Name

A Registered Investment Advisor

Name

Compliance-Approved Title

Approved DBA Name or LPL Financial

Marketing Slogan (optional: must be approved for use by Marketing Regulatory Review)

Phone #Alt. Phone #E-mail addressWebsiteInsert Compliance-approved disclosure

Must be IAR for use. LPL Tracking #1-127211 The attached has been given an 'Approved As Is' status by Marketing Regulatory Review. For advisors who want to use and customize sponsor materials, they must first be directed to Chapter 15 (Communications with the Public), Section 25 (Pre-Approved Communications), of the Advisor Compliance Manual posted on Branch Net. There, they will find instructions on how to use sponsor materials. PLEASE DELETE THIS TEXT BOX PRIOR TO SENDING TO CLIENTS.


F u l l N a m eR e t i r e m e n t P l a n C o n s u l t a n tM a r k e t i n g S l o g a n ( o p t i o n a l : m u s t b e a p p r o v e d f o r u s e b y M a r k e t i n g R e g u l a t o r y R e v i e w )P h o n e #E - m a i l a d d r e s sW e b s i t e

I n s e r t C o m p l i a n c e - a p p r o v e d d i s c l o s u r e

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This slide should only be used for RPCP Advisors. Please delete this text box prior to sending to clients.


C U S T O M I N V E S T M E N T

S T R AT E G Y


S T R AT E G Y F O R YOUR

I N V E S T M E N T G O A L S


Determine Needs


CreateCustomized

Portfolio


YOUR STRATEGY


ANSWER ANY

QUESTIONS


F u l l N a m eR e t i r e m e n t P l a n C o n s u l t a n tM a r k e t i n g S l o g a n ( o p t i o n a l : m u s t b e a p p r o v e d f o r u s e b y M a r k e t i n g R e g u l a t o r y R e v i e w )P h o n e #E - m a i l a d d r e s sW e b s i t e

I n s e r t C o m p l i a n c e - a p p r o v e d d i s c l o s u r e

Insert Photo Here

This slide should only be used for RPCP Advisors. Please delete this text box prior to sending to clients.


Name

Compliance-Approved Title

Approved DBA Name or LPL Financial

Marketing Slogan (optional: must be approved for use by Marketing Regulatory Review)

Phone #Alt. Phone #E-mail addressWebsiteInsert Compliance-approved disclosure

Must be IAR for use. LPL Tracking #1-127211 The attached has been given an 'Approved As Is' status by Marketing Regulatory Review. For advisors who want to use and customize sponsor materials, they must first be directed to Chapter 15 (Communications with the Public), Section 25 (Pre-Approved Communications), of the Advisor Compliance Manual posted on Branch Net. There, they will find instructions on how to use sponsor materials. PLEASE DELETE THIS TEXT BOX PRIOR TO SENDING TO CLIENTS.

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