Bernheim & Whinston - 1990 - Multimarket Contacts and Collusive Behavior
MFS Multimarket Income Trust
Transcript of MFS Multimarket Income Trust
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
MFS Multimarket Income Trust
Meeting Date: 10/03/2019
Record Date: 07/31/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 552737108
Ticker: MMT
Primary CUSIP: 552737108 Primary ISIN: US5527371083 Primary SEDOL: 2547453
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt Do Not Vote
ForElect Director Maureen R. Goldfarb 1a.1
Mgmt Do Not Vote
ForElect Director Robert J. Manning 1a.2
Mgmt Do Not Vote
ForElect Director Maryanne L. Roepke 1a.3
Mgmt Do Not Vote
ForElect Director Laurie J. Thomsen 1a.4
RPM International Inc.
Meeting Date: 10/03/2019
Record Date: 08/09/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 749685103
Ticker: RPM
Primary CUSIP: 749685103 Primary ISIN: US7496851038 Primary SEDOL: 2756174
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kirkland B. Andrews Mgmt For For
Mgmt ForForElect Director David A. Daberko 1.2
Mgmt ForForElect Director Thomas S. Gross 1.3
Mgmt ForForElect Director Frank C. Sullivan 1.4
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForAmend Omnibus Stock Plan 3
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 4
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
TransDigm Group Incorporated
Meeting Date: 10/03/2019
Record Date: 08/16/2019
Country: USA
Meeting Type: Special
Primary Security ID: 893641100
Ticker: TDG
Primary CUSIP: 893641100 Primary ISIN: US8936411003 Primary SEDOL: B11FJK3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Stock Option Plan Mgmt For Against
Cal-Maine Foods, Inc.
Meeting Date: 10/04/2019
Record Date: 08/09/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 128030202
Ticker: CALM
Primary CUSIP: 128030202 Primary ISIN: US1280302027 Primary SEDOL: 2158781
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Adolphus B. Baker Mgmt For Withhold
Mgmt WithholdForElect Director Max P. Bowman 1.2
Mgmt ForForElect Director Letitia C. Hughes 1.3
Mgmt WithholdForElect Director Sherman L. Miller 1.4
Mgmt ForForElect Director James E. Poole 1.5
Mgmt ForForElect Director Steve W. Sanders 1.6
Mgmt ForForRatify Frost, PLLC as Auditors 2
Divi's Laboratories Limited
Meeting Date: 10/07/2019
Record Date: 08/30/2019
Country: India
Meeting Type: Special
Primary Security ID: Y2076F112
Ticker: 532488
Primary CUSIP: Y2076F112 Primary ISIN: INE361B01024 Primary SEDOL: 6602518
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Postal Ballot Mgmt
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Divi's Laboratories Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Reappointment and Remuneration of Murali K. Divi as Managing Director
1
Mgmt ForForApprove Reappointment and Remuneration of N.V. Ramana as Executive Director
2
Euronext NV
Meeting Date: 10/08/2019
Record Date: 09/10/2019
Country: Netherlands
Meeting Type: Special
Primary Security ID: N3113K397
Ticker: ENX
Primary CUSIP: N3113K397 Primary ISIN: NL0006294274 Primary SEDOL: BNBNSG0
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda Mgmt
MgmtOpen Meeting 1
Mgmt ForForElect Nathalie Rachou to Supervisory Board 2a
Mgmt ForForElect Morten Thorsrud to Supervisory Board 2b
Mgmt ForForReelect Stephane Boujnah to Management Board
3a
Mgmt ForForElect Havard Abrahamsen to Management Board
3b
Mgmt ForForElect Simone Huis in 't Veld to Management Board
3c
Mgmt ForForAmend Remuneration Policy 4
MgmtOther Business (Non-Voting) 5
MgmtClose Meeting 6
The Procter & Gamble Company
Meeting Date: 10/08/2019
Record Date: 08/09/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 742718109
Ticker: PG
Primary CUSIP: 742718109 Primary ISIN: US7427181091 Primary SEDOL: 2704407
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
The Procter & Gamble Company
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Francis S. Blake Mgmt For For
Mgmt ForForElect Director Angela F. Braly 1b
Mgmt ForForElect Director Amy L. Chang 1c
Mgmt ForForElect Director Scott D. Cook 1d
Mgmt ForForElect Director Joseph Jimenez 1e
Mgmt ForForElect Director Terry J. Lundgren 1f
Mgmt ForForElect Director Christine M. McCarthy 1g
Mgmt ForForElect Director W. James McNerney, Jr. 1h
Mgmt AgainstForElect Director Nelson Peltz 1i
Mgmt ForForElect Director David S. Taylor 1j
Mgmt ForForElect Director Margaret C. Whitman 1k
Mgmt ForForElect Director Patricia A. Woertz 1l
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstForApprove Omnibus Stock Plan 4
CK Asset Holdings Limited
Meeting Date: 10/09/2019
Record Date: 10/02/2019
Country: Cayman Islands
Meeting Type: Special
Primary Security ID: G2177B101
Ticker: 1113
Primary CUSIP: G2177B101 Primary ISIN: KYG2177B1014 Primary SEDOL: BYZQ077
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Recommended Cash Acquisition of the Entire Issued and to be Issued Share Capital of Greene King Plc
Mgmt For Against
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Jyske Bank A/S
Meeting Date: 10/09/2019
Record Date: 10/02/2019
Country: Denmark
Meeting Type: Special
Primary Security ID: K55633117
Ticker: JYSK
Primary CUSIP: K55633117 Primary ISIN: DK0010307958 Primary SEDOL: B0386J1
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve DKK 40 Million Reduction in Share Capital via Share Cancellation; Amend Articles Accordingly
Mgmt For For
Mgmt ForForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
2
MgmtOther Business 3
Brambles Limited
Meeting Date: 10/10/2019
Record Date: 10/08/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q6634U106
Ticker: BXB
Primary CUSIP: Q6634U106 Primary ISIN: AU000000BXB1 Primary SEDOL: B1FJ0C0
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For Do Not Vote
Mgmt Do Not Vote
ForElect James Richard Miller as Director 3
Mgmt Do Not Vote
ForElect George El-Zoghbi as Director 4
Mgmt Do Not Vote
ForElect Anthony Grant Froggatt as Director 5
Mgmt Do Not Vote
ForApprove Amendment of Brambles Limited Performance Share Plan
6
Mgmt Do Not Vote
ForApprove Participation of Graham Chipchase in the Performance Share Plan or the Amended Performance Share Plan
7
Mgmt Do Not Vote
ForApprove Participation of Nessa O'Sullivan in the Performance Share Plan or the Amended Performance Share Plan
8
Mgmt Do Not Vote
ForApprove Participation of Graham Chipchase in the MyShare Plan
9
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Brambles Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt Do Not Vote
ForApprove the Capital Return to Shareholders 10
Mgmt Do Not Vote
ForApprove Extension of On-Market Share Buy-Backs
11
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Remuneration Report 2
Mgmt ForForElect James Richard Miller as Director 3
Mgmt ForForElect George El-Zoghbi as Director 4
Mgmt AgainstForElect Anthony Grant Froggatt as Director 5
Mgmt ForForApprove Amendment of Brambles Limited Performance Share Plan
6
Mgmt ForForApprove Participation of Graham Chipchase in the Performance Share Plan or the Amended Performance Share Plan
7
Mgmt ForForApprove Participation of Nessa O'Sullivan in the Performance Share Plan or the Amended Performance Share Plan
8
Mgmt ForForApprove Participation of Graham Chipchase in the MyShare Plan
9
Mgmt ForForApprove the Capital Return to Shareholders 10
Mgmt ForForApprove Extension of On-Market Share Buy-Backs
11
Hargreaves Lansdown Plc
Meeting Date: 10/10/2019
Record Date: 10/08/2019
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G43940108
Ticker: HL
Primary CUSIP: G43940108 Primary ISIN: GB00B1VZ0M25 Primary SEDOL: B1VZ0M2
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Final Dividend 2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Hargreaves Lansdown Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForReappoint PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForAuthorise Board to Fix Remuneration of Auditors
5
Mgmt ForForElect Dan Olley as Director 6
Mgmt ForForRe-elect Deanna Oppenheimer as Director 7
Mgmt ForForRe-elect Christopher Hill as Director 8
Mgmt ForForRe-elect Philip Johnson as Director 9
Mgmt ForForRe-elect Shirley Garrood as Director 10
Mgmt ForForRe-elect Stephen Robertson as Director 11
Mgmt ForForRe-elect Fiona Clutterbuck as Director 12
Mgmt ForForRe-elect Roger Perkin as Director 13
Mgmt ForForAuthorise Market Purchase or Ordinary Shares 14
Mgmt ForForAuthorise Issue of Equity 15
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
17
Mgmt ForForAuthorise EU Political Donations and Expenditure
18
Mgmt ForForApprove Savings Related Share Option Scheme
19
Raytheon Company
Meeting Date: 10/11/2019
Record Date: 09/10/2019
Country: USA
Meeting Type: Special
Primary Security ID: 755111507
Ticker: RTN
Primary CUSIP: 755111507 Primary ISIN: US7551115071 Primary SEDOL: 2758051
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For
Mgmt ForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForAdjourn Meeting 3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
United Technologies Corporation
Meeting Date: 10/11/2019
Record Date: 09/10/2019
Country: USA
Meeting Type: Special
Primary Security ID: 913017109
Ticker: UTX
Primary CUSIP: 913017109 Primary ISIN: US9130171096 Primary SEDOL: 2915500
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger Mgmt For For
Mgmt ForForAdjourn Meeting 2
ENGIE Brasil Energia SA
Meeting Date: 10/14/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P37625103
Ticker: EGIE3
Primary CUSIP: P37625103 Primary ISIN: BREGIEACNOR9 Primary SEDOL: BD1WX84
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Ratify KPMG Corporate Finance Ltda. as the Firm to Appraise Proposed Transaction
Mgmt For For
Mgmt ForForApprove Independent Firm's Appraisal 2
Mgmt ForForRatify Acquisition of Controlling Stake of Transportadora Associada de Gas SA through Alianca Transportadora de Gas Participacoes SA
3
Herman Miller, Inc.
Meeting Date: 10/14/2019
Record Date: 08/16/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 600544100
Ticker: MLHR
Primary CUSIP: 600544100 Primary ISIN: US6005441000 Primary SEDOL: 2594222
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lisa A. Kro Mgmt For For
Mgmt ForForElect Director Michael C. Smith 1.2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Herman Miller, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Michael A. Volkema 1.3
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AngioDynamics, Inc.
Meeting Date: 10/15/2019
Record Date: 08/22/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 03475V101
Ticker: ANGO
Primary CUSIP: 03475V101 Primary ISIN: US03475V1017 Primary SEDOL: B00CR04
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kevin J. Gould Mgmt For For
Mgmt ForForElect Director Dennis S. Meteny 1.2
Mgmt ForForElect Director Michael E. Tarnoff 1.3
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Prudential Plc
Meeting Date: 10/15/2019
Record Date: 10/11/2019
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G72899100
Ticker: PRU
Primary CUSIP: G72899100 Primary ISIN: GB0007099541 Primary SEDOL: 0709954
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Demerger of the M&G Group from the Prudential Group
Mgmt For For
Mgmt ForForElect Amy Yip as Director 2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Daelim Industrial Co., Ltd.
Meeting Date: 10/16/2019
Record Date: 09/20/2019
Country: South Korea
Meeting Type: Special
Primary Security ID: Y1860N109
Ticker: 000210
Primary CUSIP: Y1860N109 Primary ISIN: KR7000210005 Primary SEDOL: 6249584
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Elect Bae Won-bok as Inside Director Mgmt For For
ARB Corp. Ltd.
Meeting Date: 10/17/2019
Record Date: 10/15/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q0463W135
Ticker: ARB
Primary CUSIP: Q0463W135 Primary ISIN: AU000000ARB5 Primary SEDOL: BWV03W5
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Adrian Fitzpatrick as Director 3.1
Mgmt ForForElect Robert Fraser as Director 3.2
Mgmt ForForElect Karen Phin as Director 3.3
Paychex, Inc.
Meeting Date: 10/17/2019
Record Date: 08/19/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 704326107
Ticker: PAYX
Primary CUSIP: 704326107 Primary ISIN: US7043261079 Primary SEDOL: 2674458
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director B. Thomas Golisano Mgmt For For
Mgmt ForForElect Director Thomas F. Bonadio 1b
Mgmt ForForElect Director Joseph G. Doody 1c
Mgmt ForForElect Director David J.S. Flaschen 1d
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Paychex, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Pamela A. Joseph 1e
Mgmt ForForElect Director Martin Mucci 1f
Mgmt ForForElect Director Joseph M. Tucci 1g
Mgmt ForForElect Director Joseph M. Velli 1h
Mgmt ForForElect Director Kara Wilson 1i
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Steadfast Group Limited
Meeting Date: 10/17/2019
Record Date: 10/15/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q8744R106
Ticker: SDF
Primary CUSIP: Q8744R106 Primary ISIN: AU000000SDF8 Primary SEDOL: BCT5FD7
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt ForForApprove Grant of Deferred Equity Awards to Robert Kelly
3
Mgmt ForForRatify Past Issuance of Placement Shares to Certain Institutional Investors
4
Mgmt ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
Mgmt ForForElect Philip Purcell as Director 6
Mgmt ForForElect Greg Rynenberg as Director 7
Bakkafrost P/F
Meeting Date: 10/18/2019
Record Date: 10/11/2019
Country: Faroe Islands
Meeting Type: Special
Primary Security ID: K0840B107
Ticker: BAKKA
Primary CUSIP: K0840B107 Primary ISIN: FO0000000179 Primary SEDOL: B6632T7
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Bakkafrost P/F
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting Mgmt For Do Not Vote
Mgmt Do Not Vote
ForApprove Creation of DKK 6 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly
2
MgmtOther Business 3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Chairman of Meeting 1
Mgmt ForForApprove Creation of DKK 6 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly
2
MgmtOther Business 3
Japan Meat Co., Ltd.
Meeting Date: 10/21/2019
Record Date: 07/31/2019
Country: Japan
Meeting Type: Annual
Primary Security ID: J2789W102
Ticker: 3539
Primary CUSIP: J2789W102 Primary ISIN: JP3389690003 Primary SEDOL: BYM6DQ0
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 10
Mgmt For For
Mgmt ForForApprove Adoption of Holding Company Structure and Transfer of Operations to Wholly Owned Subsidiary
2
Mgmt ForForApprove Transfer of Operations from Wholly Owned Subsidiary
3
Mgmt ForForAmend Articles to Change Company Name - Amend Business Lines
4
Mgmt ForForElect Director Sakai, Masahiro 5.1
Mgmt ForForElect Director Mori, Toshiro 5.2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Japan Meat Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt AgainstForElect Director Sakai, Koji 5.3
Mgmt ForForElect Director Sakai, Kazuhiro 5.4
Mgmt ForForElect Director Fujiwara, Katsuro 5.5
Mgmt ForForElect Director Sugiyama, Yoko 5.6
Mgmt ForForElect Director Abe, Kosei 5.7
Mgmt ForForElect Director Midorikawa, Kiyoharu 5.8
Mgmt ForForElect Director Otaki, Atsuko 5.9
Mgmt ForForAppoint Statutory Auditor Fujihara, Kenichi 6.1
Mgmt ForForAppoint Statutory Auditor Murai, Yukio 6.2
Mgmt ForForAppoint Statutory Auditor Seki, Hiroyuki 6.3
Mgmt ForForAppoint Statutory Auditor Nemoto, Yoshinori 6.4
Cochlear Limited
Meeting Date: 10/22/2019
Record Date: 10/20/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q25953102
Ticker: COH
Primary CUSIP: Q25953102 Primary ISIN: AU000000COH5 Primary SEDOL: 6211798
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Approve Financial Statements and Reports of the Directors and Auditors
Mgmt For For
Mgmt ForForApprove Remuneration Report 2.1
Mgmt ForForElect Yasmin Allen as Director 3.1
Mgmt ForForElect Donal O'Dwyer as Director 3.2
Mgmt ForForElect Abbas Hussain as Director 3.3
Mgmt ForForElect Rick Holliday-Smith as Director 3.4
Mgmt ForForApprove Grant of Options and Performance Rights to Dig Howitt
4.1
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Parker-Hannifin Corporation
Meeting Date: 10/23/2019
Record Date: 08/30/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 701094104
Ticker: PH
Primary CUSIP: 701094104 Primary ISIN: US7010941042 Primary SEDOL: 2671501
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lee C. Banks Mgmt For For
Mgmt ForForElect Director Robert G. Bohn 1.2
Mgmt ForForElect Director Linda S. Harty 1.3
Mgmt ForForElect Director Kevin A. Lobo 1.4
Mgmt ForForElect Director Candy M. Obourn 1.5
Mgmt ForForElect Director Joseph Scaminace 1.6
Mgmt ForForElect Director Ake Svensson 1.7
Mgmt ForForElect Director Laura K. Thompson 1.8
Mgmt ForForElect Director James R. Verrier 1.9
Mgmt ForForElect Director James L. Wainscott 1.10
Mgmt ForForElect Director Thomas L. Williams 1.11
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForAmend Omnibus Stock Plan 4
SH AgainstAgainstRequire Independent Board Chairman 5
SNAM SpA
Meeting Date: 10/23/2019
Record Date: 10/14/2019
Country: Italy
Meeting Type: Special
Primary Security ID: T8578N103
Ticker: SRG
Primary CUSIP: T8578N103 Primary ISIN: IT0003153415 Primary SEDOL: 7251470
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Extraordinary Business Mgmt
Mgmt ForForAmend Company Bylaws Re: Articles 13 and 20; Introduce Article 24
1
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
SNAM SpA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForRevoke Auditors; Approve New Auditors and Authorize Board to Fix Their Remuneration
1
Advance Residence Investment Corp.
Meeting Date: 10/24/2019
Record Date: 07/31/2019
Country: Japan
Meeting Type: Special
Primary Security ID: J00184101
Ticker: 3269
Primary CUSIP: J00184101 Primary ISIN: JP3047160001 Primary SEDOL: B62WZW2
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Asset Management Compensation
Mgmt For For
Mgmt ForForElect Executive Director Higuchi, Wataru 2
Mgmt ForForElect Alternate Executive Director Takano, Takeshi
3
Mgmt ForForElect Supervisory Director Oba, Yoshitsugu 4.1
Mgmt ForForElect Supervisory Director Kobayashi, Satoru 4.2
Mgmt ForForElect Alternate Supervisory Director Yamauchi, Hiromitsu
5
APA Group
Meeting Date: 10/24/2019
Record Date: 10/22/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q0437B100
Ticker: APA
Primary CUSIP: Q0437B100 Primary ISIN: AU000000APA1 Primary SEDOL: 6247306
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Steven Crane as Director 2
Mgmt ForForElect Michael Fraser as Director 3
Mgmt ForForElect James Fazzino as Director 4
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
APA Group
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Grant of Performance Rights to Robert Wheals
5
Bio-Techne Corporation
Meeting Date: 10/24/2019
Record Date: 08/30/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 09073M104
Ticker: TECH
Primary CUSIP: 09073M104 Primary ISIN: US09073M1045 Primary SEDOL: BSHZ3Q0
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Nine Mgmt For For
Mgmt AgainstForElect Director Robert V. Baumgartner 2a
Mgmt ForForElect Director John L. Higgins 2b
Mgmt ForForElect Director Joseph D. Keegan 2c
Mgmt ForForElect Director Charles R. Kummeth 2d
Mgmt ForForElect Director Roeland Nusse 2e
Mgmt ForForElect Director Alpna Seth 2f
Mgmt ForForElect Director Randolph C. Steer 2g
Mgmt ForForElect Director Rupert Vessey 2h
Mgmt ForForElect Director Harold J. Wiens 2i
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForRatify KPMG LLP as Auditors 4
Crown Resorts Limited
Meeting Date: 10/24/2019
Record Date: 10/22/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q3015N108
Ticker: CWN
Primary CUSIP: Q3015N108 Primary ISIN: AU000000CWN6 Primary SEDOL: B29LCJ0
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Crown Resorts Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2a Elect John Poynton as Director Mgmt For For
Mgmt AgainstForElect Helen Coonan as Director 2b
Mgmt ForForElect Andrew Demetriou as Director 2c
Mgmt AgainstForElect Harold Mitchell as Director 2d
Mgmt AgainstForApprove Remuneration Report 3
Japan Logistics Fund, Inc.
Meeting Date: 10/24/2019
Record Date: 07/31/2019
Country: Japan
Meeting Type: Special
Primary Security ID: J2785A104
Ticker: 8967
Primary CUSIP: J2785A104 Primary ISIN: JP3046230003 Primary SEDOL: B07NL19
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Permitted Investment Types
Mgmt For For
Mgmt ForForElect Executive Director Kameoka, Naohiro 2
Mgmt ForForElect Alternate Executive Director Ogaku, Yasushi
3
Mgmt ForForElect Supervisory Director Suto, Takachiyo 4.1
Mgmt ForForElect Supervisory Director Araki, Toshima 4.2
Mgmt ForForElect Supervisory Director Azuma, Tetsuya 4.3
Tabcorp Holdings Limited
Meeting Date: 10/24/2019
Record Date: 10/22/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q8815D101
Ticker: TAH
Primary CUSIP: Q8815D101 Primary ISIN: AU000000TAH8 Primary SEDOL: 6873262
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Tabcorp Holdings Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2a Elect Paula Dwyer as Director Mgmt For For
Mgmt ForForElect Justin Milne as Director 2b
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForApprove Grant of Performance Rights to David Attenborough
4
Mgmt AgainstAgainstApprove the Spill Resolution 5
WPP Plc
Meeting Date: 10/24/2019
Record Date: 10/22/2019
Country: Jersey
Meeting Type: Special
Primary Security ID: G9788D103
Ticker: WPP
Primary CUSIP: G9788D103 Primary ISIN: JE00B8KF9B49 Primary SEDOL: B8KF9B4
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Sale by the Company of 60 Percent of their Kantar Business
Mgmt For For
WPP Plc
Meeting Date: 10/24/2019
Record Date: 10/02/2019
Country: Jersey
Meeting Type: Special
Primary Security ID: G9788D103
Ticker: WPP
Primary CUSIP: G9788D103 Primary ISIN: JE00B8KF9B49 Primary SEDOL: B8KF9B4
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForApprove Matters Relating to the Sale by the Company of 60 Percent of their Kantar Business
1
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Anima Holding SA
Meeting Date: 10/25/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P4611H116
Ticker: ANIM3
Primary CUSIP: P4611H116 Primary ISIN: BRANIMACNOR6 Primary SEDOL: BFMXX80
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Agreement to Acquire Remaining Shares of SOBEPE - Sociedade Brasileira de Educacao, Cultura, Pesquisa e Extensao S/A
Mgmt For For
Mgmt ForForRatify Wulaia Consultoria e Assessoria Financeira Ltda as the Firm to Appraise Proposed Transaction
2
Mgmt ForForApprove Independent Firm's Appraisal 3
Mgmt ForForApprove Acquisition of Remaining Shares of SOBEPE - Sociedade Brasileira de Educacao, Cultura, Pesquisa e Extensao S/A
4
Mgmt ForForApprove Capital Increase in Connection with the Transaction
5
Mgmt ForForAmend Article 5 to Reflect Changes in Capital 6
Mgmt ForForAuthorize Board to Ratify and Execute Approved Resolutions
7
Mgmt ForForConsolidate Bylaws 8
Atrium European Real Estate Ltd.
Meeting Date: 10/25/2019
Record Date: 10/23/2019
Country: Jersey
Meeting Type: Court
Primary Security ID: G0621C113
Ticker: ATRS
Primary CUSIP: G0621C113 Primary ISIN: JE00B3DCF752 Primary SEDOL: B3DCF75
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Court Meeting Mgmt
Mgmt ForForApprove Scheme of Arrangement 1
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Atrium European Real Estate Ltd.
Meeting Date: 10/25/2019
Record Date: 10/23/2019
Country: Jersey
Meeting Type: Special
Primary Security ID: G0621C113
Ticker: ATRS
Primary CUSIP: G0621C113 Primary ISIN: JE00B3DCF752 Primary SEDOL: B3DCF75
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Cash Acquisition of Atrium European Real Estate Ltd by Nb (2019) BV
Mgmt For For
Ctrip.com International Ltd.
Meeting Date: 10/25/2019
Record Date: 09/12/2019
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: 89677Q107
Ticker: CTRP
Primary CUSIP: 89677Q107 Primary ISIN: US89677Q1076 Primary SEDOL: BK1K3N2
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForApprove Change of Company Name 1
Insurance Australia Group Ltd.
Meeting Date: 10/25/2019
Record Date: 10/23/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q49361100
Ticker: IAG
Primary CUSIP: Q49361100 Primary ISIN: AU000000IAG3 Primary SEDOL: 6271026
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report Mgmt For For
Mgmt ForForApprove Grant of Deferred Award Rights and Executive Performance Rights to Peter Harmer
2
Mgmt ForForElect George Savvides as Director 3
Mgmt ForForElect Helen Marion Nugent as Director 4
Mgmt ForForElect Thomas William Pockett as Director 5
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Insurance Australia Group Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForRatify Past Issuance of Subordinated Medium Term Notes to Institutional Investors
6
SH AgainstAgainstApprove the Amendments to the Company's Constitution
7a
SH AgainstAgainstApprove Fossil Fuel Investment Exposure Reduction Targets
7b
L3Harris Technologies, Inc.
Meeting Date: 10/25/2019
Record Date: 08/30/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 502431109
Ticker: LHX
Primary CUSIP: 502431109 Primary ISIN: US5024311095 Primary SEDOL: BK9DTN5
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Sallie B. Bailey Mgmt For For
Mgmt ForForElect Director William M. Brown 1b
Mgmt ForForElect Director Peter W. Chiarelli 1c
Mgmt ForForElect Director Thomas A. Corcoran 1d
Mgmt ForForElect Director Thomas A. Dattilo 1e
Mgmt AgainstForElect Director Roger B. Fradin 1f
Mgmt ForForElect Director Lewis Hay, III 1g
Mgmt ForForElect Director Lewis Kramer 1h
Mgmt ForForElect Director Christopher E. Kubasik 1i
Mgmt ForForElect Director Rita S. Lane 1j
Mgmt ForForElect Director Robert B. Millard 1k
Mgmt ForForElect Director Lloyd W. Newton 1l
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Ernst & Young LLP as Auditors 3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
LegacyTexas Financial Group, Inc.
Meeting Date: 10/28/2019
Record Date: 09/16/2019
Country: USA
Meeting Type: Special
Primary Security ID: 52471Y106
Ticker: LTXB
Primary CUSIP: 52471Y106 Primary ISIN: US52471Y1064 Primary SEDOL: BV2CL41
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For
Mgmt AgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForAdjourn Meeting 3
Fortescue Metals Group Ltd.
Meeting Date: 10/29/2019
Record Date: 10/27/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q39360104
Ticker: FMG
Primary CUSIP: Q39360104 Primary ISIN: AU000000FMG4 Primary SEDOL: 6086253
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report Mgmt For Against
Mgmt ForForElect Sharon Warburton as Director 2
Mgmt ForForElect Ya-Qin Zhang as Director 3
Mgmt ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
4
Mgmt AgainstForApprove Grant of Performance Rights to Elizabeth Gaines
5
Kennametal, Inc.
Meeting Date: 10/29/2019
Record Date: 09/04/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 489170100
Ticker: KMT
Primary CUSIP: 489170100 Primary ISIN: US4891701009 Primary SEDOL: 2488121
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Kennametal, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Joseph Alvarado Mgmt For For
Mgmt ForForElect Director Cindy L. Davis 1.2
Mgmt ForForElect Director William J. Harvey 1.3
Mgmt ForForElect Director William M. Lambert 1.4
Mgmt ForForElect Director Lorraine M. Martin 1.5
Mgmt ForForElect Director Timothy R. McLevish 1.6
Mgmt ForForElect Director Sagar A. Patel 1.7
Mgmt ForForElect Director Christopher Rossi 1.8
Mgmt ForForElect Director Lawrence W. Stranghoener 1.9
Mgmt ForForElect Director Steven H. Wunning 1.10
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Prosperity Bancshares, Inc.
Meeting Date: 10/29/2019
Record Date: 09/16/2019
Country: USA
Meeting Type: Special
Primary Security ID: 743606105
Ticker: PB
Primary CUSIP: 743606105 Primary ISIN: US7436061052 Primary SEDOL: 2310257
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Merger and Issuance of Shares in Connection with Merger
Mgmt For For
Mgmt ForForAdjourn Meeting 2
Yunnan Baiyao Group Co., Ltd.
Meeting Date: 10/29/2019
Record Date: 10/22/2019
Country: China
Meeting Type: Special
Primary Security ID: Y9879F108
Ticker: 000538
Primary CUSIP: Y9879F108 Primary ISIN: CNE0000008X7 Primary SEDOL: 6984045
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Yunnan Baiyao Group Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Employee Share Purchase Plan (Draft) and Summary
Mgmt For Against
Mgmt AgainstForApprove Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan
2
Mgmt AgainstForApprove Draft of Employee Share Purchase Plan Management Method
3
Mgmt ForForApprove Incentive Fund Management Method 4
Mgmt ForForApprove Working Rules of the Remuneration and Evaluation Management System of Board of Directors, Supervisors and Core Personnel
5
Cars.com Inc.
Meeting Date: 10/30/2019
Record Date: 09/03/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 14575E105
Ticker: CARS
Primary CUSIP: 14575E105 Primary ISIN: US14575E1055 Primary SEDOL: BYXHTC0
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Scott Forbes Mgmt For For
Mgmt ForForElect Director Jerri DeVard 1.2
Mgmt ForForElect Director Jill Greenthal 1.3
Mgmt ForForElect Director Thomas Hale 1.4
Mgmt ForForElect Director Michael Kelly 1.5
Mgmt ForForElect Director Donald A. McGovern, Jr. 1.6
Mgmt ForForElect Director Greg Revelle 1.7
Mgmt ForForElect Director Bala Subramanian 1.8
Mgmt ForForElect Director T. Alex Vetter 1.9
Mgmt ForForElect Director Bryan Wiener 1.10
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt One YearOne YearAdvisory Vote on Say on Pay Frequency 3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Catalent, Inc.
Meeting Date: 10/30/2019
Record Date: 09/03/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 148806102
Ticker: CTLT
Primary CUSIP: 148806102 Primary ISIN: US1488061029 Primary SEDOL: BP96PQ4
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Madhavan "Madhu" Balachandran
Mgmt For Against
Mgmt AgainstForElect Director J. Martin Carroll 1b
Mgmt ForForElect Director John J. Greisch 1c
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
China Construction Bank Corporation
Meeting Date: 10/30/2019
Record Date: 09/27/2019
Country: China
Meeting Type: Special
Primary Security ID: Y1397N101
Ticker: 939
Primary CUSIP: Y1397N101 Primary ISIN: CNE1000002H1 Primary SEDOL: B0LMTQ3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForElect Wang Yongqing as Supervisor 1
Mgmt ForForElect Michel Madelain as Director 2
Mgmt ForForApprove Remuneration Distribution and Settlement Plan for Directors of the Bank in 2018
3
Mgmt ForForApprove Remuneration Distribution and Settlement Plan for Supervisors of the Bank in 2018
4
Mgmt ForForApprove Authorization for Additional Temporary Limit on Poverty Alleviation Donations
5
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
GMS Inc.
Meeting Date: 10/30/2019
Record Date: 09/03/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 36251C103
Ticker: GMS
Primary CUSIP: 36251C103 Primary ISIN: US36251C1036 Primary SEDOL: BYY9FS3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Brian R. Hoesterey Mgmt For Against
Mgmt AgainstForElect Director Teri P. McClure 1b
Mgmt AgainstForElect Director Richard K. Mueller 1c
Mgmt AgainstForElect Director J. Louis Sharpe 1d
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
NIB Holdings Limited
Meeting Date: 10/30/2019
Record Date: 10/28/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q67889107
Ticker: NHF
Primary CUSIP: Q67889107 Primary ISIN: AU000000NHF0 Primary SEDOL: B28ZM60
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Steve Crane as Director 3
Mgmt ForForElect Donal O'Dwyer as Director 4
Mgmt ForForApprove Participation of Mark Fitzgibbon in the Long-Term Incentive Plan
5
Reece Limited
Meeting Date: 10/30/2019
Record Date: 10/28/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q80528138
Ticker: REH
Primary CUSIP: Q80528138 Primary ISIN: AU000000REH4 Primary SEDOL: 6728801
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Reece Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Timothy M. Poole as Director 3
Mgmt ForForElect Bruce C. Wilson as Director 4
Mgmt ForForApprove Long Term Incentive Plan 5
Mgmt ForForApprove Grant of Options to Peter J. Wilson 6
Freightways Limited
Meeting Date: 10/31/2019
Record Date: 10/29/2019
Country: New Zealand
Meeting Type: Annual
Primary Security ID: Q3956J108
Ticker: FRE
Primary CUSIP: Q3956J108 Primary ISIN: NZFREE0001S0 Primary SEDOL: 6687980
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Elect Kim Ellis as Director Mgmt For For
Mgmt ForForElect Mark Verbiest as Director 2
Mgmt ForForApprove the Increase in Directors' Fee Pool 3
Mgmt ForForAuthorize Board to Fix Remuneration of the Auditors
4
Mgmt ForForApprove the Amendments to the Company's Constitution
5
New Century Resources Limited
Meeting Date: 10/31/2019
Record Date: 10/29/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q6634Z105
Ticker: NCZ
Primary CUSIP: Q6634Z105 Primary ISIN: AU000000NCZ9 Primary SEDOL: BF18NK8
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report Mgmt For For
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
New Century Resources Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Robert McDonald as Director 2
Mgmt ForForElect Nicholas Cernotta as Director 3
Mgmt ForForApprove General Employee Share Plan 4
Mgmt ForForApprove Employee Securities Incentive Plan 5
Mgmt AgainstNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
6
Mgmt ForForApprove Renewal of Proportional Takeover Bid Provisions
7
Promotora y Operadora de Infraestructura SA
Meeting Date: 10/31/2019
Record Date: 10/23/2019
Country: Mexico
Meeting Type: Special
Primary Security ID: P7925L103
Ticker: PINFRA
Primary CUSIP: P7925L103 Primary ISIN: MX01PI000005 Primary SEDOL: 2393388
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForApprove Dividends of MXN 4.72 Per Share 1
Mgmt ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Qualicorp Consultoria e Corretora de Seguros SA
Meeting Date: 10/31/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P7S21H105
Ticker: QUAL3
Primary CUSIP: P7S21H105 Primary ISIN: BRQUALACNOR6 Primary SEDOL: B4LHBQ0
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Ratify Apsis Consultoria e Avaliacoes Ltda. as the Independent Firm to Appraise Proposed Transaction
Mgmt For For
Mgmt ForForApprove Independent Firm's Appraisal 2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Qualicorp Consultoria e Corretora de Seguros SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Agreement to Absorb Qualicorp Corretora de Seguros SA
3
Mgmt ForForApprove Absorption of Qualicorp Corretora de Seguros SA
4
Mgmt ForForAuthorize Board to Ratify and Execute Approved Resolutions
5
Reliance Worldwide Corporation Limited
Meeting Date: 10/31/2019
Record Date: 10/29/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q8068F100
Ticker: RWC
Primary CUSIP: Q8068F100 Primary ISIN: AU000000RWC7 Primary SEDOL: BD1DM79
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Elect Ross Dobinson as Director Mgmt For For
Mgmt ForForApprove Remuneration Report 3
Tarrant County Cultural Education Facilities Finance Corp.
Meeting Date: 10/31/2019
Record Date: 09/27/2019
Country: USA
Meeting Type: Written Consent
Primary Security ID: 87638RHZ3
Ticker: N/A
Primary CUSIP: 87638RHZ3 Primary ISIN: US87638RHZ38 Primary SEDOL: N/A
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Vote on the Plan (Select For To Accept The Plan, Select Against To Reject The Plan; Abstain Is Not A Valid Voting Option And Will Not Count)
Mgmt For For
Mgmt ForForOpt Out of the Third-Party Release (For = Opt Out, Against or Abstain = Do Not Opt Out)
2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Bapcor Limited
Meeting Date: 11/01/2019
Record Date: 10/30/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q1921R106
Ticker: BAP
Primary CUSIP: Q1921R106 Primary ISIN: AU000000BAP9 Primary SEDOL: BLD2CY7
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Margaret Haseltine as Director 2
Mgmt ForForElect Therese Ryan as Director 3
Mgmt ForNoneApprove Long Term Incentive Plan 4
Mgmt ForForApprove Issuance of Performance Rights to Darryl Abotomey
5
Mgmt ForForApprove Provision of Financial Assistance (Part A)
6A
Mgmt ForForApprove Provision of Financial Assistance (Part B)
6B
Mgmt ForForApprove Renewal of Proportional Takeover Bid Provisions
7
Phibro Animal Health Corporation
Meeting Date: 11/04/2019
Record Date: 09/05/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 71742Q106
Ticker: PAHC
Primary CUSIP: 71742Q106 Primary ISIN: US71742Q1067 Primary SEDOL: BL95N25
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jack C. Bendheim Mgmt For Withhold
Mgmt WithholdForElect Director E. Thomas Corcoran 1.2
Mgmt ForForElect Director George Gunn 1.3
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearThree YearsAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
4
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Tata Global Beverages Limited
Meeting Date: 11/04/2019
Record Date: 09/24/2019
Country: India
Meeting Type: Court
Primary Security ID: Y85484130
Ticker: 500800
Primary CUSIP: Y85484130 Primary ISIN: INE192A01025 Primary SEDOL: 6121488
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Court-Ordered Meeting for Shareholders Mgmt
Mgmt ForForApprove Scheme of Arrangement 1
Amcor plc
Meeting Date: 11/05/2019
Record Date: 09/16/2019
Country: Jersey
Meeting Type: Annual
Primary Security ID: G0250X107
Ticker: AMCR
Primary CUSIP: G0250X107 Primary ISIN: JE00BJ1F3079 Primary SEDOL: BJ1F307
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Graeme Liebelt Mgmt For Do Not Vote
Mgmt Do Not Vote
ForElect Director Armin Meyer 1b
Mgmt Do Not Vote
ForElect Director Ronald Delia 1c
Mgmt Do Not Vote
ForElect Director Andrea Bertone 1d
Mgmt Do Not Vote
ForElect Director Karen Guerra 1e
Mgmt Do Not Vote
ForElect Director Nicholas (Tom) Long 1f
Mgmt Do Not Vote
ForElect Director Arun Nayar 1g
Mgmt Do Not Vote
ForElect Director Jeremy Sutcliffe 1h
Mgmt Do Not Vote
ForElect Director David Szczupak 1i
Mgmt Do Not Vote
ForElect Director Philip Weaver 1j
Mgmt Do Not Vote
ForRatify PricewaterhouseCoopers LLP as Auditors
2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Amcor plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt Do Not Vote
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt Do Not Vote
One YearAdvisory Vote on Say on Pay Frequency 4
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Graeme Liebelt 1a
Mgmt ForForElect Director Armin Meyer 1b
Mgmt ForForElect Director Ronald Delia 1c
Mgmt ForForElect Director Andrea Bertone 1d
Mgmt ForForElect Director Karen Guerra 1e
Mgmt ForForElect Director Nicholas (Tom) Long 1f
Mgmt ForForElect Director Arun Nayar 1g
Mgmt ForForElect Director Jeremy Sutcliffe 1h
Mgmt ForForElect Director David Szczupak 1i
Mgmt ForForElect Director Philip Weaver 1j
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearAdvisory Vote on Say on Pay Frequency 4
Coty Inc.
Meeting Date: 11/05/2019
Record Date: 09/12/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 222070203
Ticker: COTY
Primary CUSIP: 222070203 Primary ISIN: US2220702037 Primary SEDOL: BBBSMJ2
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Beatrice Ballini Mgmt For For
Mgmt ForForElect Director Sabine Chalmers 1.2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Coty Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Joachim Creus 1.3
Mgmt ForForElect Director Pierre Denis 1.4
Mgmt ForForElect Director Olivier Goudet 1.5
Mgmt ForForElect Director Peter Harf 1.6
Mgmt ForForElect Director Pierre Laubies 1.7
Mgmt ForForElect Director Paul S. Michaels 1.8
Mgmt ForForElect Director Erhard Schoewel 1.9
Mgmt ForForElect Director Robert Singer 1.10
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 3
Lam Research Corporation
Meeting Date: 11/05/2019
Record Date: 09/06/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 512807108
Ticker: LRCX
Primary CUSIP: 512807108 Primary ISIN: US5128071082 Primary SEDOL: 2502247
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Sohail U. Ahmed Mgmt For For
Mgmt ForForElect Director Timothy M. Archer 1.2
Mgmt ForForElect Director Eric K. Brandt 1.3
Mgmt ForForElect Director Michael R. Cannon 1.4
Mgmt ForForElect Director Youssef A. El-Mansy 1.5
Mgmt ForForElect Director Catherine P. Lego 1.6
Mgmt ForForElect Director Bethany J. Mayer 1.7
Mgmt ForForElect Director Abhijit Y. Talwalkar 1.8
Mgmt ForForElect Director Lih Shyng (Rick L.) Tsai 1.9
Mgmt ForForElect Director Leslie F. Varon 1.10
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Lam Research Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForRatify Ernst & Young LLP as Auditors 3
Matrix Service Company
Meeting Date: 11/05/2019
Record Date: 09/20/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 576853105
Ticker: MTRX
Primary CUSIP: 576853105 Primary ISIN: US5768531056 Primary SEDOL: 2572068
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Martha Z. Carnes Mgmt For For
Mgmt ForForElect Director John D. Chandler 1.2
Mgmt ForForElect Director John W. Gibson 1.3
Mgmt ForForElect Director John R. Hewitt 1.4
Mgmt ForForElect Director Liane K. Hinrichs 1.5
Mgmt ForForElect Director James H. Miller 1.6
Mgmt ForForElect Director Jim W. Mogg 1.7
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mesa Laboratories, Inc.
Meeting Date: 11/05/2019
Record Date: 09/13/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 59064R109
Ticker: MLAB
Primary CUSIP: 59064R109 Primary ISIN: US59064R1095 Primary SEDOL: 2553814
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John J. Sullivan Mgmt For For
Mgmt ForForElect Director Gary M. Owens 1.2
Mgmt ForForElect Director John B. Schmieder 1.3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Mesa Laboratories, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Robert V. Dwyer 1.4
Mgmt ForForElect Director Evan C. Guillemin 1.5
Mgmt ForForElect Director David M. Kelly 1.6
Mgmt ForForElect Director David B. Perez 1.7
Mgmt ForForElect Director Jennifer S. Alltoft 1.8
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Plante & Moran, PLLC as Auditors 3
Mgmt One YearOne YearAdvisory Vote on Say on Pay Frequency 4
Cardinal Health, Inc.
Meeting Date: 11/06/2019
Record Date: 09/09/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 14149Y108
Ticker: CAH
Primary CUSIP: 14149Y108 Primary ISIN: US14149Y1082 Primary SEDOL: 2175672
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Colleen F. Arnold Mgmt For For
Mgmt ForForElect Director Carrie S. Cox 1.2
Mgmt ForForElect Director Calvin Darden 1.3
Mgmt ForForElect Director Bruce L. Downey 1.4
Mgmt ForForElect Director Patricia A. Hemingway Hall 1.5
Mgmt ForForElect Director Akhil Johri 1.6
Mgmt ForForElect Director Michael C. Kaufmann 1.7
Mgmt ForForElect Director Gregory B. Kenny 1.8
Mgmt ForForElect Director Nancy Killefer 1.9
Mgmt ForForElect Director J. Michael Losh 1.10
Mgmt ForForElect Director Dean A. Scarborough 1.11
Mgmt ForForElect Director John H. Weiland 1.12
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Cardinal Health, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Corporate Travel Management Limited
Meeting Date: 11/06/2019
Record Date: 11/04/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q2909K105
Ticker: CTD
Primary CUSIP: Q2909K105 Primary ISIN: AU000000CTD3 Primary SEDOL: B3R1D52
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report Mgmt None For
Mgmt ForForElect Laura Ruffles as Director 2
Mgmt ForForElect Ewen Crouch as Director 3
Mgmt ForForElect Sophie Mitchell as Director 4
Mgmt AgainstNoneApprove Issuance of Share Appreciation Rights to Laura Ruffles
5
Mgmt AgainstNoneApprove Share Appreciation Rights Plan 6
Mgmt ForNoneApprove the Increase in Non-Executive Directors' Fee Pool
7
Mgmt ForForApprove Proportional Takeover Provisions 8
Presidio, Inc.
Meeting Date: 11/06/2019
Record Date: 09/27/2019
Country: USA
Meeting Type: Special
Primary Security ID: 74102M103
Ticker: PSDO
Primary CUSIP: 74102M103 Primary ISIN: US74102M1036 Primary SEDOL: BDZTVC1
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For
Mgmt ForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForAdjourn Meeting 3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Wix.com Ltd.
Meeting Date: 11/06/2019
Record Date: 10/02/2019
Country: Israel
Meeting Type: Annual
Primary Security ID: M98068105
Ticker: WIX
Primary CUSIP: M98068105 Primary ISIN: IL0011301780 Primary SEDOL: BFZCHN7
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Approve Amended Compensation Policy for Executives.
Mgmt For For
Mgmt ForForApprove Amended Compensation Policy for Directors
1b
Mgmt ForForApprove Option Award Plan for Company's CEO
2
Mgmt ForForApprove Compensation Plan for Company's Non-Executive Directors
3
Mgmt ForForReelect Avishai Abrahami as Director 4a
Mgmt ForForReelect Giora Kaplan as Director 4b
Mgmt ForForReelect Mark Tluszcz as Director 4c
Mgmt ForForAppoint Kost, Forer, Gabbay & Kasierer as Auditors
5
Mgmt AgainstNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
AVI Ltd.
Meeting Date: 11/07/2019
Record Date: 11/01/2019
Country: South Africa
Meeting Type: Annual
Primary Security ID: S0808A101
Ticker: AVI
Primary CUSIP: S0808A101 Primary ISIN: ZAE000049433 Primary SEDOL: 6040958
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019
Mgmt For For
Mgmt ForForReappoint Ernst & Young Inc as Auditors of the Company
2
Mgmt ForForRe-elect James Hersov as Director 3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
AVI Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForRe-elect Michael Koursaris as Director 4
Mgmt ForForRe-elect Simon Crutchley as Director 5
Mgmt ForForElect Alexandra Muller as Director 6
Mgmt ForForRe-elect Michael Bosman as Chairman of the Audit and Risk Committee
7
Mgmt ForForRe-elect James Hersov as Member of the Audit and Risk Committee
8
Mgmt ForForElect Alexandra Muller as Member of the Audit and Risk Committee
9
Mgmt ForForApprove Fees Payable to the Current Non-executive Directors, Excluding the Chairman of the Board and the Foreign Non-executive Director, Adriaan Nuhn
10
Mgmt ForForApprove Fees Payable to the Chairman of the Board
11
Mgmt ForForApprove Fees Payable to the Foreign Non-executive Director, Adriaan Nuhn
12
Mgmt ForForApprove Fees Payable to the Members of the Remuneration, Nomination and Appointments Committee
13
Mgmt ForForApprove Fees Payable to the Members of the Audit and Risk Committee
14
Mgmt ForForApprove Fees Payable to the Members of the Social and Ethics Committee
15
Mgmt ForForApprove Fees Payable to the Chairman of the Remuneration, Nomination and Appointments Committee
16
Mgmt ForForApprove Fees Payable to the Chairman of the Audit and Risk Committee
17
Mgmt ForForApprove Fees Payable to the Chairman of the Social and Ethics Committee
18
Mgmt ForForAuthorise Repurchase of Issued Share Capital 19
Mgmt ForForApprove Remuneration Policy 20
Mgmt ForForApprove Implementation Report 21
BHP Group Limited
Meeting Date: 11/07/2019
Record Date: 11/05/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q1498M100
Ticker: BHP
Primary CUSIP: Q1498M100 Primary ISIN: AU000000BHP4 Primary SEDOL: 6144690
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
BHP Group Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForAppoint Ernst & Young as Auditor of the Company
2
Mgmt ForForAuthorize the Risk and Audit Committee to Fix Remuneration of the Auditors
3
Mgmt ForForApprove General Authority to Issue Shares in BHP Group Plc
4
Mgmt ForForApprove General Authority to Issue Shares in BHP Group Plc for Cash
5
Mgmt ForForApprove the Repurchase of Shares in BHP Group Plc
6
Mgmt ForForApprove Remuneration Policy 7
Mgmt ForForApprove Remuneration Report for UK Law Purposes
8
Mgmt ForForApprove Remuneration Report for Australian Law Purposes
9
Mgmt ForForApprove the Grant of Awards to Andrew Mackenzie
10
Mgmt ForForElect Ian Cockerill as Director 11
Mgmt ForForElect Susan Kilsby as Director 12
Mgmt ForForElect Terry Bowen as Director 13
Mgmt ForForElect Malcolm Broomhead as Director 14
Mgmt ForForElect Anita Frew as Director 15
Mgmt ForForElect Andrew Mackenzie as Director 16
Mgmt ForForElect Lindsay Maxsted as Director 17
Mgmt ForForElect John Mogford as Director 18
Mgmt ForForElect Shriti Vadera as Director 19
Mgmt ForForElect Ken MacKenzie as Director 20
SH AgainstAgainstAmend Constitution of BHP Group Limited 21
SH AgainstAgainstApprove Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement
22
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Maxim Integrated Products, Inc.
Meeting Date: 11/07/2019
Record Date: 09/13/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 57772K101
Ticker: MXIM
Primary CUSIP: 57772K101 Primary ISIN: US57772K1016 Primary SEDOL: 2573760
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director William (Bill) P. Sullivan Mgmt For For
Mgmt ForForElect Director Tunc Doluca 1b
Mgmt ForForElect Director Tracy C. Accardi 1c
Mgmt ForForElect Director James R. Bergman 1d
Mgmt ForForElect Director Joseph R. Bronson 1e
Mgmt ForForElect Director Robert E. Grady 1f
Mgmt ForForElect Director Mercedes Johnson 1g
Mgmt ForForElect Director William D. Watkins 1h
Mgmt ForForElect Director MaryAnn Wright 1i
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
China Pacific Insurance (Group) Co., Ltd.
Meeting Date: 11/08/2019
Record Date: 10/08/2019
Country: China
Meeting Type: Special
Primary Security ID: Y1505Z103
Ticker: 2601
Primary CUSIP: Y1505Z103 Primary ISIN: CNE1000009Q7 Primary SEDOL: B2Q5H56
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForApprove Issuance and Admission of GDRs 1
Mgmt ForForApprove Validity Period of the Resolutions in Respect of the Issuance and Admission of GDRs
2
Mgmt ForForAuthorize Board to Deal with All Matters in Relation to the Issuance and Admission of GDRs
3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
China Pacific Insurance (Group) Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Distribution of Accumulated Profits Prior to the Issuance and Admission of GDRs
4
Mgmt ForForApprove Plan for the Use of Proceeds from the Issuance and Admission of GDRs
5
Mgmt ForForApprove Purchase of Prospectus Liability Insurance for Directors, Supervisors and Senior Management Members
6
Grupo Financiero Inbursa SAB de CV
Meeting Date: 11/08/2019
Record Date: 10/31/2019
Country: Mexico
Meeting Type: Special
Primary Security ID: P4950U165
Ticker: GFINBURO
Primary CUSIP: P4950U165 Primary ISIN: MXP370641013 Primary SEDOL: 2822398
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Extraordinary Business Mgmt
Mgmt AgainstForAmend Article 2 1
Mgmt AgainstForAuthorize Board to Ratify and Execute Approved Resolutions
2
Grupo Financiero Inbursa SAB de CV
Meeting Date: 11/08/2019
Record Date: 10/31/2019
Country: Mexico
Meeting Type: Special
Primary Security ID: P4950U165
Ticker: GFINBURO
Primary CUSIP: P4950U165 Primary ISIN: MXP370641013 Primary SEDOL: 2822398
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt AgainstForElect or Ratify Directors and Company Secretary
1
Mgmt AgainstForElect or Ratify Members of Corporate Practices and Audit Committees
2
Mgmt AgainstForAuthorize Board to Ratify and Execute Approved Resolutions
3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Pernod Ricard SA
Meeting Date: 11/08/2019
Record Date: 11/06/2019
Country: France
Meeting Type: Annual/Special
Primary Security ID: F72027109
Ticker: RI
Primary CUSIP: F72027109 Primary ISIN: FR0000120693 Primary SEDOL: 4682329
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt Do Not Vote
ForApprove Financial Statements and Statutory Reports
1
Mgmt Do Not Vote
ForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 3.12 per Share
3
Mgmt Do Not Vote
ForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt Do Not Vote
ForReelect Kory Sorenson as Director 5
Mgmt Do Not Vote
ForElect Esther Berrozpe Galindo as Director 6
Mgmt Do Not Vote
ForElect Philippe Petitcolin as Director 7
Mgmt Do Not Vote
ForApprove Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million
8
Mgmt Do Not Vote
ForApprove Compensation of Alexandre Ricard, Chairman and CEO
9
Mgmt Do Not Vote
ForApprove Remuneration Policy for Alexandre Ricard, Chairman and CEO
10
Mgmt Do Not Vote
ForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
MgmtExtraordinary Business
Mgmt Do Not Vote
ForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
12
Mgmt Do Not Vote
ForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million
13
Mgmt Do Not Vote
ForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million
14
Mgmt Do Not Vote
ForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
15
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Pernod Ricard SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt Do Not Vote
ForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million
16
Mgmt Do Not Vote
ForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
17
Mgmt Do Not Vote
ForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers
18
Mgmt Do Not Vote
ForAuthorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value
19
Mgmt Do Not Vote
ForAuthorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans
20
Mgmt Do Not Vote
ForAuthorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans
21
Mgmt Do Not Vote
ForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
22
Mgmt Do Not Vote
ForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries
23
Mgmt Do Not Vote
ForAmend Article 16 of Bylaws Re: Employee Representative
24
Mgmt Do Not Vote
ForAuthorize Filing of Required Documents/Other Formalities
25
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForApprove Allocation of Income and Dividends of EUR 3.12 per Share
3
Mgmt ForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForReelect Kory Sorenson as Director 5
Mgmt ForForElect Esther Berrozpe Galindo as Director 6
Mgmt ForForElect Philippe Petitcolin as Director 7
Mgmt ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million
8
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Pernod Ricard SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Compensation of Alexandre Ricard, Chairman and CEO
9
Mgmt ForForApprove Remuneration Policy for Alexandre Ricard, Chairman and CEO
10
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
MgmtExtraordinary Business
Mgmt ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
12
Mgmt ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million
13
Mgmt ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million
14
Mgmt ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
15
Mgmt ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million
16
Mgmt ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
17
Mgmt ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers
18
Mgmt ForForAuthorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value
19
Mgmt ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans
20
Mgmt ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans
21
Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
22
Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries
23
Mgmt ForForAmend Article 16 of Bylaws Re: Employee Representative
24
Mgmt ForForAuthorize Filing of Required Documents/Other Formalities
25
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
AUB Group Limited
Meeting Date: 11/12/2019
Record Date: 11/10/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q0647P113
Ticker: AUB
Primary CUSIP: Q0647P113 Primary ISIN: AU000000AUB9 Primary SEDOL: B0MBNC3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Ray Carless as Director 2
Mgmt ForForElect Robin Low as Director 3
Mgmt ForForApprove Issuance of 5-Year Performance Options (ZEPO) to Michael Emmett
4
Mgmt ForForApprove Issuance of 3-Year Performance Options (ZEPO) to Michael Emmett
5
Mgmt ForForApprove Re-insertion of Proportional Takeover Provisions in the Constitution
6
Automatic Data Processing, Inc.
Meeting Date: 11/12/2019
Record Date: 09/13/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 053015103
Ticker: ADP
Primary CUSIP: 053015103 Primary ISIN: US0530151036 Primary SEDOL: 2065308
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Peter Bisson Mgmt For For
Mgmt ForForElect Director Richard T. Clark 1b
Mgmt ForForElect Director R. Glenn Hubbard 1c
Mgmt ForForElect Director John P. Jones 1d
Mgmt ForForElect Director Francine S. Katsoudas 1e
Mgmt ForForElect Director Thomas J. Lynch 1f
Mgmt ForForElect Director Scott F. Powers 1g
Mgmt ForForElect Director William J. Ready 1h
Mgmt ForForElect Director Carlos A. Rodriguez 1i
Mgmt ForForElect Director Sandra S. Wijnberg 1j
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Automatic Data Processing, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 3
Abcam Plc
Meeting Date: 11/13/2019
Record Date: 11/11/2019
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G0060R118
Ticker: ABC
Primary CUSIP: G0060R118 Primary ISIN: GB00B6774699 Primary SEDOL: B677469
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Final Dividend 2
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForReappoint PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForAuthorise the Audit and Risk Committee to Fix Remuneration of Auditors
5
Mgmt ForForRe-elect Peter Allen as Director 6
Mgmt ForForRe-elect Jonathan Milner as Director 7
Mgmt ForForRe-elect Alan Hirzel as Director 8
Mgmt ForForRe-elect Gavin Wood as Director 9
Mgmt ForForRe-elect Louise Patten as Director 10
Mgmt ForForRe-elect Mara Aspinall as Director 11
Mgmt ForForElect Giles Kerr as Director 12
Mgmt ForForAuthorise Issue of Equity 13
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
14
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
15
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 16
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Bingo Industries Limited
Meeting Date: 11/13/2019
Record Date: 11/11/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q1501H106
Ticker: BIN
Primary CUSIP: Q1501H106 Primary ISIN: AU000000BIN7 Primary SEDOL: BZ0VW78
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Maria Atkinson as Director 2
Mgmt ForForElect Ian Malouf as Director 3
Mgmt ForForElect Elizabeth Crouch as Director 4
Mgmt ForForApprove Grant of LTI Performance Rights to Daniel Tartak
5
Mgmt ForForApprove Renewal of Proportional Takeover Provisions
6
Computershare Limited
Meeting Date: 11/13/2019
Record Date: 11/11/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q2721E105
Ticker: CPU
Primary CUSIP: Q2721E105 Primary ISIN: AU000000CPU5 Primary SEDOL: 6180412
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Elect Simon Jones as Director Mgmt For For
Mgmt ForForElect Tiffany Fuller as Director 3
Mgmt ForForApprove Remuneration Report 4
Mgmt ForForApprove Grant of Performance Rights to Stuart Irving
5
Mgmt AgainstAgainstApprove Conditional Spill Resolution 6
Hays plc
Meeting Date: 11/13/2019
Record Date: 11/11/2019
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G4361D109
Ticker: HAS
Primary CUSIP: G4361D109 Primary ISIN: GB0004161021 Primary SEDOL: 0416102
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Hays plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Report 2
Mgmt ForForApprove Final Dividend 3
Mgmt ForForApprove Special Dividend 4
Mgmt ForForRe-elect Andrew Martin as Director 5
Mgmt ForForRe-elect Alistair Cox as Director 6
Mgmt ForForRe-elect Paul Venables as Director 7
Mgmt ForForRe-elect Torsten Kreindl as Director 8
Mgmt ForForRe-elect Susan Murray as Director 9
Mgmt ForForRe-elect MT Rainey as Director 10
Mgmt ForForRe-elect Peter Williams as Director 11
Mgmt ForForElect Cheryl Millington as Director 12
Mgmt ForForReappoint PricewaterhouseCoopers LLP as Auditors
13
Mgmt ForForAuthorise Board to Fix Remuneration of Auditors
14
Mgmt ForForAuthorise EU Political Donations and Expenditure
15
Mgmt ForForAuthorise Issue of Equity 16
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForAuthorise Market Purchase of Ordinary shares 18
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
Mgmt ForForApprove UK Sharesave Plan 20
Mgmt ForForApprove International Sharesave Plan 21
National Storage REIT
Meeting Date: 11/13/2019
Record Date: 11/11/2019
Country: Australia
Meeting Type: Annual/Special
Primary Security ID: Q6605D109
Ticker: NSR
Primary CUSIP: Q6605D109 Primary ISIN: AU000000NSR2 Primary SEDOL: BGP6479
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
National Storage REIT
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Resolutions for National Storage Holdings Limited
Mgmt
Mgmt ForForApprove Remuneration Report 2
Mgmt ForForElect Anthony Keane as Director 3
MgmtResolution for National Storage Holdings Limited and National Storage Property Trust
Mgmt ForForRatify Past Issuance of Stapled Securities to Institutional and Professional Securityholders
4
MgmtResolution for National Storage Property Trust
Mgmt ForForApprove the Amendments to the Constitution 5
MgmtResolution for National Storage Holdings Limited
Mgmt ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
6
Performance Food Group Company
Meeting Date: 11/13/2019
Record Date: 09/24/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 71377A103
Ticker: PFGC
Primary CUSIP: 71377A103 Primary ISIN: US71377A1034 Primary SEDOL: BYVYD43
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director George L. Holm Mgmt For For
MgmtElect Director Arthur B. Winkleblack - Withdrawn
1b
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForAmend Omnibus Stock Plan 4
Mgmt ForForApprove Qualified Employee Stock Purchase Plan
5
Mgmt ForForEliminate Supermajority Vote Requirement for Amending Government Documents and Removing Directors
6
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Performance Food Group Company
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForProvide Right to Call Special Meeting 7
Smiths Group Plc
Meeting Date: 11/13/2019
Record Date: 11/11/2019
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G82401111
Ticker: SMIN
Primary CUSIP: G82401111 Primary ISIN: GB00B1WY2338 Primary SEDOL: B1WY233
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Report 2
Mgmt ForForApprove Final Dividend 3
Mgmt ForForRe-elect Bruno Angelici as Director 4
Mgmt ForForRe-elect Olivier Bohuon as Director 5
Mgmt ForForRe-elect Sir George Buckley as Director 6
Mgmt ForForRe-elect Dame Ann Dowling as Director 7
Mgmt ForForRe-elect Tanya Fratto as Director 8
Mgmt ForForRe-elect William Seeger as Director 9
Mgmt ForForRe-elect Mark Seligman as Director 10
Mgmt ForForRe-elect John Shipsey as Director 11
Mgmt ForForRe-elect Andrew Reynolds Smith as Director 12
Mgmt ForForRe-elect Noel Tata as Director 13
Mgmt ForForAppoint KPMG LLP as Auditors 14
Mgmt ForForAuthorise Board to Fix Remuneration of Auditors
15
Mgmt ForForAuthorise Issue of Equity 16
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 19
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Smiths Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Mgmt ForForAuthorise EU Political Donations and Expenditure
21
Ansell Limited
Meeting Date: 11/14/2019
Record Date: 11/12/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q04020105
Ticker: ANN
Primary CUSIP: Q04020105 Primary ISIN: AU000000ANN9 Primary SEDOL: 6286611
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2a Elect Christine Yan as Director Mgmt For For
Mgmt ForForElect Peter Day as Director 2b
Mgmt ForForElect Leslie A Desjardins as Director 2c
Mgmt ForForApprove On-Market Buy-Back of Shares 3
Mgmt ForForApprove Grant of Performance Share Rights to Magnus Nicolin
4
Mgmt ForForApprove Remuneration Report 5
Broadridge Financial Solutions, Inc.
Meeting Date: 11/14/2019
Record Date: 09/19/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 11133T103
Ticker: BR
Primary CUSIP: 11133T103 Primary ISIN: US11133T1034 Primary SEDOL: B1VP7R6
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leslie A. Brun Mgmt For For
Mgmt ForForElect Director Pamela L. Carter 1b
Mgmt ForForElect Director Richard J. Daly 1c
Mgmt ForForElect Director Robert N. Duelks 1d
Mgmt ForForElect Director Timothy C. Gokey 1e
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Broadridge Financial Solutions, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Brett A. Keller 1f
Mgmt ForForElect Director Maura A. Markus 1g
Mgmt ForForElect Director Thomas J. Perna 1h
Mgmt ForForElect Director Alan J. Weber 1i
Mgmt ForForElect Director Amit K. Zavery 1j
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 3
CACI International Inc
Meeting Date: 11/14/2019
Record Date: 09/18/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 127190304
Ticker: CACI
Primary CUSIP: 127190304 Primary ISIN: US1271903049 Primary SEDOL: 2159267
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1A Elect Director Michael A. Daniels Mgmt For For
Mgmt ForForElect Director William L. Jews 1B
Mgmt ForForElect Director Gregory G. Johnson 1C
Mgmt ForForElect Director J. Phillip London 1D
Mgmt ForForElect Director John S. Mengucci 1E
Mgmt ForForElect Director James L. Pavitt 1F
Mgmt AgainstForElect Director Warren R. Phillips 1G
Mgmt ForForElect Director Debora A. Plunkett 1H
Mgmt ForForElect Director Charles P. Revoile 1I
Mgmt ForForElect Director William S. Wallace 1J
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForRatify Ernst & Young LLP as Auditors 4
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Centrais Eletricas Brasileiras SA
Meeting Date: 11/14/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P22854106
Ticker: ELET6
Primary CUSIP: P22854106 Primary ISIN: BRELETACNPB7 Primary SEDOL: 2308445
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Preferred Shareholders Mgmt
Mgmt ForForApprove Capital Increase of Ordinary Shares and Preferred Class B Shares Through Capitalization of Credits of the Federal Government
1
Ramsay Health Care Limited
Meeting Date: 11/14/2019
Record Date: 11/12/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q7982Y104
Ticker: RHC
Primary CUSIP: Q7982Y104 Primary ISIN: AU000000RHC8 Primary SEDOL: 6041995
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For Against
Mgmt ForForElect Catriona Alison Deans as Director 3.1
Mgmt ForForElect James Malcolm McMurdo as Director 3.2
Mgmt ForForApprove Grant of FY2020 Performance Rights to Craig Ralph McNally
4.1
Mgmt ForForApprove Grant of FY2019 Performance Rights to Craig Ralph McNally
4.2
Wesfarmers Limited
Meeting Date: 11/14/2019
Record Date: 11/12/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q95870103
Ticker: WES
Primary CUSIP: Q95870103 Primary ISIN: AU000000WES1 Primary SEDOL: 6948836
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Wesfarmers Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2a Elect Vanessa Miscamble Wallace as Director Mgmt For Do Not Vote
Mgmt Do Not Vote
ForElect Jennifer Anne Westacott as Director 2b
Mgmt Do Not Vote
ForElect Michael (Mike) Roche as Director 2c
Mgmt Do Not Vote
ForElect Sharon Lee Warburton as Director 2d
Mgmt Do Not Vote
ForApprove Remuneration Report 3
Mgmt Do Not Vote
ForApprove Grant of Restricted Shares and Performance Shares to Robert Scott
4
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Vanessa Miscamble Wallace as Director 2a
Mgmt ForForElect Jennifer Anne Westacott as Director 2b
Mgmt ForForElect Michael (Mike) Roche as Director 2c
Mgmt ForForElect Sharon Lee Warburton as Director 2d
Mgmt AgainstForApprove Remuneration Report 3
Mgmt ForForApprove Grant of Restricted Shares and Performance Shares to Robert Scott
4
Western Digital Corporation
Meeting Date: 11/14/2019
Record Date: 09/16/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 958102105
Ticker: WDC
Primary CUSIP: 958102105 Primary ISIN: US9581021055 Primary SEDOL: 2954699
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Kimberly E. Alexy Mgmt For For
Mgmt ForForElect Director Martin I. Cole 1b
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Western Digital Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Kathleen A. Cote 1c
Mgmt ForForElect Director Tunc Doluca 1d
Mgmt ForForElect Director Len J. Lauer 1e
Mgmt ForForElect Director Matthew E. Massengill 1f
Mgmt ForForElect Director Stephen D. Milligan 1g
Mgmt ForForElect Director Stephanie A. Streeter 1h
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForAmend Omnibus Stock Plan 3
Mgmt ForForRatify KPMG LLP as Auditors 4
China Communications Construction Company Limited
Meeting Date: 11/15/2019
Record Date: 10/15/2019
Country: China
Meeting Type: Special
Primary Security ID: Y1R36J108
Ticker: 1800
Primary CUSIP: Y1R36J108 Primary ISIN: CNE1000002F5 Primary SEDOL: B1JKTQ6
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForApprove Grant of General Mandate to Repurchase H Shares
1
China Communications Construction Company Limited
Meeting Date: 11/15/2019
Record Date: 10/15/2019
Country: China
Meeting Type: Special
Primary Security ID: Y1R36J108
Ticker: 1800
Primary CUSIP: Y1R36J108 Primary ISIN: CNE1000002F5 Primary SEDOL: B1JKTQ6
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForApprove Grant of General Mandate to Repurchase H Shares
1
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
First Pacific Company Limited
Meeting Date: 11/15/2019
Record Date: 11/12/2019
Country: Bermuda
Meeting Type: Special
Primary Security ID: G34804107
Ticker: 142
Primary CUSIP: G34804107 Primary ISIN: BMG348041077 Primary SEDOL: 6339872
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Share Subscription Agreement, Exchangeable Bond Subscription Agreement and Related Transactions
Mgmt For For
Link Administration Holdings Limited
Meeting Date: 11/15/2019
Record Date: 11/13/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q5S646100
Ticker: LNK
Primary CUSIP: Q5S646100 Primary ISIN: AU000000LNK2 Primary SEDOL: BYZBCY3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Elect Michael Carapiet as Director Mgmt For For
Mgmt ForForElect Anne McDonald as Director 2
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForApprove Issuance of Performance Share Rights to John McMurtrie
4
Sany Heavy Industry Co., Ltd.
Meeting Date: 11/15/2019
Record Date: 11/06/2019
Country: China
Meeting Type: Special
Primary Security ID: Y75268105
Ticker: 600031
Primary CUSIP: Y75268105 Primary ISIN: CNE000001F70 Primary SEDOL: 6648824
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Mortgage and Finance Lease Business
Mgmt For For
Mgmt AgainstForApprove Use of Own Idle Funds to Invest in Financial Products
2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Sany Heavy Industry Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Deposit, Loan and Other Financial Business with Related-party Bank
3
Mgmt ForForApprove Adjustments on Daily Related-party Transactions
4
The Estee Lauder Companies Inc.
Meeting Date: 11/15/2019
Record Date: 09/16/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 518439104
Ticker: EL
Primary CUSIP: 518439104 Primary ISIN: US5184391044 Primary SEDOL: 2320524
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ronald S. Lauder Mgmt For For
Mgmt WithholdForElect Director William P. Lauder 1.2
Mgmt WithholdForElect Director Richard D. Parsons 1.3
Mgmt ForForElect Director Lynn Forester de Rothschild 1.4
Mgmt ForForElect Director Jennifer Tejada 1.5
Mgmt ForForElect Director Richard F. Zannino 1.6
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForAmend Omnibus Stock Plan 4
Hapvida Participacoes e Investimentos SA
Meeting Date: 11/18/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P5R526106
Ticker: HAPV3
Primary CUSIP: P5R526106 Primary ISIN: BRHAPVACNOR4 Primary SEDOL: BF4J7N9
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Amend Article 3 Re: Corporate Purpose Mgmt For For
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Hapvida Participacoes e Investimentos SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAmend Article 2 Re: Opening, Alteration and Closing of Branches, Offices or Other Establishments
2
Mgmt ForForAmend Articles 25 and 32 Re: Vice-President of Strategic Affairs
3
Mgmt ForForRectify Subscription Agreement Re: Acquisition of GSFRP Participacoes SA Approved at the August 22, 2019 EGM
4
BIM Birlesik Magazalar AS
Meeting Date: 11/19/2019
Record Date:
Country: Turkey
Meeting Type: Special
Primary Security ID: M2014F102
Ticker: BIMAS
Primary CUSIP: M2014F102 Primary ISIN: TREBIMM00018 Primary SEDOL: B0D0006
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda Mgmt
Mgmt ForForElect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting
1
Mgmt ForForApprove Special Dividend 2
MgmtWishes 3
Instituto Hermes Pardini SA
Meeting Date: 11/19/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P5R2AD133
Ticker: PARD3
Primary CUSIP: P5R2AD133 Primary ISIN: BRPARDACNOR1 Primary SEDOL: BD83SP2
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Agreement to Absorb Ecoar - Medicina Diagnostica Ltda. and Laboratorio de Analises Clinicas Humberto Abrao Ltda., Partial Spin-Off of Diagnosticos Laboratoriais Especializados Ltda. and Absorption of Spun-Off Assets
Mgmt For For
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Instituto Hermes Pardini SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForRatify Investor Consulting Partners Consultoria Ltda. as the Independent Firm to Appraise Proposed Transactions
2
Mgmt ForForApprove Independent Firm's Appraisals 3
Mgmt ForForApprove Absorption of Ecoar - Medicina Diagnostica Ltda. and Laboratorio de Analises Clinicas Humberto Abrao Ltda., Partial Spin-Off of Diagnosticos Laboratoriais Especializados Ltda. and Absorption of Spun-Off Assets
4
Mirvac Group
Meeting Date: 11/19/2019
Record Date: 11/17/2019
Country: Australia
Meeting Type: Annual/Special
Primary Security ID: Q62377108
Ticker: MGR
Primary CUSIP: Q62377108 Primary ISIN: AU000000MGR9 Primary SEDOL: 6161978
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2.1 Elect John Mulcahy as Director Mgmt For For
Mgmt ForForElect James M. Millar as Director 2.2
Mgmt ForForElect Jane Hewitt as Director 2.3
Mgmt ForForElect Peter Nash as Director 2.4
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForApprove Long-Term Performance Plan 4.1
Mgmt ForForApprove General Employee Exemption Plan 4.2
Mgmt ForForApprove Participation of Susan Lloyd-Hurwitz in the Long-Term Performance Plan
5
Mgmt ForForRatify Past Issuance of Stapled Securities to Institutional, Professional and Other Wholesale Investors
6
Notre Dame Intermedica Participacoes SA
Meeting Date: 11/19/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P7S227106
Ticker: GNDI3
Primary CUSIP: P7S227106 Primary ISIN: BRGNDIACNOR2 Primary SEDOL: BF4J7K6
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Notre Dame Intermedica Participacoes SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Amend Article 6 to Increase Authorized Capital
Mgmt For Against
Oracle Corporation
Meeting Date: 11/19/2019
Record Date: 09/20/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 68389X105
Ticker: ORCL
Primary CUSIP: 68389X105 Primary ISIN: US68389X1054 Primary SEDOL: 2661568
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Berg Mgmt For Do Not Vote
Mgmt Do Not Vote
ForElect Director Michael J. Boskin 1.2
Mgmt Do Not Vote
ForElect Director Safra A. Catz 1.3
Mgmt Do Not Vote
ForElect Director Bruce R. Chizen 1.4
Mgmt Do Not Vote
ForElect Director George H. Conrades 1.5
Mgmt Do Not Vote
ForElect Director Lawrence J. Ellison 1.6
Mgmt Do Not Vote
ForElect Director Rona A. Fairhead 1.7
MgmtElect Director Hector Garcia-Molina *Withdrawn Resolution*
1.8
Mgmt Do Not Vote
ForElect Director Jeffrey O. Henley 1.9
MgmtElect Director Mark V. Hurd - Deceased 1.10
Mgmt Do Not Vote
ForElect Director Renee J. James 1.11
Mgmt Do Not Vote
ForElect Director Charles W. Moorman, IV 1.12
Mgmt Do Not Vote
ForElect Director Leon E. Panetta 1.13
Mgmt Do Not Vote
ForElect Director William G. Parrett 1.14
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Oracle Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt Do Not Vote
ForElect Director Naomi O. Seligman 1.15
Mgmt Do Not Vote
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt Do Not Vote
ForRatify Ernst & Young LLP as Auditors 3
SH Do Not Vote
AgainstReport on Gender Pay Gap 4
SH Do Not Vote
AgainstRequire Independent Board Chairman 5
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Jeffrey S. Berg 1.1
Mgmt ForForElect Director Michael J. Boskin 1.2
Mgmt ForForElect Director Safra A. Catz 1.3
Mgmt ForForElect Director Bruce R. Chizen 1.4
Mgmt ForForElect Director George H. Conrades 1.5
Mgmt ForForElect Director Lawrence J. Ellison 1.6
Mgmt ForForElect Director Rona A. Fairhead 1.7
MgmtElect Director Hector Garcia-Molina *Withdrawn Resolution*
1.8
Mgmt ForForElect Director Jeffrey O. Henley 1.9
MgmtElect Director Mark V. Hurd - Deceased 1.10
Mgmt ForForElect Director Renee J. James 1.11
Mgmt ForForElect Director Charles W. Moorman, IV 1.12
Mgmt ForForElect Director Leon E. Panetta 1.13
Mgmt ForForElect Director William G. Parrett 1.14
Mgmt ForForElect Director Naomi O. Seligman 1.15
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Ernst & Young LLP as Auditors 3
SH ForAgainstReport on Gender Pay Gap 4
SH ForAgainstRequire Independent Board Chairman 5
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
REA Group Limited
Meeting Date: 11/19/2019
Record Date: 11/17/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q8051B108
Ticker: REA
Primary CUSIP: Q8051B108 Primary ISIN: AU000000REA9 Primary SEDOL: 6198578
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Tracey Fellows as Director 3a
Mgmt ForForElect Richard Freudenstein as Director 3b
Mgmt ForForElect Michael Miller as Director 3c
Mgmt ForForApprove Grant of Performance Rights to Owen Wilson
4
Sonic Healthcare Limited
Meeting Date: 11/19/2019
Record Date: 11/17/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q8563C107
Ticker: SHL
Primary CUSIP: Q8563C107 Primary ISIN: AU000000SHL7 Primary SEDOL: 6821120
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Elect Jane Wilson as Director Mgmt For Do Not Vote
Mgmt Do Not Vote
ForElect Philip Dubois as Director 2
Mgmt Do Not Vote
ForApprove Remuneration Report 3
Mgmt Do Not Vote
ForApprove Grant of Long-Term Incentives to Colin Goldschmidt
4
Mgmt Do Not Vote
ForApprove Grant of Long-Term Incentives to Chris Wilks
5
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Jane Wilson as Director 1
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Sonic Healthcare Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Philip Dubois as Director 2
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForApprove Grant of Long-Term Incentives to Colin Goldschmidt
4
Mgmt ForForApprove Grant of Long-Term Incentives to Chris Wilks
5
The Hain Celestial Group, Inc.
Meeting Date: 11/19/2019
Record Date: 10/03/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 405217100
Ticker: HAIN
Primary CUSIP: 405217100 Primary ISIN: US4052171000 Primary SEDOL: 2492337
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard A. Beck Mgmt For For
Mgmt ForForElect Director Celeste A. Clark 1b
Mgmt ForForElect Director Dean Hollis 1c
Mgmt ForForElect Director Shervin J. Korangy 1d
Mgmt ForForElect Director Roger Meltzer 1e
Mgmt ForForElect Director Mark L. Schiller 1f
Mgmt ForForElect Director Michael B. Sims 1g
Mgmt ForForElect Director Glenn W. Welling 1h
Mgmt ForForElect Director Dawn M. Zier 1i
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Ernst & Young LLP as Auditors 3
Wisetech Global Limited
Meeting Date: 11/19/2019
Record Date: 11/17/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q98056106
Ticker: WTC
Primary CUSIP: Q98056106 Primary ISIN: AU000000WTC3 Primary SEDOL: BZ8GX83
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Wisetech Global Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Michael Gregg as Director 3
Goodman Group
Meeting Date: 11/20/2019
Record Date: 11/18/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q4229W132
Ticker: GMG
Primary CUSIP: Q4229W132 Primary ISIN: AU000000GMG2 Primary SEDOL: B03FYZ4
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Appoint KPMG as Auditors of Goodman Logistics (HK) Limited and Authorize the Board to Fix Their Remuneration
Mgmt For For
Mgmt AgainstForElect Phillip Pryke as Director 2
Mgmt ForForElect Anthony Rozic as Director 3
Mgmt ForForElect Chris Green as Director 4
Mgmt ForForApprove Remuneration Report 5
Mgmt ForForApprove Issuance of Performance Rights to Gregory Goodman
6
Mgmt ForForApprove Issuance of Performance Rights to Danny Peeters
7
Mgmt ForForApprove Issuance of Performance Rights to Anthony Rozic
8
Mgmt AgainstAgainstApprove the Spill Resolution 9
IMF Bentham Ltd.
Meeting Date: 11/20/2019
Record Date: 11/18/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q4858E106
Ticker: IMF
Primary CUSIP: Q4858E106 Primary ISIN: AU000000IMF0 Primary SEDOL: 6209748
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
IMF Bentham Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report Mgmt For For
Mgmt AgainstForElect Michael Bowen as Director 2
Mgmt ForForApprove the Deed of Indemnity, Insurance and Access
3
Mgmt ForForApprove Renewal of Proportional Takeover Provisions
4
Mapletree Logistics Trust
Meeting Date: 11/20/2019
Record Date:
Country: Singapore
Meeting Type: Special
Primary Security ID: Y5759Q107
Ticker: M44U
Primary CUSIP: Y5759Q107 Primary ISIN: SG1S03926213 Primary SEDOL: B0D6P43
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Acquisitions of the Properties as Interested Person Transactions
Mgmt For For
The Clorox Company
Meeting Date: 11/20/2019
Record Date: 09/23/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 189054109
Ticker: CLX
Primary CUSIP: 189054109 Primary ISIN: US1890541097 Primary SEDOL: 2204026
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Amy Banse Mgmt For For
Mgmt ForForElect Director Richard H. Carmona 1.2
Mgmt ForForElect Director Benno Dorer 1.3
Mgmt ForForElect Director Spencer C. Fleischer 1.4
Mgmt ForForElect Director Esther Lee 1.5
Mgmt ForForElect Director A.D. David Mackay 1.6
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
The Clorox Company
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Robert W. Matschullat 1.7
Mgmt ForForElect Director Matthew J. Shattock 1.8
Mgmt ForForElect Director Pamela Thomas-Graham 1.9
Mgmt ForForElect Director Russell J. Weiner 1.10
Mgmt ForForElect Director Christopher J. Williams 1.11
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForEliminate Supermajority Vote Requirement to Approve Certain Business Combinations
4
Webjet Limited
Meeting Date: 11/20/2019
Record Date: 11/18/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q9570B108
Ticker: WEB
Primary CUSIP: Q9570B108 Primary ISIN: AU000000WEB7 Primary SEDOL: 6015815
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Shelley Roberts as Director 2
BlueScope Steel Limited
Meeting Date: 11/21/2019
Record Date: 11/19/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q1415L177
Ticker: BSL
Primary CUSIP: Q1415L177 Primary ISIN: AU000000BSL0 Primary SEDOL: 6533232
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Ewen Graham Wolseley Crouch as Director
3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
BlueScope Steel Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Grant of Share Rights to Mark Royce Vassella
4
Mgmt ForForApprove Grant of Alignment Rights to Mark Royce Vassella
5
Mgmt ForForApprove On-Market Buy-Back of Shares 6
CNOOC Limited
Meeting Date: 11/21/2019
Record Date: 11/15/2019
Country: Hong Kong
Meeting Type: Special
Primary Security ID: Y1662W117
Ticker: 883
Primary CUSIP: Y1662W117 Primary ISIN: HK0883013259 Primary SEDOL: B00G0S5
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Non-exempt Continuing Connected Transactions
Mgmt For For
Mgmt ForForApprove Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions
2
Dorian LPG Ltd.
Meeting Date: 11/21/2019
Record Date: 10/18/2019
Country: Marshall Isl
Meeting Type: Annual
Primary Security ID: Y2106R110
Ticker: LPG
Primary CUSIP: Y2106R110 Primary ISIN: MHY2106R1100 Primary SEDOL: BM4QJF5
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John C. Hadjipateras Mgmt For For
Mgmt WithholdForElect Director Malcolm McAvity 1.2
Mgmt ForForRatify Deloitte Certified Public Accountants S.A. as Auditors
2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
IPH Limited
Meeting Date: 11/21/2019
Record Date: 11/19/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q496B9100
Ticker: IPH
Primary CUSIP: Q496B9100 Primary ISIN: AU000000IPH9 Primary SEDOL: BS7K5S1
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
3a Elect John Atkin as Director Mgmt For For
Mgmt ForForElect Jingmin Qian as Director 3b
Mgmt ForForApprove IPH Limited Employee Incentive Plan 4
Mgmt ForForApprove Issuance of Performance Rights to Andrew Blattman
5
Mgmt ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
6
Mgmt ForForApprove Grant of Financial Assistance by Xenith IP Group Ltd
7a
Mgmt ForForApprove Grant of Financial Assistance by Shelston IP Pty Ltd
7b
Mgmt ForForApprove Grant of Financial Assistance by Griffith Hack Holdings Pty Ltd
7c
Mgmt ForForApprove Grant of Financial Assistance by GH PTM Pty Ltd
7d
Mgmt ForForApprove Remuneration Report 8
Moscow Exchange MICEX-RTS PJSC
Meeting Date: 11/21/2019
Record Date: 10/29/2019
Country: Russia
Meeting Type: Special
Primary Security ID: X6983N101
Ticker: MOEX
Primary CUSIP: X6983N101 Primary ISIN: RU000A0JR4A1 Primary SEDOL: B9GFHQ6
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Early Termination of Powers of Audit Commission
Mgmt For For
MgmtElect Three Members of Audit Commission
Mgmt ForForElect Mikhail Kireev as Member of Audit Commission
2.1
Mgmt ForForElect Natalia Perchatkina as Member of Audit Commission
2.2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Moscow Exchange MICEX-RTS PJSC
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Olga Romantsova as Member of Audit Commission
2.3
China Literature Limited
Meeting Date: 11/22/2019
Record Date: 11/18/2019
Country: Cayman Islands
Meeting Type: Special
Primary Security ID: G2121R103
Ticker: 772
Primary CUSIP: G2121R103 Primary ISIN: KYG2121R1039 Primary SEDOL: BYP71J9
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Revision of Annual Caps Under 2019 IP Cooperation Framework Agreement
Mgmt For For
Harmony Gold Mining Co. Ltd.
Meeting Date: 11/22/2019
Record Date: 10/11/2019
Country: South Africa
Meeting Type: Annual
Primary Security ID: S34320101
Ticker: HAR
Primary CUSIP: S34320101 Primary ISIN: ZAE000015228 Primary SEDOL: 6410562
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOrdinary Resolutions
Mgmt ForForElect Given Sibiya as Director 1
Mgmt ForForElect Grathel Motau as Director 2
Mgmt ForForRe-elect Andre Wilkens as Director 3
Mgmt ForForRe-elect Vishnu Pillay as Director 4
Mgmt ForForRe-elect Karabo Nondumo as Director 5
Mgmt ForForRe-elect Simo Lushaba as Director 6
Mgmt ForForRe-elect Ken Dicks as Director 7
Mgmt ForForRe-elect Fikile De Buck as Member of the Audit and Risk Committee
8
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Harmony Gold Mining Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForRe-elect Karabo Nondumo as Member of the Audit and Risk Committee
9
Mgmt ForForRe-elect Simo Lushaba as Member of the Audit and Risk Committee
10
Mgmt ForForRe-elect John Wetton as Member of the Audit and Risk Committee
11
Mgmt ForForElect Given Sibiya as Member of the Audit and Risk Committee
12
Mgmt ForForReappoint PricewaterhouseCoopers Incorporated as Auditors of the Company
13
Mgmt ForForApprove Remuneration Policy 14
Mgmt ForForApprove Implementation Report 15
Mgmt ForForAuthorise Board to Issue Shares for Cash 16
MgmtSpecial Resolutions
Mgmt ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
1
Mgmt ForForApprove Non-executive Directors' Remuneration
2
Industrial & Commercial Bank of China Limited
Meeting Date: 11/22/2019
Record Date: 10/22/2019
Country: China
Meeting Type: Special
Primary Security ID: Y3990B112
Ticker: 1398
Primary CUSIP: Y3990B112 Primary ISIN: CNE1000003G1 Primary SEDOL: B1G1QD8
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForElect Gu Shu as Director 1
Mgmt ForForApprove Payment Plan of Remuneration to Directors for 2018
2
Mgmt ForForApprove Payment Plan of Remuneration to Supervisors for 2018
3
Mgmt ForForApprove Application for Provisional Authorization Limit on External Donations
4
SH ForForElect Cao Liqun as Director 5
SH ForForElect Feng Weidong as Director 6
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Japan Retail Fund Investment Corp.
Meeting Date: 11/22/2019
Record Date: 08/31/2019
Country: Japan
Meeting Type: Special
Primary Security ID: J27544105
Ticker: 8953
Primary CUSIP: J27544105 Primary ISIN: JP3039710003 Primary SEDOL: 6513342
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Asset Management Compensation
Mgmt For For
Mgmt ForForElect Executive Director Namba, Shuichi 2
Mgmt ForForElect Supervisory Director Nishida, Masahiko 3.1
Mgmt ForForElect Supervisory Director Usuki, Masaharu 3.2
Mgmt ForForElect Alternate Executive Director Araki, Keita 4.1
Mgmt ForForElect Alternate Executive Director Machida, Takuya
4.2
Mgmt ForForElect Alternate Supervisory Director Murayama, Shuhei
5
IP Group Plc
Meeting Date: 11/25/2019
Record Date: 11/21/2019
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G49348116
Ticker: IPO
Primary CUSIP: G49348116 Primary ISIN: GB00B128J450 Primary SEDOL: B128J45
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Cancellation of Share Premium Account
Mgmt For For
Mgmt ForForApprove Matters Relating to the Creation of B Shares
2
Mgmt ForForAmend Articles of Association 3
Ridley Corporation Limited
Meeting Date: 11/25/2019
Record Date: 11/23/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q81391106
Ticker: RIC
Primary CUSIP: Q81391106 Primary ISIN: AU000000RIC6 Primary SEDOL: 6738929
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Ridley Corporation Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt ForForElect David Lord as Director 3
Mgmt ForForElect Ejnar Knudsen as Director 4
Mgmt ForForApprove Issuance of Performance Rights to Quinton Hildebrand
5
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
Meeting Date: 11/26/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P2R268136
Ticker: SBSP3
Primary CUSIP: P2R268136 Primary ISIN: BRSBSPACNOR5 Primary SEDOL: B1YCHL8
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Elect Angelo Luiz Moreira Grossi as Fiscal Council Member and Andrea Martins Botaro as Alternate
Mgmt For Do Not Vote
Mgmt Do Not Vote
ForRatify Election of Wilson Newton de Mello Neto as Director
2
Mgmt Do Not Vote
ForAmend Article 14 3
Mgmt Do Not Vote
ForConsolidate Bylaws 4
Mgmt Do Not Vote
ForRectify Remuneration of Company's Management and Fiscal Council Members Approved at the June 3, 2019, EGM
5
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Angelo Luiz Moreira Grossi as Fiscal Council Member and Andrea Martins Botaro as Alternate
1
Mgmt ForForRatify Election of Wilson Newton de Mello Neto as Director
2
Mgmt ForForAmend Article 14 3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Companhia de Saneamento Basico do Estado de Sao Paulo SABESP
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForConsolidate Bylaws 4
Mgmt ForForRectify Remuneration of Company's Management and Fiscal Council Members Approved at the June 3, 2019, EGM
5
SEEK Limited
Meeting Date: 11/26/2019
Record Date: 11/24/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q8382E102
Ticker: SEK
Primary CUSIP: Q8382E102 Primary ISIN: AU000000SEK6 Primary SEDOL: B0767Y3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Denise Bradley as Director 3a
Mgmt ForForElect Leigh Jasper as Director 3b
Mgmt ForForApprove Grant of Equity Right to Andrew Bassat
4
Mgmt ForForApprove Grant of Wealth Sharing Plan Options and Wealth Sharing Plan Rights to Andrew Bassat
5
Ascendas Real Estate Investment Trust
Meeting Date: 11/27/2019
Record Date:
Country: Singapore
Meeting Type: Special
Primary Security ID: Y0205X103
Ticker: A17U
Primary CUSIP: Y0205X103 Primary ISIN: SG1M77906915 Primary SEDOL: 6563875
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisitions of a Portfolio of United States Properties and Two Singapore Properties as Interested Person Transactions
Mgmt For For
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Banco do Brasil SA
Meeting Date: 11/27/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P11427112
Ticker: BBAS3
Primary CUSIP: P11427112 Primary ISIN: BRBBASACNOR3 Primary SEDOL: 2328595
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Paulo Antonio Spencer Uebel as Fiscal Council Member
Mgmt For For
Mgmt ForForElect Rafael Cavalcanti de Araujo as Fiscal Council Member
1.2
Mgmt ForForElect Helio Lima Magalhaes as Director 2.1
Mgmt AgainstForElect Marcelo Serfaty as Director 2.2
Mgmt AbstainNoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
3
MgmtAPPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 3, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Helio Lima Magalhaes as Director
4.1
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Marcelo Serfaty as Director
4.2
Mgmt ForForAmend Articles 5
Chr. Hansen Holding A/S
Meeting Date: 11/27/2019
Record Date: 11/20/2019
Country: Denmark
Meeting Type: Annual
Primary Security ID: K1830B107
Ticker: CHR
Primary CUSIP: K1830B107 Primary ISIN: DK0060227585 Primary SEDOL: B573M11
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Receive Board Report Mgmt
Mgmt ForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForApprove Allocation of Income and Dividends of DKK 7.07 Per Share
3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Chr. Hansen Holding A/S
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Remuneration of Directors in the Amount of DKK 1.2 Million for Chair, DKK 800,000 for Vice-Chair and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work
4
Mgmt ForForApprove Revised Remuneration Guidelines for Executive Management and Board
5
Mgmt ForForReelect Dominique Reiniche (Chair) as Director
6a
Mgmt ForForReelect Jesper Brandgaard as Director 6b.a
Mgmt ForForReelect Luis Cantarell as Director 6b.b
Mgmt ForForReelect Heidi Kleinbach-Sauter as Director 6b.c
Mgmt ForForElect Niels Peder Nielsen as New Director 6b.d
Mgmt ForForReelect Kristian Villumsen as Director 6b.e
Mgmt ForForReelect Mark Wilson as Director 6b.f
Mgmt ForForReelect PricewaterhouseCoopers as Auditor 7
Mgmt ForForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
8
Equatorial Energia SA
Meeting Date: 11/27/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P3773H104
Ticker: EQTL3
Primary CUSIP: P3773H104 Primary ISIN: BREQTLACNOR0 Primary SEDOL: B128R96
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Elect Eduardo Haiama as Director Mgmt For Do Not Vote
Mgmt Do Not Vote
ForApprove 5-for-1 Stock Split 2
Mgmt Do Not Vote
ForAmend Articles to Reflect Changes in Share Capital and Authorized Capital
3
Mgmt Do Not Vote
ForApprove Amendment of Regulations of Issuance of Powers of Attorney and Amend Article 22 Accordingly
4
Mgmt Do Not Vote
ForConsolidate Bylaws 5
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Equatorial Energia SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
6
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Eduardo Haiama as Director 1
Mgmt ForForApprove 5-for-1 Stock Split 2
Mgmt ForForAmend Articles to Reflect Changes in Share Capital and Authorized Capital
3
Mgmt ForForApprove Amendment of Regulations of Issuance of Powers of Attorney and Amend Article 22 Accordingly
4
Mgmt ForForConsolidate Bylaws 5
Mgmt ForForAuthorize Board to Ratify and Execute Approved Resolutions
6
Royal KPN NV
Meeting Date: 11/27/2019
Record Date: 10/30/2019
Country: Netherlands
Meeting Type: Special
Primary Security ID: N4297B146
Ticker: KPN
Primary CUSIP: N4297B146 Primary ISIN: NL0000009082 Primary SEDOL: 5956078
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Informational Meeting Mgmt
MgmtOpen Meeting 1
MgmtAnnounce Intention to Reappoint Joost Farwerck to Management Board
2
MgmtAnnounce Intention to Appoint Chris Figee to Management Board
3a
MgmtAnnounce Intention to Appoint Babak Fouladi to Management Board
3b
MgmtAnnounce Intention to Appoint Hilde Garssen to Management Board
3c
MgmtAnnounce Intention to Appoint Jean-Pascal Van Overbeke to Management Board
3d
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Royal KPN NV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
MgmtAnnounce Intention to Appoint Marieke Snoep to Management Board
3e
MgmtClose Meeting 4
FirstRand Ltd.
Meeting Date: 11/28/2019
Record Date: 11/22/2019
Country: South Africa
Meeting Type: Annual
Primary Security ID: S5202Z131
Ticker: FSR
Primary CUSIP: S5202Z131 Primary ISIN: ZAE000066304 Primary SEDOL: 6606996
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions Mgmt
Mgmt ForForRe-elect Tandi Nzimande as Director 1.1
Mgmt ForForRe-elect Mary Bomela as Director 1.2
Mgmt ForForRe-elect Grant Gelink as Director 1.3
Mgmt ForForRe-elect Faffa Knoetze as Director 1.4
Mgmt ForForElect Louis von Zeuner as Director 1.5
Mgmt ForForReappoint Deloitte & Touche as Auditors of the Company
2.1
Mgmt ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company
2.2
Mgmt ForForPlace Authorised but Unissued Ordinary Shares under Control of Directors
3
Mgmt ForForAuthorise Ratification of Approved Resolutions
4
MgmtAdvisory Endorsement
Mgmt ForForApprove Remuneration Policy 1
Mgmt AgainstForApprove Remuneration Implementation Report
2
MgmtSpecial Resolutions
Mgmt ForForAuthorise Repurchase of Issued Share Capital 1
Mgmt ForForApprove Financial Assistance to Directors and Prescribed Officers as Employee Share Scheme Beneficiaries
2.1
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
FirstRand Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Financial Assistance to Related and Inter-related Entities
2.2
Mgmt ForForApprove Remuneration of Non-executive Directors
3
MgmtOrdinary Resolutions Requisitioned by Two Shareholders
SH ForAgainstApprove Report on Company's Assessment of its Exposure to Climate-Related Risks by no later than October 2020
5
SH ForForAdopt and Publicly Disclose a Policy on Fossil Fuel Lending by no later than October 2020
6
Boyd Group Income Fund
Meeting Date: 12/02/2019
Record Date: 10/14/2019
Country: Canada
Meeting Type: Special
Primary Security ID: 103309100
Ticker: BYD.UN
Primary CUSIP: 103309100 Primary ISIN: CA1033091002 Primary SEDOL: 2438900
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Reorganization of the Fund Re: Conversion from Income Trust to Public Corporation
Mgmt For For
Mexichem SAB de CV
Meeting Date: 12/02/2019
Record Date: 11/22/2019
Country: Mexico
Meeting Type: Special
Primary Security ID: P7S81Y105
Ticker: ORBIA
Primary CUSIP: P7S81Y105 Primary ISIN: MX01OR010004 Primary SEDOL: BH3T8K8
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForApprove Cash Dividends of up to USD 180 Million
1
Mgmt ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Sany Heavy Industry Co., Ltd.
Meeting Date: 12/02/2019
Record Date: 11/21/2019
Country: China
Meeting Type: Special
Primary Security ID: Y75268105
Ticker: 600031
Primary CUSIP: Y75268105 Primary ISIN: CNE000001F70 Primary SEDOL: 6648824
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Auditor Mgmt For For
Oil Co. LUKOIL PJSC
Meeting Date: 12/03/2019
Record Date: 11/08/2019
Country: Russia
Meeting Type: Special
Primary Security ID: X6983S100
Ticker: LKOH
Primary CUSIP: X6983S100 Primary ISIN: RU0009024277 Primary SEDOL: B59SNS8
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR/GDR Holders Mgmt
Mgmt ForForApprove Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019
1
Mgmt ForForApprove Remuneration of Directors 2
Mgmt ForForApprove Remuneration of Members of Audit Commission
3
Mgmt ForForApprove Charter in New Edition 4
Mgmt ForForApprove Early Termination of Powers of Audit Commission
5
Mgmt ForForAmend Regulations on General Meetings 6
Mgmt ForForAmend Regulations on Board of Directors 7
Mgmt ForForAmend Regulations on Management 8
Mgmt ForForCancel Regulations on Audit Commission 9
Mgmt ForForApprove Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation
10
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Somfy SA
Meeting Date: 12/03/2019
Record Date: 11/29/2019
Country: France
Meeting Type: Special
Primary Security ID: F8612B102
Ticker: SO
Primary CUSIP: F8612B102 Primary ISIN: FR0013199916 Primary SEDOL: BYXKN05
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Extraordinary Business Mgmt
Mgmt ForForAmend Article 18 of Bylaws Re: Employee Representative
1
Mgmt ForForAmend Articles of Bylaws Re: Management Board Powers (Art. 17); Guarantees (Art. 20); Remove Remuneration of Directors (Art. 21)
2
Mgmt ForForAmend Article 19 of Bylaws Re: Supervisory Board Powers
3
Mgmt ForForAmend Articles 30 & 31 of Bylaws Re: Voting Procedures
4
Mgmt ForForAuthorize Filing of Required Documents/Other Formalities
5
Sophos Group Plc
Meeting Date: 12/03/2019
Record Date: 11/29/2019
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G8T826102
Ticker: SOPH
Primary CUSIP: G8T826102 Primary ISIN: GB00BYZFZ918 Primary SEDOL: BYZFZ91
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Recommended Cash Acquisition of Sophos Group plc by Surf Buyer Limited
Mgmt For For
Sophos Group Plc
Meeting Date: 12/03/2019
Record Date: 11/29/2019
Country: United Kingdom
Meeting Type: Court
Primary Security ID: G8T826102
Ticker: SOPH
Primary CUSIP: G8T826102 Primary ISIN: GB00BYZFZ918 Primary SEDOL: BYZFZ91
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Sophos Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Court Meeting Mgmt
Mgmt ForForApprove Scheme of Arrangement 1
Atlassian Corporation Plc
Meeting Date: 12/04/2019
Record Date: 10/07/2019
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G06242104
Ticker: TEAM
Primary CUSIP: G06242104 Primary ISIN: GB00BZ09BD16 Primary SEDOL: BZ09BD1
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Report 2
Mgmt AgainstForApprove Remuneration Policy 3
Mgmt ForForAppoint Ernst & Young LLP as Auditors 4
Mgmt ForForAuthorize Board to Fix Remuneration of Auditors
5
Mgmt ForForElect Director Shona L. Brown 6
Mgmt ForForElect Director Michael Cannon-Brookes 7
Mgmt ForForElect Director Scott Farquhar 8
Mgmt ForForElect Director Heather Mirjahangir Fernandez 9
Mgmt ForForElect Director Sasan Goodarzi 10
Mgmt ForForElect Director Jay Parikh 11
Mgmt ForForElect Director Enrique Salem 12
Mgmt ForForElect Director Steven Sordello 13
Mgmt ForForElect Director Richard P. Wong 14
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Microsoft Corporation
Meeting Date: 12/04/2019
Record Date: 10/08/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 594918104
Ticker: MSFT
Primary CUSIP: 594918104 Primary ISIN: US5949181045 Primary SEDOL: 2588173
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William H. Gates, III Mgmt For Do Not Vote
Mgmt Do Not Vote
ForElect Director Reid G. Hoffman 1.2
Mgmt Do Not Vote
ForElect Director Hugh F. Johnston 1.3
Mgmt Do Not Vote
ForElect Director Teri L. List-Stoll 1.4
Mgmt Do Not Vote
ForElect Director Satya Nadella 1.5
Mgmt Do Not Vote
ForElect Director Sandra E. Peterson 1.6
Mgmt Do Not Vote
ForElect Director Penny S. Pritzker 1.7
Mgmt Do Not Vote
ForElect Director Charles W. Scharf 1.8
Mgmt Do Not Vote
ForElect Director Arne M. Sorenson 1.9
Mgmt Do Not Vote
ForElect Director John W. Stanton 1.10
Mgmt Do Not Vote
ForElect Director John W. Thompson 1.11
Mgmt Do Not Vote
ForElect Director Emma N. Walmsley 1.12
Mgmt Do Not Vote
ForElect Director Padmasree Warrior 1.13
Mgmt Do Not Vote
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt Do Not Vote
ForRatify Deloitte & Touche LLP as Auditors 3
SH Do Not Vote
AgainstReport on Employee Representation on the Board of Directors
4
SH Do Not Vote
AgainstReport on Gender Pay Gap 5
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Microsoft Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director William H. Gates, III 1.1
Mgmt ForForElect Director Reid G. Hoffman 1.2
Mgmt ForForElect Director Hugh F. Johnston 1.3
Mgmt ForForElect Director Teri L. List-Stoll 1.4
Mgmt ForForElect Director Satya Nadella 1.5
Mgmt ForForElect Director Sandra E. Peterson 1.6
Mgmt ForForElect Director Penny S. Pritzker 1.7
Mgmt ForForElect Director Charles W. Scharf 1.8
Mgmt ForForElect Director Arne M. Sorenson 1.9
Mgmt ForForElect Director John W. Stanton 1.10
Mgmt ForForElect Director John W. Thompson 1.11
Mgmt ForForElect Director Emma N. Walmsley 1.12
Mgmt ForForElect Director Padmasree Warrior 1.13
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstReport on Employee Representation on the Board of Directors
4
SH ForAgainstReport on Gender Pay Gap 5
Spectris Plc
Meeting Date: 12/04/2019
Record Date: 12/02/2019
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G8338K104
Ticker: SXS
Primary CUSIP: G8338K104 Primary ISIN: GB0003308607 Primary SEDOL: 0330860
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Policy Mgmt For For
Mgmt ForForApprove Deferred Bonus Plan 2
Mgmt ForForApprove Long Term Incentive Plan 3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Spectris Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Reward Plan 4
Esprit Holdings Limited
Meeting Date: 12/05/2019
Record Date: 11/29/2019
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G3122U145
Ticker: 330
Primary CUSIP: G3122U145 Primary ISIN: BMG3122U1457 Primary SEDOL: 6321642
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForElect Raymond Or Ching Fai as Director 2a
Mgmt ForForElect Carmelo Lee Ka Sze as Director 2b
Mgmt ForForElect Norbert Adolf Platt as Director 2c
Mgmt ForForElect Johannes Georg Schmidt-Schultes as Director
2d
Mgmt ForForElect Sandrine Suzanne Eleonore Agar Zerbib as Director
2e
Mgmt ForForAuthorize Board to Fix Remuneration of Directors
2f
Mgmt ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
3
Mgmt ForForAuthorize Repurchase of Issued Share Capital 4
Mgmt ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Fleury SA
Meeting Date: 12/05/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P418BW104
Ticker: FLRY3
Primary CUSIP: P418BW104 Primary ISIN: BRFLRYACNOR5 Primary SEDOL: B4X4D29
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Fleury SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Deferred Bonus Plan Mgmt For Against
Mgmt ForForApprove Share Matching Plan 2
Mgmt ForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt Do Not Vote
ForApprove Deferred Bonus Plan 1
Mgmt Do Not Vote
ForApprove Share Matching Plan 2
Mgmt Do Not Vote
NoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
3
Vail Resorts, Inc.
Meeting Date: 12/05/2019
Record Date: 10/08/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 91879Q109
Ticker: MTN
Primary CUSIP: 91879Q109 Primary ISIN: US91879Q1094 Primary SEDOL: 2954194
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan L. Decker Mgmt For For
Mgmt ForForElect Director Robert A. Katz 1b
Mgmt ForForElect Director John T. Redmond 1c
Mgmt ForForElect Director Michele Romanow 1d
Mgmt ForForElect Director Hilary A. Schneider 1e
Mgmt ForForElect Director D. Bruce Sewell 1f
Mgmt ForForElect Director John F. Sorte 1g
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Vail Resorts, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Peter A. Vaughn 1h
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Altium Limited
Meeting Date: 12/06/2019
Record Date: 12/04/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q0268D100
Ticker: ALU
Primary CUSIP: Q0268D100 Primary ISIN: AU000000ALU8 Primary SEDOL: 6167697
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Raelene Murphy as Director 3
Mgmt ForForApprove Renewal of Proportional Takeover Provisions
4
Copart, Inc.
Meeting Date: 12/06/2019
Record Date: 10/15/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 217204106
Ticker: CPRT
Primary CUSIP: 217204106 Primary ISIN: US2172041061 Primary SEDOL: 2208073
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Willis J. Johnson Mgmt For For
Mgmt ForForElect Director A. Jayson Adair 1.2
Mgmt ForForElect Director Matt Blunt 1.3
Mgmt ForForElect Director Steven D. Cohan 1.4
Mgmt ForForElect Director Daniel J. Englander 1.5
Mgmt ForForElect Director James E. Meeks 1.6
Mgmt ForForElect Director Thomas N. Tryforos 1.7
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Copart, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt AgainstForElect Director Diane M. Morefield 1.8
Mgmt ForForElect Director Stephen Fisher 1.9
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Ernst & Young LLP as Auditors 3
Medtronic plc
Meeting Date: 12/06/2019
Record Date: 10/10/2019
Country: Ireland
Meeting Type: Annual
Primary Security ID: G5960L103
Ticker: MDT
Primary CUSIP: G5960L103 Primary ISIN: IE00BTN1Y115 Primary SEDOL: BTN1Y11
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard H. Anderson Mgmt For Do Not Vote
Mgmt Do Not Vote
ForElect Director Craig Arnold 1b
Mgmt Do Not Vote
ForElect Director Scott C. Donnelly 1c
Mgmt Do Not Vote
ForElect Director Andrea J. Goldsmith 1d
Mgmt Do Not Vote
ForElect Director Randall J. Hogan, III 1e
Mgmt Do Not Vote
ForElect Director Omar Ishrak 1f
Mgmt Do Not Vote
ForElect Director Michael O. Leavitt 1g
Mgmt Do Not Vote
ForElect Director James T. Lenehan 1h
Mgmt Do Not Vote
ForElect Director Geoffrey S. Martha 1i
Mgmt Do Not Vote
ForElect Director Elizabeth G. Nabel 1j
Mgmt Do Not Vote
ForElect Director Denise M. O'Leary 1k
Mgmt Do Not Vote
ForElect Director Kendall J. Powell 1l
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Medtronic plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt Do Not Vote
ForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt Do Not Vote
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt Do Not Vote
ForRenew the Board's Authority to Issue Shares Under Irish Law
4
Mgmt Do Not Vote
ForRenew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law
5
Mgmt Do Not Vote
ForAuthorize Overseas Market Purchases of Ordinary Shares
6
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Richard H. Anderson 1a
Mgmt ForForElect Director Craig Arnold 1b
Mgmt ForForElect Director Scott C. Donnelly 1c
Mgmt ForForElect Director Andrea J. Goldsmith 1d
Mgmt ForForElect Director Randall J. Hogan, III 1e
Mgmt ForForElect Director Omar Ishrak 1f
Mgmt ForForElect Director Michael O. Leavitt 1g
Mgmt ForForElect Director James T. Lenehan 1h
Mgmt ForForElect Director Geoffrey S. Martha 1i
Mgmt ForForElect Director Elizabeth G. Nabel 1j
Mgmt ForForElect Director Denise M. O'Leary 1k
Mgmt ForForElect Director Kendall J. Powell 1l
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForRenew the Board's Authority to Issue Shares Under Irish Law
4
Mgmt ForForRenew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law
5
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Medtronic plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAuthorize Overseas Market Purchases of Ordinary Shares
6
Premier, Inc.
Meeting Date: 12/06/2019
Record Date: 10/09/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 74051N102
Ticker: PINC
Primary CUSIP: 74051N102 Primary ISIN: US74051N1028 Primary SEDOL: BDZDRC5
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Susan D. DeVore Mgmt For Withhold
Mgmt ForForElect Director Jody R. Davids 1.2
Mgmt WithholdForElect Director Peter S. Fine 1.3
Mgmt ForForElect Director David H. Langstaff 1.4
Mgmt WithholdForElect Director Marvin R. O'Quinn 1.5
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vedanta Limited
Meeting Date: 12/06/2019
Record Date: 10/18/2019
Country: India
Meeting Type: Special
Primary Security ID: Y9364D105
Ticker: 500295
Primary CUSIP: Y9364D105 Primary ISIN: INE205A01025 Primary SEDOL: 6136040
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt ForForApprove Krishnamurthi Venkataramanan to Continue Office as Non-Executive Independent Director
1
Mgmt ForForReelect Krishnamurthi Venkataramanan as Director
2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Vedanta Limited
Meeting Date: 12/06/2019
Record Date: 11/14/2019
Country: India
Meeting Type: Special
Primary Security ID: Y9364D105
Ticker: 500295
Primary CUSIP: Y9364D105 Primary ISIN: INE205A01025 Primary SEDOL: 6136040
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForApprove Krishnamurthi Venkataramanan to Continue Office as Non-Executive Independent Director
1
Mgmt ForForReelect Krishnamurthi Venkataramanan as Director
2
Whitbread Plc
Meeting Date: 12/06/2019
Record Date: 12/04/2019
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G9606P197
Ticker: WTB
Primary CUSIP: G9606P197 Primary ISIN: GB00B1KJJ408 Primary SEDOL: B1KJJ40
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Policy Mgmt For For
Mgmt ForForApprove Restricted Share Plan 2
Endava plc
Meeting Date: 12/09/2019
Record Date: 10/31/2019
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: 29260V105
Ticker: DAVA
Primary CUSIP: 29260V105 Primary ISIN: US29260V1052 Primary SEDOL: BZ0WK66
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Only Mgmt
Mgmt ForForAccept Financial Statements and Statutory Reports
1
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Endava plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Remuneration Report 2
Mgmt ForForApprove Remuneration Policy 3
Mgmt ForForReappoint KPMG LLP as Auditors and Authorise the Board to Determine Their Remuneration
4
Mgmt ForForElect John Cotterell as Director 5
Mgmt ForForElect Mark Thurston as Director 6
Mgmt ForForElect Andrew Allan as Director 7
Mgmt ForForElect Ben Druskin as Director 8
Mgmt ForForElect Mike Kinton as Director 9
Mgmt ForForElect David Pattillo as Director 10
Mgmt ForForElect Trevor Smith as Director 11
Mgmt ForForElect Sulina Connal as Director 12
Kroton Educacional SA
Meeting Date: 12/09/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P6S43Y203
Ticker: COGN3
Primary CUSIP: P6S43Y203 Primary ISIN: BRCOGNACNOR2 Primary SEDOL: BHNWPB7
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Change Company Name to Cogna Educacao S.A. and Amend Article 1 Accordingly
Mgmt For Do Not Vote
Mgmt Do Not Vote
ForAmend Articles 2
Mgmt Do Not Vote
ForFix Number of Directors at Seven 3
Mgmt Do Not Vote
NoneDo You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
4
Mgmt Do Not Vote
ForElect Directors 5
Mgmt Do Not Vote
NoneIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
6
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Kroton Educacional SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt Do Not Vote
NoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
7
MgmtAPPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 7, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
Mgmt Do Not Vote
NonePercentage of Votes to Be Assigned - Elect Evando Jose Neiva as Director
8.1
Mgmt Do Not Vote
NonePercentage of Votes to Be Assigned - Elect Juliana Rozenbaum Munemori as Director
8.2
Mgmt Do Not Vote
NonePercentage of Votes to Be Assigned - Elect Luiz Antonio de Moraes Carvalho as Director
8.3
Mgmt Do Not Vote
NonePercentage of Votes to Be Assigned - Elect Nicolau Ferreira Chacur as Director
8.4
Mgmt Do Not Vote
NonePercentage of Votes to Be Assigned - Elect Rodrigo Calvo Galindo as Director
8.5
Mgmt Do Not Vote
NonePercentage of Votes to Be Assigned - Elect Thiago dos Santos Piau as Director
8.6
Mgmt Do Not Vote
NonePercentage of Votes to Be Assigned - Elect Walfrido Silvino dos Mares Guia Neto as Director
8.7
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForChange Company Name to Cogna Educacao S.A. and Amend Article 1 Accordingly
1
Mgmt ForForAmend Articles 2
Mgmt ForForFix Number of Directors at Seven 3
Mgmt AbstainNoneDo You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
4
Mgmt ForForElect Directors 5
Mgmt AgainstNoneIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
6
Mgmt AbstainNoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
7
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Kroton Educacional SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
MgmtAPPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 7, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Evando Jose Neiva as Director
8.1
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Juliana Rozenbaum Munemori as Director
8.2
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Luiz Antonio de Moraes Carvalho as Director
8.3
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Nicolau Ferreira Chacur as Director
8.4
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Rodrigo Calvo Galindo as Director
8.5
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Thiago dos Santos Piau as Director
8.6
Mgmt AbstainNonePercentage of Votes to Be Assigned - Elect Walfrido Silvino dos Mares Guia Neto as Director
8.7
Bellway Plc
Meeting Date: 12/10/2019
Record Date: 12/06/2019
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G09744155
Ticker: BWY
Primary CUSIP: G09744155 Primary ISIN: GB0000904986 Primary SEDOL: 0090498
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Report 2
Mgmt ForForApprove Final Dividend 3
Mgmt ForForRe-elect Paul Hampden Smith as Director 4
Mgmt ForForRe-elect Jason Honeyman as Director 5
Mgmt ForForRe-elect Keith Adey as Director 6
Mgmt ForForRe-elect Denise Jagger as Director 7
Mgmt ForForRe-elect Jill Caseberry as Director 8
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Bellway Plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForRe-elect Ian McHoul as Director 9
Mgmt ForForReappoint KPMG LLP as Auditors 10
Mgmt ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
11
Mgmt ForForAuthorise Issue of Equity 12
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
13
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
14
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 15
Mgmt ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
CENTROTEC Sustainable AG
Meeting Date: 12/10/2019
Record Date: 11/18/2019
Country: Germany
Meeting Type: Special
Primary Security ID: D1498G131
Ticker: CEV
Primary CUSIP: D1498G131 Primary ISIN: DE0005407506 Primary SEDOL: 5576067
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Change of Corporate Form to Societas Europaea (SE)
Mgmt For For
Mgmt ForForElect Guido Krass the Supervisory Board 2.1
Mgmt ForForElect Andreas-Falk Freiherr von Maltzan to the Supervisory Board
2.2
Mgmt ForForElect Christian Pochtler to the Supervisory Board
2.3
Cisco Systems, Inc.
Meeting Date: 12/10/2019
Record Date: 10/11/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 17275R102
Ticker: CSCO
Primary CUSIP: 17275R102 Primary ISIN: US17275R1023 Primary SEDOL: 2198163
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Cisco Systems, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director M. Michele Burns Mgmt For For
Mgmt ForForElect Director Wesley G. Bush 1b
Mgmt AgainstForElect Director Michael D. Capellas 1c
Mgmt ForForElect Director Mark Garrett 1d
Mgmt ForForElect Director Kristina M. Johnson 1e
Mgmt ForForElect Director Roderick C. McGeary 1f
Mgmt ForForElect Director Charles H. Robbins 1g
Mgmt ForForElect Director Arun Sarin 1h
Mgmt ForForElect Director Brenton L. Saunders 1i
Mgmt ForForElect Director Carol B. Tome 1j
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstRequire Independent Board Chairman 4
Kinder Morgan Canada Limited
Meeting Date: 12/10/2019
Record Date: 10/23/2019
Country: Canada
Meeting Type: Special
Primary Security ID: 494549702
Ticker: KML
Primary CUSIP: 494549702 Primary ISIN: CA4945497028 Primary SEDOL: BJ85T68
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Restricted Voting Shareholders Mgmt
Mgmt ForForApprove Acquisition by Pembina Pipeline Corporation
1
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Companhia de Saneamento de Minas Gerais
Meeting Date: 12/11/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P28269101
Ticker: CSMG3
Primary CUSIP: P28269101 Primary ISIN: BRCSMGACNOR5 Primary SEDOL: B0YBZJ2
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Elect Roberto Bastianetto as Alternate Fiscal Council Member
Mgmt For Do Not Vote
SH ForNoneElect Eduardo Georges Chehab as Alternate Fiscal Council Member Appointed by Minority Shareholder
2
Companhia de Saneamento de Minas Gerais
Meeting Date: 12/11/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P28269101
Ticker: CSMG3
Primary CUSIP: P28269101 Primary ISIN: BRCSMGACNOR5 Primary SEDOL: B0YBZJ2
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Long-Term Loan Agreement with Banco Europeu de Investimento - BEI
Mgmt For For
51job, Inc.
Meeting Date: 12/12/2019
Record Date: 11/08/2019
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: 316827104
Ticker: JOBS
Primary CUSIP: 316827104 Primary ISIN: US3168271043 Primary SEDOL: B02TT74
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt Do Not Vote
ForElect Junichi Arai as Director 1
Mgmt Do Not Vote
ForElect David K. Chao as Director 2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
51job, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt Do Not Vote
ForElect Li-Lan Cheng as Director 3
Mgmt Do Not Vote
ForElect Eric He as Director 4
Mgmt Do Not Vote
ForElect Rick Yan as Director 5
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForElect Junichi Arai as Director 1
Mgmt ForForElect David K. Chao as Director 2
Mgmt ForForElect Li-Lan Cheng as Director 3
Mgmt ForForElect Eric He as Director 4
Mgmt ForForElect Rick Yan as Director 5
OSI Systems, Inc.
Meeting Date: 12/12/2019
Record Date: 10/17/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 671044105
Ticker: OSIS
Primary CUSIP: 671044105 Primary ISIN: US6710441055 Primary SEDOL: 2111579
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Deepak Chopra Mgmt For For
Mgmt ForForElect Director Steven C. Good 1.2
Mgmt ForForElect Director Meyer Luskin 1.3
Mgmt ForForElect Director William F. Ballhaus, Jr. 1.4
Mgmt WithholdForElect Director James B. Hawkins 1.5
Mgmt ForForElect Director Gerald Chizever 1.6
Mgmt ForForElect Director Kelli Bernard 1.7
Mgmt ForForRatify Moss Adams LLP as Auditors 2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
OSI Systems, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Westpac Banking Corp.
Meeting Date: 12/12/2019
Record Date: 12/10/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q97417101
Ticker: WBC
Primary CUSIP: Q97417101 Primary ISIN: AU000000WBC1 Primary SEDOL: 6076146
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2a Elect Nerida Caesar as Director Mgmt For Against
Mgmt***Withdrawn Resolution*** Elect Ewen Crouch as Director
2b
Mgmt ForForElect Steven Harker as Director 2c
Mgmt AgainstForElect Peter Marriott as Director 2d
Mgmt ForForElect Margaret Seale as Director 2e
Mgmt***Withdrawn Resolution*** Approve Grant of Performance Share Rights to Brian Hartzer
3
Mgmt AgainstForApprove Remuneration Report 4
Mgmt AgainstAgainstApprove Conditional Spill Resolution 5
SH AgainstAgainstApprove the Amendments to the Company's Constitution
6a
SH AgainstAgainstApprove Disclosure of Strategies and Targets for Reduction in Fossil Fuel Exposure
6b
Paylocity Holding Corporation
Meeting Date: 12/13/2019
Record Date: 10/15/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 70438V106
Ticker: PCTY
Primary CUSIP: 70438V106 Primary ISIN: US70438V1061 Primary SEDOL: BKM4N88
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven R. Beauchamp Mgmt For For
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Paylocity Holding Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Andres D. Reiner 1.2
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
First Pacific Company Limited
Meeting Date: 12/16/2019
Record Date: 12/12/2019
Country: Bermuda
Meeting Type: Special
Primary Security ID: G34804107
Ticker: 142
Primary CUSIP: G34804107 Primary ISIN: BMG348041077 Primary SEDOL: 6339872
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Renewal of Indofood Group's Noodles Business, New Annual Caps and Related Transaction
Mgmt For For
Mgmt ForForApprove Renewal of Indofood Group's Plantations Business, New Annual Caps and Related Transaction
2
Mgmt ForForApprove Indofood Group's Distribution Business, New Annual Caps and Related Transaction
3
Mgmt ForForApprove Indofood Group's Flour Business, New Annual Caps and Related Transaction
4
MMC Norilsk Nickel PJSC
Meeting Date: 12/16/2019
Record Date: 11/22/2019
Country: Russia
Meeting Type: Special
Primary Security ID: X5424N118
Ticker: GMKN
Primary CUSIP: X5424N118 Primary ISIN: RU0007288411 Primary SEDOL: B5B1TX2
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForApprove Interim Dividends of RUB 604.09 per Share for First Nine Months of Fiscal 2019
1
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Guidewire Software, Inc.
Meeting Date: 12/17/2019
Record Date: 10/21/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 40171V100
Ticker: GWRE
Primary CUSIP: 40171V100 Primary ISIN: US40171V1008 Primary SEDOL: B7JYSG3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Margaret Dillon Mgmt For For
Mgmt ForForElect Director Michael Keller 1.2
Mgmt ForForElect Director Michael (Mike) Rosenbaum 1.3
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForDeclassify the Board of Directors 4
SH ForAgainstRequire a Majority Vote for the Election of Directors
5
Orica Ltd.
Meeting Date: 12/17/2019
Record Date: 12/15/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q7160T109
Ticker: ORI
Primary CUSIP: Q7160T109 Primary ISIN: AU000000ORI1 Primary SEDOL: 6458001
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2.1 Elect Maxine Brenner as Director Mgmt For For
Mgmt ForForElect Gene Tilbrook as Director 2.2
Mgmt ForForElect Karen Moses as Director 2.3
Mgmt ForForElect Boon Swan Foo as Director 2.4
Mgmt ForForApprove Remuneration Report 3
Mgmt ForForApprove Grant of Performance Rights to Alberto Calderon
4
Mgmt ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
Mgmt ForForApprove Proportional Takeover Provisions 6
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
AutoZone, Inc.
Meeting Date: 12/18/2019
Record Date: 10/21/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 053332102
Ticker: AZO
Primary CUSIP: 053332102 Primary ISIN: US0533321024 Primary SEDOL: 2065955
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Douglas H. Brooks Mgmt For For
Mgmt ForForElect Director Linda A. Goodspeed 1.2
Mgmt ForForElect Director Earl G. Graves, Jr. 1.3
Mgmt ForForElect Director Enderson Guimaraes 1.4
Mgmt ForForElect Director Michael M. Calbert 1.5
Mgmt ForForElect Director D. Bryan Jordan 1.6
Mgmt ForForElect Director Gale V. King 1.7
Mgmt ForForElect Director George R. Mrkonic, Jr. 1.8
Mgmt ForForElect Director William C. Rhodes, III 1.9
Mgmt ForForElect Director Jill A. Soltau 1.10
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
National Australia Bank Limited
Meeting Date: 12/18/2019
Record Date: 12/16/2019
Country: Australia
Meeting Type: Annual
Primary Security ID: Q65336119
Ticker: NAB
Primary CUSIP: Q65336119 Primary ISIN: AU000000NAB4 Primary SEDOL: 6624608
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt AgainstAgainstApprove the Spill Resolution 3
Mgmt ForForElect Philip Chronican as Director 4a
Mgmt ForForElect Douglas McKay as Director 4b
Mgmt ForForElect Kathryn Fagg as Director 4c
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
National Australia Bank Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Selective Capital Reduction of Convertible Preference Shares Under the CPS II Terms
5a
Mgmt ForForApprove Selective Capital Reduction of Convertible Preference Shares Outside the CPS II Terms
5b
SH AgainstAgainstApprove the Amendments to the Company's Constitution
6a
SH AgainstAgainstApprove Transition Planning Disclosure 6b
SH AgainstAgainstApprove Lobbying Inconsistent with the Goals of the Paris Agreement
7
Nissei ASB Machine Co., Ltd.
Meeting Date: 12/18/2019
Record Date: 09/30/2019
Country: Japan
Meeting Type: Annual
Primary Security ID: J5730N105
Ticker: 6284
Primary CUSIP: J5730N105 Primary ISIN: JP3678200001 Primary SEDOL: 6644974
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Aoki, Daiichi Mgmt For Against
Mgmt ForForElect Director Miyasaka, Junichi 1.2
Mgmt ForForElect Director Ogihara, Shuichi 1.3
Mgmt ForForElect Director Aoki, Kota 1.4
Mgmt ForForElect Director Fujiwara, Hideaki 1.5
Mgmt ForForElect Director Karel Keersmaekers-Michiels 1.6
Mgmt ForForElect Director Hiromatsu, Kuniaki 1.7
Mgmt ForForElect Director Sakai, Masayuki 1.8
Mgmt ForForElect Director Himori, Keiji 1.9
Mgmt ForForElect Director Midorikawa, Masahiro 1.10
Mgmt ForForAppoint Statutory Auditor Nakajima, Shigeru 2.1
Mgmt ForForAppoint Statutory Auditor Nakamura, Hiroshi 2.2
Mgmt AgainstForApprove Statutory Auditor Retirement Bonus 3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Infrastrutture Wireless Italiane SpA
Meeting Date: 12/19/2019
Record Date: 12/10/2019
Country: Italy
Meeting Type: Special
Primary Security ID: T6032P102
Ticker: INW
Primary CUSIP: T6032P102 Primary ISIN: IT0005090300 Primary SEDOL: BZ0P4R4
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Extraordinary Business Mgmt
Mgmt ForForApprove Merger by Incorporation of Vodafone Towers Srl into INWIT SpA
1
Mgmt AgainstForAmend Company Bylaws Re: Articles 5, 11, 13, 16, 18, 22, and 23
2
MgmtOrdinary Business
Mgmt ForForElect Two Directors 1
Mgmt ForForAuthorize Extraordinary Dividend 2
T. Hasegawa Co., Ltd.
Meeting Date: 12/19/2019
Record Date: 09/30/2019
Country: Japan
Meeting Type: Annual
Primary Security ID: J83238105
Ticker: 4958
Primary CUSIP: J83238105 Primary ISIN: JP3768500005 Primary SEDOL: 6899268
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Hasegawa, Tokujiro Mgmt For Against
Mgmt ForForElect Director Umino, Takao 1.2
Mgmt ForForElect Director Chino, Yoshiaki 1.3
Mgmt ForForElect Director Narushima, Makiyo 1.4
Mgmt ForForElect Director Nakamura, Minoru 1.5
Mgmt ForForElect Director Kato, Takumi 1.6
Mgmt ForForElect Director Okado, Shingo 1.7
Mgmt ForForElect Director Yuhara, Takao 1.8
Mgmt ForForAppoint Statutory Auditor Kataoka, Koji 2.1
Mgmt ForForAppoint Statutory Auditor Arita, Tomoyoshi 2.2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
T. Hasegawa Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAppoint Statutory Auditor Yamamura, Kazuhito
2.3
Mgmt ForForAppoint Statutory Auditor Imura, Junko 2.4
Mgmt ForForAppoint Alternate Statutory Auditor Matsumoto, Takehiro
3
Obara Group, Inc.
Meeting Date: 12/20/2019
Record Date: 09/30/2019
Country: Japan
Meeting Type: Annual
Primary Security ID: J59453100
Ticker: 6877
Primary CUSIP: J59453100 Primary ISIN: JP3197650009 Primary SEDOL: 6117733
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 70
Mgmt For For
Mgmt ForForElect Director Obara, Yasushi 2.1
Mgmt ForForElect Director Kobayashi, Norifumi 2.2
Mgmt ForForElect Director Yamashita, Mitsuhisa 2.3
Mgmt ForForElect Director Onishi, Tomo 2.4
Mgmt ForForElect Director Makino, Koji 2.5
Mgmt ForForAppoint Statutory Auditor Suyama, Masashi 3.1
Mgmt ForForAppoint Statutory Auditor Takahashi, Masako 3.2
Mgmt ForForAppoint Statutory Auditor Takai, Kiyoshi 3.3
Mgmt AgainstForApprove Statutory Auditor Retirement Bonus 4
Yandex NV
Meeting Date: 12/20/2019
Record Date: 11/22/2019
Country: Netherlands
Meeting Type: Special
Primary Security ID: N97284108
Ticker: YNDX
Primary CUSIP: N97284108 Primary ISIN: NL0009805522 Primary SEDOL: B5BSZB3
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Yandex NV
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda for Holders of Class A Shares
Mgmt
Mgmt Do Not Vote
ForPrior Approval by the Class A Meeting of Agenda Item 1 (Amendment of Articles ofAssociation)
1
MgmtSpecial Meeting Agenda
Mgmt Do Not Vote
ForAmend Articles of Association 1
Mgmt Do Not Vote
ForAuthorize Repurchase of Priority Share 2
Mgmt Do Not Vote
ForElect Alexey Komissarov as Non-Executive Director
3
Mgmt Do Not Vote
ForElect Alexei Yakovitsky as Non-Executive Director
4
Mgmt Do Not Vote
ForApprove Cancellation of Outstanding Class C Ordinary Shares
5
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
MgmtSpecial Meeting Agenda for Holders of Class A Shares
Mgmt ForForPrior Approval by the Class A Meeting of Agenda Item 1 (Amendment of Articles ofAssociation)
1
MgmtSpecial Meeting Agenda
Mgmt ForForAmend Articles of Association 1
Mgmt ForForAuthorize Repurchase of Priority Share 2
Mgmt ForForElect Alexey Komissarov as Non-Executive Director
3
Mgmt ForForElect Alexei Yakovitsky as Non-Executive Director
4
Mgmt ForForApprove Cancellation of Outstanding Class C Ordinary Shares
5
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
SIG Plc
Meeting Date: 12/23/2019
Record Date: 12/19/2019
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G80797106
Ticker: SHI
Primary CUSIP: G80797106 Primary ISIN: GB0008025412 Primary SEDOL: 0802541
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Disposal of the Air Handling Division
Mgmt For For
Spencer's Retail Limited
Meeting Date: 12/26/2019
Record Date: 11/22/2019
Country: India
Meeting Type: Special
Primary Security ID: Y7178H114
Ticker: 542337
Primary CUSIP: Y7178H114 Primary ISIN: INE020801028 Primary SEDOL: BH0MS55
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt ForForApprove S. R. Batliboi & Co. LLP, Chartered Accountants as Statutory Auditors and Authorize Board to Fix Their Remuneration
1
Companhia Brasileira de Distribuicao
Meeting Date: 12/30/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P3055E464
Ticker: PCAR4
Primary CUSIP: P3055E464 Primary ISIN: BRPCARACNPR0 Primary SEDOL: B5VGS74
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Preferred Shareholders Mgmt
Mgmt Do Not Vote
ForApprove Conversion of All Preferred Shares into Common Shares at Ratio of 1:1
1
Mgmt Do Not Vote
NoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Companhia Brasileira de Distribuicao
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
MgmtMeeting for Preferred Shareholders
Mgmt ForForApprove Conversion of All Preferred Shares into Common Shares at Ratio of 1:1
1
Mgmt ForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
2
Companhia Brasileira de Distribuicao
Meeting Date: 12/30/2019
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P3055E464
Ticker: PCAR4
Primary CUSIP: P3055E464 Primary ISIN: BRPCARACNPR0 Primary SEDOL: B5VGS74
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting of Preferred Shareholders Mgmt
Mgmt AbstainNoneAs a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
1
Mgmt ForNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
2
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
MgmtMeeting of Preferred Shareholders
Mgmt Do Not Vote
NoneAs a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
1
Mgmt Do Not Vote
NoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
2
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Mobile TeleSystems PJSC
Meeting Date: 12/30/2019
Record Date: 12/05/2019
Country: Russia
Meeting Type: Special
Primary Security ID: X5430T109
Ticker: MTSS
Primary CUSIP: X5430T109 Primary ISIN: RU0007775219 Primary SEDOL: B59FPS3
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForApprove Meeting Procedures 1
Mgmt ForForApprove Interim Dividends of RUB 13.25 per Share for First Nine Months of Fiscal 2019
2
Sany Heavy Industry Co., Ltd.
Meeting Date: 12/30/2019
Record Date: 12/18/2019
Country: China
Meeting Type: Special
Primary Security ID: Y75268105
Ticker: 600031
Primary CUSIP: Y75268105 Primary ISIN: CNE000001F70 Primary SEDOL: 6648824
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Approve Carry Out Mortgage and Financing Lease Business
Mgmt For For
Mgmt AgainstForApprove Provision of Guarantee 2
Mgmt ForForApprove Acquisition of Equity 3
Bank of China Limited
Meeting Date: 12/31/2019
Record Date: 11/18/2019
Country: China
Meeting Type: Special
Primary Security ID: Y0698A107
Ticker: 3988
Primary CUSIP: Y0698A107 Primary ISIN: CNE1000001Z5 Primary SEDOL: B154564
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Vote Summary Report
Reporting Period: 10/01/2019 to 12/31/2019
Location(s): Massachusetts Financial Services
Bank of China Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove 2018 Remuneration Distribution Plan for Chairman of the Board of Directors and Executive Directors
1
Mgmt ForForApprove 2018 Remuneration Distribution Plan of Supervisors
2
Mgmt ForForApprove Improving the Remuneration Plan of Independent Non-executive Directors
3
Mgmt ForForElect Chen Chunhua as Director 4
Mgmt ForForElect Chui Sai Peng Jose as Director 5
Mgmt ForForApprove Application for Provisional Authorization of Outbound Donations
6
SH ForForElect Wang Jiang as Director 7
Occidental Petroleum Corporation
Meeting Date: 12/31/2019
Record Date: 07/11/2019
Country: USA
Meeting Type: Proxy Contest
Primary Security ID: 674599105
Ticker: OXY
Primary CUSIP: 674599105 Primary ISIN: US6745991058 Primary SEDOL: 2655408
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Management Proxy (White Proxy Card) Mgmt
SH Do Not Vote
ForRevoke Consent to Request to Fix a Record Date
1
MgmtDissident Card
SH ForForConsent to Request to Fix a Record Date 1