MoDWS_NRDWP Guidelines 2013

download MoDWS_NRDWP Guidelines 2013

of 126

Transcript of MoDWS_NRDWP Guidelines 2013

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    1/126

    NatioNal Policy Framework

    i

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    2/126

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    3/126

    NatioNal Policy Framework

    iii

    National Rural Drinking

    Water Programme

    Movement towards ensuring peoples DrinkingWater Security in Rural India

    Guidelines 2013

    Ministry o Drining Water & Sanitation

    Government o India

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    4/126

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    5/126

    NatioNal Policy Framework

    v

    In 2009, the Accelerated Rural Water Supply Programme was modied as the National RuralDrining Water Programme (NRDWP) with major emphasis on ensuring sustainability owater availability in terms o potability, adequacy, convenience, aordability and equity, on asustainable basis, while also adopting decentralized approach involving PRIs and communityorganizations.

    However, experiences learnt in the process o implementing the NRDWP Framewor oImplementation, and on the basis o the analysis o the results o the successes achieved anddeciencies that remain with the NRDWP, has brought out the act that certain modicationsare needed in some components and urther clarity is need on some other issues o theprogramme. Ater consultations with States, amendments have been brought about in

    the ramewor, some o which have already been implemented while others are beingimplemented.

    The XIIth Five Year plan approach o ocus on piped water supply, increasing householdtap connections and raising drining water supply norms rom 40 lpcd to 55 lpcd has to beincorporated. These changes envisage a new way in implementing the NRDWP. The principalchanges include:-

    Focus on piped water supply rather than on handpumps, so as to decrease the pressureZon ground water extraction and also ensure potability o water;

    Enhancement o service levels or rural water supply rom the norm o 40 lpcd to 55 lpcdZ

    or designing o systems;Greater thrust on coverage o water quality aected habitations with earmared undingZor chemical contamination and Japanese Encephalitis and Acute Encephalitis Syndrome(JE/AES) aected areas;

    Moving towards the target that, by 2017, at least 50 per cent o rural population in theZcountry have access to 55 lpcd within their household premises or within 100 metresradius, with at least 30 per cent having individual household connections, as against 13per cent today;

    Foreword

    pankaj jain, i.a.S.Secretary

    Government of India

    Ministry of Drinking Water and Sanitation247, A Wing, Nirmal Bhawan, New Delhi-11018

    Tel.: 23061207, 23061245 Fax: 23062715

    E-mail: [email protected], Website: www.mdws.nic.in

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    6/126

    vi

    NatioNal rural DriNkiNg water Programme

    Conjoint approach between rural water supply and rural sanitation so as to achieveZsaturation o habitations with both these services;

    Incentivise substantive devolution o unctions, unds and unctionaries to the GramZPanchayats with respect to rural water supply schemes, through a ManagementDevolution Index (MDI) with clear and specic indicators on the basis o which distribution

    among States o 10% o National allocation would be decided;All new drining water supply schemes to be designed, estimated and implemented toZtae into account lie cycle costs and not just per capita costs;

    Waste water treatment and recycling to be an integral part o every water supply plan orZproject; bringing the concept o Renovation and Modernization (R & M) into the planningprocess;

    Prioritisation o States which are lagging in terms o coverage with piped water supply;Z

    Focus on States with Integrated Action Plan (IAP) districts, with an innovative dualZpowered Solar pumps or remote, small habitations and those with irregular powersupply, with convergent unding rom the National Clean Energy Fund (NCEF);

    Maing available additional resources or operation and management o water supplyZschemes;

    Participative planning and implementation o integrated water resource managementZpractices through water budgeting and both supply side and demand side planning;

    Earmaring o unds or coverage o SC and ST population concentrated habitations;Z

    Incentive to ASHA worers or encouraging households to tae household connections;Z

    Setting up o the Bloc Resource Centres (BRC) ;Z

    Strengthen nancial control o the unds released by the Government o India to theZStates ;

    Facilitating the above, detailed manuals or Operation and Maintenance o schemes.ZSustainability activities, Model DPRs or water supply schemes and a Water QualityMonitoring and Surveillance protocol have been prepared;

    Strengthening the procedure or Accounting and Auditing o the Programme.Z

    The above changes and amendments have now been incorporated into the NRDWPFramewor and are being published in this updated Framewor o implementation.

    It is hoped that these new Framewor will help in better implementation o the programme.

    (Pnj Jn)

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    7/126

    NatioNal Policy Framework

    vii

    Contents

    Foreword ......................................................................................................................................................................iii

    Abbreviations ................................................................................................................................................................ viii

    Units o Measure ............................................................................................................................................................ix

    National Policy Framework...................................................................................................................................1

    1. National Goal ..............................................................................................................................................................1

    2. Basic Principles ...........................................................................................................................................................1

    3. Vision and Objectives ...............................................................................................................................................1

    3.1. Vision ..........................................................................................................................................................1

    3.2. Objectives .................................................................................................................................................1

    3.3 Goals Strategic Plan ...........................................................................................................................2

    4. Paradigm Shit ............................................................................................................................................................2

    5. Steps to Ensure Source Security ...........................................................................................................................3

    6. Long Term Sustainability ........................................................................................................................................4

    7. Critical Issues ...............................................................................................................................................................4

    8. Norms ......................................................................................................................................................................5

    The Programme ...............................................................................................................................................................7

    9. Modied Programme ...............................................................................................................................................7

    9.1. Household level drining water security .......................................................................................7

    9.2. Earmared unds o NRDWP ...............................................................................................................9

    9.3. Components o the NRDW Programme ........................................................................................9

    9.4. Flexible Policy ....................................................................................................................................... 11

    9.5. Criteria or Allocation o Funds under NRDWP ........................................................................12

    9.6. Incentive Funds ...................................................................................................................................12

    9.7. O&M Fund ..............................................................................................................................................13

    9.8. Provision o Drining Water in Rural Schools & Anganwadis ...............................................13

    9.9. Public Facilities or Drining Water ...............................................................................................14

    9.10. Earmaring o Funds or SCs and STs/SCP and TSP Component ........................................14

    9.11. Gender Empowerment and Budgeting ....................................................................................... 14

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    8/126

    viii

    NatioNal rural DriNkiNg water Programme

    10. Support Activities ....................................................................................................................................... 15

    10.1. Communication and Capacity Development ...........................................................................15

    10.2. Management Inormation System ...............................................................................................16

    10.3. Research and Development ........................................................................................................... 16

    10.4. Water Quality Monitoring & Surveillance (WQM&S) ..............................................................17

    11. Other Support Activities ......................................................................................................................18

    11.1. Rigs and Hydro Fracturing Units ...................................................................................................18

    11.2. Monitoring and Investigation Units .............................................................................................18

    11.3. Programme and Project Monitoring and Evaluation .............................................................18

    11.4. External Support Agencies .............................................................................................................. 19

    Delivery Mechanism..................................................................................................................................................21

    12. Institutional Set Up ................................................................................................................................................21

    12.1. National Level ......................................................................................................................................21

    12.2. National Technical Support Agencies .........................................................................................21

    12.3. Role o National Inormatics Centre .............................................................................................21

    12.4 State Level ............................................................................................................................................. 22

    12.5. District Level ......................................................................................................................................... 22

    12.6. Sub-District ........................................................................................................................................... 23

    12.7 Village / Gram Panchayat Level .....................................................................................................23

    12.8 Role o NGOs and CSOs ....................................................................................................................23

    12.9 Incentives to ASHA Worers ............................................................................................................24

    12.10 Public Private Partnership ................................................................................................................ 24

    Planning, Fund Release and Monitoring ..............................................................................................27

    13. Village and District Water Security Plan .........................................................................................................27

    14. Annual Action Plan (AAP) ....................................................................................................................................27

    15. Planning .................................................................................................................................................................... 29

    16. Flow o Funds ...........................................................................................................................................................30

    17. Release o Funds .....................................................................................................................................................31

    18. Audit .................................................................................................................................................................... 34

    19. Monitoring ................................................................................................................................................................34

    19.1. Online Monitoring .......................................................................................................................................34

    19.2. State Level ......................................................................................................................................................35

    19.3. Community Monitoring and Social Audit ...........................................................................................36

    20. Regulation & Pricing ..............................................................................................................................................36

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    9/126

    NatioNal Policy Framework

    ix

    Annexures .................................................................................................................................................................... 39

    Annexure I .................................................................................................................................................................... 39

    A. Norms or Providing Potable Drining Water in Rural Areas ...............................................39

    B. Norms or Coverage ...........................................................................................................................39

    C. Denitions o Joint Monitoring Programme or MDG ........................................................... 39

    D. Parameters o Potability - Sae Drining Water ........................................................................41

    Annexure II Guideline or Implementation o Sustainability .......................................................................43

    Annexure III Framewor or Water Quality Monitoring & Surveillance (WQM&S) ................................ 47

    Annexure IV WSSO - Communication and Capacity Development Unit (CCDU) ...................................55

    Annexure IV-A IEC Guidelines or Rural Drining Water Supply .......................................................................58

    Annexure IV-B Strategy or Implementation o HRD Campaign ..................................................................... 63

    Annexure IV-C Guidelines or Engaging Technical Experts in Rural Water Supply

    and Sanitation Sector .........................................................................................................................65

    Annexure V Guideline on Computerisation and (MIS) ................................................................................... 68

    Annexure VI Policy Guidelines on Research and Development or RWSS ...............................................72

    Annexure VII Institutional Set Up at State, District and Village Levels .......................................................75

    Annexure VIII Management Devolution Index Indicators and Weightage .............................................89

    Annexure IX Proorma or Release o Funds Under (NRDWP) ......................................................................91

    Annexure X Utilization Certicate or the Year 20__-20__ ...........................................................................95

    Annexure XI Water Quality Earmared allocation Guidelines or Utilisation .......................................98

    Annexure XII Checlist For 2nd Instalment Release .....................................................................................102

    Annexure XIII Format or Audit report NRDWP ...............................................................................................104

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    10/126

    x

    NatioNal rural DriNkiNg water Programme

    Abbreviations

    AMC Annual Maintenance Contract

    ASHA Accredited Social Health Activist

    BIS Bureau o Indian Standards

    CAG Comptroller and Auditor General o India

    CBO Community-based organisation

    WSSO (CCDU) Communication and Capacity Development Unit

    CEE Centre or Environment and Education

    CGWB Central Ground Water Board

    CSE Centre or Science and EnvironmentCSIR Council o Scientic and Industrial Research

    CWC Central Water Commission

    CWSAP Comprehensive Water Security Action Plan

    DA Dearness Allowance

    DDP Desert Development Programme

    DPAP Drought Prone Areas Programme

    DPR Detail Project Report

    DWSM District Water and Sanitation Mission

    GIS Geographical Inormation System

    GoI Government o IndiaGP Gram Panchayat

    GPS Global Positioning System

    GSI Geological Survey o India

    HADP Hill Areas Development Programme

    HRD Human Resource Development

    ICT Inormation and Communication Technologies

    IEC Inormation, Education and Communication

    IMIS Integrated Management Inormation System

    IT Inormation Technology

    IIH&PH Indian Institute o Hygiene and Public Health

    IIRS Indian Institute or Remote Sensing

    IIT Indian Institutes o Technology

    M&I Monitoring and Investigation

    MIS Management Inormation System

    MoU Memorandum o Understanding

    NGO Non-governmental organisation

    NGRI National Geophysical Research Institute

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    11/126

    NatioNal Policy Framework

    xi

    Units o Measure

    NIC National Inormatics Centre

    NICSI National Inormatics Centre Services Inc.

    NICD National Institute o Communicable Diseases

    NIRD National Institute o Rural Development

    NPC National Project Committee

    MGNREGS Mahatma Gandhi National Rural Employment Guarantee SchemeNRDWQM&S National Rural Drining Water Quality Monitoring & Surveillance

    NRHM National Rural Health Mission

    NRSC National Remote Sensing Centre

    NRDWP National Rural Drining Water Programme

    NBA Nirmal Bharat Abhiyan

    O&M Operation and Maintenance

    OBC Other Bacward Classes

    PHC Primary Health Centre

    PHED Public Health Engineering Department

    PRI Panchayati Raj InstitutionR&D Research and Development

    RDBMS Relational Data Base Management System

    RGNDWM Rajiv Gandhi National Drining Water Mission

    SC Scheduled Caste

    SHG Sel Help Group

    SLSSC State Level Schemes Sanctioning Committee

    ST Scheduled Tribe

    STA State Technical Agency

    SWOT Strengths-Weanesses-Opportunities-Threats

    SWSM State Water and Sanitation Mission

    TA Travelling Allowance

    TSC Total Sanitation Campaign

    UT Union Territory

    VAP Village Action Plan

    VWSC Village Water and Sanitation Committee

    WSSO Water and Sanitation Support Organisation

    WHO World Health Organisation

    WQM&S Water Quality Monitoring & Surveillance

    lpcd litres per capita per day

    m metre

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    12/126

    xii

    NatioNal rural DriNkiNg water Programme

    The rst government-installed rural water supply schemes were

    implemented in the 1950s as part o the Government policy to

    provide basic drining water supply acilities

    to the rural pupulation.

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    13/126

    NatioNal Policy Framework

    1

    National Policy Framework

    1. National Goal

    To provide every rural person with adequate

    sae water or drining, cooing and other

    domestic basic needs on a sustainable basis.

    This basic requirement should meet minimum

    water quality standards and be readily and

    conveniently accessible at all times and in allsituations.

    2. Basic Principles

    Water is a public good and every person hasZ

    the right to demand drining water.

    It is the lieline activity o the Government toZ

    ensure that this basic need o the people is

    met.

    To improve public health and therebyZ

    increase economic productivity , there is anurgent need to immediately enhance access

    to sae and adequate drining water and

    Government should give highest priority to

    the meeting o this basic need or the most

    vulnerable and deprived sections o society.

    The ethic o ulllment o drining waterZ

    needs to all should not be commercialized

    and denied to those who cannot aord to

    pay or such service.

    Drining water supply cannot be let toZ

    the maret orces alone. The importance oproviding livelihood supply to all and its vital

    linage with the health o the people must

    be recognized.

    As such, the emphasis is more on Public-Z

    Public Partnership (such as between

    Gram Panchayat and PHED or in-village

    distribution o drining water) rather than

    commercialization o drining water supply

    by private agencies.

    User charges o the water supply systemZ

    should have an in-built component o cross-

    subsidy to ensure that the economically

    bacward groups are not deprived o this

    basic minimum need.

    3. Vision, Objectives and Goals

    3.1. Vision

    Sae and adequate drining water or all, at all

    times, in rural India.

    3.2. Objectives

    In rural areas o the country, to

    a) enable all households have access to and

    use sae and adequate drining water and

    within reasonable distance;

    b) enable communities to monitor and

    eep surveillance on their drining water

    sources;

    c) ensure potability, reliability, sustainability,

    convenience, equity and consumers

    preerence to be the guiding principles

    while planning or a community based

    water supply system;d) provide drining water acility, especially

    piped water supply, to Gram Panchayats

    that have achieved open deecation ree

    status on priority basis;

    e) ensure all government schools and

    anganwadis have access to sae drining

    water;

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    14/126

    2

    NatioNal rural DriNkiNg water Programme

    ) provide enabling support and

    environment or Panchayat Raj Institutions

    and local communities to manage their

    own drining water sources and systems in

    their villages;

    g) provide access to inormation through

    online reporting mechanism with

    inormation placed in public domain

    to bring in transparency and inormed

    decision maing;

    3.3 Goals Strategic Plan (2011-2022)

    The Ministry has prepared a Strategic Plan or the

    rural drining water sector or the period 2011 to

    2022. The Goal o the Strategic Plan is:

    To ensure, that every rural person hasZenough sae water or drinking, cooking and

    other domestic needs as well as livestock

    throughout the year including during natural

    disasters and,

    by 2022, every rural person in the country willZ

    have access to 70 lpcd within their household

    premises or at a horizontal or vertical

    distance o not more than 50 meters rom

    their household without barriers o social or

    fnancial discrimination. Individual States

    can adopt higher quantity norms, such as

    100 lpcd.

    4. Paradigm Shit

    In the Eleventh Five year Plan the basisZ

    o coverage under the rural water supply

    programme telescoped rom habitations

    to households i.e. ensuring drining

    water supply to all households in the

    community. Hitherto rural water supply

    was predominantly provided through

    hand pumps. In the Twelth Five Year Plan,

    there will be a major shit o emphasis

    towards piped water supply with the

    goal o providing at least 50% o the rural

    population with at least 55 lpcd within

    the household premises or at a horizontal

    or vertical distance o not more than 100

    metres rom their household without barriers

    o social or nancial discrimination.

    While initiating this move or drining waterZ

    security at the State, District and Village

    levels, it is important to ensure that the basic

    minimum requirement at the household

    To achieve this goal, the ollowing timelines have been laid out:By 2017,

    Ensure that at least 50% o rural households are provided with piped water supply; at least 35% o

    rural households have piped water supply with a household connection; less than 20% use public

    taps and less than 45% use handpumps or other sae and adequate private water sources. All

    services meet set standards in terms o quality and number o hours o supply every day.

    Ensure that all households, schools and anganwadis in rural India have access to and use adequate

    quantity o sae drining water.

    Provide enabling support and environment or Panchayat Raj Institutions and local communities to

    manage at least 60% o rural drining water sources and systems.

    By 2022,

    Ensure that at least 90% o rural households are provided with piped water supply; at least 80% o

    rural households have piped water supply with a household connection; less than 10% use public

    taps and less than 10% use handpumps or other sae and adequate private water sources.

    Provide enabling support and environment or all Panchayat Raj Institutions and local communities

    to manage 100% o rural drining water sources and systems.

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    15/126

    NatioNal Policy Framework

    3

    level or drining and cooing needs

    and also or other household needs and

    livestoc are met.

    To prevent contamination o drining waterZ

    in the conveyance system, it is advisable to

    adopt 24 x 7 supply wherever possible. The

    cost o water supply provision beyond the

    basic minimum need may be borne by the

    consumers.

    To ensure this, it is important to maintainZ

    potability and reliability o drining water

    quality standards both at the production

    (water treatment plant/ handpumps) as well

    as at the consumption points (household

    level).

    Focus on personal hygiene, and properZ

    storage at the house hold level i.e. at theamily level will ensure reduction o disease

    burden leading to improved quality o lie

    and well being o the community.

    For ensuring quality o water, BureauZ

    o Indian Standard (BIS) IS: 10500 was

    ormulated in 1990 and revised in 2012.

    World Health Organization has also issued

    modied Guidelines or Drining Water

    Quality (2004) and Guidelines or sae use

    o wastewater and grey water (2006). Both

    the guidelines adopted health based targetsetting approach.

    Water supply or drining and cooingZ

    should maintain quality as per BIS standards

    and or other household and animal needs,

    the water should be o acceptable standard

    Water saety plan lins the identication oZ

    a water quality problem with a water saety

    solution. It includes both water quality

    testing and also sanitary inspection to

    determine appropriate control measures.

    It is a quality assurance tool that ensuresprotection o the water quality rom the

    catchment to the consumer and rom the tap

    to the toilet.

    Health based target needs to be establishedZ

    or using groundwater, surace water,

    rainwater and reused/recycled water. For

    each, the use rather than the source should

    determine the quality o the water supplied.

    There is need to establish quality assuranceZ

    programmes or water supplies to reduce

    the potential ris o contamination o water

    supply. This has been indicated under

    Water Quality Monitoring & Surveillance

    Programme (Annexure III).

    Installation o a water supply system in aZ

    habitation does not coner on the habitation

    the status o a ully covered habitation unless

    every house hold in the habitation has been

    ully covered with potable water in sucient

    quantity.

    To enable the community to plan, implementZ

    and manage their own water supply systems,

    the State should transer the program to the

    PRIs particularly to the Gram Panchayats or

    management within the village.

    5. Steps to Ensure Source

    Security

    Because o its vulnerability under dierentZ

    circumstances, in order to achieve water

    security at the individual household level,

    the water supply system should not depend

    on a single source.

    During natural calamity or pollution oZ

    dierent sources, the single drining watersource may either become non-potable or

    inaccessible resulting in acute shortage o

    drining water availability to many, especially

    to the marginalised people and livestoc.

    Water security involves conservation andZ

    storage o water by utilising dierent sources

    or dierent use viz. properly collected and

    stored rainwater, treated surace water/

    ground water or drining and cooing,

    untreated water or bathing and washing

    and grey water/spent water or fushing otoilets.

    To ensure ris and vulnerability reductionZ

    on such occasions and to ensure reliability

    and sustainability, a good rame wor should

    consider dierent drining water sources

    accessible in dierent situations and dierent

    points o time.

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    16/126

    4

    NatioNal rural DriNkiNg water Programme

    Adopt Wise Management o Water or theZ

    equitable use, management and allocation o

    water or domestic purpose which involves

    optimizing the use o both conventional

    and non-conventional water resources and

    ocuses on both water quality and water

    quantity by providing solutions rom the

    catchment to the consumer.

    Adopting integrated approach by revivalZ

    o traditional systems, conjunctive use o

    surace and ground water, storage o rain

    water harvesting both at the community

    level and at the household level will ensure

    ris and vulnerability reduction

    Harvesting and storage o rain water orZ

    drining both at the community level and

    at the household level will ensure driningwater security even in adverse conditions

    or a ew months. With sucient storage

    capacity this may even be sucient or the

    whole year.

    For all ground water based water supplyZ

    schemes, whether old or new, ground water

    recharging mechanism should constitute an

    integral part o the system design.

    For ground and surace drining waterZ

    sources, it is o utmost importance to protect

    the catchment to prevent its pollution romhuman and animal excreta and other sources

    o bacteriological contamination. Well

    designed bunds, channels, bed protection,

    and convergence with Nirmal Bharat Abhiyan

    (Total Sanitation Campaign) and Mahatma

    Gandhi National Rural Employment

    Guarantee Scheme or low cost waste water

    management through stabilization ponds,

    are a pre-requisite or ground and surace

    drining water source protection.

    Convergence with the MGNREGS programZor construction o new ponds and

    rejuvenation o the old ponds, including de-

    silting, should be built into the system design

    and execution.

    Excess rain water at the household andZ

    community level should be recharged into

    the ground aquier wherever easible which

    will not only improve ground water quality

    but will also ensure its adequacy.

    To ensure household level drining waterZ

    security and potability, community stand-

    alone water purication systems could also

    be promoted.

    A suitable blend o all the above approachesZ

    will lead to wise water management o

    drining water at community level.

    6. Long Term Sustainability

    To ensure lieline drining water securityZ

    under all circumstance and at all times, it

    may be required to have an alternate sub

    district, district and or state level water

    supply system in the orm o a grid supplying

    metered bul water to GPs/village by

    adopting an appropriate system o pricing.

    But this does not undermine the importance

    o multiple sources including traditional

    drining water sources and conjunctive use

    o water.

    State or district or sub district level grid couldZ

    be in the orm o major pipelines, canals or

    any other appropriate system connecting

    major water bodies/sources.

    Treatment could be at the delivery point orZ

    at the source, but water quality testing could

    be done at both ends.

    7. Critical Issues

    The critical sector issues that need to be

    tacled during the Twelth Plan period can be

    summarized as ollows:

    Need to ocus on piped water supply ratherZ

    than on handpumps

    Enhancement o service levels or rural waterZsupply rom the norm o 40 lpcd to 55 lpcd

    or designing o systems.

    Greater thrust on coverage o water qualityZ

    aected habitations to tacle this problem

    within the XIIth Plan period.

    Prioritisation o States which are lagging inZ

    terms o coverage with piped water supply

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    17/126

    NatioNal Policy Framework

    5

    Focus on States with Integrated Action PlanZ

    (IAP) districts

    Maing available additional resources orZ

    operation and management o schemes

    Conjoint approach between rural waterZ

    supply and rural sanitation so as to achieve

    saturation o habitations with both these

    services.

    Participative planning and implementationZ

    o water resource management practices

    Gradual shit rom over dependence onZ

    ground water to surace water sources, and

    conjunctive use o ground water, surace

    water and rainwater.

    8. Norms

    To mae norms and guidelines broad-basedZ

    and allow fexibility to the community to

    plan water supply schemes based on their

    needs and to suit the local requirement, it is

    recommended that desirable service level

    should be decided in consultation with the

    community.

    Level o service should be lined to the issueZ

    o demand, commonly expressed through

    users basic need or a particular level o

    service and satisaction at household level

    on sustainable basis.

    The goal should be to move up the WaterZ

    Ladder o service delivery so that ultimately

    all rural households are provided with

    adequate piped sae drining water supply

    within the household premises. This is

    necessary to relieve women and girls

    especially, rom the drudgery o etching

    water, address malnutrition issues, and

    increase the time available or education and

    leisure, while also preventing contamination

    liely while etching water rom a distant

    source.

    The basic minimum service level o potableZ

    drining water supply service in rural areas

    that was adhered to since the inception

    o ARWSP was 40 lpcd. The minimum level

    should be 55 lpcd in Twelth Five Year Plan

    period as per details given in Annexure-I

    A habitation in which all the households doZ

    not have the basic minimum drining wateracility o potable quality at a convenient

    location on a sustainable basis is to be

    considered as uncovered or partialy covered.

    There is no distinction between habitationsZ

    not covered due to quality or quantity

    aspects since in either case the same steps

    are to be taen to provide alternate potable

    and adequate water to the household.

    Highest priority should be given toZ

    habitations with 0-15 lpcd, then to

    habitations with 15-30 lpcd, then 30-40 lpcdand nally to these with 40-55 lpcd.

    Coverage o a particular habitation should beZ

    indicated based on these criteria.

    The issue o equity and basic minimumZ

    needs is to be considered while designing

    the schemes and planning investment.

    Water Ladder o Service Delivery

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    18/126

    6

    NATIONAL RURAL DRINkING WATER PROGRAMME

    To increase economic productivity and improve public health, there is

    an urgent need to immediately enhance access to sae and adequate

    drining water

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    19/126

    THE PROGRAMME

    7

    The Programme

    9.1 Household level drining water

    security

    Starting with the Eleventh Plan, theZ

    endeavour is to achieve drining water

    security at the household level. Average

    per capita availability may not necessarily

    mean assured access to potable driningwater to all sections o the population in the

    habitation.

    Under the plan, all the remainingZ

    habitations with population coverage rom

    0% population coverage to below 100%

    population coverage and existing and

    newly identied quality aected habitations

    are to be covered, sustainability o water

    supply schemes has to be ensured and slip

    bacs are to be contained. Priority has to be

    given to coverage o 0-25% and 25%-50%population coverage habitations and quality

    aected habitations in planning.

    Census 2011 reports that 22.17% o ruralZ

    households have theri drining water source

    beyond 500 metres. Providing drining

    water supply closer to such households

    should be the highest priority. It also reports

    that 11.8% o rural households obtain

    drining water rom uncovered wells and 4%

    rom other sources (other than handpump/

    tubewell, tap water or well water).Habitations with such households shwould

    also be covered on priority.

    The maintenance o water supply systems,Z

    ensuring water quality, reliability and

    convenience o availability to every rural

    household in an equitable manner has been

    given priority.

    Twelth Five Year Plan approach

    The Twelth Five Year Plan approach envisages a

    signicant shit in the way rural water supply is

    to be looed at. The principal areas o action and

    ocus shall be the ollowing:

    Looing at the increasing number o handZ

    pumps, and the resulting lowering o theground water table across the country, which

    is also leading to water quality issues, there

    has to be an increased ocus on promoting

    piped water supply rather than on hand

    pumps, that too with a gradual shit towards

    surace water based schemes.

    Ever since the inception o planning or ruralZ

    drining water supply, service levels have

    been pegged at 40 lpcd. To progressively

    remove the gap between service levels

    o rural and urban water supply, it is now

    necessary to move towards enhancement

    o service levels or rural water supply rom

    the norm o 40 lpcd to at least 55 lpcd or

    designing o systems.

    Over the past ew Five Year Plans, evenZ

    though ocus has been placed on the

    coverage o Quality Aected habitations,

    there are still a large number o such

    habitations, with more habitations being

    reported every year. Through the XIIth Five

    Year Plan, it is necessary to have a greater

    thrust on coverage o the remaining and

    newly emerging water quality aected

    habitations, in order to remove this menace

    within the XIIth Five Year Plan period.

    An important indicator o improving serviceZ

    levels, is the extent o piped water supply. In

    view o the results o the Census 2011, it is

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    20/126

    8

    NATIONAL RURAL DRINkING WATER PROGRAMME

    necessary that prioritisation o States which

    are lagging in terms o coverage with piped

    water supply be done.

    To ensure equitable development, thereZ

    needs to be a ocus on development o rural

    water supply in States with IAP districts.

    To ensure that schemes set up do not slipZ

    bac, and valuable investment is protected,

    adequate resources or Operation and

    Maintenance o schemes needs to be made

    available.

    Drining Water supply has a signicantZ

    impact on Public Health and on the success

    o sanitation practices. Further, ineective

    sanitation practices signicantly impact the

    quality o water being consumed. A Conjoint

    approach between rural water supply andrural sanitation so as to achieve saturation o

    habitations and Gram Panchayats with both

    these services needs to be a ocus area.

    Conjunctive use o water

    There should be a move rom over-Z

    dependence on groundwater or any one

    source o drining water to the conjunctive

    use rom several sources, viz., ground, surace

    water and rainwater harvesting including

    recharge/roo water collection and bultranser through pipelines.

    Decentralised approach

    The undamental basis on which driningZ

    water security can be ensured is the

    decentralized approach through Panchayati

    Raj Institutions (PRIs) and community

    involvement.

    This needs to be achieved in Mission modeZ

    by involving the community and at the same

    time enriching their nowledge and sills in a

    way that rural households and communities

    are truly empowered to manage and

    maintain their drining water sources and

    systems.

    It is necessary to build a warehouse oZ

    inormation and nowledge at the State and

    district levels which can regularly contribute

    to bringing the hardware o technologies

    conventional/unconventional/innovative

    systems o water supply and lin the same

    to the sotware o sills, nowledge

    enthusiasm and desire or ownership o the

    water supply projects by the communities

    and Panchayati Raj Institutions themselves.

    The in-village water supply schemes shouldZ

    be planned, approved, implemented,

    managed, operated and maintained by the

    PRIs and local community.

    The State Government and/ or itsZ

    agencies/public utilities may shoulder the

    responsibility o bul metered transer o

    water, its treatment and distribution up

    to the village, whereas inside the village,

    it is the PRI or its sub-committee i.e. GramPanchayat/Village Water and Sanitation

    Committee (GPWSC/VWSC)/ Pani Samiti

    that is to tae over the responsibility or

    in-village drining water management and

    distribution.

    Government to play the role o acilitator andZ

    with the help o NGOs/CBOs and civil society

    to build the capacity o local community/

    PRIs to manage the in-village water supply

    systems and sources.

    Transer existing drining water supplyZsystems to communities and PRIs or

    management, operation and maintenance.

    To acilitate eective Operation andZ

    Maintenance o drining water supply

    schemes, an Operation and Maintenance

    manual has been prepared by the Ministry.

    Reward good perormance and achievementZ

    o sustainability.

    Activity mapping should be carried outZ

    indicating the process, time rame and

    incremental improvement towards transero unds, unctions and unctionaries to the

    three tiers o Panchayati Raj in such a way

    as to enable them to plan, implement and

    manage the rural water supply programme.

    Local planning involves preparing theZ

    community and even household level supply

    plan taing into consideration the available

    natural resources, sill and potentialities.

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    21/126

    THE PROGRAMME

    9

    Training o PRI unctionaries and GramZ

    Panchayat/Village Water and Sanitation

    Committee (GPWSC/VWSC) members is very

    essential or local planning and should be

    adequately provided or.

    9.2 Earmared Funds o NRDWP.

    The earmared unds under the NRDWP are:

    (i) 10% or North-East States including Siim

    (ii) 10% or Desert Development Programme

    (DDP) areas to tacle the extreme

    conditions o low rainall and poor water

    availability.

    (iii) 5% o Water Quality or allocation to States

    with chemically contaminated quality

    aected habitations and JE/ AES aectedhigh priority districts with bacteriological

    contamination.

    (iv) 2% or Natural Calamities or providing

    assistance to States/ UTs to mitigate

    drining water problems in rural areas in

    the wae o natural calamities.

    9.3. Components o the NRDWP

    To meet the emerging challenges in the rural

    drining water sector relating to NRDWP

    availability, sustainability and quality, the

    components under the programme on which all

    unds, except the earmared 5% Water Quality

    and 2% Natural Calamities und, will be utilised

    are as ollows:

    i) COVERAGE or providing sae and

    adequate drining water supply to

    unserved, partially served and slipped bac

    habitations,

    ii) SUSTAINABILITY to encourage States to

    achieve drining water security at the local

    level,

    iii) Provide potable drining water to water

    QUALITY aected habitations

    iv) OPERATION & MAINTENANCE (O&M)

    or expenditure on running, repair and

    replacement costs o drining water supply

    projects,

    v) Water Quality Monitoring and Surveillance

    (WQMS), and

    vi) SUPPORT activities.

    (i) At the Central Level

    NRDWP North East States:Z 10% o the

    annual NRDWP allocation will be allocated

    to North East States on 90:10 Centre: State

    sharing pattern.

    NRDWP DDP:Z 10% o the annual NRDWP

    allocation will be allocated to States with

    DDP areas on 100% Central share basis.

    NRDWP (Water Quality aected areas):Z

    5% o the annual NRDWP allocation will be

    earmared or allocation to States havingchemical contamination o drining water

    sources and with Japanese Encephalitis/

    Acute Encephalitis Syndrome (JE/AES)

    aected high priority districts. Description

    o the activities to be taen up under this

    NRDWP Central Allocation Centre-State sharing pattern

    Non NE States 73 % 90:10 to NE States and J & k and

    50:50 to other States.

    NE States 10 % 90 :10

    DDP Area States 10 % 100 % Central share

    Water Quality

    ( Earmared ) or chemical

    contamination & JE/ AES

    aected States.

    5 % 90:10 to NE States and J & k and

    50:50 to other States.

    Natural Calamities 2 % 100 % Central share

    Component, Purpose, Distribution and Centre-State Sharing pattern o the NRDWP at Central level.

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    22/126

    10

    NATIONAL RURAL DRINkING WATER PROGRAMME

    allocation is at Annexure XI. This will be

    unded on 50:50 cost sharing basis except or

    NE States and J&k or which it will be 90:10

    between the Centre and States.

    NRDWP (Natural calamity):Z 2% o the

    NRDWP unds will be retained by MDWS and

    used or providing assistance to States/ UTs

    to mitigate drining water problems in the

    rural areas in the wae o natural calamities.

    The remaining 73% o the NRDWP undsZ

    will be allocated among the non-North East

    States on a unding pattern o 50:50 except

    or J & k or which it will be on 90:10 sharing

    basis between Centre and States.

    (ii) At the State Level

    At the State level the programme unds availableor dierent components will be as ollows:

    NRDWP (Coverage):Z 47 % o the annual

    NRDWP unds will be allocated or Coverage,

    which will be allocated amongst States/

    UTs on the basis o prescribed interstate

    allocation criteria. The unding pattern or

    this component will be on 50:50 basis except

    or the NorthEast States and Jammu &

    kashmir or which the unding pattern will

    be on 90:10 basis between the Centre and

    the States.

    NRDWP (Water Quality):Z 20% o the annual

    NRDWP unds will be allocated or tacling

    water quality problems to enable rural

    communities to have access to potable

    drining water. The unding pattern or this

    component will be on 50:50 basis except or

    the NorthEast States and Jammu & kashmir

    or which, unding pattern will be on 90:10

    basis between the Centre and the States.NRDWP (Operation and Maintenance):Z

    a maximum 15% NRDWP unds will be

    allocated to be used by the States/UTs on

    Component Purpose Distribution o

    State NRDWP

    allocation

    Center-State

    Sharing pattern

    Coverage For providing sae and adequate drining

    water supply to unserved, partially served and

    slipped bac habitations

    47% 90:10 (or NE

    States and J&k)

    50:50(or otherStates)

    Quality To provide sae drining water to water

    quality aected habitations.

    20%

    Operation and

    Maintenance

    (O & M)

    For expenditure on running, repair and

    replacement costs o drining water supply

    projects.

    15% Maximum

    Sustainability To encourage States to achieve drining

    water security at the local level through

    sustainability o sources and systems.

    10% Maximum 100:0

    Support Support activities lie WSSO, DWSM, BRCs,

    IEC, HRD, MIS and computerisation, R&D etc.

    5 % 100:0

    Water Quality

    Monitoring and

    Surveillance

    For monitoring and surveillance o water

    quality in habitations at eld level and or

    setting up, upgrading laboratories at State,

    district and sub-district levels.

    3% 100:0

    Total 100 %

    Component, Purpose, Distribution and Centre-State Sharing pattern o the NRDWP at State level.

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    23/126

    THE PROGRAMME

    11

    O&M o rural drining water supply schemes.

    The unding pattern or this component will

    be on 50:50 basis except or the NorthEast

    States and Jammu & kashmir or which,

    unding pattern will be on 90:10 basis

    between the Centre and the States.

    NRDWP (Sustainability)Z a maximum 10%

    o the NRDWP unds will be earmared or

    this component on a 100% Central share

    basis to be allocated among States/UTs,

    which will be used to encourage States/ UTs

    to achieve drining water security through

    sustainability o sources and systems. The

    component will be unded ully by the

    Centre (State share not required or the

    component). States will be required to

    prepare district-wise Drining Water SecurityPlan and unds under NRDWP will be used to

    und the gap in the plan.

    NRDWP (DDP Areas):Z 10% o the annual

    NRDWP allocation will be assigned amongst

    States having DDP blocs/ districts. This will

    be unded on 100% Central share basis.

    NRDWP (Support):Z 5% o NRDWP unds

    on a 100% Central share basis will be used

    or dierent support activities which will

    be required to be carried out in order to

    enable the rural communities to have accessto assured availability o potable drining

    water, use o advanced technology, viz.

    satellite data/ imagery; GIS mapping; MIS

    and computerization; etc. and other sector

    support activities, viz. IEC; HRD in the sector;

    training, conerences, seminar, R&D activities,

    WSSO (CCDU) setup, etc.

    NRDWP (WQM&S):Z 3% o NRDWP unds on

    a 100% Central share basis will be used or

    Water Quality Monitoring and Surveillance

    activities which is to be utilised to carry outwater quality surveillance at the eld level

    as well as setting up and operating water

    quality testing laboratories at the state,

    district and sub district levels. The Uniorm

    Drining Water Quality Monitoring Protocol

    may be reerred or guidance.

    9.4. Flexible Policy

    There will be incentives or States toZ

    decentralize and hand over water supply

    systems or management, operation and

    maintenance to Panchayats. Since there is a

    wide variation among States in the number

    o habitations having water quality problems

    and let over partially covered habitations,

    unds under dierent components o

    NRDWP, viz. Coverage and Water Quality will

    be available to States/ UTs with the fexibility

    to choose the component(s) under which,

    they would lie the unding to be provided.

    As such up to 67% o the unds available at

    State level can be used or tacling coverage

    or water quality.

    The allocation or Sustainability componentZ

    is limited to 10% on a 100% grantin aid

    basis. States that propose to utilize less than

    10% against the Sustainability component

    will have to urnish justication to MDWS or

    decision in the matter.

    Relaxation will be available only to thoseZ

    states/areas that are water surplus (with

    annual normal rainall more than 1500 mm).

    No relaxation o Sustainability investment

    would be easible or areas o water decit

    States (with normal rainall less than

    1500mm) since in such areas attention must

    be paid to recharge structures, rejuvenation

    o sources (deunct bore wells) and rain

    water harvesting structures.

    The allocation or Sustainability will be usedZ

    exclusively to achieve drining water security

    by adopting conjunctive use o surace

    water, rain water and ground water and

    construction o water recharging structures

    with major emphasis on water qualityaected areas, overexploited, critical and

    semi-critical areas as specied by CGWB, and

    any other area that the State Government

    has identied as water stressed area.

    Guidelines or planning and implementation

    o Sustainability projects are at Annexure II.

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    24/126

    12

    NATIONAL RURAL DRINkING WATER PROGRAMME

    For taing up sustainability projects it is toZ

    be ensured that the existing and proposed

    rural drining water sources are directly

    recharged and or that the detailed manual

    on Mobilising Technology or Sustainability

    and the Sustainability Manual issued by the

    Ministry o Drining Water and Sanitation,

    Government o India may be reerred or

    planning, design and implementation o

    such projects .

    9.5. Criteria or Allocation o Funds

    under NRDWP

    Criteria or allocation o unds to the States under

    the NRDWP w.e.. 25.2.2010 (as modied rom

    time to time) will be as under:In case o NRDWP (DDP Areas), the criteriaZ

    or allocation o unds would be the same

    as that or the other components except

    that the relevant inormation pertaining

    to rural areas o DDP blocs would be

    considered. The Desert Development

    Programme o Department o Land

    Resources, Ministry o Rural Development is

    under implementation in 235 blocs o 40

    districts in 7 States. The State Government

    Department in charge o Rural Water SupplyProgramme should ensure that unds

    released or DDP blocs are released to the

    respective district within which the DDP

    blocs alls, or taing up rural water supply

    projects in these blocs only. The States with

    DDP areas along with the number o blocs

    and area are indicated in the table below.

    The allocation o Central assistance underZ

    the NRDWP or a nancial year would be

    communicated to the States/UTs at the

    beginning o the nancial year.

    9.6. Incentive Fund

    In the criteria or allocation o unds toZ

    States/UTs, 10% weightage has been

    given or rural population managing rural

    drining water supply schemes weighted

    by a Management Devolution Index (MDI).

    Indicators and weightages or calculating the

    MDI are given in Annexure VIII.

    This criterion or allocation will be used asZ

    incentive to States or decentralization andreorms in the sector.

    To encourage the States to bring in reormsZ

    and decentralize the rural drining water

    supply sector, the States/UTs would provide

    the detailed inormation regarding rural

    population managing rural drining water

    supply schemes beore 31st March every

    year to enable the Ministry to nalize the

    allocation in the beginning o the next

    nancial year.

    To achieve this Activity mapping should beZ

    carried out clearly indicating the process,

    time rame and incremental improvement

    towards transer o unds, unctions and

    unctionaries to the three tiers o Panchayati

    Raj Institutions.

    S. No. Criteria Weightage (in %)

    i) Rural population 40

    ii) Rural SC and ST population 10

    iii) States under DDP, DPAP, HADP and special category Hill States in

    terms o rural areas

    40

    iv) Rural population managing rural drining water supply schemes

    weighted by a Management Devolution Index

    10

    Total 100

    * Within the DDP areas, considering the ratio of the population supported in these two areas, Hot Desert Areas would be given

    weightage of 90% and Cold Desert areas would be given weightage of 10%.

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    25/126

    THE PROGRAMME

    13

    This Incentive Fund is a part o theZ

    Programme allocation and should be utilised

    or specied components o the NRDWP.

    9.7. Operation and Maintenance Fund

    Up to 15% o NRDWP und can be utilisedZ

    by States/UTs or O&M and States/UTs will

    mae matching contribution, which along

    with unds provided under the Finance

    Commissions recommendations as grants

    to PRIs will be used to meet the O&M

    expenditure on drining water supply

    schemes. States should devolve the

    required O & M und to the PRIs or O & M o

    schemes managed by them.

    All water supply schemes within the GP shallZ

    be maintained by the Gram Panchayat. For

    multi village or bul water supply schemes

    the source, treatment plants, rising mains

    etc., shall be maintained by PHED or the

    concerned agency while the distribution and

    other components within the village are to

    be maintained by the GP. State Governments

    shall endeavour to develop sustainable

    sources o unding or maintenance o rural

    water supply schemes and shall ensure that

    the Central and State Finance Commission

    and O&M unds released by MDWS are

    released to Panchayats.

    In case o Providing Urban Facilities in RuralZ

    Areas (PURA) projects, the O&M und shall

    not be included in the PURA grant payable to

    the Concessionaire.

    States may use the O & M Manual preparedZ

    by the MDWS or prepare a State specic O &M Manual to guide systematic Operation &

    Maintenance.

    9.8. Provision o Drining Water in

    Rural Schools & Anganwadis

    All the States are required to compile dataZ

    rom the State Education Department and

    Women and Child Development Department

    regarding the rural Government schools &

    anganwadis in existence and the number

    o them having drining water acilities and

    eed this data online in the IMIS.

    The remaining Government rural schoolsZ

    and Anganwadis (located in Government

    / public/ community buildings) are to be

    provided with drining water acilities by end

    2012-13.

    A part o this wor will be accomplishedZ

    through the unds provided by Central

    Finance Commission and the rest would have

    to be covered under the NRDWP.Schools and anganwadis with drining waterZ

    sources aected by bacteriological or excess

    iron contamination may be provided with

    water purication systems. Expenditure

    or this purpose would also be shared by

    the Central and State Government on 50:50

    basis rom the unds allocated or NRDWP

    (Coverage) and Quality.

    S.

    No.

    State Number o

    Districts

    Number

    o Blocks

    Area in

    sq. kms.

    1. Andhra Pradesh 1 16 19136

    2. Gujarat 6 52 55424

    3. Haryana 7 45 20542

    4. Himachal Pradesh 2 3 35107

    5. Jammu & kashmir 2 12 96701

    6. karnataa 6 22 32295

    7. Rajasthan 16 85 198744

    Total 40 235 457949

    List o states with DDP Blocks

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    26/126

    14

    NATIONAL RURAL DRINkING WATER PROGRAMME

    States would be required to x targetsZ

    or coverage o rural schools and report

    achievements online to the MDWS on a

    monthly basis.

    This activity is to be carried out inZ

    coordination with SSA and ICDS.

    9.9. Public Facilities or Drining Water

    In the rural context, drining water is toZ

    be provided under NRDWP to every public

    place, including school, anganwadi, public

    building, PRI oce, community halls,

    marets, temples, other religious institutions,

    maret places, mela ground, cremation

    ground etc,.

    The programme will also address the needsZ

    o foating population by installing streetstand posts at convenient locations.

    9.10. Earmaring o Funds or SCs and

    STs- SCSP and TSP Component

    At the Central level 22% o NRDWP undsZ

    are earmared or Scheduled Caste Sub-Plan

    and 10% or Tribal Sub-Plan to be utilised or

    provision o drining water supply to SC/ ST

    concentrated habitations.

    To accelerate the assured availability oZpotable drining water on a sustainable basis

    in SC and ST concentrated habitations, the

    States/UTs are required to earmar at least

    the percentage o the NRDWP unds or

    drining water supply to the SC concentrated

    habitations and ST concentrated habitations

    as is communicated by the Ministry o

    Drining Water and Sanitation based on

    the directions issued by the Government o

    India rom time to time. Habitations in which

    more than 40% o the population belongs toSCs are considered as SC concentrated and

    with more than 40% STs are considered as ST

    concentrated.

    Where the percentage o SC or ST populationZ

    in a particular State is high and warrants

    earmaring/utilization o more than the

    stipulated provisions, additional unds may

    be utilized.

    The State Governments/UT AdministrationZ

    should separately monitor the status o

    assured availability o potable drining water

    in SC/ST habitations.

    9.11. Gender Empowerment and

    Budgeting

    Women generally manage domestic water,Z

    and an essential ingredient o community

    participation is to improve womens

    involvement in the democratic decision-

    maing process.

    Since women are the principal beneciariesZ

    o this programme and are the pivot around

    whom sustainability revolves, it is o critical

    importance that women are involved at all

    the stages o planning, implementation and

    management o rural water supply schemes.

    Womens associations could provide a strongZ

    ramewor or community participation.

    Handpump mistries under various sillZ

    development programmes and other

    training schemes should also include

    women Sel Help Group members, women

    o the local areas/habitations as they can

    tae better care o the operation and

    maintenance o the handpumps than others.

    Certicate about satisactory completion oZ

    the schemes may be obtained rom women

    groups in the habitations.

    Women, especially those belonging to SCs,Z

    STs and OBCs, should constitute at least 50%

    o the members o the Gram Panchayat/

    Village Water and Sanitation Committees(GPWSC/VWSC).

    GPWSC/VWSC should be a Standing or Sub-Z

    Committee o the Gram Panchayat except

    or 6th Schedule Areas. Provision or due

    participation o representatives o SCs, STs

    and Other Bacward Classes in GPWSC/VWSC

    should be made.

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    27/126

    THE PROGRAMME

    15

    10. Support Activities and

    Water Quality Monitoring and

    Surveillance Activities

    There are many elds where technicalZ

    support would be required by the Statesto achieve the long term goal o the sector.

    Engaging State Technical Agency or

    preparation o projects, technical scrutiny

    and evaluation o rural water supply

    schemes. Hydro-geo-morphological maps,

    satellite-data imagery, GIS mapping systems,

    use o GPS system or unique identication o

    habitations and water sources and delivery

    points, support or successully deploying

    the Integrated Management Inormation

    System (IMIS) and such other activities.

    NRDWP (Support): 5% o NRDWP unds willZ

    released to States every year or undertaing

    sotware support activities. No additional

    und will be provided by GoI or these

    activities beyond the allocated amount.

    All the Support activities indicated below

    continue or the 12th Five Year Plan. For this,

    each State should set up a properly staed

    Water and Sanitation Support Organisation

    (WSSO) under the State Water and Sanitation

    Mission. WSSOs have to be staed by experts

    in social development, human resource

    development, communication and IT sills

    and other areas as required by them in

    addition to engineering and technical sta

    that they may already be having; These

    unds will be utilised, inter alia, or

    i) Support or Consultants at WSSO, DWSM

    level

    ii) Setting up and running o Bloc

    Resource Centres

    iii) Providing support or awareness creation

    (IEC) and training activities (HRD) taen

    up by the WSSO or the CCDU under the

    WSSO;

    iv) Providing hardware and sotware

    support or MIS at the district and

    sub divisional level to bring in more

    accountability, eective monitoring and

    transparency in delivery o services.

    v) Research and Development activities

    relevant to the State.

    vi) Engaging State Technical Agency

    or preparation o projects, technical

    scrutiny and evaluation o rural

    water supply schemes. Hydro-geo-

    morphological maps, satellite-data

    imagery, GIS mapping systems, use o

    GPS system or unique identication

    o habitations and water sources and

    delivery points, support or successully

    deploying the Integrated Management

    Inormation System (IMIS) and such

    other activities.

    vii) Other Support activities.

    NRDWP (WQM&S): 3% o NRDWP unds willZ

    released to States every year or undertaing

    Water Quality Monitoring and Surveillance

    Activities. This shall include setting up and

    upgradation o district and sub district water

    quality testing labs, supply o eld test its

    and rell and training to grass root level

    worers or simple water quality tests.

    Activities to be under taen up by the States

    under the NRDWP (Support) and NRDWP

    (WQM&S) unds are mentioned below:

    A) NRDWP (Support Fund)

    10.1. Water and Sanitation Support

    Organisation (Communication and

    Capacity Development)

    The HRD and IEC programmes under the rural

    water supply programme were merged in

    2004-05 and GoI provided 100% grant-in aid

    to establish Communication and Capacity

    Development Unit (WSSO (CCDU)) in all States/

    UTs. The CCDU shall now be merged into the

    Water and Sanitation Support Organisation

    (WSSO). Beore taing up piped water supply

    projects in a village, GPWSC/VWSC should

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    28/126

    16

    NATIONAL RURAL DRINkING WATER PROGRAMME

    be ormed, their members trained and they

    should be involved in selection o source and

    system, estimating demand quantity, planning,

    monitoring, construction and in operation and

    maintenance. This requires targeted IEC and HRD

    activities in such villages. The aim is to create

    awareness among rural people on all aspects

    o rural water supply and its related issues and

    to enhance the capacity o the Panchayati Raj

    Institutions/Local Bodies/GPWSC/VWSC with the

    objective o enabling them to tae up planning,

    implementation and operation and maintenance

    activities related to rural water supply systems.

    Thus, WSSO and DWSM can be strengthened

    with Consultants in specialised areas and Bloc

    Resource Centres set up to liaise between the

    GPs/ GPWSC/ VWSC and the Department I/cRural Water Supply. NRDWP (Support) unds

    will be provided or activities under the WSSO

    (CCDU), as per the guidelines given in

    Annexure IV.

    10.2. Management Inormation

    System

    For eective planning, monitoring and

    implementation o NRDWP, Inormation

    Technology (IT) based Management InormationSystem provides the ollowing support:-

    Maintenance o habitation -level status oZ

    water supply data to ensure planning and

    monitoring at micro and macro level.

    Assistance or computer acilities up toZ

    subdivision level, in phases, to ensure latest

    technology or processing and storing data

    in an RDBMS and its communication rom

    one oce to another through Internet.

    Assistance or development o village basedZ

    GIS maps and its storage and processing,

    including procurement o digital maps rom

    Survey o India and procurement o GPS

    instruments or identication and capture o

    the location o drining water sources.

    Development and maintenance oZ

    customized sotware or enabling States and

    UTs to ully utilise the computing power or

    planning, monitoring and implementation

    o various activities in the sector and maing

    the relevant data available at the central

    server through the IMIS application.

    NRDWP (Support) unds will be providedZ

    or MIS activities. Guideline on MIS and

    Computerization project is given in

    Annexure V.

    10.3. Research and Development

    With the new issues and challengesZ

    emerging in the rural drining water and

    sanitation sector, a Research & Development

    Advisory Committee (RDAC) has been set

    up under the Chairpersonship o Secretary,

    Ministry o Drining Water and Sanitation,

    Government o India. The unctions othe Research & Development Advisory

    Committee (RDAC) on rural drining water

    and sanitation sector will be, interalia:

    i) Identiy eld problems rom the

    user departments and community

    organizations, viz. Non Governmental

    Organizations (NGOs) Community based

    organization (CBOs), voluntary agencies,

    etc.

    ii) Generate new ideas or research,

    development and innovation, and xpriority or such projects and decide

    thrust areas.

    iii) Identiy institutions and scientists

    or specic research, development,

    innovation and pilot projects, and invite

    them to submit proposals.

    iv) Help the identied scientists/

    organizations to ormulate inter-sectoral

    and multi-disciplinary research projects

    relevant to the sector.

    v) Help the Ministry to prepare specialized

    and emerging science and technology

    related documents o current interest.

    vi) Advise the Ministry on all such matters

    which will be helpul in promoting and

    adopting useul technology as well as

    research and developmental activities

    with specic reerence to rural water

    supply and sanitation sectors.

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    29/126

    THE PROGRAMME

    17

    vii) Promote convergence with other

    agencies involved in similar activities and

    dovetail the same or the benet o the

    WATSAN sector.

    In order to consider/ approve the ResearchZ

    and Development projects on Rural DriningWater and Sanitation, it has been decided to

    constitute a Project Sanctioning Committee

    under the Chairpersonship o Secretary,

    Ministry o Drining Water and Sanitation,

    Government o India. The Committee

    will consider the recommendations o

    the Research and Development Advisory

    Committee (RDAC) while approving the

    projects.

    To strengthen the R&D acilities in theZ

    concerned Departments in various States,

    State Governments are encouraged to

    establish R&D cells with adequate manpower

    and inrastructure. R&D Cells are required

    to remain in touch with the premier State

    Technical Agency.

    The networ o technical institutionsZ

    may ollow the guidelines issued by the

    Ministry rom time to time or eective

    implementation o the rural water supply

    programme. R&D Cells are also required

    to be in lin with the Monitoring and

    Investigation Unit and study the Monitoring

    and Evaluation Study Reports or initiating

    appropriate ollow up action.

    The R&D Cell should eep in touch with theZ

    documentation and inormation centre o

    the MDWS.

    Guideline indicating the thrust areas o R&DZ

    is at Annexure VI.

    B) NRDWP (WQM&S Fund)

    10.4. Water Quality Monitoring &

    Surveillance (WQM&S)

    Under the National Rural Drining Water

    Programme the issue o Water Quality

    Monitoring & Surveillance has been given due

    emphasis. The monitoring and surveillance

    results rom the habitations are also to be put on

    the database o the Ministry and monitored to

    ensure drining water security at the household

    level.

    The National Rural Water Quality Monitoring &Surveillance Programme launched in February

    2005 has now been merged with NRDWP.

    Detailed WQM&S Guideline is at Annexure III.

    Broadly, the programme is as ollows:

    The approach, strategy and mode oZ

    implementation o the WQM&S programme

    as detailed in the Implementation Manual

    on National Rural Water Quality Monitoring

    & Surveillance Programme issued by

    RGNDWM, Ministry o Drining Water and

    Sanitation, Government o India (November

    2004) needs to be adopted.

    All drining water sources should be testedZ

    at least twice a year or bacteriological

    contamination and once a year or chemical

    contamination.

    Under NRDWP, States may establish/Z

    upgrade Water Testing Laboratories at the

    State, district and Sub- District level with a

    provision o testing ew selected chemical

    parameters (need based) and biological

    parameters. Under NRHM there is a

    provision o testing water quality (biological

    parameters) at the Primary Health Centres.

    Such acilities, along with any other labs lie

    college/school labs, in the area, may be used

    or the programme.

    The existing Field Testing kits (FTk) mayZ

    continue to be used or primary detection

    o chemical and biological contamination o

    all the drining water sources in the villages.

    Provision o rells and replacement o FTks

    can also be done with this und.

    IEC and HRD or WQM&S are to be taen upZ

    as part o the WSSO (CCDU) activities.

    The services o ve GP level persons whoZ

    have been trained under National Rural

    Drining Water Quality Monitoring &

    Surveillance programme since February

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    30/126

    18

    NATIONAL RURAL DRINkING WATER PROGRAMME

    2006 i.e. ASHA, Anganwadi Worers, School

    Teachers, GP members, Social Worers

    etc. will continue to be utilized or the

    surveillance programme. Training o new

    personnel and reresher training should be

    provided annually.

    Monitoring is to be done by entering theZ

    test results o all sources tested by the

    designated labs on the IMIS o MDWS. The

    habitation and household data must be

    collected by two village level members

    (i) GPWSC/VWSC member selected in the

    Gram Sabha and ully accountable to the

    Panchayat and (ii) ASHA o NRHM. They will

    also authenticate the test results o Field Test

    kits used in the village.

    10.4.1 Water Quality Monitoring &

    Surveillance (WQM&S) Protocol

    A WQM&S Protocol is prepared to guide

    State governments in implementing the

    programme.

    11. Other Support Activities

    11.1. Rigs and Hydro Fracturing UnitsThe expenditure or purchase o Rigs/HydroZ

    racturing units would be made by the

    Central Government and State Government

    on 50:50 basis rom the NRDWP Coverage

    und.

    A rig monitoring plan or the State shouldZ

    be drawn up at the beginning o the year to

    eect optimum utilisation o these machines

    and the crew.

    11.2. Monitoring and InvestigationUnits

    A special monitoring cell and investigationZ

    unit at the State headquarters should be set

    up and headed by a well qualied and senior

    ocer with necessary supporting sta.

    The Monitoring unit shall be responsibleZ

    or collecting inormation either online

    rom the executing agencies through

    prescribed reports (Progress Monitoring

    System), maintenance o the data and timely

    submission o the prescribed data online to

    the Central Government by due dates.

    The unit shall also be responsible orZ

    monitoring aspects o quality o water,

    adequacy o service and other related

    qualitative aspects o the programme at the

    eld level.

    The Unit shall also maintain water qualityZ

    data in coordination with the concerned

    Department, Central/State Ground Water

    Board. Details o dierent technologies

    developed by institutions or taclingdierent problems should be provided by

    the Unit to the eld level executing agencies.

    The Monitoring and Investigation UnitsZ

    should also have technical posts o

    hydrologists, geophysicist, computer

    specialists with data entry operators, etc.

    A Quality Control Unit should be an integralZ

    part o M&I Units and should wor in

    coordination with the R&D Cell. This unit will

    be responsible or controlling/regulating the

    quality o construction wors in water supplyschemes and will ensure practical application

    o latest technologies in the eld.

    The expenditure will be borne by the CentralZ

    Government and the State Governments on

    50:50 sharing basis. The Central share will be

    met rom the NRDWP (Support) unds.

    11.3. Programme and Project

    Monitoring and Evaluation

    Central Government taes up monitoringand evaluation studies through reputed

    organizations / institutions rom time to time.

    The State Governments may also tae upZ

    similar monitoring and evaluation studies on

    the implementation o the rural water supply

    programme. Such proposal needs to be

    approved in the SLSSC meeting.

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    31/126

    THE PROGRAMME

    19

    100% nancial assistance will be provided byZ

    the Centre to the States or taing up such

    evaluation studies under Support activities

    und.

    The reports o these studies should be madeZ

    available to the Ministry and immediate

    corrective action should be initiated as

    a ollow up to improve the quality o

    programme implementation.

    11.4. External Support Agencies

    Various external support agencies lie WorldZ

    Ban, Japan International Cooperation

    Agency, kFW etc. are willing to support

    projects in the rural water supply sector.

    States that desire to avail such assistance

    may prepare project proposals as explainedbelow:

    Projects submitted or external undingZ

    should include a strong component or

    institutionalising community-based demand

    driven Rural Water Supply Programme with

    cost sharing by the communities.

    These projects should address sotwareZ

    activity needs, drining water supply,

    sustainability measures, enabling target

    communities to become open-deecation

    ree, environmental sanitation, health

    education, income generating activities, etc.

    Approval o State Finance and PlanningZ

    Departments should be obtained to ensure

    that the proposal has been scrutinized or its

    viability.

    The progress should be monitored at theZ

    level o Secretary in the State to ensure the

    completion o projects on time to avoid cost

    overrun and to tae appropriate remedial

    measures.

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    32/126

    20

    NATIONAL RURAL DRINkING WATER PROGRAMME

    The Ministry o Drining Water and Sanitation is to conduct regular

    Monitoring and Evaluation o the implementation and impact o the

    rural water supply programme in the States.

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    33/126

    DELIVERY MECHANISM

    21

    Delivery Mechanism

    12. Institutional Set Up

    12.1. National Level

    The Ministry o Drining Water and Sanitation to

    Provide policy guidance and nancial andZ

    technical support to the States.Conduct regular Monitoring and EvaluationZ

    o the implementation and impact o the

    rural water supply programme in the States.

    Support the States in setting up WSSO as perZ

    the NRDWP guidelines.

    Assist the States in case o natural disasterZ

    or restoration o damaged water supply

    systems.

    12.2. National Technical Support

    Agencies

    To assist the MDWS and State RWS&S

    Department(s) prepare and advise on specialized

    and emerging science and technology issues

    as well as research and development activities

    with specic reerence to the rural water and

    sanitation sector the ollowing National Agencies

    have been identied:

    All Central Council o Scientic andZ

    Industrial Research (CSIR) Laboratories and

    Organizations viz., CSMCRI (Bhavnagar), ITRC

    (Lucnow), CMERI (Durgapur), NCL (Pune),

    NEERI (Nagpur) etc.

    Central Ground Water Board (CGWB)Z

    Geological Survey o India (GSI)Z

    Department o Science and Technology (GoI)Z

    Department o Space Technology (GoI)Z

    Central Water Commission (CWC)Z

    National Remote Sensing Centre (NRSC)Z

    National Institute o Communicable DiseasesZ

    (NICD)

    National Institute o Rural DevelopmentZ

    (NIRD)

    National Arid Zone Research InstituteZ

    (Jodhpur)

    Centre or Science and Environment (CSE)ZCentre or Environment and Education (CEE)Z

    Indian Institutes o Technology (IIT )Z

    Indian Institute o Science (IISc)Z

    Regional Engineering Colleges (REC)Z

    India Institute o Hygiene and Public HealthZ

    (IIH&PH)

    Any other Central Agency dealing withZ

    RWS&S sector development.

    National Level Technical

    Experts

    The Ministry will empanel Technical Experts,

    individuals and institutions, to provide technical

    assistance to State Governmetnts, provide

    provide technical advice in policy ormulation

    and implementation, to undertae specic

    technical reviews, conduct technical enquiries,

    provide capacity building support to the Ministry

    and to State Departments incharge o I/c Rural

    Water Supply and Sanitation.

    12.3. Role o National Inormatics

    Centre

    National Inormatics Centre (NIC), at New

    Delhi would act as technical consultant or the

    MDWS at the center and State NIC would act as

  • 7/30/2019 MoDWS_NRDWP Guidelines 2013

    34/126

    22

    NATIONAL RURAL DRINkING WATER PROGRAMME

    technical adviser to the State Government and

    would primarily be responsible or extending

    support to the States in terms o e-governance

    requirements.

    NIC will also maintain the central databasesZ

    and will be responsible or maintainingthe National Rural Habitation Directory o

    the country.

    The role o NIC will also encompass theZ

    activity o standardisation o location and

    other codes thereby enabling building o

    two way linages with the State database on

    the basis o standard codes.

    The State governments must strictly ollowZ

    this coding pattern or achieving this goal

    o interoperability between the State and

    Central MIS.The State level NIC Ocer is the memberZ

    o the SLSSC Committee or MIS and

    Computerization projects only and

    can support the State Government as

    e-governance/ICT consultant or IT related

    activities.

    At the State level, NIC state unit will extendZ

    technical support to the MIS programme o

    the state, including development o sotware

    applications and training as per mutually

    agreed proposals.

    12.4. State Level

    Public Health Engineering Departments/Rural

    Water Supply and Sanitation Departments/

    Boards are the primary executing agencies

    or commissioning rural water supply

    schemes at the state level. The changed

    water resource situation and need to adopt

    decentralized strategy emphasizing a user-

    driven demand-oriented approa