428

9/16/2016 GAUS Buy 15,308 3,738 Ordinary Fully Paid Shares

3,738

9/16/2016 GSA Sell 2,763,802 674,098 Ordinary Fully Paid Shares

674,098

9/16/2016 GSA Sell 1,381,901 337,049 Ordinary Fully Paid Shares

337,049

9/16/2016 GAUS Buy 42,845 10,450 Ordinary Fully Paid Shares

10,450

9/16/2016 GSAMA Sell 7 2 Ordinary Fully Paid Shares

2

9/19/2016 GSI Buy 241,965 58,773 Ordinary Fully Paid Shares

58,773

9/19/2016 GSA Sell 118,723 28,840 Ordinary Fully Paid Shares

28,840

9/20/2016 GSCO Borrow of shares N/A 78,298 Ordinary Fully Paid Shares

78,298

9/20/2016 GSA Sell 1,321,733 307,150 Ordinary Fully Paid Shares

307,150

9/20/2016 GAUS Sell 215,513 49,711 Ordinary Fully Paid Shares

49,711

9/20/2016 GSI Sell 173,594 40,611 Ordinary Fully Paid Shares

40,611

9/20/2016 GSA Sell 4,455 1,059 Ordinary Fully Paid Shares

1,059

9/20/2016 GSI Buy 3,247 755 Ordinary Fully Paid Shares

755

9/20/2016 GAUS Buy 20,493 4,737 Ordinary Fully Paid Shares

4,737

9/21/2016 GSCO Borrow of shares N/A 40,000 Ordinary Fully Paid Shares

40,000

9/21/2016 GAUS Sell 705 161 Ordinary Fully Paid Shares

161

9/21/2016 GSI Buy 4,582 1,056 Ordinary Fully Paid Shares

1,056

9/21/2016 GAUS Buy 120,312 27,850 Ordinary Fully Paid Shares

27,850

9/21/2016 GSA Sell 234,451 54,271 Ordinary Fully Paid Shares

54,271

9/21/2016 GAUS Sell 26,676 6,175 Ordinary Fully Paid Shares

6,175

9/21/2016 GAUS Buy 13,194 3,040 Ordinary Fully Paid Shares

3,040

9/21/2016 GSAMA Sell 39,445 9,093 Ordinary Fully Paid Shares

9,093

9/21/2016 GSAMA Sell 21,326 4,916 Ordinary Fully Paid Shares

4,916

9/21/2016 GSAMA Sell 47,668 10,991 Ordinary Fully Paid Shares

10,991

9/21/2016 GSAMF Sell 23,155 5,339 Ordinary Fully Paid Shares

5,339

9/21/2016 GSAMF Sell 2,369 546 Ordinary Fully Paid Shares

546

9/21/2016 GSAMF Sell 10,999 2,536 Ordinary Fully Paid Shares

2,536

9/21/2016 GSAMF Sell 4,394 1,013 Ordinary Fully Paid Shares

1,013

9/21/2016 GSAMA Sell 11,500 2,651 Ordinary Fully Paid Shares

2,651

9/21/2016 GSAMF Sell 9,253 2,133 Ordinary Fully Paid Shares

2,133

9/21/2016 GSAMA Sell 53,341 12,299 Ordinary Fully Paid Shares

12,299

9/21/2016 GSAMA Sell 19,052 4,392 Ordinary Fully Paid Shares

4,392

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ASX Form 605

Date of Change

Person Whose Relevant Interest

Changed

Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person’s votes Affected

9/21/2016 GSAMA Sell 98,684 22,754 Ordinary Fully Paid Shares

22,754

9/21/2016 GSAMA Sell 28,772 6,634 Ordinary Fully Paid Shares

6,634

9/21/2016 GSAMF Sell 5,924 1,366 Ordinary Fully Paid Shares

1,366

9/22/2016 GSI Sell 16,961 3,926 Ordinary Fully Paid Shares

3,926

9/22/2016 GSAMA Sell 102,405 23,694 Ordinary Fully Paid Shares

23,694

9/22/2016 GSAMA Sell 55,356 12,808 Ordinary Fully Paid Shares

12,808

9/22/2016 GSAMA Sell 29,856 6,908 Ordinary Fully Paid Shares

6,908

9/22/2016 GSAMA Sell 47,973 11,092 Ordinary Fully Paid Shares

11,092

9/22/2016 GSAMF Sell 38,605 8,926 Ordinary Fully Paid Shares

8,926

9/22/2016 GSAMF Sell 6,146 1,422 Ordinary Fully Paid Shares

1,422

9/22/2016 GSAMF Sell 18,334 4,239 Ordinary Fully Paid Shares

4,239

9/22/2016 GSAMF Sell 11,410 2,640 Ordinary Fully Paid Shares

2,640

9/22/2016 GSAMF Sell 9,878 2,284 Ordinary Fully Paid Shares

2,284

9/22/2016 GSAMA Sell 79,472 18,375 Ordinary Fully Paid Shares

18,375

9/22/2016 GSAMF Sell 24,026 5,559 Ordinary Fully Paid Shares

5,559

9/22/2016 GSAMA Sell 49,461 11,444 Ordinary Fully Paid Shares

11,444

9/22/2016 GSAMA Sell 88,935 20,563 Ordinary Fully Paid Shares

20,563

9/22/2016 GSAMA Sell 164,527 38,041 Ordinary Fully Paid Shares

38,041

9/23/2016 GSI Buy 4,509 1,045 Ordinary Fully Paid Shares

1,045

9/23/2016 GSI Sell 48,058 11,101 Ordinary Fully Paid Shares

11,101

9/23/2016 GAUS Buy 56,766 13,169 Ordinary Fully Paid Shares

13,169

9/23/2016 GAUS Buy 96,962 22,393 Ordinary Fully Paid Shares

22,393

9/23/2016 GAUS Buy 20,739 4,802 Ordinary Fully Paid Shares

4,802

9/23/2016 GAUS Buy 56,028 12,973 Ordinary Fully Paid Shares

12,973

9/23/2016 GSAMA Sell 349,992 80,998 Ordinary Fully Paid Shares

80,998

9/23/2016 GSAMF Sell 151,922 35,159 Ordinary Fully Paid Shares

35,159

9/23/2016 GSAMF Sell 72,152 16,698 Ordinary Fully Paid Shares

16,698

9/23/2016 GSAMA Sell 647,485 149,846 Ordinary Fully Paid Shares

149,846

9/23/2016 GSAMF Sell 38,863 8,994 Ordinary Fully Paid Shares

8,994

9/23/2016 GSAMA Sell 312,745 72,378 Ordinary Fully Paid Shares

72,378

9/23/2016 GSAMA Sell 188,780 43,689 Ordinary Fully Paid Shares

43,689

9/26/2016 GAUS Sell 1,727 396 Ordinary Fully Paid Shares

396

9/26/2016 GAUS Sell 23,083 5,311 Ordinary Fully Paid Shares

5,311

9/26/2016 GSI Buy 27,623 6,292 Ordinary Fully Paid Shares

6,292

9/26/2016 GAUS Buy 22,912 5,215 Ordinary Fully Paid Shares

5,215

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ASX Form 605

Date of Change

Person Whose Relevant Interest

Changed

Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person’s votes Affected

9/26/2016 GSI Sell 20,368 4,616 Ordinary Fully Paid Shares

4,616

9/26/2016 GAUS Buy 5,250 1,190 Ordinary Fully Paid Shares

1,190

9/26/2016 GSAMA Sell 717,872 162,709 Ordinary Fully Paid Shares

162,709

9/26/2016 GSAMA Sell 388,040 87,951 Ordinary Fully Paid Shares

87,951

9/26/2016 GSAMF Sell 168,437 38,177 Ordinary Fully Paid Shares

38,177

9/26/2016 GSAMF Sell 43,092 9,767 Ordinary Fully Paid Shares

9,767

9/26/2016 GSAMF Sell 79,994 18,131 Ordinary Fully Paid Shares

18,131

9/26/2016 GSAMA Sell 209,301 47,439 Ordinary Fully Paid Shares

47,439

9/26/2016 GSAMA Sell 346,743 78,591 Ordinary Fully Paid Shares

78,591

9/27/2016 GSCO Borrow of shares N/A 50,000 Ordinary Fully Paid Shares

50,000

9/27/2016 GAUS Sell 884 201 Ordinary Fully Paid Shares

201

9/27/2016 GSI Buy 5,128 1,188 Ordinary Fully Paid Shares

1,188

9/27/2016 GAUS Sell 26,251 6,079 Ordinary Fully Paid Shares

6,079

9/27/2016 GAUS Sell 46,212 10,722 Ordinary Fully Paid Shares

10,722

9/27/2016 GAUS Sell 85,726 19,890 Ordinary Fully Paid Shares

19,890

9/27/2016 GSAMA Sell 61,334 14,165 Ordinary Fully Paid Shares

14,165

9/27/2016 GSAMA Sell 101,612 23,467 Ordinary Fully Paid Shares

23,467

9/27/2016 GSAMF Sell 49,358 11,399 Ordinary Fully Paid Shares

11,399

9/27/2016 GSAMF Sell 12,626 2,916 Ordinary Fully Paid Shares

2,916

9/27/2016 GSAMF Sell 23,443 5,414 Ordinary Fully Paid Shares

5,414

9/27/2016 GSAMA Sell 210,369 48,584 Ordinary Fully Paid Shares

48,584

9/27/2016 GSAMA Sell 113,714 26,262 Ordinary Fully Paid Shares

26,262

9/28/2016 GSI Sell 1,145 267 Ordinary Fully Paid Shares

267

9/28/2016 GSI Buy 10,031 2,343 Ordinary Fully Paid Shares

2,343

9/29/2016 GAUS Sell 649 151 Ordinary Fully Paid Shares

151

9/29/2016 GSI Sell 351 82 Ordinary Fully Paid Shares

82

9/29/2016 GSI Buy 941 220 Ordinary Fully Paid Shares

220

9/29/2016 GAUS Buy 9,061 2,122 Ordinary Fully Paid Shares

2,122

9/29/2016 GSAMA Sell 942,081 218,327 Ordinary Fully Paid Shares

218,327

9/29/2016 GSAMA Sell 509,226 118,013 Ordinary Fully Paid Shares

118,013

9/29/2016 GSAMF Sell 56,548 13,105 Ordinary Fully Paid Shares

13,105

9/29/2016 GSAMF Sell 104,980 24,329 Ordinary Fully Paid Shares

24,329

9/29/2016 GSAMA Sell 455,043 105,456 Ordinary Fully Paid Shares

105,456

9/29/2016 GSAMA Sell 274,671 63,655 Ordinary Fully Paid Shares

63,655

9/29/2016 GSAMF Sell 221,040 51,226 Ordinary Fully Paid Shares

51,226

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ASX Form 605

Date of Change

Person Whose Relevant Interest

Changed

Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person’s votes Affected

9/30/2016 GAUS Buy 968 230 Ordinary Fully Paid Shares

230

9/30/2016 GSI Sell 868 205 Ordinary Fully Paid Shares

205

9/30/2016 GSI Buy 3,979 938 Ordinary Fully Paid Shares

938

9/30/2016 GAUS Sell 11,398 2,701 Ordinary Fully Paid Shares

2,701

10/3/2016 GSI Sell 33,613 7,872 Ordinary Fully Paid Shares

7,872

10/4/2016 GAUS Buy 49,670 11,891 Ordinary Fully Paid Shares

11,891

10/4/2016 GSI Sell 16,950 4,017 Ordinary Fully Paid Shares

4,017

10/4/2016 GSI Buy 26,511 6,312 Ordinary Fully Paid Shares

6,312

10/4/2016 GAUS Buy 64,610 15,457 Ordinary Fully Paid Shares

15,457

10/4/2016 GAUS Sell 436,350 103,156 Ordinary Fully Paid Shares

103,156

10/4/2016 GSAMA Sell 267,976 64,109 Ordinary Fully Paid Shares

64,109

10/4/2016 GSAMA Sell 105,550 25,113 Ordinary Fully Paid Shares

25,113

10/5/2016 GAUS Sell 1,789 429 Ordinary Fully Paid Shares

429

10/5/2016 GSI Sell 25,071 5,988 Ordinary Fully Paid Shares

5,988

10/5/2016 GAUS Sell 45,227 10,794 Ordinary Fully Paid Shares

10,794

10/5/2016 GAUS Sell 1,110 265 Ordinary Fully Paid Shares

265

10/5/2016 GAUS Buy 13 3 Ordinary Fully Paid Shares

3

10/5/2016 GSAMA Sell 291,830 70,000 Ordinary Fully Paid Shares

70,000

10/6/2016 GAUS Sell 1,554 371 Ordinary Fully Paid Shares

371

10/6/2016 GSI Buy 5,232 1,263 Ordinary Fully Paid Shares

1,263

10/6/2016 GSI Sell 402 97 Ordinary Fully Paid Shares

97

10/6/2016 GAUS Buy 4,450 1,062 Ordinary Fully Paid Shares

1,062

10/6/2016 GSAMA Sell 1,064,126 257,970 Ordinary Fully Paid Shares

257,970

10/6/2016 GSAMA Sell 123,588 29,730 Ordinary Fully Paid Shares

29,730

10/7/2016 GAUS Sell 15,721 3,835 Ordinary Fully Paid Shares

3,835

10/7/2016 GSI Sell 5,732 1,398 Ordinary Fully Paid Shares

1,398

10/7/2016 GSI Buy 981 239 Ordinary Fully Paid Shares

239

10/7/2016 GAUS Sell 22,070 5,396 Ordinary Fully Paid Shares

5,396

10/7/2016 GAUS Buy 15,839 3,835 Ordinary Fully Paid Shares

3,835

10/10/2016 GAUS Sell 511 125 Ordinary Fully Paid Shares

125

10/10/2016 GSI Buy 26,004 6,451 Ordinary Fully Paid Shares

6,451

10/10/2016 GSI Sell 1,156 285 Ordinary Fully Paid Shares

285

10/10/2016 GAUS Buy 511 125 Ordinary Fully Paid Shares

125

10/11/2016 GAUS Sell 29,115 7,225 Ordinary Fully Paid Shares

7,225

10/11/2016 GSI Sell 3,034 747 Ordinary Fully Paid Shares

747

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ASX Form 605

Date of Change

Person Whose Relevant Interest

Changed

Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person’s votes Affected

10/11/2016 GAUS Sell 27,190 6,747 Ordinary Fully Paid Shares

6,747

10/11/2016 GAUS Buy 29,261 7,225 Ordinary Fully Paid Shares

7,225

10/12/2016 GAUS Sell 330 82 Ordinary Fully Paid Shares

82

10/12/2016 GSI Sell 4,854 1,240 Ordinary Fully Paid Shares

1,240

10/12/2016 GAUS Buy 31,446 8,063 Ordinary Fully Paid Shares

8,063

10/12/2016 GAUS Buy 60,464 15,464 Ordinary Fully Paid Shares

15,464

10/12/2016 GAUS Sell 32,163 7,981 Ordinary Fully Paid Shares

7,981

10/13/2016 GAUS Buy 100,594 26,604 Ordinary Fully Paid Shares

26,604

10/13/2016 GAUS Buy 21,222 5,592 Ordinary Fully Paid Shares

5,592

10/13/2016 GSI Sell 1,362 359 Ordinary Fully Paid Shares

359

10/13/2016 GSI Buy 51,824 13,717 Ordinary Fully Paid Shares

13,717

10/13/2016 GAUS Sell 8 2 Ordinary Fully Paid Shares

2

10/13/2016 GAUS Sell 104,014 26,602 Ordinary Fully Paid Shares

26,602

10/14/2016 GAUS Buy 95,172 25,805 Ordinary Fully Paid Shares

25,805

10/14/2016 GAUS Buy 9,966 2,679 Ordinary Fully Paid Shares

2,679

10/14/2016 GSI Sell 22,466 5,992 Ordinary Fully Paid Shares

5,992

10/14/2016 GSI Buy 15,156 4,162 Ordinary Fully Paid Shares

4,162

10/14/2016 GAUS Sell 10,127 2,679 Ordinary Fully Paid Shares

2,679

10/17/2016 GAUS Buy 3,881 1,081 Ordinary Fully Paid Shares

1,081

10/17/2016 GSI Sell 2,074 589 Ordinary Fully Paid Shares

589

10/17/2016 GAUS Sell 23,990 6,821 Ordinary Fully Paid Shares

6,821

10/17/2016 GAUS Buy 20,836 5,740 Ordinary Fully Paid Shares

5,740

10/18/2016 GAUS Buy 3,413 978 Ordinary Fully Paid Shares

978

10/18/2016 GSI Sell 53,288 15,214 Ordinary Fully Paid Shares

15,214

10/18/2016 GAUS Sell 122,879 34,133 Ordinary Fully Paid Shares

34,133

10/18/2016 GAUS Buy 116,043 33,155 Ordinary Fully Paid Shares

33,155

10/18/2016 GSAMF Sell 29,473 8,187 Ordinary Fully Paid Shares

8,187

10/19/2016 GSI Sell 553 147 Ordinary Fully Paid Shares

147

10/19/2016 GAUS Sell 4,315 1,171 Ordinary Fully Paid Shares

1,171

10/19/2016 GAUS Buy 4,216 1,171 Ordinary Fully Paid Shares

1,171

10/20/2016 GAUS Sell 14,387 3,776 Ordinary Fully Paid Shares

3,776

10/20/2016 GAUS Sell 6,748 1,771 Ordinary Fully Paid Shares

1,771

10/20/2016 GSI Sell 4 1 Ordinary Fully Paid Shares

1

10/20/2016 GSI Buy 50,104 12,589 Ordinary Fully Paid Shares

12,589

10/20/2016 GAUS Buy 80,507 20,228 Ordinary Fully Paid Shares

20,228

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ASX Form 605

Date of Change

Person Whose Relevant Interest

Changed

Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person’s votes Affected

10/20/2016 GAUS Sell 69,583 18,457 Ordinary Fully Paid Shares

18,457

10/20/2016 GSAMF Buy 652,676 167,999 Ordinary Fully Paid Shares

167,999

10/21/2016 GAUS Sell 108,775 28,104 Ordinary Fully Paid Shares

28,104

10/21/2016 GSI Sell 48,456 12,571 Ordinary Fully Paid Shares

12,571

10/21/2016 GSI Buy 427 110 Ordinary Fully Paid Shares

110

10/21/2016 GSAMF Buy 392,373 99,815 Ordinary Fully Paid Shares

99,815

10/24/2016 GAUS Sell 81,729 21,732 Ordinary Fully Paid Shares

21,732

10/24/2016 GSI Buy 59,786 15,896 Ordinary Fully Paid Shares

15,896

10/24/2016 GSI Sell 488 128 Ordinary Fully Paid Shares

128

10/24/2016 GAUS Buy 192,865 49,836 Ordinary Fully Paid Shares

49,836

10/24/2016 GSAMF Sell 7,754 2,046 Ordinary Fully Paid Shares

2,046

10/25/2016 GAUS Sell 2,754 721 Ordinary Fully Paid Shares

721

10/25/2016 GSI Sell 47,998 12,525 Ordinary Fully Paid Shares

12,525

10/25/2016 GSI Buy 11,846 3,101 Ordinary Fully Paid Shares

3,101

10/25/2016 GAUS Buy 2,711 721 Ordinary Fully Paid Shares

721

10/26/2016 GAUS Sell 1,132 299 Ordinary Fully Paid Shares

299

10/26/2016 GSI Sell 6,500 1,729 Ordinary Fully Paid Shares

1,729

10/26/2016 GSI Buy 14,225 3,784 Ordinary Fully Paid Shares

3,784

10/26/2016 GAUS Buy 26,602 7,075 Ordinary Fully Paid Shares

7,075

10/26/2016 GAUS Buy 1,098 286 Ordinary Fully Paid Shares

286

10/26/2016 GAUS Buy 50 13 Ordinary Fully Paid Shares

13

10/27/2016 GAUS Sell 592 157 Ordinary Fully Paid Shares

157

10/27/2016 GSI Sell 1,836 493 Ordinary Fully Paid Shares

493

10/27/2016 GSI Buy 95,689 25,932 Ordinary Fully Paid Shares

25,932

10/27/2016 GAUS Buy 590 157 Ordinary Fully Paid Shares

157

10/28/2016 GAUS Sell 55,300 15,068 Ordinary Fully Paid Shares

15,068

10/28/2016 GSI Sell 123,234 33,559 Ordinary Fully Paid Shares

33,559

10/28/2016 GSI Buy 994 272 Ordinary Fully Paid Shares

272

10/28/2016 GAUS Buy 26 7 Ordinary Fully Paid Shares

7

10/28/2016 GAUS Buy 26,753 7,250 Ordinary Fully Paid Shares

7,250

10/28/2016 GAUS Buy 28,823 7,811 Ordinary Fully Paid Shares

7,811

10/28/2016 GSAMF Sell 83,771 22,826 Ordinary Fully Paid Shares

22,826

10/28/2016 GSAMF Sell 60,841 16,533 Ordinary Fully Paid Shares

16,533

10/28/2016 GSAMF Buy 242,310 66,459 Ordinary Fully Paid Shares

66,459

10/31/2016 GSCO Borrow of shares N/A 50,000 Ordinary Fully Paid Shares

50,000

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ASX Form 605

Date of Change

Person Whose Relevant Interest

Changed

Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person’s votes Affected

10/31/2016 GAUS Sell 51,211 13,922 Ordinary Fully Paid Shares

13,922

10/31/2016 GAUS Sell 39,520 10,739 Ordinary Fully Paid Shares

10,739

10/31/2016 GAUS Buy 51,094 13,922 Ordinary Fully Paid Shares

13,922

11/1/2016 GSI Sell 1,747 480 Ordinary Fully Paid Shares

480

11/1/2016 GSI Buy 412 113 Ordinary Fully Paid Shares

113

11/2/2016 GSI Buy 65,122 19,265 Ordinary Fully Paid Shares

19,265

11/2/2016 GSI Sell 37,626 11,102 Ordinary Fully Paid Shares

11,102

11/2/2016 GAUS Buy 42,091 12,453 Ordinary Fully Paid Shares

12,453

11/2/2016 GAUS Buy 91,912 27,193 Ordinary Fully Paid Shares

27,193

11/2/2016 GAUS Sell 144,708 39,646 Ordinary Fully Paid Shares

39,646

11/2/2016 GSAMA Buy 379,309 112,288 Ordinary Fully Paid Shares

112,288

11/2/2016 GSAMA Buy 204,764 60,617 Ordinary Fully Paid Shares

60,617

11/2/2016 GSAMA Buy 341,350 101,051 Ordinary Fully Paid Shares

101,051

11/2/2016 GSAMF Buy 149,091 44,136 Ordinary Fully Paid Shares

44,136

11/2/2016 GSAMF Buy 81,481 24,121 Ordinary Fully Paid Shares

24,121

11/2/2016 GSAMA Buy 672,371 199,044 Ordinary Fully Paid Shares

199,044

11/2/2016 GSAMF Buy 45,191 13,378 Ordinary Fully Paid Shares

13,378

11/2/2016 GSAMA Buy 123,044 36,425 Ordinary Fully Paid Shares

36,425

11/3/2016 GAUS Sell 8,039 2,414 Ordinary Fully Paid Shares

2,414

11/3/2016 GSI Sell 4,548 1,364 Ordinary Fully Paid Shares

1,364

11/3/2016 GSI Buy 467 140 Ordinary Fully Paid Shares

140

11/3/2016 GAUS Buy 8,159 2,414 Ordinary Fully Paid Shares

2,414

11/3/2016 GSAMF Sell 56,470 16,958 Ordinary Fully Paid Shares

16,958

11/3/2016 GSAMF Buy 94,246 28,892 Ordinary Fully Paid Shares

28,892

11/4/2016 GAUS Sell 45,122 13,747 Ordinary Fully Paid Shares

13,747

11/4/2016 GSI Sell 42,974 13,107 Ordinary Fully Paid Shares

13,107

11/4/2016 GSI Buy 19,306 5,868 Ordinary Fully Paid Shares

5,868

11/4/2016 GAUS Buy 10,043 3,016 Ordinary Fully Paid Shares

3,016

11/4/2016 GAUS Buy 8,921 2,679 Ordinary Fully Paid Shares

2,679

11/4/2016 GAUS Buy 26,813 8,052 Ordinary Fully Paid Shares

8,052

11/7/2016 GAUS Sell 5,770 1,738 Ordinary Fully Paid Shares

1,738

11/7/2016 GSI Sell 428 127 Ordinary Fully Paid Shares

127

11/7/2016 GSI Buy 382 115 Ordinary Fully Paid Shares

115

11/7/2016 GAUS Buy 34 10 Ordinary Fully Paid Shares

10

11/7/2016 GAUS Buy 5,668 1,728 Ordinary Fully Paid Shares

1,728

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Page 13: Notice of ceasing to be a substantial shareholder For ... · 9/9/2016 GSA Buy 4,464 1,072 Ordinary Fully Paid Shares 1,072 9/9/2016 GAUS Buy 45,783 11,061 Ordinary Fully Paid Shares

ASX Form 605

Date of Change

Person Whose Relevant Interest

Changed

Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person’s votes Affected

11/7/2016 GSAMF Sell 32,820 9,768 Ordinary Fully Paid Shares

9,768

11/8/2016 GSCO Borrow of shares N/A 50,000 Ordinary Fully Paid Shares

50,000

11/8/2016 GAUS Sell 63,146 17,535 Ordinary Fully Paid Shares

17,535

11/8/2016 GAUS Buy 29,763 8,858 Ordinary Fully Paid Shares

8,858

11/8/2016 GAUS Buy 29,155 8,677 Ordinary Fully Paid Shares

8,677

11/10/2016 GSI Buy 824 233 Ordinary Fully Paid Shares

233

11/10/2016 GSI Sell 209 59 Ordinary Fully Paid Shares

59

11/11/2016 GSI Sell 2,043 611 Ordinary Fully Paid Shares

611

11/11/2016 GSI Buy 2,793 832 Ordinary Fully Paid Shares

832

11/14/2016 GAUS Sell 85,682 26,773 Ordinary Fully Paid Shares

26,773

11/14/2016 GSI Buy 26,449 8,500 Ordinary Fully Paid Shares

8,500

11/14/2016 GSI Sell 1,542 480 Ordinary Fully Paid Shares

480

11/14/2016 GAUS Buy 107,040 34,198 Ordinary Fully Paid Shares

34,198

11/14/2016 GAUS Buy 1,524 487 Ordinary Fully Paid Shares

487

11/14/2016 GAUS Sell 117,582 34,685 Ordinary Fully Paid Shares

34,685

11/15/2016 GAUS Sell 3,260 1,045 Ordinary Fully Paid Shares

1,045

11/15/2016 GAUS Sell 18,008 5,879 Ordinary Fully Paid Shares

5,879

11/15/2016 GSI Buy 64,874 21,195 Ordinary Fully Paid Shares

21,195

11/15/2016 GSI Sell 29,539 9,597 Ordinary Fully Paid Shares

9,597

11/15/2016 GAUS Buy 3,271 1,045 Ordinary Fully Paid Shares

1,045

11/16/2016 GAUS Sell 97,575 32,501 Ordinary Fully Paid Shares

32,501

11/16/2016 GSI Sell 80,357 26,467 Ordinary Fully Paid Shares

26,467

11/16/2016 GSI Buy 83,961 27,942 Ordinary Fully Paid Shares

27,942

11/16/2016 GAUS Buy 725 241 Ordinary Fully Paid Shares

241

11/16/2016 GAUS Buy 15,141 5,047 Ordinary Fully Paid Shares

5,047

11/16/2016 GAUS Buy 90,716 29,743 Ordinary Fully Paid Shares

29,743

11/16/2016 GAUS Buy 7,677 2,517 Ordinary Fully Paid Shares

2,517

11/17/2016 GAUS Buy 8,442 2,814 Ordinary Fully Paid Shares

2,814

11/17/2016 GSI Sell 64,744 21,028 Ordinary Fully Paid Shares

21,028

11/17/2016 GAUS Sell 25,888 8,416 Ordinary Fully Paid Shares

8,416

11/17/2016 GSI Buy 893 289 Ordinary Fully Paid Shares

289

11/17/2016 GAUS Sell 12,418 4,045 Ordinary Fully Paid Shares

4,045

11/17/2016 GAUS Buy 16,806 5,602 Ordinary Fully Paid Shares

5,602

11/18/2016 GAUS Buy 9,468 3,076 Ordinary Fully Paid Shares

3,076

11/18/2016 GSI Sell 1,949 633 Ordinary Fully Paid Shares

633

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ASX Form 605

Date of Change

Person Whose Relevant Interest

Changed

Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person’s votes Affected

11/18/2016 GAUS Sell 9,651 3,076 Ordinary Fully Paid Shares

3,076

11/18/2016 GSI Buy 63,685 20,217 Ordinary Fully Paid Shares

20,217

11/21/2016 GSI Buy 10,348 3,392 Ordinary Fully Paid Shares

3,392

11/21/2016 GSI Sell 11,410 3,741 Ordinary Fully Paid Shares

3,741

11/22/2016 GSI Sell 52,057 16,526 Ordinary Fully Paid Shares

16,526

11/22/2016 GSI Buy 7,106 2,263 Ordinary Fully Paid Shares

2,263

11/23/2016 GAUS Buy 114,178 36,403 Ordinary Fully Paid Shares

36,403

11/23/2016 GSI Buy 11,759 3,746 Ordinary Fully Paid Shares

3,746

11/23/2016 GAUS Buy 43,385 13,826 Ordinary Fully Paid Shares

13,826

11/23/2016 GSI Sell 15,177 4,818 Ordinary Fully Paid Shares

4,818

11/23/2016 GAUS Sell 42,999 13,826 Ordinary Fully Paid Shares

13,826

11/24/2016 GAUS Sell 21,343 6,649 Ordinary Fully Paid Shares

6,649

11/24/2016 GAUS Sell 36,162 10,845 Ordinary Fully Paid Shares

10,845

11/24/2016 GAUS Buy 21,459 6,649 Ordinary Fully Paid Shares

6,649

11/24/2016 GSI Sell 14,858 4,431 Ordinary Fully Paid Shares

4,431

11/24/2016 GAUS Buy 34,053 10,845 Ordinary Fully Paid Shares

10,845

11/24/2016 GSAMF Sell 29,310 8,955 Ordinary Fully Paid Shares

8,955

11/25/2016 GSI Sell 675 204 Ordinary Fully Paid Shares

204

11/25/2016 GSI Buy 362 109 Ordinary Fully Paid Shares

109

11/25/2016 GSAMF Sell 28,934 8,689 Ordinary Fully Paid Shares

8,689

11/28/2016 GSI Buy 108,432 34,437 Ordinary Fully Paid Shares

34,437

11/28/2016 GSI Sell 102,993 32,661 Ordinary Fully Paid Shares

32,661

11/28/2016 GAUS Sell 14,739 4,635 Ordinary Fully Paid Shares

4,635

11/29/2016 GAUS Sell 4,120 1,317 Ordinary Fully Paid Shares

1,317

11/29/2016 GSI Sell 14,693 4,662 Ordinary Fully Paid Shares

4,662

11/29/2016 GSI Buy 16,199 5,143 Ordinary Fully Paid Shares

5,143

11/30/2016 GSI Buy 759 240 Ordinary Fully Paid Shares

240

12/1/2016 GSI Sell 771 253 Ordinary Fully Paid Shares

253

12/1/2016 GSI Buy 9,526 3,116 Ordinary Fully Paid Shares

3,116

12/2/2016 GAUS Buy 19,913 6,859 Ordinary Fully Paid Shares

6,859

12/2/2016 GSI Buy 1,126 384 Ordinary Fully Paid Shares

384

12/2/2016 GSI Sell 8,246 2,789 Ordinary Fully Paid Shares

2,789

12/2/2016 GAUS Sell 8,832 3,056 Ordinary Fully Paid Shares

3,056

12/2/2016 GAUS Sell 20,989 6,859 Ordinary Fully Paid Shares

6,859

12/2/2016 GSAMA Buy 92,967 32,102 Ordinary Fully Paid Shares

32,102

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Page 15: Notice of ceasing to be a substantial shareholder For ... · 9/9/2016 GSA Buy 4,464 1,072 Ordinary Fully Paid Shares 1,072 9/9/2016 GAUS Buy 45,783 11,061 Ordinary Fully Paid Shares

ASX Form 605

Date of Change

Person Whose Relevant Interest

Changed

Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person’s votes Affected

12/2/2016 GSAMA Buy 50,101 17,300 Ordinary Fully Paid Shares

17,300

12/2/2016 GSAMA Buy 26,658 9,205 Ordinary Fully Paid Shares

9,205

12/2/2016 GSAMF Buy 31,077 10,731 Ordinary Fully Paid Shares

10,731

12/2/2016 GSAMF Buy 19,004 6,562 Ordinary Fully Paid Shares

6,562

12/2/2016 GSAMA Buy 159,222 54,980 Ordinary Fully Paid Shares

54,980

12/2/2016 GSAMF Buy 9,948 3,435 Ordinary Fully Paid Shares

3,435

12/2/2016 GSAMA Buy 84,378 29,136 Ordinary Fully Paid Shares

29,136

12/2/2016 GSAMF Sell 4,323 1,496 Ordinary Fully Paid Shares

1,496

12/5/2016 GAUS Buy 85,914 30,656 Ordinary Fully Paid Shares

30,656

12/5/2016 GAUS Sell 8,543 3,055 Ordinary Fully Paid Shares

3,055

12/5/2016 GSI Sell 8,717 3,078 Ordinary Fully Paid Shares

3,078

12/5/2016 GAUS Sell 11,312 4,040 Ordinary Fully Paid Shares

4,040

12/5/2016 GAUS Sell 88,596 30,656 Ordinary Fully Paid Shares

30,656

12/5/2016 GSAMA Buy 870,707 309,860 Ordinary Fully Paid Shares

309,860

12/5/2016 GSAMA Buy 508,396 180,924 Ordinary Fully Paid Shares

180,924

12/5/2016 GSAMF Buy 169,952 60,481 Ordinary Fully Paid Shares

60,481

12/5/2016 GSAMF Buy 54,399 19,359 Ordinary Fully Paid Shares

19,359

12/5/2016 GSAMA Buy 461,424 164,208 Ordinary Fully Paid Shares

164,208

12/5/2016 GSAMA Buy 145,774 51,877 Ordinary Fully Paid Shares

51,877

12/5/2016 GSAMF Buy 103,925 36,984 Ordinary Fully Paid Shares

36,984

12/5/2016 GSAMA Buy 273,969 97,498 Ordinary Fully Paid Shares

97,498

12/6/2016 GAUS Sell 11,505 4,039 Ordinary Fully Paid Shares

4,039

12/6/2016 GSI Buy 640 228 Ordinary Fully Paid Shares

228

12/6/2016 GAUS Sell 66,823 23,052 Ordinary Fully Paid Shares

23,052

12/6/2016 GAUS Buy 44,019 15,721 Ordinary Fully Paid Shares

15,721

12/6/2016 GAUS Buy 20,527 7,331 Ordinary Fully Paid Shares

7,331

12/7/2016 GAUS Buy 1,613,072 552,652 Ordinary Fully Paid Shares

552,652

12/7/2016 GSI Buy 8,261 2,816 Ordinary Fully Paid Shares

2,816

12/7/2016 GSI Sell 543 185 Ordinary Fully Paid Shares

185

12/7/2016 GAUS Sell 39,049 13,465 Ordinary Fully Paid Shares

13,465

12/7/2016 GAUS Sell 29,729 10,103 Ordinary Fully Paid Shares

10,103

12/7/2016 GAUS Sell 15,835 5,386 Ordinary Fully Paid Shares

5,386

12/7/2016 GAUS Sell 1,573,392 542,549 Ordinary Fully Paid Shares

542,549

12/7/2016 GSAMF Sell 8,329 2,873 Ordinary Fully Paid Shares

2,873

12/9/2016 GSAMF Sell 47,600 16,141 Ordinary Fully Paid Shares

16,141

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Page 16: Notice of ceasing to be a substantial shareholder For ... · 9/9/2016 GSA Buy 4,464 1,072 Ordinary Fully Paid Shares 1,072 9/9/2016 GAUS Buy 45,783 11,061 Ordinary Fully Paid Shares

ASX Form 605

Date of Change

Person Whose Relevant Interest

Changed

Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person’s votes Affected

12/13/2016 GSA Buy 1,995,330 674,098 Ordinary Fully Paid Shares

674,098

12/14/2016 GAUS Sell 56,437 17,102 Ordinary Fully Paid Shares

17,102

12/15/2016 GAUS Buy 92,027 27,389 Ordinary Fully Paid Shares

27,389

12/15/2016 GSAMF Sell 9,536 2,838 Ordinary Fully Paid Shares

2,838

12/16/2016 GAUS Buy 19,041 5,650 Ordinary Fully Paid Shares

5,650

12/16/2016 GAUS Sell 26,229 7,783 Ordinary Fully Paid Shares

7,783

12/16/2016 GAUS Sell 11,980 3,555 Ordinary Fully Paid Shares

3,555

12/16/2016 GAUS Sell 18,984 5,650 Ordinary Fully Paid Shares

5,650

12/19/2016 GAUS Sell 10,605 3,040 Ordinary Fully Paid Shares

3,040

12/19/2016 GAUS Buy 10,245 3,040 Ordinary Fully Paid Shares

3,040

12/20/2016 GAUS Sell 276,170 77,500 Ordinary Fully Paid Shares

77,500

12/20/2016 GAUS Buy 33,856 9,701 Ordinary Fully Paid Shares

9,701

12/20/2016 GAUS Buy 106,989 30,656 Ordinary Fully Paid Shares

30,656

12/20/2016 GAUS Buy 13,328 3,819 Ordinary Fully Paid Shares

3,819

12/20/2016 GAUS Buy 150,157 43,025 Ordinary Fully Paid Shares

43,025

12/21/2016 GAUS Buy 9,093 2,560 Ordinary Fully Paid Shares

2,560

12/21/2016 GAUS Buy 68,744 19,310 Ordinary Fully Paid Shares

19,310

12/23/2016 GAUS Buy 51,597 14,453 Ordinary Fully Paid Shares

14,453

12/23/2016 GAUS Sell 51,597 14,453 Ordinary Fully Paid Shares

14,453

12/28/2016 GAUS Buy 33,196 9,119 Ordinary Fully Paid Shares

9,119

12/28/2016 GAUS Sell 32,646 9,119 Ordinary Fully Paid Shares

9,119

1/3/2017 GAUS Buy 246,559 67,736 Ordinary Fully Paid Shares

67,736

1/3/2017 GAUS Sell 52,609 14,453 Ordinary Fully Paid Shares

14,453

1/3/2017 GAUS Sell 193,950 53,283 Ordinary Fully Paid Shares

53,283

1/3/2017 GSAMF Sell 35,105 9,498 Ordinary Fully Paid Shares

9,498

1/3/2017 GSAMF Sell 12,766 3,454 Ordinary Fully Paid Shares

3,454

1/4/2017 GAUS Sell 20,938 5,865 Ordinary Fully Paid Shares

5,865

1/4/2017 GAUS Buy 53,476 14,453 Ordinary Fully Paid Shares

14,453

1/4/2017 GAUS Sell 53,476 14,453 Ordinary Fully Paid Shares

14,453

1/6/2017 GAUS Sell 33,144 9,416 Ordinary Fully Paid Shares

9,416

1/6/2017 GSCO Sell 35,110 9,772 Ordinary Fully Paid Shares

9,772

1/6/2017 GSAMA Sell 104,764 29,395 Ordinary Fully Paid Shares

29,395

1/6/2017 GSAMF Sell 12,007 3,369 Ordinary Fully Paid Shares

3,369

1/6/2017 GSAMF Sell 30,496 8,639 Ordinary Fully Paid Shares

8,639

1/6/2017 GSAMA Sell 266,084 75,378 Ordinary Fully Paid Shares

75,378

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Page 17: Notice of ceasing to be a substantial shareholder For ... · 9/9/2016 GSA Buy 4,464 1,072 Ordinary Fully Paid Shares 1,072 9/9/2016 GAUS Buy 45,783 11,061 Ordinary Fully Paid Shares

ASX Form 605

Date of Change

Person Whose Relevant Interest

Changed

Nature of Change

Consideration Given in

Relation to Change (AUD)

Class and Number of Securities Affected

Person’s votes Affected

1/6/2017 GSAMA Sell 60,545 16,950 Ordinary Fully Paid Shares

16,950

1/6/2017 GSAMF Sell 12,834 3,593 Ordinary Fully Paid Shares

3,593

1/6/2017 GSAMF Sell 56,420 15,983 Ordinary Fully Paid Shares

15,983

1/6/2017 GSAMF Sell 6,937 1,942 Ordinary Fully Paid Shares

1,942

1/6/2017 GSAMF Sell 22,214 6,233 Ordinary Fully Paid Shares

6,233

1/9/2017 GAUS Buy 144,494 41,284 Ordinary Fully Paid Shares

41,284

1/9/2017 GAUS Sell 145,320 41,284 Ordinary Fully Paid Shares

41,284

1/9/2017 GSAMF Sell 94,826 27,101 Ordinary Fully Paid Shares

27,101

1/9/2017 GSAMA Sell 827,430 236,476 Ordinary Fully Paid Shares

236,476

1/9/2017 GSAMF Sell 175,440 50,140 Ordinary Fully Paid Shares

50,140

1/10/2017 GSCO Sell 34,641 9,785 Ordinary Fully Paid Shares

9,785

1/10/2017 GSAMA Sell 187,619 52,628 Ordinary Fully Paid Shares

52,628

1/10/2017 GSAMF Sell 64,852 18,377 Ordinary Fully Paid Shares

18,377

1/10/2017 GSAMF Sell 21,504 6,032 Ordinary Fully Paid Shares

6,032

1/10/2017 GSAMF Sell 119,979 33,998 Ordinary Fully Paid Shares

33,998

1/10/2017 GSAMF Sell 39,782 11,159 Ordinary Fully Paid Shares

11,159

1/10/2017 GSAMF Sell 2,770 787 Ordinary Fully Paid Shares

787

1/10/2017 GSAMA Sell 565,879 160,351 Ordinary Fully Paid Shares

160,351

1/10/2017 GSAMF Sell 22,581 6,415 Ordinary Fully Paid Shares

6,415

1/12/2017 GSCO Sell 24,949 7,058 Ordinary Fully Paid Shares

7,058

1/12/2017 GSAMF Sell 44,225 12,745 Ordinary Fully Paid Shares

12,745

1/12/2017 GSAMF Sell 6,277 1,809 Ordinary Fully Paid Shares

1,809

1/13/2017 GAUS Sell 302,097 87,908 Ordinary Fully Paid Shares

87,908

1/13/2017 GAUS Buy 50,152 14,453 Ordinary Fully Paid Shares

14,453

1/13/2017 GAUS Buy 223,246 64,336 Ordinary Fully Paid Shares

64,336

1/13/2017 GAUS Buy 31,643 9,119 Ordinary Fully Paid Shares

9,119

1/13/2017 Goldman Sachs Group

Transfer of control of GSAMF and associated assets to the Yarra Capital Management group

N/A 25,277,278 Ordinary Fully Paid Shares

25,277,278

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Page 18: Notice of ceasing to be a substantial shareholder For ... · 9/9/2016 GSA Buy 4,464 1,072 Ordinary Fully Paid Shares 1,072 9/9/2016 GAUS Buy 45,783 11,061 Ordinary Fully Paid Shares

ASX Form 605

THE GOLDMAN SACHS GROUP, INC AND ITS SUBSIDIARIES

Signature

Print name

Raymond Chow (signing under power of attorney in accordance with section 52 of the Corporations Act)

Capacity

Authorised Person

Sign here

Date 17 January 2017

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