Nj10546 - p054877wo Pct as Filed

7/21/2019 Nj10546 - p054877wo Pct as Filed

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CHOCOLATE COMPOSITIONS CONTAINING ETHYLCELLULOSE

Related Appliati!"#

T$e p%e#e"t i"&e"ti!" lai'# p%i!%it( !) US*1+,1-.480 )iled !" 1,t$ /"e ,010 a"d

US*1+,1-.7-8 )iled !" 8t$ /l( ,010

2ield !) t$e I"&e"ti!"

T$e p%e#e"t i"&e"ti!" %elate# t! $!!late !'p!#iti!"# a"d p%!dt# t$at !"tai"

et$(lelll!#e

3a%!"d !) t$e I"&e"ti!"

O"e te$"ial p%!6le' add%e##ed 6( t$e p%e#e"t i"&e"ti!" i# t$e p%!&i#i!" !) $eat

%e#i#ta"t $!!late T$at i# t! #a(. $!!late t$at a" %etai" it# #$ape at $i$e%

te'pe%at%e#. )!% ea'ple te'pe%at%e# a6!&e a6!t -09C !% e&e" a6!&e 409C T$e

p%!&i#i!" !) #$ a $eat%e#i#ta"t $!!late t$at al#! a$ie&e# !!d '!t$)eel a"d ta#te

p%!pe%tie# :!ld %eatl( #i'pli)( t$e di#t%i6ti!" a"d !"#'pti!" !) $!!late i" $!t

!"t%ie#

O%di"a%( $!!late i# !'p!#ed p%i'a%il( !) )at# !% )att( #6#ta"e#. #$ a# !!a

6tte%. i" :$i$ t$e%e a%e di#pe%#ed "!")at p%!dt# #$ a# !!a !'p!"e"t#. #a%#.

p%!tei"#. et T$e%e)!%e. #i"e $!!late i# p%i'a%il( !"#titted 6( )at 6!die#. it# 'elti"

te'pe%at%e i# %elati&el( l!: T$i# 'ea"# t$at !%di"a%( $!!late i# "!t pa%tila%l(

%e#i#ta"t t! #''e% te'pe%at%e# !% t$e $eat !) t%!pial !"t%ie# T$e%e)!%e. a "eed

ei#t# )!% a $!!late :$i$ i# %e#i#ta"t t! %elati&el( $i$ a'6ie"t te'pe%at%e#

A &a%iet( !) 'ea"# $a&e 6ee" tili;ed i" t$e pa#t t! atte'pt t! %e'ed( t$e %elati&el( l!:

'elti" te'pe%at%e !) !%di"a%( $!!late 2!% ea'ple. )at# !) $i$e% 'elti"

te'pe%at%e a" 6e #eleted )!% i"!%p!%ati!" i"t! t$e $!!late

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US,008+0,4818* de#%i6e# $eat%e#i#ta"t $!!late 'ade :it$ a" i"te%e#te%i)ied !!a

6tte% $a&i" $i$e% 'elti" p%!pe%tie# t$a" "'!di)ied !!a 6tte% H!:e&e%. t$i#

p%!ed%e i# epe"#i&e. a"d a" %e#lt i" $!!late $a&i" a" "de#i%a6le ta#te a"d+!%

tet%e

Met$!d# :$i$ di#%pt t$e !"ti"!# $!!late )att( p$a#e. t$e%e6( 'i"i'i;i" t$e

i")le"e !) t$e 'elti" p!i"t !) t$e )at !" t$e !&e%all #!)te"i" !) t$e $!!late 'a##.

$a&e al#! 6ee" #ed S$ di#%pti!" !) t$e !"ti"!# $!!late )att( p$a#e $a# 6ee"

e))eted i" t$e pa#t 6( &a%i!# 'ea"#. i"ldi" di%et :ate% additi!" t! t$e $!!late

U")!%t"atel(. $!!late 'a")at%ed 6( di%et :ate% additi!" e$i6it# i")e%i!% p%!dt

>8>1 a"d CHA48>,11 a%e di%eted t! a 'et$!d !) i"!%p!%ati" a'!%p$!#

#a%# i"t! a $!!late !'p!#iti!" d%i" 'a")at%e T$e #a%# a#e t$e )!%'ati!"

i" t$e 'a## !) a lattie #t%t%e :$i$ p%e&e"t# !llap#e !) t$e 'a## :$e" t$e

te'pe%at%e eeed# t$e 'elti" p!i"t !) t$e )at 6!die# #ed i" it# p%epa%ati!"

CHA40>*0- i"&!l&e# t$e di%et i"!%p!%ati!" !) :ate% i"t! a $!!late !'p!#iti!"

d%i" it# 'a")at%e T$e :ate% $!:e&e%. :$i$ i# a6!t 5? %elati&e t! t$e

!'p!#iti!". a#e# a %apid t$ie"i" !) t$e 'a## at te'pe%at%e# :$e%e "!%'all( t$e

'a## i# #till a li


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e'l#i)ie% #$ a# leit$i" USA408155> !"e%"# t$e additi!" t! $!!late !) a"

a'!"t !) #a% #$ t$at :$e" t$e 5*0 de#%i6e# a $eat%e#i#ta"t !% t$e%'all( %!6#t $!!late a"d 'et$!d )!%

'ai" #a'e 6( addi" '!i#t%e t! $!!late t$%!$ #e !) lipid 'i%!#t%t%e

te$"!l!( #$ a# %e&e%#e 'ielle te$"!l!( t! )!%' a #ta6le :ate%i"!il e'l#i!". )!%

ea'ple. $(d%ated leit$i" T$e #ta6le :ate%i"!il e'l#i!" i# added t! te'pe%ed

$!!late d%i" p%!e##i". a"d p!" ai" a"d #ta6ili;ati!". t$e%'al %!6#t"e##

de&el!p# i" t$e $!!late p%!dt 2%t$e% $eat%e#i#ta"t $!!late !'p%i#i" :ate%i"

!il 'i%!e'l#i!"# i# de#%i6ed i" USA548*-7*

USA*0107-5 de#%i6e# a $eat%e#i#ta"t $!!late 'ade 6( i"!%p!%ati" :ate% i" t$e

)!%' !) a di#pe%#i!" !) a" a


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elli" ae"t T$e p!l(!l :$i$ i# #ed )!% elati!" i# p%e)e%a6l( a li


5/31

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USA40>8>1- de#%i6e# edi6le )at pa%tile# )!% i"!%p!%ati!" i"t! tet%ed p%!tei" 'eat

a"al! p%!dt# T$e edi6le )at p%!dt# a%e 'ade 6( elli" a" !il :it$ et$(lelll!#e

at 1809C T$e elled )at i# t$e" added t! t$e 'eat a"al! p%!dt T$e%e d!e# "!t

appea% t! 6e a"( di#l!#%e !) i"ldi" a #%)ata"t i" t$e elled !il

MA Ri;Ma%ti"e; et al. i" Il 2a%'a!. 58 @,00- 1,8>1,>4 de#%i6e !'p!#iti!"#

)!%'ed 6( di#pe%#i" et$(lelll!#e :it$ e%tai" p!l(et$(le"e l(!l @PEG B !li&ate

e#te% #%)ata"t# i" !li&e !il at 1009C Alt$!$ t$e#e !'p!#iti!"# a%e de#%i6ed a#

!le!el#. t$e de#%ipti!" a"d %$e!l!ial data i" t$e %e)e%e"e !")i%' t$at t$e( a%e "!t.

i" )at. el# I" pa%tila%. t$e 'ea#%ed %ati!# !) ela#ti '!dl# t! &i#!# '!dl# @G

+G )!% t$e !'p!#iti!"# a%e '$ le## t$a" 1 :$e" 'ea#%ed at 1H;. :$i$ i#

!"#i#te"t :it$ &i#!# li


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I" a )%t$e% a#pet. t$e p%e#e"t i"&e"ti!" p%!&ide# a 'et$!d !) p%epa%i" a $!!late

!'p!#iti!". #aid 'et$!d !'p%i#i"D

a p%epa%i" a 'it%e !) )!!d%ade et$(lelll!#e i" a" edi6le !il

6 addi" a #%)ata"t t! t$e et$(lelll!#e a"d !il 'it%e

$eati" t$e et$(lelll!#e+!il+#%)ata"t 'it%e t! a te'pe%at%e a6!&e t$e la##

t%a"#iti!" te'pe%at%e !) t$e et$(lelll!#e :it$ 'ii". )!ll!:ed 6(

d addi" t$i# #t! t! a %eded )at $!!late !'p!#iti!"

Sita6l(. i" e'6!di'e"t# a!%di" t! t$i# a#pet. #aid 'et$!d !'p%i#i" t$e #tep# !)D

a p%epa%i" a 'it%e !) et$(lelll!#e. #!%6ita" '!"!#tea%ate @SMS a"d a" !il at a

%ati! !) a6!t 18D*D7* :+:+:.

6 $eati" t$e 'it%e t! a te'pe%at%e a6!&e t$e la## t%a"#iti!" te'pe%at%e !) t$e

et$(lelll!#e p!l('e% :$ile 'ii". a"d

addi" t$i# #t! t! a %eded )at. $eated $!!late at *09C t! >09C at 1D- t! 1D>@:+:

le&el# a"d

d !!li" t$e 'it%e t! )!%' #aid $!!late !'p!#iti!"

I" a )%t$e% a#pet. t$e p%e#e"t i"&e"ti!" p%!&ide# a 'et$!d !) p%epa%i" a $!!late

!'p!#iti!". #aid 'et$!d !'p%i#i"D

a p%epa%i" a 'it%e !) et$(lelll!#e a"d >5100? et$a"!l

6 all!:i" t$e et$(elll!#e t! di##!l&e !'pletel( i" t$e et$a"!l t! )!%' a"

et$(lelll!#eet$a"!l !'p!#iti!".

addi" t$e !'p!#iti!" t! a '!lte" $!!late #t! at a %ati! !) a6!t 515?:+: t!

)!%' a $!!late !'p!#iti!".

e !!li" t$e $!!late !'p!#iti!" t! a6!t 5159C. a"d

) %e'!&i" t$e al!$!l )%!' t$e $!!late !'p!#iti!"

It :ill 6e app%eiated t$at a"( )eat%e t$at i# de#%i6ed $e%ei" i" %elati!" t! a"( !"e !%

'!%e a#pet# !) t$e i"&e"ti!" 'a( al#! 6e applied t! a"( !t$e% a#pet !) t$e i"&e"ti!"

T$e !'p!#iti!"# !) t$e i"&e"ti!" a%e #ita6l( !6tai"a6le 6(. !% p%!ded 6(. !"e !) t$e

'et$!d# !) t$e i"&e"ti!"

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It $a# 6ee" )!"d t$at $!!late :$e%ei" at lea#t a p!%ti!" !) t$e )at !"ti"!# p$a#e

!"tai"# di##!l&ed et$(lelll!#e e$i6it# %e'a%a6le %e#i#ta"e t! #!)te"i" at

te'pe%at%e# !) p t! 40FC !% '!%e T$e i"&e"ti!" al#! p!te"tiall( all!: )!% a :ide

%a"e !) "e: $!!late !'p!#iti!"# 6( %eplai" )at# !% !il# !"&e"ti!"all( p%e#e"t i"

$!!late 6( !il# t$at $a&e 6ee" elled :it$ et$(lelll!#e S!'e !) t$e#e %eplae'e"t

!il# !ld !"tai" pa%tila%l( l!: le&el# !) #at%ated )at a"d t$# 6e $ealt$ie% 2i"all(.

t$e #e !) et$(lelll!#eelled !il# i" t$e )at6a#ed )illi"# !) )illed $!!late# %ede#

!il 'i%ati!" )%!' t$e )illi" t! t$e #%)ae !) t$e $!!late

Sita6l(. t$e $!!late !'p!#iti!"# a!%di" t! t$e p%e#e"t i"&e"ti!" !'p%i#e )%!'

a6!t 05? t! a6!t 5?:+:. )!% ea'ple )%!' a6!t 15? t! a6!t -?:+:. i" pa%tila%

)%!' a6!t ,? t! a6!t ,5?:+: et$(lelll!#e At l!:e% et$(lelll!#e !"te"t# t$e

$!!late 'a( la #))iie"t $eat %e#i#ta"e At $i$e% et$(lelll!#e !"te"t# t$e

'elted $!!late 'a( 6e!'e t!! &i#!# t! p'p !% '!ld !"&e"ie"tl(

=e#%ipti!" !) t$e =%a:i"#

T$e#e a"d !t$e% )eat%e# !) t$e i"&e"ti!" :ill 6e!'e '!%e appa%e"t )%!' t$e )!ll!:i"

de#%ipti!" i" :$i$ %e)e%e"e i# 'ade t! t$e appe"ded d%a:i"#. :$e%ei"D

2i%e 1 i# a #$e'ati ill#t%ati" t$e )!%'ati!" !) a p!l('e% !%a"!el 6( $eat

t%eat'e"t

2i%e , #$!:# a %ap$ !) (ield #t%e## at 409C &e%## et$(lelll!#e !"te"t )!% a )i%#t

!'p!"d 'il $!!late 'ade 6( t$e #!l&e"t #6#titti!" 'et$!d

2i%e - #$!:# %ap$# !) (ield #t%e## at 409C &e%## et$(lelll!#e !"te"t )!% @A a

#e!"d !'p!"d 'il $!!late !% @3 a !'p!"d da% $!!late

2i%e# 4@a a"d 4@6 a%e %ap$# #$!:i" &i#!ela#ti p%!pe%tie# !) a" et$(lelll!#e

!le!el

2i%e 5 i# a %ap$ !) !il 'i%ati!" aai"#t ti'e )!% %ea' )illi"# )!% #e i" )illed

$!!late# !) t$e i"&e"ti!"

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=etailed =e#%ipti!" !) t$e I"&e"ti!"

T$e te%' $!!late i# i"te"ded t! %e)e% t! all $!!late !% $!!latelie !'p!#iti!"#

:it$ a )at p$a#e !% )atlie !'p!#iti!" A# t$e i"&e"ti!" i# di%eted i" e%tai" a#pet# t!

t$e !"t%!l !) t$e $a%ate%i#ti# !) t$e )at !% )atlie p$a#e !) t$e $!!late. %at$e% t$a"

t$e "!")at 'ate%ial# :it$i" t$e $!!late. t$e te%' i# i"te"ded t! i"lde all $!!late

a"d $!!latelie !'p!#iti!"# T$e te%' i# i"te"ded. )!% ea'ple. t! i"lde

#ta"da%di;ed a"d "!"#ta"da%di;ed $!!late#. ie. i"ldi" $!!late# :it$

!'p!#iti!"# !")!%'i" t! t$e US Sta"da%d# O) Ide"tit( @SOI a"d !'p!#iti!"# "!t

!")!%'i" t! t$e US Sta"da%d# O) Ide"tit(. %e#peti&el(. i"ldi" da% $!!late.

6ai" $!!late. 'il $!!late. #:eet $!!late. #e'i#:eet $!!late. 6tte%'il

$!!late. #i''il $!!late. 'ied dai%( p%!dt $!!late. l!: )at $!!late. :$ite

$!!late. ae%ated $!!late#. !'p!"d !ati"#. "!"#ta"da%di;ed $!!late# a"d

$!!latelie !'p!#iti!"#. "le## #pei)iall( ide"ti)ied !t$e%:i#e Rele&a"t US

Sta"da%d# !) Ide"tit( i"lde t$!#e ide"ti)ied i" t$e C!de !) 2ede%al Relati!"# a#

%e&i#ed 1#t Ap%il ,00> "de% %e)e%e"e# ,1C2R1*-. :$e%ei" 1,-.1,4.1-0.

1-5.140.145.150.15- !% 155 C$!!late $e%ei" al#! i"lde# t$!#e !"tai"i" %'6

#!lid# !% #!lid# )ll( !% pa%tiall( 'ade 6( a %'6 p%!e##

N!"#ta"da%di;ed $!!late# a%e t$!#e $!!late# :$i$ $a&e !'p!#iti!"# :$i$ )all

!t#ide t$e #pei)ied %a"e# !) t$e #ta"da%di;ed $!!late# N!"#ta"da%di;ed $!!late#

%e#lt :$e". )!% ea'ple. t$e "t%iti&e a%6!$(d%ate #:eete"e% i# %eplaed pa%tiall( !%

!'pletel( !% :$e" t$e !!a 6tte% !% 'il)at a%e %eplaed pa%tiall( !% !'pletel( !%

:$e" !'p!"e"t# t$at $a&e )la&!%# t$at i'itate 'il. 6tte% !% $!!late a%e added !%

!t$e% additi!"# !% deleti!"# i" )!%'la a%e 'ade !t#ide t$e 2=A #ta"da%d# !) ide"tit( !)

$!!late !% !'6i"ati!"# t$e%e!)

T$e te%' J$eat %e#i#ta"t $!!lateK $e%ei" %e)e%# t! a '!di)ied $!!late !'p!#iti!"

t$at %e'ai"# )i%' at te'pe%at%e# p t! at lea#t a6!t 40FC C!"&e"ti!"al $!!late

'elt# at te'pe%at%e# i" t$e %a"e -,FC40FC. depe"di" !" it# !'p!#iti!" a"d

'a")at%i" 'et$!d Sita6l(. t$e $eat %e#i#ta"t $!!late !) t$e p%e#e"t i"&e"ti!"

e$i6it# a (ield )!%e at ,'' di#plae'e"t a"d 40FC. 'ea#%ed a!%di" t! P%!ed%e1 6el!:. !) at lea#t a6!t -00 %a'# )!%e @). )!% ea'ple at lea#t a6!t *00). #ita6l(

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at lea#t a6!t 1000 %a'# )!%e @) Sita6l(. t$e $!!late !'p!#iti!"# al#! %e'ai"

#6#ta"tiall( "!"#ti( at te'pe%at%e# !) at lea#t a6!t 40FC Sita6l(. t$e $!!late

!'p!#iti!"# a!%di" t! t$e p%e#e"t i"&e"ti!" !'p%i#e le## t$a" a6!t ,:t? !)

:ate%. )!% ea'ple le## t$a" a6!t 15:t? !) :ate%. t(piall( le## t$a" a6!t 1:t? !)

:ate%

Et$(lelll!#e @EC i# a "t%iti!"all( 6e"e)iial )i6e% a"d "t%iti!"al )i6e%# a%e !)te"

lai" i" !% diet#. I" additi!". et$(elll!#e i# a GRAS 'ate%ial @e"e%all( %ea%ded a#

#a)e )!% #e i" )!!d p%!dt# 'ai" EC. pa%tila%l( EC $a&i" i"te%'ediate

&i#!#itie# #$ a# a6!t 10 p t! a6!t 50 p. e#peiall( #ita6le )!% t$e i"&e"ti!" T$e

p &ale# %e)e% t! &i#!#it( i" e"tip!i#e !) a 5? #!lti!" !) t$e EC i" 80? t!le"e+,0?

et$a"!l at ,5FC. a"d t$e%e)!%e !%%elate t! t$e '!lela% :ei$t !) t$e EC T$e :ei$t

)%ati!" !) et$!(l %!p# !) t$e et$(lelll!#e i# #ita6l( )%!' a6!t ,5? t! a6!t 75?.

)!% ea'ple )%!' a6!t 40? t! a6!t *0? Sita6le et$(lelll!#e# a%e a&aila6le )%!'

=!: C$e'ial C! "de% t$e %ei#te%ed t%ade 'a% ETHOCEL

T$e te%' JelK $e%ei" i# #ed i" it# #al #e"#e !) a 'ate%ial $a&i" a !"ti"!#

#t%t%e :it$ 'a%!#!pi di'e"#i!"# t$at i# pe%'a"e"t !" t$e ti'e #ale !) a"

a"al(tial epe%i'e"t a"d i# #!lidlie i" it# %$e!l!ial p%!pe%tie# Gel# 6!"e %at$e%

t$a" )l!:. a"d e$i6it #6#ta"tiall( li"ea% &i#!ela#ti $a%ate%i#ti#. at #t%e##e# 6el!:

t$ei% (ield #t%e## Gel# $a&e a 'elti" p!i"t Gel# a%e !"&e"ie"tl( de)i"ed 6( t$ei%

%$e!l!ial p%!pe%tie#. i" pa%tila% t$ei% (ield #t%e## a"d t$e %ati! !) t$ei% ela#ti

'!dl# t! t$ei% &i#!# '!dl# @G+G a# 'ea#%ed at ,0FC a"d 1 H; i" a

!"&e"ti!"al &i#!ela#ti a"al(;e% a# de#%i6ed 6el!: Gellie 6e$a&i!% i#

$a%ate%i;ed 6( G+G %eate% t$a" a6!t 1 "de% t$e#e !"diti!"# T$e el# !) t$e

p%e#e"t i"&e"ti!" #ita6l( $a&e (ield #t%e##e# %eate% t$a" a6!t 10Pa. '!%e #ita6l(

%eate% t$a" a6!t ,0Pa. )!% ea'ple )%!' a6!t ,5Pa t! a6!t -00Pa T$e el# !) t$e

p%e#e"t i"&e"ti!" #ita6l( $a&e G+G %eate% t$a" a6!t 1. '!%e #ita6l( %eate% t$a"

a6!t ,. "de% t$e#e !"diti!"#

T$e el# #ed i" t$e i"&e"ti!" 'a( 6e #t%!" el# St%!" el# a%e p%e)e%%ed )!% )!!d

appliati!"# 6ea#e t$e( $a&e p$(#ial p%!pe%tie# l!#e% t! t$!#e !) )at. a"d a%e '!%ee))eti&e )!% %edi" !il 'i%ati!" T$e te%' J#t%!" elK $e%ei" %e)e%# t! el# $a&i"

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$i$ 'e$a"ial #t%e"t$ a"d ela#tiit( Sita6l(. #t%!" el# $a&e (ield #t%e##e# %eate%

t$a" a6!t 50Pa a"d G+G %eate% t$a" a6!t - )!% ea'ple %eate% t$a" a6!t 5 at 1H;

a"d ,09C

T$e te%' J!le!elK $e%ei" %e)e%# t! a el $a&i" a !"ti"!# !il p$a#e $a&i" t$e

et$(lelll!#e "i)!%'l( di#pe%#ed i" t$e el p$a#e a"d )"ti!"i" a# t$e elli" ae"t

T$e !le!el# a%e #ita6l( lea% a"d t%a"#le"t !% e&e" t%a"#pa%e"t 'ate%ial# $a&i" t$e

p$(#ial p%!pe%tie# !) a t%e el a# de#%i6ed a6!&e A #%)ata"t i# #ita6l( lie:i#e

$!'!e"e!#l( di#t%i6ted t$%!$ t$e el T$#. t$e #%)ata"t i# "!t !"e"t%ated at

t$e #%)ae !) !il !% :ate% 'ielle# a# i" a" e'l#i!". "!% i" la(e%ed #t%t%e# a# i" a

li


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11 P054877WO

1?:+& t! a6!t 40?:+&. )!% ea'ple a6!t 10?:+& t! a6!t ,5?:+& T$e #tep !)

di##!l&i" t$e et$(lelll!#e i" t$e #!l&e"t 'a( 6e pe%)!%'ed at a'6ie"t !% #li$tl(

ele&ated te'pe%at%e# T$e #!lti!" i# added t! $!!late i" t$e '!lte" #tate a"d 'ied

t$!%!$l( T$e #!l&e"t i# %e'!&ed 6( e&ap!%ati!" :$ile t$e $!!late i# i" t$e '!lte"

#tate. !% a)te% #etti" !) t$e $!!late. )!% ea'ple i" a &a' d%ie% T$i# 'et$!d i#

%e)e%%ed t! $e%ei" a# t$e J#!l&e"t #6#titti!"K 'et$!d

I" alte%"ati&e e'6!di'e"t#. t$e #!lti!" !) et$(lelll!#e 'a( 6e p%epa%ed 6( di##!l&i"

t$e et$(lelll!#e i" a )at !% !il at a te'pe%at%e a6!&e t$e la## t%a"#iti!" te'pe%at%e !)

t$e et$(lelll!#e @T. t(piall( a6!t 1-0FC. #$ a# at lea#t a6!t 1-0 FC. )!% ea'ple

)%!' a6!t 1-5FC t! a6!t 1*0FC T$i# i# )!ll!:ed 6( at lea#t pa%tiall( !!li" t$e

#!lti!" a"d addi" t$e #!lti!" t! a %eded)at $!!late 'it%e t! a$ie&e t$e )i"al

!'p!#iti!" T$e #!lti!" i# #ita6l( !!led t! a6!t *0FC t! a6!t >0FC 6e)!%e

additi!" t! t$e $!!late 'it%e T$i# p%!e## $a# t$e ad&a"tae t$at it a&!id# t$e #e

!) &!latile #!l&e"t# It $a# t$e )%t$e% ad&a"tae t$at t$e et$(lelll!#e 'a( i"itiall( 6e

di##!l&ed i" a" !il $a&i" de#i%a6le p%!pe%tie#. a"d+!% a" !il t$at :!ld "!t "!%'all( 6e

#ita6le )!% #e i" t$e p%!dti!" !) $!!late. a"d t$i# !il 'a( t$e" %eplae a p!%ti!" !)

t$e "!%'al )at !"te"t !) t$e $!!late T$i# i# %e)e%%ed t! $e%ei" a# t$e J)at

#6#titti!"K 'et$!d

Et$(lelll!#e @EC $a# 6ee" #$!:" t! )!%' a"$(d%!# p!l('e% !%a"!el# !) edi6le

!il# at !"e"t%ati!"# %eate% t$a" -? @:+: i" !il T! a$ie&e t$i#. t$e EC a"d

#%)ata"t i" !il i# $eated p t! a te'pe%at%e a6!&e t$e la## t%a"#iti!" te'pe%at%e !)

t$e p!l('e% @T i# app%!i'atel( 1-09C :it$ !"#ta"t 'ii" It $a# 6ee" )!"d t$at

t$e i"itial di#pe%#i!" te'pe%at%e a6!&e t$e la## t%a"#iti!" te'pe%at%e !) t$e

et$(lelll!#e i# i'p!%ta"t t! a$ie&e !'plete di##!lti!" !) t$e et$(lelll!#e a"d a

#t%!" el A)te% a )e: 'i"te#. all t$e EC p!:de% $a# di##!l&ed a"d t$e #!lti!" i#

lea% a"d &e%( &i#!# @depe"di" !" t$e !"e"t%ati!" !) EC i" !il T$e #e)l

!"e"t%ati!" %a"e i# 6et:ee" 4? a"d ,0? @:+: EC i" !il. )!% ea'ple )%!' a6!t

4? t! a6!t 10?:+: EC :ill el !il 6( it#el) #ta6le el# a" 6e p%!ded t$at a%e

t%a"#le"t a"d #ti)). 6t t$e( a%e %ai"( a"d 6%ittle i" "at%e. #et &e%( )a#t. a"d $a&e a

%elati&el( $i$ elati!" te'pe%at%e. t(piall( a6!t 1101,09C. :$i$ i# "!t #ita6le )!%'a"( )!!d appliati!"# It $a# 6ee" )!"d t$at t$e additi!" !) t$e #%)ata"t p%!&ide#

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1, P054877WO

i'p!%ta"t ad&a"tae# i" t$e !'p!#iti!"# a"d 'et$!d# !) t$e i"&e"ti!" T$e #%)ata"t

d!e# "!t %ede t$e te'pe%at%e %e


13/31

1- P054877WO

Sita6l(. t$e !le!el# !'p%i#e )%!' a6!t 70? t! a6!t >5? !) !il# @i"ldi" a"(

)at#. )!% ea'ple a6!t 80? t! a6!t >0? !) !il#

T$e additi!" !) a #%)ata"t t! t$e p!l('e%!il 'it%e $a# 6ee" #$!:" t! %e#lt i" t$e

)!%'ati!" !) p!l('e% el# $a&i" de#i%a6le p%!pe%tie# Ea'ple# !) #%)ata"t

!'p!"e"t# i"lde. 6t a%e "!t li'ited t! P!l(!(et$(le"e #!%6ita" '!"!!leate @T:ee"

80. P!l(!(et$(le"e #!%6ita" '!"!#tea%ate @T:ee" *0. S!%6ita" '!"!!leate @SMO !%

Spa" 80. S!%6ita" '!"!#tea%ate@SMS !% Spa" *0. Gl(e%(l '!"!!leate @GMO.

Gl(e%(l '!"!#tea%ate @GMS Gl(e%(l '!"!pal'itate @GMP. P!l(l(e%(l e#te% !)

la%i aid p!l(l(e%(l p!l(la%ate @PGPL. P!l(l(e%(l e#te% !) #tea%i aid

p!l(l(e%(l p!l(#tea%ate @PGPS. P!l(l(e%(l e#te% !) !lei aid @PGPO P!l(l(e%(l

p!l(!leate @PGPO. a"d P!l(l(e%(l e#te% !) %ii"!lei aid @PGPR

T$e additi!" !) a !'pati6le #%)ata"t pla#tii;e# t$e p!l('e%. #l!:# d!:" t$e elati!"

p%!e## @i"%ea#e# t$e elati!" ti'e a"d i"de# t$e )!%'ati!" !) #ta6le. t%a"#le"t.

ela#ti. "!"6%ittle el# T$e #%)ata"t d!e# "!t l!:e% t$e te'pe%at%e t$at i# "eeded t!

di#pe%#e et$(lelll!#e i" !il i"itiall( @#ee 6el!:. 6t t$e #%)ata"t d!e# de%ea#e t$e

elati!" a"d 'elti" te'pe%at%e# !) t$e el a)te% it $a# )!%'ed Sita6l(. t$e elati!"

te'pe%at%e !) t$e el i# %eded t! a6!t 409C t! a6!t >09C. )!% ea'ple a6!t *09C

t! a6!t 809C. 6( t$e #%)ata"t T$e te%' Jelati!" te'pe%at%eK %e)e%# t! t$e

te'pe%at%e at :$i$ t$e !ilet$(lelll!#e#%)ata"t #!lti!" 6e!'e# #!lid !" !!li".

a# dete%'i"ed &i#all( 6( i"&e%#i!" Gelled !il# t$at #et a6!&e 1009C :!ld "!t 6e

p%atial )!% 'ii" :it$ 'elted $!!late. a# $eati" t$e $!!late t! #$ $i$

te'pe%at%e )!% i"l#i!" !) t$e p!l('e% #!lti!" :!ld de#t%!( !% #e&e%el( '!di)( t$e

"ati&e )!!d #t%t%e M!%e!&e%. a )a#t elati!" p%!e## :!ld 'ae it &e%( di))ilt )!%

t$e et$(lelll!#e t! 6e added t! )!!d p%!dt# t$e( :!ld #et i"t! a el t!! )a#t )!%

p%!pe% i"!%p!%ati!" a"d 'ii" A p%e)e%%ed #%)ata"t )!% #e i" )!!d# i# !"e t$at

de%ea#e# t$e elati!" te'pe%at%e a"d #l!:# d!:" t$e elati!" p%!e##

P%e)e%%ed #%)ata"t# :e%e dete%'i"ed t! 6e SMS. GMS. GMO. SMO a"d PGPL

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14 P054877WO

It :ill 6e appa%e"t )%!' t$e a6!&e t$at t$e #%)ata"t i# "!%'all( a "!"i!"i #%)ata"t

E#peiall( #t%!" el# a%e !6#e%&ed :$e" t$e #%)ata"t i# a" e#te% !) a #at%ated C10

C,4. #ita6l( C14C,0. )att( aid :it$ a p!l($(d%i al!$!l $a&i" t:!. t$%ee !% '!%e

$(d%!(l %!p# Sita6le #at%ated )att( aid# i"lde #tea%i @C18 a"d pal'iti @C1*

aid# Sita6l(. t$e p!l($(d%i al!$!l $a# at lea#t )!% $(d%!(l %!p#. #$ a# a #a%

al!$!l !% a p!l(l(e%!l A" e#peiall( #ita6le #%)ata"t !) t$i# t(pe i# SMS

T$e '!t$)eel !) SMS a"d SMO a%e #pe%i!% t! t$e !t$e% #%)ata"t#

S%)ata"t e#te%# !) "#at%ated )att( aid#. #$ a# GMO a"d SMO. a%e et%e'el( !!d

pla#tii;e%#. t! t$e p!i"t :$e%e t$e %edti!" i" elati!" a"d 'elti" te'pe%at%e a" 6e

t!! et%e'e. leadi" t! t$e )!%'ati!" !) a el :it$ de%ea#ed t$e%'al %e#i#ta"e T$i#

t%a"#late# i"t! a "eed t! $a&e a $i$e% p!l('e% !"e"t%ati!" i" t$e )i"al p%!dt PGPL

i# a &e%( !!d pla#tii;e%. 6t !&e%$eati" !) PGPL a" lead t! t$e $(d%!l(#i# !) la%i

aid. :$i$ $a# a &e%( "de#i%a6le ta#te Sita6l(. t$e #%)ata"t# #ed i" t$e p%e#e"t

i"&e"ti!" d! "!t !'p%i#e PEG !li&ate e#te%#. '!%e pa%tila%l( Oli&e' >00. 700 !% -00

T$e #ti))"e## !) t$e p!l('e% el i"%ea#e# :it$ a" i"%ea#i" a'!"t !) #%)ata"t @a

l!:e% p!l('e% t! #%)ata"t %ati! H!:e&e%. t$e%e i# a li'it t! $!: '$ #%)ata"t a"

6e added t! )!!d# T$e p%atial %a"e i# a 10D1 t! 1D1 :+: et$(lelll!#et!#%)ata"t

%ati! A %ati! !) )%!' a6!t 4D1 t! a6!t ,D1:+: )!% ea'ple -D1 :+: et$(lelll!#et!

#%)ata"t :a# )!"d t! 6e a !!d !'p%!'i#e 6et:ee" !6tai"i" !!d el #t%e"t$ a"d

'i"i'i;i" t$e a'!"t !) #%)ata"t added i" a )!!d p%!dt

Wit$!t :i#$i" t! 6e 6!"d 6( a"( t$e!%(. t$e #e#ted 'e$a"i#' !) t$e%'al el

)!%'ati!" a"d #%)ata"t i"te%ati!" i# #$!:" i" 2i%e 1 I" t$i# ea'ple SMS i# t$e

#%)ata"t It i# appa%e"t t! !"e #illed i" t$e a%t t$at t$e #a'e t(pe !) #$e'ati a" 6e

applied t! !t$e% #%)ata"t#

T$e '!lela% :ei$t !) t$e et$(lelll!#e p!l('e% pla(# a %!le i" t$e )!%'ati!" !) t$e

el It $a# 6ee" )!"d t$at EC :it$ &i#!#it( 4p )!%'# &e%( :ea el# e&e" at 10?

@:+: !"e"t%ati!"# EC :it$ &i#!#itie# 100p a"d -00p a%e et%e'el( $i$'!lela% :ei$t p!l('e% 'it%e# a"d a%e di))ilt t! di##!l&e a"d 'i. )!%' &e%(

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15 P054877WO

&i#!# #!l#. a"d #et * '!"!'e%# !) l!#e i"

EC,,p# T$# 1>*+-1 *. 'ea"i" t$at !"e '!lele !) SMS i# 6!"d t! e&e%( #it$

l!#e '!"!'e% i" t$e EC,,p# p!l('e% T$i# i# &e%( %ele&a"t #i"e p%!pe% el

)!%'ati!" depe"d# !" a 6ala"e 6et:ee" p!l('e%#!l&e"t a"d p!l('e%p!l('e%

i"te%ati!"# T!! $i$ a #!l6ilit( !) t$e p!l('e% i" t$e !il :ill p%elde el )!%'ati!"

p!" !!li" N!t e"!$ #!l6ili;ati!" :ill p%elde p%!pe% p!l('e% #:elli" a"d

ete"#i!" !) t$e $ai"# i" t$e #!l&e"t. :$i$ :ill t$e" i"te%at a"d )!%' "ti!" ;!"e#

p!" !!li". leadi" t! elati!" It appea%# t$at t$e #t%e"t$ !) 6i"di" i# a" i'p!%ta"t

)at!%. a# :ell a# p!l('e% !")!%'ati!"

T$e et$(lelll!#e !le!el# 'a( 6e added t! )at%eded $!!late !'p!#iti!"# t!

%eplae a )%ati!" !) t$e )at# p%e#e"t i" $!!late :it$ !il# i" !%de% t! e"$a"e t$e

$ealt$i"e## !) $!!late a"d+!% t! %ede t$e !#t !) $!!late a"d+!% t! i'p%!&e t$e $eat

%e#i#ta"e !) t$e $!!late. !% )!% !t$e% p%p!#e# T$i# i# %e)e%%ed t! a# t$e J)at

#6#titti!" 'et$!dK )!% p%!di" $!!late !'p!#iti!"# a!%di" t! t$e i"&e"ti!"

Sita6l(. )%!' a6!t 1? t! a6!t 100? 6( :ei$t !) t$e )at !"te"t !) t$e $!!late i#

%eplaed 6( t$e et$(lelll!#e !le!el. )!% ea'ple )%!' a6!t 50? t! a6!t >0? It

:ill 6e app%eiated t$at t$e !le!el 'a( it#el) !'p%i#e a 'it%e !) )at#. i"ldi" )at##$ a# !!a 6tte% !% PO t$at a%e !''!"l( )!"d i" $!!late

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1* P054877WO

T$e et$(lelll!#e !le!el# 'a( al#! 6e #ed t! )!%'late )at!"tai"i" )illi"# )!%

)illed $!!late# a"d $!!late!ated p%!dt# $a&i" )at!"tai"i" )illi"# T$e #e

!) t$e et$(lelll!#e !le!el# i" t$e#e )illi"# p%!&ide# t$e additi!"al ad&a"tae !)

%eded !il 'i%ati!" )%!' t$e )illi" t$%!$ t$e $!!late !ati" la(e% 2illi"# t$at

'a( 6e )!%'lated :it$ t$e et$(lelll!#e !le!el# i"lde :it$!t li'itati!" p%ali"e.

a"a$e. %ea' a"d '!##e )illi"# P%ali"e %e)e%# t! a )illi" !'p%i#i" %#$ed "t#.

#a% a"d !pti!"all( !t$e% i"%edie"t# #$ a# $!!late Ga"a$e %e)e%# t! #!)t )illi"#

6a#ed !" a 'it%e !'p%i#i" $!!late :it$ %ea'. 6tte% !% !t$e% )at#. )!% ea'ple

$!!late t%))le )illi"# C%ea' %e)e%# t! )illi"# $a&i" a )at+!il !"ti"!# p$a#e

M!##e %e)e%# t! )at6a#ed ae%ated )illi"# Sita6l(. t$e )illi"# i" t$e )illed $!!late#

!) t$e i"&e"ti!" !'p%i#e at lea#t a6!t 10? )at @a"d+!% !il. ie t!tal lipid !"te"t. )!%

ea'ple )%!' a6!t ,0? t! a6!t *0? )at I" all a#e#. a p!%ti!" !) t$e )at p%e#e"t i"

t$e )illi" i# a" et$(lelll!#e !le!el a# a6!&e 2!% ea'ple. t$e )illi"# 'a( !'p%i#e

)%!' a6!t 5? t! a6!t >0? :+: !) t$e !le!el. t(piall( )%!' a6!t 10? t! a6!t 50?

!) t$e !le!el Sita6l(. t$e )illi"# !'p%i#e )%!' a6!t 1:t? t! a6!t 15:t?. )!%

ea'ple )%!' a6!t ,:t? t! a6!t 10:t? !) et$(lelll!#e T$e )illi"# a%e !ated at

lea#t !&e% a pa%t !) t$ei% #%)ae. a"d p%e)e%a6l( a%e !'pletel( !ated. :it$ a la(e% !)

$!!late. :$i$ 'a( 6e a $!!late !"tai"i" et$(lelll!#e a!%di" t! t$e p%e#e"t

i"&e"ti!"

P%!ed%e 1

=e)!%'ati!" 'e$a"ial te#t# a%e a%%ied !t t! de'!"#t%ate t$e $eat %e#i#ta"e !)

$!!late A Sta6le Mi%!#(#te'# 'e$a"ial te#te% :a# #ed t! de)!%' piee# !)

$!!late !) app%!i'ate di'e"#i!"# -5177'' 3!t$ !"t%!l a"d $eat %e#i#ta"t

$!!late piee# 'a")at%ed a# de#%i6ed 6el!: :e%e i"6ated i" a" !&e" at 409C

@"le## !t$e%:i#e #tated )!% ,5 $!%# T$e piee# :e%e t$e"


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17 P054877WO

Re)e%e"e Ea'ple 1

A )at #6#titte i# p%epa%ed a# )!ll!:# Et$(lelll!#e ,,p !% 45p >?:+:

@ETHOCEL. =!: C$e'ial C! a"d -?:+: SMS i" a -0D70 :+: 'it%e !) )ll(

$(d%!e"ated #!(6ea" !il :it$ li


18/31

18 P054877WO

Re)e%e"e Ea'ple 4

A 5:t? et$(lelll!#e ,,p el !"tai"i" ,:t? l(e%!l '!"!#tea%ate @GMS i"

pal' e%"el !il @PO :a# p%epa%ed 6( di##!l&i" t$e !'p!"e"t# at 1-59C. )!ll!:ed

6( all!:i" t$e el t! #et at %!!' te'pe%at%e "di#t%6ed T$e %e#lti" el :a# #t%!"

a"d #$!:ed "! l!## !) )%ee !il !" #ta"di" at 559C )!% , $!%# T$e el #etti"

te'pe%at%e :a# dete%'i"ed t! 6e 509C. :$i$ 'ae# it #ita6le )!% additi!" t!

$!!late !'p!#iti!"# :it$!t ee##i&e $eati" !) t$e $!!late

Re)e%e"e Ea'ple 5

A el !) 7:t? et$(lelll!#e ,,p. -5? SMS i" #!(a !il :a# p%epa%ed a"d te#ted a#

de#%i6ed a6!&e i" Re)e%e"e Ea'ple , T$e &i#!ela#ti data a%e #$!:" i" 2i 4 It

a" 6e #ee" t$at t$e el #$!:# la##ial el 6e$a&i!% :it$ li"ea% #t%e##+#t%ai" 6e$a&i!%

p t! a 6%ead!:" #t%e## !) a6!t 1000Pa. a"d :it$ GG

Ea'ple 1

A $eat %e#i#ta"t $!!latelie !")eti!"e%( p%!dt :a# p%epa%ed a!%di" t! t$e

)!ll!:i" p%!e## Et$(lelll!#e ,,p !% 45p p!:de% a"d #!%6ita" '!"!#tea%ate :e%e

'ied :it$ $(d%!e"ated pal' e%"el !il at a %ati! !) )%!' a6!t -D1D1, t! a6!t -D1D,4.

p%e)e%a6l( a6!t 18D*D7* @:+:+: T$e 'it%e :a# t$e" $eated p !" a $!t plate t! a

te'pe%at%e a6!&e t$e la## t%a"#iti!" te'pe%at%e !) t$e et$(lelll!#e p!l('e%

@T1-09C :it$ !"#ta"t 'ii" T$e p!l('e% #!lti!" #$!ld 6e lea% A lea% #!lti!"

i# i"diati&e !) t$e p!l('e% 6ei" !'pletel( di##!l&ed i" t$e !il p$a#e @1409C T$e

'it%e :a# t$e" !!led t! 1009C a"d added t! )at%eded @18? )at. 75809C '!lte"

$!!late at a %ati! !) 1D5 @:+: p!l('e% #!lti!"D'!lte" $!!late T$e )i"al

!"e"t%ati!" !) EC i" $!!late :!ld 6e -? :+:. a"d !) SMS 1? :+: A)te%

!'plete 'ii". t$e $!!late #6#titte :a# t$e" p!%ed i"t! '!ld# a"d !!led i" a

59C !!li" t""el "de% !"&eti&e !!li" T$e )i"al $!!late :a# all!:ed t! #et

!&e%"i$t T$e "et da(. t$e $eat %e#i#ta"e !) t$e $!!late :a# te#ted 6( plai" i" a"

!&e" at 5,9C T$e $!!late did "!t 'elt a"d :a# )i%' a"d ellie t! t$e t!$ !) a

'etal #patla T$e !"t%!l $!!late. t! :$i$ !"l( $(d%!e"ated PO :a# added.

p%!e##ed i" t$e #a'e :a(. 'elted a"d )l!:ed !'pletel( p!" aitati!" !% t!$i"T$i# $eat %e#i#ta"e :!ld all!: di#t%i6ti!" i" t%!pial !"t%ie#. a"d :!ld al#! i'pa%t

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19/31

1> P054877WO

%e#ilie"e aai"#t te'pe%at%e a6#e d%i" t$e #''e% '!"t$# i" t$e "!%t$e%" a"d

#!t$e%" $e'i#p$e%e#

Ea'ple ,

A $eat %e#i#ta"t $!!late i# p%!&ided 6( t$e #!l&e"t #6#titti!" 'et$!d a# )!ll!:#

ETHOCEL 45p a"d 100p :e%e di##!l&ed :it$ !"#ta"t #ti%%i" i" >5100? et$a"!l at

a !"e"t%ati!" !) ,0? @:+: at %!!' te'pe%at%e C!'p!"d 'il $!!late

@p%$a#ed )%!' 3l 3a%". i"%edie"t#D #a%. $(d%!e"ated pal' e%"el !il. !!a.

'il i"%edie"t#. #!( leit$i". "at%al )la&!% !% 'il $!!late @p%$a#ed )%!' 3l

3a%". i"%edie"t#D #a%. 'il i"%edie"t#. !!a 6tte%. "#:eete"ed $!!late. #!(

leit$i". a%ti)iial )la&!% :a# $eated t! 509C "til !'pletel( '!lte" T$i# 'elt :a#

'ied :it$ t$e et$(lelll!#e al!$!l #t! #!lti!" at a %ati! !) >0D10 :+:

@$!!lateDEC #t! a"d 'ied t$!%!$l( T$e 'i #!'eti'e# i"itiall( #ti))e"ed a"d

appea%ed Jd%(K. 6t :it$ !"ti"!# 'ii". it 6ea'e l!##( a"d #'!!t$ aai" T$e

)i"al !'p!#iti!" !) t$e $!!late :a# >0? @:+: !'p!"d $!!late. 8? @:+:

al!$!l a"d ,? @:+: et$(lelll!#e T$i# $!!late p%epa%ati!" :a# #!)te% t$a" !"t%!l

'il $!!late a"d did "!t $a&e a"( $eat %e#i#ta"e T$e al!$!l :a# t$e" %e'!&ed 6(

plai" t$e $!!late piee# i" a &a' !&e" @509C. 10Pa )!% 5 $!%#. !% le)t

:%apped i" al'i"' )!il at -09C )!% 7> da(# All al!$!l :a# t$# %e'!&ed 6( eit$e%

!) t$e#e t%eat'e"t# T$e $!!late :a# t$e" te#ted )!% $eat %e#i#ta"e a"d )!"d t!

%e'ai" )i%' at 559C %elati&e t! !"t%!l M!%e!&e%. t$e #%)ae :a# "!"#ti( a# :ell

T$#. t$e et$(lelll!#e @45p !% l00p $ad 6ee" #e##)ll( t%a"#)e%%ed )%!' t$e

al!$!l t! t$e $!!late )at 'at%i a"d i'pa%ted $eat %e#i#ta"e. :it$!t t$e "eed )!% a"

ee##i&e $eat t%eat'e"t

Re)e%%i" t! P%!ed%e 1 a6!&e. t$e !"t%!l $!!late at ,19C di#pla(ed a ,'' (ield

)!%e !) 14700. :$ile t$e #a'e !"t%!l at 409C $ad a (ield )!%e !) 188 O" t$e !t$e%

$a"d. $!!late# at 409C. 509C a"d 8*9C p%epa%ed 6( !% #!l&e"t #6#titti!" 'et$!d

$ad a (ield )!%e !) ,080 @409C. 85> @509C a"d *1- @8*9C. %e#peti&el( E&e" at

t$e#e $i$ te'pe%at%e#. all t$e#e $eat %e#i#ta"t $!!late# :e%e


20/31

,0 P054877WO

W$ile 6!t$ EC p%epa%ati!"# a" 6e #ed i" t$e p%epa%ati!" !) t$e $!!late p%!dt. t$e

100p al!$!l #!lti!" :a# '!%e &i#!# t$a" t$e 45p #!lti!" a"d t$# '!%e di))ilt

t! :!% :it$ T$e $eat %e#i#ta"e i'pa%ted 6( EC100p :a# !"l( 'a%i"all( %eate% t$a"

t$at !) 45p T$#. i" te%'# !) ea#e !) $a"dli". 45p i# a p%e)e%%ed p!l('e% )!% t$i#

appliati!"

Ea'ple -

A $eat%e#i#ta"t $!!late :a# p%epa%ed 6( t$e )at #6#titti!" 'et$!d a# )!ll!:#

2i%#t t$e el. !"#i#ti" !) EC. SMS a"d pal' e%"el !il @PO :a# 'ade T$e

i"%edie"t# :e%e $eated t! 1459C :it$ #ti%%i" "til t$e 'i :a# !'pletel( lea% T$e

el :a# t$e" le)t t! #et a"d )!% t$e )at t! %(#talli;e "di#t%6ed at %!!' te'pe%at%e

W$e" t$e el :a# "eeded )!% $!!late 'a")at%e it :a# %e'elted a"d #ti%%ed T$e

'elti" te'pe%at%e :a# )!"d t! depe"d !" t$e )!%'la !) t$e el 2!% a el !"tai"i"

10*? Et$!el 10p a"d -18? SMS. t$e el :a# $eated t! *89C a"d appea%ed a# a

t$i. 6t )l!:a6le 'a##

T$e #e!"d #tep :a# p%epa%ati!" !) t$e d%( i"%edie"t# P!:de%ed #a% :a# 'ade :it$

%e)i"ed %a"lated #a% #i" eit$e% a 6all 'ill !% a 6le"de% P!:de%ed #a%. !!a

p!:de% @S!6e(# C!'pli'e"t# 6%a"d. leit$i" a"d PGPR @i) #ed :e%e !'6i"ed T$e

!!a p!:de% :a# a##'ed t! !"tai" ,0? )at a# t$at :a# t$e i"diated &ale !" t$e

"t%iti!" )at# T$e d%( i"%edie"t# :e%e 'ied i" a $eated H!6a%t 'ie% !" #peed 1 "til

$!'!e"e!# T$e 'ie% :a# atta$ed t! a :ate% 6at$ #et at 759C @te'pe%at%e

di))e%e"e 6et:ee" t$e 'ie% a"d :ate% 6at$ :a# #all( a%!"d 109C

2i"all( t$e :a%'. li


21/31

,1 P054877WO

T$e )at #6#titti!" p%!ed%e !) Ea'ple - :a# %epeated :it$ t$e )!ll!:i" )!%'lati!"

i" pa%t# 6( :ei$tD

Ethocel 10cP 1.50

Sugar (powdered) 15.00Cocoa Powder (20%Fat) 7.51

PKO 7.27

Lecth! 0.1"

P#P$ 0.0

T$e %e#lti" $!!late e$i6ited a ,'' (ield #t%e## !) 407) at 40FC. i"diati&e !) !!d

$eat %e#i#ta"e

Ea'ple 5

T$e e))et !) &a%(i" t$e a'!"t a"d t$e &i#!#it( !) et$(lelll!#e i" t$e #!l&e"t

#6#titted $!!late p%!dt# !) t$e i"&e"ti!" :a# i"&e#tiated a# )!ll!:#

C$!!late# :e%e p%epa%ed #i" t$e #!l&e"t #6#titti!" 'et$!d S!lti!"# !) ,0? EC

45P. ,0? EC ,,P. a"d ,5? EC ,,P i" EtOH :e%e 'ade T$e#e #!lti!"# :e%e t$e"

added t! !'p!"d 'il $!!late )%!' 3l 3a%" Re#lt# )%!' ,'' de)!%'ati!"

te#t# at 409C a%e #$!:" i" 2i , At e*5 a"d

,>5085) %e#peti&el( H!:e&e%. $!!late# $a%de"ed at %!!' te'pe%at%e :e%e

e"e%all( '!%e di))ilt t! de'!ld t$a" t$!#e $a%de"ed i" t$e )%ide

Ea'ple *

T$e e))et !) &a%(i" t$e !'p!"d $!!late !'p!#iti!" a"d t$e #!%e !)

et$(lelll!#e :a# #tdied 6( pe%)!%'i" !'pa%i#!" te#t# #i'ila% t! t$!#e !) Ea'ple 4

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,, P054877WO

!" a #e!"d !'p!"d 'il $!!late #ta%ti" 'ate%ial @3a%%( Calle6at a"d !" a da%

!'p!"d $!!late @3a%%( Calle6at

T$e #!l&e"t #6#titti!" 'et$!d :a# #ed t! p%!de $eat %e#i#ta"t $!!late :it$ 3a%%(

Calle6at !'p!"d 'il a"d da% $!!late# Spei)iall(. Mil S"ap# a"d =a% S:eet

S"ap# :e%e #ed Heat %e#i#ta"t 'il $!!late :a# ea#il( p%!ded H!:e&e%. da%

!'p!"d $!!late p%!&ed di))ilt t! #e i" t$e p%!dti!" !) #))iie"tl( $eat

%e#i#ta"t. (et '!lda6le $!!late a%i!# &i#!#itie# !) p!l('e% di##!l&ed at ,0?

:t+:t le&el# i" et$a"!l :e%e i"!%p!%ated i"t! t$e $!!late Re#lt# a%e depited i"

2i%e -A)!% 'il $!!late a"d 2i%e -3 )!% da% $!!late EC :it$ &i#!#itie# 4P

a"d 45P :e%e )%!' T$e =!: C$e'ial C!'pa"( :$e%ea# EC 10P a"d ,,P :e%e

)%!' Si'aAld%i$ C! I" all a#e#. t$e%e i# a 'a%ed i"%ea#e i" $eat %e#i#ta"e !) t$e

$!!late at 40FC a# t$e et$(lelll!#e !"te"t i# i"%ea#ed t!:a%d# ,?:+: Alt$!$

t$e%e a%e di))e%e"e# i" $eat %e#i#ta"e !) $!!late# 'ade :it$ di))e%e"t EC &i#!#itie#.

t$e 'ai" t%e"d #ee'# t! 6e t$at Si'aAld%i$ C! EC te"d# t! p%!&ide '!%e $eat

%e#i#ta"e t! t$e $!!late t$a" EC )%!' T$e =!: C$e'ial C!'pa"(

Ea'ple 7

T$e a6!&e ea'ple# a%e 6a#ed !" !'p!"d $!!late !'p!#iti!"# I" additi!". %eal

$!!late !'p!#iti!"# a!%di" t! t$e i"&e"ti!" :e%e p%epa%ed a# )!ll!:#

Ta6le t!p. #eed. a"d di%et 'et$!d# !) te'pe%i" :e%e t%ied )!% 'il. :$ite. a"d da%

$!!late Seed $!!late :a# p%!ded )!% #e i" a Re&!lati!" , C$!!late Te'pe%i"

Ma$i"e @C$!!i#i!". P!$eep#ie. NY #i" t$e ta6le t!p te'pe%i" 'et$!d T$e

ta6le t!p 'et$!d #ta%ted 6( 'elti" $!!late #l!:l( i" a 'i%!:a&e "til a te'pe%at%e

a%!"d 409C :a# attai"ed App%!i'atel( !"e t$i%d !) t$e 'elted $!!late :a# p!%ed

!"t! a !!l. t$i. 'etal ta6le T$e $!!late :a# t$e" #p%ead !t t$e" )!lded 6a i"t! a

'!"d T$i# :a# %epeated "til #!'e !) t$e $!!late appea%ed li$te%. t$ie%. a"d le##

#$i"( T$i# $!!late :a# added 6a t! t$e %e#t !) t$e $!!late a"d #ti%%ed T$e

#p%eadi". )!ldi" a"d %ei"!%p!%ati!" #tep# :e%e %epeated "til t$e $!!late %ea$ed a

te'pe%at%e !) ,8,>9C I) t$e $!!late 6ea'e t!! !!l t$e" it :a# :a%'ed t! it#

:!%i" te'pe%at%e @-19C. -09C. a"d ,89C )!% da%. 'il a"d :$ite $!!late%e#peti&el( T! e"#%e t$e $!!late :a# i" te'pe%. t$e tip !) a #'all #patla :a#

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23/31

,- P054877WO

dipped i" t$e $!!late a"d le)t )!% a )e: 'i"te# at %!!' te'pe%at%e Te'pe% :a#

a$ie&ed i) a)te% a )e: 'i"te# t$e $!!late :a# $a%d. l!##(. #'!!t$. a"d laed

#t%ea# T$e p%!pe%l( te'pe%ed $!!late :a# t$e" '!lded a"d plaed i" t$e )%ide )!%

15,0'i" A $ee#e %ate% :it$ )i"e %ati" #l!t# :a# #ed t! #$a&e t$e $!!late i"t!

#'all #eed# T$e #eed $!!late :a# t$e" #t!%ed a"d #ed a# "eeded :it$ t$e te'pe%i"

'a$i"e

T! te'pe% $!!late #i" t$e Re&!lati!" , $!!late :a# added t! t$e a##e'6led

'a$i"e. 'elted a"d 6%!$t t! -449C T$i# te'pe%at%e :a# $!#e" 6ea#e it :a# t$e

l!:e#t te'pe%at%e t$e 'a$i"e :!ld aept )!% t$e 'elti" #tae !) te'pe%i" a"d

:!ld #a&e ti'e d%i" t$e !!li" p%!e## H!:e&e%. i) t$e $!!late piee# #ed

#$!:ed #i"# !) 6l!!' $i$e% te'pe%at%e# a%!"d 409C :e%e #ed t! e"#%e all %(#tal

'e'!%( :a# e%a#ed O"e 'elted. t$e $!!late :a# !!led t! t$e :!%i" te'pe%at%e

'e"ti!"ed p%e&i!#l( =%i" !!li". #eed $!!late :a# #l!:l( added t! t$e 'elted

$!!late T$e a'!"t !) #eed added :a# app%!i'atel( -*? 6( :ei$t !) t$e t!tal

:ei$t !) $!!late A pla#ti #patla :a# #ed t! e"$a"e 'ii" d%i" t$i# #tae

W$e" t$e :!%i" te'pe%at%e :a# a$ie&ed t$e $!!late :a# $eed a# a6!&e t!

'ae e%tai" it :a# i" te'pe%

ETHOCEL ,,p i" 6!t$ ,0 a"d ,5? :t+:t i" EtOH #!lti!"# :e%e i"!%p!%ated i"t!

3a%%( Calle6at te'pe%ed Tl#a =a%. e"!#$a Mil. a"d Ulti'ate W$ite $!!late at

&a%i!# !"e"t%ati!"# T$e EC 'i :a# added a6!t 10 'i" a)te% t$e te'pe%i" p%!e##

:a# !'pleted !"e !!d te'pe% :a# !")i%'ed A# p%e&i!#l( !6#e%&ed. #a'ple# 'ade

:it$ EC )%!' ,0? i" EtOH #!lti!"# #$!:ed %eate% $eat %e#i#ta"e t$a" #a'ple# 'ade

:it$ EC )%!' ,5? i" EtOH #!lti!"#

It :a# )!"d t$at :$ite $!!late %e


24/31

,4 P054877WO

Ta6le 1

Chocolate

Type

% EC

22cp

% CB Added to

Chocolate

% PGPR

in System

Force at 2mm

DisplacementMouldaility

Mil 155 ,,44>0 G!!d

W$ite 155 **0 1,>708 G!!d

W$ite 1*0 -10 14*--8 G!!d

W$ite 1*0 1*0 1*5*8- G!!d

=a% 1>0 1>0 10,70- G!!d

=a% 1>0 0>0 1,->4- G!!d

=a% 1>0 0>0 1-7*0- G!!d=a% ,05 050 ,47*>5 O @#et# )a#t

=a% 1>5 050 1445>- O @#et# )a#t

=a% 1>5 050 1>0718 O

S!'e !) t$e $!!late !'p!#iti!"# e$i6ited #:i%l# !% !t$e% "!""i)!%' #%)ae

appea%a"e T$i# :a# )!"d e#peiall( )!% da% $!!late !'p!#iti!"# It :a#

dete%'i"ed t$at t$e $eat %e#i#ta"t da% $!!late :it$ 6e#t appea%a"e :a# p%!ded

:$e" "! $eat :a# added d%i" i"!%p!%ati!" !) EC. t$e 'i :a# #ti%%ed )!% *0#. t$e)illed '!ld# :e%e plaed i" t$e )%ide @59C )!% 15 'i" a"d t$e" $eld i" t$e '!ld at

,09C )!% 45'i" !% '!%e T$i# $!!late !"tai"ed 1>5? EC ,,P )%!' a ,0? EC i"

EtOH 'i a"d $ad "! added !!a 6tte% !% PGPR

Ea'ple 8

A %ealt(pe $!!late !'p!#iti!" :a# 'ade 6( t$e )at #6#titti!" 'et$!d. a!%di" t!

t$e )!ll!:i" %eipe i" pa%t# 6( :ei$tD

Ethocel 10cp 1.5

S&S 0.5

Sugar (powdered) 25.02Cocoa Powder (20%Fat) 10."2

Cocoa 'utter 12.12

Lecth! 0.27

T$e )at p$a#e !) a !!a 6tte% $!!late :a# 'ade i"t! a" !%a"!el 6( 'ii"

et$(lelll!#e @EC 10P a"d #!%6ita" '!"!#tea%ate @SMS :it$ !!a 6tte% T$e 'i

:a# $eated :it$ #ti%%i" "til t$e #!lid# di##!l&ed at Q1509C T$e 'i :a# le)t t! #et at

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25/31

,5 P054877WO

%!!' te'pe%at%e @,59C A)te% $a&i" #et. t$e el :a# $eated 6( plai" i" a :ate% 6at$

at 459C W$ile t$e el :a# 6ei" $eated. !!a p!:de%. #a% a"d leit$i" :e%e added t!

a H!6a%t 'ie% a"d 'ied at #peed 1 T$e 'ii" 6!:l :a# $eated 6( a" atta$ed

i%lati" :ate% 6at$ #et at ,>9C O"e 'elted. !"e t$i%d !) t$e !!a 6tte% el :a#

t%a"#)e%%ed t! a !!l. t$i. 'etal ta6le )!% te'pe%i" T$e el :a# #p%ead t$i"l( !" t$e

ta6le a"d t$e" )!lded 6a i"t! a '!"d T$i# :a# %epeated "til t$e el %ea$ed a

te'pe%at%e a%!"d ,89C T$e el :a# t$e" added 6a t! t$e %e#t !) t$e el a"d #ti%%ed

T$e #p%eadi". )!ldi" a"d %ei"!%p!%ati!" #tep# :e%e %epeated "til t$e :$!le 6at$ !)

el %ea$ed a te'pe%at%e !) ,8,>9C T$e el :a# t$e" added t! t$e 'ii" 6!:l T$e

i"%edie"t# :e%e 6le"ded i" t$e 'ie% at #peed 1 "til t$e p!:de%# appea%ed :etted :it$

t$e !il T$e 'ie% :a# t$e" t%"ed t! #peed , T$e 'i :a# all!:ed t! 6le"d "til it

l!!ed $!'!e"e!# a"d )!%'ed a #i"le 6all !) d!$lie $!!late @a6!t 15 'i"

T$e $!!late :a# '!lded a"d t$e" $a%de"ed i" a %e)%ie%at!% @59C )!% ,0 'i" T$e

$!!late# :e%e t$e" te#ted )!% $eat %e#i#ta"e at 409C T$e (ield )!%e at ,''

di#plae'e"t :a# )!"d t! 6e 108). :$i$ i# !"#ide%a6l( $i$e% t$a" )!% a p%e !!a

6tte% %eal $!!late. #i"e p%e !!a 6tte% 'elt# 6el!: 409C

Ea'ple >

T$e 'et$!d !) Ea'ple - :a# %epeated t! 'ae a #e%ie# !) $!!late !'p!#iti!"# i"

:$i$ a )%ati!" !) t$e PO $a# 6ee" %eplaed 6( 10?. ,0? a"d -0? 6( :ei$t. 6a#ed

!" t$e :ei$t !) t$e PO. !) )la#eed !il @%e)e%e"e ea'ple# !% et$(lelll!#eelled

)la#eed !il+PO 6le"d#. a# )!ll!:# @)!%'lati!"# i" :ei$t ?D

Ta6le ,

C!"t%!l 10? Oil 10? Ole!el#a% 5001 50 5001

C!!a @,0? )at ,501 ,501 ,45-

PO ,44> ,155 ,1*4

2la#eed Oil ,>5 ,>5

Leit$i" 051 051 051

Et$!el 10p 0-

SMS 00>

,0? Oil ,0? Ole!el -0? Oil -0? Ole!el

#a% 5001 5001 5001 5001

C!!a @,0? )at ,501 ,404 ,5 ,-5*

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26/31

,* P054877WO

PO 185> 1878 15*5 15>-

2la#eed Oil 5> 5>1 885 885

Leit$i" 051 051 051 051

Et$!el 10p 05> 08>

SMS 018 0,7

Mea#%e'e"t# !) (ield #t%e## !) t$e %e#lti" $!!late !'p!#iti!"# #$!:ed a" i"%ea#e

i" t$e 'ea#%ed (ield #t%e## at ,'' di#plae'e"t )!% t$e !'p!#iti!"# 'ade :it$

!le!el# %elati&e t! t$!#e 'ade :it$ e


27/31

,7 P054877WO

I" !%de% t! !'pa%e !il 'i%ati!" %ate#. )ilte% pape%# :e%e :ei$ed a"d !"e %ea' p

:a# :ei$ed a"d plaed !" t$e e"t%e !) t$e pape% C%ea' #a'ple# :e%e t$e" plaed i"

a" i"6at!% at eit$e% ,0 !% ,59C T$e p# :e%e pe%i!diall( %e'!&ed a"d t$e :ei$t

!) t$e pape% %e!%ded t! '!"it!% t$e a'!"t !) !il leaed T$e %ea' )illi"# :e%e

)!%'lated a# )!ll!:#D

Ta6le -

!"#S# Gel!

Sample Reipe Atal

IHPO ,0 ,0

HOSO ,7* ,7*

EC 18 18

SMS 0* 0*

!"#S# #il!Control IHPO ,0 ,0

HOSO -0 -0

!Canola Gel!

Sample

IHPO ,0 ,0

Ca"!la Oil ,7* ,7*1

EC 18 18

SMS 0* 0*

!Canola #il!

Control

IHPO ,0 ,0

Ca"!la Oil -0 -001

T$e %e#lt# !) t$e !il 'i%ati!" #td( at ,0FC a%e #$!:" i" 2i 5 It a" 6e #ee" t$at t$e

%ea'# )!%'lated :it$ t$e !le!el# e$i6it 'i"i'al !il 'i%ati!" i"t! t$e )ilte% pape%

!'pa%ed t! t$e %ea'# )!%'lated :it$ t$e !il# T$i# i# a lea% i"diati!" t$at

$!!late# )illed :it$ t$e !le!el )!%'lati!"# :ill e$i6it le## !il 'i%ati!" p%!6le'#

T$e p%e#e"t i"&e"ti!" p%!&ide# "!&el 'et$!d# !) p%epa%i" $!!late !'p!#iti!"# a"d

)illed $!!late# T$e 'et$!d# a" 6e #ed i" a &a%iet( !) appliati!"# #$ a# t!

i"%ea#e $eat %e#i#ta"e !) $!!late. t! i"!%p!%ate a :ide %a"e !il# i" $!!late.

a"d+!% t! %ede !il 'i%ati!" i" )illed $!!late#

T$e a6!&e e'6!di'e"t# $a&e 6ee" de#%i6ed 6( :a( !) ea'ple !"l( Ma"( !t$e%

e'6!di'e"t# )alli" :it$i" t$e #!pe !) t$e a!'pa"(i" lai'# :ill 6e appa%e"t t!

t$e #illed %eade%

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CLAIMS

1 A $eat %e#i#ta"t $!!late !"tai"i" et$(lelll!#e

, A $!!late !'p!#iti!" a!%di" t! lai' 1. !"tai"i" )%!' 1:t? t! a6!t

-:t? !) et$(lelll!#e

- A $!!late !'p!#iti!" a!%di" t! lai' 1. $a&i" a (ield #t%e## at 40FC

%eate% t$a" a6!t -00)

4 A $!!late !'p!#iti!" !'p%i#i" a" et$(lelll!#e !le!el

5 A )illed $!!late p%!dt $a&i" a $!!late !ati" a"d a )illi". :$e%ei" t$e

)illi" !'p%i#e# a" et$(lelll!#e !le!el

* A $!!late !'p!#iti!" a!%di" t! lai' 4 !% 5 :$e%ei" t$e !il !'p!"e"t !)

#aid !le!el i# #eleted )%!' t$e %!p !"#i#ti" !) S!(6ea" !il. Ca"!la !il. C!%" !il.

S")l!:e% !il. Sa))l!:e% !il. 2la#eed !il. Al'!"d !il. Pea"t !il. 2i#$ !il. Alal !il.

Pal' !il. Pal' #tea%i". Pal' !lei". Pal' e%"el !il. Hi$ !lei

#!(6ea"+a"!la+#")l!:e%+#a))l!:e% !il#. H(d%!e"ated pal' e%"el !il. H(d%!e"ated

pal' #tea%i". 2ll( $(d%!e"ated #!(6ea"+a"!la+!tt!"#eed !il#. Hi$ #tea%i #")l!:e%

!il. e";('atiall( a"d $e'iall( i"te%e#te%i)ied !il#. 6tte%!il. !!a 6tte%. a&!ad! !il.

al'!"d !il. !!"t !il. a"d !tt!"#eed !il

7 A $!!late !'p!#iti!" a!%di" t! lai' * :$e%ei" t$e !il i# pal' e%"el !il

!% !!a 6tte% !% a 'it%e t$e%e!)

8 A $!!late !'p!#iti!" a!%di" t! a"( p%eedi" lai'. :$e%ei" t$e !le!el

)%t$e% !'p%i#e# a #%)ata"t

> A $!!late !'p!#iti!" a!%di" t! lai' 8 :$e%ei" t$e #%)ata"t i# #eleted

)%!' t$e %!p !"#i#ti" !) P!l(!(et$(le"e #!%6ita" '!"!!leate @T:ee" 80.P!l(!(et$(le"e #!%6ita" '!"!#tea%ate @T:ee" *0. S!%6ita" '!"!!leate @SMO !% Spa"

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80. S!%6ita" '!"!#tea%ate @SMS !% Spa" *0. Gl(e%(l '!"!!leate @GMO. Gl(e%(l

'!"!#tea%ate @GMS. Gl(e%(l '!"!pal'itate @GMP. P!l(l(e%(l e#te% !) la%i aid

p!l(l(e%(l p!l(la%ate @PGPL. P!l(l(e%(l e#te% !) #tea%i aid p!l(l(e%(l

p!l(#tea%ate @PGPS. P!l(l(e%(l e#te% !) !lei aid @PGPO P!l(l(e%(l p!l(!leate

@PGPO. a"d P!l(l(e%(l e#te% !) %ii"!lei aid @PGPR P!l(l(e%(l p!l(%ii"!leate

@PGPR

10 A $!!late !'p!#iti!" a!%di" t! lai' > :$e%ei" t$e #%)ata"t i# #eleted

)%!' t$e %!p !"#i#ti" !) SMS. GMS. SMO. GMO a"d PGPL

11 A $!!late !'p!#iti!" a!%di" t! lai' 10 :$e%ei" t$e #%)ata"t i# SMS

1, A $!!late !'p!#iti!" a!%di" t! lai' 8. :$e%ei" t$e #%)ata"t i# a" e#te%

!) a #at%ated C1,C,4 )att( aid :it$ a p!l($(d%i al!$!l $a&i" )!% !% '!%e

$(d%!(l %!p#

1- A $!!late !'p!#iti!" a!%di" t! lai' 8. :$e%ei" t$e et$(lelll!#et!

#%)ata"t %ati! i" t$e elled !il i# )%!' 10D1 t! 1D1 :+:

14 A 'et$!d !) p%epa%i" a $!!late !'p!#iti!". #aid 'et$!d !'p%i#i"D

a p%epa%i" a 'it%e !) )!!d%ade et$(lelll!#e i" a" edi6le !il

6 addi" a #%)ata"t t! t$e et$(lelll!#e a"d !il 'it%e

$eati" t$e et$(lelll!#e+!il+#%)ata"t 'it%e t! a te'pe%at%e a6!&e t$e la##

t%a"#iti!" te'pe%at%e !) t$e et$(lelll!#e :it$ 'ii" t! )!%' a" !le!el #t!.

)!ll!:ed 6(

d addi" t$i# #t! t! a %eded )at $!!late !'p!#iti!"

15 A 'et$!d a!%di" t! lai' 14. #aid 'et$!d !'p%i#i" t$e #tep# !)D

a p%epa%i" a 'it%e !) et$(lelll!#e. #!%6ita" '!"!#tea%ate @SMS a"d a" !il at a

%ati! !) a6!t 18D*D7* :+:+:.

6 $eati" t$e 'it%e t! a te'pe%at%e a6!&e t$e la## t%a"#iti!" te'pe%at%e !) t$e

et$(lelll!#e p!l('e% :$ile 'ii". a"d

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addi" t$i# #t! t! a %eded )at li


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A3STRACT

CHOCOLATE COMPOSITIONS CONTAINING ETHYLCELLULOSE

A $eat %e#i#ta"t $!!late !"tai"i" et$(lelll!#e T$e et$(lelll!#e i# i"t%!ded

i"t! t$e $!!late a# a #!lti!" i" !il !% i" a "!"a

Nj10546 - p054877wo Pct as Filed

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