Nancy D Freudenthal Financial Disclosure Report for Freudenthal , Nancy D

8/3/2019 Nancy D Freudenthal Financial Disclosure Report for Freudenthal , Nancy D

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AO IORev. 1/2011

FINANCIAL DISCLOSURE REPORTINITIAL FILING

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l )

Freudenthal, Nancy D.

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app..~.~ 101-111)

4 . Ti t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o rstatus;m a g i s t ra t e j u d g e sindicate~u l l -or p art-time)

U.S, District Judge - Active

2. Court or O rganization

District Court - Wyoming

5a. Report Type (check appropriate type)

] Nomination, D a t e

7 . C h a m b e r s o r O f f ic e A d d r e s s

Office of Judge Freudenthal2120 Central Ave.Cheyenne, WY 82001

[] Initial [] Annual [] Final

fib. [] Amended Report

8, On the basis of the information contained in this Report and anymodifications pertainingthereto, it is, in my opinion, in compliance~ith applicable laws and regulations.

Revie~sing Officer Date

I M P O R TA N T N O T E S :The instructions accompanying this form must be followe~ Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page,

3. Date of Report

5/4/701 I

6 . R e p o r t i n g P e r i o d

01/01/2010to

12/31/2010

I . P O S I T IO N S .eR ,~ ,o r, i .g i , a i v la , a l o , t y ; ~o W . 9 - t ~of filing instructions.)

~] NONE (No reportable positions.)

POSITION

I. Partner

2. Member

3. President

4. Co-Chairman

5. Representative

6. Officer

7. Representative

8. Representative

9. Director

1 0 . Representative

I I . Representative

1 2 . Trustee

NAME OF ORGANIZATION/ENTITY

Davis & Cannon, LLP (ended 5/31/2010)

K&N , LLC (ended 5/31/2010)

Leadership Io Keep Children Alcohol Free Foundation (ended 5/31/20

Leadership lo Keep C hildren Alcohol Free (ended 5/31/2010)

Wyom ing Fill Ladys Initiative (ended 5/31/2010)

Nalional Governors Spouses Leadership Comm ille (ended I/3/201 I)

Western States Ar~s Federation (ended 5/31/2010)

Wyom ing 2-I-I Leadership Group (ended 5/31/2010)

Wyom ing Governor s Residence Foundation (ended I/3/201 I)

UW Art Museum National Advisory Board

Wyom ing Carbon Sequeslration Working Group (ended 5/31/2010)

Tr u s t# I


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FINANCIAL DISCLOSURE REPORTPage 2 of 12

N a m e o f P e r s o n R e p o r t in g

Freuden tha l , Nancy D .

D a t e o f R e p o r t

5/4/201 I

I I. A G R EE M E NT S . C R e p o . ;, ,gin,~i,,iauat o~:

D NONE (No reportable agreements.)

I. 2003

2. 2005

3.

DATE PARTIES AND TERMS

State of Wyoming R etirement Plan with former em ployer, no control, agreement signed in 2003.

Amended & R estated Partnership Agreement w ith former law firm, no control. Ended 5/31/2010.


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N a m e o f P e r s o n R e p o r t i n g



5/4/201 I

I ll . N O N - IN V E S T M E N T I N C O M E .(Reporlingindiiidualandspouse;sccpp. 17-24 of filing instructions.)

A. Fliers Non-InvestmentIncome

D N ONE(No reportable non-investment income. )DATE SO UR CE AND T YPE INCO M E

(yours, not spouses)

I. Pan 2010 Davis & Ca nnon - gross partner distributions $78,187.00

2.

3.

4.

B . S p o u s e sN o n - I n v es tm e n t I n c o m e- t f 7 .ouwere m arried during anyportion of the reporting)ear, complete this section.(Dollar amount not required except for honoraria.)

[~] N O N E(No reportable non-investment income.)

DATE SOURCE AND TYPE

I . 2010 State of Wyom ing - salary

2.

3.

4.

I V. R E I M B U R S E M E N T S- transportation, lodging, food, entertainment(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D NONE (No reportable reimbursements.)

2.

3.

4.

5.

SOURCE

Exempt

DAT ES LO CAT IO N PURPOSE ITEMS PAID OR PRO VIDED


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D a t e o f R e p o r ~

5 1 4 1 2 0 1 1

V. G I F T S .a n c t .d e s , h o s e , o s p o u s e o .d a e p e n a e n , c h i ld r e n ; 5 e e p p . 2 S o 3 1of filing instructions.)

D N O N E (N oreportable gifts.)

2.

3.

4.

5.

SOURCE

Exempt

DESC R IPTIO N VALUE

D N O N E (N oreportable liabilities.)

CREDITOR DESCRIPTION

1. Security State Bank M ortgage on Property in lawa C ity, Iowa

2.

3.

4.

5.

VALUE CODE

L


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Name of Person ReportingI

Date of Report


I5/4/201 I

V I I. I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)

~-] N O N E(No reportable income, assets, or transactions.)

Description of Assets Income dur ing

(inc lud ing trust asse ts) reporting period

(t) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div., rent,( A - H ) or int.)

Gross value at endof reporting period

(I) (2)Va l u e Value

C o d e 2 Method

(J-P) C o d e 3( Q - W )

(i )Typ~ (e .g . ,buy, sell ,

redempt ion)

Transactions during reporting period

(2) (3) (4)D a t e Value Gain

m m/d d/y y C od e 2Code I( J - P ) ( A - H )

(5 )Identityof

buyer/seller(if private

nansaetion)

1 8 . Citigroup Capital X 173064205 (401K) A Int./Div.

1 9 . Keycorp Cap V 49327J200 (401(K) A Int./Div.

20 . Deferred Comp BG I LifePath Ind. 203 5 None

Fund M

21 . Rentalproperty in Laramie D RentCounty, Wyoming

22 . K&N, LLC None

23 . Davis& Cannon, LLP None

24 . M ass M utual Life Insurance B Dividend M

Exempt

Exempt

T Exempt

Exempt

Exempt

Exempt

T

25 . ING Life Insurance B I n t e r e s t K T

26 . Cash & Sweep B alance-Wells Fargo (401K)A Interest

27 . UBS Bank U SA Dep A cct (Trust #1) A Interest J

28 . BMY Stock (Trust #I) A Dividend J

29 . GMR Stock (Trust #1) A Dividend J

30 . GE Stock (Trust #1) A Dividend J

31 . HD Stock (Trust #1) A Dividend J

32 . INTC Stock (Trust #1) A Dividend J

33. MSFT Stock (Trust #1) C Dividend K

34 . PEP Stock (Trust #1) A Dividend J

Exempt

T

T

T

T

T

T

T

T

I. Income Gain Codes: A =$1,000 or less B =$1.001 - $2,500 C =$2,501 - $5,000 D =$ 5 .001 - $15,000

{ Se e C ol ur rm s B I a nd D -l ) F = $5 0.0 01 - $ 10 0.0 00 G =$100.001 - $1.000.000 H I = SI.000.001- $5.000.0~0 H2 =~ .torc than $5.000.000

2. Value Codes J -$15.0~0 or less K= $15,001 - $50,00~1 L

= $ 50.001 - $ 100.000 M -$ 100,001 - $250.000

(See Columns CI and D3) N =$250.001 - $500,0~3~ O = $500.001 - $1.0~0,000 PI =$1.000,001 - $5,000,000 P2 -$5 ,000,001 - $ 25,000,000

P3 =$25.0~0,0~1 - $50,00~,000 P4 -More Ihan $ 50,000,000

3. Value Method Codes Q =Appraisal R =C ost (Real Estale Only) S =Assessment T =Cash Market

I.sec Column C2) U =Book Value V =O~her W =Estimated

E =$15.001- $50,0~O


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FINANCIAL DISCLOSURE REPORT

Page 7 of 12



D a t eof Report

5/4/201 I

V I I. I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (Noreportable income, assets, or transactions.)


(includingtrust assets) reporting period

(I) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,


Gross value at endof reporling period

(I) (2)V alue V alue

C o d e 2 Method

(J-P) C o d e 3( Q - W )

O)Type (e.g.,

buy, sell ,redempt ion)


(2) (3) (4 )Date Va l u e Gain

m m / d d / y y Code2 C o d e I

(J-P) (A-H)

(s )Identity of

buyer/seller

(if private

transaction)

35 . SLE Stock(Trust #1) A Dividend

36. TWC S tock (Trust #1) A Dividend

J

J

T

T Exempt

3 7 . T W X Sto ck (Tru st #1 ) A Dividend

38. YUM Stock(Trust#I) A Dividend

39. M M M Stock (Trust #1) A Dividend

40 . BGR M utual Fund (Trust # I) B Dividend

41 . EOI Mutual Fund (Trust #1) C Dividend

42 . EOS Mutual Fund (Trust #1) C Dividend

4 3 . E X G M u tu al Fu nd (Tru st # 1 ) B Dividend

44 . ETJ Mu tual Fund(Trust #1) D Dividend

45 . KYE M utual Fund (Trust #1) B Dividend

46. Amer Funds Capital World Growth & Inc A DividendFund CL A-Trust #1

47 . FTTempleton Growth A (Trust #1) B Dividend

48 . Hartford Capital Appreciation Fund CL A A Dividend(Trust #1)

49 . Lord Abbett Developing Growth Fund CL A B Dividend(Trust # I)

50 . Thoruburg V alue Fund A (Trust #1) A Dividend

51. DOM investment (Trust #l) A Dividend

J T

J T

J T

K T

K T

K T

J T

K T

K T

J T

K T

J T

K T

K T

J T

Exempt

I. Income Gain Codes: A =$ 1,000 or less B =$ 1.001 - 52,500 C =52.501 - $5,~00 D =$ 5 .001 - $15,000

(See Columns BIand D4) F =$50.001 - $100,000 G =5100.0~1 - $1,00~.0~O HI =51,0OO.001 - 55.090,0OO H2 -More than $5,0~3,0(~

2. Value Codes J =$15,0(~1 orl e~s K =$15,001 - $50.000 L 550,001 - 5100.000 M =$100,001 - $250.000

(See Columns CI and D3} N =$250,001 - $50{),000 O =$50~.001 - $1.0{KI,0~O PI =51,000.001 - $5.000.000 P2 =$5.000.001 - 525,000.000

P3 =$25,000,0OI - $50.004).000 P4 =More than $50.0{)0.000

3. Value Method Codes Q =Appraisal R =C ost (Real Estate Only) S =As>cssmcnt T =Cash Market

(See Column C2) U =Book Value V =Olher W =Estimated

E =515,001 - 550,(~0


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~ a m e o f P e r s o n R e p o r t in g



5/4/201 I

V I I. I N V E S T M E N T S a n d T R U S T S -i.como, ,,at.e,transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructlonx)

N O N E(No reportable income, assets, or transactions.)

Description of Assets Income during(including trust assets) reporting period

(1 ) (2 )Place "(X)" after each asset Am ount Type (e.g.,

exempt from prior disclosure Code I div., rent,(A-H) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

Value ValueC o d e 2 M e th o d(J-P) C o d e 3

( Q - W )

(z )T y p e(e.g.,buy, sell,

redemption)

Transactions during repining period


mm!dd/yy Code 2 Code I(J-P) (A-H)

(5 )I d e n t i t y o fbuyer/seller( i f p r iva te

t r a n s a c t i o n )

52 . UNTS Claymore Delta GLBL Coal PortfolioB Int./Div. ExemptSeries I (Trust #1)

53 . UNT S Claymr Delta GLBL Shipping Ser 8A Dividend J T Exempt(Trust # 1)

54 . UNT S Ft Target VIP (Trust #1) A Int./Div. Exempt

55 . UNTS Pathfinders treasury & Growth StockB Dividend J TSeries 31 (Trust #1

56 . FT Tem pleton Global Bond A (Trust #1) A Dividend K T

57 . CRP securities (Trust #1) B Dividend J T

58 . RBSPR M Securities (Trust #1) A Dividend J T

59 . RBS PRQ Securities (Trust #1) A Dividend J T

60 . WFCPR J Securit ies (Trust #I) B Dividend K T

61 . R esidential property Park C ounty, None M SWyoming (T rust #I)

62 . Rentalproperty, Park County, C Rent K SWyoming (Trust #1)

63 . North Carolina HSG Fin Agy Bonds (TrustA IntJDiv. J T#~ )

64 . WCDA Housing Bonds (Trust #1) A In t . / IS ) iv. K T

65 . Vectren Utility Holdings Bonds (Trust #1)B Dividend K T

66 . BX P stock (Trust#I) A Int./Div. J T

67 . XO M stock (Trust#I) A Int./Div. J T

68 . FCX stock (Trust #1) A Inl./Div. J T

I. Income Gain Codes: A =$1.000 or Icss B =$ 1.001 - $2,500 C =$2,501 - $5,000 D =$5,00 1 - $15,000

(S~e Columns BI and D-l) F -$50.001 - $100.000 G = $100.001 - $1.00~.000 HI = $1.000.001 - $ 5,000,00~ H2 =M ore than $5.000.00~

2. Value Codes J =$15,000 or less K $15,001 - $50.000 L =$50,001 - $100,000 M=$100,001- $250.000

ISle Columns CI and D3) N =$250.001 - $500.000 O = $500.001 - $1.000.000 P I = $ 1 , 0 0 0 . 0 0 1- $5,000,000 P2 =$5,000,001 - $25,000.000

P3 -$25,0~).001 - $50.000.000 P4 =M ore than $50,000,0003. Value M ethod Codes Q -Appraisal R =C ost (Real Estale Only) S =Assessment T =Cash Market

ISce Column C2) U =Book Value V = Other W =Estimaled

E =$15.001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 9 of 12 I

a m e o f P e r s o n R e p o r t in g



5/4/2011

VII .I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spo ..... d dependent children; ~ee pp. 34-60 of fi ling instructions~)



(including trust assets) reporting period

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,


Gross value at endof repor t ing per iod

0) (2)Value Value

C o d e 2 Method

(J-P) C o d e 3( Q - W )

Type (e.g.,

buy, sell ,

redempt ion)


(2) (3) (4)

D a t e Value Gainm m /d d/y y C od e 2Code 1

( J - P ) (A-H)

(5 )Identity of


transaction)

69 . HBAN stock (Trust #1) A Int./Div.

70 . PFE stock (Trust #1) A Int./Div.

71 . CAIBX mutual fund (Trust #1) B Dividend

72 . FTIAX mutual fund (Trust # I) A Int./Div.

73 . FITAX mutual fund (Trust #1) A Int./Div.

74 . FKINX mutual fund (Trust #1) B Dividend

75 . AMECX mutual fund (Trust #1) A Int./Div.

76 . Edward Jones Money Market (Trust #1) A Interest

77 . Meridian Trust FCU cash account #2 A Interest

J T

j T

K T

K T

J T

K T

K T

J T

J T

78. Meridian Trust FCU cash account #3 (Y)

79. Active Diversified Alternatives MOD, IRA

(x)

80. HFLAX (Trust #1) (X)

81 . Casper WY Cm nty Col. Rev Bonds (Trust#l)(X)

82 . Oregon Trail Bank cash account(X )

83 .

B

A

A

Int./Div. N

Int./Div. K

I n t e r e s t J

None J

T

T

T

T

Exempt

Exempt

Exempt

Exempt

Exempt

84 .

85 .

1. Income Gain Codes: A =$ I.O00 or Ic~s B =$1.001 - $2,500 C =$2.501 - $5,000 D =$5 .001 - $15,000

(See Columns BI and D4) F =$50.001 - $100,000 G =$100.001 -$1,000,000 HI = $1,000.001 - $5.000.000 H2 =M ore than $5.000.000

2. Value Codes J = $15.000 or less K= $ 1 5 , 1 3 0 1 - $ 5 0 , 0 0 0 L =$ 50.001 - $ 100,000 M= $ 100,001 - $250.000

(See Columns CI and D3) N -$250.001 - $500,000 O = $5 00.00 1 - $1.000.000 P I = $1.00 0,00 1 - $5 ,0 00 ,00 0P2 =$5.000.001 - $25.000,000

P3 =$25,000.001 - $50.000.000 P4 =M ore than $50,000.000

3. Value M ethod Codes Q =Appraisal R = Cost (R eal Estate O nly ) S = Assessm en t T :Cash Markel

(See Column C2) U =Book Value V O t h er W =Estimated

E =$15,001 - $50,000


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Page 10 of 12 Ia m e o f P e r s o n R e p o r t i n g



5/4/201 I

V I I. I N V E S T M E N T S a n d T R U S T S- income, ,atue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

86 .

87 .

88 .

89 .

90 .

91 .

92 .

93 .

94 .

95 .

96 .

97 .

98 .

99 .

100.


D escrip tion o f A sse ts Inco m e during


(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e I div., rent,( A - H ) or int.)

Gross value at end

of repor t ing per iod

(i) (2)V alue V alu e

C o de 2 M ethod

(J-P) C o d e 3

( Q - W )

T y p e (e.g.,

buy, sell ,redempt ion)


( 2 ) ( 3 ) ( 4 )

D a t e V a l u e G a i n

mm/dd/yy Code 2 Code I( J - P ) ( A - H )

(5 )Identity of


t r a n s a c t i o n )

I. Incom e Gain Codes: A =$1,000 or less B $1.001 - $2,500 C =$2,501 - $5,000 D =$5.001- $15,0~

(See Columns B I and IM) F = $50,001 - $100.009 G = $100.001 - $1,009.00~ H I = $1 .0 00 ,0 ~1 - $ 5,0 ~0 ,0 00 H 2 = Mo re t ha n $5 ,0 00 ,0 0~

2. Value Codes J =$15,0~30 or less K =$15,001 - $50,000 L =$50,001 - $ 100.000 M = $100,001 - $250,000

(.Scc ColumnsCI and D3) N =$250.001 - $50~.000 O $50(I.001 - $1,000,000 PI =$ 1,000,0~1 - $ 5,000,000 P2 =$5,000,001 - $25,000.000

P3 = $25,0~).001 - $50.000,000 P4 =M ore than $50,000.000

3. Value M ethod Codes Q =Appraisal R =Co,~t (Real E~tale Only) S =Asscssmenl T =Cash M arket

(sec Column C2) U =Book Value V =Other W =Estimated

E =$15,001 - $50.000


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5/4/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.ln,ticatepartofrepor~.)

Part VII, #21- The value of the rental property ocated in~ ~_~[~.~"~ Albany County, Wyoming has been estimated using the Laramie Coun

est imate of fa ir market value of $486,539. The renta l agreement ended 6/30/2010 and the propen3t~?~ -~? "~?~? -~~?~ r~ ......- now exem pt f romreporting.Part VII, # 61 - T he value of the property located in~~ Park C ounty, Wyom ing has been estimated using the Park County Assessor s 201market value of $190,547.Part VII, #62 - T he value of the rental property located in:~ Park C ounty, Wyom ing has been estimated using the Park County Assessor 2011estimate o/" fairmarket value of 55,626.Part VII, #78- T his cash account belongs toS-.~-~_~ who was a de pendent in 2009 but not in 2010.


12/24


Page 12 of 12

Name of P erson Reporting


Date of Report

5/4/201 I

IX. CER TIFICATION.

1 cer t i fy that a l l informat ion given above ( including informat ion per ta ining to m y spouse and m inor or dependent chi ldren, i f any)

accurate , t rue , and com plete to the bes t of m y kno wledge and bel ief, and that any informat ion not repor ted was ~ i thheld because i t meprovisions permitting non-disclosure.

! further certify that earned income from outside e mploymentand honoraria and the acceptance of gifts which have beenreportedare incomp liance with the provisions of 5 U .S.C. app. 501 et. seq., 5 U.S.C. 7353, and Ju dicial Conference regulations.

Signature: S/Nancy D. Freudenthal

NOTE: ANY INDIVIDUAL WHO KNOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT M AY BE SUBAND C RIMINAL SAN CTIONS (5 U.S.C. app. 104)

Com mittee on F inancial DisclosureAdm inistrative O ffice of the U nited States Cou rtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


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A010Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Report Required by the Ethicsin Government Act ofl978(5 U.S.C. app. 101-111)

! . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l einitial)

Freudenthal, N ancy D.

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-time)

2 . C o u r t o r O rg a n i z a t i o n

District Court - Wyoming

5a . Report T)]~e (check appropriate type)

] Nomination, D a t e

U.S. District Judge - Active

7 . C h a m b e r s o r O f f ic e A d d r e s s

Office of Judge Freudenthal2120 Central Ave.Cheyenne, WY 82001

[] Initial [] Annual [] Final

15b. []Amended Reporl8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Review ing Officer Date

3 . D a t e o f R e p o r t

6/8/201 I

6. R eportingP e r i o d

OI/OI/2010to

12/31/2010

I M P O R TA N T N O T E S :The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part w here you hav e no reportable information. Sign on last page.

I . P O S I T I O N S . R o ~ , o ,~ i ,gi , d i v i d . a t o , ty ; s o o p p . 9 - 1 3of filing instructions.)

D NONE (N oreportable po sitions.)POSITION NAME OF OR GANIZATION/ENTITY

I. Partner Davis & Cannon, LLP (ended 5/31/2010)

2. Member K&N, LLC (ended5/31/2010)

3. President Leadership to Keep Children Alcohol Free Foundation (ended 5/31/201

4. Co-Chairman Leadership to Keep C hildren Alcohol Free (ended 5/31/2010)

5. Representative Wy oming First Ladys Initiative (e nded 5 /31/2010)

6. Officer National Governors Spouses Leadership Committe (ended I/3/201 I)

7. R epresentative W estern S~ates Arts Federation (ended 5/31/2010)

8. R epresentative W yoming 2-1 - I Leadership Group (ended 5/31/2010)

9. Director Wy oming Governors Residence Foundation (ended I/3/2011 )

1 0 . R epresentative UW Art Museum National Advisory Board

II. R epresentative W yoming Carbon Sequestration W orking Group (ended 5 /31/201 O)

1 2 . Trustee Trust# 1


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6 / 8 / 2 0 1 1

I I . A G R E E M E N T S .t R ~ p o ~ i . gindividual only; seepp. 14-16 of filing instructions.)

D (No reportableONE agreements.)

1.2003

2.2005

3.

DATE PARTIES AND TERMS

State of Wyoming Retirement Plan with former employer, no control, agreement signed in 2003.

Amended & R estated Partnership Agreement with former law firm, no control. Ended 513 I12010.


15/24



Freudenlhal, Nancy D.


6/8/201 I

I I1 . N O N - IN V E S T M E N T IN C O M E .(Reporting individual and spouse; seepp. 17o24 of filinginstructions.)

A. Fliers Non-Investment Income

~ (No reportable income.)ONE non-investment

DATE SOURCE AND TYPE INCOME(yours, notspouses)

I. Par~ 2010 Davis & Cannon - gross partner distributions $78,187.00

2.

3.

4.

B . Spo u s e s No n - I n ves tmen t I ncome- If you w ere marr ied during any portion of the reporting year, com plete this section.(Dollar a m o ~ m tnot required except for honoraria.)

D (No reportable non-investment income.)ONE

DATE SOURCE AND TYPE

I. 2010 State of W yoming - salary

2.

3.

4.

IV. R E I M B U R S E M E N T S- transportation, lodging, food, entertalnmenL(Includes those to spouse and dependent children: see pp. 25-27 of filing instructions.)

[~] NONE(No reportable reimbursements.)

2.

3.

4.

5.

SOUR CE DATES LOCATION PURPOSE ITEM S PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 4 of 1 2


Freudenthal , Nancy D .


6/8/201 I

V. G I F T S .a n c l ,d e s , h o s e ,o s p o , s e o n d d o p e n d e n tchildren; see pp . 28 -31of filing instructions.)

D (No reportable gifts.)ONE

SOURCE

I. Davis & Cannon, LLP

2. Zanterra Parks & Resorts

3. Grand T eton Lodge Company

4. Federal Bar Association

5. Inn at the Creek

6. Larry Suchor & Larrys Mining

7. Cheyenne Family YM CA

8. Wyoming Arts Council

9.

DESCRIPTION

Investiture Reception

Lodging and transportation - Old Faithful and Snow Lodge

Lodging - Jenny Lake Lodge

Reception

Gift Certificate for One Night Stay - unused to date

Three pieces of petrified wood

~j membership

Glass with Capitol Xmas Tree Silk S creened Pow dered G lass Image byJohn Freche tte

VALUE

$1,670.00

$900.00

$400.00

$350.00

$349.00

$600.00

$583.00

$350.00

V I . L I A B I L I T I E S .a n c l u d e sthose of spouse and dependent children; sec pp. 32-33 of filing instructions.)

D N O N E(No reportable liabilities.)

CREDITOR

1. Security State Bank

2. Oregon Trail Bank

3.

4.

5.

DESCRIPTION

Mortgage on Property in Iowa City, Iowa

Construction Loan

VA L U E C O D E

L

N


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6/8/201 I

V I I. I N V E S T M E N T S a n d T R U S T S -i n c o m e , , a Z u e ,transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructio.~)

N O N E(No reportable incom e, assets, or transactions.)

Description of Assets Income during


0) (2)Place "(X)" after each asset Amount Type (e.g.,

exempt from prior disclosure Code I div., rent,(A-H) or int.)

Gross value at end

of reporting period

(l) (2)V alue V alue

Code 2 Method(J-P) Code 3

( Q - W )

0)Type (e.g.,

buy, sell ,

redemption)


(2) (3) (4)

D a te V a lu e G a in

mm/dd/yy Code 2 Code I(J-P) (A-H)

Identity ofbuyer/seller(if private

transaction)

I. Meridian Trust FCU cash account #1 A I n t e r e s t K T

2. Ameriprise cashequivalents

3. INDZX

Int./Div.

Dividend

K T

T

4. INUTX A Dividend J T

5. RiverSource Life Annuity

6. RiverSource Life Annuity IRA

7. RiverSource Life Annuity IRA

8. AEPGX Mutual Fund (401K)

9. CABDX Mutual Fund (401(K)

1 0 . ADGAX M utual Fund (401K)

I I. CW GIX M utual Fund (401K)

1 2 . SEVAX M utual Fund (401K )

1 3 . AGTHX Mutual Fund (401K)

1 4 . NEW FX Mutual Fund (401K )

1 5 . NYVTX Mutual Fund (401K)

1 6 . NFJ Closed End Mutual Fund (401K )

1 7 . GECapCorp Bonds (401 K )

A Int./Div.

A Int./Div.

A Int./Div.

A lnt./Div.

A Int.iDiv.

A Int./Div.

B Int./Div.

A Int./Div.

A Int./Div.

A Int./Div.

A Int./Div.

A Int./Div.

A Int./Div.

M

M

N

T

T

T

Sold

Sold

Sold

S o l d

Sold

Sold

S o l d

S o l d

S o l d

S o l d

10/22/101 K A

10/22/10 J A

10/22/101 J A

10/22/10 K A

10/22/10 K A

10/22/101 K A

10/22/10, K A

10/22/10 K A

10/22/10 K A

10/22/10 K A

1. Income Gain Codes: A =$1.000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,0OI - $15,000

( See Col umns B I an d IM ) F = $ 50.001 - $ 100.000 G= $ 100,001 - $1,000,000 H I = $ 1,000,001 - $ 5.000.000 H2 =M ore th an $5.000,000

2. Value Codes J -$ I 5,000 or less K =$15,1)01 - $50,000 L =$50,001 - $ 100.000 M -$ 100,001 - $250.000

(sec ColumnsCI and D3) N ~$250.001 -$500,000 O = $5 00,0 ~1 - $1,00 0,000 P I = $1 ,000,001 - $5 ,000,000 P2 $5,0~0,001 - $25.000.090p3-=$25,000.001 - $50.000.000 P4 =More than $50,009.000

3. Value Method Codes Q =A ppraisal R =Cost (Real Estate Only) S =Assessment T =C ash Market

Isee Column C2) U =Book Value V Other W =Estimated

E -$15.001-$50,000


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Page 6 of 12




6/8/201 I

V I I. I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)



(including trust asse~s) reporting period

(i) (2)Place "(X)" after each asset Amount Typo (e.g.,

exempt from prior disclosure Code I div., rent,(A-H) or int.)

Gross value at endof reporting period

(i) (2)V alue V alue

C ode 2 M ethod(J-P) Code 3

( Q - W )

(l)

Type (e.g.,

buy, sell,redemption)


(2) (3) (4)Date Value Gain

mnddd/yy Code2 Code 1(J-P) (A-H)

Identity of


transaction)

1 8 . Citigroup Capital X (4 01K ) A Int./Div.

1 9 . Keycorp Cap V (401 (K ) A Int./Div.

20. Deferred Comp BGI LifePath Ind. 2035 None

Fund M

21 . Rental property in Laramie D RentCounty, Wyoming

22 . K &N, LLC None

23. Davis& Cannon, LLP None

Sold 10/22/10 J

Sold 110/22/10 J

Sold I 1/01/10 M

(part)

Expired 06/30110 N

Sold 05/31/10 L

Sold 05/31/10 K

A

A

A

A

D

A

24 . MassMutual Life Insurance B Dividend M

25 . ING Life Insurance B I n t e r e s t K

26 . Cash & Sweep Balance-Wells Fargo (401K)A Interest

27 . UBS Bank USA Dep Acct (Trust #1) A Interest J

28 . BMY Stock (Trust #1) A Dividend J

29 . GM R Stock (Trust #1) A Dividend J

30 . GE S tock (Trust #1) A Dividend J

31 . HD Stock (T rust #1) A Dividend J

32 . INTC Stock (Trust #1) A Dividend J

33 . MSFT Stock (Trust #1) C Dividend K

34 . PEP S tock (T rust #1) A Dividend J

T

T

T

T

T

T

T

T

Sold 10/I I/I0

I. Income Gain Codes: A =51,000 or less B =$I.001 - $2,500 C =52,501 - $5.000 D =55.001 - 515.000

( Se e C olu mns B I and D 4) F =5 50,00 1 - $10~ ,0 00 G =$100.001 - $1,0~0,000 HI =51,01~1,001 - 55,000.000 H2 =More than $5.000.000

2. Value Codes J =$15,0~1 or less K -515,001 - $50,000 L =$50.001 - $100.0~O M $10O.0~l - $250,0(~

(See Columns CI and D3) N =$250.001 - $500,00~ O =$500.001 - $1.000.000 PI $ 1,000.0~ I - $5,009.000 P2 =$5.000.001 - $25.000.000

P3 =$25.000.001 - $50.0~3.000 P4 -More than $50.000.000

3. Value Method Codes Q =A ppraisal R =Cost (Real Estate Only) S =As.,essmcnl T -Cash Market

(See Column C2) U =Book Value V -Other W =Estimated

E =$15.001 - $50.000


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6/8/201 I

V I I. IN V E S T M E N T S a nd T R U S T S- in c ~ m e ~ r a l u e ~ t r a n s a c ti ~ n s (~ n c ~ u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n c h i ~ d r e n ; s


D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y pe (e .g .,e x e m p t f r o m p r i o r d i s c l o s u r e Code I d iv. , r en t ,

( A - H ) or in t . )

Gross value at end

o f r e p o r t i n g p e r i o d

(i) (2)Value Value

C o d e 2 M e t ho d(J-P) Code 3

( Q - W )

0)T y p e ( e . g .,buy, sell,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

(2) (3) (4)

D a t e Value Gainmm/ dd /y y C od e 2 Code 1

O - P ) ( A - H )

(5 )I d e n t i ty o f

buyer/seller( i f p r iva te

t ransac t ion)

35 . SLE Stock (Trust #1) A Dividend J

36 . TWC Stock (Trust #1) A Dividend J

37 . TW X Stock (Trust #1) A Dividend J

38 . YUM Stock (Trust #1) A Dividend J

39 . MM M Stock (Trust #1) A Dividend J

40 . BGR Mutual Fund (Trust #1) B Dividend K

41 . EOI Mutual Fund (Trust #1) C Dividend K

42 . EOS Mutual Fund (Trust #1) C Dividend K

43 . EXG Mutual Fund (Trust #1) B Dividend J

4 4 . E T J M utu al Fu nd ( Tru st #1 ) D Dividend K

45 . KYE Mutual Fund (Trust #1) B Dividend K

46 . Amer Funds Capital World Grow th & IncA Dividend JFund CL A -Trust #1

47. FT Temple ton Growth A (Trust #1) B Dividend K

48 . Hartford Capital Appreciation Fund C L A A Dividend J(Trust # I)

49 . Lord Abb ett Developing Growth Fund CL AB Dividend K(Trust # I )

50 . "lhomburg Value Fund A (T rust #1) A Dividend K

51. DO M investment (Trust #1) A Dividend J

T

T S o l d 12/06/I 0(part)

T

T

T

T

T

T

T

T

T

T

T Sold 12/06/10(part)

T

T

T

T

A

K A

I. Income Gain Codes: A =$1,0~0 or less B $1.0~1 - $2.500 C -$2.501 - $5.000 D = $5,0~1 - $15.000

(See Columns BI and 134) F ~$50,091 - $100,009 G =$100.001 - $1.00~,0~0 H I -$1,009.001 - $5.000.090 H2 =M ore than $5.0(~.0~0

2. Value Codes J =$15,000 or loss K $15,0~1 - $50,000 L =$50.001 - $100.00~ M = $100,001 - $250.0~)

(See Columns CI and D3) N =$250.0~1 o $500.000 O = $5 00.0 01 - $1.0 0~ .0~ 0 P l -$ 1.0 00 .0 01 - $ 5.0 00 .09 0 P2 =$5.000,001 - $25,000,0~0

P3 =$25.0~0,001 - $50.00~.000 P4 -More than $50,000,000

3. Value Method Codes Q =A ppraisal R =Cost (Real Estate Only) S =Assessment T =C ash Market

{See Column C2) U =Book Value V = Other W =Estimalcd

E =$15.001 - $50,000


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FINANCIAL DISCLOSURE REPO RTPage 8 of 12




6/8/2011

V I I . I N V E S T M E N T Sa n d T R U S T S- income, value, transactionsanct.aes those of spoaseand dependent children; see pp. 34-60 of filing instructions.)


D e s c r i p t i o n o f A s s e t s Income during( in c lu d in g tru s t a ss e ts ) re p o r t in g p e r io d

O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y pe (e .g .,

e x e m p t f r o m p r i o r d i s c l o s u r e Code I d iv. , r en t ,( A - H ) or in t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

O) (2)Value Value

C o d e 2 M e th o d(J-P) Code 3

Ty p e ( e . g . ,buy, sell ,


T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)Date Value i Gain

mmldd/yy Code 2 I Code l(J-P)

(5 )Identity of

buyer/seller( i f p r iva te

t ransac t ion)

52 . UN TS C laymore Delta GLBL Coal PortfolioB Int./Div.Series I (Trust #1)

53 . UNTS Claymr Delta GLBL Shipping Ser 8A Dividend J( T r u s t# I )

5 4 . UNTS Ft Target VIP (Trust #1) A lnt./Div.

55 . UNT S Pathfinders treasury & G rowth StockB Dividend JSeries 31 (Trust #1

56. FT Templeton Global Bond A (Trust #1) A Dividend K

57 . CRP securities(Trust #1) B Dividend J

58 . RBSPRM Securities (Trust #1) A Dividend J

59 . RBSPRQ Securities (Trust #1) A Dividend J

60 . WF CPR J Securities(Trust #I) B Dividend K

61 . R esidential property, Cody, Park County, None MWyoming (Trust #1)

62 . Rental property, Cody, P ark County, C Rent KWyoming (Trust #1)

63 . North Carolina HSG Fin Agy B onds (TrustA Int./Div. J#~ )

64 . WC DA Housing Bonds (Trust #1) A Int./Div. K

65 . Vectren Utility Holdings Bonds (Trust #1) B Dividend K

66 . BXP stock (Trust #1) A Int./Div. J

67 . XOM stock (T rust #1) A Int./Div. J

68 . FCX stock (Trust #1) A Int./Div. J

Sold

T Sold(par t )

Sold

T

T

T

T

T

T

S

S

T

T

T

T

T

T

02/22/10 K A

02/22/I 0 J A

04/06/10 J A

I. Income Gain Codes: A -$1.00~ or less B = $1.00l - $2,500 C =$2.501 - $5,000 D =$5.001 - $15,000

(see Columns B I and D4 ) F =$ 50.001 - S 100.000 G =$ 100 ,0 01 - $ 1.0 00.00 0 H 1 = $1 ,00 0,0 01 - $ 5,0 00,0 00H 2= More than $5,000.000

2. V alue Codes J = $15.000 or less K= $15,001 - $50,0~0 L = $ 50,001 - $100,000 M= $ 100,001 - $ 250,000

(see Columns CI and D3) N $250.001 - $500.000 O =$5 00.001-$1,000,000 P I = $1,000,001 - $5,000,00 0 P2 =$5,000.001 " $25,000,000

P3 $25.000.001-$50.000.000 P4 =M ore than $50,000.( ~ O 0

3. Value Method Codes Q = Appraisal R =Cost (Real Estate Only) S =Assessment T -Cash Market

(See Colunm C2) U :Book Value V -Other W =Estimated

E =$15,001 - $50.00~


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6/8/2011

V I I . I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)



( in c lu d in g tr u s t a s s e ts ) re p o r t in g p e r io d

0) (2)Place "(X)" after each asset Amount Type (e.g.,

e x e m p t f r o m p r i o r d i s c lo s u r e Code I d iv. , r en t ,( A - H ) or in t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

O) (2)Value Value

C o d e 2 M e t h o d( J -P) C o d e 3

(Q-W)

(0T y p e ( e . g .,buy, se l l ,


T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d


mm!dd/yy Code2 Code IO - P ) (A-H)

(5 )Idenlily of

b u y e r / s l l e r(ifpfivale

t r ansac t ion)

6 9. H BA N stoc k ( Tru st # 1) A Int./Div.

70. PFE stock (Trust #1) A Int./Div.

J

J

T

71 . CAIB X mutual fund (Trust #I) B Dividend K T

72 . FTIAX mutual fund (Trust#I) A IntJDiv. K T

73. FITAX mutual fund (Trust # I) A Int./Div. J T

74 . FKIN X mutual fund (Trust #1) B Dividend K T

75 . AM ECX mutual fund (Trust #1) A Int./Div. K T

76 . Edw ard Jones Money M arket (Trust #1) A Interest J T

77 . Meridian Trust FCU cash account #2 A Interest J T

78 . Meridian Trust FCU cash account #3 (Y)

79. Active Diversified Alternatives MOD, IRAB Int./Div. N(x)

80 . HFLAX (T rust #1) (X) A Int./Div. K

81. Casper WY C mnty Col. Rev Bonds (TrustA Interest J#~)(X)

82. Oregon T rail Bank cash account (X ) None J

83. Shoshone Title C ommon Stock (T rust #1)A Dividend J

84. Residential Property, Iowa C ity, Johnson None MCounty, IA

85 .

T Buy

T Bu y

T

T

T

S

02/14/10

04/30/10

K

J

I. Income Gain Codes: A =$1.000 or less B =$1.001 - $2.500 C = $2,501 - $5.000 D =$5,001 - $15,000

(See Columns B I and O4) F = $50.001 - $100,000 G = $100.001 - $1.000.000 HI =$1.000,!~01 - $5.000.000 H2 =More than $5.000,000

2. Value Codes J =$15,000 or less K = $15,001 - $50,000 L =$50,001 - $ 100,000 M = $ 100,001 - $250,000

(See Columns C I and D3) N =$250.001 - $500,000 O = $5 00 ,0 01 - $ 1,0 00 ,0 00 P I = $1 ,0 00 .0 01 - $ 5, 00 0.0 00P2 =$5,000,001 - $25,000,000

P3 =$25.000,001 - $50.000.000 P4 =More than $50.000,0003. Value Method Code,:, Q =A ppraisal R =Cost (Real Estate Only) S = Assessment T =C ash Market

ISec Column C2) U =Book Value V :Other W =Estimated

E =$15,001 - $50,000


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Page 10 of 12




6/8/201 I

V I I . I N V E S T M E N T S a nd T R U S T S- income, value,transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

D NONE income, or transactions.)N oreportable assets,

86 .

88 .

89 .

90 .

91 .

92 .

93 .

94 .

95 .

96 .

97 .

98 .

99 .

A. B. C.Description of Assets Income during Gross value at end

(including trust assetS) r eporting pe riod of r epor ting pe riod

(l) (2) (I) (2)

Place "(X)" after each asset AmountType (e.g., Value Value

exempt from prior disclosure Code l div., rent, Code 2 Method(A-H) or in t . ) (J-P) Code 3

(Q-W)

Type (e.g.,

buy, sell ,

redemption)


(2) (3) (4)Date Value Gain

m m/d d/y y C od e 2 Code I(J-P) (A-H)

(5 )Identity of

buyer/seller

(if private

transaction)

100.

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C = $2,501 - $5,000 D =$5,001 - $15,000

(See Columns BI and D4) F =$50.001 - $100,00~ G =$100.0~1 - $1,000,000 HI ~$1,0~0,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,0~0 or less K $15.001- $50,000 L = $ 5 0 , 00 1 - $ 1 1 D 0 . 0 0 0 M =$100.001 - $250.000

(See Columns CI and D3) N =$250,001 o $50~.0~0 O =$500.001 - $1,000.0~0 PI = $1,000.001 - $5,00~,0~0 P2 =$5,0~ ).001 - $25,0~.00~

P3 =$25.0~).001 - $50.000.000 P4 =M or~ than $50,0~.000

3. Value Method Codes Q =A ppraisal R =Cost (Real Estate Only) S = Assessment T =C ash Markct

(See Column C2) U =Book Value V -Other W =Estimated

E = $ 1 5 , 0 0 1- $50 .1 )00


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Page ll of 12



Dare ofReport

6/8/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part V, #7 - 1 have received an opinion from the Judicial Ethics Committee allowing receipt and use of this membership gift.

Part VII, #20- The proceeds from this sale were used to purchase additional years in the State of Wyoming retirement system~i( ~-i ~::i Becano gain.Part VII, #21 - The rental agreement eexp~red6/30/2010and the property.. ..... .,~ ......... ....... .~ , ~ no exemp from reporting.Part VII, # 61 - The value of the property located in Cody, Park County, Wyoming has been estimated using the Park County Assessors 2011 estmarket value of $190,547Part VII, #62 - The value of the rental property located in Cody, Park County, Wyoming has been estimated using the Park County Assessors 20market value of 55,626.Part VII, #78- This cash account belongs~S."~"_~SJ who was a dependent in 2009 but not in 2010.Part VII, #84 -The value ofthe property located in Iowa City, Johnson County, Iowa has been estimated using the Iowa City Assessors 2010 estimarket value of$113,800.


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Page 12 of 12

Name of Pe rson Reporting

Freudenthal, Nancy D .

Date of Report

6/8/201 I

IX. CERT IFICATION.

1 certify that all information given above (inclu ding information pertaining to my spou se and minor or depe ndent ch ildren, if any) isaccurate, true, and complete to the best of my kno~ vledge and b elief, and that any information not reported w as withh eld be cause it met appprovisions permitting non-disclosure.

! further certify that earned income from outside employment and h onoraria and the acce ptance of gifts ~vhich have b een reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Nancy D. Freudenthal

NOTE: ANY INDIVIDUAL WHO KN OWINGLY AN D WILFULLY FALSIFIES OR FAILS TO FILE THIS REPOR T MAY BE SUBJAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial DisclosureAdministrative Office of the United States Courts

Suite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Nancy D Freudenthal Financial Disclosure Report for Freudenthal , Nancy D

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Transcript of Nancy D Freudenthal Financial Disclosure Report for Freudenthal , Nancy D