Mubasher Financial Services BSC © Individual Equities List ... · ACKB.BR ACKERMANS V.HAAR Belgium...

37
Dec 03, 2012 Mubasher Symbol Description Country ETF Sector IM Factor (Margin Requirement %) Shorting allowed? New positions allowed? ONT.AX 1300 SMILES LTD Australia 20 No Yes DDD.N 3D SYSTEMS CORP US 30 No Yes III.L 3I UK 10 Yes Yes 3IN.L 3I INFRSTTR UK 10 No Yes MMM.N 3M CO US 10 Yes Yes 888.L 888 HLDGS Small Cap & Aim 10 Yes Yes PVD.N A.F.P PROVIDA SA ADR ADR 50 No Yes BAG.L A.G. BARR PLC UK 10 Yes Yes A2.MI A2A SPA Italy 10 Yes Yes AALB.AS AALBERTS INDUSTR Netherlands 10 Yes Yes ARLG.DE AAREAL BANK Germany 10 Yes Yes ABP.AX ABACUS PROP Australia 10 Yes Yes ABB.ST ABB Sweden 10 Yes Yes ABBN.VX ABB LTD Switzerland 10 Yes Yes ABT.N ABBOTT LABORATORIES US 10 Yes Yes ABCA.L ABCAM PLC Small Cap & Aim 25 Yes Yes ABG.MC ABENGOA Spain 10 No Yes ANF.N ABERC FITCH A US 10 No Yes ADN.L ABERDEEN ASSET MANAGEMENT UK 10 Yes Yes ASL.L ABERFORTH SMALLER COMPANIES TST UK 10 Yes Yes ABE.MC ABERTIS Spain 10 No Yes ASAJ.J ABSA GROUP South Africa 10 Yes Yes ACCG.AS ACCELL Netherlands 10 No Yes ACN.N ACCENTURE PLC US 20 Yes Yes ANA.MC ACCIONA SA Spain 10 No Yes ACCP.PA ACCOR France 10 Yes Yes ACCS.L ACCSYS TECHNOLOGIES Small Cap & Aim 25 Yes Yes ACW.N ACCURIDE CORP US 50 Yes Yes ACE.N ACE LTD US 10 No Yes ACN.AX ACER ENERGY Australia 10 No Yes ACX.MC ACERINOX Spain 10 No Yes ACKB.BR ACKERMANS V.HAAR Belgium 10 Yes Yes ACR.AX ACRUX LTD Australia 10 Yes Yes ACS.MC ACS CONS Y SERV Spain 10 No Yes ATLN.VX ACTELION HLDG Switzerland 10 Yes Yes ATVI.OQ ACTIVISION INC NEW US 10 Yes Yes ATU.N ACTUANT CORP US 10 Yes Yes ADEN.VX ADECCO Switzerland 10 Yes Yes ABC.AX ADEL BRTN Australia 10 Yes Yes ADSGn.DE ADIDAS SALOMON Germany 10 Yes Yes ABY.AX ADITYA BIRLA Australia 10 No Yes ADML.L ADMIRAL GROUP UK 10 Yes Yes ADY.AX ADMIRALITY RESOURCES NL Australia 10 No Yes ADBE.OQ ADOBE SYS INC US 10 Yes Yes ADT.N ADT CORP US 10 No Yes ADTN.O ADTRAN INC US 10 Yes Yes AMD.N ADV MICRO DEVICE US 10 Yes Yes ADAG.DE ADVA Germany 10 No Yes AAP.N ADVANCE AUTO PARTS INC US 10 Yes Yes AEIS.OQ ADVANCED ENERGY US 50 Yes Yes ATE.N ADVANTEST ADR 10 No Yes AEGS.L AEGIS GROUP UK 10 Yes Yes AEGN.AS AEGON Netherlands 10 Yes Yes ADP.PA AEROPORTS PARIS France 10 Yes Yes ARO.N AEROPOSTALE US 10 Yes Yes AES.N AES CORP US 10 Yes Yes AET.N AETNA INC US 10 Yes Yes AJAX.AS AFC AJAX Netherlands 10 No Yes BTPP.PA AFFINE France 10 Yes Yes AFFX.OQ AFFYMETRIX INC US 20 Yes Yes AFL.N AFLAC INC US 10 Yes Yes AFON.PA AFONE France 10 No Yes AFRE.L AFREN PLC UK 10 Yes Yes ABGL.L AFRICAN BARRICK GOLD PLC UK 10 Yes Yes ARIJ.J AFRICAN RAINBOW MINERALS South Africa 10 Yes Yes AGA.L AGA RANGEMASTER GROUP PLC Small Cap & Aim 10 Yes Yes AGES.BR AGEAS Belgium 10 Yes Yes AGFB.BR AGFA-GEVAERT Belgium 10 Yes Yes AGGK.L AGGREKO UK 10 Yes Yes A.N AGILENT TECH US 10 Yes Yes AGK.AX AGL ENERGY Australia 10 Yes Yes GAS.N AGL RESOURCES US 10 Yes Yes AEM.N AGNICO-EAGLE MINES LTD US 10 No Yes AGOP.WA AGORA Poland 25 No Yes AGRV.VI AGRANA Austria 10 Yes Yes 1288.HK AGRICULTURAL BANK OF CHINA Hong Kong 10 Yes Yes AGU.N AGRIUM INC US 10 Yes Yes AHLN.AS AHOLD KON Netherlands 10 Yes Yes 1299.HK AIA GROUP Hong Kong 10 Yes Yes AIRF.PA AIR FRANCE - KLM France 10 Yes Yes AIRP.PA AIR LIQUIDE France 10 Yes Yes AIZ.AX AIR NEW ZEALAND Australia 10 No Yes Mubasher Financial Services BSC © Individual Equities List

Transcript of Mubasher Financial Services BSC © Individual Equities List ... · ACKB.BR ACKERMANS V.HAAR Belgium...

Dec 03, 2012

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

ONT.AX 1300 SMILES LTD Australia 20 No YesDDD.N 3D SYSTEMS CORP US 30 No YesIII.L 3I UK 10 Yes Yes3IN.L 3I INFRSTTR UK 10 No YesMMM.N 3M CO US 10 Yes Yes888.L 888 HLDGS Small Cap & Aim 10 Yes YesPVD.N A.F.P PROVIDA SA ADR ADR 50 No YesBAG.L A.G. BARR PLC UK 10 Yes YesA2.MI A2A SPA Italy 10 Yes YesAALB.AS AALBERTS INDUSTR Netherlands 10 Yes YesARLG.DE AAREAL BANK Germany 10 Yes YesABP.AX ABACUS PROP Australia 10 Yes YesABB.ST ABB Sweden 10 Yes YesABBN.VX ABB LTD Switzerland 10 Yes YesABT.N ABBOTT LABORATORIES US 10 Yes YesABCA.L ABCAM PLC Small Cap & Aim 25 Yes YesABG.MC ABENGOA Spain 10 No YesANF.N ABERC FITCH A US 10 No YesADN.L ABERDEEN ASSET MANAGEMENT UK 10 Yes YesASL.L ABERFORTH SMALLER COMPANIES TST UK 10 Yes YesABE.MC ABERTIS Spain 10 No YesASAJ.J ABSA GROUP South Africa 10 Yes YesACCG.AS ACCELL Netherlands 10 No YesACN.N ACCENTURE PLC US 20 Yes YesANA.MC ACCIONA SA Spain 10 No YesACCP.PA ACCOR France 10 Yes YesACCS.L ACCSYS TECHNOLOGIES Small Cap & Aim 25 Yes YesACW.N ACCURIDE CORP US 50 Yes YesACE.N ACE LTD US 10 No YesACN.AX ACER ENERGY Australia 10 No YesACX.MC ACERINOX Spain 10 No YesACKB.BR ACKERMANS V.HAAR Belgium 10 Yes YesACR.AX ACRUX LTD Australia 10 Yes YesACS.MC ACS CONS Y SERV Spain 10 No YesATLN.VX ACTELION HLDG Switzerland 10 Yes YesATVI.OQ ACTIVISION INC NEW US 10 Yes YesATU.N ACTUANT CORP US 10 Yes YesADEN.VX ADECCO Switzerland 10 Yes YesABC.AX ADEL BRTN Australia 10 Yes YesADSGn.DE ADIDAS SALOMON Germany 10 Yes YesABY.AX ADITYA BIRLA Australia 10 No YesADML.L ADMIRAL GROUP UK 10 Yes YesADY.AX ADMIRALITY RESOURCES NL Australia 10 No YesADBE.OQ ADOBE SYS INC US 10 Yes YesADT.N ADT CORP US 10 No YesADTN.O ADTRAN INC US 10 Yes YesAMD.N ADV MICRO DEVICE US 10 Yes YesADAG.DE ADVA Germany 10 No YesAAP.N ADVANCE AUTO PARTS INC US 10 Yes YesAEIS.OQ ADVANCED ENERGY US 50 Yes YesATE.N ADVANTEST ADR 10 No YesAEGS.L AEGIS GROUP UK 10 Yes YesAEGN.AS AEGON Netherlands 10 Yes YesADP.PA AEROPORTS PARIS France 10 Yes YesARO.N AEROPOSTALE US 10 Yes YesAES.N AES CORP US 10 Yes YesAET.N AETNA INC US 10 Yes YesAJAX.AS AFC AJAX Netherlands 10 No YesBTPP.PA AFFINE France 10 Yes YesAFFX.OQ AFFYMETRIX INC US 20 Yes YesAFL.N AFLAC INC US 10 Yes YesAFON.PA AFONE France 10 No YesAFRE.L AFREN PLC UK 10 Yes YesABGL.L AFRICAN BARRICK GOLD PLC UK 10 Yes YesARIJ.J AFRICAN RAINBOW MINERALS South Africa 10 Yes YesAGA.L AGA RANGEMASTER GROUP PLC Small Cap & Aim 10 Yes YesAGES.BR AGEAS Belgium 10 Yes YesAGFB.BR AGFA-GEVAERT Belgium 10 Yes YesAGGK.L AGGREKO UK 10 Yes YesA.N AGILENT TECH US 10 Yes YesAGK.AX AGL ENERGY Australia 10 Yes YesGAS.N AGL RESOURCES US 10 Yes YesAEM.N AGNICO-EAGLE MINES LTD US 10 No YesAGOP.WA AGORA Poland 25 No YesAGRV.VI AGRANA Austria 10 Yes Yes1288.HK AGRICULTURAL BANK OF CHINA Hong Kong 10 Yes YesAGU.N AGRIUM INC US 10 Yes YesAHLN.AS AHOLD KON Netherlands 10 Yes Yes1299.HK AIA GROUP Hong Kong 10 Yes YesAIRF.PA AIR FRANCE - KLM France 10 Yes YesAIRP.PA AIR LIQUIDE France 10 Yes YesAIZ.AX AIR NEW ZEALAND Australia 10 No Yes

Mubasher Financial Services BSC © Individual Equities List

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

APD.N AIR PRODS & CHEM US 10 Yes YesATSG.OQ AIR TRANSPORT SERVICE US 50 No YesARG.N AIRGAS INC US 10 Yes YesAMCN.OQ AIRMEDIA GROUP INC US 30 Yes YesAIXGn.DE AIXTRON Germany 10 Yes YesAJL.AX AJ LUCAS GROUP Australia 10 No YesAKS.N AK STEEL HOLDING CORP US 20 No YesAKAM.OQ AKAMAI TECHNOLOGIES INC US 10 Yes YesAKSO.OL AKER KVAERNER Norway 10 Yes YesAKZO.AS AKZO NOBEL Netherlands 10 Yes YesAQG.AX ALACER GOLD CORP Australia 10 Yes YesALBH.L ALBEMARLE & BOND Small Cap & Aim 25 Yes YesALB.N ALBEMARLE CORP US 30 Yes YesALUA.PA ALCATEL France 10 Yes YesALU.N ALCATEL-LUCENT ADR ADR 20 Yes YesAA.N ALCOA US 10 Yes YesAYN.AX ALCYONE RESOURCES LTD Australia 30 No YesLEP.AX ALE PROPERTY Australia 10 No YesALPHY.PA ALES GROUPE France 10 Yes YesALS.AX ALESCO CORP Australia 10 Yes YesALXN.OQ ALEXION PHARMACEUTICALS US 10 Yes YesALFA.ST ALFA LAVAL Sweden 10 Yes YesANYB.BU ALLAMI NYOMEDA NYRT Hungary 25 No YesATI.N ALLEGHENY TECH US 10 Yes YesAGN.N ALLERGAN INC US 10 No YesADS.N ALLIANCE DATA SYSTEMS CORP US 10 Yes YesAGS.AX ALLIANCE RSC Australia 10 No YesATST.L ALLIANCE TRUST PLC ORD SHS 25P UK 10 Yes YesALVG.DE ALLIANZ AG Germany 10 Yes YesALSN.N ALLISON TRANSMISSION US 30 No YesMDRX.OQ ALLSCRIPTS HEALTH US 10 Yes YesALL.N ALLSTATE CORPORATION US 10 Yes YesANR.N ALPHA NATURAL RESOURCES US 10 No YesALQ.AX ALS LTD Australia 10 No YesALSO.PA ALSTOM France 10 Yes YesLTEN.PA ALTEN France 10 Yes YesALTR.OQ ALTERA CORP US 10 Yes YesALTT.PA ALTRAN TECH France 10 No YesALSS.LS ALTRI SGPS Portugal 10 Yes YesMO.N ALTRIA GROUP US 10 Yes YesAWC.AX ALUMINA LIMITED Australia 10 Yes Yes2600.HK ALUMINIUM CORP OF CHINA LTD Hong Kong 10 Yes YesACH.N ALUMINUM CORP OF CHINA ADR 30 Yes YesAMU.AX AMADEUS ENERGY Australia 10 No YesAMA.MC AMADEUS IT HOLDING SA Spain 10 Yes YesAHD.AX AMALGAMATED HLD Australia 10 No YesAMRN.OQ AMARIN CORP US 30 Yes YesAMZN.OQ AMAZON COM INC US 10 Yes YesxABKFQ.PKx AMBAC FINANCIAL (CLOSING ONLY) US 10 No NoAMC.AX AMCOR LIMITED Australia 5 Yes YesAMEC.L AMEC UK 10 Yes YesACAS.OQ AMER CAP STRAT US 10 No YesAMEAS.HE AMER SPORTS A Finland 10 Yes YesAMT.N AMER TOWER CORP US 10 Yes YesAEE.N AMEREN CORP US 10 Yes YesAMX.N AMERICA MOVIL US 10 Yes YesAEO.N AMERICAN EAGLE OUTFITTERS US 30 Yes YesAEP.N AMERICAN ELECTRIC US 10 Yes YesAXP.N AMERICAN EXPRESS US 10 Yes YesAIG.N AMERICAN INTL GROUP US 10 Yes YesAGP.N AMERIGROUP CORP US 10 Yes YesAMP.N AMERIPRISE FINCL US 10 Yes YesABC.N AMERISOURCEBERGN US 10 Yes YesAMER.L AMERISUR RES Small Cap & Aim 25 Yes YesAMG.AS AMG Netherlands 10 No YesAMGN.OQ AMGEN INC US 10 Yes YesAMNX.L AMINEX PLC Small Cap & Aim 25 Yes YesAML.L AMLIN UK 10 Yes YesAMP.AX AMP LIMITED Australia 5 Yes YesAPH.N AMPHENOL CORP US 10 Yes YesARBN.AS AMSTERDAM COMMOD Netherlands 10 No YesA7L.L AMUR MINERALS CORP Small Cap & Aim 45 Yes YesAPC.N ANADARKO PETRO US 10 No YesADI.O ANALOG DEVICES US 10 Yes YesACOM.OQ ANCESTRY.COM,INC. US 30 No YesAKOb.N ANDINA B ADR ADR 20 Yes YesANDR.VI ANDRITZ AG Austria 10 Yes YesACNF.PA ANF IMMOBILIER France 10 Yes Yes0347.HK ANGANG STEEL CO LTD-H Hong Kong 30 No YesANGI.OQ ANGIES LIST US 30 No YesAAL.L ANGLO AMERICAN UK 5 Yes YesAGLJ.J ANGLO AMERICAN PLC South Africa 10 Yes YesAGG.AX ANGLO GOLD CDI Australia 5 No YesAPF.L ANGLO PACIFIC Small Cap & Aim 25 Yes YesAMSJ.J ANGLO PLATINUM South Africa 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

ANGJ.J ANGLOGOLD ASHANTI South Africa 10 Yes YesBUD.N ANHEUSER BUSCH US 10 No Yes0914.HK ANHUI CONCH CEMENT Hong Kong 10 Yes YesSTS.MI ANSALDO STS S.P.A. Italy 10 No YesANN.AX ANSELL LIMITED Australia 10 Yes YesA3TV.MC ANTENA 3 DE TV Spain 10 No YesANTO.L ANTOFAGASTA UK 5 Yes YesAON.N AON CORP US 10 Yes YesAPE.AX AP EAGERS Australia 10 No YesAPA.AX APA GROUP Australia 10 Yes YesAPA.N APACHE CORP US 10 Yes YesAPAM.AS APERAM (EUR) Netherlands 10 No YesxAPEMY.PKx APERAM (US) US 10 No YesAPN.AX APN NEWS & MEDIA LIMITED Australia 10 Yes YesAPD.AX APN PROP Australia 10 No YesAPOL.OQ APOLLO GROUP INC US 10 Yes YesAPPB.BU APPENNIN HOLDING Hungary 65 No YesAAPL.OQ APPLE COMPUTER INC US 10 Yes YesAMAT.OQ APPLIED MATLS INC US 10 Yes YesAPRL.PA APRIL France 10 No YesAIV.N APT INV MANAGE US 10 Yes YesWTR.N AQUA AMERICA INC US 10 Yes YesAQP.AX AQUARIUS PLAT Australia 10 No YesAQP.L AQUARIUS PLATINUM UK 10 Yes YesAQA.AX AQUILA Australia 10 Yes YesARP.AX ARB CORP Australia 10 No YesARDS.AS ARCADIS Netherlands 10 No YesAROG.DE ARCANDOR AG Germany 10 No YesISPA.AS ARCELORMITTAL Netherlands 10 Yes YesACLJ.J ARCELORMITTAL South Africa 10 Yes YesMT.N ARCELORMITTAL US 20 Yes YesMTS.MC ARCELORMITTAL Spain 10 Yes YesACI.N ARCH COAL INC US 10 Yes YesADM.N ARCHER-DANIELS MID US 10 Yes YesAR.L ARCHIPELAGO RES Small Cap & Aim 25 Yes YesARCH.PA ARCHOS France 10 No YesAAD.AX ARDENT LEISURE Australia 10 No YesARNA.OQ ARENA PHARMACEUTICALS US 30 Yes YesAREVA.PA AREVA CI France 10 Yes YesARG.AX ARGO INV Australia 10 No YesARIA.OQ ARIAD PHARMACEUTICALS US 30 Yes YesALL.AX ARISTOCRAT LEISURE LIMITED Australia 10 Yes YesAKE.PA ARKEMA France 10 Yes YesARM.L ARM HOLDINGS UK 10 Yes YesARRS.OQ ARRIS GROUP INC. US 30 Yes YesARI.AX ARRIUM LIMITED Australia 10 Yes YesARTF.PA ARTPRICE.COM SA France 30 No YesARUN.OQ ARUBA NETWORKS US 10 Yes YesAIO.AX ASCIANO Australia 10 Yes YesASH.N ASHLAND INC US 10 Yes YesASHM.L ASHMORE UK 10 Yes YesAHT.L ASHTEAD GROUP UK 10 Yes YesASMI.AS ASM INTERNATIONAL Netherlands 10 No YesASML.AS ASML HOLDING Netherlands 10 Yes YesASOS.L ASOS PLC Small Cap & Aim 25 Yes YesAPZ.AX ASPEN GROUP Australia 10 No YesAKM.AX ASPIRE MINING Australia 30 No YesASSAb.ST ASSA ABLOY Sweden 10 Yes YesACPP.WA ASSECOPOL Poland 25 No YesABF.L ASSOC.BR.FOODS UK 10 Yes YesAGRP.L ASSURA GROUP Small Cap & Aim 10 Yes YesAIZ.N ASSURANT US 10 Yes YesASY.PA ASSYSTEM France 10 Yes YesAZN.ST ASTRA ZENECA Sweden 10 Yes YesAZN.L ASTRAZENECA UK 5 Yes YesAJA.AX ASTRO JAPAN PROPERTY GROUP Australia 10 No YesATR.AX ASTRON Australia 10 No YesT.N AT&T US 10 Yes YesATAR.PA ATARI France 10 No YesATL.MI ATLANTIA Italy 10 Yes YesATCOa.ST ATLAS COPCO A Sweden 10 Yes YesATCOb.ST ATLAS COPCO B Sweden 10 Yes YesAGO.AX ATLAS IRON LTD Australia 10 No YesATML.OQ ATMEL CORP US 30 Yes YesATOS.PA ATOS France 10 Yes YesATRS.VI ATRIUM EUROPEAN REAL ESTATE Austria 10 Yes YesATW.N ATWOOD OCEANICS US 10 Yes YesDYE.AX AU DYESOL LTD Australia 10 No YesAIA.AX AUCKLAND INTL AIRPORT Australia 10 No YesDIKA.PA AUDIKA France 10 Yes YesAUK.AX AUGUR RESOURCES LIMITED Australia 30 Yes YesAUL.L AURELIAN OIL&GAS Small Cap & Aim 25 Yes YesAUE.L Phone Only AUREUS MINING INC PHONE ONLY Small Cap & Aim 25 Yes YesAUT.AX AURORA OIL & GAS LTD Australia 10 No YesNAFG.DE AURUBIS AG Germany 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

AAC.AX AUS AGRICUL Australia 10 No YesASL.AX AUSDRILL Australia 10 No YesAAX.AX AUSENCO Australia 10 No YesAEU.AX AUST EDU Australia 10 No YesAFI.AX AUST FOUNDATION Australia 10 No YesAIX.AX AUST INFRA FUND Australia 10 Yes YesAPI.AX AUST PHARMA Australia 10 No YesAUI.AX AUST UTD INV Australia 10 No YesASB.AX AUSTAL LTD Australia 10 No YesAUB.AX AUSTBROKERS HLDG Australia 10 No YesANG.AX AUSTIN ENGINEERING LTD Australia 10 No YesACK.AX AUSTOCK GROUP Australia 10 No YesALZ.AX AUSTRALAND PRO-STA Australia 10 Yes YesANZ.AX AUSTRALIA & NZ BANKING GRP LTD Australia 5 Yes YesARH.AX AUSTRALIAN RESOURCES Australia 10 No YesASX.AX AUSTRALIAN STOCK EXCHANGE LTD Australia 5 Yes YesAVG.AX AUSTRALIAN VINTAGE Australia 10 No YesADP.OQ AUTO DATA PROCESS US 10 Yes YesAHE.AX AUTO HOLDNG Australia 10 No YesADSK.OQ AUTODESK INC US 10 Yes YesAGL.MI AUTOGRILL Italy 10 No YesALV.N AUTOLIV INC US 10 Yes YesAN.N AUTONATION INC US 10 Yes YesAZO.N AUTOZONE INC US 10 Yes YesAVGO.OQ AVAGO TECHNOLOGIES US 10 Yes YesAVB.N AVALONBAY COMM US 10 Yes YesAVQ.PA AVANQUEST SOFTWARE France 10 No YesAVN.L AVANTI COMMUNICATIONS Small Cap & Aim 25 Yes YesAEGJ.J AVENG South Africa 10 Yes YesAVOM.PA AVENIR TELECOM France 10 No YesAVY.N AVERY DENNISON US 10 Yes YesAVV.L AVEVA GROUP UK 10 Yes YesAVX.AX AVEXA LTD Australia 10 No YesAV.L AVIVA UK 10 Yes YesAVJ.AX AVJENNINGS Australia 10 No YesAVM.L AVOCET MINING UK 25 Yes YesAVP.N AVON PRODUCTS US 10 Yes YesAWE.AX AWE LTD Australia 10 Yes YesAXAF.PA AXA France 10 Yes YesAXW.PA AXWAY SOFTWARE CLOSE ONLY France 10 Yes NoAZEM.L AZ ELECTRMAT REG UK 10 Yes YesAZMT.MI AZIMUT HOLDING SPA Italy 10 Yes YesBES.LS B ESPIRITO SANTO Portugal 10 No YesBMPS.MI B M. PASHI SIENA Italy 10 Yes YesPMII.MI B P MILANO Italy 10 Yes YesBCP.LS B.COM PORTUGUES Portugal 10 Yes YesBWC.N BABCOCK & WILCOX US 10 Yes YesBAB.L BABCOCK INTERNATIONAL UK 10 Yes YesBAES.L BAE SYSTEMS UK 10 Yes YesBPCB.L BAHAMAS PETROL Small Cap & Aim 25 Yes YesBIDU.OQ BAIDU.COM ADR 10 Yes YesBAIN.PA BAINS DE MER France 10 No YesBHI.N BAKER HUGHES US 10 Yes YesBAFG.DE BALDA AG Germany 30 No YesBALF.L BALFOUR BEATTY UK 10 Yes YesBLL.N BALL CORP US 10 Yes YesBLDP.OQ BALLARD POWER SYSTEMS INC US 20 Yes YesBALNc.AS BALLAST NEDAM Netherlands 10 No YesBALN.VX BALOISE HLD Switzerland 10 Yes YesBAMN.AS BAM GROEP KON Netherlands 10 No YesBPSI.MI BANCA POPLAIRE DELL EMILIA ROMAGNA Italy 10 No YesBBPI.LS BANCO BPI Portugal 10 Yes YesBBD.N BANCO BRADESCO ADR ADR 10 Yes YesBCH.N BANCO DEL CHILE ADR 20 No YesBAPO.MI BANCO POPOLARE Italy 10 Yes YesSAN.MC BANCO SANTANDER Spain 10 No YesBSBR.N BANCO SANTANDER BRAZIL ADR ADR 10 Yes YesBSAC.N BANCO SANTANDER CHILE ADR ADR 10 No YesCIB.N BANCOLOMBIA S.A. ADR 10 Yes YesBND.AX BANDANNA ENERGY LTD Australia 30 No YesBTO.MC BANESTO Spain 10 No YesMILP.WA BANK MILLENIUM SA Poland 25 No YesBAC.N BANK OF AMERICA US 10 Yes Yes3988.HK BANK OF CHINA LTD Hong Kong 10 Yes Yes0023.HK BANK OF EAST ASIA Hong Kong 10 Yes YesBKIR.L BANK OF IRELAND Small Cap & Aim 10 No YesBK.N BANK OF NEW YORK US 10 No Yes3328.HK BANKCOMM Hong Kong 10 No YesBNKR.L BANKERS INVESTMENT TRUST UK 10 Yes YesBKIA.MC BANKIA SA Spain 10 Yes YesBKT.MC BANKINTER Spain 10 No YesBMN.AX BANNERMAN RSC Australia 10 No YesBKP.AX BARAKA ENERGY & RES Australia 30 No YesBARC.L BARCLAYS UK 5 Yes YesBAR.BR BARCO Belgium 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

BAWJ.J BARLOWORLD South Africa 10 Yes YesBDEV.L BARRATT DEVELOPMENTS UK 10 Yes YesABX.N BARRICK GOLD CORP US 10 Yes YesBASFn.DE BASF AG Germany 10 Yes YesBTBN.AS BATENBURG Netherlands 10 No YesBTU.AX BATHURST RESOURCES LTD Australia 10 Yes YesB5AG.DE BAUER AG (NO SHORTING) Germany 20 No YesBAX.N BAXTER INTL US 10 Yes YesBMWG.DE BAY MOT WERKE Germany 10 Yes YesBAYGn.DE BAYER AG Germany 10 Yes YesBEH.L BAYFIELD ENERGY HOLDINGS Small Cap & Aim 45 No YesBIONn.DE BB BIOTECH Germany 10 No YesBBT.N BB&T CORP US 10 Yes YesBBA.L BBA GROUP UK 10 Yes YesBBVA.MC BBVA Spain 10 No YesBFR.N BBVA BANCO FRANCES SA ADR ADR 30 Yes YesBCI.AX BC IRON LTD Australia 10 No YesSABE.MC BCO DE SABADELL Spain 10 No YesBESI.AS BE SEMICOND Netherlands 10 No YesBPT.AX BEACH ENERGY LTD Australia 10 Yes YesBHRB.L BEACON HILL RESOURCES Small Cap & Aim 25 Yes YesBDR.AX BEADELL RES LTD Australia 10 Yes YesBEAM.K BEAM INC US 10 Yes YesBEZG.L BEAZLEY GROUP UK 10 Yes YesBC8G.DE BECHTLE Germany 10 Yes YesBDX.N BECTON DICKINSN US 10 Yes YesBEC.AX BECTON PRO GRP Australia 10 No YesBBBY.OQ BED BATH & BEYOND INC US 10 Yes YesBEG.L BEGBIES TRAYNOR GROUP PLC Small Cap & Aim 25 Yes YesBEIG.DE BEIERSDORF Germany 10 Yes YesBEKB.BR BEKAERT Belgium 10 Yes YesBCOM.BR BELGACOM Belgium 10 Yes YesBFG.AX BELL FINANCIAL GROUP Australia 10 No Yes1880.HK BELLE INTERNATIONAL HOLDINGS Hong Kong 10 Yes YesBWY.L BELLWAY UK 10 Yes YesBZM.L BELLZONE MINING PLC Small Cap & Aim 25 Yes YesBEVD.PA BELVEDERE SA France 10 No YesBMS.N BEMIS COMPANY US 10 Yes YesBEN.AX BENDIGO BK Australia 10 Yes YesCHBE.PA BENETEAU France 10 Yes YesBNSI.PA BENI STABILI SPA France 10 No YesBRSN.L BERENDSEN PLC UK 10 Yes YesBKGH.L BERKELEY GROUP HOLDINGS UNITS UK 10 Yes YesBKY.AX BERKELEY RESOURCES LTD Australia 30 No YesBRKb.N BERKSHIRE HATHAWAY CL B US 10 Yes YesBDTG.DE BERTRANDT AG Germany 20 No YesBBY.N BEST BUY US 10 Yes YesBETR.AS BETER BED Netherlands 10 No YesBETF.L BETFAIR GROUP PLC UK 10 Yes YesBZT.L BEZANT RESOURCES PLC Small Cap & Aim 45 Yes YesBG.L BG GROUP UK 5 Yes YesBHGG.L BH GLOBAL LTD UK 10 Yes YesBHGGu.L BH GLOBAL USD UK 10 Yes YesBHMG.L BH MACRO LIMITED UK 10 Yes YesBHMGx.L BH MACRO LIMITED EUR UK 10 Yes YesBHMGu.L BH MACRO USD UK 10 Yes YesBILJ.J BHP BILLITON South Africa 10 Yes YesBLT.L BHP BILLITON UK 5 Yes YesBHP.AX BHP BILLITON LIMITED Australia 5 Yes YesBHP.N BHP BILLITON LTD ADR ADR 20 Yes YesBVTJ.J BIDVEST GROUP South Africa 10 Yes YesBIG.N BIG LOTS INC US 10 Yes YesBYG.L BIG YELLOW GROUP UK 10 Yes YesGBFG.DE BILFINGER & BERG Germany 10 Yes YesBBG.AX BILLABONG INTERNATIONAL LIMITED Australia 10 Yes YesBINCK.AS BINCK Netherlands 10 No YesBIIB.OQ BIOGEN IDEC INC US 10 Yes YesBIOX.PA BIOMERIEUX France 10 Yes YesBPAX.OQ BIOSANTE PHARMACEUTICALS US 50 No YesBIOG.DE BIOTEST AG Germany 50 No YesBIOP.WA BIOTON Poland 25 No YesBOQ.AX BK OF QUEENSLAND Australia 10 Yes YesPOP.MC BK POPULAR Spain 10 No YesBKL.AX BLACKMORES LAB Australia 10 No YesBLK.N BLACKROCK INC US 10 Yes YesBRSC.L BLACKROCK SMALLER COMMON STOCK Small Cap & Aim 25 Yes YesBRWM.L BLACKROCK WORLD MINING TRUST PLC UK 10 Yes YesBX.N BLACKSTONE GROUP LP US 30 No YesBTR.AX BLACKTHORN RESOURCES Australia 30 No YesBLNX.L BLINKX Small Cap & Aim 25 Yes YesBABS.L BLUECREST ALLBLUE FUND LTD UK 10 Yes YesBSL.AX BLUESCOPE STEEL LIMITED Australia 10 Yes YesBMC.OQ BMC SOFTWARE US 10 Yes YesBNPP.PA BNP PARIBAS France 10 Yes YesBLY.AX BOART LONGYEAR Australia 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

2388.HK BOC HONG KONG Hong Kong 10 Yes YesBOY.L BODYCOTE UK 10 Yes YesBA.N BOEING CO US 10 Yes YesBOIR.PA BOIRON France 10 Yes YesBOL.ST BOLIDEN Sweden 10 Yes YesBOLL.PA BOLLORE France 10 Yes YesBME.MC BOLSAS Y MER ESP Spain 10 No YesBOND.PA BONDUELLE France 10 Yes YesBONG.PA BONGRAIN France 10 Yes YesBOK.L BOOKER GROUP UK 10 Yes YesBOL.AX BOOM LOGISTICS Australia 10 No YesBLD.AX BORAL LIMITED Australia 10 Yes YesBSTH.L BORDERS & SOUTH Small Cap & Aim 25 Yes YesBWA.N BORGWARNER INC US 30 Yes YesBOSN.AS BOSKALIS WESTMIN Netherlands 10 Yes YesBXP.N BOSTON PPTY US 10 No YesBSX.N BOSTON SCIEN CP US 10 Yes YesBOC.AX BOUGAINVILLE Australia 10 No YesBGD.AX BOULDER STEEL Australia 10 No YesGPBN.PA BOURBON France 10 Yes YesFMTX.PA BOURSORAMA France 10 Yes YesBOUY.PA BOUYGUES France 10 Yes YesBVS.L BOVIS HOMES UK 10 Yes YesBLVN.L BOWLEVEN PLC Small Cap & Aim 25 Yes YesBP.L BP UK 5 Yes YesBKN.AX BRADKEN LTD Australia 10 Yes YesBXB.AX BRAMBLES Australia 5 Yes YesBRAM.L BRAMMER PLC COMMON STOCK Small Cap & Aim 25 Yes YesBVA.AX BRAVURA SOLUTION Australia 10 No YesBREP.WA BRE Poland 25 No YesBNRGn.DE BRENNTAG AG Germany 10 No YesBRG.AX BREVILLE GROUP LTD Australia 10 Yes YesBRW.L BREWIN DOLPHIN HOLDING PLC UK 10 Yes YesBKW.AX BRICKWORKS Australia 10 Yes YesBKI.AX BRICKWORKS INV Australia 10 No YesALBRI.PA BRICORAMA France 10 No YesBCOV.OQ BRIGHTCOVE INC US 50 No YesBRIL.AS BRILL Netherlands 10 No YesBRI.LS BRISA Portugal 10 Yes YesBMY.N BRISTOL-MYER SQUIIB US 10 Yes YesBATS.L BRITISH AMERICAN TOBACCO UK 5 Yes YesBSET.L BRITISH ASSETS TRUST UK 10 Yes YesBTEM.L BRITISH EMPIRE TRUST UK 10 Yes YesBLND.L BRITISH LAND UK 10 Yes YesBVIC.L BRITVIC UK 10 Yes YesBRCM.OQ BROADCOM CORP US 10 Yes YesBRCD.OQ BROCADE COMMUNICATIONS SYSYEMS INC US 30 Yes YesBPA.AX BROOKFIELD-PP Australia 10 No YesBFb.N BROWN FORMAN B US 10 Yes YesBWNG.L BROWN GROUP UK 10 Yes YesBRUN.AS BRUNEL Netherlands 10 No YesBC.N BRUNSWICK CORP US 10 Yes YesBSY.L BSKYB UK 10 Yes YesBT.L BT GROUP UK 10 Yes YesBTT.AX BT INVESTMENT MGMT LTD Australia 10 No YesBTG.L BTG PLC UK 10 Yes YesBWLD.OQ BUFFALO WILD WINGS INC US 30 Yes YesBUL.PA BULL France 10 Yes YesBUMIP.L BUMI PLC UK 10 Yes YesBWP.AX BUNNINGS WHSE Australia 10 Yes YesBNZL.L BUNZL UK 10 Yes YesBRBY.L BURBERRY UK 10 Yes YesBVI.PA BUREAU VERITAS France 10 No YesBRU.AX BURU ENERGY Australia 30 No YesBZU.MI BUZZI UNICEM Italy 10 No YesBPTY.L BWIN.PARTY DIGITAL UK 10 Yes YesBWTV.VI BWT AG Austria 10 Yes Yes1211.HK BYD CO LTD-H Hong Kong 30 No YesBZW.WA BZWBK Poland 25 No YesCHRW.OQ C H ROBINSON WORLDWIDE INC US 10 Yes YesBCR.N C R BARD US 10 Yes YesGCC.L C&C GROUP Small Cap & Aim 10 Yes YesCAIV.VI CA IMMOBILIEN ANLAGEN Austria 10 Yes YesCA.OQ CA INC US 10 Yes YesCAB.AX CABCHARGE AUST Australia 10 No YesCWC.L CABLE AND WIRELESS COMM UK 10 Yes YesCVC.N CABLEVISION SYSTEMS US 10 Yes YesCCMP.OQ CABOT MICROELECTRONICS CORPORATION US 30 Yes YesCOG.N CABOT OIL & GAS CORP US 10 Yes YesCDNS.OQ CADENCE DESIGN SYSTEM INC US 10 Yes YesCADP.L CADOGAN PETROL COMMON STOCK Small Cap & Aim 30 Yes YesCNE.L CAIRN ENERGY UK 10 Yes YesCABK.MC CAIXABANK Spain 10 No YesCLDN.L CALEDONIA INVESTMENT UK 10 Yes YesCPN.N CALPINE CORP US 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

CTX.AX CALTEX AUSTRALIA LIMITED Australia 5 Yes YesCZD.AX CALZADA Australia 10 No YesCCJ.N CAMECO CORP US 10 Yes YesCAM.N CAMERON INTERNATIONAL US 10 Yes YesCPB.N CAMPBELL SOUP US 10 Yes YesCNLP.PA CANAL PLUS France 10 Yes YesCNB.AX CANBERRA INV Australia 10 No YesCND.AX CANDLE AUST Australia 10 No YesCDI.L CANDOVER INVESTMENT Small Cap & Aim 10 Yes YesCAJ.N CANON ADR 10 Yes YesCAPP.PA CAP GEMINI France 10 Yes YesCIU.L CAPE PLC UK 10 Yes YesCPI.L CAPITA GROUP UK 10 Yes YesCAPCC.L CAPITAL & COUNTIES UK 10 Yes YesCAL.L CAPITAL AND REGIONAL Small Cap & Aim 10 Yes YesCOF.N CAPITAL ONE US 10 Yes YesCSCG.L CAPITAL SHOP CG UK 10 Yes YesCATL.SI CAPITALAND Singapore 10 Yes YesCMLT.SI CAPITAMALL TRUST Singapore 10 Yes YesCAA.AX CAPRAL ALUM- Australia 10 No YesCSOJ.J CAPSHOP South Africa 10 Yes YesCPST.OQ CAPSTONE TURBINE CORP US 20 No YesCRR.N CARBO CERAMICS US 20 Yes YesC1Y.L CARCLO PLC Small Cap & Aim 25 Yes YesCAH.N CARDINAL HEALTH US 10 No YesCDD.AX CARDNO Australia 10 No YesCFN.N CAREFUSION CORP US 10 No YesCTH.L CARETECH HLDG (NO SHORTING) Small Cap & Aim 25 No YesCGCBV.HE CARGOTEC CORP Finland 10 Yes YesCLLN.L CARILLION UK 10 Yes YesCDP.AX CARINDALE Australia 10 No YesAFXG.DE CARL ZEISS MEDI Germany 10 No YesCARLb.CO CARLSBERG B Denmark 10 No YesCIN.AX CARLTON INV Australia 10 No YesCG.OQ CARLYLE GROUP LP US 30 No YesKMX.N CARMAX US 10 Yes YesCVN.AX CARNARVON PETROLEUM Australia 10 Yes YesCCL.N CARNIVAL CORP US 10 Yes YesCCL.L CARNIVAL CORPORATION UK 10 Yes YesCATVU.L CARPETRIGHT UK 10 Yes YesCPW.L CARPHONE WAREHOUSE Small Cap & Aim 10 Yes YesCARRA.MI CARRARO SPA Italy 50 No YesCARR.PA CARREFOUR France 10 Yes YesCRZ.AX CARSALES.COM LTD Australia 10 Yes YesCRI.N CARTER US 10 No YesCCV.AX CASH CONVERTERS Australia 10 No YesCASP.PA CASINO France 10 No YesCAT.N CATERPILLAR US 10 Yes Yes0293.HK CATHAY PACIFIC AIR Hong Kong 10 Yes YesCGL.L CATLIN GROUP UK 10 Yes YesCBG.N CB RICHARDS ELLIS US 10 Yes YesCBS.N CBS CORP CL B US 10 No YesCDR.N CEDAR REALTY TRUST US 50 No YesCWP.AX CEDAR WOODS PROP Australia 10 No YesCGDM.PA CEGEDIM France 10 No YesCGR.PA CEGEREAL France 10 Yes YesCEGI.PA CEGID France 10 Yes YesCLSGn.DE CELESIO Germany 10 Yes YesCELG.OQ CELGENE CORP US 10 Yes YesCTIC.MI CELL THERAPEUTICS Italy 50 Yes YesCLSN.OQ CELSION CORP US 50 No YesCX.N CEMEX SAB- ADR (NO SHORT-SELLING) US 10 No YesCEDC.OQ CENT EURO DSTRB US 10 Yes YesCEY.L CENTAMIN EGYPT UK 10 Yes YesCNC.N CENTENE CORP US 10 Yes YesCNP.N CENTERPOINT US 10 Yes YesCEF.P CENTRAL FUND OF CANADA ETF 10 No YesCRND.L CENTRAL RAND GOL COMMON STOCK Small Cap & Aim 25 Yes YesCNA.L CENTRICA UK 10 Yes YesCRF.AX CENTRO RETAIL Australia 10 No YesCTNG.DE CENTROTHERM PHO Germany 10 No YesCNI.AX CENTURIA Australia 10 No YesCTL.N CENTURYLINK INC US 10 Yes YesCFU.AX CERAMIC FUEL Australia 10 No YesALCER.PA CEREP France 10 No YesCWR.L CERES POWER HOLDINGS (NO SHORTING) Small Cap & Aim 25 No YesCERN.OQ CERNER CORP US 10 Yes YesCJO.AX CERRO RESOURCES NL Australia 10 No YesCEZ.WA CEZ Poland 25 No YesCF.N CF INDUSTRIES US 10 Yes YesCFAO.PA CFAO SA France 10 Yes YesCFX.AX CFS RETAIL PRPTY Australia 10 Yes YesGEPH.PA CGG VERITAS France 10 Yes YesCDI.AX CHALLENGER DIV Australia 10 No YesCGF.AX CHALLENGER LTD Australia 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

CIF.AX CHALNGR INF Australia 10 No Yes0682.HK CHAODA MODERN AGRICULTURE Hong Kong 30 Yes YesCRIP.PA CHARGEURS France 10 No YesCHARC.L CHARIOT OIL & GAS Small Cap & Aim 20 Yes YesSCHW.N CHARLES SCHWAB US 10 Yes YesCHC.AX CHARTER HALL Australia 10 No YesCQR.AX CHARTER HALL RETAIL Australia 10 Yes YesCHKP.OQ CHECK POINT SOFTWARE TECH LT US 10 Yes YesCHG.L CHEMRING UK 10 Yes YesCHK.N CHESAPEAKE ENER US 10 Yes Yes0001.HK CHEUNG KONG Hong Kong 10 Yes YesCVX.N CHEVRON US 10 Yes YesCME.OQ CHICAGO MERCANTL US 10 Yes YesCIM.N CHIMERA INVESTMENT CORP US 10 Yes Yes1898.HK CHINA COAL ENERGY Hong Kong 10 Yes Yes1800.HK CHINA COMMUNICATIONS CONST-H Hong Kong 10 No Yes0939.HK CHINA CONSTRUCTION BANK Hong Kong 10 Yes Yes1919.HK CHINA COSCO HOLDINGS-H Hong Kong 10 No YesSTV.N CHINA DIG TV HLD ADR 10 No Yes0257.HK CHINA EVERBRIGHT INTL LTD Hong Kong 30 No YesCHN.N CHINA FUND INC US 10 Yes Yes0384.HK CHINA GAS HOLDINGS LTD Hong Kong 30 Yes YesCGA.P CHINA GREEN AGRICULTURE US 50 No Yes2628.HK CHINA LIFE INSURANCE Hong Kong 10 Yes Yes2319.HK CHINA MENGNIU DAIRY CO Hong Kong 10 Yes Yes0144.HK CHINA MER HOLD Hong Kong 10 Yes Yes3968.HK CHINA MERCHANTS BANK Hong Kong 10 Yes Yes1988.HK CHINA MINSHENG BANKING Hong Kong 10 Yes Yes0941.HK CHINA MOBILE LTD Hong Kong 10 Yes YesCHL.N CHINA MOBILE LTD ADR ADR 20 Yes Yes3323.HK CHINA NATIONAL BUILDING MA-H Hong Kong 30 No Yes0688.HK CHINA OVERSEAS LAND Hong Kong 10 Yes Yes2601.HK CHINA PACIFIC INSURANCE Hong Kong 10 Yes Yes2133.HK CHINA POLYMETALIIC MINING Hong Kong 50 Yes Yes1186.HK CHINA RAILWAY CONSTRUCTION-H Hong Kong 10 Yes Yes0390.HK CHINA RAILWAY GROUP LTD-H Hong Kong 10 No Yes0291.HK CHINA RESOURCES Hong Kong 10 Yes Yes1109.HK CHINA RESOURCES LAND Hong Kong 10 Yes Yes0836.HK CHINA RESOURCES POWER HOLDING Hong Kong 10 Yes Yes1088.HK CHINA SHENHUA Hong Kong 10 Yes Yes2866.HK CHINA SHIPPING CONTAINER-H Hong Kong 30 No Yes1138.HK CHINA SHIPPING DEVELOPMENT-H Hong Kong 10 Yes Yes0728.HK CHINA TELECOM Hong Kong 10 Yes Yes0762.HK CHINA UNICOM LTD Hong Kong 10 Yes YesCMG.N CHIPOTLE MEXICAN GRILL US 10 Yes YesDIOR.PA CHRISTIAN DIOR France 10 Yes YesCB.N CHUBB CORP US 10 Yes YesCDAF.PA CIE DES ALSPES France 10 No YesCIEN.OQ CIENA US 10 Yes YesCIGP.BU CIG PANNONIA Hungary 65 No YesCI.N CIGNA CORP US 10 Yes YesXEC.N CIMAREX ENERGY CO US 30 Yes YesCPR.LS CIMPOR CIMENTOS Portugal 10 Yes YesCINF.OQ CINCINNATI FIN US 10 Yes YesCTAS.OQ CINTAS CORP US 10 Yes YesCOPU.L Phone Only CIRCLE OIL - PHONE ONLY Small Cap & Aim 25 Yes YesCIRX.MI CIR-COMPAGNIE INDUSTRIALI RIUNITE S.P.A. Italy 10 Yes YesCRUS.OQ CIRRUS LOGIC INC US 30 Yes YesCSCO.OQ CISCO SYS INC US 10 Yes Yes0267.HK CITIC PACIFIC LTD Hong Kong 10 No YesCTO.AX CITIGOLD CORP Australia 10 No YesC.N CITIGROUP US 10 Yes YesCTXS.OQ CITRIX SYS INC US 10 Yes YesCTDM.SI CITY DEVELOPMENTS Singapore 10 Yes YesCLIG.L CITY OF LON INVS Small Cap & Aim 25 Yes YesCTY.L CITY OF LONDON INVESTMENT TRUST UK 10 Yes Yes1038.HK CKI HOLDINGS Hong Kong 10 Yes YesCLN.VX CLARIANT Switzerland 10 Yes YesCDTI.OQ CLEAN DIESEL TECH US 10 No YesCLWR.OQ CLEARWIRE CORP US 10 Yes YesCLF.N CLIFFS NATURAL RESOURCE US 10 Yes YesCUV.AX CLINUVEL PHRM Australia 10 No YesCLX.N CLOROX CO US 10 Yes YesCBRO.L CLOSE BROTHERS UK 10 Yes YesCLO.AX CLOUGH Australia 10 No Yes0002.HK CLP HOLDINGS Hong Kong 10 Yes YesCLSH.L CLS HOLDINGS Small Cap & Aim 10 Yes YesCMIP.PA CLUB MED France 10 No YesCMB.BR CMB Belgium 10 Yes YesCMI.AX CMI LTD Australia 30 Yes YesCMS.N CMS ENERGY CORP US 10 Yes YesCNIM.PA CNIM France 10 No Yes0883.HK CNOOC LTD Hong Kong 10 Yes YesCNPP.PA CNP ASSURANCES France 10 Yes YesCOZ.AX CO2 GROUP LTD Australia 30 No Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

COH.N COACH US 10 Yes YesCZA.AX COAL OF AFRICA Australia 10 No YesCZA.L COAL OF AFRICA Small Cap & Aim 25 Yes YesCPL.AX COALSPUR MINES LTD Australia 10 Yes YesCCU.AX COBAR CONSOLIDATED Australia 10 No YesCOB.L COBHAM UK 10 Yes YesCCE.N COCA COLA ENT US 10 No YesCCL.AX COCA-COLA AMATIL LIMITED Australia 5 Yes YesKO.N COCA-COLA CO US 10 Yes YesKOF.N COCA-COLA FEMSA-ADR (NO SHORT-SELLING) US 10 No YesCOH.AX COCHLEAR LIMITED Australia 10 Yes YesCOK.AX COCKATOO COAL Australia 10 No YesED.N COCNSOL EDISON US 10 Yes YesCDA.AX CODAN Australia 10 No YesCOF.AX COFFEY INTL Australia 10 No YesCOFB.BR COFINIMMO Belgium 10 Yes YesCTSH.OQ COGNIZANT TECHNOLOGY SOLUTIO US 10 Yes YesCNS.N COHEN AND STEERS US 30 Yes YesCL.N COLGATE-PALMO US 10 Yes YesCOLOb.CO COLOPLAST Denmark 10 No YesCOLR.BR COLRUYT Belgium 10 Yes YesCOLT.L COLT GROUP UK 10 Yes YesCMCSA.OQ COMCAST CORP NEW US 10 Yes YesCMA.N COMERICA INC US 10 Yes YesCMDG.SI COMFORTDELGRO CORP LTD Singapore 10 Yes YesCBKG.DE COMMERZBANK AG Germany 10 No YesCBA.AX COMMONWEALTH BANK OF AUSTRALIA Australia 5 Yes YesCPA.AX COMMONWEALTH PROP OFFICE FUND Australia 10 Yes YesCSC.N COMP SCIENCE US 10 Yes YesCIG.N COMPANIA ENERGETICA ADR ADR 10 Yes YesCPG.L COMPASS GROUP UK 10 Yes YesCCRT.OQ COMPUCREDIT US 10 No YesCCC.L COMPUTACENTER UK 10 Yes YesCPU.AX COMPUTERSHARE LIMITED Australia 5 Yes YesCPWR.OQ COMPUWARE CORP US 10 Yes YesCAG.N CONAGRA FOODS US 10 Yes YesCGYGk.DE CONERGY KNV Germany 10 No YesCOP.N CONOCO PHILLIPS US 10 Yes YesCNX.N CONSOL ENERGY US 10 Yes YesSTZ.N CONSTELLATION A US 10 Yes YesCONG.DE CONTINENTAL AG Germany 10 No YesCCC.AX CONTINENTAL COAL LTD Australia 30 No YesCVG.N CONVERGYS CP US 10 Yes YesCONW.VI CONWERT IMMO SE Austria 10 Yes YesCIC.L CONYGAR INVESTMENT CO PLC Small Cap & Aim 25 Yes YesCKSN.L COOKSON GROUP UK 10 Yes YesCOE.AX COOPER ENERGY Australia 10 No YesCBE.N COOPER INDS LTD US 10 Yes YesCOR.AS CORIO Netherlands 10 Yes YesGLW.N CORNING INC US 10 No YesBCA.N CORPBANCA SA ADR ADR 20 No YesCOSC.SI COSCO CORP Singapore 10 No Yes1199.HK COSCO PACIFIC Hong Kong 10 Yes YesCOSG.L COSTAIN GRP Small Cap & Aim 10 No YesCOST.OQ COSTCO WHSL CORP NEW US 10 Yes YesCVH.N COVENT HLTH CR US 10 Yes YesCYG.AX COVENTRY GRP Australia 10 No YesCOV.N COVIDIEN LTD US 10 Yes YesCPL.N CPFL ENERGIA S.A. ADR 10 No YesCPPG.L CPP GROUP PLC Small Cap & Aim 10 Yes YesCWK.L CRANSWICK PLC UK 10 Yes YesCAGR.PA CREDIT AGRICOLE France 10 Yes YesCCP.AX CREDIT CORP Australia 10 No YesCSGN.VX CREDIT SUISSE Switzerland 10 Yes YesCREE.OQ CREE INC US 30 Yes YesCRH.L CRH UK 10 Yes YesCROX.OQ CROCS US 10 Yes YesCRDA.L CRODA UK 10 Yes YesCMW.AX CROMWELL PROPERTY Australia 10 No YesCWN.AX CROWN Australia 5 Yes YesCCI.N CROWN CASTLE INT US 10 Yes YesCVGNc.AS CROWN V GELDER Netherlands 10 No YesSIGF.PA CS COMM ET SYST. France 10 Yes YesCSV.AX CSG LTD Australia 10 No YesCSL.AX CSL LIMITED Australia 5 Yes YesCSMNc.AS CSM Netherlands 10 Yes YesCSR.L CSR UK 10 Yes YesCSR.AX CSR LIMITED Australia 10 Yes YesCSX.N CSX CORP US 10 Yes YesCTAN.AS CTAC Netherlands 10 No YesCTCM.OQ CTC MEDIA INC US 10 Yes YesCTRP.OQ CTRIP.COM INTERNATIONAL ADR 20 No YesCDU.AX CUDECO Australia 10 No YesCUE.AX CUE ENERGY RES Australia 10 No YesCMI.N CUMMINS INC US 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

CUP.L CUPID PLC Small Cap & Aim 25 Yes YesCVC.AX CVC LTD Australia 10 No YesCVS.N CVS CORP US 10 Yes YesCPS.WA CYFRPLSAT Poland 25 No YesCYTN.S CYTOS BIOTECH Switzerland 10 No YesDJS.AX D JONES LTD Australia 10 Yes YesDHI.N D.R. HORTON INC US 10 Yes YesDNORD.CO D/S NORDEN Denmark 10 Yes YesDJAN.L DAEJAN HOLDINGS PLC UK 50 Yes YesDMGOa.L DAILY MAIL UK 10 Yes YesDAIGn.DE DAIMLER CHRYSLER Germany 10 Yes YesDCG.L DAIRY CREST UK 10 Yes YesDAY.L DAISY GROUP PLC Small Cap & Aim 25 Yes YesALDAR.PA DAMARTEX France 10 No YesDHR.N DANAHER US 10 Yes YesDANO.PA DANONE France 10 Yes YesDANSKE.CO DANSKE BANK Denmark 10 No YesDRI.N DARDEN REST US 10 Yes YesDTE.AX DART ENERGY LTD Australia 10 Yes YesDRTY.L DARTY UK 10 Yes YesDAST.PA DASSAULT SYSTEM France 10 Yes Yes0991.HK DATANG INTL POWER GEN CO-H Hong Kong 10 No YesCPRI.MI DAVIDE CAMPARI-MILANO SPA Italy 10 Yes YesDVA.N DAVITA INC US 10 Yes YesDBSM.SI DBS GROUP HLDG Singapore 10 Yes YesDCC.L DCC PLC Small Cap & Aim 10 Yes YesDLAR.L DE LA RUE UK 10 Yes YesDF.N DEAN FOODS CO US 10 Yes YesDEB.L DEBENHAMS UK 10 Yes YesDECP.L DECHRA PHARMA UK 10 Yes YesDECK.OQ DECKERS OUTDOOR CORP US 30 No YesDCG.AX DECMIL GROUP LTD Australia 10 Yes YesDYL.AX DEEP YELLOW Australia 10 No YesDEER.OQ DEER CONSUMER PRODUCTS US 50 No YesDE.N DEERE & CO US 10 Yes YesDELB.BR DELHAIZE Belgium 10 Yes YesDELL.OQ DELL INC US 10 Yes YesDLPH.N DELPHI AUTOMOTIVE US 30 No YesDAL.N DELTA AIRLINES US 10 Yes YesD9CGn.DE DEMAG CRANES Germany 10 No YesDNR.N DENBURY RESOURCES US 10 Yes YesDNDN.OQ DENDREON CORP US 30 No YesGNDP.PA DENTRSSANGLE France 10 Yes YesXRAY.OQ DENTSPLY INTL INC NEW US 10 Yes YesDBG.PA DERICHEBOURG France 10 Yes YesDLN.L DERWENT LONDON UK 10 Yes YesDES.L DESIRE PETROLEUM Small Cap & Aim 25 Yes YesDB.N DEUTSCHE BANK US 20 No YesDBKGn.DE DEUTSCHE BANK Germany 10 Yes YesDPWGn.DE DEUTSCHE POST Germany 10 Yes YesDEZG.DE DEUTZ Germany 10 No YesDDR.N DEVELOP DIVER US 10 Yes YesDVN.AX DEVINE LTD Australia 10 No YesDVN.N DEVON ENERGY US 10 No YesDVTM.PA DEVOTEAM France 10 No YesDVO.L DEVRO PLC COMMON STOCK UK 25 Yes YesDV.N DEVRY INC US 10 Yes YesDEXI.BR DEXIA Belgium 10 Yes YesDAB.L DEXION ABSOLUTE LD UK 10 Yes YesDXS.AX DEXUS PROPERTY GROUP Australia 10 Yes YesDGE.L DIAGEO UK 10 Yes YesDLGS.DE DIALOG SEMICON Germany 10 No YesDO.N DIAMOND OFFSHORE US 10 Yes YesDIAS.MI DIASORIN SPA Italy 10 Yes YesDKS.N DICK'S SPORTING GOODS INC US 30 Yes YesDTY.L DIGNITY UK 10 Yes YesDDS.N DILLARD CL A US 10 No YesDPLM.L DIPLOMA PLC UK 10 Yes YesTMV.P DIR. DAILY 20+YR TREAS. BEAR 3X ETF 50 No YesDLGD.L DIRECT LINE UK 30 No YesDTV.OQ DIRECTV US 10 Yes YesEDZ.P DIREXION DAILY EMERGING MARKETS BEAR 3X SHARES ETF 10 No YesEDC.P DIREXION DAILY EMERGING MARKETS BULL 3X SHARES ETF 10 No YesERY.P DIREXION DAILY ENERGY BEAR 3X SHARES ETF 10 No YesERX.P DIREXION DAILY ENERGY BULL 3X SHARES ETF 10 No YesFAZ.P DIREXION DAILY FINANCIAL BEAR 3X SHARES ETF 10 No YesFAS.P DIREXION DAILY FINANCIAL BULL 3X SHARES ETF 10 No YesSPXS.P DIREXION DAILY LARGE CAP BEAR 3X SHARES ETF 10 No YesSPXL.P DIREXION DAILY LARGE CAP BULL 3X SHARES ETF 10 No YesDRV.P DIREXION DAILY REAL ESTATE BEAR 3X SHARES ETF 10 No YesDRN.P DIREXION DAILY REAL ESTATE BULL 3X SHARES ETF 10 No YesTZA.P DIREXION DAILY SMALL CAP BEAR 3X SHARES ETF 10 No YesTNA.P DIREXION DAILY SMALL CAP BULL 3X SHARES ETF 10 No YesDFS.N DISCOVER FINANCL US 10 Yes YesDISCA.OQ DISCOVERY HOLDING CO US 10 No Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

DML.AX DISCOVERY METALS LTD Australia 10 Yes YesDISH.OQ DISH NETWORK CORP US 10 Yes YesDIS.N DISNEY (WALT) US 10 Yes YesDIDA.MC DISTRIBUIDORA INT (CLOSE ONLY) Spain 10 No NoDUI.AX DIVERSE UNIT Australia 10 No YesDXNS.L DIXONS RETAIL UK 10 Yes YesDJW.AX DJERRIWARRAH INV Australia 10 No YesDNB.OL DNBNOR Norway 10 Yes YesDNO.OL DNO Norway 10 Yes YesDOCO.VI DO & CO REST & CAT Austria 30 Yes YesDOCD.AS DOCDATA Netherlands 10 No YesDLTR.OQ DOLLAR TREE INC US 10 Yes YesD.N DOMINION RES US 10 Yes YesDOPR.L DOMINO PRINTING SCIENCES PLC UK 10 Yes YesDMP.AX DOMINOS PIZZA Australia 10 No YesDOM.L DOMINOS PIZZA UK 10 Yes Yes0489.HK DONGFENG MOTOR GRP CO LTD-H Hong Kong 30 Yes YesDOHG.DE DOUGLAS HLDG Germany 10 Yes YesDOV.N DOVER CORP US 10 Yes YesDOW.N DOW CHEMICAL US 10 Yes YesDOW.AX DOWNER EDI LIMITED Australia 10 Yes YesDPA.AS DPA Netherlands 10 No YesDPS.N DR PEPPER SNAPLE US 10 Yes YesRDY.N DR REDDY ADR 20 Yes YesDRWG_p.DE DRAEGERWERK Germany 10 Yes YesDGO.L DRAGON OIL Small Cap & Aim 10 Yes YesDUPD.L DRAGON-UK PROP Small Cap & Aim 25 Yes YesDRX.L DRAX UK 10 Yes YesDWA.OQ DREAMWORKS ANIMATION US 20 Yes YesDTQ.AX DRILL TORQUE LTD Australia 30 Yes YesDRIG.DE DRILLISCH AG Germany 30 No YesDRYS.OQ DRYSHIPS US 10 No YesSMDS.L DS SMITH UK 10 Yes YesDSV.CO DSV Denmark 10 No YesDB1Gn.DE DT BOERSE Germany 10 Yes YesDEQGn.DE DT EUROSHOP Germany 10 Yes YesLHAG.DE DT LUFTHANSA Germany 10 Yes YesDTEGn.DE DT TELEKOM Germany 10 Yes YesDTE.N DTE ENERGY US 10 Yes YesDD.N DU PONT (EI) US 10 Yes YesDUEG.DE DUERR AG Germany 30 No YesDUE.AX DUET GROUP Australia 10 Yes YesDUK.N DUKE ENERGY US 10 Yes YesDLX.AX DULUX GROUP Australia 10 No YesDNB.N DUN & BRADSTREET CORP US 10 Yes YesDNLM.L DUNELM GROUP PLC UK 10 Yes YesDNKN.OQ DUNKIN DONUTS US 20 Yes YesDWS.AX DWS ADV BUS SOL Australia 10 No YesETFC.O E*TRADE FINCL CP US 10 Yes YesEONGn.DE E.ON AG Germany 10 Yes YesEAD.DE EADS Germany 10 No YesEAD.PA EADS France 10 Yes YesEER.AX EAST ENERGY RESOURCES Australia 30 No YesEMN.N EASTMAN CHEM US 10 Yes YesEZJ.L EASYJET UK 10 Yes YesETN.N EATON US 10 Yes YesEBAY.OQ EBAY INC US 10 Yes YesEBRO.MC EBRO PULEVA SA Spain 10 No YesEGP.AX ECHO ENTERTAINMENT GROUP LTD Australia 10 Yes YesECH.WA ECHO INVESTMENT SA Poland 25 No YesEBIV.VI ECO BUSINESS IMM Austria 10 No YesECW.L ECOFIN WATER & POWER Small Cap & Aim 25 Yes YesECL.N ECOLAB INC US 10 No YesEC.N ECOPETROL SA ADR ADR 10 Yes YesEDEN.PA EDENRED France 10 Yes YesEDF.PA EDF France 10 Yes YesEDDR.L EDINBURGH DRAGON TRUST PLC UK 10 Yes YesEDIN.L EDINBURGH INVESTMENT TRUST UK 10 Yes YesEIX.N EDISON INTL US 10 Yes YesEDP.LS EDP Portugal 10 Yes YesEW.N EDWARDS LIFESCIENCES US 10 Yes YesEGIS.BU EGIS NYRT Hungary 25 No YesFOUG.PA EIFFAGE France 10 Yes YesELN.N ELAN CORP US 30 Yes YesELD.AX ELDERS LIMITED Australia 10 Yes YesELTA.L ELECTRA PRIVATE EQUITY UK 10 Yes YesECM.L ELECTROCOMPONENTS UK 10 Yes YesELUXb.ST ELECTROLUX B Sweden 10 Yes YesEA.O ELECTRONIC ARTS INC US 10 Yes YesELM.AX ELEMENTAL MINERALS Australia 30 No YesELM.L ELEMENTIS COMMON STOCK UK 10 Yes YesLLY.N ELI LILLY AND CO US 10 Yes YesELI1V.HE ELIISA CORPORAT. Finland 10 Yes YesZILGn.DE ELRINGKLINGER Germany 10 Yes YesEMC.N EMC CORP/MASS US 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

EHL.AX EMECO HLDG Australia 10 Yes YesEMR.AX EMERLAD OIL & GAS NL Australia 30 No YesEMR.N EMERSON ELEC US 10 Yes YesEMISG.L EMIS GROUP Small Cap & Aim 25 Yes YesEGO.AX EMPIRE OIL & GAS NL Australia 30 Yes YesICA.N EMPRESAS ICA-ADR (NO SHORT-SELLING) US 10 No YesENAG.MC ENAGAS Spain 10 No YesECA.N ENCANA CORP US 10 Yes YesEOC.N ENDESA CHILE ADR ADR 10 Yes YesELE.MC ENDESA SA Spain 10 No YesENAE.WA ENEA SA Poland 25 No YesENEI.MI ENEL Italy 10 Yes YesEGPW.MI ENEL GREEN POWER SPA Italy 10 Yes YesENE.AX ENERGY DEVS Australia 10 No YesERA.AX ENERGY RES Australia 10 Yes YesEWC.AX ENERGY WRLD CORP Australia 10 No YesEGG.AX ENERO GROUP Australia 10 No YesENI.N ENERSIS S.A. ADR ADR 10 Yes YesEGN.AX ENGENCO Australia 10 No YesENI.MI ENI Italy 10 Yes YesENRO.ST ENIRO Sweden 10 Yes YesENQ.L ENQUEST PLC UK 10 Yes YesESV.N ENSCO PLC ADR 10 Yes YesENTG.OQ ENTEGRIS INC US 30 Yes YesETE.AX ENTEK ENERGY LTD Australia 30 No YesETR.N ENTERGY CORP US 10 Yes YesETI.L ENTERPRISE INNS Small Cap & Aim 10 Yes YesENV.AX ENVESTRA Australia 10 Yes YesEOG.N EOG RESOURCES US 10 Yes YesEPAM.N EPAM SYSTEMS INC US 30 No YesEQR.N EQ RESIDENT US 10 Yes YesEQT.N EQT CORP US 10 Yes YesEQX.AX EQUATORIAL RESOURCES LTD Australia 30 No YesEFX.N EQUIFAX INC US 10 Yes YesEQIX.OQ EQUINIX INC US 30 Yes YesEQT.AX EQUITY TRUSTEES Australia 10 No YesERMT.PA ERAMET France 10 Yes YesERICb.ST ERICSSON B Sweden 10 Yes YesERIC.OQ ERICSSON L M TEL CO US 10 Yes YesERST.VI ERSTE BANK Austria 10 No Yes0330.HK ESPRIT HOLDINGS Hong Kong 10 Yes YesESSR.L ESSAR ENERGY PLC UK 10 Yes YesESSI.PA ESSILOR INTERNAT France 10 Yes YesESSF.PA ESSO France 10 Yes YesESTM.BU EST MEDIA Hungary 25 No YesESAE.BU E-STAR ALTERNATIVE ENERGY Hungary 65 No YesEL.N ESTEE LAUDER US 10 Yes YesTAM.PA ETAM DEVELOP France 10 Yes YesSGOL.P ETFS GOLD TRUST ETF 10 Yes YesELER.PA EULER HERMES France 10 Yes YesENRC.L EURASIAN UK 10 Yes YesEURA.PA EURAZEO France 10 No YesEDLP.PA EURO DISNEY France 10 No YesEURR.PA EURO RESSOURCES France 10 No YesEUFI.PA EURO SCIENTIFIC France 10 Yes YesEUR.WA EUROCASH SA Poland 25 No YesSIPFc.AS EUROCOMMERCIAL Netherlands 10 No YesERM.L EUROMONEY UK 10 Yes YesERET_p.L EUROPEAN REAL EST INV Small Cap & Aim 20 Yes YesEZL.AX EUROZ Australia 10 No YesETL.PA EUTELSAT COMM France 10 Yes YesEVNV.VI EVN AG Austria 10 Yes YesEVN.AX EVOLUTION MINING LTD Australia 10 Yes YesEVRE.L EVRAZ PLC UK 10 Yes YesEVSB.BR EVS ROADC.EQU Belgium 10 No YesSSP.N EW SCRIPPS US 10 No YesEXAH.AS EXACT Netherlands 10 No YesEXEP.PA EXEL INDUSTRIES France 10 Yes YesEXEL.OQ EXELIXIS US 30 Yes YesEXC.N EXELON CORP US 10 Yes YesEXIL.L EXILLON ENERGY UK 10 Yes YesEXOR.MI EXOR S.P.A Italy 10 No YesEXPE.OQ EXPEDIA US 10 Yes YesEXPD.OQ EXPEDITORS INTL WASH INC US 10 Yes YesEXPN.L EXPERIAN GRP UK 10 Yes YesESRX.OQ EXPRESS SCRIPTS INC US 10 Yes YesEXTR.OQ EXTREME NETWORKS US 20 No YesEXXJ.J EXXARO RESOURCES South Africa 10 Yes YesXOM.N EXXON MOBIL US 10 Yes YesFCAM.L F&C ASSET MANAGEMENT UK 10 Yes YesFCPTL.L F&C COMM PROP TRUST LTD UK 10 Yes YesFFIV.OQ F5 NETWORKS INC US 10 Yes YesFB2A.DE FACEBOOK (EUR) Germany 10 No YesFB.OQ FACEBOOK (USD) US 10 Yes YesFXJ.AX FAIRFAX (JOHN) HOLDINGS LIMITED Australia 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

FAIP.PA FAIVELEY TRANSPORT France 10 Yes YesFOGL.L FALKLAND OIL&GAS Small Cap & Aim 25 Yes YesFDO.N FAMILY DLR STRS US 10 Yes YesFAN.AX FANTSASTIC HLDGS Australia 10 No YesFPM.L FAROE PETROLEUM Small Cap & Aim 25 Yes YesFAST.OQ FASTENAL CO US 10 Yes YesEPED.PA FAURECIA France 10 Yes YesFBRC.OQ FBR CAPITAL MRKTS US 10 No YesFII.N FED INVESTORS US 10 No YesFDX.N FEDEX CORP US 10 Yes YesFENR.L FENNER PLC UK 10 Yes YesFXPO.L FERREXPO UK 10 Yes YesFER.MC FERROVIAL SA Spain 10 No YesFHBK.BU FHB JELZALOGBANK NYRT Hungary 25 No YesFIA.MI FIAT Italy 10 Yes YesFI.MI FIAT INDUSTRIAL Italy 10 Yes YesFBR.N FIBRA CELULOSA ADR ADR 10 Yes YesFCSS.L FIDELITY CHINA UK 10 Yes YesFEV.L FIDELITY EUROPEAN UK 10 Yes YesFIS.N FIDELITY NATL IN US 10 Yes YesFSV.L FIDELITY SPECIAL VALUES PLC Small Cap & Aim 10 Yes YesFDSA.L FIDESSA GROUP PLC UK 10 Yes YesFIEG.DE FIELMANN AG Germany 20 No YesFNP.N FIFTH & PACIFIC US 10 Yes YesFITB.OQ FIFTH THIRD BK US 10 Yes YesFLTR.L FILTRONA PLC UK 10 Yes YesLBCP.PA FIMALAC France 10 Yes YesEPMF.PA FINANCIERE ODET France 10 Yes YesFDL.L FINDEL Small Cap & Aim 10 Yes YesSIFI.MI FINMECCANICA Italy 10 Yes YesFDI.L Phone Only FIRESTONE DIAMOND Small Cap & Aim 25 Yes YesFE.N FIRST ENERGY US 10 Yes YesFHN.N FIRST HORIZON NTL US 10 No YesAG.N FIRST MAJESTIC SILVER US 30 No YesFQM.L FIRST QUANTUM MINERALS LTD Small Cap & Aim 30 Yes YesFSLR.O FIRST SOLAR US 10 Yes YesFGP.L FIRSTGROUP UK 10 Yes YesFSRJ.J FIRSTRAND South Africa 10 Yes YesFISV.OQ FISERV INC US 10 Yes YesFPH.AX FISHER &PAYKEL HEALTHCARE CORP Australia 10 Yes YesFKP.AX FKP PROP GRP Australia 10 Yes YesFWD.AX FLEETWOOD Australia 10 Yes YesFBU.AX FLETCHER BUILDING Australia 10 Yes YesFLMI.PA FLEURY MICHON France 10 Yes YesFXL.AX FLEXIGROUP Australia 10 No YesFLEX.OQ FLEXTRONICS INTL LTD US 10 Yes YesFLT.AX FLIGHT CENTRE Australia 10 Yes YesFMS.AX FLINDERS MINES Australia 10 No YesFLIR.OQ FLIR SYSTEMS US 10 Yes YesGFLO.PA FLO GROUPE France 10 Yes YesFLS.N FLOWSERVE CORP US 10 Yes YesFLS.CO FLSMIDTH & CO Denmark 10 No YesVIEV.VI FLUGHAFEN Austria 10 Yes YesFLR.N FLUOR CORP US 10 Yes YesFLYB.L FLYBE GROUP PLC Small Cap & Aim 25 Yes YesFMC.N FMC CORP US 10 Yes YesFTI.N FMC TECHNOLOGIES INC US 10 Yes YesFMCN.OQ FOCUS MEDIA HOLDINGS US 10 Yes YesFCC.MC FOMENTO DE CONST Spain 10 No YesFDR.PA FONC DES REGIONS France 10 Yes YesFONC.PA FONCIERE 6 France 10 Yes YesFOSA.MI FONDIARIA-SAI Italy 10 Yes YesFL.N FOOT LOCKER US 30 Yes YesF.N FORD MOTOR CO US 10 Yes YesFRCL.L FOREIGN AND COLONIAL INV TRUST UK 10 Yes YesFRX.N FOREST LABS US 10 Yes YesFST.N FOREST OIL CORP US 30 Yes YesFGE.AX FORGE GROUP LTD Australia 10 No YesFORBI.AS FORNIX Netherlands 10 No YesFMG.AX FORTESCUE METALS Australia 5 Yes YesFBHS.N FORTUNE BRANDS H&S US 30 Yes YesFOOI.L FORTUNE OIL PLC Small Cap & Aim 45 Yes YesFOSL.OQ FOSSIL INC US 30 Yes YesFWLT.OQ FOSTER WHEELER US 10 Yes YesFXR.AX FOX RESOURCES Australia 10 No Yes2038.HK FOXCONN INTL HLDG Hong Kong 10 No YesFTE.PA FRANCE TELECOM France 10 Yes YesFC.N FRANKLIN COVEY CO US 50 No YesBEN.N FRANKLIN RES US 10 Yes YesFRAG.DE FRAPORT Germany 10 Yes YesFRNM.SI FRASER & NEAVE LTD Singapore 10 Yes YesFOE.OL FRED OLSEN ENERG Norway 10 Yes YesFNTGn.DE FREENET Germany 10 Yes YesFCX.N FREEPORT MCM US 10 Yes YesFMEG.DE FRESENIUS MEDI Germany 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

FREG.DE FRESENIUS SE Germany 10 Yes YesFRES.L FRESNILLO PLC UK 10 Yes YesFTR.OQ FRONTIER COMMUNICATIONS CORP US 10 Yes YesFMLq.L FRONTIER MINING Small Cap & Aim 45 Yes YesFRO.OL FRONTLINE LTD Norway 10 No YesFPEG.DE FUCHS PETROLUB Germany 20 No YesFPEG_p.DE FUCHS PETROLUB AG Germany 20 Yes YesFUGRc.AS FUGRO Netherlands 10 Yes YesFSTA.L FULLER SMITH & TURNER Small Cap & Aim 25 Yes YesFUN.AX FUNTASTIC Australia 10 No YesFUM1V.HE FURTUM Finland 10 Yes YesFIO.N FUSION-IO US 10 No YesESPI.MI G ED LESPRESSO Italy 10 No YesGUD.AX G.U.D. HLDS Australia 10 Yes YesGEM.AX G8 EDUCATION LTD Australia 30 Yes YesGFA.N GAFISA ADR ADR 10 Yes YesGFJG.DE GAGFAH SA Germany 10 No YesGJT.AX GALILEO JAPAN Australia 10 No YesGFRD.L GALLIFORD TRY UK 10 Yes YesGALP.LS GALP ENERGIA Portugal 10 Yes YesGLFT.PA GAMELOFT France 10 Yes YesGAM.MC GAMESA Spain 10 No YesGME.N GAMESTOP CORP US 10 Yes YesGCI.N GANNETT CO INC US 10 Yes YesGPS.N GAP.INC US 10 Yes YesGRMN.OQ GARMIN LTD US 10 Yes YesGAS.MC GAS NATURAL Spain 10 No YesGASP.PA GASCOGNE France 10 No YesGAUM.PA GAUMONT France 10 Yes YesGZL.AX GAZAL CORP Australia 10 No YesGAZPq.L GAZPROM Small Cap & Aim 10 No YesGBLB.BR GBL Belgium 10 Yes YesGCM.L GCM RESOURCES PLC Small Cap & Aim 45 Yes YesGSZ.PA GDF SUEZ France 10 Yes YesG1AG.DE GEA GROUP Germany 10 Yes YesGECI.PA GECI INTL France 10 No YesGFCP.PA GECINA France 10 Yes YesGEMD.L GEM DIAMONDS UK 10 Yes YesGTO.PA GEMALTO France 10 Yes YesGENL.L GENEL ENERGY Small Cap & Aim 25 Yes YesGD.N GENERAL DYNAM US 10 No YesGE.N GENERAL ELECTR US 10 Yes YesGIS.N GENERAL MILLS US 10 Yes YesGM.N GENERAL MOTORS CO US 10 Yes YesGDSF.PA GENERAL SANTE (NO SHORTING) France 10 No YesGSI.N GENERAL STEEL HOLDINGS INC US 50 No YesGASI.MI GENERALI ASS Italy 10 Yes YesGENE.L GENESIS EMF UK 10 Yes YesGEN.CO GENMAB Denmark 10 No YesGENS.SI GENTING INTERNATIONAL Singapore 10 No YesGPC.N GENUINE PARTS CO US 10 Yes YesGENS.L GENUS UK 10 Yes YesGNW.N GENWORTH FINL US 10 Yes YesGDY.AX GEODYNAMICS Australia 10 No YesGEO.MI GEOX S.P.A. Italy 10 No YesGGB.N GERDAU SA ADR ADR 10 Yes YesGWIG.DE GERRY WEBBER Germany 10 Yes YesTL5.MC GEST TELECINCO Spain 10 No YesGTN.WA GETIN Poland 25 No YesGFIP.PA GFI INFORMATIQUE France 10 Yes YesGFKG.DE GFK SE Germany 20 No YesGGS.DE GIGASET Germany 10 No YesGILG.DE GILDEMEISTER Germany 10 No YesGILD.OQ GILEAD SCIENCES INC US 10 Yes YesGBG.AX GINDALBIE METALS Australia 10 No YesGIVN.VX GIVAUDAN Switzerland 10 Yes YesGKN.L GKN UK 10 Yes YesGLTN.PA GL EVENTS France 10 Yes YesGSK.N GLAXOSMITHKLEIN ADR ADR 20 No YesGSK.L GLAXOSMITHKLINE UK 5 Yes YesGLEN.L GLENCORE INTERNATIONAL UK 10 No YesGBE.AX GLOBE METALS & MINING LTD Australia 30 No YesGBOG.L GLOBO PLC Small Cap & Aim 45 Yes YesGN.CO GN STORE NORD Denmark 10 Yes YesGOG.L GO-AHEAD GROUP UK 10 Yes YesGOAL.L GOALS SOCCER CENTRES Small Cap & Aim 25 Yes YesGOL.N GOL LINHAS AEREAS ADR ADR 10 Yes YesGFIJ.J GOLD FIELDS South Africa 10 Yes YesGFI.N GOLD FIELDS LTD ADR ADR 20 Yes YesGOO.L GOLD OIL PLC Small Cap & Aim 45 Yes YesGG.N GOLDCORP INC US 30 No YesGAGR.SI GOLDEN AGRI-RESOURCES LTD Singapore 10 Yes YesGOGL.OL GOLDEN OCEAN Norway 10 No YesGSS.P GOLDEN STAR RESOURCES US 50 No YesGWR.AX GOLDEN WEST RESOURCES Australia 10 No Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

GS.N GOLDMAN SACHS GROUP US 10 Yes Yes0493.HK GOME ELECTRICAL APPLIANCES Hong Kong 30 Yes YesGMG.AX GOODMAN Australia 10 Yes YesGFF.AX GOODMAN FIELDER LIMITED Australia 10 Yes YesGT.N GOODYEAR TIRE US 10 Yes YesGOOG.OQ GOOGLE INC US 10 Yes YesGOW.AX GOWING BROS Australia 10 No YesGPT.AX GPT GROUP Australia 5 Yes YesGNC.AX GRAINCORP Australia 10 Yes YesGRI.L GRAINGER TRUST UK 10 Yes YesGMMG.DE GRAMMER AG Germany 30 No YesGRR.AX GRANGE RESOURCES Australia 10 No YesGPOR.L GREAT PORTLAND ESTATES UK 10 Yes YesGMCR.OQ GREEN MOUNTAIN COFFEE ROASTERS US 10 Yes YesGNK.L GREENE KING UK 10 Yes YesGXL.AX GREENGROSS LTD Australia 20 No YesGGG.AX GREENLAND MINERALS AND ENERGY Australia 30 No YesGRG.L GREGGS UK 10 Yes YesGRLS.MC GRIFOLS Spain 10 No YesGRONc.AS GRONTMIJ Netherlands 10 No YesGFS.L GROUP 4 SECURICOR UK 10 Yes YesCITT.PA GROUPE CRIT France 10 Yes YesGETP.PA GROUPE EUROTUNNEL France 10 Yes YesOPEN.PA GROUPE OPEN France 10 Yes YesTERI.PA GROUPE STERIA France 10 Yes YesVIA.PA GROUPE VIAL France 10 Yes YesPARP.PA GROUPES PARTOUCHE France 10 Yes YesGRPN.OQ GROUPON US 30 No YesGMK.N GRUMA SAB-ADR (NO SHORT-SELLING) US 10 No YesASR.N GRUPO AEROPORTUARIO SUR-ADR (NO SHORT-SELLING) US 10 No YesGGAL.OQ GRUPO FINANCIERO GALICIA SA ADR ADR 30 Yes YesGOW.MC GRUPO GOWEX Spain 50 No YesSCOAE.LS GRUPO SOARES Portugal 10 No YesTV.N GRUPO TELEVISA SA-ADR (NO SHORT-SELLING) US 10 No YesGRY.AX GRYPHON RESOURCES Australia 30 Yes YesGTCP.WA GTC Poland 25 No Yes2777.HK GUANGZHOU R&F PROPERTIES-H Hong Kong 30 No YesGRBT.PA GUERBET France 10 Yes YesGES.N GUESS? INC US 30 Yes YesTAN.P GUGGENHEIM SOLAR ETF 20 No YesGNM.AX GUJARAT NRE COKING COAL Australia 10 No YesGKP.L GULF KEYSTONE PETROLEUM LTD Small Cap & Aim 10 Yes YesGPX.L GULFSANDS PETROLEUM Small Cap & Aim 25 Yes YesGUN.AX GUNSON RESOURCES LTD Australia 30 No YesGWP.L GW PHARMACEUTICALS PLC Small Cap & Aim 25 Yes YesGWA.AX GWA GROUP Australia 10 Yes YesHRB.N H & R BLOCK INC US 10 Yes YesLUN.CO H LUNDBECK Denmark 10 No YesHTGR.L H&T GROUP PLC Small Cap & Aim 25 Yes YesHLAN.AS HAL TRUST UNIT Netherlands 10 No YesHFD.L HALFORDS GROUP UK 10 Yes YesHAL.N HALLIBURTON CO US 10 Yes YesHLMA.L HALMA UK 10 Yes YesHMB.L Phone Only HAMBLEDON MINING PLC Small Cap & Aim 25 Yes YesHMSO.L HAMMERSON UK 10 Yes Yes0101.HK HANG LUNG PPT Hong Kong 10 Yes Yes0011.HK HANG SENG BANK Hong Kong 10 Yes YesHNRGn.DE HANNOVER RUECK Germany 10 Yes YesHSD.L HANSARD GLOBAL COMMON STOCK Small Cap & Aim 25 Yes YesHSTN.L HANSTEEN HLDG UK 25 Yes Yes1133.HK HARBIN POWER EQUIP LTD Hong Kong 50 No YesHAOG.L HARDY OIL COMMON STOCK Small Cap & Aim 25 Yes YesHRGV.L HARGREAVES UK 10 Yes YesHASE.L HARGREAVES SERVICES Small Cap & Aim 25 Yes YesHOG.N HARLEY-DAVIDSON US 10 Yes YesHAR.N HARMAN INTL INDS US 10 Yes YesHARJ.J HARMONY GOLD MINING South Africa 10 Yes YesHMY.N HARMONY GOLD MNG US 10 Yes YesHRS.N HARRIS CORP US 10 Yes YesHIG.N HARTFORD FINL US 10 Yes YesHVN.AX HARVEY NORMAN HOLDINGS LIMITED Australia 10 Yes YesHAS.O HASBRO INC US 10 Yes YesHDF.AX HASTINGS DIV FD Australia 10 Yes YesPYHE.PA HAULOTTE GROUPE France 10 Yes YesEURC.PA HAVAS France 10 No YesHAYS.L HAYS UK 10 Yes YesHCP.N HCP INC US 10 Yes YesHDB.N HDFC BANK ADR 20 Yes YesHEAD.L HEADLAM GROUP Small Cap & Aim 10 Yes YesHCN.N HEALTH CARE REIT INC US 10 Yes YesHLO.L HEALTHCARE LOCUMS PLC Small Cap & Aim 25 Yes YesHDDG.DE HEIDELBERG Germany 10 No YesHEIG.DE HEIDELBERGCEMENT Germany 10 Yes YesHEIJ.AS HEIJMANS Netherlands 10 No YesHEIN.AS HEINEKEN Netherlands 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

HNZ.N HEINZ (H.J.) CO US 10 Yes YesHLCL.L HELICAL BAR Small Cap & Aim 10 Yes YesHLX.AX HELIX RESOURCES LTD Australia 30 No YesHP.N HELMERICH & PAYNE US 10 Yes YesHHR.L HELPHIRE GROUP Small Cap & Aim 25 Yes YesHFT.L HENDERSON FLEDGILING TRUST Small Cap & Aim 35 Yes YesHGGH.L HENDERSON GROUP UK 10 Yes YesHGG.AX HENDERSON GROUP PLC Australia 10 Yes Yes0012.HK HENDERSON LAND Hong Kong 10 Yes YesHSL.L HENDERSON SML CO COMMON STOCK Small Cap & Aim 25 Yes Yes1044.HK HENGAN INTL GROUP LTD-H Hong Kong 10 Yes YesHNKG_p.DE HENKEL HGAA VZ Germany 10 Yes YesHMb.ST HENNES & MAURITZ Sweden 10 Yes YesHSIC.OQ HENRY SCHEIN US 10 Yes YesHRI.L HERALD INV TR COMMON STOCK UK 10 Yes YesHLF.N HERBALIFE US 30 Yes YesHOIL.L HERITAGE OIL LTD UK 10 Yes YesHRMS.PA HERMES INTERNATIONAL France 10 Yes YesHRR.AX HERON RESOURCES Australia 10 No YesHSY.N HERSHEY CO US 10 Yes YesHESA.AS HES Netherlands 10 No YesHES.N HESS CORP US 10 Yes YesHPQ.N HEWLETT-PACK US 10 Yes YesHFA.AX HFA HLDNGS Australia 10 No YesHIBU.L HIBU Small Cap & Aim 10 Yes YesHICL.L HICL INFRASTRUCTURE CO LTD UK 10 Yes YesHIGH.PA HIGHCO France 10 Yes YesHIG.AX HIGHLANDS PAC Australia 10 No YesHIK.L HIKMA PHARMACEUTICALS UK 10 Yes YesHIL.AX HILLS HOLIDINGS Australia 10 Yes YesHSH.N HILLSHIRE BRANDS US 10 Yes YesHIMD.PA HI-MEDIA France 10 No YesHSX.L HISCOX UK 10 Yes Yes0003.HK HK & CHINA GAS Hong Kong 10 Yes YesHMV.L HMV MEDIA Small Cap & Aim 10 Yes YesHOCM.L HOCHSCHILD MIN UK 10 Yes YesHOTG.DE HOCHTIEF Germany 10 Yes YesHOLN.VX HOLCIM Switzerland 10 Yes YesHOLCO.AS HOLLAND COL Netherlands 10 No YesHOLX.OQ HOLOGIC INC US 10 Yes YesHII.AS HOMBURG INVEST Netherlands 10 No YesHD.N HOME DEPOT US 10 Yes YesHMIN.OQ HOME INNS & HOTEL MANGMT ADR 20 Yes YesHOME.L HOME RETAIL GROUP UK 10 Yes YesHSV.L HOMESERVE UK 10 Yes YesHMC.N HONDA ADR 10 Yes YesHON.N HONEYWELL INTL US 10 Yes Yes0388.HK HONG KONG EXCHANGES Hong Kong 10 Yes YesHKLD.SI HONG KONG LAND HLDG Singapore 10 No YesHZN.AX HORIZON OIL LTD Australia 10 No YesHRL.N HORMEL FOODS CORP US 10 Yes YesHSP.N HOSPIRA US 10 Yes YesHST.N HOST HOTELS & RES US 10 Yes YesHOV.N HOVNANIAN ENTER US 10 No YesHWDN.L HOWDEN JOIN GP UK 10 Yes YesHSBA.L HSBC HOLDINGS UK 5 Yes Yes0005.HK HSBC HOLDINGS PLC Hong Kong 10 Yes Yes0902.HK HUANENG POWER INTERNATIONAL Hong Kong 10 Yes YesHBWO.PA HUBWOO France 10 No YesHCBK.OQ HUDSON CITY BCP US 10 Yes YesBOSSn.DE HUGO BOSS Germany 10 No YesHUM.N HUMANA INC US 10 Yes YesHUMR.L HUMMING BIRD RESOURCES PLC Small Cap & Aim 25 Yes YesHUDN.AS HUNTER DOUGLAS Netherlands 10 No YesHHL.AX HUNTER HALL INTL Australia 10 No YesHBAN.OQ HUNTGTN BKSHR US 10 No YesHTG.L HUNTING UK 10 Yes Yes0013.HK HUTCHINSON Hong Kong 10 Yes YesHTA.AX HUTCHINSON TEL Australia 10 No YesHYDRA.AS HYDRATEC INDUSTRIES NV Netherlands 10 No YesIACI.OQ IAC INTERACTIVECORP US 10 Yes YesIBE.MC IBERDROLA Spain 10 No YesIBM.N IBM US 10 Yes YesICAG.L IC AIRLINES GROUP (IAG) UK 10 Yes YesICAD.PA ICADE France 10 Yes YesIAP.L ICAP UK 10 Yes Yes1398.HK ICBC Hong Kong 10 Yes YesIBN.N ICICI BANK ADR 20 No YesICON.OQ ICONIX BRAND GROUP US 30 Yes YesICTA.AS ICT Netherlands 10 No YesIGG.L IG GROUP HOLDINGS UK 10 Yes YesIIN.AX IINET Australia 10 No YesIKBG.DE IKB DT.IND BK Germany 10 No YesILD.PA ILIAD France 10 Yes YesITW.N ILLINOIS TOOL WK R US 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

ILMN.OQ ILLUMINA INC US 10 Yes YesILU.AX ILUKA RESOURCES LIMITED Australia 10 Yes YesIMG.L IMAGINATION TECHNOLOGIES GROUP PLC UK 10 Yes YesIMAX.K IMAX CORPORATION US 30 Yes YesIMD.AX IMDEX LTD Australia 10 No YesIMTP.PA IMERYS France 10 Yes YesIMI.L IMI UK 10 Yes YesIMFI.VI IMMOFINANZ Austria 10 No YesIDH.L IMMUNODIAGNOSTIC SYSTEMS HLD Small Cap & Aim 25 Yes YesIMPJ.J IMPALA PLATINUM HLDG South Africa 10 Yes YesIMPX.L IMPAX ENVIRONMENTAL MARKETS PLC Small Cap & Aim 10 Yes YesIPEL.L IMPELLAM GROUP PLC Small Cap & Aim 25 Yes YesIPLJ.J IMPERIAL HLDG South Africa 10 Yes YesIMT.L IMPERIAL TOBACCO UK 10 Yes YesIPGI.MI IMPREGILO Italy 10 Yes YesIMPA.LS IMPRESA SGPS Portugal 10 No YesIMUN.AS IMTECH Netherlands 10 Yes YesABI.BR INBEV Belgium 10 Yes YesINCH.L INCHCAPE UK 10 Yes YesIPL.AX INCITEC PIVOT Australia 10 Yes YesIGO.AX INDEPENDENCE GRP Australia 10 Yes YesITX.MC INDITEX Spain 10 No YesIRN.AX INDOPHIL RSC Australia 10 No YesIDR.MC INDRA SISTEMAS Spain 10 No YesIDL.AX INDUSTREA Australia 10 No YesIBA.N INDUSTRIAS BACHOCO SAB-ADR (NO SHORT-SELLING) US 10 No YesIFXGn.DE INFINEON TECH Germany 10 Yes YesIFM.AX INFOMEDIA Australia 10 No YesINF.L INFORMA UK 10 Yes YesINFA.OQ INFORMATICA CORP US 30 No YesINFY.OQ INFOSY TECH ADR ADR 10 No YesINFAT.L INFRASTRATA PLC (NO SHORTING) Small Cap & Aim 25 No YesING.AS ING GROEP Netherlands 10 Yes YesINA.AX ING REAL EST Australia 10 No YesINGC.PA INGENICO France 10 Yes YesIR.N INGERSOLL RAND US 10 Yes YesISA.L INMARSAT UK 10 Yes YesCOL.MC INMOB COLONIAL Spain 10 No YesIAG.AX INSURANCE AUSTRALIA GROUP LTD Australia 10 Yes YesIGR.AX INTEGRA MINING LTD Australia 10 No YesIRI.AX INTEGRATED RESEARCH Australia 30 No YesTEG.N INTEGRYS ENERGY US 10 Yes YesINTC.OQ INTEL CORP US 10 Yes YesIPAR.PA INTER PARFUMS France 10 Yes YesICEL.VI INTERCELL Austria 10 Yes YesIHG.L INTERCONTINENTAL HOTELS GROUP UK 10 Yes YesICE.N INTERCONTINTLEX US 10 Yes YesICP.L INTERMEDIATE CAPITAL GROUP UK 10 Yes YesIQE.L INTERNATIONAL QUANTUM EPITAXY Small Cap & Aim 25 Yes YesIIJI.O INTERNET I JAPAN ADR 10 Yes YesIOC.N INTEROIL CORPORATION US 20 Yes YesIPG.N INTERPUBLIC GRP US 10 Yes YesIRV.L INTERSERVE UK 10 Yes YesISIL.OQ INTERSIL CORP US 20 Yes YesITRK.L INTERTEK TESTING SERVICES UK 10 Yes YesISP.MI INTESA SANPAOLO Italy 10 Yes YesICAG.MC INTL CONSOLIDATED AIR Spain 10 No YesIFL.L INTL FERRO METALS Small Cap & Aim 10 Yes YesIFF.N INTL FLAV & FRAG US 10 Yes YesIGT.N INTL GAME TECH US 10 Yes YesIP.N INTL PAPER CO US 10 Yes YesIPF.L INTL PRSNL FIN UK 10 Yes YesINPP.L INTL PUBLIC PARTNERSHIP LTD UK 10 Yes YesIAU.AX INTREPID MINES LTD Australia 10 No YesINTU.OQ INTUIT US 10 Yes YesISRG.OQ INTUITIVE SURGICAL INC US 10 Yes YesISYS.L INVENSYS UK 10 Yes YesIVZ.N INVESCO LTD US 10 Yes YesIOF.AX INVESTA OFFICE FUND Australia 10 Yes YesINVP.L INVESTEC UK 10 Yes YesINLJ.J INVESTEC BANK South Africa 10 Yes YesINPJ.J INVESTEC PLC South Africa 10 Yes YesITG.N INVESTMENT TECH US 50 Yes YesINVEb.ST INVESTOR Sweden 10 Yes YesIVC.AX INVOCARE Australia 10 Yes YesIOFI.L IOFINA Small Cap & Aim 25 Yes YesIFL.AX IOOF HLDG Australia 10 Yes YesJJN.P IPATH DJ AIG NICKEL ETF 20 No YesVXX.P IPATH S&P 500 VIX ETF ETF 30 Yes YesIPGP.OQ IPG PHOTONICS US 30 No YesIPN.PA IPSEN France 10 Yes YesISOS.PA IPSOS France 10 Yes YesQAI.P IQ HEDGE MULTI-STRATEGY TRACKER ETF (NO SHORTING) ETF 50 No YesIRE.AX IRESS MRKT TECH Australia 10 Yes YesIRM.N IRON MOUNTAIN INC US 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

IOH.AX IRON ORE HOLDINGS LTD Australia 30 No YesEWG.P ISHARE MSCI GERMANY ETF 10 No YesEWA.P ISHARES AUSTRALIA ETF ETF 10 No YesIEF.P ISHARES BARCLAY ETF 10 Yes YesTLT.P ISHARES BARCLAYS 20+ YEAR TREASURT BOND ETF 10 No YesIEI.P ISHARES BARCLAYS 3-7 YEAR ETF 30 No YesAGG.P ISHARES BARCLAYS AGG ETF ETF 20 Yes YesTIP.P ISHARES BARCLAYS TIPS BOND ETF 20 No YesEWZ.P ISHARES BRAZIL INDEX ETF ETF 20 No YesICF.P ISHARES COHEN & STEERS RM INDEX FD ETF 20 No YesSXAPEX.DE ISHARES DJ STOXX 600 AUTOMOBILES & PARTS Euro Sectors 10 Yes YesSX7PEX.DE ISHARES DJ STOXX 600 BANKS Euro Sectors 10 Yes YesSXPPEX.DE ISHARES DJ STOXX 600 BASIC RESOURCES Euro Sectors 10 Yes YesSX4PEX.DE ISHARES DJ STOXX 600 CHEMICALS Euro Sectors 10 Yes YesSXOPEX.DE ISHARES DJ STOXX 600 CONSTRUCTION & MATERIALS Euro Sectors 10 Yes YesSXFPEX.DE ISHARES DJ STOXX 600 FINANCIAL SERVICES Euro Sectors 10 Yes YesSX3PEX.DE ISHARES DJ STOXX 600 FOOD & BEVERAGE Euro Sectors 10 Yes YesSXDPEX.DE ISHARES DJ STOXX 600 HEALTH CARE Euro Sectors 10 Yes YesSXNPEX.DE ISHARES DJ STOXX 600 INDUSTRIAL GOODS & SERVS Euro Sectors 10 Yes YesSXIPEX.DE ISHARES DJ STOXX 600 INSURANCE Euro Sectors 10 Yes YesSXMPEX.DE ISHARES DJ STOXX 600 MEDIA Euro Sectors 10 Yes YesSXEPEX.DE ISHARES DJ STOXX 600 OIL & GAS Euro Sectors 10 Yes YesSXQPEX.DE ISHARES DJ STOXX 600 PERSONAL & HOUSEHOLD GDS Euro Sectors 10 Yes YesSREEEX.DE ISHARES DJ STOXX 600 REAL ESTATE Euro Sectors 10 Yes YesSXRPEX.DE ISHARES DJ STOXX 600 RETAIL Euro Sectors 10 Yes YesSX8PEX.DE ISHARES DJ STOXX 600 TECHNOLOGY Euro Sectors 10 Yes YesSXKPEX.DE ISHARES DJ STOXX 600 TELECOMMUNICATIONS Euro Sectors 10 Yes YesSXTPEX.DE ISHARES DJ STOXX 600 TRAVEL & LEISURE Euro Sectors 10 Yes YesSX6PEX.DE ISHARES DJ STOXX 600 UTILITIES Euro Sectors 10 Yes YesIYT.P ISHARES DJ TRANSPORT AVG ETF ETF 50 No YesIAT.P ISHARES DJ US REGIONAL BANKS US 10 No YesIYR.P ISHARES DOW JONES US REAL EST ETF ETF 20 No YesFXI.P ISHARES FTSE CHINA 25 ETF ETF 20 No YesHYG.P ISHARES H/Y BOND ETF 10 Yes YesISHG.P iSHARES INT TRE BND ETF 50 No YesLQD.P ISHARES INV G BOND ETF 10 Yes YesIYM.P ISHARES MATERIAL ETF ETF 30 No YesACWI.OQ ISHARES MSCI ACWI US 10 No YesECH.P ISHARES MSCI CHILE INV ETF 30 No YesEFA.P ISHARES MSCI EAFE INDEX ETF ETF 20 No YesEEM.P ISHARES MSCI EMG MARKETS ETF ETF 20 No YesEWQ.P ISHARES MSCI FRANCE ETF 50 No YesEWI.P ISHARES MSCI ITALY US 50 No YesTOK.P ISHARES MSCI KOKUSAI ETF ETF 20 No YesEWW.P ISHARES MSCI MEXICO ETF 20 No YesEPP.P ISHARES MSCI PAC X-JP ETF ETF 20 No YesEWP.P ISHARES MSCI SPAIN ETF 50 No YesTHD.P ISHARES MSCI THAILAND INVEST MKT INDEX ETF 20 No YesTUR.P ISHARES MSCI TURKEY INVEST MKT INDEX ETF 20 No YesEWU.P iSHARES MSCI UK ETF 30 No YesIBB.OQ ISHARES NASDAQ BIOTECH ETF ETF 20 Yes YesIWF.P ISHARES RUSSEL GROW ETF ETF 10 No YesIWO.P ISHARES RUSSELL 2000 GROWTH ETF ETF 10 No YesIWM.P ISHARES RUSSELL ETF ETF 10 No YesIJH.P ISHARES S&P 400 ETF ETF 10 No YesIVV.P ISHARES S&P 500 ETF ETF 20 No YesIEV.P ISHARES S&P EUROPE 350 ETF ETF 20 No YesIOO.P ISHARES S&P GLOBAL 100 ETF ETF 20 No YesIXC.P ISHARES S&P GLOBAL ENRGY ETF ETF 20 No YesGSG.P ISHARES S&P GSCI COMMOD ETF ETF 20 No YesIJR.P ISHARES S&P SMALLCAP 600 ETF ETF 20 No YesSLV.P ISHARES SILVER TRUST ETF ETF 20 Yes YesEZA.P ISHARES SOUTH AFRICA INDEX ETF ETF 20 No YesEWY.P ISHARES SOUTH KOREA INDEX ETF ETF 20 No YesEWT.P ISHARES TAIWAN INDEX ETF ETF 20 No YesISIS.OQ ISIS PHARMACEUTICALS US 30 Yes YesITAI.MI ITALCEMENTI Italy 10 No YesITUB.N ITAU UNIBANCO HOLDING SA ADR ADR 10 Yes YesITE.L ITE GROUP PLC UK 10 Yes YesIAE.L ITHACA ENERGY INC Small Cap & Aim 25 Yes YesITRI.OQ ITRON INC US 10 Yes YesITT.N ITT CORP US 10 Yes YesITV.L ITV UK 10 Yes YesIVGG.DE IVG IMMOB Germany 10 Yes YesJCP.N J C PENNEY CO US 10 Yes YesJMT.LS J MARTINS Portugal 10 Yes YesJASO.OQ JA SOLAR HLD US 10 Yes YesJBL.N JABIL CIRCUIT US 10 Yes YesJEC.N JACOBS ENGINEER US 10 Yes YesJCQ.PA JACQUET METAL SC France 10 Yes YesJAG.N JAGUAR MINING INC. US 50 Yes YesJHD.L JAMES HALSTEAD Small Cap & Aim 25 Yes YesJHX.AX JAMES HARDIE INDUSTRIES SE Australia 10 Yes YesJNS.N JANUS CAPITAL US 10 No YesJCYC.SI JARDINE CYCLE & CARRIAGE Singapore 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

JLT.L JARDINE LLOYD UK 10 Yes YesJARD.SI JARDINE MATHESON HLDGS LTD Singapore 10 Yes YesJSH.SI JARDINE STRATEGIC HLDG Singapore 10 No YesJBH.AX JB HI-FI Australia 10 Yes YesJBHT.OQ JB HUNT TRANSPORT SRVS US 10 Yes YesJCDX.PA JCDECEAUX France 10 Yes YesJD.L JD SPORTS FASHI COMMON STOCK UK 10 Yes YesJDSU.OQ JDS UNIPHASE CORP US 10 Yes YesJEF.N JEFFERIES GROUP INC US 10 Yes YesJENG.DE JENOPTIK Germany 10 No YesJBLU.OQ JET BLUE US 10 No YesJET.AX JETSET TRAVELWORLD Australia 10 No Yes0358.HK JIANGXI COPPER CO LTD-H Hong Kong 10 No YesJKX.L JKX OIL & GAS Small Cap & Aim 10 Yes YesSJM.N JM SMUCKER CO US 20 No YesJLIF.L JOHN LAING INFRA FUND UK 10 Yes YesMNZS.L JOHN MENZIES UK 10 Yes YesWG.L JOHN WOOD GROUP UK 10 Yes YesJCI.N JOHNSON CONTROLS US 10 Yes YesJMAT.L JOHNSON MATTHEY UK 10 Yes YesJNJ.N JOHNSON&JOHNSON US 10 Yes YesJPR.L JOHNSTON PRESS Small Cap & Aim 10 Yes YesJOY.N JOY GLOBAL INC US 10 Yes YesJAI.L JP MORGAN ASIAN INVESTMENT TRUST UK 10 Yes YesJPM.N JP MORGAN CHASE US 10 Yes YesJMG.L JP MORGAN EMERGIN UK 10 Yes YesJII.L JP MORGAN INDIAN INVESTMENT TRST UK 10 Yes YesJETx.L JPM EUROPEAN INV GRW Small Cap & Aim 10 Yes YesJMI.L JPM SML CO IT COMMON STOCK Small Cap & Aim 35 Yes YesJAM.L JPMORGAN AMERICAN INVESTMENT TRUST PLC UK 10 Yes YesJESC.L JPMORGAN EUR SMALLER COMPANIES Small Cap & Aim 10 Yes YesJRS.L JPMORGAN RUSSIAN COMMON STOCK Small Cap & Aim 25 Yes YesBAER.VX JULIUS BAER Switzerland 10 Yes YesJIN.AX JUMBO INTERACTIVE LTD Australia 30 No YesJNPR.N JUNIPER NETWORKS INC US 10 No YesJUP.L JUPITER FUND MGMT UK 10 Yes YesJMS.AX JUPITER MINES LTD Australia 30 No YesKSC.AX K&S CORP Australia 10 No YesSDFGn.DE K+S AG Germany 10 Yes YesKD8Gn.DE KABEL DEUTSCHLAND Germany 10 Yes YesKGM.AX KALNORTH GOLD MI Australia 10 No YesKSU.N KANSAS CITY SOUTHERN US 30 Yes YesKARD.AS KARDAN NV Netherlands 10 Yes YesKAR.AX KAROON GAS AUS Australia 10 Yes YesKASNc.AS KAS BANK Netherlands 10 No YesKOF.PA KAUFMAN BROAD France 10 Yes YesKAZ.L KAZAKHMYS UK 10 Yes YesKBH.N KB HOME US 10 No YesKBC.BR KBC Belgium 10 Yes YesKLR.L KELLER GROUP Small Cap & Aim 10 Yes YesK.N KELLOGG CO. US 10 Yes YesSVEL.AS KENDRION Netherlands 10 No YesJEV.L KENMARE RES. UK 10 Yes YesKENZ.L KENTZ CORP LTD UK 25 Yes YesKPLM.SI KEPPEL CORP LTD Singapore 10 Yes YesKLAN.SI KEPPEL LAND Singapore 10 Yes YesKER.WA KERNEL HOLDING SA Poland 25 No YesKESBV.HE KESKO Finland 10 No YesKBC.AX KEYBRIDGE CAPITAL Australia 10 No YesKEY.N KEYCORP NEW US 10 Yes YesKRFT.OQ KFAFT FOODS US 10 No YesKGH.WA KGHM Poland 25 No YesKIE.L KIER GROUP UK 10 Yes YesKMB.N KIMBERLY CLARK US 10 Yes YesKIM.N KIMCO REALTY US 10 No YesKMI.N KINDER MORGAN INC US 10 Yes YesKMR.N KINDER MORGAN MANAGEMENT US 10 Yes Yes0148.HK KINGBOARD CHEMICAL HOLDINGS LTD Hong Kong 30 Yes YesKGF.L KINGFISHER UK 10 Yes YesKH6G.DE KINGHERO AG Germany 30 No YesKRM.AX KINGROSE MINING LTD Australia 30 No YesKCN.AX KINGSGATE CONSOL Australia 10 Yes YesKSP.L KINGSPAN GROUP Small Cap & Aim 10 Yes YesKGC.N KINROSS GOLD US 20 Yes YesKITD.OQ KIT DIGITAL, INC. US 50 No YesKLAC.OQ KLA-TENCOR CORP US 10 No YesLOIM.PA KLEPIERRE France 10 Yes YesKCOGn.DE KLOECKNER Germany 10 Yes YesKFX.L KOFAX COMMON STOCK Small Cap & Aim 10 Yes YesKSS.N KOHLS CORP US 10 Yes YesKNM.N KONAMI ADR 10 No YesKNEBV.HE KONE CORPORATION Finland 10 No YesKCR1V.HE KONECRANES Finland 10 No YesKONG.OQ KONGZHONG CORP ADR 20 No YesDSMN.AS KONINKLIJKE DSM Netherlands 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

KBCG.DE KONTRON Germany 10 No YesKORI.PA KORIAN France 10 No YesKPN.AS KPN KON Netherlands 10 Yes YesKR.N KROGER CO US 10 Yes YesKRNG.DE KRONES Germany 10 Yes YesKUB.N KUBOTA ADR 10 No YesKU2G.DE KUKA Germany 10 Yes YesKIOJ.J KUMBA IRON ORE South Africa 10 Yes YesKYO.N KYOCERA ADR 10 Yes YesOREP.PA L OREAL France 10 Yes YesLLEN.OQ L&L ENERGY US 50 No YesLVMH.PA L.V.M.H. France 10 Yes YesLLL.N L3 COMMS HLDGS US 10 No YesLH.N LABORATORY CORP OF AMER US 10 Yes YesELED.PA LACIE GROUPE France 10 Yes YesLAD.L LADBROKES UK 10 Yes YesLAFP.PA LAFARGE France 10 Yes YesLAFU.PA LAFUMA France 10 No YesLAGA.PA LAGARDERE S.C.A. France 10 Yes YesLRD.L LAIRD GROUP UK 10 Yes YesLRCX.OQ LAM RESEARCH CORP US 10 Yes YesLAMR.OQ LAMAR ADVERTISING CO US 10 No YesLAM.L LAMPRELL PLC UK 10 Yes YesLFL.N LAN AIRLINES S.A. ADR 35 No YesLRE.L LANCASHIRE HOLDINGS LTD UK 10 No YesLAND.L LAND SECURITIES UK 10 Yes YesLAN.PA LANSON-BCC France 10 No YesIEF.AX LANTERN HOTEL GROUP Australia 10 No YesLXSG.DE LANXESS Germany 10 Yes YesLVS.N LAS VEGAS SANDS US 10 Yes YesLAEP.PA LATECOERE France 10 Yes YesxLATBS.PAx LATECOERE WRT (CLOSING ONLY) France 10 No NoLPER.PA LAURENT PERRIERE France 10 No YesLWDB.L LAW DEBENTURE CORP PLC/FUND UK 10 Yes YesLAZ.N LAZARD LTD US 10 No YesLDK.N LDK SOLAR CO US 10 No YesLEAP.OQ LEAP WIRELESS INTL US 10 Yes YesLECS.PA LECTRA France 10 No YesLCY.AX LEGACY IRON ORE LTD Australia 30 No YesLGEN.L LEGAL & GENERAL UK 10 Yes YesLM.N LEGG MASON INC US 10 Yes YesLEG.N LEGGETT & PLATT US 10 No YesLEGD.PA LEGRAND France 10 Yes YesLEI.AX LEIGHTON HOLDINGS LIMITED Australia 5 Yes YesLLC.AX LEND LEASE GROUP Australia 10 Yes YesLEN.N LENNAR US 10 Yes Yes0992.HK LENOVO GROUP LTD Hong Kong 30 Yes YesLENV.VI LENZING AG Austria 30 No YesLEOGn.DE LEONI AG Germany 10 Yes YesLUK.N LEUCADIA NATL US 10 Yes YesLVLT.K LEVEL 3 COMMS US 10 No YesLXK.N LEXMARK INTL US 10 Yes Yes0494.HK LI & FUNG LTD Hong Kong 10 Yes YesLBTYA.OQ LIBERTY GLOBAL INC US 10 Yes YesLINTA.OQ LIBERTY MEDIA INTER US 10 Yes YesLIFE.OQ LIFE TECH CORP US 20 Yes YesLTD.N LIMITED BRANDS US 10 Yes YesLNC.AX LINC ENERGY LTD Australia 30 No YesLNC.N LINCOLN NATL US 10 Yes YesLING.DE LINDE Germany 10 Yes YesLNN.N LINDSAY CORP US 10 Yes YesLLTC.OQ LINEAR TECHNOLOGY CORP US 10 Yes YesLDSV.PA LINEDATA SERVICE France 10 Yes YesLNKD.N LINKEDIN US 10 Yes YesLRF.AX LINQ RSC FUND Australia 10 No YesGFII.PA LISI France 10 Yes YesLLOY.L LLOYDS BANKING GRP UK 5 Yes YesLDCP.PA LMABERT DUR CHAN France 10 Yes YesLMS.L LMS CAPITAL Small Cap & Aim 25 No YesLOCI.PA LOCINDUS France 10 Yes YesLMT.N LOCKHEED MARTIN US 10 Yes YesL.N LOEWS CORP US 10 Yes YesLOGN.S LOGITECH Switzerland 10 No YesLOGI.OQ LOGITECH INTL US 10 No YesLSP.L LONDON & STAMFORD PROPERTY LTD UK 10 Yes YesLOND.L LONDON MINING PLC Small Cap & Aim 25 Yes YesLSE.L LONDON STOCK EXCHANGE UK 10 Yes YesLMI.L LONMIN UK 10 Yes YesLONJ.J LONMIN PLC South Africa 10 Yes YesLONR.L LONRHO PLC Small Cap & Aim 25 Yes YesLONN.VX LONZA GRP Switzerland 10 Yes YesLOOK.L LOOKERS COMMON STOCK Small Cap & Aim 25 Yes YesLO.N LORILLARD INC US 10 Yes YesLTSP.WA LOTOS Poland 25 No YesLTO.MI LOTTOMATICA Italy 10 No Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

LOW.N LOWES COMPANIES INC US 10 Yes YesLSI.N LSI CORPORATION US 10 Yes YesLTXC.OQ LTX-CREDENCE CORP US 20 Yes YesLKOHyq.L LUKOIL ADR 10 No YesLULU.OQ LULULEMON ATHLETICA US 10 Yes YesLUPE.ST LUNDIN PETROLEUM Sweden 10 Yes YesLUX.MI LUXOTTICA Italy 10 Yes YesLXB.L LXB RETAIL PROPERTIES Small Cap & Aim 25 Yes YesLYC.AX LYNAS CORP Australia 10 Yes YesMTB.N M&T BANK CORP US 10 No YesMPE.L M.P EVANS GROUP Small Cap & Aim 25 Yes YesMHO.N M/I HOMES INC (CLOSING ONLY) US 10 No NoMMTP.PA M6 METROPOLE France 10 Yes YesMPS.AX MACARTHURCOOK Australia 10 No YesMAC.N MACERICH CO US 30 No YesMCIN.AS MACINTOSH RET Netherlands 10 No YesMAH.AX MACMAHON HLDG Australia 10 Yes YesMQA.AX MACQUARIE ATLAS ROADS GROUP Australia 10 Yes YesMQG.AX MACQUARIE GROUP Australia 5 Yes YesM.N MACYS INC US 10 Yes YesMOIL.L MADAGASCAR OIL Small Cap & Aim 45 No YesMFG.AX MAGELLAN FINANCIAL GR Australia 10 No YesMGA.N MAGNA INTERNATIONAL INC. US 10 Yes YesMTEL.BU MAGYAR TELEKOM TELECOMMUNICATIONS Hungary 25 No YesMTE.N MAHANAGAR TEL NIGAM MTNL ADR 20 No YesMFCP.PA MAISONS FRANCE France 10 Yes YesMJW.L MAJESTIC WINE Small Cap & Aim 25 Yes YesMKTAY.O MAKITA US 10 No YesMAKO.OQ MAKO SURGICAL US 50 No YesMANG.DE MAN AG Germany 10 Yes YesEMG.L MAN GROUP UK 10 Yes YesMANU.N MANCHESTER UNITED US 30 No YesMANP.PA MANITOU France 10 Yes YesMTW.N MANITOWOC CO. US 10 Yes YesMANT.OQ MANTECH INTERNATIONAL US 30 Yes YesMATP.PA MANULTAN France 10 Yes YesM5ZG.DE MANZ AUTOMATION (NO SHORTING) Germany 20 No YesMAP.MC MAPFRE Spain 10 No YesMRO.N MARATHON OIL US 10 Yes YesMPC.N MARATHON PETROLEUM CORP US 10 Yes YesMHG.OL MARINE HARVEST Norway 10 Yes YesMAE.AX MARION ENERGY Australia 10 No YesKOL.P MARKET VECTORS COAL ETF 20 No YesGDX.P MARKET VECTORS ETF ETF 10 No YesHYD.P MARKET VECTORS MUNI ETF ETF 50 No YesSLX.P MARKET VECTORS STEEL INDEX ETF 20 No YesMKS.L MARKS & SPENCER GROUP UK 10 Yes YesMAR.N MARRIOTT INTL US 10 Yes YesMMC.N MARSH & MCLENNAN US 10 Yes YesMSLH.L MARSHALLS Small Cap & Aim 10 Yes YesMARS.L MARSTONS UK 10 Yes YesMRVL.OQ MARVELL TECHNOLOGY GROUP LTD US 10 Yes YesMAS.N MASCO CORP US 10 Yes YesMA.N MASTERCARD CL A US 10 No YesMCE.AX MATRIX COMPOSITES Australia 10 No YesMAT.O MATTEL INC US 10 Yes YesMKEA.PA MAUNA KEA TECH SAS France 30 No YesMPNG.PA MAUREL & PROM NIGERIA France 10 Yes YesMAUP.PA MAUREL PROM France 10 Yes YesMAD.AX MAVERICK DRILLING Australia 30 Yes YesMXP.L MAX PETROLEUM Small Cap & Aim 25 Yes YesMXIM.OQ MAXIM INTEG PROD INC US 10 Yes YesMAYG.L MAY GURNEY INTEGRATED SERVICES Small Cap & Aim 25 Yes YesMMKV.VI MAYR MELNHOF Austria 10 Yes YesMBI.N MBIA INC US 10 No YesMKC.N MCCORMICK & CO US 10 Yes YesMCD.N MCDONALDS US 10 Yes YesMHP.N MCGRAW-HILL US 10 Yes YesMCK.N MCKESSON CORP US 10 Yes YesMMS.AX MCMILLAN SHAKESP Australia 10 No YesMCP.AX MCPHERSONS Australia 10 No YesMJN.N MEAD JOHNSON NUTRITION US 10 Yes YesMWV.N MEAD WESTVACO US 10 Yes YesMERG.L MEARS GROUP Small Cap & Aim 25 Yes YesMED6.PA MEDIA 6 France 10 No YesMS.MI MEDIASET Italy 10 Yes YesMVP.AX MEDICAL DEV. INT Australia 30 No YesMDGGn.DE MEDIGENE Germany 10 No YesMDBI.MI MEDIOBANCA Italy 10 Yes YesMED.MI MEDIOLANUM Italy 10 Yes YesMDNG.DE MEDION Germany 10 No YesMEDIQ.AS MEDIQ NV Netherlands 10 No YesMDT.N MEDTRONIC US 10 Yes YesMML.AX MEDUSA MINING Australia 10 No YesMML.L MEDUSA MINING Small Cap & Aim 45 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

MEET.PA MEETIC France 10 Yes YesMGGT.L MEGGITT UK 10 Yes YesMLB.AX MELBOURNE IT Australia 10 No YesMLNX.OQ MELLANOX TECH US 30 No YesNYN.L MELROSE UK 10 Yes YesWFR.N MEMC ELECTRONIC US 10 No YesMEO.AX MEO AUSTRALIA Australia 10 No YesMRCM.L MERCANTILE INVESTMENT TRUST PLC UK 10 Yes YesMRCH.L MERCHANTS TRUST UK 10 Yes YesMERY.PA MERCIALYS France 10 Yes YesMRK.N MERCK & CO US 10 Yes YesMRCG.DE MERCK KGAA Germany 10 Yes YesMDP.N MEREDITH CORP US 10 Yes YesMRGE.OQ MERGE HEALTHCARE INC. US 50 No YesMTH.N MERITAGE HOMES CORP US 50 Yes YesMRM.AX MERMAID MARINE AUSTRALIA Australia 10 No YesCBLP.PA MERSEN(EXCARBONL France 10 Yes YesMSB.AX MESOBLAST Australia 10 No YesMETEX.PA METABOLIC EXPLORER SA France 10 Yes YesMBLX.OQ METABOLIX INC US 50 No YesMLM.AX METALLICA MINERALS LTD Australia 30 No YesMLS.AX METALS AUSTRALIA Australia 30 No YesMLX.AX METALS X Australia 10 No YesMTS.AX METCASH LIMITED Australia 10 Yes YesMET.N METLIFE INC US 10 Yes YesMNC.AX METMINCO LTD Australia 30 No YesMEOG.DE METRO AG Germany 10 Yes YesPCS.N METRO PCS COMMUNICATIONS US 10 Yes YesMTE.AX METROCOAL Australia 30 No YesMETSB.HE METSA BOARD CORPORATION Finland 10 Yes YesMEO1V.HE METSO Finland 10 Yes YesMIL.N MFC INDUSTRIAL US 10 No YesMTG.N MGIC INV US 10 No YesMGM.N MGM RESORTS INTL US 10 Yes YesMHM.AX MHM METALS LTD Australia 30 No YesKORS.N MICHAEL KORS HOLDINGS US 30 No YesMPI.L MICHAEL PAGE UK 10 Yes YesMICP.PA MICHELIN France 10 Yes YesMCRO.L MICRO FOCUS UK 10 Yes YesMCHP.OQ MICROCHIP TECHNOLOGY INC US 10 Yes YesMU.OQ MICRON TECH US 10 Yes YesMASN.S MICRONAS Switzerland 10 No YesMASN.DE MICRONAS HLDG Germany 10 No YesMSFT.OQ MICROSOFT CORP US 10 Yes YesMIDD.OQ MIDDLEBY CORP US 30 Yes YesMLC.L MILLENNIUM & COPTHORNE UK 10 Yes YesMLT.AX MILTON CORP Australia 10 No YesBVN.N MINAS BUENAVENTURA ADR ADR 10 Yes YesMCR.AX MINCOR RES Australia 10 Yes YesMR.N MINDRAY MEDICAL INT ADR 20 Yes YesMAK.AX MINEMAKERS LTD Australia 10 No YesMDL.AX MINERAL DEPOSITS Australia 10 No YesMIN.AX MINERAL RESOURCE Australia 10 Yes YesMLI.AX MINTAILS Australia 10 No YesMBN.AX MIRABELA NICKEL Australia 10 No YesMIR.AX MIRRABOOKA INV Australia 10 No YesMGR.AX MIRVAC GROUP Australia 10 Yes YesMIX.AX MIRVAC IND Australia 10 No YesMAB.L MITCHELLS & BUTLERS UK 10 Yes YesMTO.L MITIE GROUP UK 10 Yes YesMTU.N MITS UFJ FINANCIAL GRP ADR 10 Yes YesMITSY.O MITSUI CORP ADR 10 No YesMFG.N MIZUHO ADR 10 Yes YesMLPG.DE MLP Germany 10 No YesMSTAR.BR MOBISTAR Belgium 10 Yes YesMAERSKa.CO MOELLER MAERSK A Denmark 10 Yes YesMAERSKb.CO MOELLER MAERSK B Denmark 10 Yes YesMOLB.BU MOL HUNGARIAN OIL & GAS NYRT Hungary 25 No YesMOLX.OQ MOLEX US 10 Yes YesTAP.N MOLSON COORS US 10 No YesMOL.AX MOLY MINES Australia 10 No YesMCP.N MOLYCORP INC US 30 Yes YesMND.AX MONADELPHOUS Australia 10 Yes YesMNDI.L MOND UK 10 Yes YesMOED.MI MONDADORI Italy 10 No YesMDLZ.OQ MONDELEZ INTL US 10 Yes YesMNDJ.J MONDI LTD South Africa 10 No YesMGI.N MONEYGRAM INT. US 30 No YesMONY.L MONEYSUPRMKT UK 10 Yes YesMONI.L MONITISE Small Cap & Aim 25 Yes YesMNKS.L MONKS INVESTMENT TRUST UK 10 Yes YesMON.N MONSANTO CO US 10 Yes YesMNST.OQ MONSTER BEV CORP US 10 Yes YesMWW.N MONSTER WORLDWIDE INC US 10 Yes YesMTU.L MONTANARO UK SML COMMON STOCK Small Cap & Aim 35 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

MNTP.PA MONTUPET France 10 Yes YesMCO.N MOODY'S US 10 Yes YesMGCR.L MORGAN CRUCIBLE UK 10 Yes YesMGNS.L MORGAN SINDALL GROUP Small Cap & Aim 10 Yes YesMS.N MORGAN STANLEY US 10 No YesMORG.DE MORPHOSYS Germany 10 No YesMOC.AX MORTGAGE CHOICE Australia 10 No YesMOS.N MOSAIC COMPANY US 10 Yes YesMOTA.LS MOTA ENGIL Portugal 10 No YesMTC.L MOTHERCARE PLC Small Cap & Aim 10 Yes YesMPAA.OQ MOTORCAR PRTS AMERICA US 50 Yes YesMSI.N MOTOROLA SOLUTIONS US 10 Yes YesMPCG.DE MPC MUENCHEYMER Germany 30 No YesMBRI.PA MR BRICOLAGE France 10 No YesMGX.AX MT GIBSON IRON Australia 10 Yes YesMTNJ.J MTN GROUP South Africa 10 Yes Yes0066.HK MTR CORPORATION Hong Kong 10 Yes YesMTXGn.DE MTU AERO ENG Germany 10 Yes YesMUVGn.DE MUENCH. RUECK Germany 10 Yes YesMUL.L MULBERRY GROUP Small Cap & Aim 25 Yes YesMUE.AX MULTIPLEX EUROPEAN PROPERTY FUND Australia 10 No YesMMX.AX MURCHISON METALS Australia 10 No YesMUR.N MURPHY OIL CORP US 10 Yes YesMURJ.J MURRAY AND ROBERTS HOLDINGS South Africa 10 Yes YesMUT.L MURRAY INCOME INV TRUST UK 10 Yes YesMYI.L MURRAY INTERNATIONAL TRUST UK 10 Yes YesMVVGn.DE MVV ENERGIE AG Germany 50 No YesMYR.AX MYER HOLDINGS Australia 10 Yes YesMYL.OQ MYLAN INC US 10 Yes YesNBR.N NABORS INDS US 10 Yes YesNANON.L NANOCO GROUP PLC Small Cap & Aim 25 No YesNDAQ.OQ NASDAQ OMX GROUP US 20 Yes YesNPNJn.J NASPERS South Africa 10 Yes YesNAB.AX NATIONAL AUSTRALIA BANK LIMITED Australia 5 Yes YesNEX.L NATIONAL EXPRESS UK 10 Yes YesNG.L NATIONAL GRID UK 10 Yes YesCNAT.PA NATIXIS France 10 Yes YesNML.AX NAVARRE MINERALS LTD Australia 50 No YesNAV.AX NAVIGATOR RESOURCES Australia 10 No YesNVT.AX NAVITAS Australia 10 No YesNBLS.L NB GLOBAL FLOATING RATE INC UK 10 Yes YesNCR.N NCR CORP US 10 Yes YesNEDP.AS NEDAP Netherlands 10 No YesNEDJ.J NEDBANK GROUP South Africa 10 Yes YesNEDSE.AS NEDSENSE ENTERPRISES NV Netherlands 10 No YesNPOS.PA NEOPOST France 10 Yes YesNMS.AX NEPTUNE MARINE SERVICES Australia 10 No YesNEPS.SI NEPTUNE ORIENT LINES Singapore 10 Yes YesNES1V.HE NESTE OIL Finland 10 Yes YesNESN.VX NESTLE AG Switzerland 10 Yes YesNTCJ.J NETCARE LTD South Africa 10 Yes YesNTES.OQ NETEASE.COM ADR 20 No YesNFLX.OQ NETFLIX INC US 30 Yes YesETGM.PA NETGEM France 10 No YesNET.WA NETIA SA Poland 25 No YesN.N NETSUITE US 30 Yes YesNTAP.OQ NETWORK APPLIANCE INC US 10 Yes YesNGE.AX NEW GUINEA ENERGY LIMITED Australia 30 No YesNHC.AX NEW HOPE Australia 10 Yes YesNSE.AX NEW STANDARD ENERGY Australia 30 Yes Yes0017.HK NEW WORLD DEV Hong Kong 10 Yes YesNYT.N NEW YORK TIMES US 10 No YesNZO.AX NEW ZEALAND OIL & GAS Australia 10 No YesNEWN.AS NEWAYS Netherlands 10 No YesNCM.AX NEWCREST MINING LIMITED Australia 5 Yes YesNWL.N NEWELL RUBBER US 10 Yes YesNFX.N NEWFIELD EXPLORATION CO US 10 Yes YesNEM.N NEWMONT MINING US 10 Yes YesNWSA.OQ NEWS CORP US 10 Yes YesNWS.AX NEWS CORP B-CDI Australia 5 Yes YesNWS.OQ NEWS CORPORATION US 10 Yes YesNEXS.PA NEXANS France 10 Yes YesNEXI.PA NEXITY France 10 Yes YesNXT.L NEXT UK 10 Yes YesNEE.N NEXTERA ENERGY INC US 10 Yes YesNXTV.PA NEXTRADIOTV France 10 Yes YesNXS.AX NEXUS ENERGY Australia 10 No YesNI.N NI SOURCE INC US 10 Yes YesNHF.AX NIB HOLDINGS Australia 10 No YesNICL.L NICHOLS PLC Small Cap & Aim 25 Yes YesNCK.AX NICK SCALI LTD Australia 10 No YesNCOX.PA NICOX France 10 No YesNJ.N NIDEC CORPORATION ADR 10 No YesNDO.AX NIDO PETROLEUM Australia 10 No YesNSTEc.AS NIEUWE STEEN INV Netherlands 10 No Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

NGTE.L NIGHTHAWK ENERGY Small Cap & Aim 25 Yes YesNIHD.OQ NII HLDGS INC US 10 Yes YesNKE.N NIKE INC CL B US 10 Yes Yes2689.HK NINE DRAGONS PAPER HOLDINGS Hong Kong 30 Yes YesNTT.N NIPPON TELEGRAPH ADR 10 Yes YesNKT.CO NKT HOLDING Denmark 10 No YesNMC.L NMC HEALTH PLC UK 10 Yes YesNOBN.S NOBEL BIO Switzerland 10 Yes YesNE.N NOBLE CORP US 10 Yes YesNBL.N NOBLE ENERGY US 10 Yes YesNOBG.SI NOBLE GROUP Singapore 10 No YesNMG.AX NOBLE MINERAL RESOURCES LIMITED Australia 30 No YesNOK1V.HE NOKIA Finland 10 Yes YesNOKI.ST NOKIA Sweden 10 Yes YesNOK.N NOKIA CORP ADR 10 Yes YesNRE1V.HE NOKIAN RENKAAT Finland 10 Yes YesNOD.AX NOMAD BLDG SOL Australia 30 No YesNMR.N NOMURA HOLDINGS ADR 10 No YesNDA.CO NORDEA BANK Denmark 10 Yes YesNDA1V.HE NORDEA BANK Finland 10 Yes YesNDA.ST NORDEA BANK Sweden 10 Yes YesNDXG.DE NORDEX Germany 10 No YesJWN.N NORDSTROM INC US 10 Yes YesNFK.AX NORFOLK GROUP Australia 10 No YesNSC.N NORFOLK SOUTHERN US 10 Yes YesNHY.OL NORSK HYDRO Norway 10 Yes YesNSG.OL NORSKE SKOGSIN A Norway 10 No YesNU.N NORTHEAST UTILITIES US 10 Yes YesNFE.AX NORTHERN IRON Australia 10 No YesNOP.L NORTHERN PETROLEUM PLC Small Cap & Aim 25 Yes YesNST.AX NORTHERN STAR RESOURCES Australia 30 Yes YesNTRS.OQ NORTHERN TRUST US 10 Yes YesNTG.L NORTHGATE UK 10 Yes YesNOC.N NORTHROP GRUMMAN US 10 Yes YesNOVN.VX NOVARTIS Switzerland 10 Yes YesNOVOb.CO NOVO NORDISK Denmark 10 Yes YesNRT.AX NOVOGEN Australia 10 No YesNZYMb.CO NOVOZYMES B Denmark 10 No YesNRG.N NRG ENERGY INC US 10 Yes YesSONO.PA NRJ GROUP France 10 Yes YesNWH.AX NRW HOLDINGS Australia 10 No YesNOV.N NTL OILWELL VARC US 10 Yes YesDCM.N NTT DOCOMO ADR 10 Yes YesNUAN.OQ NUANCE COMMUNICATIONS US 10 Yes YesNUE.N NUCOR US 10 Yes YesNUF.AX NUFARM LTD Australia 10 Yes YesNUM.L NUMIS CORPORATION Small Cap & Aim 25 Yes YesNPX.AX NUPLEX INDUSTRIES Australia 10 No YesNS.N NUSTAR ENERGY US 10 Yes YesNUTR.AS NUTRECO Netherlands 10 Yes YesNTRI.OQ NUTRISYSTEMS US 10 No YesNVDA.OQ NVIDIA CORP US 10 Yes YesNXPI.OQ NXP SEMICONDUCTORS US 30 No YesNYCB.N NY COM. BANCORP US 10 Yes YesNYR.BR NYRSTAR Belgium 10 Yes YesNYX.PA NYSE EURONEXT France 10 No YesNYX.N NYSE EURONEXT US 10 No YesOKN.AX OAKTON Australia 10 Yes YesOHL.MC OBRASCON HUARTE LAIN SA Spain 10 No YesOCDO.L OCADO UK 10 Yes YesOXY.N OCCIDENTAL PETRO US 10 Yes YesOGC.AX OCEANAGOLD Australia 10 No YesOII.N OCEANERRING INTERNATIONAL US 30 Yes YesOCP.AX OCEANIA CAPITAL PARTNERS Australia 30 No YesOCTO.AS OCTOPLUS Netherlands 10 Yes YesOERL.S OERLIKON CORP AG Switzerland 10 No YesPOST.VI OESTERREICGISCHE POST Austria 10 Yes YesODP.N OFFICE DEPOT US 10 No YesOMX.N OFFICE MAX US 10 Yes YesOIBR.N OI SA - ADR US 10 Yes YesOSH.AX OIL SEARCH LIMITED Australia 10 Yes YesOEX.AX OILEX LTD Australia 10 No YesOLAM.SI OLAM INTERNATIONAL Singapore 10 No YesOML.L OLD MUTUAL UK 10 Yes YesOMLJ.J OLD MUTUAL PLC South Africa 10 Yes YesOMH.AX OM HOLDINGS Australia 10 Yes YesOCR.N OMNICARE INC US 30 Yes YesOMC.N OMNICOM GP INC US 10 Yes YesOMVV.VI OMV AG Austria 10 Yes YesOKE.N ONEOK INC US 10 Yes YesOPHR.L OPHIR ENERGY UK 10 Yes YesOPK.N OPKO HEALTH US 30 No YesOPAY.L OPTIMAL PAYMENTS Small Cap & Aim 25 Yes YesORCL.OQ ORACLE CORP US 10 Yes YesORANW.AS ORANJEWOUD Netherlands 10 No Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

OSH.OQ ORCHARD SUPPLY HARD CLOSE ONLY US 10 No NoORDN.AS ORDINA Netherlands 10 No YesORLY.OQ OREILLY AUTOMOTIVE INC US 10 Yes YesORI.AX ORICA LIMITED Australia 5 Yes YesOEH.N ORIENT EXPRESS HOTELS US 25 Yes YesORIsdb.ST ORIFLAME Sweden 10 Yes YesORG.AX ORIGIN ENERGY LIMITED Australia 5 Yes YesIX.N ORIX ADR 10 Yes YesORK.OL ORKLA A Norway 10 Yes YesORE.AX OROCOBRE LTD. Australia 30 No YesORL.AX OROTON GROUP LTD Australia 20 Yes YesORP.PA ORPEA France 10 Yes YesOSK.N OSHKOSH CORP US 10 No YesOTPB.BU OT BANK NYRT Hungary 25 No YesOUT1V.HE OUTOKUMPU OYJ Finland 10 Yes YesOTE1V.HE OUTOREC Finland 10 Yes YesOCBC.SI OVERSEA CHINESE BANKING CORP Singapore 10 Yes YesOSGIQ.PK OVERSEAS SHIPHOLDING GROUP US 50 No YesOC.N OWENS CORNING US 10 Yes YesOI.N OWENS-ILLINOIS INC US 10 Yes YesOXB.L OXFORD BIOMEDICA (NO SHORTING) Small Cap & Aim 10 No YesOXIG.L OXFORD INSTRUMENTS PLC UK 10 Yes YesOZL.AX OZ MINERALS DEF Australia 10 Yes YesPCAR.OQ PACCAR INC US 10 Yes YesPIC.L PACE PLC Small Cap & Aim 10 Yes YesPBG.AX PACIFIC BRANDS Australia 10 Yes YesPAP.L PADDY POWER Small Cap & Aim 10 Yes YesPAJ.PA PAGESJAUNES France 10 Yes YesPDN.AX PALADIN RES Australia 10 Yes YesPALF.VI PALFINGER Austria 10 Yes YesPLL.N PALL CORP US 10 Yes YesPAFR.L PAN AFRICAN RESOURCES Small Cap & Aim 45 Yes YesPAAS.OQ PAN AMERICAN SILVER CORP US 20 Yes YesPNA.AX PAN AUST RSC Australia 5 Yes YesPC.N PANASONIC CORP ADR 20 Yes YesP.N PANDORA US 30 No YesPNRA.OQ PANERA BREAD COMPANY US 20 No YesPANP.BU PANNERGY Hungary 25 No YesPAN.AX PANORAMIC RESOURCES LTD Australia 10 Yes YesPPX.AX PAPERLINX LIMITED Australia 10 Yes YesPIR.AX PAPILLON RESOURCES LTD Australia 30 Yes YesPARA.L PARAGON GROUP UK 10 Yes YesPRGN.N PARAGON SHIPPING US 50 Yes YesPH.N PARKERHANNIFIN US 10 Yes YesPLT.MI PARMALAT Italy 10 Yes YesPARRO.PA PARROT France 10 Yes YesPGD.L PATAGONIA GOLD Small Cap & Aim 45 Yes YesPDCO.OQ PATTERSON COMPANIES INC US 10 No YesPTEN.OQ PATTERSON UTI ENERGY INC US 10 Yes YesPFL.AX PATTIES FOODS Australia 10 No YesPAYX.OQ PAYCHEX INC US 10 Yes YesPAYP.L PAYPOINT UK 10 Yes YesPBGG.WA PBG Poland 35 No Yes0008.HK PCCW LTD Hong Kong 10 No YesPDLI.OQ PDL BIOPHARMA INC US 20 Yes YesBTU.N PEABODY ENERGY US 10 Yes YesPEK.AX PEAK RESOURCES LTD Australia 30 Yes YesPSON.L PEARSON UK 10 Yes YesPPC.AX PEET Australia 10 No YesPEO.WA PEKAO Poland 25 No YesPDG.L PENDRAGON Small Cap & Aim 10 Yes YesPEN.AX PENINSULA ENERGY LTD Australia 30 No YesPNN.L PENNON UK 10 Yes YesPNR.N PENTAIR US 10 No YesPBCT.OQ PEOPLES UNITED FINANCIAL US 10 Yes YesPOM.N PEPCO HOLDINGS US 10 Yes YesPEP.N PEPSICO US 10 Yes YesPWRD.OQ PERFECT WORLD ADR ADR 20 Yes YesPER.L PERFORM GROUP UK 10 Yes YesPEM.AX PERILYA LTD Australia 10 No YesPKI.N PERKINELMER US 10 Yes YesPERP.PA PERNOD RICARD France 10 Yes YesPLI.L PERPETUAL INC & GROWTH UK 10 Yes YesPPT.AX PERPETUAL LIMITED Australia 10 Yes YesPRGO.OQ PERRIGO CO US 10 Yes YesPRU.AX PERSEUS MINING Australia 10 No YesPSN.L PERSIMMON UK 10 Yes YesPDL.L PETRA DIAMONDS LIMITED UK 25 Yes YesPZE.N PETROBRAS ARGENTINA ADR ADR 10 Yes YesPCI.L PETROCELTIC INTERNATIONAL Small Cap & Aim 25 Yes Yes0857.HK PETROCHINA Hong Kong 10 Yes YesPTR.N PETROCHINA ADR ADR 10 Yes YesPFC.L PETROFAC LD UK 10 Yes YesPGS.OL PETROL GEO-SERV Norway 10 Yes YesPBR.N PETROLEO BRAS US 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

PTR.L Phone Only PETRONEFT RESOURCES -PHONE ONLY Small Cap & Aim 25 Yes YesPOG.L PETROPAVLOVSK PLC UK 10 Yes YesPSA.AX PETSEC ENERGY Australia 10 No YesPETM.OQ PETSMART INC US 10 Yes YesPEUP.PA PEUGEOT France 10 Yes YesPV.DE PFEIFFER VACUUM Germany 10 Yes YesPFE.N PFIZER US 10 Yes YesPFDGn.DE PFLEIDERER Germany 10 No YesPCG.N PG&E CORP US 10 Yes YesPGE.WA PGE POLSKA Poland 25 No YesPGN.WA PGNIG Poland 25 No YesPHAI.PA PHARMAGEST INT. France 10 No YesPXS.AX PHARMAXIS Australia 10 No YesPHAR.AS PHARMING Netherlands 10 No YesPM.N PHILIP MORRIS INTL US 20 Yes YesPHG.AS PHILIPS KON Netherlands 10 Yes YesPSX.N PHILLIPS 66 US 10 Yes YesPHNX.L PHOENIX GROUP UK 10 Yes YesPS4G.DE PHOENIX SOLAR (NO SHORTING) Germany 20 No YesPOH.AX PHOSPHAGENICS Australia 10 No YesPYC.AX PHYLOGICA LTD Australia 50 No Yes2328.HK PICC PROPERTY & CASUALTY-H Hong Kong 30 No YesPVAC.PA PIERRE VACANCES France 10 Yes Yes2318.HK PING AN INSURANCE Hong Kong 10 Yes YesPNW.N PINNACLE WEST US 10 Yes YesPXD.N PIONEER NATURAL US 10 Yes YesPJC.N PIPER JAFFRAY CO US 20 Yes YesPECI.MI PIRELLI & C Italy 10 Yes YesALPDX.PA PISC DESJOYAUX France 10 Yes YesPBI.N PITNEY BOWES INC US 10 No YesPKN.WA PKNORLEN Poland 25 No YesPKO.WA PKOBP Poland 25 No YesPXP.N PLAINS EXPLORATION & PRODUCT US 30 Yes YesPLOF.PA PLASTIC OMNIUM France 10 Yes YesPMC.AX PLATINUM Australia 10 No YesPTM.AX PLATINUM ASSET MGMT Australia 10 Yes YesPLA.AX PLATINUM AUST Australia 10 No YesPTEC.L PLAYTECH LTD Small Cap & Aim 25 Yes YesPLEX.L PLEXUS HOLDINGS Small Cap & Aim 35 No YesPCL.N PLUM CREEK TIMB US 10 Yes YesPMP.AX PMP LTD Australia 10 No YesPNC.N PNC FIN SERV US 10 Yes YesPVE.AX PO VALLEY EGY Australia 10 No YesPCT.L POLAR CAPITAL TECHNOLOGY UK 10 Yes YesPII.N POLARIS INDUSTRIES INC US 30 Yes YesPXMP.WA POLIMEXMS Poland 25 No YesRL.N POLO RALPH LAUR US 10 Yes YesPOLO.L POLO RESOURCES Small Cap & Aim 25 Yes YesPOLYP.L POLYMETAL INTERNATIONAL UK 10 Yes YesPRCF.AS PORCELEYNE FLES Netherlands 10 No YesPSHG_p.DE PORSCHE Germany 10 Yes YesPTI.LS PORTUCEL Portugal 10 No YesPTC.LS PORTUGAL TELECOM Portugal 10 Yes YesDPBGn.DE POSTBANK Germany 10 Yes YesPTNL.AS POSTNL Netherlands 10 Yes YesPOT.N POTASH US 10 Yes Yes0006.HK POWER ASSETS Hong Kong 10 Yes YesDBC.P POWER SHARES DB COMMODITY INDEX TRACKING FUND ETF 10 No YesDGP.P POWERSHARES DB GOLD DOUBLE LONG ETF 10 No YesDZZ.P POWERSHARES DB GOLD DOUBLE SHORT ETF 10 No YesPAF.P POWERSHARES FTSE EX-JPN ETF ETF 20 No YesPBD.P POWERSHARES GLOBAL CLEAN ENRGY ETF ETF 20 No YesPIO.P POWERSHARES GLOBAL WATER ETF ETF 20 Yes YesQQQ.OQ POWERSHARES QQQ ETF ETF 20 Yes YesIDHQ.P POWERSHARES S&P INTL DEV ETF 20 No YesPPG.N PPG INDUSTRIES US 10 Yes YesPPL.N PPL CORP US 10 Yes YesPRTP.PA PPR France 10 Yes YesPDZ.AX PRAIRIE DOWNS METALS LTD Australia 30 No YesPRAG.DE PRAKTIKER Germany 10 Yes YesPX.N PRAXAIR INC US 10 Yes YesPCP.N PRECISION CAST US 10 No YesPFL.L PREMIER FARNELL UK 10 Yes YesPFD.L PREMIER FOODS Small Cap & Aim 10 Yes YesPMV.AX PREMIER INV Australia 10 No YesPMO.L PREMIER OIL UK 10 Yes YesPPCJ.J PRETORIA PORTLAND CEMENT CO South Africa 10 Yes YesPCLN.OQ PRICELINE.COM INC US 10 Yes YesPRY.AX PRIMARY HEALTH Australia 5 Yes YesPAG.AX PRIME AG AUSTRALIA Australia 10 No YesPFG.AX PRIME FINANCIAL Australia 10 No YesPRT.AX PRIME TELE Australia 10 No YesPFG.N PRINCIPAL FIN US 10 Yes YesPSMG_p.DE PRO SIEBEN Germany 10 Yes YesPG.N PROCTER &GAMB US 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

PGL.AX PROGEN INDS Australia 10 No YesPRG.AX PROGRAMMED MAIN Australia 10 Yes YesPLD.N PROLOGIS US 10 Yes YesPPG.AX PRO-PAC PACKAGING LTD Australia 30 No YesPRSO.OL PROSAFE Norway 10 Yes YesAGQ.P PROSHARES TRUST II: ULTRA SILVER ETF 10 No YesGLL.P PROSHARES TRUST II: ULTRASHORT GOLD ETF 50 No YesZSL.P PROSHARES TRUST II: ULTRASHORT SILVER ETF 10 No YesUBT.P PROSHARES ULTRA 20+ YEAR TREASURY ETF ETF 10 No YesUCO.P PROSHARES ULTRA DJ-UBS CRUDE OIL ETF 10 No YesUGL.P PROSHARES ULTRA GOLD ETF ETF 30 No YesDIG.P PROSHARES ULTRA OIL & GAS ETF 30 No YesQLD.P PROSHARES ULTRA QQQ ETF ETF 10 No YesURE.P PROSHARES ULTRA REAL ESTATE ETF 50 No YesUWM.P PROSHARES ULTRA RUSSELL 2000 ETF 10 No YesSSO.P PROSHARES ULTRA S&P 500 ETF 10 No YesUVXY.P PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF 30 No YesUDOW.P PROSHARES ULTRAPRO DOW30 ETF 10 No YesSDOW.P PROSHARES ULTRAPRO SHORT DOW30 ETF 10 No YesTBT.P PROSHARES ULTRASHORT 20+ YEAR TREASURY ETF ETF 10 No YesSCO.P PROSHARES ULTRASHORT DJ-UBS CRUDE OIL ETF 10 No YesEUO.P PROSHARES ULTRASHORT EURO ETF ETF 30 No YesQID.P PROSHARES ULTRASHORT QQQ ETF ETF 10 No YesTWM.P PROSHARES ULTRASHORT RUSSELL 2000 ETF 10 No YesSDS.P PROSHARES ULTRASHORT S&P 500 ETF 10 No YesPRM.L PROTEOME (NO SHORTING) Small Cap & Aim 45 No YesNTR.L PROVEXIS PLC Small Cap & Aim 45 Yes YesPFG.L PROVIDENT FINANCIAL UK 10 Yes YesPRU.L PRUDENTIAL UK 10 Yes YesPRU.N PRUDENTIAL FIN US 10 Yes YesPRY.MI PRYSMIAN Italy 10 Yes YesPSBP.PA PSB INDUSTRIES France 10 Yes YesPEG.N PUBL SVC ENTER US 10 Yes YesPSA.N PUBLIC STG MLD US 10 Yes YesPUBP.PA PUBLICIS GROUPE France 10 Yes YesPHM.N PULTE GROUP INC US 10 Yes YesPUMG.DE PUMA Germany 10 Yes YesPUB.L PUNCH TAVERNS Small Cap & Aim 10 Yes YesPUDY.L PURSUIT DYNAMICS (NO SHORTING) Small Cap & Aim 40 No YesPVCS.L PV CRYSTALOX Small Cap & Aim 10 Yes YesPVH.N PVH CORP US 30 Yes YesPZC.L PZ CUSSONS UK 10 Yes YesPZU.WA PZU Poland 25 No YesQAN.AX QANTAS AIRWAYS LIMITED Australia 5 Yes YesQBE.AX QBE INSURANCE GROUP LIMITED Australia 5 Yes YesQCEG.DE Q-CELLS Germany 10 No YesQEP.N QEP RESOURCES US 10 Yes YesQGEN.DE QIAGEN Germany 10 Yes YesQGEN.OQ QIAGEN NV US 10 No YesQQ.L QINETIQ UK 10 Yes YesQLGC.OQ QLOGIC CORP US 10 Yes YesQRN.AX QR NATIONAL LTD Australia 10 Yes YesQSCG.DE QSC Germany 10 No YesQCOM.OQ QUALCOMM INC US 10 Yes YesPWR.N QUANTA SERVICES INC US 10 Yes YesQUB.AX QUBE LOGISTICS Australia 10 No YesDGX.N QUEST DIAG US 10 Yes YesSTR.N QUESTAR CORP US 10 Yes YesQUIK.OQ QUICKLOGIC CORP US 50 No YesKWK.N QUICKSILVER RSCS US 10 No YesQED.L QUINTAIN ESTATE Small Cap & Aim 10 Yes YesQRIUS.AS QURIUIS Netherlands 10 No YesRENE.LS R.E.N Portugal 10 No YesRABA.BU RABA Hungary 25 No YesRAX.N RACKSPACE HOSTING INC US 30 Yes YesRADP.PA RADIALL France 10 No YesRSH.N RADIOSHACK US 10 Yes YesRDWR.OQ RADWARE LTD US 50 No YesRBIV.VI RAIFFEISEN BANK Austria 10 No YesRAH.N RALCORP HOLDINGS INC US 10 Yes YesGENC.PA RALLYE France 10 Yes YesRMBS.OQ RAMBUS INC US 10 Yes YesRMS.AX RAMELIUS RESOURCES Australia 10 No YesRHC.AX RAMSAY HEALTHCARE Australia 10 Yes YesRRS.L RANDGOLD RESOURCES UK 10 Yes YesGOLD.O RANDGOLD RESOURCES US 10 Yes YesRAND.AS RANDSTAD Netherlands 10 Yes YesRRC.N RANGE RESOURCES US 10 Yes YesRRS.AX RANGE RESOURCES Australia 30 Yes YesRGRS.L RANGE RESOURCES LIMITED Small Cap & Aim 45 Yes YesRNK.L RANK GROUP UK 10 Yes YesRAT.L RATHBONE BROS UK 10 Yes YesRTRKS.HE RAUTARUUKKI Finland 10 Yes YesRTN.N RAYTHEON CO US 10 Yes YesRCR.AX RCR TOMLINSON Australia 10 No Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

REA.AX REALESTATE.COM Australia 10 No YesRB.L RECKITT BENCKISER UK 10 Yes YesRNY.AX RECKSON PROP Australia 10 No YesRXPA.PA RECYLEX France 10 Yes YesREE.MC RED ELECTRICA Spain 10 No YesRMP.AX RED EMPEROR RESOURCES Australia 30 No YesRMPq.L RED EMPEROR RESOURCES Small Cap & Aim 25 Yes YesRFE.AX RED FORK ENERGY Australia 40 Yes YesRHT.N RED HAT INC US 10 Yes YesRRR.L RED ROCK RESOURCES Small Cap & Aim 45 Yes YesRDF.AX REDFLEX HLD Australia 10 No YesRDW.L REDROW UK 10 Yes YesREH.AX REECE AUSTRALIA Australia 10 No YesELSN.AS REED ELSEVIER Netherlands 10 Yes YesREL.L REED ELSEVIER UK 10 Yes YesRCT.AX REEF CASINO Australia 10 No YesRPT.L REGAL PETROLEUM Small Cap & Aim 50 Yes YesREGN.OQ REGENERON PHAR. US 30 Yes YesREX.AX REGIONAL EXP Australia 10 No YesRF.N REGIONS FIN US 10 Yes YesRRL.AX REGIS RESOURCES LTD Australia 10 Yes YesRGU.L REGUS GROUP UK 10 Yes YesRS.N RELIANCE STL & AL US 10 Yes YesREMJ.J REMGRO South Africa 10 Yes YesRCOP.PA REMY COINTREAU France 10 Yes YesRENA.PA RENAULT France 10 Yes YesREC.OL RENEWABLE ENERGY Norway 10 No YesRSW.L RENISHAW UK 10 Yes YesRENN.N RENREN INC ADR ADR 30 No YesRTO.L RENTOKIL INITIAL UK 10 Yes YesREP.MC REPSOL YPF Spain 10 No YesRSG.N REPUBLIC SERVICES INC US 10 Yes YesRIMM.OQ RESEARCH IN MOTION LTD US 10 Yes YesRMD.AX RESMED INC. Australia 10 Yes YesRSG.AX RESOLUTE MINING Australia 10 No YesRSL.L RESOLUTION UK 10 Yes YesRES.AX RESOURCE GENERATION LTD Australia 30 No YesRTN.L RESTAURANT GROUP UK 10 Yes YesREF.AX REVERSE CORP Australia 10 No YesRXM.AX REX MINERALS LTD Australia 10 No YesREX.L REXAM UK 10 Yes YesRXL.PA REXEL France 10 Yes YesRAI.N REYNOLDS AMRICAN US 10 Yes YesRFMD.OQ RF MICRO DEV US 10 Yes YesRHMG.DE RHEINMETALL Germany 10 Yes YesRHIV.VI RHI AG Austria 10 Yes YesRHKG.DE RHOEN KLINIKUM Germany 10 Yes YesCFR.VX RICHEMONT Switzerland 10 Yes YesGDRB.BU RICHTER GEDEON NYRT Hungary 25 No YesRIC.AX RIDLEY CORP Australia 10 No YesRMV.L RIGHTMOVE UK 10 Yes YesRIO.L RIO TINTO UK 5 Yes YesRIO.AX RIO TINTO LIMITED Australia 5 Yes YesRIO.N RIO TINTO PLC ADR ADR 20 Yes YesRISC.PA RISC GROUP France 10 No YesRCP.L RIT CAPITAL UK 10 Yes YesRVBD.OQ RIVERBED TECHNOLOGY INC US 30 Yes YesRMHJ.J RMB HOLDINGS South Africa 10 Yes YesRHI.N ROBERT HALF INTL US 10 Yes YesROBF.PA ROBERTET France 10 No YesROC.AX ROC OIL CO LTD Australia 10 Yes YesROG.VX ROCHE HLDG Switzerland 10 Yes YesRKH.L ROCKHOPPER EXPLORATION PLC Small Cap & Aim 25 Yes YesCOL.N ROCKWE COLL US 10 Yes YesROK.N ROCKWELL AUTOMAT US 10 Yes YesRDGP.PA RODRIGUEZ GROUP France 10 No YesRSTI.F ROFIN SINAR TECH Germany 10 No YesRCI.N ROGERS COMMUNICATIONS INC US 10 Yes YesRR.L ROLLS-ROYCE UK 10 Yes YesROON.AS ROOD TESTHOUSE Netherlands 10 No YesROP.N ROPER INDUSTRIES INC US 10 Yes YesROSNqa.DE ROSNEFT GDR Germany 20 Yes YesROST.OQ ROSS STORES INC US 10 Yes YesRSDB.AS ROTO SMEETS Netherlands 10 No YesROR.L ROTORK UK 10 Yes YesRSE.WA ROVESE Poland 25 No YesRDC.N ROWAN CO INC US 10 Yes YesRSA.L ROYAL & SUN ALLIANCE UK 10 Yes YesRBS.L ROYAL BANK OF SCOTLAND UK 5 Yes YesRDSa.L ROYAL DUTCH SHELL A UK 5 Yes YesRDSa.AS ROYAL DUTCH SHELL A SHR Netherlands 10 Yes YesRDSb.AS ROYAL DUTCH SHELL B Netherlands 10 Yes YesRDSb.L ROYAL DUTCH SHELL B UK 5 Yes YesRGLD.OQ ROYAL GOLD INC US 10 Yes YesRPC.L RPC GROUP PLC COMMON STOCK UK 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

RES.N RPC INC US 30 Yes YesRPS.L RPS GROUP UK 10 Yes YesRRD.OQ RR DONNELLEY & SONS US 10 Yes YesTNO.L RSM TENON GROUP PLC Small Cap & Aim 25 Yes YesRUBF.PA RUBIS France 10 Yes YesRHL.AX RURALCO HOLDINGS Australia 10 No YesRPO.L RUSPETRO PLC UK 30 No YesRWEG.DE RWE ST A Germany 10 Yes YesRWS.L RWS HOLDINGS PLC Small Cap & Aim 25 Yes YesRYA.L RYANAIR HLDG. Small Cap & Aim 10 Yes YesRYAAY.OQ RYANAIR HLDGS US 10 No YesR.N RYDER SYSTEM INC US 10 Yes YesFXY.P RYDEX CURRENCY JAP YEN ETF 50 No YesSEBa.ST S.E.B Sweden 10 Yes YesSAB.L SABMILLER UK 5 Yes YesSABJ.J SABMILLER PLC South Africa 10 Yes YesSVO.MC SACYR-VALLE Spain 10 No YesSFQN.DE SAF HOLLAND Germany 30 No YesSAFE.L SAFESTORE HLD Small Cap & Aim 10 Yes YesSWY.N SAFEWAY INC US 10 Yes YesSAF.PA SAFRAN France 10 Yes YesS1A.PA SAFT GROUPE France 10 Yes YesSGE.L SAGE GROUP UK 10 Yes YesSAI.AX SAI GLOBAL Australia 10 No YesSAI.N SAIC INC US 10 Yes YesSBRY.L SAINSBURY UK 10 Yes YesSGOB.PA SAINT-GOBAIN France 10 Yes YesSPMI.MI SAIPEM Italy 10 Yes YesSKS.N SAKS INCORPORATED US 25 Yes YesSMDR.L SALAMANDER ENERGY PLC UK 10 Yes YesCRM.N SALESFORCE COM US 10 Yes YesSLM.AX SALMAT Australia 10 No YesSFER.MI SALVATORE FERRAGAMO SPA Italy 10 Yes YesSZGG.DE SALZGITTER Germany 10 Yes YesSAMAS.HE SAMPO PLC Finland 10 Yes YesSAMS.PA SAMSE France 10 No YesSSN.AX SAMSON OIL & GAS LTD Australia 30 No Yes0593xq.L SAMSUNG ELECTRONICS CO LTD GDR ADR 10 Yes YesSLEN.L SAN LEON ENERGY Small Cap & Aim 45 Yes YesSFR.AX SANDFIRE RESOURCES Australia 10 Yes YesSNDK.OQ SANDISK CORP US 10 Yes YesSD.N SANDRIDGE ENERGY US 30 Yes YesSAND.P SANDSTORM GOLD ETF 30 Yes YesSAND.ST SANDVIK Sweden 10 Yes YesSLMJ.J SANLAM South Africa 10 Yes YesSASY.PA SANOFI France 10 Yes YesSAA1V.HE SANOMA-CORP Finland 10 Yes YesSTO.AX SANTOS LIMITED Australia 5 Yes YesSAPG.DE SAP AG Germany 10 Yes YesSAP.N SAP AG-SPONSORED ADR ADR 10 No YesSAPJ.J SAPPI South Africa 10 Yes YesSAR.AX SARACEN MINERAL HLDGS Australia 10 No YesSRS.MI SARAS SPA Italy 10 No YesSOLJ.J SASOL South Africa 10 Yes YesSAV.AX SAVCOR GROUP Australia 10 No YesSVS.L SAVILLS UK 10 Yes YesSBAC.OQ SBA COMMUNICATIONS US 10 Yes YesSBNCyq.L SBERBANK UK 10 Yes YesSBMO.AS SBM OFFSHORE Netherlands 10 Yes YesSCG.N SCANA CORP US 10 Yes YesSCVb.ST SCANIA B Sweden 10 No YesSLB.N SCHLUMBERGER LTD US 10 Yes YesSCHN.PA SCHNEIDER ELECTR France 10 Yes YesSBOE.VI SCHOELLER-BLECK Austria 10 Yes YesSDP.L SCHRODER ASIAPAC COMMON STOCK Small Cap & Aim 10 Yes YesSREI.L SCHRODER REAL ESTATE Small Cap & Aim 10 Yes YesSCP.L SCHRODER UK MID COMMON STOCK Small Cap & Aim 25 Yes YesSDR.L SCHRODERS UK 10 Yes YesSDRt.L SCHRODERS UK 10 Yes YesSCOR.PA SCOR France 10 Yes YesSSE.L SCOTTISH & SOUTHERN ENERGY UK 10 Yes YesSCIN.L SCOTTISH INVESTMENT TRUST UK 10 Yes YesSMT.L SCOTTISH MORTGAGE INV TRUST UK 10 Yes YesSNI.N SCRIPPS NETWORKS US 10 Yes YesSDL.L SDL PLC UK 10 Yes YesSDRL.OL SEADRILL Norway 10 Yes YesSDRL.N SEADRILL LTD US 10 Yes YesSTX.OQ SEAGATE TECH US 10 Yes YesSEE.N SEALED AIR US 10 Yes YesSHLD.OQ SEARS HLDGS CORP US 10 No YesSHOS.OQ SEARS HOMETOWN US 10 Yes YesPGIT.MI SEAT PAG GIALLE Italy 10 No YesSGEN.OQ SEATTLE GENETICS US 50 No YesSEBF.PA SEB France 10 Yes YesCCHE.PA SECHE ENVIRON France 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

SECH.PA SECHILLIENE SID France 10 Yes YesXLI.P SECTOR SPDR TRUST ETF 10 No YesSECUb.ST SECURITAS B Sweden 10 Yes YesSDM.AX SEDGMAN Australia 10 No YesSEK.AX SEEK LTD Australia 10 Yes YesSGRO.L SEGRO UK 10 Yes YesSHV.AX SELECT HARVEST Australia 10 No YesSEM.LS SEMAPA Portugal 10 No YesSCIL.SI SEMBCORP INDUSTRIES Singapore 10 Yes YesSCMN.SI SEMBCORP MARINE Singapore 10 Yes YesSMPV.VI SEMPERIT HLDG Austria 10 Yes YesSRE.N SEMPRA ENERGY US 10 Yes YesSEN.AX SENETAS CORP Australia 10 No YesSXY.AX SENEX ENERGY Australia 10 Yes YesSNR.L SENIOR COMMON STOCK UK 25 Yes YesSEQ.PA SEQUANA CAPITAL France 10 Yes YesSRP.L SERCO UK 10 Yes YesSQZ.L SERICA ENERGY Small Cap & Aim 25 Yes YesSRV.AX SERVCORP Australia 10 No YesSSM.AX SERVICE STREAM Australia 10 No YesSESFd.PA SES GLOBAL France 10 Yes YesSVW.AX SEVEN GROUP HOLINGS Australia 10 No YesSWM.AX SEVEN WEST FPO Australia 10 No YesSFR.L SEVERFIELD ROWEN Small Cap & Aim 10 Yes YesSVT.L SEVERN TRENT UK 10 Yes YesSGCG.DE SGL CARBON Germany 10 Yes YesSGSN.VX SGS SA Switzerland 10 Yes YesSHB.L SHAFTESBURY UK 10 Yes YesSKS.L SHANKS UK 10 Yes YesSHW.N SHERWINWILLIAMS US 10 Yes YesSHP.L SHIRE UK 10 Yes Yes0016.HK SHK PPT Hong Kong 10 Yes YesSIAE.SI SIA ENGINEERING Singapore 10 Yes YesSIEGn.DE SIEMENS Germany 10 Yes YesSIFY.OQ SIFY TECHNOLOGIES ADR 20 No YesSHI.L SIG UK 10 Yes YesSIAL.OQ SIGMA ALDRICH US 10 Yes YesSIP.AX SIGMA PHARMACEUTICALS LTD Australia 10 No YesIISP.PA SII France 10 Yes YesIMMB.PA SIIC DE PARIS France 10 No YesSLN.L SILENCE THERAP (NO SHORTING) Small Cap & Aim 25 No YesSLX.AX SILEX SYS Australia 10 Yes YesSILP.PA SILIC France 10 Yes YesSLR.AX SILVER LAKE RESOURCES Australia 10 Yes YesSSRI.OQ SILVER STANDARD US 10 Yes YesSLW.N SILVER WHEATON CORP US 20 Yes YesSIMAC.AS SIMAC TECHNIEK Netherlands 10 No YesSCR.N SIMCERE PHARMA US 10 No YesSPG.N SIMON PROP GRP US 10 Yes YesSGM.AX SIMS GROUP LIMITED Australia 10 Yes YesSINA.OQ SINA CORP US 20 Yes YesSIAL.SI SINGAPORE AIRLINES Singapore 10 Yes YesSGXL.SI SINGAPORE EXCHANGE Singapore 10 Yes YesSPRM.SI SINGAPORE PRESS HLDG Singapore 10 Yes YesSTEG.SI SINGAPORE TECH ENGINEERING Singapore 10 No YesSGT.AX SINGAPORE TELE Australia 5 Yes YesSTEL.SI SINGTEL Singapore 10 Yes YesSNGG.DE SINGULUS TECH Germany 10 No Yes0083.HK SINO LAND CO LTD Hong Kong 10 Yes Yes0386.HK SINOPEC CORP Hong Kong 10 Yes YesSXX.L SIRIUS MINERALS PLC Small Cap & Aim 25 Yes YesSIR.AX SIRIUS RESOURCES Australia 30 No YesSIRI.OQ SIRIUS SATELLITE RADIO INC US 10 No YesSRX.AX SIRTEX MEDICAL Australia 10 No YesSKAb.ST SKANSKA B Sweden 10 Yes YesSKFb.ST SKF B Sweden 10 Yes YesSKE.AX SKILLED GROUP Australia 10 No YesSKC.AX SKY CITY ENTERTAINMENT GROUP Australia 10 No YesSKYDn.DE SKY DEUTSCHLAND Germany 10 Yes YesSKT.AX SKY NETWORK TELEVISION Australia 10 No YesSWKS.OQ SKYWORKS SOLUTIONS INC US 30 Yes YesSLG.N SL GREEN REALTY CORP US 30 Yes YesSGH.AX SLATER & GORDON LTD Australia 10 No YesSLM.O SLM CORPORATION US 10 Yes YesSM.N SM ENERGY CO US 30 Yes YesS92G.DE SMA SOLAR TECHNOLOGY AG Germany 10 No YesSN.L SMITH AND NEPHEW UK 10 Yes YesSFD.N SMITHFIELD FOODS INC US 30 Yes YesSMIN.L SMITHS GROUP UK 10 Yes YesSMRT.SI SMRT CORP LTD Singapore 10 Yes YesSMX.AX SMS MANAGE&TECH Australia 10 Yes YesSKG.L SMURFIT KAPPA GROUP PLC Small Cap & Aim 25 Yes YesSRG.MI SNAM RETE GAS Italy 10 Yes YesSNA.N SNAPON INC US 10 Yes YesSR.AS SNS REAAL Netherlands 10 No Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

CMFP.PA SOC CIMENT FRANC France 10 Yes YesSQM.N SOC QUIMICA ADR ADR 10 Yes YesBICP.PA SOCIETE BIC France 10 Yes YesSOGN.PA SOCIETE GENERALE France 10 Yes YesSIA.L SOCO INTERNATIONAL UK 10 Yes YesEXHO.PA SODEXHO ALLIANCE France 10 Yes YesSOWG.DE SOFTWARE Germany 10 Yes YesSOHU.OQ SOHU COM INC US 10 No YesSOIT.PA SOITEC France 10 Yes YesSWVG.DE SOLARWORLD Germany 10 No YesSOOG.DE SOLON Germany 10 No YesSOLB.BR SOLVAY Belgium 10 Yes YesYSO.LS SONAE Portugal 10 No YesSONI.LS SONAE INDUSTRIA Portugal 10 No YesSNC.LS SONAECOM Portugal 10 No YesSBDE.L SONGBIRD ESTATES Small Cap & Aim 25 Yes YesSONC.OQ SONIC CORP US 50 Yes YesSHL.AX SONIC HEALTHCARE LIMITED Australia 10 Yes YesSONS.OQ SONUS NETWORKS US 10 No YesSNE.N SONY ADR 10 Yes YesPDC.AS SOPHEON PLC Netherlands 10 No YesSOPR.PA SOPRA GROUP France 10 Yes YesSOL.AX SOUL PATTINSON Australia 10 No YesSTB.AX SOUTH BOULDER MINES Australia 30 No YesSO.N SOUTHERN CO US 10 Yes YesSCCO.K SOUTHERN COPPER US 10 No YesSXE.AX SOUTHERN CROSS ELECTRICAL ENGINEERING Australia 10 No YesSXL.AX SOUTHERN CROSS MEDIA GROUP LTD Australia 10 Yes YesSWN.N SOUTHWESTERN ENERGY US 10 Yes YesSVM.AX SOVEREIGN METALS LTD Australia 50 No YesSPN.AX SP AUSNET STAPLE Australia 10 Yes YesSKI.AX SPARK-IRS UNT Australia 10 Yes YesSPAR.OQ SPARTAN MOTORS US 10 No YesJNK.P SPDR BARC. CAP. HIGH YIELD ETF ETF 10 No YesDIA.P SPDR DJIA ETF TRUST ETF 20 No YesGLD.P SPDR GOLD TRUST ETF 20 Yes YesXLB.P SPDR MATERIALS ETF ETF 10 No YesXME.P SPDR METALS & MINING ETF 20 No YesSPY.P SPDR S&P 500 ETF TRUST ETF 20 Yes YesDWX.P SPDR S&P INTL DIV ETF ETF 50 No YesMDY.P SPDR S&P MC 400 ETF ETF 10 No YesSTW.AX SPDR S&P/ASX 200 Australia 10 No YesSFH.AX SPECIALITY FASHN Australia 10 No YesSE.N SPECTRA ENERGY US 10 Yes YesSXS.L SPECTRIS UK 10 Yes YesSDY.L SPEEDY HIRE Small Cap & Aim 10 Yes YesSPH.AX SPHERE MINERALS Australia 10 No YesSPIS.PA SPIR COMMUNICATION France 10 Yes YesSPX.L SPIRAX UK 10 Yes YesSPT.L SPIRENT UK 10 Yes YesSPRTC.L SPIRIT PUB CO (CLOSE ONLY) Small Cap & Aim 25 Yes NoSBT.L SPORTINGBET Small Cap & Aim 10 Yes YesSPD.L SPORTS DIRECT UK 10 Yes YesSPRD.OQ SPREADTRUM COMMUNICATIONS INC ADR 50 No YesS.N SPRINT NEXTEL CORP US 10 Yes YesPHYS.P SPROTT PHY. GOLD ETF 10 No YesPSLV.P SPROTT PHY. SILVER ETF 30 No YesSSABa.ST SSAB Sweden 10 Yes YesSBM.AX ST BARBARA Australia 10 No YesSJP.L ST JAMES UK 10 Yes YesSTJ.N ST JUDE MEDICAL US 10 Yes YesSMP.L ST MODWEN PROPERTY Small Cap & Aim 10 Yes YesSTAGn.DE STADA ARZNEI Germany 10 Yes YesSGC.L STAGECOACH GROUP UK 10 Yes YesGENP.PA STALLARGENES France 10 Yes YesSBKJ.J STANDARD BANK GROUP South Africa 10 Yes YesSTAN.L STANDARD CHARTERED UK 5 Yes YesSL.L STANDARD LIFE UK 10 Yes YesSLS.L STANDARD LIFE UK COMMON STOCK Small Cap & Aim 25 Yes YesSWK.N STANLEY BLACK & DECKER INC US 10 Yes YesSPLS.OQ STAPLES INC US 10 Yes YesSBUX.OQ STARBUCKS CORP US 10 Yes YesSTAR.SI STARHUB Singapore 10 Yes YesHOT.N STARWOOD HOTELS US 10 Yes YesSTT.N STATE STREET US 10 Yes YesSTL.OL STATOILHYDRO Norway 10 Yes YesSST.AX STEAMSHIPS TRADG Australia 10 No YesSTDM.PA STEDIM France 10 Yes YesSTLD.OQ STEEL DYNAMICS US 10 Yes YesSTF.PA STEF TFE France 10 Yes YesSHFJ.J STEINHOFF INTERNATIONAL HOLDINGS South Africa 10 Yes YesSRCL.OQ STERICYCLE INC US 10 Yes YesSEY.L STERLING ENERGY Small Cap & Aim 25 Yes YesSLT.N STERLITE INDUSTRIES ADR 20 Yes YesARTN.AS STERN Netherlands 10 No Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

STC.N STEWART INFORMATION SERVICES CORP US 10 No YesLUV.N STH WEST AIRLINES US 10 Yes YesSTHR.L STHREE Small Cap & Aim 10 Yes YesSWC.N STILLWATER MNG US 10 Yes YesSTM.MI STMICROELEC.N.V Italy 10 Yes YesSTM.PA STMICROELECTRONI France 10 Yes YesSTOB.L STOBART GROUP LTD UK 10 Yes YesSGP.AX STOCKLAND Australia 5 Yes YesSTERV.HE STORA ENSO Finland 10 Yes YesSTB.OL STOREBRAND Norway 10 Yes YesSTRV.VI STRABAG Austria 10 Yes YesSBSG.DE STRATEC BIOMEDICAL Germany 50 No YesSYK.N STRYKER US 10 Yes YesSGN.AX STW COMMS GROUP Australia 10 No YesSUBC.OL SUBSEA 7 Norway 10 Yes YesSZUG.DE SUEDZUCKER Germany 10 No YesSMHNn.DE SUESS MICROTEC AG Germany 30 Yes YesSEVI.PA SUEZ ENVIRONMENT France 10 Yes YesSTI.N SUN TRUST BK US 10 No YesSU.N SUNCOR ENERGY INC US 10 Yes YesSUN.AX SUNCORP GROUP LIMITED Australia 5 Yes YesSEA.AX SUNDANCE ENERGY AUSTRALIA LIMITED Australia 30 No YesSDL.AX SUNDANCE RSC Australia 10 Yes YesSDG.AX SUNLAND GRP Australia 10 Yes YesSPWR.O SUNPOWER CL A US 10 No YesSTP.N SUNTECH POWER ADR 10 Yes YesSUL.AX SUPER CHEAP AUTO Australia 10 No YesSGP.L SUPERGROUP PLC UK 10 Yes YesSVU.N SUPERVALU INC US 10 Yes YesSCAb.ST SVENSKA CELL Sweden 10 Yes YesSHBa.ST SVENSKA HANDELSBANKEN Sweden 10 Yes YesSVI.L SVG CAPITAL ORD ?1 UK 10 Yes YesUHR.VX SWATCH GRP I Switzerland 10 Yes YesSWEDa.ST SWEDBANK Sweden 10 No YesSWMA.ST SWEDISH MATCH Sweden 10 Yes YesSWK.AX SWICK MINING SERVICES Australia 10 No Yes0019.HK SWIRE PACIFIC A Hong Kong 10 Yes Yes1972.HK SWIRE PROPERTIES CLOSE ONLY Hong Kong 10 No NoSLHN.VX SWISS LIFE Switzerland 10 Yes YesSRENH.VX SWISS RE AG Switzerland 10 Yes YesSCMN.VX SWISSCOM Switzerland 10 Yes YesSLOG.S SWISSLOG Switzerland 10 No YesSWOR.PA SWORD GROUP France 10 Yes YesSYDB.CO SYDBANK Denmark 10 No YesSYD.AX SYDNEY AIRPORT Australia 5 Yes YesSYMC.OQ SYMANTEC CORP US 10 Yes YesSY1G.DE SYMRISE AG Germany 10 Yes YesSDGI.PA SYNERGIE France 10 Yes YesSYNI.BU SYNERGON Hungary 25 No YesSYR.L SYNERGY HEALTHCARE UK 25 Yes YesSYNN.VX SYNGENTA Switzerland 10 Yes YesSNV.N SYNOVUS FINAN US 10 Yes YesSNS.WA SYNTHOS SA Poland 25 No YesSYY.N SYSCO CORP US 10 Yes YesTROW.OQ T ROWE PRICE GP US 10 Yes YesTAH.AX TABCORP HOLDINGS LIMITED Australia 10 Yes YesTSM.N TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD US 10 Yes YesTTWO.OQ TAKE-TWO INTERACTIVE US 30 Yes YesTALK.L TALKTALK TELECOM GROUP UK 10 Yes YesTALV.L TALVIVAARA MININ UK 10 Yes YesTEIFE.L TAMAR EUROPEAN INDUSTRIAL FUND Small Cap & Aim 25 Yes YesTAN.L TANFIELD GROUP Small Cap & Aim 25 Yes YesTAP.AX TAP OIL Australia 10 No YesNGLS.N TARGA RESOURCES PARTNERS LP US 10 No YesTGT.N TARGET US 10 Yes YesTASR.OQ TASER INTL US 10 No YesTGR.AX TASSAL GROUP Australia 10 Yes YesTCL.N TATA COMMS ADR 20 No YesTTM.N TATA MOTORS ADR 10 Yes YesTATE.L TATE & LYLE UK 10 Yes YesTTS.AX TATTERSALLS LIMITED Australia 10 Yes YesTW.L TAYLOR WIMPEY UK 10 Yes YesTEL.N TE CONNECTIVITY US 10 No YesTCH.PA TECHNICOLOR France 10 No YesTECF.PA TECHNIP France 10 Yes YesTNE.AX TECHNOLOGY ONE Australia 10 No YesTCK.N TECK COMINCO US 20 Yes YesTRE.MC TECNICAS REUNIDAS Spain 10 No YesTE.N TECO ENERGY US 10 Yes YesTED.L TED BAKER UK 10 Yes YesTEL2b.ST TELE2 Sweden 10 No YesTCY.L TELECITY UK 10 Yes YesTEO.N TELECOM ARGENTINA ADR 10 Yes YesTEL.AX TELECOM CORP OF NEW ZEALAND LTD Australia 10 Yes YesTLIT.MI TELECOM ITALIA Italy 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

TEP.L TELECOM PLUS COMMON STOCK UK 35 Yes YesTEF.MC TELEFONICA Spain 10 No YesTLGNc.AS TELEGRAAF Netherlands 10 No YesTELA.VI TELEKOM AUST Austria 10 Yes YesTNET.BR TELENET GROUP HLDG Belgium 10 Yes YesTEL.OL TELENOR Norway 10 Yes YesROCH.PA TELEPERFORMANCE France 10 No YesTELF.L TELFORD HOMES PLC Small Cap & Aim 25 Yes YesTLS1V.HE TELIASONERA Finland 10 Yes YesTLSN.ST TELIASONERA Sweden 10 Yes YesTKGJ.J TELKOM SA South Africa 10 Yes YesTLAB.OQ TELLABS INC US 10 Yes YesTLS.AX TELSTRA CORPORATION LIMITED. Australia 5 Yes YesTMPL.L TEMPLE BAR INV TRUST UK 10 Yes YesTEM.L TEMPLETON EMERGING UK 10 Yes YesTGG.AX TEMPLETON GBL Australia 10 No YesNTCN.AS TEN CATE Netherlands 10 No YesTEN.AX TEN NETWORK HLD Australia 10 Yes YesTENR.MI TENARIS Italy 10 Yes YesTS.N TENARIS SA ADR ADR 10 Yes Yes0700.HK TENCENT HOLDINGS LTD Hong Kong 10 Yes YesTHC.N TENET HEALTHCARE US 10 Yes YesTDC.N TERADATA US 10 Yes YesTER.N TERADYNE INC US 10 Yes YesTGZ.AX TERANGA GOLD Australia 10 Yes YesTEX.N TEREX CORP US 10 Yes YesTRN.MI TERNA Italy 10 Yes YesTX.N TERNIUM S.A. ADR 10 Yes YesTZN.AX TERRAMIN AUST Australia 10 No YesTSCO.L TESCO UK 5 Yes YesTSLA.OQ TESLA MOTORS INC US 30 No YesTSO.N TESORO US 10 Yes YesTESI.PA TESSI France 10 No YesTFG.AS TETRAGON FINANCIAL Netherlands 10 No YesTEVA.K TEVA PHARMACEUTICAL INDS LTD US 10 Yes YesTXN.O TEXAS INSTRU US 10 Yes YesTXN.AX TEXON PETROLEUM LTD Australia 30 No YesTXT.N TEXTRON INC US 10 No YesTFFP.PA TF1 France 10 Yes YesTFC.AX TFS CORPORATION Australia 10 No YesTGS.OL TGS NOPEC GEO Norway 10 Yes YesTBEV.SI THAI BEVERAGE PCL Singapore 10 No YesTCFP.PA THALES France 10 Yes YesHAIN.OQ THE HAIN CELESTIAL GROUP US 30 Yes YesJNY.N THE JONES GROUP US 10 No YesPGR.N THE PROGRESSIVE US 10 Yes YesTRS.AX THE REJECT SHOP Australia 10 Yes YesTRV.N THE TRAVELERS CO US 10 Yes YesTEO.PA THEOLIA (NO SHORTING) France 10 No YesTHHG.PA THERMADOR GROUPE France 10 Yes YesTMO.N THERMO FISHER SC US 10 Yes YesTCG.L THOMAS COOK GRP Small Cap & Aim 10 Yes YesTHT.L THORNTONS Small Cap & Aim 45 No YesTHRG.L THROGMORTON TR COMMON STOCK Small Cap & Aim 25 Yes YesTKAG.DE THYSSEN KRUPP Germany 10 Yes YesTIBX.OQ TIBCO SOFTWARE INC US 30 Yes YesTIEH.AS TIE Netherlands 10 No YesTIE1V.HE TIETOENATOR Finland 10 Yes YesTIF.N TIFFANY & CO US 10 Yes YesTWX.N TIME WARNER US 10 Yes YesTWC.N TIME WARNER CABLE US 20 No Yes0322.HK TINGYI (CAYMAN ISLANDS) HOLDING CORP Hong Kong 10 Yes YesTIS.MI TISCALI Italy 10 No YesTVKD.BU TISZAI CHEMICAL Hungary 25 No YesTWI.N TITAN INTERNATIONAL US 30 Yes YesTIE.N TITANIUM METALS US 10 Yes YesTJX.N TJX CO INC US 10 Yes YesTWKNc.AS TKH GROUP Netherlands 10 No YesTNTE.AS TNT EXPRESS Netherlands 10 Yes YesXXXX.AX TNT MINES Australia 10 Yes YesTOD.MI TODS SPA Italy 10 Yes YesTGMG.DE TOGNUM Germany 10 Yes YesTOL.N TOLL BROTHERS INC US 30 Yes YesTOL.AX TOLL HLD Australia 10 Yes YesTTIGn.DE TOM TAILOR Germany 30 Yes YesTOM.OL TOMRA SYSTEMS Norway 10 No YesTOM2.AS TOMTOM N.V Netherlands 10 No YesTEFE.PA TONNELLERIE France 10 No YesTOP.CO TOPDANMARK Denmark 10 Yes YesTPT.L TOPPS TILES Small Cap & Aim 10 Yes YesTMK.N TORCHMARK CORP US 10 Yes YesTRK.L TOROTRAK PLC Small Cap & Aim 45 Yes YesTOTF.PA TOTAL France 10 Yes YesTSS.N TOTAL SYS SVCS US 10 Yes YesTGEL.PA TOUPARGEL France 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

TWR.AX TOWER Australia 10 No YesTM.N TOYOTA ADR 10 Yes YesTPM.AX TPG TELECOM LTD Australia 10 No YesTPSA.WA TPSA Poland 25 No YesTRYx.L TR PROPERTY UK 10 Yes YesTRY.L TR PROPERTY INVESTMENT TST UK 10 Yes YesTSCO.OQ TRACTOR SUPPLY COMPANY US 10 Yes YesTGP.AX TRAFALGAR CRP Australia 10 No YesTAT.P TRANS ATLANTIC PETROLEUM LTD. US 50 No YesTSE.AX TRANSFIELD SERV Australia 10 Yes YesTRNG.PA TRANSGENE France 10 Yes YesRIG.N TRANSOCEAN US 10 Yes YesRIGN.VX TRANSOCEAN LTD Switzerland 10 Yes YesTPI.AX TRANSPAC INDU GRP Australia 10 No YesTCL.AX TRANSURBAN GROUP Australia 10 Yes YesTPK.L TRAVIS PERKINS UK 10 Yes YesTRG.AX TREASURY GROUP Australia 10 No YesTWE.AX TREASURY WINE ESTATES Australia 10 Yes YesTRBG.L TRIBAL GRP COMMON STOCK Small Cap & Aim 45 Yes YesTRIA.PA TRIGANO France 10 No YesTSL.N TRINA SOLAR LTD (NO SHORTING) US 10 No YesTCQ.AX TRINITY GRP Australia 10 No YesTNI.L TRINITY MIRROR Small Cap & Aim 10 Yes YesTRIP.OQ TRIPADVISOR INC US 10 Yes YesTPJ.L TRIPLE PLATE JUNCTION Small Cap & Aim 45 Yes YesTQNT.OQ TRIQUINT SEMICONDUCTOR INC US 30 Yes YesTRY.AX TROY RSC Australia 10 No YesTRU.AX TRUST COMPANY Australia 10 No YesTRW.N TRW AUTOMOTIVE US 30 Yes YesTRYG.CO TRYG A/S Denmark 10 Yes Yes0168.HK TSINGTAO BREWERY Hong Kong 10 Yes YesTTG.L TT ELECTRONICS PLC Small Cap & Aim 25 Yes YesTUIGn.DE TUI N Germany 10 Yes YesTT.L TUI TRAVEL UK 10 Yes YesTLPR.L TULLET PREBON UK 10 Yes YesTLW.L TULLOW OIL UK 10 Yes YesTUP.N TUPPERWARE BRANDS CORPORATION US 10 Yes YesTVN.WA TVN Poland 25 No YesTYC.N TYCO INTL LTD US 10 Yes YesTSN.N TYSON FOODS US 10 Yes YesL3C.PA U10 GROUP France 10 Yes YesUBI.MI UBI BANCA Italy 10 Yes YesUBIP.PA UBISOFT France 10 Yes YesUBSN.VX UBS Switzerland 10 Yes YesUBS.N UBS AG US 10 Yes YesUCB.BR UCB Belgium 10 Yes YesUDR.N UDR INC US 30 Yes YesUKC.L UK COAL Small Cap & Aim 10 Yes YesUKCM.L UK COMM PROP TRUST UK 10 Yes YesDDM.P ULTRA DOW30 PROSHARES ETF 10 No YesULE.L ULTRA ELECTRONICS UK 10 Yes YesUGP.N ULTRAPAR PARTICIPACOES S.A. ADR 10 Yes YesUPRO.P ULTRAPRO S&P 500 PROSHARES ETF 10 No YesSPXU.P ULTRAPRO SHORT S&P 500 PROSHARES ETF 10 No YesDXD.P ULTRASHORT DOW30 PROSHARES ETF 10 No YesUMI.BR UMICORE Belgium 10 Yes YesUA.N UNDER ARMOUR US 10 Yes YesUNBP.PA UNIBAIL RODAMCO France 10 Yes YesCRDI.MI UNICREDITO Italy 10 Yes YesULVR.L UNILEVER UK 5 Yes YesUNc.AS UNILEVER CERT Netherlands 10 Yes YesUNS.AX UNILIFE CORPORATION Australia 30 No YesUFFP.PA UNION FIN. FRANCE France 10 No YesUNP.N UNION PACIFIC US 10 Yes YesUNPI.MI UNIPOL Italy 10 Yes YesUNIQ.VI UNIQA VERS Austria 10 Yes YesUIS.N UNISYS CORP US 10 Yes YesUNI4.AS UNIT 4 NV Netherlands 10 No YesUTG.L UNITE GROUP Small Cap & Aim 10 Yes YesUBM.L UNITED BUSINESS MEDIA UK 10 Yes YesUAL.N UNITED CONTINENTAL US 10 Yes YesUGL.AX UNITED GROUP Australia 10 Yes YesUNH.N UNITED HEALTH GROUP US 10 Yes YesUTDI.DE UNITED INTERNET Germany 10 Yes YesUOS.AX UNITED OVERSEAS AUSTRALIA LTD Australia 10 No YesUOBH.SI UNITED OVERSEAS BANK Singapore 10 Yes YesUPS.N UNITED PARCEL US 10 Yes YesURI.N UNITED RENTALS INC US 30 Yes YesUNG.P UNITED STATES NATURAL GAS FUND ETF 20 No YesUTX.N UNITED TECH US 10 No YesUTHR.OQ UNITED THERAPEUTICS CORP US 10 Yes YesUU.L UNITED UTILITIES UK 10 Yes YesUML.AX UNITY MIN Australia 10 No YesUNM.N UNUM GROUP US 10 Yes YesUPM1V.HE UPM-KYMMENE Finland 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

UNR1V.HE UPONOR Finland 10 Yes YesURBN.OQ URBAN OUTFITTERS INC US 10 Yes YesLCC.N US AIRWAYS GRP US 10 Yes YesUSB.N US BANCORP US 10 Yes YesX.N US STEEL CORP US 10 Yes YesUSGP.AS USG PEOPLE NV Netherlands 10 No YesUEM.L UTILICO EMERGING MARKETS UK 10 Yes YesUTSI.OQ UTSTARCOM INC US 20 No YesUXC.AX UXC LTD Australia 10 No YesVALE.N VALE SA ADR 20 Yes YesVRX.N VALEANT PHARMA INTERNATIONAL US 10 Yes YesVLOF.PA VALEO France 10 Yes YesVLO.N VALERO ENERGY US 10 Yes YesVPP.L VALIANT PETROLEUM Small Cap & Aim 25 Yes YesVLLP.PA VALLOUREC France 10 Yes YesVLAN.AS VAN LANSCHOT Netherlands 10 No YesBSV.P VANGARD ST BOND ETF ETF 30 No YesBLV.P VANGRD. LT BOND ETF ETF 50 No YesBIV.P VANGUARD BOND ETF ETF 20 No YesVEU.P VANGUARD EX-US ETF ETF 10 No YesVSS.P VANGUARD FTSE ETF ETF 30 No YesVBR.P VANGUARD SMALL CAP ETF ETF 10 No YesVB.P VANGUARD SMALL-CAP ETF ETF 20 No YesVTI.P VANGUARD TOTAL STKMKT ETF ETF 10 No YesVAR.N VARIAN MEDICAL US 10 Yes YesVASN.AS VASTNED RETAIL Netherlands 10 Yes YesVMG.AX VDM GROUP Australia 10 No YesVEC.L VECTURA GROUP Small Cap & Aim 25 Yes YesVED.L VEDANTA RESOURCES UK 10 Yes YesVELT.OQ VELTI PLC US 50 No YesVTR.N VENTAS INC US 10 Yes YesVIE.PA VEOLIA ENVIRON France 10 Yes YesVBKG.DE VERBIO AG Germany 30 Yes YesVERB.VI VERBUND Austria 10 Yes YesPAY.N VERIFONE SYSTEMS US 30 Yes YesVRSN.OQ VERISIGN INC US 10 Yes YesVZ.N VERIZON COMMUNICATIONS US 10 Yes YesVRTX.OQ VERTEX PHARM US 10 Yes YesVWS.CO VESTAS WIND Denmark 10 Yes YesVFC.N VF CORP US 10 Yes YesVIAb.O VIACOM CL B US 10 Yes YesVIA.O VIACOM INC US 10 No YesVCTP.PA VICAT France 10 Yes YesVOG.L VICTORIA OIL & GAS Small Cap & Aim 25 Yes YesVCTX.L VICTREX UK 10 Yes YesVEIL.PA VIEL ET CIE France 10 Yes YesVIGR.VI VIENNA INSURANCE Austria 10 No YesVLW.AX VILLA WORLD FPO Australia 10 No YesVRL.AX VILLAGE ROADSHOW Australia 10 No YesVILM.PA VILMORIN ET CIE France 10 Yes YesVCO.N VINA CONCHA Y TORO ADR 50 No YesSGEF.PA VINCI France 10 Yes YesVIRB.PA VIRBAC France 10 Yes YesVAH.AX VIRGIN AUSTRALIA Australia 10 Yes YesVMED.OQ VIRGIN MEDIA US 10 Yes YesV.N VISA INC US 10 Yes YesVIVE.AS VIVENDA MEDIA GROEP Netherlands 10 No YesVIV.PA VIVENDI France 10 Yes YesVMMP.PA VM MATERIAUX France 10 Yes YesVMW.N VM WARE INC US 20 No YesVOD.L VODAFONE UK 5 Yes YesVOD.OQ VODAFONE GROUP PLC US 10 Yes YesVOES.VI VOESTALPPINE Austria 10 Yes YesVLX.L VOLEX GROUP Small Cap & Aim 35 Yes YesVGAS.L VOLGA GAS Small Cap & Aim 25 No YesVOWG.DE VOLKSWAGEN AG Germany 10 No YesVOWG_p.DE VOLKSWAGEN AG Germany 10 Yes YesVOLVb.ST VOLVO B Sweden 10 Yes YesVOPA.AS VOPAK Netherlands 10 Yes YesVNO.N VORNADO REALTY US 10 Yes YesVOSG.DE VOSSLOH Germany 10 Yes YesVRKP.PA VRANK POMM MONO France 10 No YesVMC.N VULCAN MATRLS US 10 No YesGWW.N W W GRAINGER INC US 10 Yes YesWNC.N WABASH NATIONAL US 50 Yes YesWBC.N WABCO HOLDINGS US 30 No YesWCHG.DE WACKER CHEMIE Germany 10 Yes YesWACLY.O WACOAL ADR 10 No YesWAG.N WALGREEN CO US 10 Yes YesWMT.N WAL-MART STORES US 10 Yes YesWLT.N WALTER ENERGY INC US 15 Yes Yes0151.HK WANT WANT CHINA HOLDINGS Hong Kong 10 Yes YesWCB.AX WAR CHEESE Australia 10 No YesWCRX.OQ WARNER CHILCOTT PLC US 10 Yes YesWNER.L WARNER ESTATE HLDG Small Cap & Aim 10 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

WRT1V.HE WARTSILA B Finland 10 No YesWPO.N WASHINGTON POST CO. US 10 No YesWM.N WASTE MANAGEMNT US 10 Yes YesWRG.AX WATER RESOURCES GROUP LTD Australia 30 No YesWAT.N WATERS CORP US 10 Yes YesWTP.AX WATPAC Australia 10 No YesWPI.N WATSON PHARM US 10 Yes YesWCP.AX WCP RESOURCES LTD Australia 50 No YesWDS.AX WDS LTD Australia 10 No YesWFT.N WEATHERFORD INTL US 10 Yes YesWEB.AX WEBJET LTD Australia 10 Yes YesWEBM.OQ WEBMEDIABRANDS US 50 No YesWTW.N WEIGHT WATCHER US 30 Yes YesWEIR.L WEIR GROUP UK 10 Yes YesWLP.N WELLPOINT INC US 10 Yes YesWFC.N WELLS FARGO US 10 Yes YesMWDP.PA WENDEL France 10 Yes YesWEN.OQ WENDYS INTL US 10 No YesWEHA.AS WERELDHAVE Netherlands 10 Yes YesWES.AX WESFARMERS LIMITED Australia 5 Yes YesBSWSc.AS WESSANEN KON Netherlands 10 Yes YesWSA.AX WESTERN AREAS Australia 10 No YesWDC.OQ WESTERN DIGITAL US 10 Yes YesWU.N WESTERN UNION US 10 Yes YesWDC.AX WESTFIELD GROUP Australia 5 Yes YesWRT.AX WESTFIELD RETAIL TRUST Australia 10 No YesWBC.AX WESTPAC BANKING CORPORATION Australia 5 Yes YesWPRT.OQ WESTPORT INOV INC US 30 Yes YesJDW.L WETHERSPOON UK 10 Yes YesWY.N WEYERHAEUSER US 10 Yes YesSMWH.L WH SMITH UK 10 Yes Yes0004.HK WHARF HOLDINGS LTD Hong Kong 10 Yes YesWHR.N WHIRL POOL CORP US 10 Yes YesWTB.L WHITBREAD UK 10 Yes YesWHC.AX WHITE HAVEN COAL Australia 10 No YesWHF.AX WHITEFIELD Australia 10 No YesWHG.AX WHK GROUP Australia 10 No YesWHN.AX WHL ENERGY LTD Australia 30 Yes YesWFM.O WHOLE FOODS MKT INC US 10 Yes YesWBB.AX WIDE BAY AUSTRALIA LTD Australia 10 No YesWBSV.VI WIENERBERGER Austria 10 Yes YesWDH.CO WILLIAM DEMANT Denmark 10 Yes YesWMH.L WILLIAM HILL UK 10 Yes YesMRW.L WILLIAM MORRISON UK 10 Yes YesWMB.N WILLIAMS COS US 10 Yes YesWSM.N WILLIAMS-SONOMA INC US 30 Yes YesWLIL.SI WILMAR INTERNATIONAL Singapore 10 Yes YesWIL.L WILMINGTON GROUP Small Cap & Aim 25 Yes YesWIG.AX WILSON HTM INVSTMENT Australia 10 No YesWIN.L WINCANTON Small Cap & Aim 10 Yes YesWING.DE WINCOR NIXDORF Germany 10 Yes YesWIN.OQ WINDSTREAM CORP US 10 Yes YesWIT.N WIPRO ADR 20 Yes YesWDIG.DE WIRE CARD Germany 10 Yes YesWEC.N WISCONSIN ENERGY CORP US 10 Yes YesWTAN.L WITAN INVESTMENT COMPANY UK 10 Yes YesWIMO.AS WITTE MOLEN Netherlands 10 No YesWOS.L WOLSELEY UK 10 Yes YesWLSNc.AS WOLTERS KLUWER Netherlands 10 Yes YesWPL.AX WOODSIDE PETROLEUM LIMITED Australia 5 Yes YesWOW.AX WOOLWORTHS LIMITED Australia 5 Yes YesWDAY.N WORKDAY INC US 30 No YesWKP.L WORKSPACE GROUP Small Cap & Aim 10 Yes YesINT.N WORLD FUEL SERVICES US 10 Yes YesWWH.L WORLDWIDE HEALTHCARE TRUST Small Cap & Aim 25 Yes YesWOR.AX WORLEY PARSONS Australia 10 Yes YesWTF.AX WOTIF.COM HLDG Australia 10 Yes YesWPP.L WPP UK 10 Yes YesWPX.N WPX ENERGY INC US 10 Yes YesATKW.L WS ATKINS UK 10 Yes YesWYN.N WYNDHAM WORLD US 10 Yes YesWYNN.OQ WYNN RESORTS LTD US 10 No YesXEL.N XCEL ENERGY US 10 Yes YesXCH.L XCHANGING Small Cap & Aim 10 Yes YesXELL.L XCITE ENERGY LTD Small Cap & Aim 25 Yes YesXEI.AS XEIKON Netherlands 10 No YesXRX.N XEROX CORP US 10 Yes YesXLNX.OQ XILINX INC US 10 Yes YesOBCGn.DE XING AG Germany 30 No YesXL.N XL GROUP US 10 Yes YesXPP.L XP POWER COMMON STOCK Small Cap & Aim 65 No YesXTA.L XSTRATA UK 5 Yes YesXYL.N XYLEM INC US 10 Yes YesYHOO.OQ YAHOO INC US 10 Yes YesAUY.N YAMANA GOLD US 20 Yes Yes

Mubasher Symbol DescriptionCountry

ETFSector

IM Factor (Margin Requirement %)

Shorting allowed?

New positions allowed?

YNDX.OQ YANDEX US 20 Yes YesYAZG.SI YANGZIJIANG SHIP Singapore 10 No YesYNLG.SI YANLORD GROUP Singapore 10 No Yes1171.HK YANZHOU COAL MINING Hong Kong 10 Yes YesYAR.OL YARA INTERNAT Norway 10 Yes YesYATRA.AS YATRA.AS Netherlands 10 No YesYELP.N YELP INC US 30 No YesYGE.N YINGLI GREEN ADR 10 Yes YesYTY1V.HE YIT Finland 10 Yes YesYOKU.N YOKU.COM ADR 20 Yes YesYNGa.L YOUNG & COS BREWERY Small Cap & Aim 25 Yes YesYNGt.L YOUNG & CO'S BREWERY Small Cap & Aim 25 No YesYRCW.OQ YRC WORLDWIDE US 10 No Yes0551.HK YUE YUEN INDUSTRIAL Hong Kong 10 Yes YesYULC.L YULE CATTO & CO COMMON STOCK UK 10 Yes YesYUM.N YUM! BRANDS INC US 10 Yes YesZIGGO.AS ZIGGO Netherlands 30 No Yes2899.HK ZIJIN MINING GROUP CO LTD-H Hong Kong 30 Yes YesZMH.N ZIMMER HLDGS US 10 Yes YesZION.OQ ZIONS BANCORP US 10 No YesZODC.PA ZODIAC France 10 Yes YesZON.LS ZON MULTIMEDIA Portugal 10 Yes Yes1157.HK ZOOMLION HEAVY INDUSTRY Hong Kong 10 Yes Yes0763.HK ZTE CORP-H Hong Kong 30 No YesZUMV.VI ZUMTOBEL Austria 10 No YesZURN.VX ZURICH FIN Switzerland 10 Yes YesZYL.AX ZYL LTD Australia 30 Yes YesZNGA.OQ ZYNGA US 30 No Yes

This list is for indication purposes only. Margin factors and the ability to short a market are subject to change at any time.