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New Approaches to Understand Constraint Effects on the
Onset of Upper Shelf Temperature in a Reactor
Pressure Vessel Steel
A thesis submitted to the University of Manchester for the degree of Master of
Philosophy in the Faculty of Engineering and Physical Sciences
2013
Tony K Pramanik
Supervisor: Professor Andrew Sherry
Faculty of Engineering and Physical Science
School of Materials
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
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Table of Contents
Abstract .......................................................................................................................... 4
Declaration ..................................................................................................................... 5
Copyright Statement ..................................................................................................... 6
Acknowledgments......................................................................................................... 7
1.0 Introduction and Aims of Research ................................................................... 8
2.0 RPV Microstructure and Fracture mechanisms .............................................. 10
2.1 RPV Microstructure .......................................................................................... 10
2.2 Fracture Mechanisms ....................................................................................... 14
2.2.1 Lower shelf and lower transition behaviour- Cleavage Fracture ................ 15
2.2.2 Upper transition and upper shelf behaviour- Ductile tearing ...................... 16
2.2.3 The interaction between the mechanisms ................................................. 17
2.3 Knowledge Gaps .............................................................................................. 18
3.0 Fracture Mechanics ........................................................................................... 19
3.1 Background to Fracture Mechanics .................................................................. 19
3.1.1 Linear Elastic Fracture Mechanics ............................................................. 22
3.1.2 Elastic Plastic Fracture Mechanics ............................................................ 24
3.2 Constraint effects ............................................................................................. 27
3.2.1 T- Stress .................................................................................................... 27
3.2.2 Q-Parameter .............................................................................................. 28
3.2.3 Anderson and Dodds approach ................................................................. 29
3.3 Structural Integrity Assessment ........................................................................ 30
3.3.1 Master Curve Methodology ........................................................................ 30
3.3.2 Relationship between T0 and T-stress ....................................................... 34
3.3.3 J-R Curve Methodology ............................................................................. 36
3.3.4 Onset of Upper Shelf Temperature ............................................................ 37
3.3.5 Effect of constraint ..................................................................................... 38
3.4 Knowledge Gaps .............................................................................................. 39
4.0 Experimental Method ........................................................................................ 40
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4.1 Master Curve .................................................................................................... 40
4.2 Materials Characterisation................................................................................ 40
4.2.1 Metallography ............................................................................................ 40
4.2.2 Transmission Electron Microscopy (TEM) ................................................. 40
4.3 Finite Element Analysis (FEA) .......................................................................... 41
4.3.1 Preliminary investigation of crack interaction for double crack specimens 41
4.3.2 Sensitivity analysis of testing specimens with different pre-crack lengths . 44
5.0 Results and Discussion .................................................................................... 48
5.1 Master Curve analysis ...................................................................................... 48
5.1.1 Analysis at T= -154oC ................................................................................ 50
5.1.2 Analysis at T= -110oC ................................................................................ 52
5.1.3 Analysis at T= -91oC .................................................................................. 52
5.1.4 Analysis at T= -60oC .................................................................................. 54
5.1.5 Analysis at T= -40oC .................................................................................. 56
5.1.6 Analysis at T= -20oC .................................................................................. 57
5.1.7 Analysis at T= -10oC .................................................................................. 59
5.1.8 Analysis at T= 0oC ..................................................................................... 60
5.1.9 Analysis at T= +20oC ................................................................................. 61
5.1.10 Interim Conclusions ................................................................................... 63
5.2 Materials Characterisation................................................................................ 64
5.2.1 Optical Microscopy .................................................................................... 64
5.2.2 Scanning Electron Microscopy .................................................................. 66
5.2.3 Transmission Electron Microscopy ............................................................ 67
5.2.4 Interim Conclusions ................................................................................... 67
5.3 Finite Element Analysis .................................................................................... 68
5.3.1 Preliminary investigation of crack interaction for double crack specimens 68
5.3.2 Sensitivity analysis of testing specimens with different pre-crack lengths . 80
5.3.3 Interim Conclusions ................................................................................. 108
6.0 Summary and Conclusions ............................................................................ 110
7.0 References ....................................................................................................... 112
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Abstract The Reactor Pressure Vessel (RPV) is a critical pressure boundary component
in a nuclear power facility and is made of ferritic steel, which exhibits a change in its
failure mechanism of from brittle cleavage to ductile fracture with increasing
temperature. The RPV is designed to operate at temperatures where the material is
ductile under normal operating conditions and this is achieved by ensuring that when
stressed, the RPV temperature is above the Onset of Upper Shelf Temperature
(OUST). The OUST is defined as that temperature where the steel has a combined 5%
probability of cleavage and a 50% probability of ductile fracture, measured using high
constraint fracture toughness specimens. However, the OUST will reduce for defects
that have a lower level of crack-tip constraint, e.g. shallow cracks that exhibit reduced
levels of stress triaxiality. It is therefore important to develop new understanding of
constraint effects on the OUST for RPV steels.
This thesis is aimed at developing a new methodology with which to assess the
combined influence of constraint, microstructure and fracture mechanism on the
fracture toughness of RPV steels at temperatures near the OUST. A Master Curve
statistical analysis, and associated metallography, of the so-called Euro RPV material
was performed. Subsequently, a stress contour-based approach for studying constraint
effects on fracture was assessed and used within 3D design analyses of deep and
shallow-cracked fracture mechanics specimens loaded in four-point bending: (a) a
single specimen containing two offset cracks, (b) two single crack specimens loaded in
series (i.e. one on top of the other), and (c) two single crack specimens loaded in
parallel (i.e. side by side). The stress contour-based approach was shown to be a valid
approach for assessing constraint effects. The single specimen containing offset
cracks was shown to be the most favourable experimental approach for the following
reasons. Two specimens loaded in series limit to the maximum applied displacement
and exhibit frictional effects at the supporting rollers. Two specimens loaded in parallel
with slightly different crack lengths will have different compliances. With appropriate
design, a single specimen containing two offset cracks can be used to study the
constraint effects on OUST and the interaction between cleavage and ductile fracture
mechanisms. This experimental approach, combined with an analysis of the associated
crack-tip stress fields can provide a new approach for studying the influence of
constraint on the OUST in RPV steels.
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Declaration
I, Tony K Pramanik, state that no portion of the work referred to in the thesis has been
submitted in support of an application for another degree or qualification of this or any
other university or other institute of learning.
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Copyright Statement
i) The author of this thesis (including any appendices and/or schedules to this thesis)
owns certain copyright or related rights in it (the “Copyright”) and s/he has given The
University of Manchester certain rights to use such Copyright, including for
administrative purposes.
ii) Copies of this thesis, either in full or in extracts and whether in hard or electronic
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Acknowledgments
The author wishes to acknowledge a number of people for their help and support
throughout this work:
Professor Andrew Sherry of the University of Manchester, for all of the help,
guidance, support and invaluable technical discussion.
Sincere thanks go to Dr Dan Cogswell and Dr Rob McCluskey at Rolls-Royce,
for helpful guidance during the course of the work.
Michael Faulkner for his expertise of SEM and TEM microscopy, and his
technical advice for which I am very grateful.
Thanks also go to Rolls-Royce and to the Engineering and Physical Sciences
Research Council for the provision of funding for this research.
On a personal note, I would like to thank my Mum, Dad and fiancée Josephine
for all their love and encouragement. Thank you
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1.0 Introduction and Aims of Research
The Reactor Pressure Vessel (RPV) is the most critical pressure boundary
component in a nuclear power facility. It is the component that contains the nuclear fuel,
and so failure of this component cannot be tolerated. It is defined as an Incredibility of
Failure (IOF) component by the nuclear industry [2], for which safety cases must
demonstrate that failure of the component is an ‘incredible’ event with a frequency of
less than 10-7 per year of reactor operation.
Reactor Pressure Vessels are made of ferritic steel, which exhibits a change in
its mechanism of failure from brittle cleavage to ductile fracture with increasing
temperature. To ensure the safe continued operation of a nuclear power plant, failure
by brittle cleavage fracture of the RPV must not be allowed to occur. Cleavage fracture
occurs when operating temperatures are in the lower transition temperature regime, for
example when steel is embrittled by radiation, and is associated with low fracture
toughness. Cleavage fracture is catastrophic by nature, and has major consequences
on public safety and environmental contamination. Reactor Pressure Vessels are
designed to operate at temperatures where the material behaves in a ductile manner
under both normal operating and accident loading conditions. This is to ensure that any
cracks which may be present in the vessel, would extend in a ductile manner, and not
fail catastrophically by unstable brittle cleavage [3].
This is achieved by ensuring that when the RPV is significantly stressed, the
temperature is always in excess of the so-called Onset of Upper Shelf Temperature
(OUST). The RPV will become stressed by internal pressure during start-up and
shutdown of a reactor; hence it is critical that the applied pressure-temperature
relationship varies well below the boundary of brittle fracture for a given defect, as
illustrated in Figure 1-1. Significant stresses can also arise during operation if the RPV
needs to encompass a Pressurised Thermal Shock (PTS). Normal operating
temperatures must be in excess of the OUST, and this is normally defined with respect
to standard, high constraint fracture toughness data. However, the OUST will vary with
respect to defects with a reduced level of constraint, e.g. shallow cracks, so it is
important to understand the influence that crack tip constraint loss and ductile damage
has on fracture at this temperature. Constraint is a measure of stress triaxiality ahead of
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the crack tip. The fracture toughness at which cleavage initiates decreases with the
increase of crack tip constraint, which occurs in larger specimens or that of specimens
that have a higher crack depth to width ratio.
Figure 1-1: Schematic showing the boundary of brittle fracture and operating conditions
This project is concerned with developing new understanding of the main factors
that influence the OUST in RPV steels.
The aim of the research is to develop a new methodology to assess the combined
influence of constraint, microstructure and fracture mechanism on the fracture
toughness behaviour of RPV steels at temperatures near the OUST.
Given this aim, the objectives of the research are:
1. To perform statistical analysis of transition toughness properties of the Euro
material, an RPV ferritic steel.
2. To undertake a basic metallographic examination of Euro material.
3. To test the validity of using a stress contour based approach to study the
influence of constraint on the OUST.
4. To design a fracture mechanics specimen to study the mechanism of fracture at
temperatures near the OUST where cleavage and ductile mechanisms interact.
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2.0 RPV Microstructure and Fracture mechanisms
2.1 RPV Microstructure
Reactor Pressure Vessels are made substantially of ferritic steel and have typical
microstructures of bainite, tempered bainite, tempered martensite, ferrite and pearlite.
All ferritic steels have a body centred cubic crystal structure that displays ductile to
brittle transition temperature fracture toughness characteristics[4].
Typical RPV base alloys are A302B, A533 plates or A508 forgings, which are
quenched and tempered with primarily bainitic microstructures. Chemical compositions
are typically C(0.05–0.2%), Mn(0.7–1.6%), Mo(0.4–0.6%), Ni(0.2– 1.4%), Si(0.2–0.6%),
and Cr (0.05–0.5%)[5]
Depending on the relative weight percentage of carbon in the microstructure,
Figure 2-1 describes the iron-carbon system of alloys, and shows the phase boundaries
of the system. Steel with 0.2% carbon contains about 80% ferrite and 20% pearlite[6]
under equilibrium conditions.
Figure 2-1: Iron- carbon phase diagram
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The primary control of the microstructure of low alloy steel is the cooling rate
from the austenite () phase. If the cooling rate is especially rapid, a finer grain structure
is formed, lending to better mechanical properties, such as higher fracture toughness,
strength and ductility. This can be shown in the Time Temperature Transformation
(TTT) diagram in Figure 2-2.
Figure 2-2: Time Temperature Transformation curve
A- austenite; B- bainite; M- martensite; P- pearlite
As the slow cool passes through the pearlite region of the TTT diagram, a
diffusional transformation occurs. As this is a gradual process, the microstructure has
time to organise and modify, which leads to moderately sized grains (~10-50μm) [6].
A faster cooling rate would bypass the pearlite 'nose', and the structure produced
is acicular ferrite that contains a smaller grain size (~ 1-10μm). This creates a bainitic
material, that improves all mechanical properties, such that both strength and fracture
toughness will increase, rather than compromising one for the other[6].
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The fastest cooling would bypass the bainite nose, creating a martensitic
microstructure. This contains a finer grain size with the most improved strength
properties. Unfortunately, cooling at a rate of >50 °C/sec is largely unachievable for
reactor pressure vessels due to the thicknesses involved, typically 200mm thickness[7].
A widely studied RPV steel is the "Euro" material, which is termed 22NiMoCr37,
and is equivalent to AISI grade A508 Cl.2. It is a quenched and tempered vacuum
treated low alloy steel and likely to have been open die forged for RPV service (though
the material never went into operation). The quenching is necessary to suppress the
normal breakdown of austenite into ferrite and cementite, and to cause a partial
decomposition at such a low temperature, that martensite is produced.
This material is high in strength, typically used for pressure vessels, pressurisers
and steam generators in nuclear power plants[8].
The chemical composition of A508 Cl.2 is given in Table 2-1below[9].
C Si Mn P S Cr Mo Ni Cu
0.21 0.24 0.82 0.003 0.004 0.003 0.82 0.79 0.049
Table 2-1: Material chemical composition of A508 Cl.2 (wt.%)
Kim et al has shown the effects of alloying elements on mechanical and fracture
properties[10], and illustrated the typical RPV microstructure of A508 cl.3, Figure 2-3.
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Figure 2-3: Optical micrograph of A508 Cl.3 steel, Nital etched [10].
Figure 2-3 displays a grain size of about 30 µm, and has an upper bainitic
microstructure. A508 Cl.3 is a low carbon ferritic steel, typically 0.2 wt% C. The
microstructure largely consists of ferrite (white) and carbon (dark).
A number of coarse carbides are formed in the bainitic ferrite matrix, seen in
Figure 2-4 below.
Figure 2-4: SEM micrograph of A508 Cl.3 showing carbide precipitation, Nital etched [10]
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Work by Lee et al[11] has shown that the cleavage fracture toughness properties
measured in the transition temperature region can actually be interpreted using a
simple fracture model containing carbide size distribution. It was concluded that the
critical nearest neighbour distance between coarse carbides is an important
microstructural factor governing fracture toughness behaviour, since it satisfied a linear
relationship with the critical distance between a cleavage initiation site and a crack tip.
2.2 Fracture Mechanisms
The mechanism of fracture is similar in a variety of low alloy steels of various
compositions and is highly temperature dependant. In a broad context, four defined
regions can be defined across the transition temperature regime; these are the lower
shelf, lower transition region, upper transition region and the fully ductile upper shelf.
These regimes are illustrated in Figure 2-5[7] The ordinate describes a number of
fracture mechanics parameters which will be described in further sections, whilst the
abscissa defines the temperature relative to a reference temperature, T0. The
mechanisms of fracture associated with each region are described in more detail in the
following sections.
Figure 2-5: Schematic showing the regions of the Fracture Toughness transition regime
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2.2.1 Lower shelf and lower transition behaviour- Cleavage Fracture
At lower shelf temperatures (region A, Figure 2-5), failure occurs by
transgranular cleavage. Fracture occurs by the initiation of cleavage from multiple sites
at the tip of the crack as the applied stress exceeds the cleavage stress[3]. These
microcracks inject into the surrounding matrix, and propagate through the remaining
ligament, illustrated in Figure 2-6a. It is a very fast fracture, requires a low amount of
energy, and hence will occur at low fracture toughness.
Within the lower transition temperature regime, fracture is initiated by the
cracking of hard second phase particles in the fracture process zone, ahead of the
crack-tip. The fracture toughness increases with temperature as more energy is
required to propagate the microcrack into the surrounding matrix material. Cleavage will
occur from a large number of possible initiators that are sampled within the volume of
the plastic zone, but ultimately the most potent initiates final failure. Cleavage failure will
originate from a single initiation site, illustrated in Figure 2-6b.
Cleavage fracture occurs due to the limited number of active slip systems,
attributed to the low temperature. Rapid propagation of a crack occurs under small
scale yielding conditions, and is most likely when plastic flow is limited. As a body-
centred cubic material, ferritic steel has a transgranular fracture path on {100}
crystallographic planes[12]. However, the crack propagation will change direction as it
crosses the grain boundary and enters the next grain in an attempt to grow in a {100}
plane that is close to perpendicular to the maximum principal stress[12].
Cleavage propagation is normally unstable, so the material near the tip of the
growing crack is subject to very high strain rates, which suppress plastic deformation.
To break bonds in the material microstructure, the concentration of local stress must be
sufficiently high to prevail over the cohesive strength of the material. Cleavage fracture
is initiated if the plastic zone encompasses an initiating microstructural defect such as a
carbide or pre existing microcrack[13]. If a uniform distribution of potential initiators is
assumed, the probability of fracture at a given temperature is governed by the volume
of the plastic zone and the applied stress. Therefore, a larger plastic zone under a
higher stress will sample a greater number of defects, so the greater the probability of
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sampling a potent crack initiator. It is due to this that cleavage failure can be described
by the weakest link theory [14].
Understanding the fracture mechanisms of steel in the ductile - brittle transition
region requires analysis of crack initiation and propagation. Unstable cleavage cracks
can occur after blunting of the original fatigue precrack, or even after stable crack
growth, but in either circumstance, crack instability is believed to be triggered by
fracture of a brittle particle ahead of the crack. The scatter associated with KIC values in
the transition region is reflected in the size distribution of these so called "trigger"
particles[15].
2.2.2 Upper transition and upper shelf behaviour- Ductile tearing
In the upper transition region, increasing amounts of ductile damage and tearing
will precede cleavage fracture. As the crack grows by ductile tearing, more material is
sampled by the high stress region. Eventually the crack will sample a potent cleavage
initiator, and cleavage failure will prevail. Fracture in the upper transition regime exhibit
scatter, due to the distribution of second phase particles ahead of the crack tip. An
increase in fracture toughness is also observed, which is due to the greater amount of
energy required to create new surfaces, which will increase in proportion to the amount
of ductile tearing that precedes cleavage failure.
At upper shelf temperatures, failure will occur by ductile tearing. Figure 2-6c
schematically illustrates microvoid initiation, growth and coalescence at the tip of a pre-
existing crack. The voids grow as the crack blunts, and they eventually link with the
main crack.
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2.2.3 The interaction between the mechanisms
In the upper transition regime, ductile tearing will precede cleavage fracture. The
cleavage fracture could be promoted by an increase in the local stress resulting from
the work hardening of the material at the tip of the crack[16]. At these temperatures and
at sufficiently high loads, gross section yielding of the specimen can cause the
relaxation of the triaxial stress state due to constraint loss, making it extremely difficult
to develop sufficient tensile stresses at the crack tip to initiate brittle fracture. It is before
the brittle fracture occurs, that the plastic strain at the crack tip becomes sufficiently
high to give rise to the initiation and propagation of ductile tearing. Milne and Curry [17]
proposed that ductile crack growth causes an increase in stress in the remaining
ligament. Due to this, a propagating crack in a ductile mode can lead to cleavage
instability after an amount of ductile crack growth.
The effect of increasing temperature, is that the critical value of cleavage fracture
toughness increases, whereas fracture toughness for ductile crack initiation and growth
in ferritic steel is substantially independent of temperature up to 100oC [18]. This can be
seen in Figure 2-7 were the probability distribution function of cleavage fracture
toughness values is displaced along the axis of fracture toughness with increasing
temperature; whereas the line representing the onset of ductile tearing occurs at the
same level of fracture toughness.
a: Lower Shelf b: Transition
Region
c: Upper Shelf
Figure 2-6: Schematic of fracture mechanisms in the transition regime
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Figure 2-7: Variation in the probability of cleavage fracture with temperature [16]
2.3 Knowledge Gaps
As discussed in the previous section, the cleavage fracture mechanism is well
understood[19–21], and the mechanism of fracture in the ductile regime is also well
known[16, 21]. The knowledge gap arises from the limited understanding of the
interaction between the cleavage fracture and the ductile fracture mechanisms within
the onset of upper temperature regime. The material microstructure permits both
mechanisms to compete due to the involvement of second phase particles (e.g.
carbides) as potential initiating particles for either cleavage or ductile fracture. A
particular question that arises is:
1. What are the key microstructural features that influence failure in the onset of
upper shelf region of RPV steels?
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3.0 Fracture Mechanics
The scope of this fracture mechanics section is as follows. A review on the
background to the subject is provided in section 3.1. This includes Linear Elastic
Fracture Mechanics (LEFM) in section 3.1.1 and Elastic Plastic Fracture Mechanics in
section 3.1.2.
Section 3.2 describes the effect that constraint has on the fracture toughness of a
specimen, and two parameters that govern constraint, the T stress and Q-parameter
are described in section 3.2.1 and 3.2.2 respectively.
Section 3.3 discusses the importance of accurate structural integrity assessment, and
reviews the use of the Master Curve methodology in section 3.3.1. The relationship
between the Master Curve transition temperature T0 and the constraint parameter T-
stress is highlighted in section 3.2.1. This leads onto J-R curve methodology which is
described in section 3.3.3, providing necessary background to understanding the
parameters that effect the Onset Of Upper Shelf Temperature (OUST), which will be
discussed in section 3.3.4. The effects of constraint on the OUST will be discussed in
section 3.3.5.
Finally knowledge gaps will be addressed in section 3.4.
3.1 Background to Fracture Mechanics
Early studies in fracture mechanics by Griffith[23] in the 1920s proposed that
cracks can only be formed or propagate if the process causes the total energy in the
system to decrease or remain the same.
If the crack tip of a defect is truly sharp, with a negligible radius of curvature, then
the concentration of stress experienced at the crack tip is infinitely large and an
infinitesimally small load would cause an infinite stress and hence failure. In response
to this, Griffith developed an energy based theory of fracture, rather than a purely stress
based approach.
Crack propagation is the result of excess potential energy that overcomes the
surface energy of the material, and for a small increase in crack area dA, the Griffith
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energy balance equation can be expressed as:
(3-1)
where
γ= total energy
A=crack area
Π= potential energy from external forces and strain energy
Ws= energy to create new surfaces
Due to the equilibrium nature of fracture, dE/dA = 0 (as there is no change in the total
energy of the event) and as critical new surfaces are created after crack formation,
Griffith derived the equation for the stress of fracture σf, to cause brittle fracture from a
starting crack with an internal crack length, 2a:
(3-2)
E= Young's Modulus
γs= Surface energy
Griffith's research focussed on the fracture characteristics of glass, however
Irwin[24] adapted the Griffith energy equation to account of materials that are not ideally
brittle, providing a more accurate expression for the fracture strength of metal. By
including the energy of plastic work per unit area γp, the modified energy balance
equation becomes:
(3-3)
Where the effective surface energy is γeff = γs + γp for quasi-brittle elastic plastic
material.
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Irwin built upon Griffith’s approach, which is more suitable for addressing real flaws[25].
The energy release rate, G is defined as the measure of energy that causes an
increment of crack extension, where:
(3-4)
As G can vary with crack size, Irwin showed that to predict the stability of a crack, G is
equal to the materials resistance to crack extension R, and for a stable crack,
(3-5)
and for an unstable crack:
(3-6)
Analysis of R curves and their shape varies significantly for brittle and ductile
fracture; due to plastic zone formation in a ductile body, the external force must
increase to maintain steady crack growth, giving a rising R curve. For a brittle material,
cleavage fracture is characterised by a falling R Curve because it is a very fast fracture,
exhibiting less resistance to extend the crack at the onset of fracture.
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3.1.1 Linear Elastic Fracture Mechanics
Westergaard and Irwin developed expressions for stresses in the vicinity of an
infinitely sharp crack in a specimen subjected to an external force[17, 18]. If a material
exhibits isotropic linear elastic behaviour (i.e. its physical properties have the same
parameters in different directions) they predicted that there will be a fundamental stress
field proportional to 1/√r, where r is the distance from the crack-tip. This describes a
stress singularity as it is asymptotic as r approaches the crack tip, i.e. r 0. Figure 3-1
below shows the conventional axis system of the stress fields ahead of the crack tip.
Figure 3-1: Conventional polar coordinate axis system of the stress fields ahead of the crack tip
The tensile stress field σyy approaches infinity as r→0, despite the other terms
remaining finite or tend to a value of zero. This can be expressed as:
(3-7)
where KI is the stress intensity factor due to Mode I loading, however Figure 3-2 shows
loading can occur in three ways.
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Figure 3-2: Crack loading modes of opening, shear (in plane) and shear (out of plane)
Westergaard calculated the stress fields ahead of a crack tip for all modes of loading in
a linear elastic, isotropic material, known as the Westergaard functions. The stress field
formula for the σyy direction is given below, where any angle of θ may be used [26].
(3-8)
The stress intensity factor, KI, can be calculated for a number of specimen types
such as Single Edge Notched Bend SEN(B), Double Edge Notch Tension DEN(T) or
compact tension C(T). The KI solution for a Compact-Tension C(T) specimen is given in
the expression below taken from Paris et al [28].
(3-9)
where
P = Load
W = Specimen width
B = Specimen thickness.
Mode I Mode II Mode III
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3.1.2 Elastic Plastic Fracture Mechanics
Elastic Plastic Fracture Mechanics is applicable when non-linear material
deformation is contained to a small region at the crack tip, known as small scale
yielding conditions (SSY).
The Crack Tip Opening Displacement (CTOD) describes the degree of crack
blunting that occurs as the crack faces move apart due to plastic deformation[29]. The
work by Irwin states that the CTOD can be estimated by solving the displacement that
occurs due to crack tip plasticity, from the viewpoint that the blunted tip can be
extrapolated into the plastic zone. The Irwin plastic zone correction can be used to
calculate the effective crack length under plane stress conditions [30]:
(3-10)
where
ry = Effective crack length within the plastic zone
σYS = Yield stress of the material
Definitions of CTOD can be illustrated in Figure 3-3. If the crack blunts in a semi-circle,
these two definitions have the same value.
The opening displacement of the original crack tip
The displacement at the
intersection of a 90o
vertex with the crack
flanks
Figure 3-3: Definition of Crack Tip Opening Displacement
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Another crack driving force parameter is the J contour integral that Rice
developed by representing elastic-plastic deformation as non-linear elastic, and
expanding the field of fracture mechanics beyond the limits of LEFM[3]. The loading
behaviour is the same for both material types; however the unloading effect differs
between the two. Non-linear elastic materials follow the same stress-strain law during
loading and unloading behaviour, but the elastic plastic material exhibits irreversible
plasticity, and follows a linear path related to Young's modulus [31].
Expressed as an energy parameter, the rate of change of potential energy with respect
to a crack length a is given by:
(3-11)
For linear elastic materials J = Ԍ, and its relationship with K is:
(3-12)
The J integral can be written as a path independent line integral. If a line, Г follows an
anticlockwise movement around the crack tip such as in Figure 3-4, then the J integral
can be expressed as:
(3-13)
where
w= strain energy
n= Components of the traction vector
ui= displacement vector components
ds= length increment along the contour Г.
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Figure 3-4: Path independent Line integral around crack tip
Expressed as a stress intensity parameter, the papers by Hutchinson[32] and
Rice and Rosengren[33] show that crack tip conditions in a non-linear elastic material
can be uniquely characterised by J. For a material that follows the Ramberg-Osgood
stress-strain law:
(3-14)
for uniaxial deformation, where
σ0= Reference stress (normally equal to yield stress)
Ɛ0= σ0/E
α= Constant (No units)
n= Strain hardening exponent of the material.
Where n=1 for a linear elastic material, and 5<n<10 for ferritic steels[34]. The
HRR field equation [35] demonstrates that stress and strain vary 1/r near the crack tip
for n=1. For a Ramberg-Osgood material, the stress fields close to the crack tip are
shown as:
(3-15)
and the strain fields:
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(3-16)
where
In= Integration Constant dependant on n
ỡij and έij= Functions of θ and n (no units)
These are known as the HRR field solutions, named after Hutchinson[16,20], Rice and
Rosengren[33].
3.2 Constraint effects
Under SSY conditions, there is a high concentration of local stress triaxiality
ahead of the crack tip. For this circumstance, the fracture parameter J can accurately
describes the crack tip stress fields via the HRR field. Fracture toughness testing
standards[28, 29] specify size requirements for test specimens to ensure fracture
occurs under SSY conditions, i.e. where J is a valid crack tip parameter.
Under low constraint conditions, the development of plasticity leads to reduced
stress triaxiality conditions ahead of the crack than is predictd by J. This loss of crack
tip constraint occurs as yielding develops beyond SSY, and may be described as Large
Scale Yielding (LSY), i.e. where the plastic zone is a large proportion of the uncracked
ligament or extends towards the free surfaces of the specimen[39].
Several parameters that quantify constraint loss are reviewed in the next
following sections.
3.2.1 T- Stress
The T-Stress is an important feature of the asymptotic nature of the stress field
ahead of a crack tip under linear elastic conditions. Following the work of Williams[40],
the expansion of the elastic stress field close to the crack tip in mode I loading may be
written as:
(3-17)
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Where fij(θ), Tij(θ) and Uij(θ) represent the angular variation of the field. The first term is
singular in r. The second term, the T-stress, remains finite near the tip. The remaining
terms vanish at the crack tip as r→0 [41].
The T- stress represents the stress acting parallel to the crack plane. T-stress
has a considerable influence on plastic zone shape and size that develops at the crack
tip[33, 34]. A negative value of T indicates a low constraint condition, whereas for high
constraint conditions, T is positive.
3.2.2 Q-Parameter
The Q-parameter, derived from the HRR stress field, have been used to characterise
the level of constraint present in cracked bodies[22], [44], [45]. The Q-parameter is a
dimensionless quantity, defined by the following relation:
(3-18)
where
(σij)HRR = HRR stress field (equation 15)
σij = Stress field ahead of crack tip
Q can also be evaluated as the difference of the SSY reference solution and the
actual stress field by[22]:
(3-19)
For θ = 0 and at the normalised distance r= 2J/σ0. Geometries with Q< 0 have a low
triaxial stress state ahead of the crack tip, loss of J-dominance and therefore low
constraint.
Geometries with Q ≥ 0 display high stress triaxiality, strong agreement with HRR stress
fields and are as a result, highly constrained [46]. Conversely, a negative value of Q
indicates a loss of constraint.
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3.2.3 Anderson and Dodds approach
Single edge-notched bend (SENB) specimens containing shallow cracks are
commonly employed for fracture testing of ferritic materials in the transition region
where critical J (JC) values for shallow crack specimens are significantly larger than the
JC values for corresponding deep crack specimens at identical temperatures. The
increase in fracture toughness is due to the loss of constraint that occurs when the
plastic zone interacts with the tensile surface, causing a decrease in the stress triaxiality
at the crack tip. Anderson and Dodds [47] developed an approach to correlate the effect
a/W ratio has on crack tip stress contours, with elastic plastic fracture toughness (JC),
seen in Figure 3-5. By comparing the J values from SENB specimens against J values
for the SSY model, at equivalent crack tip opening mode stress, the increased JC for the
shallow crack can be predicted.
Figure 3-5: Schematic of the relationship between the J-integral values in SENB specimens for deep and
shallow cracks with those of SSY conditions, at equivalent crack tip opening mode stress[47].
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3.3 Structural Integrity Assessment
There are a number of statistical approaches for characterising fracture
toughness properties in the transition regime. These include the Moskovic competing
risk analysis[48], local approach[49], toughness scaling [39] and the Master Curve [37],
[50]. This section describes the most widely used approach: the Master Curve
methodology.
3.3.1 Master Curve Methodology
The Master Curve method, developed by Wallin at VTT Manufacturing
Technology, is used to describe the statistical distribution of fracture toughness test
results. The standard ASTM 1921-10[37] is the widely accepted approach for
determination of the reference temperature T0. This is the test temperature at which the
median of the fracture toughness distribution equals 100MPa√m. It has been shown
that the fracture of steels is of a statistical nature, therefore the scatter in KJc results can
be modelled statistically, using a Weibull distribution [14].
The two parameter Weibull distribution gives the failure probability as:
(3-20)
where
KI = applied stress intensity
K0 = normalization factor (scale parameter)
m1= describes scatter variance (shape parameter)
If the magnitude of scatter is large, then m is small and vice versa. Experimentally, the
shape parameter has the range of 2-10 [14]. The three parameter Weibull distribution,
introduces a limiting value, Kmin, beneath which cleavage propagation is deemed to be
impossible, and is added into the three parameter failure probability as:
(3-21)
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It can be seen from Figure 3-6 that experimental values for the test result scatter are
within the theoretical expectance values, and the shape parameter converges to 4. As
the data fall within the confidence limits, the data does not disprove this assumption.
Figure 3-6: Weibull shape parameter as a function of the number of tests.
Due to a larger specimen having greater probability of sampling a cleavage
initiator, different size specimen data must be thickness adjusted for the calculation of
the transition temperature, T0. Thickness is adjusted to the reference flaw length B0 =
25mm using the equation below:
(3-22)
B0 = reference thickness (25mm)
B = nominal Thickness.
KJC data must be ranked, and rank probabilities assigned. These are estimates of
cumulative probability based on order statistics. Three common rank probability
estimates are [51]:
(3-23a)
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(3-23b)
(3-23c)
However Lipton and Sheth [51] show that equation 23c provides the best estimate of
median rank probability when compared with a binomial theory estimate, as shown in
Figure 3-7 below.
Figure 3-7: Comparing median rank function with binomial theory estimate (Circles)
The Weibull fitting parameter, K0 is located at the 63.2% cumulative
failure probability level. This is derived from Equation 22, when KJC = K0, the Probability
of failure, Pf = 0.632. The determination of K0, when all data is valid is given by [37]:
(3-24a)
where
N = number of specimens tested
Kmin = 20MPa√m (in accordance to ASTM 1921-10)
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or when data is violated (either by exceeding 0.05(W-ao) or 1mm stable crack growth),
then K0 can be expressed as:
(3-24b)
where
r = number of valid data only
N = All data, valid and invalid.
K0 can be converted for finding the 50% cumulative failure probability level of the data
population, called K Jc(med), by:
(3-25)
The reference temperature, T0 can now be calculated from either the scale
parameter K0 or KJc(med) by
(3-26a)
or
(3-26b)
An example of the Master Curve methodology is shown inFigure 3-8 below. The
data are taken from Rathbun et al [52] for a A533B Class 1 steel plate. The T0
reference temperature is highlighted, and the median fracture toughness curve is
presented as the solid line. The 95% and 5% probability bounds are presented on the
graph as the upper and lower dotted lines respectively.
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Figure 3-8: Example of the Master Curve methodology, with the T0 reference temperature shown[52], all data
is thickness adjusted.
3.3.2 Relationship between T0 and T-stress
The crack tip stresses and strains that cause plastic flow and fracture in
components differs to that in test specimens. This is due to the constraint effect, which
is generally lower for shallow defects in RPV components than for deep cracks in test
specimens. This leads to fracture toughness values obtained via specimen data to be
conservative in comparison to the fracture toughness qualities of cracks in the RPV[53].
For deeply notched specimens, and a given level of loading, the T stress is positive and
Q is close to zero. Both parameters become negative as the crack length to thickness
ratio a/W ratio reduces. The reduction is due to an associated reduction in the
hydrostatic stress local to the crack tip.
Lidbury et al [53] noted that values of T0 for C(T) specimens tend to be 10 to
15oC higher than those for deeply cracked specimens of the same material. This is due
to the in-plane constraint of C(T) specimens being greater than that of an SE(B)
specimen with the same a/W ratio. By quantifying the influence of in-plane constraint on
T0, the relationship between T0 and T-stress can be seen in Figure 3-9. The data had
been collated from cleavage fracture mechanics tests, and in the case of C(T), SE(B)
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and SE(T) geometries Ω= T stress/ σy is calculated at limit load using T stress solutions
of Sherry et al[54].
Figure 3-9: Correlation between measurements of ∆ T0 = T0, specimen - T0, CT
compared with ∆ T0 = T 0, Ω - T0, CT , as a function of Ω.
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3.3.3 J-R Curve Methodology
With structural integrity assessments of real or postulated defects, it is important
to understand the fracture resistance of the material[55]. In the ductile regime, fracture
resistance is characterised by the J-R curve that relates fracture toughness Jmat to the
amount of ductile crack extension. Ductile tearing is believed to have initiated when the
crack driving force is equal to or greater than the value of Jmat at 0.2mm of stable crack
growth including blunting. The rising J-R curve, seen in Figure 3-10 is associated with
the ductile fracture mechanism, i.e. the growth and coalescence of microvoids. In the
initial stages of deformation, there is a small amount of apparent crack growth due to
blunting. As J increases, material at the crack tip fails locally, and the crack can re-
sharpen, and propagate in a stable manner. The J-R curve depicts this as the value of
applied J for crack extension rises as a function of crack growth. Of course, at the onset
of upper shelf temperature regime discussed in the next section, instability of the
growing crack can be encountered by the intervention of brittle cleavage.
Figure 3-10: An example J-R curve for a ductile material [55]
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3.3.4 Onset of Upper Shelf Temperature
As noted previously, RPV's are designed to operate at temperatures where the
material behaves in a ductile manner under accidental loading. This ensures that any
crack which may be present in the vessel would extend in a ductile manner, and not fail
catastrophically by unstable brittle cleavage.
This is achieved by ensuring that when the vessel is under normal operating
conditions, its temperature is always in excess of the OUST, which is defined as a
temperature where the 5% probability of cleavage curve intersects the 0.2mm ductile
tearing curve[56]. This region can be seen from Figure 3-11, which shows a Master
Curve analysis of cleavage fracture toughness in the transition regime of A508 Cl.2
material and a normal distribution of ductile initiation toughness.
Figure 3-11: Variation in cleavage fracture toughness of A508 Cl.2 with increasing temperature.
Data analysis from [57].
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3.3.5 Effect of constraint
The probability of cleavage fracture at a given temperature is related to the level
of constraint, and therefore varies with specimen size and geometry. The fracture
toughness at which cleavage initiates decreases with the increase of crack tip
constraint in larger specimens, or that of specimens that have a higher crack length to
width (a/W) ratio. The OUST will also be affected by geometry factors such as a/W
ratios. Figure 3-12illustrates the effect that deep and shallow crack lengths have on the
toughness- temperature relationships typical of a mild structural steel.
Figure 3-12: Schematic Toughness-transition curves for shallow and deep notch specimens [47]
Due to the lower crack tip constraint, the shallow notch will exhibit higher
apparent fracture toughness than the deep notch at a given temperature. The constraint
loss in shallow notch specimens can also cause a shift in fracture mode, as the
geometry permits the fracture process zone to interact with free surfaces. The deep
notch specimen however will have crack tip stresses and strains that will increase in
proportion, in accordance to the highly constrained HRR stress field derived by
Hutchinson[32], Rice and Rosengren[30, 32]. The loss of crack tip constraint on the
shallow notch reduces the intensity of the maximum principal stress field ahead of the
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crack tip. This will increase the fracture toughness of both the cleavage initiation and
ductile initiation distributions, and cause a shift in the OUST, to higher fracture
toughness and towards lower temperatures, illustrated in Figure 3-13.
Figure 3-13: Schematic showing the shift in OUST for a low constraint geometry
3.4 Knowledge Gaps
As discussed in the previous section, the effect of constraint on brittle fracture
and upon ductile tearing is well understood [39], [44], [45], [47]. However, there is not a
full understanding of how constraint influences the onset of upper shelf behaviour as
illustrated in Figure 3-13, nor is there a combined experimental and modelling approach
that can be used to assess this effect.
0
50
100
150
200
250
300
350
400
-160 -110 -60 -10 40
Size
Co
rrec
ted
To
ugh
nes
s, K
JC (
MP
a√m
)
Temperature (oC)
Shift in OUST for low constraint geometry OUST for high
constraint geometry
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4.0 Experimental Method
The experimental method is outlined in the following sections. The use of the
Master Curve methodology is described in Section 4.1. The methods used for analysing
the microstructure of euro-material are outlined in section 4.2 and numerical modelling
analysis is described in section 4.3.
4.1 Master Curve
The Master Curve methodology has been applied to over 750 fracture tests of
A508 Cl.2 [50]. The data are the result of a round robin collaboration of numerous
testing houses. Tests were performed on C(T) specimens in accordance with standard
E1921-10[37], with widths of 25, 50, 100 and 200mm. The a/W ratio was 0.6 for all
specimens.
4.2 Materials Characterisation
4.2.1 Metallography
Metallographic samples of A508 Cl.2 RPV steel were extracted from a section of
the Euro material forging. One side of the sample was cut by water jet machining, and
three samples were cut from the centre region of this 'slice' to ensure the microstructure
in each sample underwent the same treatment. These three samples where then
mounted in different planes for analysis- the S-T plane, L-T plane and L-S plane.
The samples where ground and polished to a µm finish then OPS polished
and etched with 2% Nital for 3-5 seconds. The microstructures were analysed using
optical microscopy and Scanning Electron Microscopy (SEM).
4.2.2 Transmission Electron Microscopy (TEM)
Samples were prepared using the extraction replica technique [58–60]. Samples
where first polished and etched, as describes in the previous section. The surface of the
sample was then spluttered with a thin carbon coating approximately 150nm in
thickness. This surface was then scored with a scalpel blade into 2mm squares and left
in 2% Nital etchant overnight. The etchant dissolved the surface of the metal, allowing
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the carbon extraction replicas to float away from the sample. Using a pipette that had a
broad tube, the extraction replica was taken out of the etchant and cleaned in deionised
water twice. Needle nosed tweezers were then used to hold the copper grids to catch
the floating extraction replicas from the water. The extraction replicas were then dried
on filter paper.
4.3 Finite Element Analysis (FEA)
This section describes the Finite Element Analyses (FEA) undertaken to help
assess the viability of the three test approaches by modelling the testing of specimens
at temperatures close to the upper shelf. The preliminary analyses, described in Section
4.3.1 investigate whether two offset cracks in a single specimen would interact, when
loaded under four-point bending. The data generated from the double crack models
were compared to single crack models to assess whether cracks behaved
independently when located in close proximity to each other. Crack lengths assessed
were a/W = 0.5 (high constraint) and 0.1 (low constraint).
Section 4.2.2 describes the more detailed 3D FEA to assess the three test
approaches, to ensure that two cracks can be tested under the same loading conditions
to failure. To assess experimental issues, analyses were performed of specimens with
different pre crack lengths, as pre-cracking specimens accurately can present
challenges. The crack lengths analysed here are a/W = 0.45 and 0.55.
4.3.1 Preliminary investigation of crack interaction for double crack
specimens
Preliminary FEA analyses investigated crack interaction on the offset cracked
specimens, loaded under four-point bending. The data generated from these "double
crack" models were compared to single crack models to assess whether the two cracks
behaved independently of each other when located in reasonable proximity to each
other.
The geometry of all models followed the schematic diagram shown below in
Figure 4-1. Distances between pins were kept constant for both the single crack
specimen geometry and double crack. The crack length, a, was 12.5 mm or 2.5mm to
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provide a/W ratio's of 0.5 or 0.1 respectively. Double cracked specimens had cracks
spaced at 28.3 mm apart for even spacing between crack mouths and the neighboring
pins. The specimens were assumed to be square sectioned with width W = B = 25mm.
The element types used were CPE4R. These are 4-noded, bilinear plane strain
elements using reduced integration for hourglass control.
The crack tip was set as a collapsed element, with duplicate nodes. The crack tip
had mesh refinement of a very small length of 0.003 mm. This was to ensure sufficient
resolution is present to display crack tip stress fields at low values of J. The offset crack
geometries for the specimens with a/W = 0.5 and 0.1 can be seen in Figure 4-2 and
Figure 4-3, respectively. Symmetry conditions were applied along the central axis of the
specimen and the support pins where given frictionless tangential behaviour.
Material properties were the same used by Anderson and Dodds[47] so the
results could be validated against results in the literature. The material properties
followed the Ramberg-Osgood hardening curve[35] defined by Equation 3.14 with
parameters provided in Table 4-1.
Figure 4-1: Standard Geometry of all specimens modelled (dimensions in mm)
S1 =190
S2 = 85
S2 = 85
S1 =190
Crack length, a
28.3
25
25
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Figure 4-2: Mesh design for a/W = 0.5 SEN(4PB) model. Offset crack from the symmetry plane
Figure 4-3: Mesh design for a/W = 0.1 SEN(4PB) model. Offset crack from the symmetry plane
Yield stress, σy
(MPa)
Modulus, E
(MPa)
α
n
414 200,000 1 10
Table 4-1: Material Data used by Anderson and Dodds [47]
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4.3.2 Sensitivity analysis of testing specimens with different pre-crack
lengths
This investigation built on the previous 2D FEA to focus on the feasibility of three
possible experimental designs. The specimens followed the geometry shown in Figure
4-4. The experimental designs are:
1. A single specimen with two cracks, offset from each other, under a constant
bending moment in four point bending, Figure 4-5.
2. Two specimens under load in series, where each specimen has a single crack.
The top specimen has the crack facing upwards, and the bottom specimen has
the crack facing downwards. This will cause the opening of both cracks during
test, Figure 4-6.
3. Two specimens under load in parallel, where each specimen has a single crack.
This can be seen in Figure 4-7.
Pre cracking specimens accurately to the desired crack length can present challenges;
hence this analysis investigated the sensitivity of testing specimens of slightly different
pre crack lengths, of a/W = 0.45 and 0.55.
Figure 4-4: Standard Geometry of the specimens modelled (dimensions in mm)
S1 =290
S2 = 100
S2 = 100
S1 =290
Crack length, a
55
25
25
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Figure 4-5: Mesh design for a/W = 0.45 and 0.55 (on the left and right respectively) SEN(4PB) Model.
Evenly spaced offset cracks
Figure 4-6 Mesh design for a/W = 0.45 and 0.55 (on the top and bottom respectively) SEN(4PB) Model.
Single cracks specimens in series, tested one on top of the other.
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Figure 4-7: Mesh design for a/W = 0.55 and 0.45 (in front and behind respectively) SEN(4PB) Model.
Single cracks specimens in parallel, tested next to each other .
The models created were 3D and developed using ABAQUS software[1].
Meshing of the four models followed a very similar procedure for consistency. The
element types used were C3D8R. These are 8 noded, linear brick elements using
reduced integration for hourglass control.
The crack tip was located on seamed edges in Figure 4-5 and on the symmetry
plane for Figure 4-6 and Figure 4-7. Assigning a seamed edge in ABAQUS will replace
a single node with two, allowing the two nodes to separate during loading simulating
either sides of the crack flank. This allows a crack length to be modelled without
symmetry. Figure 4-5 and Figure 4-6 had symmetry in the z-direction, allowing Figure
4-6 to be a quarter model representing the full specimen. Figure 4-5 and Figure 4-7 are
half models, and hence required further restriction in the x and z direction respectively.
This was achieved by restricting a single node opposite the crack face. The crack tip
was modelled as duplicate nodes collapsed as a single node, which allows the
collapsed nodes to displace during loading, which is effective to simulating crack tip
blunting.
Loading and support pins were modeled as discrete rigid surfaces, and were
given frictionless tangential behavior, and 'hard' contact as normal behavior. The single
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specimen model (Figure 4-5) and the specimens in parallel (Figure 4-7) had fixed S1
pins, and the S2 pins were displaced by 10mm in the vertical {U2} direction, but
restricted in the horizontal {U1} direction and rotation {UR3}. The specimens in series
(Figure 4-6) had fixed S1 pins, and the S2 pins were allowed freedom in the vertical {U2}
direction, but restricted in the horizontal {U1} direction and rotation {UR3}. The top pins
in this model were displaced 10mm in the vertical {U2} direction, but restricted in the
horizontal {U1} direction and rotation {UR3}.
The material properties referenced in the finite element analysis were the same
properties used by Anderson and Dodds [47], as the material properties are similar to
A508 Cl. 2, and the results obtained could be validated against the results from the
literature. The material followed the Ramberg-Osgood stress-strain law defined by
Equation 3.14 [35]. The material properties used are summarised in Table 4-1.
The stress-strain behaviour of the material can be seen Figure 4-8 below.
Figure 4-8: Stress-Strain behaviour for the Ramberg-Osgood parameters in [35].
0
200
400
600
800
1000
1200
1400
1600
0 50 100 150 200 250 300
Stre
ss (
Mp
a)
Plastic Strain
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5.0 Results and Discussion
The results section will be presented as follows:
The Master Curve analyses are presented in section 5.1. Optical microscopy,
SEM and TEM micrographs of the Euro material are presented in sections 5.2.1, 5.2.2
and 5.2.3 respectively. The FEA results are presented in section 5.3. This includes the
results of the preliminary 2D analyses of crack interaction for double crack specimens
compared with results for the single crack specimen model, in section 5.3.1. The
sensitivity analyses follow, in section 5.3.2 with regard to testing specimens with
different pre crack lengths in the three test configurations, under four point bending.
5.1 Master Curve analysis
The fracture toughness properties of the A508 Cl.2 Euro material are presented
in Figure 5-1 below. This shows over 750 data points generated from specimens of
thickness 12.5, 25, 50 and 100mm. This clearly shows the scatter, especially in the
upper shelf region. The specimen sizes of 50 and 100mm thickness exhibit values of
fracture toughness that tend towards the lower end of the distribution. This is due to
high constraint, and the larger fracture process zone in these specimens compared with
the smaller test samples. Larger specimens are more likely to sample material defects
near a crack tip, such as carbides due to the longer crack front, and are therefore more
likely to sample a cleavage initiator at a given level of crack driving force.
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Figure 5-1: "Raw" fracture toughness data
As the dataset included ductile tearing preceding brittle fracture (measured
optically), the fracture toughness is plotted as a function of pre-cleavage tearing. Each
data point represents a test that failed in cleavage after some tearing, Figure 5-2. The
data all follow the same tearing resistance curve, showing no discernable size effect,
except that the larger specimens tend to fail at lower values of KJ, i.e. after less tearing,
than the smaller specimens. All data lie on a single J R-curve.
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Figure 5-2: Multi specimen data showing comparison of ductile tearing and KJ.
5.1.1 Analysis at T= -154oC
The single temperature data are presented in a failure probability diagram that
displays a linear representation of the Master Curve. This offers a better visualisation of
the data with respect to the Master Curve, with the Weibull modulus set to equal 4. The
following subsections present a repeated Master Curve analysis of the Euro material
that has previously been performed by Wallin[50]. All single temperature analyses are
comparable to his analyses.
At this temperature, material behaviour corresponds to the lower transition
region. It is clear that the data follows the Master Curve prediction reasonably well. As
seen in Figure 5-3, all three cases look strikingly similar, and the size effect is not
clearly visible.
In all cases the gradient predicted by the Master Curve is slightly too steep
compared with the data, with approximately two-thirds of the data lying above the
Master Curve line at intermediate values of KJc. At high values of KJc, the data tend to
fall below the line.
0
200
400
600
800
1000
1200
1400
0 5 10 15 20 25
KJ M
Pa√
m
∆a (mm)
B= 12.5 mm
B= 25 mm
B= 50 mm
B= 100 mm
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Figure 5-3: Failure Probability Diagram for 12.5, 25 and 50mm thick specimens at T= -154oC.
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
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5.1.2 Analysis at T= -110oC
One specimen thickness of 12.5 mm was tested at -110oC. The material is
operating within the lower transition region. There are 55 specimens in this dataset, and
they follow the Master Curve prediction very well, seen in Figure 5-4. As in all analysis a
fixed Kmin was used of 20MPa√m. In this case the data are scattered around the Master
Curve line.
Figure 5-4: Failure Probability Diagram for 12.5mm thick specimens at T= -110oC
5.1.3 Analysis at T= -91oC
All the specimen sizes were tested at -91oC, operating in the lower shelf
transition regime. The results are shown in Figure 5-5.
For the 50mm thick specimens, the fracture toughness behaviour shows some
discrepancy from the Master Curve prediction, which could be due to the difficulty of
recognising initiation sites correctly on large fracture surfaces[50]. Slight discrepancies
in the 100mm thick specimen data could be due to a statistical sampling effect (as 15
specimens is regarded as a small sample for Weibull statistics[50]).
Essentially, the applied Master Curve prediction produces a reasonable
description of the data. The fixed Master Curve value of Kmin = 20 MPa√m was applied
to all data.
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Figure 5-5: Failure Probability Diagram for 12.5, 25, 50, and 100mm specimens at T= -91oC
5.1.4 Analysis at T= -60oC
Three specimen thicknesses where tested at -60oC. All follow the Master Curve
distribution reasonably well. For the 12.5mm specimens, two data points violated the
KJc limit, (the maximum KJc capacity of a specimen) as set out in the standard
ASTM1921-10 [37]. This has the equation:
(27)
where
E=Young's modulus,
bo= Specimen Thickness
M= Non dimensional measure of constraint, ( = 30 in ASTM 1921-10[37])
The KJc limit can be seen for 12.5mm specimens at T= -60oC, and above this
limit the fracture toughness data lie to the right of the Master Curve, possibly due to a
loss of constraint or an increase in pre-cleavage tearing. The limit line sets the limit at
which the fracture parameter J provides a good description of the stress field close to
the crack tip (equation 15). Above the limit, J begins to be less valid as a characteristic
parameter with the actual stress field deviating from the HRR field by more than 10%[3].
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The expected size effect is not in accordance with weakest link behaviour, as the 50mm
specimens show higher upper bound toughness than the smaller specimens. This is
also not explainable via constraint methodology. Wallin suggests this is possible due to
a macroscopic material variability [50], which is plausible due to the size of an RPV
forging.
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Figure 5-6: Failure Probability Diagram for 12.5, 25, and 50mm specimens at T= -60oC
5.1.5 Analysis at T= -40oC
Toughness data have been analysed for specimen thicknesses of 12.5, 25, and
50mm. All data sets follow the Master Curve prediction accurately; however significant
ductile tearing occurred in 12 specimens of thickness 12.5mm, providing fracture
toughness values violating the size requirement (equation 28).
The size effect is clearly visible in this temperature category, in accordance with
weakest link behaviour.
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Figure 5-7: Failure Probability Diagram for 12.5, 25, and 50mm specimens at T= -40oC
5.1.6 Analysis at T= -20oC
All thicknesses were tested at -20oC, and the non-size adjusted results are
presented in Figure 5-8.
Only three cleavage points are relating to the Master Curve in the first diagram
for 12.5 mm thick specimens, and there is significant ductile tearing in most test
specimens with a significant number of specimens exceeding the size requirement. The
number of non-failures (invalid points) is also rather considerable for 25mm specimens,
as loss of constraint and ductile tearing becomes significant above the M=30 toughness
criterion. The 100mm thick specimens indicate a higher Kmin value, which can be
estimated via other methods [50], [61].
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Figure 5-8: Failure Probability Diagram for 12.5, 25, 50, and 100mm specimens at T= -20oC
5.1.7 Analysis at T= -10oC
Only 25mm thick test specimens were tested at -10oC, to assess upper shelf
behaviour. Four out of five specimens exhibited ductile tearing, by breaching the
0.05(W-ao) or 1mm stable crack growth criteria, and the KJ limit line. As only one valid
data point were obtained, the master curve interpretation of the results holds very little
validity.
Figure 5-9: Failure Probability Diagram for 25mm thick specimens at T= -10oC
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5.1.8 Analysis at T= 0oC
All four specimen sizes were tested at 0oC, and the non size adjusted results can
be seen in Figure 5-10 below. For the 12.5mm and 25mm specimens, only one data
point is valid to the Master Curve and it is likely there is blunting at the crack tip. The
master curve interpretation of the results holds very little validity in this case, due to a
single data point being applicable.
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Figure 5-10: Failure Probability Diagram for 12.5, 25, 50, and 100mm specimens at T= 0oC
5.1.9 Analysis at T= +20oC
This was the highest test temperature, where the three largest specimen sizes
were tested. The 25mm and the 50mm specimens all had ductile crack extensions
greater that 0.05(W-ao) and so the Master Curve analysis was not applicable. The
100mm size specimens only had two valid data points, meaning that assigning a Kmin is
unreliable.
The tests demonstrate that the initiation of the cleavage fracture is even possible
at high KJc values, and high temperatures.
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Figure 5-11: Failure Probability Diagram for 25, 50, and 100mm specimens at T= 20oC
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5.1.10 Interim Conclusions
The Master Curve predicts an increase in the lower bound of cleavage fracture
toughness with increasing temperature.
Secondly, the scatter associated with cleavage fracture toughness is observed to
increase with increasing temperature.
Thirdly, at high temperatures, failure by cleavage is preceded by ductile tearing, the
amount of which is also observed to increase as the test temperature increases.
Finally, the influence of specimen size on fracture toughness is observed to be more
marked at higher test temperatures. Larger specimens will have a higher transition
temperature, due to higher triaxial stress at the crack-tip, due to high constraint, than a
smaller specimen of the same material. Taken together, these observations are
consistent with a weakest link mechanism for cleavage initiation that is controlled by a
critical stress and likely to be affected by the constraint of the test specimen and any
pre-cleavage tearing[9].
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5.2 Materials Characterisation
5.2.1 Optical Microscopy
Optical micrographs of the Euro RPV material observed in the L-S, S-T and L-T
orientations are shown in Figure 5-12 to Figure 5-14.
Figure 5-12: Microstructure of the A508 Cl.2 in the L-S plane of a RPV segment
Figure 5-13: Microstructure of the A508 Cl.2 in the S-T plane of a RPV segment
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Figure 5-14: Microstructure of the A508 Cl.2 in the L-T plane of a RPV segment
The micrographs reveal the Euro material to have a ferrite-pearlite microstructure
with grain sizes of approximately 7 to 8 microns in diameter when viewed from all
directions. The size was determined using the linear intercept measurement
technique[62]. This indicates that the material has an equiaxed grain structure. The
revealed grain size is typical of acicular ferrite that contains a smaller grain size (~1-
10μm) than pearlite (~10-50μm), seen in Figure 2-2. This would most likely be due to a
faster cooling rate, and bypassing the pearlite phase region. This upper bainitic
microstructure forms at around 400-550oC in "sheaves" of ferrite plates [6] seen in the
micrographs here.
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5.2.2 Scanning Electron Microscopy
Analysis of the microstructure of the Euro material, in particular the carbide
distribution, is shown in the SEM image in Figure 5-15. As shown from both optical and
SEM microscopy, ferritic steels are inhomogeneous with regards to the sub structure of
individual grains. The SEM images show that a number of coarse carbides are formed
in the bainitic ferrite matrix, and that grains and grain boundaries both contain carbides
that could act as nucleation sites for cleavage microcracks or ductile voids.
In can be seen that fine needle-type carbides are widely distributed, and appear
to be approximately 2μm in length. Kim et al [10] identifies these to be of the M2C type,
that have high Mo content and a hexagonal structure. The coarse carbides may be of
the M3C type, as investigated by Kim et al on A508 steel, which have high Fe content
and an orthorhombic structure. Further analysis will be required to confirm these
observations for this material.
Figure 5-15: SEM image of A508 Cl.2
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5.2.3 Transmission Electron Microscopy
Figure 5-16 is a TEM image of the A508 Cl.2 carbon extraction replica. The
smaller grain boundaries in particular can be seen, as well as the coarse carbides, and
fine needle-type carbides. This image is at higher magnification than the SEM image,
revealing even smaller carbides on the nano scale.
Figure 5-16: TEM image of A508 Cl.2
5.2.4 Interim Conclusions
Carbides within the matrix of the material are hard brittle particles that when
sampled within the fracture process zone near a crack tip, can initiate a micro crack that
can propagate with a cleavage fracture. To break bonds in the material microstructure,
the concentration of local stress must be sufficiently high to prevail over the cohesive
strength of the material. This is largely dependent on the temperature of the material.
The material characterisation of the A508 Cl.2 shows small grain sizes typical of
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acicular ferrite. This microstructure is advantageous because its chaotic ordering
increases toughness[6].
The brittle carbides randomly distributed in the matrix decrease the fracture
toughness of the material however, and are present within grains and on grain
boundaries.
5.3 Finite Element Analysis
5.3.1 Preliminary investigation of crack interaction for double crack
specimens
All models were validated against published solutions both elastically and elastic-
plastically. Finite element models were validated elastically by comparing the KI
solution at a given load with that provided by Murakami[63] for an edge cracked
specimen under pure bending. The elastic stress field ahead of the crack tip was also
compared with that predicted by the Westergaard solution[26].
Elastic-plastic behavior was validated by comparing stress contours in the
vicinity of the crack tip from the FE results and that presented in the literature[47].
Finally, the limit-load derived from the models were validated against the relevant Miller
solution[64].
5.3.1.1 Elastic Validation
The stress-intensity factor for a cracked plate under four point bend is given below[63]:
5-28
Where:
P= Load
L= (S1-S2)/2
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B= Thickness
W= Width
a= Crack length
A summary of the FE analysis KI solution and the Murakami solution can be seen
in Table 5-1. The FE analyses show good agreement with the standard KI solution
given by equation 6-1, with agreement between the solutions being close to 1% or less.
This suggests that the mesh is suitably refined at the crack tip for elastic analyses, and
that elastic properties have been correctly defined.
SEN(4PB) Model Load Applied
(kN)
FE analysis
KI solution
(MPa√m)
Murakami
KI solution
(MPa√m)
Difference
(%)
a/W = 0.5
Single crack 28 83 84 0.5
a/W = 0.5
Offset cracks 22 66 66 0.5
a/W = 0.1
Single crack 55 51 52 1.2
a/W = 0.1
Offset cracks 44 41 41 1.0
Table 5-1: Summary of Elastic validations of 2D FE models against Murakami KI Solution
The stress fields ahead of the crack tip were also validated against the
Westergaard functions[26] using equation 3-8, for mode I loading for a given applied KI.
A value of θ = 0o was used to analyse stress fields directly ahead of the crack. This was
repeated for all crack sizes, and an example of this can be seen below for the single
crack model of a/W = 0.5. All FE models showed good correlation with the elastic crack
tip stress field solution and with no deviation, even at very close distances to the crack
tip.
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Table 5-2: Crack tip stress field elastic validation against Westergaard solution
5.3.1.2 Elastic-Plastic Validation
Stress contour plots from SENB(4PB) models with a/W = 0.5 were compared
against the contour plots published by Anderson and Dodds [47] for the same value of
a/W.
As a three point bend specimen was analysed by Anderson and Dodds[47], this
was also modeled in the FE software, with the same geometry depicted in Figure 4-1.
S1 = 190mm remained as for the four-point bend specimens, but the top pin was
centered at the symmetry plane for the three point bend model.
These results are illustrated in Figure 5-17. The non-dimensional contours of
maximum principal stress of 3.5 σy, 3.2 σy and 2.8 σy are presented at a low level of
loading. Three specimens of a/W = 0.5 are presented:
a) Three point bending,
b) Four point bending and
c) Double cracked specimen in four point bending.
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The equivalent stress contours for SENB specimens with the same a/W ratio and
same material properties are shown in Figure 5-18 by Anderson and Dodds. The
principal stress contours of the SSY solution match both the shape and magnitude of
those for all specimens, which is expected at this level of J.
As the principal stress contours from Figure 5-17 and Figure 5-18 match in both
shape and magnitude, it is known that the SEN(B) stress contours in Figure 5-17 are
under a SSY condition. This is the case for the double crack specimen as well as the
single crack specimen. They are highly constrained with stresses and strains increasing
proportionally in accordance with the HRR singular field, with magnitudes governed by
the single parameter J.
Figure 5-19 shows maximum principal stress contours in the shallow cracked
SEN(B) specimens a/W = 0.1, for a low level of loading, at 3.5 σy, 3.2 σy and 2.8 σy. The
effect of the lower constraint condition on normalised principal stress contours is
significant, causing a large reduction in the area bounded by each contour when
compared with the high constraint condition described above and illustrated in Figure
5-17 and Figure 5-18 The reduction in the stress contours when normalized by J,
demonstrates that the magnitude of the opening mode stress is no longer governed by
the single parameter J.
Figure 5-20 shows a comparison of maximum principal stress contour shapes for
σ1 = 3 σy, under an increasing applied crack driving force (J). A progressive decrease in
the area bounded by the normalised stress contour can be seen. This is the effect of
constraint loss. Although the normalised stress contour size can be seen to decrease,
the absolute size actually increases with J, but not at the same rate predicted by the
SSY field.
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Figure 5-17: Max Principal Stress Contours in SEN(B) specimens a/W = 0.5, n = 10
Figure 5-18: Comparison of Principal stress contours in small-scale yielding and in SENB specimen for a/W
= 0.5, n = 10 [47]
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Figure 5-19: Max Principal Stress Contours in SEN(B) specimens a/W = 0.1, n = 10
Figure 5-20: Comparison of stress contours of Maximum Principal Stress, σ1 = 3 σy, for increasing
levels of loading, n = 10. Shallow crack (left) and Deep crack (right)
-5
-4
-3
-2
-1
0
1
2
3
4
5
-2 -1 0 1 2 3 4 5 rσy/
J
rσy/J
J=2.2 kN/mm2
J=3.6 kN/mm2
J=14.2 kN/mm2
J= 62.0 kN/mm2
-5
-4
-3
-2
-1
0
1
2
3
4
5
-2 -1 0 1 2 3 4 5 rσy/
J
rσy/J
J=26.7 kN/mm2
J=41.1 kN/mm2
J=101.5 kN/mm2
J= 230.6 kN/mm2
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5.3.1.3 Load-Displacement Behaviour
The predicted limit load behavior for all specimen geometries with single and
double cracks have been validated against the Miller [64] limit load solution, for an
SENB in pure bending. The Miller solution defines the limiting moment, from which the
limit load can be defined. The limit loads calculated for the deep cracks and shallow
cracks are 22.4 kN and 65.8 kN respectively. This is irrespective of single or double
crack configurations, as the bending moment is the same within the same S2 pin
distance for each specimen[65].
The predicted load and CMOD behavior of the deep crack specimens can be
seen below in Figure 5-21. Using the ASME twice the elastic slope method[66], the limit
load provided by the Miller solution is conservative when compared with the FE
analysis, with a difference within 5%.
The load - CMOD behavior for the shallow crack specimens can be seen in
Figure 5-22. The FE analysis also predicted a limit load with a difference within 7% with
the solution provided by Miller[64].
Figure 5-21: Relationship between the applied force and CMOD in four point bend specimens, a/W = 0.5
0
5
10
15
20
25
30
35
40
0.00 0.30 0.60 0.90 1.20 1.50 1.80 2.10 2.40
Forc
e (
kN)
CMOD (mm)
Model 7.10.1 (a/W= 0.5, single crack)
Model 8.5.1 (a/W=0.5, offset cracks)
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Figure 5-22: Relationship between the applied force and CMOD in four point bend specimens, a/W = 0.1
5.3.1.4 Crack tip stress fields
Crack tip stress fields were plotted to compare the stress concentration in
material ahead of the crack tip with the highly constrained HRR stress field, and to
evaluate the magnitude of this difference field, known as the Q parameter [43, 44]. The
numerical parameters required to calculate the HRR stress field in a plane strain
analysis with hardening exponent n = 10 were obtained from a report by Shih [67].
Figure 5-23 and Figure 5-24 show the crack tip stress fields at varying crack
driving forces for the single crack geometry and double crack specimen, respectively.
There is good correlation between the two specimens, with agreement between
comparative stress fields within 5%. This suggests that the cracks in the double
specimen behave independent of each other.
Figure 5-25 and Figure 5-26 also show good correlation between the principle
stress fields, suggesting shallow cracks in the double- cracked specimen behave
independently.
0
10
20
30
40
50
60
70
80
0.00 0.05 0.10 0.15 0.20
Forc
e (
kN)
CMOD (mm)
Model 9.4.1 (a/W= 0.1, Single crack)
Model 10.6.0 (a/W= 0.1, offset crack)
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Figure 5-23: Normalised opening- mode stress fields ahead of crack tip (a/W = 0.5, single crack)
Figure 5-24: Normalised opening-mode stress fields ahead of crack tip (a/W = 0.5, offset cracks)
0.00
0.50
1.00
1.50
2.00
2.50
3.00
3.50
4.00
4.50
5.00
0 1 2 3 4 5 6
σyy
/σ0
rσy/J
HRR Stress Field
(a/W= 0.5, single crack, J= 13.1 kN/mm2
(a/W= 0.5, single crack, J= 55.4 kN/mm2
(a/W= 0.5, single crack, J= 83.9 kN/mm2
(a/W= 0.5, single crack, J= 142.2 kN/mm2
(a/W= 0.5, single crack, J= 221.4 kN/mm2
0.00
0.50
1.00
1.50
2.00
2.50
3.00
3.50
4.00
4.50
5.00
0 1 2 3 4 5 6
σyy
/σ0
rσy/J
HRR Stress Field
(a/W= 0.5, double crack, J= 16.6 kN/mm2
(a/W= 0.5, Double, J= 57.1 kN/mm2
(a/W= 0.5, Double crack, J= 118.5 kN/mm2
(a/W= 0.5, Double crack, J= 156.2 kN/mm2
(a/W= 0.5, Double crack, J= 192.0 kN/mm2
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Figure 5-25: Normalised opening-mode stress fields ahead of crack tip (a/W = 0.1, single crack)
Figure 5-26: Normalised opening-mode stress fields ahead of crack tip (a/W = 0.1, offset cracks)
0.00
0.50
1.00
1.50
2.00
2.50
3.00
3.50
4.00
4.50
5.00
0 1 2 3 4 5 6
σyy
/σ0
rσy/J
HRR Stress Field
(a/W= 0.1, Double crack), J= 7.6 kN/mm2
(a/W= 0.1, Double crack), J= 18.7 kN/mm2
(a/W= 0.1, Double crack), J= 29.7 kN/mm2
(a/W= 0.1, Double crack), J= 47.0 kN/mm2
0.00
0.50
1.00
1.50
2.00
2.50
3.00
3.50
4.00
4.50
5.00
0 1 2 3 4 5 6
σyy
/σ0
rσy/J
HRR Stress Field
(a/W= 0.1, single crack, J= 2.2 kN/mm2
(a/W= 0.1, single crack, J= 10.1 kN/mm2
(a/W= 0.1, single crack, J= 14.2 kN/mm2
(a/W= 0.1, single crack, J= 62.0 kN/mm2
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5.3.1.5 J-Q Toughness Loci Relationship
Figure 5-27 and Figure 5-28 shows the variation of the crack driving force, J as a
function of constraint, quantified by Q. The value of Q becomes more negative as the
crack driving force, J, increases. The normalised opening-mode stress fields ahead of
the crack tip are used to define Q, with HRR as the reference field between the
reference stress and the opening-mode stress at rσy/J = 2. Q becomes more negative in
the a/W = 0.1 specimens than the a/W = 0.5 specimens, signifying that there is a
greater loss of constraint on the crack tip stress fields in the small crack geometry,
compare Figure 5-27 and Figure 5-28.
Both plots compare within 10% to numerical modeling results reported in the
literature[39] for a material with similar stress strain behaviour.
Figure 5-27: J-Q Toughness Locus for a/W = 0.5 specimens
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Figure 5-28: J-Q Toughness Locus for a/W = 0.1 specimens
5.3.1.6 Crack driving force versus load
The variation of elastic plastic crack driving force as a function of load is shown
in Figure 5-29 for both shallow and deeply-cracked specimens containing single or
double cracks. There is reasonable agreement between the data for single and double
cracks for both deeply cracked and shallow cracked specimens. For deeply cracked
specimens, the maximum difference in crack driving force is approximately 50MPa√m
at the end of the analyses. Within the crack driving force range of interest, 200 to
300MPa√m, the difference is approximately half this value, i.e. approximately 10%. For
the shallow cracked specimens, agreement is better, with less than 2% difference
between the single crack and offset crack models.
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Figure 5-29 KJc vs Load for all specimens
5.3.2 Sensitivity analysis of testing specimens with different pre-crack
lengths
Finite element models were validated elastically and elastic-plastically in a
similar approach taken for the preliminary 2D analysis. As described in greater detail
previously in section 5.2.1, models were validated:
1. Elastically, by comparing the KI solution at a given load with the stress intensity
factor solution provided by Murakami [63].
2. Elastic-plastically by comparing the limit load from load displacement behaviour
against the Miller[64] limit load solution for an SENB in pure bending.
5.3.2.1 Elastic Validation
Table 5-3 shows the level of agreement between the FE analyses KI solutions
and the associated Murakami solution. J values were taken from the centre of the
0
50
100
150
200
250
300
0 10 20 30 40 50 60 70 80 90 100 110 120 130 140
KJ MPa√m
Load, (kN)
Model 7.10.1 (a/W= 0.5, single crack)
Model 8.5.1 (a/W=0.5, offset cracks)
Model 9.7.3 (a/W= 0.1, Single crack)
Model 10.7.1 (a/W= 0.1, offset crack)
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 81
specimen. The table shows very good agreement for the a/W = 0.55 cracks for each of
the three test options, with agreement between the solutions to be 5% or less.
SEN(4PB) Model Load Applied
(kN)
FE analysis
KI solution
(MPa√m)
Murakami
KI solution
(MPa√m)
Difference
(%)
a/W = 0.55
Offset Cracks 10 67 67 0.5
a/W = 0.55
One on top of the other 13 80 83 3
a/W = 0.55
Next to each other 12 72 76 5
Table 5-3: Summary of Elastic validations against Murakami KI Solution for a/W = 0.55
5.3.2.2 Load - Displacement Behaviour
The load - CMOD behaviour for all test configurations are shown in Figure 5-30
to Figure 5-43 to understand the effect that the various test arrangements have.
For comparison with 3D FEA data, 2D models of SEN(4PB) specimens were
created for further analysis. This consisted of a single crack specimen with a/W = 0.55
and another single crack specimen with a/W = 0.45. The overall geometry of the
specimens was consistent with the 3D model geometry, seen previously in Figure 4-4.
The 2D models were created to show the effect of using plane strain and plane stress
elements on the global force - CMOD behaviour. As expected, the plane strain
assumption requires much greater force for the same displacement to occur. As a real
specimen will have both plane stress and plane strain regions at the crack tip, we
expect the 3D FEA models to have force - CMOD behaviour between the contrasting
plane strain and stress variants. The 2D analysis with plane strain and stress elements
are present on all figures in this section as a reference to the material behaviour seen in
the 3D models.
In Figure 5-30 The behaviour of a real specimen is represented by the 3D model
of a single crack SEN(4PB) that can be seen in the image of the figure. This behaviour
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 82
is due to both plane strain and plane stress regions at the crack front, and is to be
expected. The basic four-point bend geometry was modelled to see if the other test
arrangements produced similar material behaviour to this.
To validate the elastic compliance of the plane strain and stress behaviour, the
elastic compliance solution provided by Saxena and Hudak [68] is provided by the
dotted straight lines. Both plane stress and strain elastic compliances agree to the
literature value within 3%.
Figure 5-31 Shows a separate 3D model that has the same geometry and
material properties as the specimen in Figure 5-30, but with a/W = 0.45. The 2D models
in this figure have the same crack length to width ratio for comparison. The difference in
force - CMOD behaviour for the a/W = 0.45 specimen compared to the 0.55 is that the
slightly shallower crack shows stiffer behaviour.
Figure 5-30: Force - CMOD for a single crack SEN(4PB) specimen, a/W = 0.55.
2D plane stress and plain strain with elastic compliance solutions are also plotted.
0
2
4
6
8
10
12
14
16
18
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
Fo
rce (
kN
)
CMOD (mm)
Elastic compliance Plain Strain (A.Saxena and S.J Hudak)
Elastic compliance Plain Stress (A.Saxena and S.J Hudak)
2D Plain Strain aW=0.55, Single crack
2D Plain Stress aW=0.55, Single cracks
3D Quarter model 0.55 a/W Single Crack
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 83
Figure 5-31: Force - CMOD for a single crack SEN(4PB) specimen, a/W = 0.45.
2D plane stress and plane strain with elastic compliance solutions are also plotted.
0
2
4
6
8
10
12
14
16
18
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
Fo
rce (
kN
)
CMOD (mm)
Elastic compliance Plain Strain (A.Saxena and S.J Hudak)
Elastic compliance Plain Stress (A.Saxena and S.J Hudak)
2D Plain Strain aW=0.45, Single crack
2D Plain Stress aW=0.45, Single crack
(Model 22.0.0) 3D Quarter model 0.45 a/W Single Crack
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 84
Two SEN(4PB) specimens loaded in parallel.
Figure 5-32 and Figure 5-33 show the force - CMOD behaviour of two specimens
with different pre crack lengths mounted in four point bending in a parallel configuration.
As with the previous figures, the 2D analyses with both plane stress and strain
elements are seen in grey.
The sensitivity in force - CMOD behaviour of testing two specimens with slightly
different pre-crack lengths become paramount when testing specimens in parallel. This
is because in the actual fracture mechanics test, only a single load cell can be used to
measure the load on both specimens; however the load will not be distributed evenly
between the specimens due to the different compliances of the specimens. The deeper
crack specimen is more compliant to the load, and hence will experience less of the
force being applied. This can be seen in Figure 5-32. The yellow curve represents the
applied force if it were split equally between the two specimens, which would be the
case if the pre-crack lengths where the same. The red curve represents the corrected
force - CMOD behaviour, which unfortunately cannot be measured in an actual test, but
by FEA analysis only. Figure 5-33b shows a similar scenario, but in this case, the
specimen will receive more of the shared load due to being less compliant. The red
curve corrects for this, hence displays the actual behaviour, which is stiffer than when
equally distributing the load, seen by the orange curve.
Sensitivity of testing cracks with slightly different pre-crack lengths becomes
more of an issue when testing two specimens under the same loading condition in this
manner. To obtain accurate force - CMOD results, extensive FEA analysis with
accurate measurements of the pre-crack lengths would have to be conducted of every
test scenario. Other disadvantages of testing this method rather than an offset crack
specimen, is that more material will be needed to produce two specimens per test
rather than one, and that the specimens will have to be further machined, to ensure
they contact the rollers equally.
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 85
Figure 5-32: Force - CMOD for single crack a/W = 0.55 SEN(4PB) specimen loaded in parallel. 2D plane stress
and plane strain also plotted.
Figure 5-33: Force - CMOD for single crack a/W = 0.45 SEN(4PB) specimen loaded in parallel.
2D plane stress and plane strain also plotted.
0
2
4
6
8
10
12
14
16
18
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
Fo
rce (
kN
)
CMOD (mm)
2D Plain Strain aW=0.55, Single crack
2D Plain Stress aW=0.55, Single cracks
aW=0.55, In Parallel
aW=0.55, In Parallel, Correct Force
0
2
4
6
8
10
12
14
16
18
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
Fo
rce (
kN
)
CMOD (mm)
2D Plain Strain aW=0.45, Single crack
2D Plain Stress aW=0.45, Single crack
aW=0.45, In Parallel
aW=0.45, In Parallel, Correct Force
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 86
Two SEN(4PB) specimens loaded in series.
Figure 5-34 and Figure 5-35 show the force - CMOD behaviour of two specimens
with different pre crack lengths mounted in four-point bending on top of each other, i.e.
in series. As with the previous figures, the 2D analyses with both plane stress and strain
elements are included as grey lines.
Both figures show the force - CMOD behaviour as expected, in comparison with
the 2D models. This is an advantage over the previous loading method, as each
specimen will receive the load that is measured via the load cell, and the associated
CMOD can be read with individual clip gauges. Difficulties may arise in the actual test
with frictional effects affecting results. This is due to the inner rollers that are in contact
with both specimens, and each specimen will cause the rollers to move in opposing
directions. The crack driving force could also be limited by the diameter of the inner
rollers. More material will be required than testing a single specimen with offset cracks,
and experimental challenges such as alignment of specimens could pose an issue.
Misalignment of specimens could result in mixed loading of the specimens, and
possibility of both specimens cleaving due to the initial cleavage event may occur.
The sensitivity in force - CMOD behaviour of testing two specimens with slightly
different pre crack lengths is also of importance when testing specimens in series. This
can be seen from crack driving force versus load data shown in
Figure 5-36. Even with sufficiently high loads of 18kN, the crack driving forcse for the
slightly shallower cracked specimen ceases to increase, whilst that experienced by the
deeper cracked specimen increases to much higher stress intensities. This is due to the
effects of shielding [69].
Sensitivity of testing cracks with slightly different pre-crack lengths is an issue
when testing two specimens under the same loading condition in this manner. Pre-
crack lengths must be of exceptionally close similarity to each other for both specimens
to propagate to the desired stress intensity at temperatures near the onset of upper
shelf temperature. If there is a significant difference in pre-crack length, then the
controlling fracture parameter will depend on the deeper cracked specimen, rather than
its microstructural constituents, which are not desired.
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 87
Figure 5-34: Force - CMOD for single crack a/W = 0.55 SEN(4PB) specimen loaded in series.2D plane stress
and plane strain also plotted.
Figure 5-35: Force - CMOD for single crack a/W = 0.45 SEN(4PB) specimen loaded in parallel.
2D plane stress and plane strain also plotted.
0
2
4
6
8
10
12
14
16
18
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
Fo
rce (
kN
)
CMOD (mm)
2D Plain Strain aW=0.55, Single crack
2D Plain Stress aW=0.55, Offset cracks
aW=0.55, In series
0
2
4
6
8
10
12
14
16
18
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
Fo
rce (
kN
)
CMOD (mm)
2D Plain Strain aW=0.45, Single crack
2D Plain Stress aW=0.45, Single crack
aW=0.45, In series
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 88
Figure 5-36: Crack driving force versus load for single crack SEN(4PB) specimens, a/W = 0.55 and 0.45
loaded in series.
A single SEN(4PB) specimen with offset cracks
Figure 5-37 and Figure 5-38 show the force - CMOD behaviour of a single
specimen, which has offset cracks with different pre crack lengths mounted in four point
bending. The 2D analyses with both plane stress and strain elements are seen in grey.
Both figures show the force - CMOD behaviour as expected, in comparison with
the 2D models. One advantage of this test method rather than loading the specimens in
parallel and in series is that it requires half the amount of material than the other test
methods and setting up the test is more straightforward.
As each crack is placed between the inner rollers, the bending moment on each
crack is the same; hence the same load will be applied to each crack. The difference in
CMOD can be easily quantified with individual clip gauges. The FEA results for this
specimen show very little sensitivity in force - CMOD behaviour of testing two cracks
with slightly different pre crack lengths. Both cracks show insignificant interaction with
0
100
200
300
400
500
600
700
0 5 10 15 20
KJ (M
Pa√
m)
Load (kN)
aW=0.55, In series
aW=0.45, In series
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 89
each other, as the behaviour is comparable to other models, and also there is less
sensitivity from different pre-crack lengths compared to other test arrangements.
Figure 5-37: Force - CMOD for a single SEN(4PB)specimen with offset cracks. Plot shown is for a/W = 0.55.
2D plane stress and plane strain also plotted.
0
2
4
6
8
10
12
14
16
18
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
Fo
rce (
kN
)
CMOD (mm)
2D Plain Strain aW=0.55, Single crack
2D Plain Stress aW=0.55, Offset cracks
aW=0.55, Offset cracks
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 90
Figure 5-38: Force - CMOD for a single SEN(4PB)specimen with offset cracks. Plot shown is for a/W = 0.45.
2D plane stress and plane strain also plotted.
Summary all three test arrangements
Figure 5-39 and Figure 5-40 show all the force - CMOD plots of the FEA analysis
conducted for the sensitivity study of testing specimens with differing pre-crack lengths.
In comparison to the green curve (a single cracked specimen in four point
bending), all plots show very similar force - CMOD behaviour. The offset crack
geometry has a slightly less stiff elastic slope in both a/w = 0.55 and 0.45 cracks.
Figure 5-40 shows stiffer force - CMOD behaviour, which is to be expected as
the crack length is slightly shorter.
In all cases, the force - CMOD behaviour are largely consistent with each other,
which is to be expected due to the consistency in pin spacing, materials properties and
specimen geometry.
Taking into account the advantages and disadvantages of each test method, the
3D analyses have shown that the test approach with a single specimen with offset
0
2
4
6
8
10
12
14
16
18
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
Fo
rce (
kN
)
CMOD (mm)
2D Plain Strain aW=0.45, Single crack
2D Plain Stress aW=0.45, Single crack
aW=0.45, Offset cracks
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 91
cracks is the most favourable. This is due to the efficiency of material usage, and the
simplistic nature of the test setup, in comparison to the other methods. The most
important advantage of this test method is that the load applied to each crack can be
quantified, without detailed FE analysis, which is a big flaw with the 'in parallel' method.
Its major advantage over the 'in series' method is that the effects of shielding will not
affect the stress intensity that the cracks will experience, and the amount of deformation
is not attributed to the diameter of the inner rollers. There are also less frictional affects
to be concerned with, as all rollers in the offset crack test set up can freely rotate.
Figure 5-39: Applied force and CMOD for all SEN(4PB) specimens, a/W = 0.55.
2D plane stress and plain strain with elastic compliance solutions are also plotted.
0
2
4
6
8
10
12
14
16
18
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
Fo
rce (
kN
)
CMOD (mm)
2D Plain Strain aW=0.55, Single crack
2D Plain Stress aW=0.55, Single crack
3D Quarter model 0.55 a/W Single Crack
aW=0.55, Offset cracks
aW=0.55, In series
aW=0.55, In Parallel, Correct Force
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 92
Figure 5-40: Applied force and CMOD for all SEN(4PB) specimens, a/W = 0.45.
2D plane stress and plain strain with elastic compliance solutions are also plotted.
Force- CMOD of a/W 0.5 and 0.1 Offset cracks specimens
Due to the advantages of the offset cracked specimen design in comparison to
the other specimen arrangements, two further offset crack models where created to
compare force - CMOD behaviour. These were an offset deeply cracked specimen with
a/W = 0.5, and a very shallow offset cracked specimen, of a/W = 0.1 seen in Figure
5-41 and Figure 5-42 respectively. The force - CMOD behaviour, Figure 5-43, shows
that a much greater force must be applied to the shallow crack specimen than the
deeply cracked specimen for the same crack mouth opening displacement to occur.
This is to be expected due to the increase in remaining ligament length in the shallow
crack specimen.
0
2
4
6
8
10
12
14
16
18
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
Fo
rce (
kN
)
CMOD (mm)
2D Plain Strain aW=0.45, Single crack
2D Plain Stress aW=0.45, Single crack
3D Quarter model 0.45 a/W Single Crack
aW=0.45, Offset cracks
aW=0.45, In series
aW=0.45, In Parallel, Correct Force
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 93
Figure 5-41: Offset cracked SEN(4PB) specimen, a/W = 0.5
Figure 5-42: Offset cracked SEN(4PB) specimen, a/W = 0.1
Figure 5-43: Applied force and CMOD for SEN(4PB) specimens with offset cracks, a/W = 0.5 and another
specimen a/W = 0.1
0
5
10
15
20
25
30
35
40
0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
Fo
rce (
kN
)
CMOD (mm)
(Model 23.0.1) 3D Quarter model 0.5 a/W Offset cracks
(Model 25.1.5) 3D Quarter model 0.1 a/W Offset cracks
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 94
5.3.2.3 Crack driving force versus load
The variation in crack driving force as a function of load for all test arrangements that
have a/W = 0.55 is shown in Figure 5-44. The 2D FEA analyses with plane strain and
plain stress elements are also plotted as a reference. A 3D single crack SEN(4PB)
specimen with a/W = 0.55 is plotted to further predict the behaviour of the more
complex test geometries. All three test arrangements match the behaviour of the single
crack specimen well, within 5% accuracy. Demonstrating that all test arrangements
could generate accurate results.
Figure 5-45 has a similar approach taken, with 2D models that had a plane strain and
plane stress analyses, plotted as a reference. Also plotted is a simplified test
arrangement of a 3D single cracked specimen loaded under four point bending with
a/W = 0.45. As with the deeper cracks, all three test arrangements match the behaviour
of the simplified test accurately to within 5%.
The main observations with the data are the shortcomings of some of the test
geometries. For the "in parallel" specimens, the corrected load is shown which can be
post processed from the FEA. As noted previously, in the real test, the actual force on
each specimen cannot be determined. Only one load cell can be installed on to the test
rig, and equal sharing of the load would be an over estimation of the load being applied
to the deeper crack, and an underestimate of the load being applied to the shallower
crack. For the "in series" specimens, the deeper crack specimen experiences higher
stress intensities as the load increases, but this does not occur with the shallower crack
specimen.
Figure 5-45 shows the specimen with a/W = 0.45 only experiencing a stress intensity of
approximately 200MPa√m, where as the deeper crack will continue to deform under
stress intensities of 600 MPa√m and more, as Figure 5-36 showed previously . The
specimen with the offset cracks produce KJ vs Load data similar to the other analyses
undertaken, showing that there is insignificant crack interaction between the two cracks
at the fracture toughness that occurs at the OUST, 300MPa√m. Also, FEA analyses
show that pre-cracks of slightly different length in an offset crack specimen do not affect
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 95
results as much as the other test methods with different pre-crack lengths.
Figure 5-44 Crack driving force vs Load behaviour for cracks with a/W = 0.55 for all test arrangements.
Figure 5-45: Crack driving force vs Load behaviour for cracks with a/W = 0.45 for all test arrangements.
0
50
100
150
200
250
300
350
400
450
0 5 10 15 20
KJ (M
Pa√
m)
Load (kN)
2D Plain Strain aW=0.55, Single crack
2D Plain Stress aW=0.55, Single crack
(Model 21.0.0) 3D Quarter model 0.55 a/W Single Crack aW=0.55, Offset cracks
aW=0.55, In series
aW=0.55, In Parallel, Correct Force
0
50
100
150
200
250
300
350
400
450
0 5 10 15 20
KJ (M
Pa√
m)
Load (kN)
2D Plain Strain aW=0.45, Single crack
2D Plain Stress aW=0.45, Single crack
(Model 22.0.0) 3D Quarter model 0.45 a/W Single Crack
aW=0.45, Offset cracks
aW=0.45, In series
aW=0.45, In Parallel, Correct Force
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 96
Crack driving force vs load for specimens with a/W 0.5 and 0.1 Offset cracks
Due to the preference of testing two cracks under the same loading conditions by
an offset crack specimen, the crack driving force versus load behaviour has been
plotted for the two additional models. To achieve any level of crack driving force, a
much greater force is required in the specimen with the shallow offset cracks than the
deeper crack specimen. This is expected due to the larger uncracked ligament in the
shallow cracked specimen. The behaviour seen in Figure 5-46 is therefore to be
expected, and within the crack driving force range of interest, 200 to 300 MPa√m, the
deeply cracked specimen requires a load of approximately 15 to 17 kN. This differs
significantly in the shallow cracked specimen, requiring a load of approximately 45 to
53 kN.
Figure 5-46: Crack driving force vs Load behaviour for specimens with offset cracks. One specimen of
a/W = 0.5 and another of a/W = 0.1
0
50
100
150
200
250
300
350
400
0 5 10 15 20 25 30 35 40 45 50 55 60 65
KJ (M
Pa√
m)
Load (kN)
(Model 23.0.1) 3D Quarter model 0.5 a/W Offset cracks
(Model 25.1.5) 3D Quarter model 0.1 a/W Offset cracks
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 97
5.3.2.4 Crack tip stress contours
In order to analyse the crack tip constraint condition at the onset of upper shelf
temperature, the crack tip stress contours of maximum principal stress have been
plotted for all three test variants using data from Abaqus software[1]. The stress
contours in Figure 5-47 relate to a low level of loading, of approximately J = 17kN/m2.
The results shown are normalised against the yield stress (414 MPa) of the material
and the applied crack driving force. At this level of crack driving force, and that the
normalised contours are of equivalent shape and magnitude, it is known that these
contours are under SSY conditions. These highly constrained contours have stresses
and strains increasing proportionally in accordance with the HRR singular field, and are
governed by the crack driving force, J, only.
All three test arrangements show comparable stress contours within 5% of each
other. This is to be expected due to the same specimen geometry, crack length and
spacing of the rollers.
Due to the favourable test method of offset crack specimens due to factors
mentioned in the previous section, the maximum principal stress contours at a low level
of loading for an offset crack specimen with a/W = 0.5 have been analysed in Figure
5-48. These contours of high stress are bound by a slightly reduced area than the
contours in Figure 5-47, which is attributed to the slightly shorter crack length. Also,
these contours are under a SSY condition.
The effect that crack tip constraint loss has on the maximum principal stress
contours can be seen from Figure 5-49, which are the normalised contours of the same
stress levels as the previous contour plots, at 3.5 σy, 3.2 σy and 2.8 σy. This reduction in
area bounded by each contour is due to the constraint loss arising from the geometrical
change in crack length. This specimen has a/W = 0.1, resulting in a 2.5mm crack
length. The reduction in area when normalized by J demonstrates that J no longer
governs the magnitude of opening mode stress, but the effects of constraint loss are
much more contributing factor to the fracture toughness of specimens with small cracks.
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 98
Figure 5-47: Maximum Principal Stress Contours in SEN(4PB) specimens in three different test
arrangements, a/W = 0.55, n=10
Figure 5-48: Maximum Principal Stress Contours in SEN(4PB) specimen that has offset cracks,
a/W = 0.5, n=10
-8.0
-6.0
-4.0
-2.0
0.0
2.0
4.0
6.0
8.0
-1.0 0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0
rσy/
J
rσy/J
(4PB a/W 0.55) Offset Crack 3.5σy
(4PB a/W 0.55) Offset Crack 3.2σy
(4PB a/W 0.55) Offset Crack 2.8σy
(4PB a/W 0.55) In Series 3.5σy
(4PB a/W 0.55) In Series 3.2σy
(4PB a/W 0.55) In Series 2.8σy
(4PB a/W 0.55) In Parallel 3.5σy
(4PB a/W 0.55) In Parallel 3.2σy
(4PB a/W 0.55) In Parallel 2.8σy
-8.0
-6.0
-4.0
-2.0
0.0
2.0
4.0
6.0
8.0
-1.0 0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0
rσy/
J
rσy/J
(4PB a/W 0.5) Offset Crack 3.5σy
(4PB a/W 0.5) Offset Crack 3.2σy
(4PB a/W 0.5) Offset Crack 2.8σy
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 99
Figure 5-49: Maximum Principal Stress Contours in SEN(4PB) specimen that has offset cracks,
a/W = 0.1, n=10
-8.0
-6.0
-4.0
-2.0
0.0
2.0
4.0
6.0
8.0
-1.0 0.0 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0
rσy/
J
rσy/J
(4PB a/W 0.1) Offset Crack 3.5σy
(4PB a/W 0.1) Offset Crack 3.2σy
(4PB a/W 0.1) Offset Crack 2.8σy
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 100
Comparison of opening mode stress contours for increasing levels of loading
To observe the effect that increased loading has on maximum principal stress
contours, a stress value of 3σY was chosen, and the stress contour was plotted over
three increasing levels of loading. The cracks were loaded to crack driving forces of
approximately 200, 300 and 400 MPa√m, which equates to the J values seen in Figure
5-50. These values were selected because the estimated fracture toughness for RPV
steels near the OUST occurs between 200 and 300 MPa√m.
All three test arrangements are included in this analysis, and show similar results
with less that 5% difference. Due to normalising the contours with J, a progressive
decrease in the area bounded by each contour can be seen. The stress contour that
results from 200 MPa√m of crack driving force appears the largest; however the actual
contour size would be small in comparison to higher loading levels. The shape of the
stress contour also changes with increased loading. At approximately 400 MPa√m, the
contours for all tests show a more pronounced curvature in contour shape at 0o to the
crack tip.
At the crack driving forces present in the analyses, Figure 5-51 shows very
similar shape and magnitude to the equivalent contours present in the previous figure.
Figure 5-51 shows the contours from an offset cracked specimen, with a/W = 0.5. This
specimen has a slightly smaller crack length than the specimens in Figure 5-50, but
there is no effect in contour area at these high levels of loading.
Figure 5-52 shows maximum principal stress contours at increasing levels of
load for an offset specimen with a very small crack, a/W = 0.1. The contour size is
considerably smaller in this analyse than that observed in the previous analyses
performed in respect of the deeply cracked specimens. This indicates that significant
constraint loss occurs throughout the loading process, and to achieve the same stress
contour area as a deeper crack, a much higher crack driving force needs to be applied.
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
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Figure 5-50: Maximum Principal Stress Contours, σ1 = 3σY for increasing levels of loading in SEN(4PB)
specimens. Three different test arrangements shown, a/W = 0.55, n=10
-3.5
-2.5
-1.5
-0.5
0.5
1.5
2.5
3.5
-0.5 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0
rσy/
J
rσy/J
J= 185.4 kN/mm2 Offset Cracks aW=0.55
J= 405.8 kN/mm2 Offset Cracks aW=0.55
J= 744.2 kN/mm2 Offset Cracks aW=0.55
J= 171.6 kN/mm2 In series aW=0.55
J= 484 kN/mm2 In series aW=0.55
J= 757.9 kN/mm2 In series aW=0.55
J= 179.0 kN/mm2 In Parallel aW=0.55
J= 483.1 kN/mm2 In Parallel aW=0.55
J= 761.1 kN/mm2 In Parallel aW=0.55
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
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Figure 5-51: Maximum Principal Stress Contours, σ1 = 3σY for increasing levels of loading in SEN(4PB)
specimen that has offset cracks, a/W = 0.5, n=10
Figure 5-52: Maximum Principal Stress Contours, σ1 = 3σY for increasing levels of loading in SEN(4PB)
specimen that has offset cracks, a/W = 0.1, n=10
-4.0
-3.0
-2.0
-1.0
0.0
1.0
2.0
3.0
4.0
-0.5 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0
rσy/
J
rσy/J
J= 219.2 kN/mm2 Offset Cracks aW=0.5
J= 418.0 kN/mm2 Offset Cracks aW=0.5
J= 741.7 kN/mm2 Offset Cracks aW=0.5
-4.0
-3.0
-2.0
-1.0
0.0
1.0
2.0
3.0
4.0
-0.5 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0
rσy/
J
rσy/J
J= 182.1 kN/mm2 Offset Cracks aW=0.5
J= 411.6 kN/mm2 Offset Cracks aW=0.5
J= 728.8 kN/mm2 Offset Cracks aW=0.5
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Analyses of crack tip stress contours at actual size
Figure 5-53 shows the actual sizes of the contours from Figure 5-47. These are
not normalised with respect to J, hence their true sizes can be seen. Although each
crack is under a nominally SSY condition, it is clear from this figure that the actual
stress contour size varies from specimen to specimen. This is due to the actual applied
crack driving force, J, applied in each case. The "in parallel" specimens (shown in red)
had the lowest applied J in this analysis of 15.4 kN/m2, the offset crack specimen (in
blue) had J = 17.6 kN/m2 and the "in series" specimens (in yellow) had the highest
applied J = 21.0 kN/m2. This is apparent in the analysis as the contours from each test
arrangement increase in that order.
Figure 5-54 shows the actual contour sizes from Figure 5-48. The applied J in
this analysis was 16.8 kN/m2. As the crack tip acts as a stress concentrator, we can see
the region of highest stress, 3.5σy, occurs at close distances from the crack tip. This
stress contour is bounded within 0.07mm at 0° to the crack tip.
Figure 5-55 shows the actual contour sizes from Figure 5-49. These contour
sizes are caused by a crack driving force of J = 18.7 kN/m2. Due to constraint loss at
the crack tip, the region of highest stress is bound by a very small contour area, and
occurs within 0.02mm at 0° to the crack tip.
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
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Figure 5-53: Maximum Principal Stress Contours in SEN(4PB) specimens in three different test
arrangements, a/W = 0.55, n = 10 (Actual size)
Figure 5-54: Maximum Principal Stress Contours in SEN(4PB) specimen that has offset cracks,
a/W = 0.5, n=10 (Actual size)
-0.40
-0.30
-0.20
-0.10
0.00
0.10
0.20
0.30
0.40
-0.05 0.00 0.05 0.10 0.15 0.20 0.25 0.30 0.35 0.40
r (m
m)
r (mm)
(4PB a/W 0.55) Offset Crack 3.5σy
(4PB a/W 0.55) Offset Crack 3.2σy
(4PB a/W 0.55) Offset Crack 2.8σy
(4PB a/W 0.55) In Series 3.5σy
(4PB a/W 0.55) In Series 3.2σy
(4PB a/W 0.55) In Series 2.8σy
(4PB a/W 0.55) In Parallel 3.5σy
(4PB a/W 0.55) In Parallel 3.2σy
(4PB a/W 0.55) In Parallel 2.8σy
-0.40
-0.30
-0.20
-0.10
0.00
0.10
0.20
0.30
0.40
-0.05 0.00 0.05 0.10 0.15 0.20 0.25 0.30 0.35 0.40
r (m
m)
r (mm)
(4PB a/W 0.5) Offset Crack 3.5σy
(4PB a/W 0.5) Offset Crack 3.2σy
(4PB a/W 0.5) Offset Crack 2.8σy
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
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Figure 5-55: Maximum Principal Stress Contours in SEN(4PB) specimen that has offset cracks,
a/W = 0.1, n=10 (Actual size)
Contour size matching
Due to crack tip constraint loss, the shallow crack specimen will have smaller
contours of maximum principal stress at a given level of crack driving force than the
deeper crack specimen, as seen previously. Figure 5-56 below shows the increase in
crack driving force required on the shallow crack specimen to produce stress contours
of a similar area to that observed in the deeply crack specimen. When the deep crack
specimen of a/W = 0.5 is in SSY conditions, at a low level of loading, its contour size
reaches up to 0.3mm away from the crack tip at J = 16.8 kN/m2 (or KJ = 60.8 MPa√m).
The load required for this can be found from Figure 5-46 to be approximately 10kN. For
the shallow specimen of a/W = 0.1, a much higher crack driving force of
J = 117.6 kN/m2 (or KJ = 160.8 MPa√m) is required to produce contours of similar area.
The load for this from Figure 5-46 is approximately 41kN, which is a significant increase
in load compared to the deeply cracked specimen.
-0.40
-0.30
-0.20
-0.10
0.00
0.10
0.20
0.30
0.40
-0.05 0.00 0.05 0.10 0.15 0.20 0.25 0.30 0.35 0.40
r (m
m)
r (mm)
(4PB a/W 0.1) Offset Crack 3.5σy
(4PB a/W 0.1) Offset Crack 3.2σy
(4PB a/W 0.1) Offset Crack 2.8σy
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
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Figure 5-56: Contour matching of offset crack specimen, a/W = 0.5 at a low level of loading,
and an offset crack specimen, a/W = 0.1 at a higher crack driving force
-0.40
-0.30
-0.20
-0.10
0.00
0.10
0.20
0.30
0.40
-0.05 0.00 0.05 0.10 0.15 0.20 0.25 0.30 0.35 0.40
r (m
m)
r (mm)
(4PB a/W 0.5) Offset Crack 3.5σy
(4PB a/W 0.5) Offset Crack 3.2σy
(4PB a/W 0.5) Offset Crack 2.8σy
J= 117.6 kN/mm2 (4PB a/W 0.1) Offset Crack 3.5σy
J= 117.6 kN/mm2 (4PB a/W 0.1) Offset Crack 3.2σy
J= 117.6 kN/mm2 (4PB a/W 0.1) Offset Crack 2.8σy
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
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Actual size contours at KJ = 250 MPa√ m
Figure 5-57 shows the actual contour size in the deeply cracked specimen at a
crack driving force of 250 MPa√m, the approximate predicted fracture toughness at
OUST. At OUST, there is 5% probability of cleavage preceded by 0.2 mm ductile
tearing[56]. At this temperature, the shallow crack specimen did not produce contours
of equivalent size, which is the critical size for onset of upper shelf behaviour to occur.
This signifies that the critical stress state at the crack tip for cleavage initiation does not
occur, and that the shallow crack specimen is unlikely to cleave. For onset of upper
shelf temperature to occur, the shallow crack specimen would need to be tested at a
lower test temperature, and design FEA analysis must therefore be conducted using
tensile properties relevant to a lower temperature. This can be seen from the schematic
in Figure 5-58. At the size of contour of interest, (red dotted line) the crack driving force
of the deep crack specimen is 250 MPa√m, but the shallow crack specimen never
reaches this size of contour, inhibiting cleavage initiation. Only ductile tearing will
prevail, unless the yield stress is lowered by testing at a lower temperature.
Figure 5-57: Actual size contours at a stress intensity of 300 MPa√m, The predicted fracture toughness at
OUST.
-2.00
-1.50
-1.00
-0.50
0.00
0.50
1.00
1.50
2.00
-0.2 0.0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8 2.0
r (m
m)
r (mm)
J= 418.0 kN/mm2 (4PB a/W 0.5) Offset Crack 3.5σy
J= 418.0 kN/mm2 (4PB a/W 0.5) Offset Crack 3.2σy
J= 418.0 kN/mm2 (4PB a/W 0.5) Offset Crack 2.8σy
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
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Figure 5-58: Schematic of how crack tip stress contour area varies with crack length at increasing fracture
toughness.
5.3.3 Interim Conclusions
Offset crack specimens behave independently to each other when loaded in four
point bending, at the separation distances explored in these analyses. This is because
the central section of the specimen between the inner loading rollers has a constant
bending moment, resulting from the symmetry of the S1 pins in relation to the S2 pins.
As each double crack will each incur the same bending moment as a single crack, then
each crack will act independently of each other. This is true for high constraint
geometries as it is for low constraint geometries of a/W = 0.1.
It is noteworthy that the change in crack tip stress field increases from the HRR
stress field at increasing normalized distances in the deeper crack specimens (Figure
5-23 and Figure 5-24), i.e. the Q parameter is not constant with increasing distance
from the crack tip. This is not the case for short crack specimens (Figure 5-25 and
Figure 5-26) where the displacement from HRR stress field remains consistent after a
normalized distance of rσy/J = 1. This is due to crack tip fields impinging on the global
0
50
100
150
200
250
300
350 F
ractu
re T
ou
gh
ne
ss, K
MA
T (
MP
a√m
)
Area of stress contour
Shallow
crack
Deep
crack
SSY
Behaviour
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 109
bending field in a/W = 0.5 specimens. Crack tip stress fields will initially scale with J in
accordance to SSY, and independent of geometry, but as load increases, this bending
component will become more significant. The low constraint geometries have lower
stress fields than the high constraint geometries, and this is reflected with the greater
negative values in Q parameter for a given applied J, seen in Figure 5-27 and Figure
5-28. This is consistent with published work by Nevalainen and Dodds [39].
The sensitivity analysis of testing specimens with different pre crack lengths
show that specimens loaded "in parallel" will not distribute the applied load evenly
between the specimens of slightly different pre crack lengths. The deeper crack is more
compliant to the load, and hence will experience less of the load applied in comparison
to the shallow crack that will experience more of the load. As only one load cell is used,
estimating that the load is evenly split between the two specimens will not provide
accurate results.
The specimens loaded "in series" may have alignment issues due to the
unstable nature of the test set up, and also frictional effects regarding the inner two
rollers may compromise accuracy in the results. FEA analysis also shows that a slightly
shallower cracked specimen may cease propagation, whilst the deeper cracked
specimen proceeds to much higher stresses. This is due to the effects of shielding.
A specimen with offset cracks may present pre-cracking difficulties, however if
sufficiently spaced apart (such as 55mm, in the analyses) then they can be pre-cracked
individually via three point bending. This will avoid any undue crack driving force on the
neighbouring crack. The stress contours of all three test arrangements have noticeable
similarity, within 5% difference.
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
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6.0 Summary and Conclusions
This thesis has presented the results of research aimed at developing a new
methodology with which to assess the combined influence of constraint, microstructure
and fracture mechanism on the fracture toughness behaviour of RPV steels at
temperatures near the OUST. The main summary conclusions from the work are as
follows:
1. Statistical analyses of Euro RPV ferritic steel material fracture toughness
properties over the temperature range -154°C to +20°C have been performed using the
Master Curve approach. The analyses have shown that:
1.1. The Master Curve predicts an increase in the lower bound of cleavage fracture
toughness, defined with respect to a 5% cleavage probability, with increasing
temperature.
1.2. The scatter associated with cleavage fracture toughness is predicted to increase
with increasing temperature.
1.3. At high temperatures failure by cleavage is preceded by ductile tearing, the
amount of which is also to increase as the test temperature increases.
1.4. The influence of specimen size on fracture toughness is observed to be more
marked at higher test temperatures. Larger specimens exhibit a higher transition
temperature compared with smaller specimens.
2. Metallographic examination of the Euro RPV steel has been performed using optical,
scanning electron and transmission electron microscopy. The examination has shown
that:
2.1 The Euro material exhibits equiaxed ferrite pearlite microstructure with a grain
size of between 7 and 8µm. This is an upper bainitic microstructure that forms in
"sheaves" of ferrite plates.
2.2 Fine needle-like carbides are observed within the matrix and at the grain
boundaries of the material.
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
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3. The stress contour-based approach of Anderson and Dodds [47] has been explored
as an approach for studying the influence of constraint on the Onset of Upper Shelf
behaviour using finite element analysis. The results have shown that:
3.1 Contours of maximum principal stress plotted in the vicinity of the crack-tip
provide a useful approach for assessing constraint effects on cleavage
fracture over the transition temperature regime; the area bounded by a
particular contour, e.g. 3.5 y, provides an indication of constraint level.
4. Finite element analysis, combined with the stress contour approach, has been used
to assess a number of testing approaches to study the mechanism of fracture near the
onset of upper shelf temperature. The following conclusions can be made:
4.1 A single specimen containing two offset cracks is the most favourable test
approach for studying the influence of prior ductile damage and constraint on
the onset of upper shelf temperature when compared with loading two
specimens either in series of in parallel. This is because:
o specimens in series will experience frictional effects due to the rollers
being unable to rotate, and there will be a limit to the maximum applied
displacement; and
o specimens loaded in parallel with slightly different crack lengths will have
different compliances. This means that individual forces on each
specimen cannot be characterised without detailed analysis.
4.2 Analyses of offset cracked specimens containing deep and shallow cracks
have demonstrated that in the crack driving force range of interest:
o each crack behaves in a similar manner to cracks in a fracture mechanics
specimen containing a single crack, and therefore
o each crack behaves independently of each other.
New Approaches to Understand Constraint Effects on the Onset of Upper Shelf Temperature in a Reactor Pressure Vessel Steel
Page 112
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