Morrison C England Jr Financial Disclosure Report for 2010

8/3/2019 Morrison C England Jr Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/morrison-c-england-jr-financial-disclosure-report-for-2010 1/10

I AO 1 0

Rev. 1/2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Re quired by the Ethics

in Government Act of 1978(5 U.S. C. app..~.,~ I01-111)

!. Person Repor ting ( las t name, f ir s t , middle init ial)

England , J r. , M orr i s on C .

4. Tit le (Art ic le I I I judges ind ica te act ive o r sen io r s ta tus;

magis t ra te j udges indicate fu l l - or par l - t ime)

2. Cour t or Organ iza t ion

Eas t e r n D i s t r i c t o f C a l i f o r n i a

5a . Report Type (check appropria te type )

] Nominat ion, D a t e

U.S. Di s t r i c t Judge - Ac t ive

’ 7. Chambers or Off ice Address

U.S. Cour thous e

501 I S t ree t , Sui le 14-230S a c r a m e n t o , C A 9 5 8 1 4

[] Initial [] Annual [] Final

5b. [] Amended Report

8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

R e v ie w i n g O f f i c e r D a t e

3. Date of R e p o r t

05/04/201 I

6. Report ing Pe riod

01/01/2010

to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . < R e p o r t i n g i n d i v i d u a l only; s e e p p . 9 - 1 3 of filing instructions.)

~ (No reportableposit ions.)ONE

POSITION

I. Regent

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

Board o f Regen t s - Un iversi ty o f the Pac i f i c

I I . A G R E E M E N T S . R e p o r t in g i n d i v id u a l o n t y ; ~ p p . 1 4 - 1 6 of filing instructions.)

~ N O N E (No reportable agreements.)

DATE PARTIES AND TERMS




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N a m e o f P e r s o n R e p o r t in g

E n g l a n d , J r ., M o r r is o n C .

Date of R e p o r t

05/04/201 I

I I I . N O N - IN V E S T M E N T I N C O M E . (Reportingindlvidualandspouse;seepp. 17-2 4 of filing instructions.)

A. Filer’s Non-lnvestm ent Incom e

~ (No reportable income.)O N E non-investment

D A T E SO U R C E A N D T Y P E

2.

3.

4.

I N C O M E(you r s , no t spou se ’s )

B . S p o u s e ’ s N o n - I n v e s t m e n t ] n c o m e - I f y o u w e r e m a r r i e d during any p onion of the r e p o r t i n g yea r, complete this section.

(Dollar amount not required except for honoraria.)

~ (No reportable non-investment income.)O N E

D A T E SO U R C E A N D T Y P E

I . 2 010 T w in R iv e rs U n ifie d S c h o o l D is tric t - W a g e s

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertalnmen~(Includes those to spouse and depende nt children," see pp. 25-2 7 offiling instructions.)

N O N E ( N o reportable reimbursements.)

SO U R C E D A T E S L O C A T IO N

I.

2.

3.

4.

5.

P U R P O SE IT E M S P A ID O R P R O V ID ED




of I0

N a m e o f P e r so n R e p o r t i n g

E n g l a n d , J r . , M o r r i so n C .

D a t e o f R e p o r t

05/04/2011

V . G I F T S . (includes those to spouse a nd depen dent children; seepp. 2 8-31of f i l ing instructions.)

N O N E (N o reportable g ifts.)

SOURCE DESCRIPTION

I.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 2 - 3 3 o f fi l in g i n s t r u c t i o n s . )

D (NO reportable liabilities.)O N E

CREDITOR

I. A m e r i c a n E x p r e ss C r e d i t C a r d

2. B a n k o f A m e rica C re d it C a rd

3.

4.

5.

D E S C R I P T I O N VALUECODE

K

K




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England, Jr., Morrison C.


05/04/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inco , .e , , ,a lue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

O) (2)

P l a c e " ( x ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,

e x e m p t f r o m p r i o r d i s c l o su r e C o d e I d i v . , r e n t ,

( A - H ) o r i n t . )

G r o s s va lu e a t e nd

of report ing p e r io d

(i) (2)

V a lue Va lue

C o d e 2 M e t h o d

( J - P ) C o d e 3

( Q - W )

I. RETIREMENT #1 - ROTH IRA A Int./Div. J

2. -Large Cap

3. -AIG B lue Ch ip G row th Fund Int./Div.

4. -AIG Large Cap Core lnt./Div.

5. -AIG Large Cap Va lue Fund Int./Div.

6. -AIG Socially Responsible Fund Int./Div.

7. -AIG Stock Index Fund Int./Div.

8. -Vanguard W indsor It Int./Div.

9. -Mid Cap

1 0 . -AIG Mid Cap Grow th Fund Int./Div.

1 I . -AIG Mid Cap Index Fund lnt./Div.

1 2 . -Small Cap

1 3 . -AIG Small Cap Index Fund Int./Div.

1 4 . -AIG Small Cap Value Fund Int./Div.

1 5 . -Global & Intl Equity

1 6 . -A1G Foreign Value I n t . / I S ) i v .

1 7 . -AIG International Equities Fund Int./Div.

T

Transac t ions dur ing report ing p e r i o d

(i ) (2) (3)

Type (e.g., Date Value

b u y , s e l l , m m /d d /y y C o d e 2

redemption) ( J - P )

(4) (5)

Gain Ident i ty o f

Code I b u y e r / s e l l e r

( A - H ) ( i f pr ivate

t ransac t ion)

I. n c o m e G a i n Codes: A =$1,000 or less B =$ I ,O01 - $2,500 C =$2,501 - $5,000 D =$5,0OI - $15,000

( See Colu r ans B I and D4 ) E -$50.001 - $10~.0~O G =$100.001 - $1,0~ ),000 HI =$1.000,001 - $ 5.000.000 H2 =M ore tha n $5,000,000

2. Value COdes J $15 .000 o r l e s s K =$15,0O I - $50.000 L =$50,001 - $100.000 M =$100,0OI - $250.0OO

[ S c e C o l u m n s C l a n d D 3 ) N =$2 5 0.001-$ 5~ ).000 O $ 5 00.001-$ 1 .090 ,0~ 0 P1=$1,000.001-$5,000,00~ P2 $5,0~O.O01-$25.OOO.O00

P3 =$25.00~.0OI - $5 0.000.000 P4 =More than $50,000,000

3 . Valu e Meth od Codes Q =Ap p ra i~ l R = Cos t ( R eal Es t a t e O nly ) S = As s es s ment T = Cas h Mar k c l

(Se e Co lun m C2) U -Bo o k V a lue V - O ~ h cr W =Estimated

E =$15,001 - $50,000




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England, Jr. , Mo rrison C.


05/04/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - in¢o,.e, ,,alue, t ...... lions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

[--~ (No reportable assets, orONE incom e, tra nsa ctions.)

A. B. C.Description of Assets Income dur ing Gross va lue a t end

( inc luding t rus t asse ts ) reporting period of reporting period

O) (2 ) O) (2)

P lace "(X )" after each asset A m ount T y p e ( g . , Va l u e Value

exempt f rom pr ior d isc losure Code I div. , rent, Code 2 Method

(A-H) o r i n t . ) (J-P) C o d e 3

(Q-W)

1 8 . -AI G ln t l Sma l l Cap Equi ty

1 9 . -Specia l ty

20 . -AI G Globa l Rea l Es t a t e Fund

21 . R E T I R E M E N T # 2 - 4 0 3 (b )

22 . - L a r g e C a p

23 . -AI G Blue Ch ip Growth Fund

24 . - A I G L a r g e C a p C o r e

25 . - A I G L a r g e C a p V a l u e F u n d

26 . -AI G Soc ia l ly Res pons ib l e Fund

27 . -AI G Stoc k I ndex Fund

28 . - V a n g u a r d W i n d s o r I I

29. -M id Cap

3 0. - A IG M id C ap G ro w th Fu nd

31 . -AI G M id Cap I ndex Fund

32 . - S m a l l C a p

33 . - A I G S m a l l C a p I n d e x F u n d

A

Int./Div.

Int./Div.

Int./Div.

Int./Div.

Int./Div.

Int./Div.

lnt./Div.

Int./Div.

Int . /Div.

Int . /Div.

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

lnt ./Div.

(1) (2) (3)

Type (e.g. , D a t e Va l u e

buy, se l l , m m / d d / y y Code 2

redempt ion) (J-P)

(4 ) (5 )

Gain Identity of

Code I b u ye r/se l le r

(A-H) (if private

t r a n s a c t i o n )

34 . - A I G S m a l l C a p V a l u e F u n d Int./Div.

I. I n c o m e G a i n C o d e s :

(See C o l u m n s B I a n d D 4 )

2. V a l ue C o d c ~

( S ¢ c C o l u m n s C I a n d D 3 )

3 V a l u e M e t h o d C o d e s

I S c e C o l u m n C 2 )

A =$1,000 or less

F =$50.001 - $100.000

J =$15,000 or less

N =$250.001 - $500.000

P3 =$25.0OO,0OI - $50.000.000

Q =Appraisal

U = B ook Valu e

B=$1,001 - $2,500

G =$10~.0~1 - $1.0~0.0~0

K =$15.001 - $50.01~

0 =$500 .001 - $1 .000 ,000

R =Cost (Real Estate O’aly~

V Other

-$2,501 - $5,000

1 = $ 1,000.0~ I - $5,00~,0~0

=$50,001 - $ 100,000

PI =$1 ,000 ,001 - $5 ,009 .000

P 4 = M o r e t h a n $ 5 0 , 0 0 Q ,0 0 0

=Asscssmcm

W = Es t imated

D =$5,0OI - $15,000

H2 =More than $5,000,000

M =$100.001 - $250,0~O

P2 =$5,000,0OI - $25,000,000

T - C a s h M a r k e t

E = $ 1 5 ,0 0 1 - $ 5 0 , 0 0 0




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England, Jr. , Morr ison C.


05/04/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i nco m e , r a l ue , t r ans ac t i on s (I nc l u des th os e of s pous e an d dependen t ch i ldr en; s eepp . 34 -60 of f il i ng i ns t ruc t i on s . )



( i n c l u d i n g t ru s t a s s e t s ) re p o r t i n g p e r i o d

(l) (2)

Place "(X)" after ~ch asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(l) (2)

V a lu e V a lu e



(I ) (2) (3) (4)

Type (e.g. , D a t e Value Gain

buy, se l l , m m / d d / y y C o d e 2 C o d e I

35 . -Glo ba l& In t l Equi ty

36 . - A I G F o r e i g n V a l u e

37 . -AI G I n t e rna t iona l Equi t i e s Fund

38 . -AI G I n t l Sma l l Cap E qui ty

39 . -Special ty

40 . -AI G Globa l Rea l Es t a t e Fund

41 . R E T I R E M E N T # 3 - 4 0 3 ( b )

42 . - L a r g e C a p

43 . - A I G B l u e C h i p G r o w t h F u n d

44 . - A I G L a r g e C a p C o r e

45 . - A I G L a r g e C a p V a l u e F u n d

46 . -AI G Soc ia l ly Res pons ib l e Fund

47 . - A I G S t o c k I n d e x F u n d

48 . -V anguard W inds or 11

49 . - Mi d Ca p

50 . - AIG Mi d Ca p Grow t h Fu nd

51 . -AI G M id Cap I ndex Fund

( A - H ) o r i n t . ) (J-P)

Int./Div.

Int./Div.

Int./Div.

Int . /Div.

Int./Div.

Int./Div.

Int./Div.

Int./Div.

Int./Div.

Int./Div.

Int./Div.

Int./Div.

IntJDiv.

C o d e 3 re d e m ptio n ) (J-P) (A-H)

( Q - W )

T

( 5 )I d e n t i t y o f

b u y e r / s e l l e r

( i f p r i v a t e

I r a n s a c l i o n )

I. Income Gain Codes :

( See Colu r ans B I and D4 )

2.Valu e Codes

(Se e Co lumn s CI a n d D 3)

3.Valu e Melh od Codes

(See C o l um n C 2 )

A $1 ,000 o r l e s s

F = $ 5 0 . 0 ~ 1 - $ 1 1 3 0 . 0 O O

J = $ 1 5 . 0 O O o r l es s

N =$250.001 - $509.0~0

P3 =$25,0OO.001 - $50.000.000

Q =Appraisal

U = B ook Valu e

B=$1,001 - $2,500

G =$100.001 - $I.000,000

K =$15.001 - $50,000

O -$500,001 - $ 1,000,009

R = Cos t ( R eal Es t a t e O nly )

V = O th er

C =$2,501 - $5,000

H I = $1.000,001 - $5.000.000

L =$50,001 - $100,000

PI =$1,00~,001 - $5,000,000

P4 =More than $50,000.000

S = As s es s ment

W = Es t imated

D =$5,001 - $15,000

H 2 = M o r e t h an $ 5 ,0 O O . 0 O O

M =$100,001 - $250.000

P2 -$5,090,001 - $25.000.090

T -Ca sh Ma rke t

E =$15,001 - $50.0~O




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England, Jr., Morrison C.


05/04/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o = e , v a ~ u e ~ t r a n s a c ti ~ n s ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t ch i ~ d r ~ n ~ s e e p p ~ 3 4 - 6 ~ f ~ i n g i n s t r u c ’ io n s - )



( i n c l u d i n g m a s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,


( A - H ) o r i n t . )



(i) (2)

V a lu e V a lu e


( J - P ) C o d e 3

( Q - W )

0)Type (e.g.,

b u y , s e l l ,

r e d e m p t i o n )


(2) (3) (4)

Dat e V a l u e G a in

m m I d d / y y Code2 C o d e I

( J - P ) ( A - H )

I d e n t i t y o f


( i f p r i v a t e


5 2. - S m a l l C a p

53 . - A I G S m a l l C a p I n d e x F u n d lnt./Div.

54 . -AIG Small Cap Value Fund Int./Div.

5 5. - G lo b al & In tl Eq ui ty

56. -AIG Foreign Value Int./Div.

57 . -AIG Intem ational Equities Fund Int./Div.

58 . -AIG Intl Sm allCap Equity Int./Div.

59 . -Specialty

60 . -A1G Global Real Estate Fund Int./Div.

61 .

62 .

63 .

R E T I R E M E N T # 4 (T H R I F T P L A N )

- G ov e r nm en t S ec u r i t i e s Inv es t m en t ( G )F u n d

Int./Div. T

64 .

65 .

66 .

67 .

68 .

I . Income Gain Codes : A =$1,000 or less B =$1,001 - $2,500 C =$2.501 - $5,000 D =$5.001 - $15.000

(Se e Co lumn s B I a n d D 4 ) F =$50.001 - $ 1 0 0 . 0 0 0 G =$100,001 - $1,0’00.000 HI =$1,000.001 - $5.000.0~) H2 =More than $5.000.000

2 . Valu e Codes J =$15.0~) or less K =$15, 0~ I - $50 , 000 L -$50,0~ I - $ 100.000 M =$ 100.001 - $250,0~0

{See Colu mns CI and D3 ) N =$250.001 - $500,000 O =$ 500.0~ 1 - $1.000.00~ PI =$ 1.009,0OI - $5,000.000 P2 =$5 .000.0OI - $25.000.000

P3 =$25.000.0~1 - $5 0.000.000 P4 =More than $50,000.000

3 . Valu e Meth od Codes Q =Appraisal R = Cos t ( R eal Es t a t e O nly ) S = As s es s ment T = Cas h Mar k et

( S e e C o l u m n C 2 ) U = B ook Valu e V = O th er W = Es t imated

E $15.001 - $50.000




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N a m e o f P e r so n R e p o r t i n g

England, Jr. , Morrison C.


05/04/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l a e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)



( i n c l u d i n g t r o s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,


( A - H ) or i n t . )



O) (2)

V a lu e V a lu e


(J-P) C o d e 3

( Q - W )

O)Type (e.g.,

b u y , s e l l ,

r e d e m p t i o n )


(2) (3) (4)

D a t e Va l u e Gain

m rrd dd /yy C od e 2 C o d e I

( J - P ) ( A - H )

( 5 )I d e n t i t y o f


( i f p r i v a t e


69 .

70 .

: 71.

I . Income Gain Codes : A = $1,000 o r less B -$ 1,001 - $2,5 00 C =$2,501 - $5,000 D =$5.001 * $15,000

( See Colu mns B I and D4 ) F =$50,001 - $100.0~ G =$100,001 - $1,000.00~ HI =$1,000.0~1 - $5,0t)0.0~ H2 =More than $5,000.000

2. V alue Co d es J = $ 15.000 or less K =$15,0~1 - $50.000 L $50.001 - $100.000 M =$100.001 - $250.000

( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500.000 O =$500,001 - $1,090.0~) P I = $ 1. 00 0, 0O l - $5 ,0 0t ), 0t )0 P 2 = $ 5, 00 0. 00 1 - $2 5, 00 0, 00 0

p3 =$25 .0~0.001 . $50,000.000 P4 Mo r e th an $ 5 0 . 0 t) 0 ,0 00

3 . Valu e Meth od Codes Q =Appraisal R = Cos t ( r ea l Es t a t e O nly ) S = As s es s ment T =C ash Mar kc l

( S e e C o l u m n C 2 ) U = B ook Valu e V =O~her W = Es t imalcd

E =$15,0~1 - $50,0OO




of 10

Nam e of P e r son Repor t ing

E n g l a n d , J r . , M o r r i s o n C .

V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicatepart of report.)

Date of Report

05/04/2011 I




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Nam e of P e r son Repor l ing

E n g l a n d , J r . , M o r r i s o n C .

Dale ol R e p o r ~

05/04/201 I

IX. CERTIFICATION.

I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) is

a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o 3 n n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e l . s e q . , 5 U . S .C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/M orrison C. England, Jr.

N O T E : A N Y I N D I V I DU A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I FI E S O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 04 )

Co m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t r a t iv e O f f i c e o f t h e U n i t e d S t a t e s Co u r t s

Sui te 2 -301O n e C o l u m b u s C i r c l e, N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

Morrison C England Jr Financial Disclosure Report for 2010

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Transcript of Morrison C England Jr Financial Disclosure Report for 2010