MIRAE ASSET MUTUAL FUND Gross Distributors is in …€¦ · 8 ARN-0008 ENAM Securities Private...
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Sr.No. ARN Code Name of the ARN Holder Total Amt Paid (Rs.in Lakhs) Gross Inflows (Rs.In Lakhs) Distributors is in Associate or Group company of the Sponsor(s) of the mutual fund Net Inflows (Rs.In Lakhs) Average Assets (Rs. In Lakhs) Ratio of AUM to gross inflows (AUM as on 31st March 2014/Gross Infows for FY 2013-14) 1 ARN-0001 BNP Paribas 0.00 0.00 N 0.00 0.00 0.00 2 ARN-0002 JM Financial Services Limited 0.09 50.19 N 29.66 81.67 2.43 3 ARN-0003 Aditya Birla Money Mart Ltd 0.10 240.82 N 146.56 89.69 0.98 4 ARN-0004 Cholamandalam Distribution Services Limited 0.05 26.02 N -40.89 78.92 2.64 5 ARN-0005 HDFC Bank Limited 0.84 401.68 N 63.54 1004.65 3.10 6 ARN-0006 SKP Securities Limited 0.01 1.90 N -1.35 14.34 6.01 7 ARN-0007 SPA Capital Services Limited 0.02 3.35 N -6.98 28.28 7.38 8 ARN-0008 ENAM Securities Private Limited 0.01 0.00 N -11.51 7.81 0.00 9 ARN-0009 Way2Wealth Securities Private Limited 0.01 6.19 N 0.58 7.57 1.67 10 ARN-0010 Bajaj Capital Ltd. 0.41 581.43 N 436.02 493.57 1.35 11 ARN-0016 Bluechip Corporate Investment Centre Ltd 0.11 13.98 N -69.66 138.90 9.86 12 ARN-0017 Stock Holding Corporation of India Limited 0.01 2.46 N 1.27 7.47 3.75 13 ARN-0018 Karvy Stock Broking Limited 1.46 1198.77 N 637.84 918.56 1.10 14 ARN-0019 Axis Bank Limited 0.03 12.88 N -2.52 35.40 2.77 15 ARN-0020 ICICI Bank Limited 0.02 15.01 N -4.83 42.23 3.78 16 ARN-0021 Tata Securities Limited 0.01 0.32 N -19.42 7.24 13.79 17 ARN-0022 Hongkong & Shanghai Banking Corporation Ltd. 0.00 0.33 N 0.33 1.44 5.35 18 ARN-0030 Eastern Financiers Ltd. 0.04 3.39 N -32.89 49.53 9.86 19 ARN-0032 RR Investors Capital Services Pvt Ltd. 0.07 10.76 N -25.41 159.01 15.51 20 ARN-0039 Bluechip Capital Services Private Limited 0.13 87.21 N 76.81 123.84 2.10 21 ARN-0055 Citibank N.A 7.78 2939.16 N -390.40 5232.43 2.03 22 ARN-0058 IDBI Bank Ltd 0.26 145.88 N -54.92 387.00 2.65 23 ARN-0060 Farhad Sam Choksey 0.00 0.00 N 0.00 0.00 0.00 24 ARN-0081 Major Ashish Chadha 0.00 0.00 N 0.00 4.25 0.00 25 ARN-0088 Sadashiv Arvind Phene 0.00 0.00 N 0.00 0.00 0.00 26 ARN-0098 Geojit BNP Paribas Financial Services Limited 0.02 6.80 N 1.53 31.43 5.39 27 ARN-0111 ITI Financial Services Limited 0.05 5.96 N -76.82 88.84 4.56 28 ARN-0145 DSP Merrill Lynch Limited 0.00 0.01 N -0.17 1.39 164.50 29 ARN-0155 NJ IndiaInvest Pvt Ltd 3.81 2818.72 N 1657.14 3518.00 2.00 30 ARN-0158 Mata Securities India Pvt. Ltd 0.00 1.50 N 1.50 0.34 1.08 31 ARN-0164 Kotak Securities Ltd 0.04 0.00 N -0.81 80.63 0.00 32 ARN-0165 Zeenat S Jagani 0.00 0.00 N -1.51 9.66 0.00 MIRAE ASSET MUTUAL FUND Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14 Page 1 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
Transcript of MIRAE ASSET MUTUAL FUND Gross Distributors is in …€¦ · 8 ARN-0008 ENAM Securities Private...
Sr.No. ARN Code Name of the ARN Holder Total Amt
Paid (Rs.in
Lakhs)
Gross
Inflows
(Rs.In
Lakhs)
Distributors is in
Associate or Group
company of the
Sponsor(s) of the
mutual fund
Net Inflows
(Rs.In Lakhs)
Average Assets
(Rs. In Lakhs)
Ratio of AUM to
gross inflows (AUM
as on 31st March
2014/Gross Infows
for FY 2013-14)
1 ARN-0001 BNP Paribas 0.00 0.00 N 0.00 0.00 0.00
2 ARN-0002 JM Financial Services Limited 0.09 50.19 N 29.66 81.67 2.43
3 ARN-0003 Aditya Birla Money Mart Ltd 0.10 240.82 N 146.56 89.69 0.98
4 ARN-0004 Cholamandalam Distribution Services Limited 0.05 26.02 N -40.89 78.92 2.64
5 ARN-0005 HDFC Bank Limited 0.84 401.68 N 63.54 1004.65 3.10
6 ARN-0006 SKP Securities Limited 0.01 1.90 N -1.35 14.34 6.01
7 ARN-0007 SPA Capital Services Limited 0.02 3.35 N -6.98 28.28 7.38
8 ARN-0008 ENAM Securities Private Limited 0.01 0.00 N -11.51 7.81 0.00
9 ARN-0009 Way2Wealth Securities Private Limited 0.01 6.19 N 0.58 7.57 1.67
10 ARN-0010 Bajaj Capital Ltd. 0.41 581.43 N 436.02 493.57 1.35
11 ARN-0016 Bluechip Corporate Investment Centre Ltd 0.11 13.98 N -69.66 138.90 9.86
12 ARN-0017 Stock Holding Corporation of India Limited 0.01 2.46 N 1.27 7.47 3.75
13 ARN-0018 Karvy Stock Broking Limited 1.46 1198.77 N 637.84 918.56 1.10
14 ARN-0019 Axis Bank Limited 0.03 12.88 N -2.52 35.40 2.77
15 ARN-0020 ICICI Bank Limited 0.02 15.01 N -4.83 42.23 3.78
16 ARN-0021 Tata Securities Limited 0.01 0.32 N -19.42 7.24 13.79
17 ARN-0022 Hongkong & Shanghai Banking Corporation Ltd. 0.00 0.33 N 0.33 1.44 5.35
18 ARN-0030 Eastern Financiers Ltd. 0.04 3.39 N -32.89 49.53 9.86
19 ARN-0032 RR Investors Capital Services Pvt Ltd. 0.07 10.76 N -25.41 159.01 15.51
20 ARN-0039 Bluechip Capital Services Private Limited 0.13 87.21 N 76.81 123.84 2.10
21 ARN-0055 Citibank N.A 7.78 2939.16 N -390.40 5232.43 2.03
22 ARN-0058 IDBI Bank Ltd 0.26 145.88 N -54.92 387.00 2.65
23 ARN-0060 Farhad Sam Choksey 0.00 0.00 N 0.00 0.00 0.00
24 ARN-0081 Major Ashish Chadha 0.00 0.00 N 0.00 4.25 0.00
25 ARN-0088 Sadashiv Arvind Phene 0.00 0.00 N 0.00 0.00 0.00
26 ARN-0098 Geojit BNP Paribas Financial Services Limited 0.02 6.80 N 1.53 31.43 5.39
27 ARN-0111 ITI Financial Services Limited 0.05 5.96 N -76.82 88.84 4.56
28 ARN-0145 DSP Merrill Lynch Limited 0.00 0.01 N -0.17 1.39 164.50
29 ARN-0155 NJ IndiaInvest Pvt Ltd 3.81 2818.72 N 1657.14 3518.00 2.00
30 ARN-0158 Mata Securities India Pvt. Ltd 0.00 1.50 N 1.50 0.34 1.08
31 ARN-0164 Kotak Securities Ltd 0.04 0.00 N -0.81 80.63 0.00
32 ARN-0165 Zeenat S Jagani 0.00 0.00 N -1.51 9.66 0.00
MIRAE ASSET MUTUAL FUND
Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14
Page 1 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
Sr.No. ARN Code Name of the ARN Holder Total Amt
Paid (Rs.in
Lakhs)
Gross
Inflows
(Rs.In
Lakhs)
Distributors is in
Associate or Group
company of the
Sponsor(s) of the
mutual fund
Net Inflows
(Rs.In Lakhs)
Average Assets
(Rs. In Lakhs)
Ratio of AUM to
gross inflows (AUM
as on 31st March
2014/Gross Infows
for FY 2013-14)
MIRAE ASSET MUTUAL FUND
Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14
33 ARN-0168 Anand Rathi Financial Services Limited 0.06 46.06 N 26.38 51.57 2.07
34 ARN-0169 Hero FinCorp Ltd 0.00 0.00 N 0.00 0.00 0.00
35 ARN-0180 ING Vysya Bank Ltd. 0.02 0.00 N -2.54 23.52 0.00
36 ARN-0186 Bonanza Portfolio Ltd 0.00 0.72 N -0.46 5.32 8.25
37 ARN-0206 PLC Securities Ltd 0.00 0.00 N 0.00 0.00 0.00
38 ARN-0238 Sprism Investment Services Private Limited 0.02 1.06 N -12.14 22.33 17.45
39 ARN-0262 A.G. Financial Services 0.00 0.00 N -0.20 0.13 0.00
40 ARN-0266 P.H. Financial & Investment Consultants Pvt. Ltd. 0.00 0.00 N 0.00 0.00 0.00
41 ARN-0307 Russell Credit Limited 0.00 0.00 N 0.00 0.00 0.00
42 ARN-0323 Prebon Yamane India Limited 0.00 0.00 N 0.00 0.00 0.00
43 ARN-0353 Development Credit Bank Limited 0.01 0.39 N -5.32 25.45 67.12
44 ARN-0354 Standard Chartered Securities (India) Limited 0.01 0.03 N -0.81 11.25 443.30
45 ARN-0358 K Arun Kumar 0.00 0.00 N 0.00 0.00 0.00
46 ARN-0507 Zen Securities Limited 0.05 20.20 N 10.33 58.82 3.55
47 ARN-0633 Indusind Bank Ltd 0.22 154.57 N 69.49 107.91 0.92
48 ARN-0654 J R Laddha Financial Services (P) Ltd. 0.01 0.59 N -56.32 27.38 0.00
49 ARN-0703 Batlivala & Karani Securities India Pvt. Ltd. 0.00 0.00 N 0.00 0.00 0.00
50 ARN-0783 Lakshmi Enterprises 0.00 0.00 N 0.00 0.00 0.00
51 ARN-0845 ICICI Securities Limited 0.48 589.16 N 291.05 628.14 1.74
52 ARN-0864 Om Spectrum Financial Consultants Pvt. Ltd. 0.00 4.28 N 2.76 4.94 1.90
53 ARN-0900 Wealth Managers (India) Private Limited 0.00 1.00 N 1.00 0.16 0.94
54 ARN-0910 Oswal Dhan Private Limited 0.00 0.00 N 0.00 0.00 0.00
55 ARN-0912 B D Shroff Securities Private Limited 0.00 0.00 N -0.33 6.05 0.00
56 ARN-0940 Dalal & Broacha Stock Broking Pvt. Ltd. 0.00 0.00 N 0.00 0.00 0.00
57 ARN-0962 Integrated Enterprises (India) Ltd 0.13 21.47 N -18.53 157.20 7.84
58 ARN-0988 Ganesh Shridhar Shanbhag 0.00 0.00 N 0.00 0.92 0.00
59 ARN-1016 Roopa Venkatkrishnan 0.00 0.00 N 0.00 0.00 0.00
60 ARN-1017 Rajbir Singh 0.00 0.00 N 0.00 1.13 0.00
61 ARN-1022 Quantum Information Services Private Limited 0.00 0.08 N 0.08 0.03 1.14
62 ARN-1142 Wealth First Advisors Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
63 ARN-1146 Dipak Kumar Das 0.50 96.98 N -34.50 487.16 5.55
64 ARN-1159 The Royal Bank of Scotland N V 0.03 0.33 N -58.36 56.16 120.71
Page 2 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
Sr.No. ARN Code Name of the ARN Holder Total Amt
Paid (Rs.in
Lakhs)
Gross
Inflows
(Rs.In
Lakhs)
Distributors is in
Associate or Group
company of the
Sponsor(s) of the
mutual fund
Net Inflows
(Rs.In Lakhs)
Average Assets
(Rs. In Lakhs)
Ratio of AUM to
gross inflows (AUM
as on 31st March
2014/Gross Infows
for FY 2013-14)
MIRAE ASSET MUTUAL FUND
Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14
65 ARN-1160 Prescient Financial Solutions 0.00 0.00 N 0.00 0.00 0.00
66 ARN-1173 Shivranjani Securities Company Pvt Ltd 0.00 2.50 N 2.50 0.91 1.02
67 ARN-1209 Standard Chartered Bank 0.05 0.40 N -35.44 64.54 127.93
68 ARN-1238 Harley Securities Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
69 ARN-1239 Axiom Financial Services Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
70 ARN-1308 Almondz Global Securities Ltd 0.21 14.55 N -21.46 242.79 16.42
71 ARN-1379 Anita Investment Agencies 0.00 15.00 N 10.00 4.32 0.73
72 ARN-1389 Right Choice Securities Pvt Ltd 0.00 0.56 N 0.13 0.59 1.49
73 ARN-1390 Kotak Mahindra Bank Limited 0.21 34.10 N -43.06 335.10 7.83
74 ARN-1428 Poddar Financial Services 0.00 0.00 N 0.00 0.00 0.00
75 ARN-1435 Security Investments Limited 0.00 0.15 N -1.66 1.15 2.99
76 ARN-1480 Raviraj Investments Corporate (India) Pvt Ltd 0.00 0.04 N -0.62 0.91 13.55
77 ARN-1488 Goldstar Financial Services Private Limited 0.00 1.98 N -0.56 2.99 1.43
78 ARN-1560 Purnima Securities Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
79 ARN-1563 Emkay Global Financial Services Limited 0.00 0.54 N -0.55 2.70 5.11
80 ARN-1665 Matrix Financial Services Ltd 0.03 13.44 N -5.90 34.92 2.62
81 ARN-1666 Safe Assets 0.00 0.00 N 0.00 0.00 0.00
82 ARN-1668 ECS Financial Services (India) Private Limited 0.04 14.93 N -9.22 59.05 4.06
83 ARN-1676 Right Returns 0.00 0.00 N 0.00 0.00 0.00
84 ARN-1678 Mangsidhesh Investments Pvt Ltd 0.00 0.00 N -0.27 0.28 0.00
85 ARN-1912 Anjali Investment & Consultants 0.00 0.50 N -1.91 1.43 1.07
86 ARN-1920 Hari Ghanashyam Kamat 0.00 0.00 N -0.37 2.82 0.00
87 ARN-1964 Anil Khera 0.01 6.55 N 2.63 11.74 2.12
88 ARN-2023 Bharat Bhushan & Co. 0.00 2.00 N 0.47 1.40 1.18
89 ARN-2025 Suvridhi Capital Markets Ltd 0.00 0.11 N -0.19 0.38 2.52
90 ARN-2126 Apeejay Securities Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
91 ARN-2224 Ashwin Rasiklal Vajani 0.01 0.00 N 0.00 4.91 0.00
92 ARN-2235 Nikhil Ashok Naik 0.00 1.73 N 1.73 1.65 1.95
93 ARN-2328 Nita Siddharth Shah 0.00 2.64 N 0.39 3.18 1.99
94 ARN-2365 Hari Mohan Gupta 0.07 1.05 N -68.95 95.27 56.74
95 ARN-2373 Divyesh Jagdish Rach 0.00 0.00 N 0.00 0.00 0.00
96 ARN-2380 Edge Corporate Services Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
Page 3 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
Sr.No. ARN Code Name of the ARN Holder Total Amt
Paid (Rs.in
Lakhs)
Gross
Inflows
(Rs.In
Lakhs)
Distributors is in
Associate or Group
company of the
Sponsor(s) of the
mutual fund
Net Inflows
(Rs.In Lakhs)
Average Assets
(Rs. In Lakhs)
Ratio of AUM to
gross inflows (AUM
as on 31st March
2014/Gross Infows
for FY 2013-14)
MIRAE ASSET MUTUAL FUND
Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14
97 ARN-2390 Alasia Consulting 0.00 0.00 N 0.00 0.00 0.00
98 ARN-2403 Varsha Investments 0.00 0.55 N -1.11 1.05 2.24
99 ARN-2481 Rajinder Pal singh Anand 0.00 0.00 N 0.00 0.00 0.00
100 ARN-2508 Brij Bhushan Marwaha 0.01 0.00 N -0.27 0.02 0.00
101 ARN-2512 Rakesh Pasricha 0.00 0.00 N -1.11 0.80 0.00
102 ARN-2640 Common Wealth 0.00 0.00 N 0.00 0.00 0.00
103 ARN-2647 Rajaram Management Services Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
104 ARN-2648 Darashaw & Co. Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
105 ARN-2698 Jagruti Sanjay Khatri 0.00 0.00 N 0.00 0.00 0.00
106 ARN-2699 Rahul Ajit Khatri 0.05 26.14 N -5.85 31.40 1.69
107 ARN-2700 Sanjay Jiwandas Khatri 0.08 109.70 N 89.92 59.07 1.20
108 ARN-3086 Asit C. Mehta Investment Intermediates Ltd 0.00 0.84 N -0.14 6.22 7.98
109 ARN-3089 Colaco & Aranha 0.00 0.00 N 0.00 0.00 0.00
110 ARN-3092 Think Financial & Insurance Cons Pvt Ltd 0.00 0.36 N 0.36 1.58 5.08
111 ARN-3266 Hexagon Consultants 0.00 0.27 N 0.24 1.00 5.03
112 ARN-3273 Pelican Wealth Managers Pvt. Ltd. 0.00 0.00 N 0.00 0.00 0.00
113 ARN-3280 Sundaram Finance Limited 0.03 67.88 N 65.62 17.62 1.01
114 ARN-3284 SKM Management Services 0.00 0.00 N 0.00 0.00 0.00
115 ARN-3289 Green Homes India 0.00 0.00 N 0.00 0.00 0.00
116 ARN-3307 Disha Finance & Investment Pvt Ltd 0.00 0.01 N -1.01 2.37 215.98
117 ARN-3463 Rajiv Bose 0.00 0.00 N 0.00 0.00 0.00
118 ARN-3524 JHAVERI SECURITIES LTD 0.13 19.07 N -38.34 133.19 7.14
119 ARN-3528 Power Pusher Financial Services LLP 0.00 0.00 N 0.00 0.00 0.00
120 ARN-3543 Deutsche Bank AG 0.00 0.92 N -7.11 6.49 2.27
121 ARN-3689 Yogesh Jayant Shah 0.00 0.05 N 0.05 0.13 4.01
122 ARN-3821 Mukesh R Parikh 0.00 0.00 N 0.00 3.72 0.00
123 ARN-3852 PTIC (P) Ltd 0.00 0.00 N 0.00 0.00 0.00
124 ARN-4480 Union Bank of India 0.00 0.00 N 0.00 0.00 0.00
125 ARN-4481 Bank of India 0.00 0.00 N 0.00 0.00 0.00
126 ARN-4483 UTI Infrastructure Technology And Services Ltd 0.00 0.00 N 0.00 0.00 0.00
127 ARN-4829 Gupta Investments 0.00 0.00 N 0.00 0.00 0.00
128 ARN-4836 Desons Holding & Finance Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
Page 4 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
Sr.No. ARN Code Name of the ARN Holder Total Amt
Paid (Rs.in
Lakhs)
Gross
Inflows
(Rs.In
Lakhs)
Distributors is in
Associate or Group
company of the
Sponsor(s) of the
mutual fund
Net Inflows
(Rs.In Lakhs)
Average Assets
(Rs. In Lakhs)
Ratio of AUM to
gross inflows (AUM
as on 31st March
2014/Gross Infows
for FY 2013-14)
MIRAE ASSET MUTUAL FUND
Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14
129 ARN-4837 Harihar Finance Corporation 0.00 0.00 N 0.00 0.00 0.00
130 ARN-4968 Ramesh Chand Maloo 0.00 0.46 N 0.16 0.69 6.25
131 ARN-5084 Dipankar Das 0.05 5.35 N -5.08 43.58 8.37
132 ARN-5298 Deep Management & Eco Consultants Private Limited0.42
87.18 N 84.02 408.52 6.07
133 ARN-5592 Darshan Securities Private Limited 0.00 0.00 N 0.00 0.00 0.00
134 ARN-5593 Merchant Investment Consultancy Private Limited 0.00 0.00 N -0.34 1.11 0.00
135 ARN-5599 Vantage Wealth Management Solutions Pvt. Ltd. 0.00 0.50 N 0.50 4.26 10.02
136 ARN-5893 Religare Securities Limited 0.00 0.36 N -2.19 2.63 6.82
137 ARN-5962 Sab Investments 0.00 0.00 N 0.00 0.00 0.00
138 ARN-5975 Rohan Maurya 0.01 0.00 N -1.52 13.13 0.00
139 ARN-7151 Gajendra Hiralal Jain 0.00 0.00 N 0.00 0.00 0.00
140 ARN-7216 Nirmalya Dasgupta 0.00 0.00 N 0.00 0.00 0.00
141 ARN-7296 Invest Care 0.00 0.12 N -0.67 5.14 40.85
142 ARN-7493 Prime Capital Services Private Ltd 0.11 45.44 N 24.85 92.40 2.65
143 ARN-7858 Madhuvan Securities Private Limited 0.00 0.00 N 0.00 0.00 0.00
144 ARN-7893 Ravindra Rajendra Oberoi 0.00 0.00 N 0.00 0.00 0.00
145 ARN-8181 Brain Point Investment Centre Pvt Ltd 10.74 5233.19 N 3542.12 10079.85 2.63
146 ARN-8418 Punjab National Bank 0.00 0.00 N 0.00 0.00 0.00
147 ARN-8596 Kukku Consultants Private Limited 0.10 63.81 N 57.97 64.43 1.66
148 ARN-8814 Tandon & Mahindra 0.00 0.00 N 0.00 0.00 0.00
149 ARN-9305 Nitin N Odhawani 0.00 0.00 N 0.00 0.00 0.00
150 ARN-9348 Samsang Financial Consultants 0.00 0.00 N 0.00 0.00 0.00
151 ARN-9760 Canara Bank 0.00 0.00 N 0.00 0.00 0.00
152 ARN-9807 Indus Capital 0.10 1.15 N -153.17 79.06 12.75
153 ARN-9992 Prudent Corporate Advisory Services Ltd 1.40 511.28 N -506.12 1289.16 2.52
154 ARN-10251 Akasa Securities & Financial Services Pvt. Ltd 0.00 0.00 N -9.15 0.76 0.00
155 ARN-10617 Subras Investments 0.00 5.34 N 0.58 3.19 0.67
156 ARN-10836 Rushil Financial Services 0.00 0.00 N 0.00 0.00 0.00
157 ARN-10882 Kooran Varghese Polson 0.05 26.64 N 25.78 42.53 2.63
158 ARN-11436 L&T Capital Company Ltd 0.00 0.00 N 0.00 2.06 0.00
159 ARN-11439 Leader Care Finance 0.00 0.00 N 0.00 0.00 0.00
Page 5 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
Sr.No. ARN Code Name of the ARN Holder Total Amt
Paid (Rs.in
Lakhs)
Gross
Inflows
(Rs.In
Lakhs)
Distributors is in
Associate or Group
company of the
Sponsor(s) of the
mutual fund
Net Inflows
(Rs.In Lakhs)
Average Assets
(Rs. In Lakhs)
Ratio of AUM to
gross inflows (AUM
as on 31st March
2014/Gross Infows
for FY 2013-14)
MIRAE ASSET MUTUAL FUND
Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14
160 ARN-11660 Frontline Securities Ltd 0.00 0.00 N 0.00 0.00 0.00
161 ARN-11766 Capital League 0.00 0.00 N 0.00 0.00 0.00
162 ARN-12195 State Bank of India 0.00 0.00 N 0.00 0.00 0.00
163 ARN-12371 Rachit Consultants 0.01 255.52 N 128.00 16.50 0.51
164 ARN-12836 Rashmi Thukral 0.00 0.00 N 0.00 0.00 0.00
165 ARN-13178 Vinayak Mahableshwar Kudtarkar 0.00 0.00 N 0.00 1.86 0.00
166 ARN-13198 H L Kapoor Financial Consultants Pvt Ltd 0.00 0.10 N -1.53 2.29 25.88
167 ARN-13549 HDFC Securities Ltd 0.00 4.55 N 4.50 1.26 1.13
168 ARN-13595 Wealth First Port Folio Managers Pvt. Ltd 0.98 415.66 N 327.82 140.52 0.92
169 ARN-13913 Porecha Global Securities Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
170 ARN-14155 Dhruv Lalit Mehta 0.11 42.97 N -228.97 153.86 3.87
171 ARN-14695 Jayakumari Ishwarlal Shah 0.00 0.00 N 0.00 0.00 0.00
172 ARN-14825 Manjunath B 0.00 0.00 N 0.00 0.00 0.00
173 ARN-14899 Kovalam Investment & Trading Co. Ltd 0.00 0.00 N 0.00 0.00 0.00
174 ARN-15110 Allegro Capital Advisors Pvt Ltd 0.00 0.00 N 0.00 0.17 0.00
175 ARN-15114 Arihant Capital Markets Limited 0.00 0.00 N -3.70 0.55 0.00
176 ARN-15238 R K Agrawal 0.00 0.00 N 0.00 0.00 0.00
177 ARN-16186 State Bank of Travancore 0.00 0.00 N 0.00 0.00 0.00
178 ARN-17397 Motilal Oswal Securities Ltd. 0.01 0.87 N -6.19 13.76 15.76
179 ARN-17801 Sal Securities Pvt. Ltd. 0.00 0.00 N 0.00 0.00 0.00
180 ARN-18741 Vcare Investment Services Pvt. Ltd. 0.01 6.75 N 4.61 9.35 2.01
181 ARN-18870 Shifali Satsangee 0.00 0.00 N 0.00 0.00 0.00
182 ARN-19203 Abchlor Investment Advisors (P) Ltd 0.04 20.06 N 18.78 20.47 1.63
183 ARN-19898 State Bank of Patiala 0.00 0.00 N 0.00 0.00 0.00
184 ARN-20669 Sharekhan Limited 0.01 18.20 N 8.47 17.56 1.64
185 ARN-20677 Relacs Investment & Financial Services Pvt Ltd 0.06 14.30 N 8.64 76.18 6.37
186 ARN-20721 Wiseinvest Advisors Pvt. Ltd. 0.00 0.00 N -14.14 13.61 0.00
187 ARN-20936 Ventura Securities Ltd 0.00 3.32 N -2.52 4.17 0.33
188 ARN-20943 Infinity Finserv (P) Ltd 0.00 0.00 N -1.39 1.38 0.00
189 ARN-20995 Wealth Advisors (India) Pvt. Ltd. 0.00 0.00 N -7.09 8.02 0.00
190 ARN-22193 The Federal Bank Ltd. 0.00 0.00 N 0.00 0.00 0.00
191 ARN-22502 Iqbal Singh 0.02 102.58 N 102.38 21.25 1.11
Page 6 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
Sr.No. ARN Code Name of the ARN Holder Total Amt
Paid (Rs.in
Lakhs)
Gross
Inflows
(Rs.In
Lakhs)
Distributors is in
Associate or Group
company of the
Sponsor(s) of the
mutual fund
Net Inflows
(Rs.In Lakhs)
Average Assets
(Rs. In Lakhs)
Ratio of AUM to
gross inflows (AUM
as on 31st March
2014/Gross Infows
for FY 2013-14)
MIRAE ASSET MUTUAL FUND
Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14
192 ARN-23017 Yes Bank Limited 0.01 2.12 N -0.86 9.72 6.95
193 ARN-23046 Asset Managers 0.00 53.85 N 52.65 6.91 0.99
194 ARN-23800 Ashish Modani 0.00 0.15 N -25.78 1.24 13.30
195 ARN-24394 Coolbrain Consultants Private Ltd. 0.06 51.91 N -17.01 72.57 1.40
196 ARN-27210 GEPL CAPITAL PRIVATE LIMITED 0.00 0.00 N -0.71 1.07 0.00
197 ARN-27400 Diva Jyote Portfolios Private Limited 0.00 0.00 N 0.00 0.00 0.00
198 ARN-27889 My Financial Advisor 0.00 0.00 N 0.00 6.75 0.00
199 ARN-27988 Peakalpha Investment Services (P) Ltd., 0.00 0.00 N 0.00 1.34 0.00
200 ARN-28457 Verdant Financial Advisory Services Private Limited 0.00 1.25 N 1.00 0.15 0.83
201 ARN-29345 SMC Global Securities Limited 0.07 45.06 N -28.49 81.64 2.41
202 ARN-29819 Pioneer Client Associates Private Limited 0.00 1.01 N 0.31 0.26 7.80
203 ARN-29889 Reliance Securities Limited 0.02 2.91 N -10.70 25.53 8.44
204 ARN-30004 DBS Bank Ltd. 0.00 0.55 N -4.58 2.41 3.41
205 ARN-30156 Mahindra & Mahindra Financial Services Limited 0.00 0.99 N -0.08 5.67 5.17
206 ARN-30378 Pallav Bagaria 0.00 5.66 N -8.34 6.32 0.83
207 ARN-30846 International Money Matters Private Limited 0.18 406.17 N 232.95 150.18 0.86
208 ARN-31388 Abacus Corporation Private Limited 0.00 0.16 N -7.81 14.13 92.54
209 ARN-32281 Indira Jitendra Udani 0.00 0.53 N 0.44 1.90 4.61
210 ARN-32972 Crescore Wealth Management Services Pvt. Ltd. 0.00 0.00 N 0.00 0.00 0.00
211 ARN-33684 SMR Consultancy Private Limited 0.00 0.00 N 0.00 0.00 0.00
212 ARN-33752 S J Investment Services Pvt Ltd 0.00 0.25 N -0.91 1.54 6.17
213 ARN-33764 Religare Finvest Limited 0.01 0.00 N -0.39 9.64 0.00
214 ARN-33919 Vista Wealth Consultants Private Limited 0.00 0.00 N -0.19 1.83 0.00
215 ARN-34074 Harish S Kotian 0.00 1.40 N 1.40 3.12 2.87
216 ARN-34515 Comsol Financial Solutions Private Limited 0.00 0.00 N 0.00 0.00 0.00
217 ARN-35331 Sujata Kabraji 0.00 0.00 N 0.00 0.00 0.00
218 ARN-35783 Bank Of Baroda 0.00 0.00 N 0.00 0.00 0.00
219 ARN-36190 Director General Posts 0.00 0.00 N 0.00 0.00 0.00
220 ARN-36358 Ambit Capital Private Limited 0.00 0.00 N 0.00 0.00 0.00
221 ARN-37827 Manjula S 0.00 0.00 N 0.00 0.00 0.00
222 ARN-38185 Yash Consultants 0.00 0.00 N 0.00 0.00 0.00
223 ARN-38363 Citigroup Global Markets India Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
Page 7 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
Sr.No. ARN Code Name of the ARN Holder Total Amt
Paid (Rs.in
Lakhs)
Gross
Inflows
(Rs.In
Lakhs)
Distributors is in
Associate or Group
company of the
Sponsor(s) of the
mutual fund
Net Inflows
(Rs.In Lakhs)
Average Assets
(Rs. In Lakhs)
Ratio of AUM to
gross inflows (AUM
as on 31st March
2014/Gross Infows
for FY 2013-14)
MIRAE ASSET MUTUAL FUND
Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14
224 ARN-42257 Sushil Finance Consultants Limited 0.01 0.55 N -5.23 12.44 25.53
225 ARN-42964 IFAN FINSERV PRIVATE LIMITED 0.08 18.45 N -14.41 79.00 4.82
226 ARN-44319 Keynote Consultancy 0.01 7.94 N 0.23 17.56 2.47
227 ARN-44882 Padam Singh Raj Purohit 0.00 0.00 N -0.90 2.98 0.00
228 ARN-45109 M.S.Talaulicar And Sons Private Limited 0.00 0.00 N 0.00 0.00 0.00
229 ARN-45808 Bharadhwajan V J 0.00 0.00 N 0.00 0.00 0.00
230 ARN-45990 Kshitiz Agarwal 0.00 0.00 N 0.00 0.00 0.00
231 ARN-46722 Value Invest Wealth Management (India) Pvt. Ltd. 0.00 0.24 N 0.14 0.78 3.70
232 ARN-47293 Ask Wealth Advisors Private Limited 3.80 2231.53 N 1314.25 1973.65 1.46
233 ARN-47791 India Infoline Limited 0.04 15.65 N -18.26 48.49 3.02
234 ARN-48100 Y S Capital 0.00 0.40 N 0.40 0.12 1.11
235 ARN-48345 Mranjali Agarwal 0.00 0.00 N 0.00 0.00 0.00
236 ARN-49091 V Serve Management Private Limited 0.01 24.99 N -6.14 21.22 0.68
237 ARN-49235 Clairvoyant Capital Services 0.00 0.00 N 0.00 0.00 0.00
238 ARN-49236 Cedrus Consultants Private Limited 0.00 0.00 N 0.00 0.00 0.00
239 ARN-49454 Nirmal Bang Securities Pvt Ltd. 0.00 3.37 N 1.91 1.76 0.73
240 ARN-49626 Salil B Kothari 0.00 0.00 N 0.00 0.00 0.00
241 ARN-49707 Religare Wealth Management Limited 0.00 2.19 N -5.89 3.80 3.90
242 ARN-50106 Milestone Financial Advisory Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
243 ARN-50636 Rajat Bhargava 0.00 0.00 N 0.00 0.00 0.00
244 ARN-51053 Pegasus Advisory Private Limited 0.00 0.00 N 0.00 0.00 0.00
245 ARN-51526 Great Fortune Investments and Infrastructures Pvt.Ltd. 0.00 0.00 N 0.00 0.00 0.00
246 ARN-52000 BNP Paribas Investment Services India Pvt. Ltd 0.00 0.00 N 0.00 0.00 0.00
247 ARN-52608 Vasant Potbhare 0.00 0.00 N 0.00 0.00 0.00
248 ARN-53308 Barclays Securities (India) Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
249 ARN-53956 Credit Suisse Securities India Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
250 ARN-55274 Divitas Capital Advisors Pvt Ltd 0.01 0.00 N -22.73 22.23 0.00
251 ARN-55374 JRG Financial Advisors (P) ltd 0.00 0.00 N 0.00 0.00 0.00
252 ARN-56421 KNS Consulting Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
253 ARN-56953 Invest India Micro Pension Services Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
254 ARN-57656 Ladderup Wealth Management Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
Page 8 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
Sr.No. ARN Code Name of the ARN Holder Total Amt
Paid (Rs.in
Lakhs)
Gross
Inflows
(Rs.In
Lakhs)
Distributors is in
Associate or Group
company of the
Sponsor(s) of the
mutual fund
Net Inflows
(Rs.In Lakhs)
Average Assets
(Rs. In Lakhs)
Ratio of AUM to
gross inflows (AUM
as on 31st March
2014/Gross Infows
for FY 2013-14)
MIRAE ASSET MUTUAL FUND
Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14
255 ARN-57930 Right Horizons Financial Services Pvt Ltd 0.00 0.12 N 0.12 0.63 6.44
256 ARN-59223 Wealth Zone Fin Ser (India) Pvt Ltd 0.01 1.97 N -6.23 15.80 7.08
257 ARN-59563 IIFL Wealth Management Limited 0.00 5.00 N -7.36 11.59 20.25
258 ARN-59586 Sift Capital 0.00 0.00 N 0.00 0.00 0.00
259 ARN-59930 Allegiance Associates 0.00 0.00 N 0.00 0.00 0.00
260 ARN-60930 Money Honey Financial Services Pvt Ltd 0.00 0.00 N -0.12 0.79 0.00
261 ARN-61882 Sonic Investments 0.63 501.92 N 501.92 257.80 1.17
262 ARN-62757 Alpha Capital 0.00 0.00 N 0.00 0.00 0.00
263 ARN-63263 Coral Fund Solutions Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
264 ARN-63650 BM Financial Advisors 0.00 0.00 N 0.00 0.00 0.00
265 ARN-63903 Yerranna Gouda 0.00 0.00 N 0.00 0.00 0.00
266 ARN-64484 Sameer K Lakhani 0.00 0.00 N 0.00 0.00 0.00
267 ARN-64606 AUM Capital Market Pvt Ltd 0.00 0.50 N -1.00 0.75 0.00
268 ARN-64917 Systematix Shares and Stocks (India) Ltd 0.00 0.22 N -0.73 1.16 3.42
269 ARN-65287 SMC Investments And Advisors Limited 0.00 0.48 N 0.31 3.71 26.64
270 ARN-66560 M K Financials 0.00 0.00 N 0.00 0.00 0.00
271 ARN-67218 iFAST Financial India Pvt Ltd 0.23 818.80 N 550.46 374.84 0.96
272 ARN-68758 Kaushalbhai A Patel 0.00 0.00 N 0.00 0.00 0.00
273 ARN-69252 LICHFL Financial Services Ltd 0.00 0.00 N 0.00 0.00 0.00
274 ARN-69583 Wealth India Financial Services Pvt Ltd 0.05 126.66 N 78.10 81.15 1.29
275 ARN-70892 Edelweiss Broking Limited 0.01 7.50 N -0.57 3.06 0.00
276 ARN-75293 Alchemy Capital Management Pvt Ltd 0.15 450.51 N 401.07 100.49 1.09
277 ARN-75320 Sapient Wealth Advisors And Brokers Pvt Ltd 0.00 0.00 N -0.16 1.55 0.00
278 ARN-76019 InvestAscent Wealth Advisors Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
279 ARN-76035 Ara Management Solutions Pvt Ltd 0.00 0.24 N 0.24 0.45 2.69
280 ARN-76586 TG Financial Consultant 0.00 0.00 N 0.00 0.00 0.00
281 ARN-77404 Angel Broking Private Limited 0.00 0.05 N -1.00 3.50 72.78
282 ARN-77444 Sajag Securities Private Limited 0.00 0.00 N 0.00 0.00 0.00
283 ARN-77509 Gaurav Ganpule 0.00 0.00 N 0.00 0.00 0.00
284 ARN-77839 K S Patel Finance & Investment Company Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
285 ARN-77864 SKCL Wealth Management Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
286 ARN-77926 Anjana Shah 0.00 0.00 N 0.00 0.00 0.00
Page 9 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
Sr.No. ARN Code Name of the ARN Holder Total Amt
Paid (Rs.in
Lakhs)
Gross
Inflows
(Rs.In
Lakhs)
Distributors is in
Associate or Group
company of the
Sponsor(s) of the
mutual fund
Net Inflows
(Rs.In Lakhs)
Average Assets
(Rs. In Lakhs)
Ratio of AUM to
gross inflows (AUM
as on 31st March
2014/Gross Infows
for FY 2013-14)
MIRAE ASSET MUTUAL FUND
Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14
287 ARN-78737 Intrust Advisors LLP 0.00 0.00 N 0.00 0.00 0.00
288 ARN-79799 Jain Investment Planner Pvt Ltd 0.05 23.81 N 14.33 36.16 2.40
289 ARN-80789 Credence Family Office LLP 0.00 0.00 N 0.00 1.39 0.00
290 ARN-81289 Pace Stock Broking Services Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
291 ARN-81294 Quant Capital Advisors Private Limited 0.00 0.00 N 0.00 0.00 0.00
292 ARN-81318 Ameriprise India Private Limited 0.00 1.48 N 0.92 0.28 1.53
293 ARN-81449 Trust-Plutus Wealth Managers (India) Pvt Ltd 0.00 3.30 N -11.12 1.00 1.61
294 ARN-81655 Edge Wealth Management Services LLP 0.00 0.00 N 0.00 0.00 0.00
295 ARN-81815 Wealth Managers United India Private Ltd 0.00 0.00 N 0.00 0.00 0.00
296 ARN-82130 Ghalla Bhansali Stock Brokers Pvt Ltd 0.00 3.07 N -5.11 1.03 2.49
297 ARN-82217 Eurasia Investment Advisors Pvt Ltd 0.02 27.35 N 23.81 12.07 1.19
298 ARN-82601 Centrum Wealth Management Ltd 0.00 0.50 N -10.24 0.38 1.32
299 ARN-82644 Kotak Mahindra UK Ltd. 0.00 0.00 N 0.00 0.00 0.00
300 ARN-82685 Credit Suisse (Singapore) Limited 0.00 0.00 N 0.00 0.00 0.00
301 ARN-82850 Sarvodaya Transport Company Pvt Ltd 0.00 100.00 N -0.15 0.00 0.00
302 ARN-83202 MFA Consulting Pvt. Ltd. 0.00 0.00 N 0.00 0.00 0.00
303 ARN-83338 Essvee Investment Advisors Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
304 ARN-83360 Utkarsh Wealth Advisors 0.00 0.00 N 0.00 0.00 0.00
305 ARN-83420 Chadha Investment Consultant Pvt Ltd 0.08 151.73 N 104.36 126.85 1.51
306 ARN-83867 My True Value Capital Advisory LLP 0.00 0.00 N 0.00 0.00 0.00
307 ARN-83890 Karvy Investor Services Ltd. 0.03 10.94 N 0.98 36.86 3.71
308 ARN-84029 Bratati Bhattacharya 0.00 0.00 N 0.00 0.00 0.00
309 ARN-84261 Hexagon Wealth Advisors 0.00 0.00 N 0.00 0.00 0.00
310 ARN-84571 Prajakt D Bhandare 0.00 0.00 N 0.00 0.00 0.00
311 ARN-84894 Tata Capital Financial Services Ltd. 0.00 0.60 N 0.27 1.25 2.72
312 ARN-85363 Jiten Arjun Karnani 0.00 0.00 N 0.00 0.00 0.00
313 ARN-85487 Tushar A Kansara HUF 0.00 0.00 N 0.00 0.00 0.00
314 ARN-85679 Vogue Money 0.00 0.00 N 0.00 0.00 0.00
315 ARN-85927 TCM Advisory Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
316 ARN-85980 L&T Access Financial Advisory Services Ltd 0.00 0.30 N 0.30 0.00 1.57
317 ARN-86076 Shashank Agarwal 0.00 2.50 N 2.50 0.00 1.00
318 ARN-86086 Utpal Mehta 0.00 0.00 N 0.00 0.00 0.00
Page 10 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
Sr.No. ARN Code Name of the ARN Holder Total Amt
Paid (Rs.in
Lakhs)
Gross
Inflows
(Rs.In
Lakhs)
Distributors is in
Associate or Group
company of the
Sponsor(s) of the
mutual fund
Net Inflows
(Rs.In Lakhs)
Average Assets
(Rs. In Lakhs)
Ratio of AUM to
gross inflows (AUM
as on 31st March
2014/Gross Infows
for FY 2013-14)
MIRAE ASSET MUTUAL FUND
Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14
319 ARN-86257 AADI WEALTH MANAGEMENT (P) LTD. 0.00 0.00 N 0.00 0.00 0.00
320 ARN-86261 Ankit Jain 0.00 0.00 N 0.00 0.00 0.00
321 ARN-86388 Aalps Investment Advisory 0.00 1.34 N 1.34 0.93 1.18
322 ARN-86502 Anurag Bagrodia 0.00 0.00 N 0.00 0.00 0.00
323 ARN-86800 AUREUS INVESTMENT SOLUTIONS LLP 0.00 0.00 N 0.00 0.00 0.00
324 ARN-86906 Avendus Wealth Management Pvt Ltd 0.00 0.00 N 0.00 0.00 0.00
325 ARN-87554 Motilal Oswal Wealth Management Pvt. Ltd. 0.00 0.00 N -0.06 0.00 0.00
326 ARN-87977 L & T CAPITAL MARKETS LIMITED 0.15 145.59 N 121.21 69.77 1.09
327 ARN-89368 Plan Ahead Wealth Advisors Pvt. Ltd. 0.00 0.00 N 0.00 0.00 0.00
328 ARN-90793 OCEAN CAPITAL MARKETLTD 0.00 0.00 N 0.00 0.00 0.00
329 ARN-OD3078 Barjeel Geojit Securities LLC 0.02 3.11 N -77.80 0.16 33.00
330 ARN-11 SBICAP Securities Limited 0.01 0.58 N 0.18 1.18 2.52
331 ARN-0200 Pathuri Venkata Subrahmanyam 0.00 0.00 N 0.00 0.43 0.00
332 ARN-367 Sahara India Financial Corporation Limited 0.02 0.63 N 0.22 2.70 5.20
333 ARN-632 State Bank Of Hyderabad 0.00 0.00 N 0.00 0.00 0.00
334 ARN-678 The Karur Vysya Bank Limited 0.00 0.00 N 0.00 0.00 0.00
335 ARN-893 IDBI Capital Market Services Limited 0.00 0.00 N 0.00 0.14 0.00
336 ARN-1774 Zuari Investments Ltd 0.00 0.00 N -0.27 0.38 0.00
337 ARN-2101 Corporation Bank 0.00 0.00 N 0.00 0.80 0.00
338 ARN-2103 Peerless Securities Limited 0.00 0.00 N 0.00 0.18 0.00
339 ARN-2122 Andhra Bank 0.00 0.00 N 0.00 0.00 0.00
340 ARN-2388 Sunita Gupta & Co. 0.00 0.00 N 0.00 0.00 0.00
341 ARN-2649 IFCI Financial Service Ltd 0.00 0.13 N 0.00 0.66 5.94
342 ARN-2659 FCH Centrum Direct Limited 0.00 0.28 N -0.45 7.12 28.34
343 ARN-3068 Edelweiss Financial Advisors Limited 0.09 3.40 N -0.43 12.30 3.84
344 ARN-3071 KFIC Securities Ltd 0.00 0.00 N 0.00 0.00 0.00
345 ARN-3276 Prabhudas Lilladher Pvt Ltd 0.00 0.00 N 0.00 0.49 0.00
346 ARN-3845 The South Indian Bank Ltd 0.00 0.00 N 0.00 0.00 0.00
347 ARN-4676 Hitesh L Shah 0.00 0.00 N 0.00 0.00 0.00
348 ARN-5888 Techno Shares & Stocks Ltd 0.02 0.03 N -0.27 2.63 100.67
349 ARN-5957 Aditya Birla Money Ltd 0.01 0.05 N -2.74 8.08 139.95
350 ARN-8488 State Bank of Mysore 0.00 0.00 N 0.00 0.00 0.00
Page 11 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
Sr.No. ARN Code Name of the ARN Holder Total Amt
Paid (Rs.in
Lakhs)
Gross
Inflows
(Rs.In
Lakhs)
Distributors is in
Associate or Group
company of the
Sponsor(s) of the
mutual fund
Net Inflows
(Rs.In Lakhs)
Average Assets
(Rs. In Lakhs)
Ratio of AUM to
gross inflows (AUM
as on 31st March
2014/Gross Infows
for FY 2013-14)
MIRAE ASSET MUTUAL FUND
Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14
351 ARN-11770 Money Control Dot Com India Ltd 0.00 0.45 N 0.45 0.87 2.84
352 ARN-12417 Ashika Stock Broking Ltd. 0.00 0.00 N 0.00 0.06 0.00
353 ARN-12576 Intime Equities Limited 0.00 0.00 N -0.20 0.36 0.00
354 ARN-16404 Edelweiss Financial Services Limited 0.01 0.00 N -1.28 3.18 0.00
355 ARN-17645 Indian Bank 0.00 0.00 N 0.00 0.00 0.00
356 ARN-17697 Sumati Khare 0.00 0.00 N 0.00 0.00 0.00
357 ARN-18409 State Bank of Bikaner & Jaipur 0.00 0.00 N 0.00 0.00 0.00
358 ARN-19897 Allahabad Bank 0.00 0.00 N 0.00 0.00 0.00
359 ARN-20558 Narnolia Securities Ltd 0.00 0.00 N 0.00 0.00 0.00
360 ARN-20626 The Lakshmi Vilas Bank Ltd 0.00 0.00 N 0.00 0.00 0.00
361 ARN-21199 UCO Bank 0.00 0.00 N 0.00 0.00 0.00
362 ARN-21539 Sundaram Finance Distribution Limited 0.89 33.10 N -96.42 111.34 2.78
363 ARN-25813 BMA Commodities Private Limited 0.00 0.07 N -0.80 1.17 12.10
364 ARN-28003 Indian Overseas Bank 0.00 0.00 N 0.00 0.00 0.00
365 ARN-28400 Shriram Insight Share Brokers Ltd 0.01 0.10 N -1.13 1.94 12.10
366 ARN-31184 Dena Bank 0.00 0.00 N 0.00 0.00 0.00
367 ARN-31751 LKP Securities Limited 0.01 0.12 N -0.54 0.76 5.39
368 ARN-33657 United Bank Of India 0.00 0.00 N 0.00 0.00 0.00
369 ARN-33794 Oriental Bank Of Commerce 0.00 0.00 N 0.00 0.00 0.00
370 ARN-35323 The Dhanalakshmi Bank Limited 0.00 0.00 N 0.00 0.00 0.00
371 ARN-36031 Syndicate Bank 0.00 0.00 N 0.00 0.00 0.00
372 ARN-36805 The Karnataka Bank Limited 0.00 0.00 N 0.00 0.00 0.00
373 ARN-39091 Central Bank Of India 0.00 0.00 N 0.00 0.00 0.00
374 ARN-39103 HDFC Sales Private Limited 0.00 0.00 N 0.00 0.00 0.00
375 ARN-41778 Canara Bank Securities Limited 0.00 0.00 N 0.00 0.00 0.00
376 ARN-44459 Bank of Maharashtra 0.00 0.00 N 0.00 0.00 0.00
377 ARN-44613 Reliance Money Infrastructure Limited 0.00 0.00 N 0.00 0.00 0.00
378 ARN-45888 Shriram Fortune Solutions Ltd. 0.02 0.31 N -1.68 3.23 8.48
379 ARN-49850 Just Trade Securities Limited 0.57 11.88 N -36.37 73.29 5.47
380 ARN-50327 Bajaj Allianz Financial Distributors Limited 0.01 0.00 N -0.23 0.92 0.00
381 ARN-50915 The Peerless General Finance & Investment Co Ltd 0.00 0.00 N 0.00 0.00 0.00
382 ARN-51485 AXIS CAPITAL LIMITED 0.00 0.00 N 0.00 0.00 0.00
Page 12 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
Sr.No. ARN Code Name of the ARN Holder Total Amt
Paid (Rs.in
Lakhs)
Gross
Inflows
(Rs.In
Lakhs)
Distributors is in
Associate or Group
company of the
Sponsor(s) of the
mutual fund
Net Inflows
(Rs.In Lakhs)
Average Assets
(Rs. In Lakhs)
Ratio of AUM to
gross inflows (AUM
as on 31st March
2014/Gross Infows
for FY 2013-14)
MIRAE ASSET MUTUAL FUND
Disclosure of Commission & Expenses paid to Distributors and Additional Disclosures for FY 2013-14
383 ARN-53315 JRG Securities Limited 0.02 0.00 N -0.18 2.41 0.00
384 ARN-54846 The Shamrao Vithal Co Operative Bank Ltd 0.00 0.00 N 0.00 0.00 0.00
385 ARN-55612 Reliance Retail Securities And Broking Co Ltd 0.00 0.00 N 0.00 0.00 0.00
386 ARN-56817 L&T Finance Ltd 0.00 5.78 N 5.33 10.13 2.48
387 ARN-58711 Master Capital Services Ltd 0.02 1.15 N -1.37 3.36 2.33
388 ARN-61596 Reliance Capital Services Pvt Ltd 0.00 0.00 N -0.20 1.32 0.00
389 ARN-62713 Fullerton Securities And Wealth Advisors Ltd 0.00 0.00 N 0.00 0.16 0.00
390 ARN-64610 Axis Securities Limited 0.00 0.00 N 0.00 0.00 0.00
391 ARN-66907 Networth Wealth Solutions Ltd 0.04 0.00 N -2.33 6.21 0.00
392 ARN-71722 Abira Management Services Ltd 0.00 0.00 N 0.00 0.00 0.00
393 ARN-76917 Peerless Developers Ltd 0.00 0.00 N 0.00 0.00 0.00
394 ARN-82357 The Ratnakar Bank Ltd 0.00 0.00 N 0.00 0.00 0.00
395 ARN-84967 Scripbox.com India Pvt. Ltd. 0.00 0.00 N 0.00 0.00 0.00
396 ARN-85308 SIP SWP SERVICES 0.00 0.00 N 0.00 0.00 0.00
Page 13 Mirae Asset Mutual Fund - Commission_Expenses disclosure _2013-14
