META-LEADERSHIP PRACTICE FOR THE ON-SCENE COORDINATOR Vegas EPA Present.pdf · Focus Distractions...

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© 2012 The President and Fellows of Harvard University 15th Annual OSC Readiness Training Program February 8, 2012 META-LEADERSHIP PRACTICE FOR THE ON-SCENE COORDINATOR Faculty LEONARD J. MARCUS, Ph.D. BARRY C. DORN, M.D., M.H.C.M. National Preparedness Leadership Initiative A Joint Program of the Harvard School of Public Health and the Harvard Kennedy School of Government

Transcript of META-LEADERSHIP PRACTICE FOR THE ON-SCENE COORDINATOR Vegas EPA Present.pdf · Focus Distractions...

  • © 2012 The President and Fellows of Harvard University

    15th Annual OSC Readiness Training ProgramFebruary 8, 2012

    META-LEADERSHIP PRACTICEFOR THE

    ON-SCENE COORDINATOR

    FacultyLEONARD J. MARCUS, Ph.D. BARRY C. DORN, M.D., M.H.C.M.

    National Preparedness Leadership InitiativeA Joint Program of the Harvard School of Public Health and the Harvard Kennedy School of Government

  • © 2012 The President and Fellows of Harvard University

    ON-SCENECOORDINATORS

    1. Take what appears impossible to many…… and make it possible.

    2. Grasp the complexity

    3. Know the Law

    THE QUESTION OF LEADERSHIP

  • © 2012 The President and Fellows of Harvard University

    COURSE OBJECTIVES

    Apply tools to assist in effectively assessing a complex situation and charting a course of action.

    By the end of the course, you will have increased knowledge to:

    Move beyond the silo mentality to build connectivity across organizations and sectors.

    Collaborate to negotiate problem solving using a systematic method.

    Explore how to confront your fears and lead yourself and others out of the emotional basement.

    Examine the behaviors and methods needed to effectively lead your organizational unit as well as lead up and across traditional silos.

  • © 2012 The President and Fellows of Harvard University

    What is yourdefinition

    of leadership?

    ON-SCENECOORDINATORS

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    LEADERSHIP

    “People Follow You”

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    META-LEADERSHIPFROM RESEARCH TO PRACTICE

    PROBLEM SETSilo, Segmented

    Thinking & Practice

    JurisdictionalComplexities

    Lack of Knowledge &Lack of Experience

    Government Focus

    Distractions ofMoney and Fear

    IN PRACTICEA Drive to a

    Connectivity of Effort

    Influence That ExtendsWell Beyond Authority

    Build a Wide Basefor Learning & Exchange

    Engage Multi-SectorsCorporate, Govt, Non-Profit

    Theme: Mission, Methodand Purpose Resilience

    “META-LEADERSHIP”

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    THE FIVE DIMENSIONS OF META-LEADERSHIP

    1. The Personof the

    Meta-Leader

    3. Lead Down

    4. Lead Up

    5. LeadAcross

    2.TheSituation

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    ZONE ONE

    VISIONDIRECTION

    ZONE TWO

    PLANNING EXECUTION

    ZONE THREE

    ACTIONRESULTS

    Effective Meta-Leaders

    Simultaneously

    THREE ZONE “META-LEADERSHIP”

    PAYATTENTION

    TO

    AllThree

    Strategic Zones

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    THREE ZONE META-LEADERSHIP

    FOR THE ON-SCENE COORDINATOR

    ZONE ONE

    ASSESSTHE SITE

    ZONE TWO

    PLAN OF ACTION

    ZONE THREE

    GET THE JOB DONE

    Effective Meta-Leaders

    PAYATTENTION

    TO

    AllThreeZones

    Simultaneously

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    HOW CAN YOU GET INTO ALL THE ZONES?

    The Person of the Meta-Leader: Focus & Discipline

    The Picture of the Problem: Clear and Communicated

    Lead your silo: Get Everyone on Board

    Lead up: Understand the Options and Reach Good Choices

    Lead Across the Silo: Generate Connectivity

    ZONE ONE

    ASSESSTHE SITE

    ZONE TWO

    PLAN OF ACTION

    ZONE THREE

    GET THEJOB DONE

    THREE ZONE META-LEADERSHIP

    FOR THE ON-SCENE COORDINATOR

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    PERCEIVEInformation In – Wide Scope

    Assess Filters – See More

    UNDERSTANDLink Info Bits – Analyze

    Comprehend – See Patterns

    PREDICTProject Patterns into Future

    Assess Implications

    DECIDEInterrupt/Intervene on Patterns

    Assess Future Consequences

    THE FIVE DIMENSIONS AND THE THREE ZONES

    OF META-LEADERSHIPIN PRAGMATIC PRACTICE

    PU DP“ ”

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    EVERY “EVENT” IS “MANY” EVENTS:“GULF OIL SPILL”

    1) An Environmental Impact Event

    2) A Large Global Corporate Event

    3) A Small Business Event

    4) A Legal Event

    5) A Political Event

    6) An Engineering Event

    7) A Media Event

    8) A Public Relations Event

    9) A Federal Event

    10) A State Event

    11) A Local or “Parish” Event

    12) A Policy Event

    …And More…

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    LINING UP THE MANY STAKEHOLDERS IN A

    COMPLEX CATASTROPHIC EVENT

    General Michael Hayden

    “Autonomy of action for the parts…

    …Unity of action for the whole”

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    LEADERSHIPANALYSIS

    You

    Consider yourselfand your leadership

    Consider a greatleader you’ve known

    Consider a less than greatleader you’ve known

    Great Lousy

    LEARNING PARTNER

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    ATTRIBUTES OF GREAT LEADERS

    (and the flip side)

    Surround themselves with “great” people

    Consistently curious about improvingtheir capacity to lead

    Cope well with uncertainty:Understand there is a limit to

    what they can control and what they can know

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    ON THE JOB

    Individual Level of Authority

    0 1 2 3 4 5 6 7 8 9 10None Absolute

    INFLUENCE AND AUTHORITY

    AUTHORITY

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    Individual Level of Influence

    0 1 2 3 4 5 6 7 8 9 10None Absolute

    INFLUENCE AND AUTHORITY

    INFLUENCE

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    INFLUENCE AND AUTHORITY

    AUTHORITY

    INFLUENCE

    BEYOND YOUR

    What would it mean to have

    ?

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    COLLABORATION

    “WHOLE IMAGE NEGOTIATION”Interdependence - Fit - Collaboration

    Imagination

    Interest based - Mutual benefits

    “W.I.N.”

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    Complete the taskas best as you can

    NEGOTIATION ASSIGNMENT

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    What happened?

    NEGOTIATION ASSIGNMENT

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    TALK THE TALK & WALK THE WALK:PROBLEM SOLVING FOR

    OSC READINESS

    “You know, we’ve been doing a lot of talking.Why don’t we get a bit of physical exercise.

    I’d like you to link up with the person sitting next to you in an arm wrestling position.

    Your task, in thirty seconds, is to get the back of thehand of the other person down as many times as possible.

    Count how many times you get it down.Wait until I say go.”

    “GO!”

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    COLLABORATION

    “WHOLE IMAGE NEGOTIATION”Interdependence - Fit - Collaboration

    Imagination

    Interest based - Mutual benefits

    A “W.I.N.” the parties can share

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    Information Actions Outcomes

    The Frame Outlined What You . . .Heard

    Understood

    Did

    How did you interpret (frame) the instructions?

    COLLABORATIONFraming

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    DIS-CONNECTIVITY:THE DILEMMA OF THE CUBE

    Peep hole

    A

    Peep hole

    B Peep hole A

    Peep hole B

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    CONCEPTUAL FRAMEWORK FOR

    PROBLEM SOLVINGMULTI-DIMENSIONAL

    PROBLEM SOLVING

    Uni-dimensionalproblem solving

    Two-dimensionalproblem solving

    CLASSICADVERSARIAL

    CONFLICT

    COLLABORATION

    “Me For Me” “Me Against You”

    “US TOGETHER”

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    PROBLEM SOLVING

    MULTI-DIMENSIONALPROBLEM SOLVING

    Systematically integrate the perspectives of many different people

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    PROBLEM SOLVING

    Multi-dimensional problem solving

    ISSUES? IMPORTANCE?

    WHAT ARE YOU NEGOTIATING ABOUT?

    NEGOTIATION DIMENSIONS?

    SIDES?How many? Major/minor?? Relative influence?

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    ?

    QUESTION

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    HOW MANYSQUARES ARE THERE?

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    ?

    ANSWER

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    DIS-CONNECTIVITYThe “Silo” Mentality

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    FINDING THE MULTIPLE DIMENSIONS

    OF A PROBLEM

  • © 2012 The President and Fellows of Harvard University

    720

    ANSWER

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    “UNLEARNING” AND “NEW LEARNING”

    Difficulty Of“UNLEARNING”

    Something InWhich We Have

    Invested

    We Get “INVESTED”

    In A Particular Solution

    RESISTANCE TO CHANGE:Difficulty of Incorporating Something New

    NEW “PATTERNS” TO DEPLOY IN AN EMERGENCY

  • © 2012 The President and Fellows of Harvard University

    Claimers

    Creators

    COLLABORATION

    xx xx

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    Tom

    Bill

    XO

    X

    ParetoOptimum

    OO

    XX

    Pareto Crummy

    O

    COLLABORATION

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    ON-SCENE COORDINATION

    Zero Sum

    Negative Sum

    Positive Sum

    Assess and motivate potential gains and losses

  • © 2012 The President and Fellows of Harvard University

    CONNECTIVITYBeyond The “Silo” Mentality

    CROSS-ORGANIZATIONAL LEADERSHIP

    META – LEADERSHIPL

    EA

    DE

    RSH

    IP

    BuildingConnectivity

  • © 2012 The President and Fellows of Harvard University

    META – LEADERSHIP

    COMPLEX ADAPTIVE SYSTEMS

    More than the sum of the individual parts

    NEWTONIANSYSTEMS

    The sum of the individual parts

    LE

    AD

    ER

    SHIP

    CONNECTIVITYCROSS-ORGANIZATIONAL LEADERSHIP

    On-Scene Coordination is part of a Complex Adaptive System in which key elements are integrated INTENTIONALLY

  • © 2012 The President and Fellows of Harvard University

    WHAT IS THE MOST IMPORTANT BENEFIT

    OF CONNECTIVITY?

    Given the breadthof knowledge, expertise

    and capacity to integrate,no one agency or

    person can know or doeverything.

    By intentionally connecting assets,

    we enhance the likelihoodof successful resolutionof the environmental problem in the field.

    ON-SCENE COORDINATOR

    CREATE LEVERAGE

  • © 2012 The President and Fellows of Harvard University

    THE FIVE DIMENSIONS OF META-LEADERSHIP

    1. The Personof the

    Meta-Leader

    3. Lead Down

    4. Lead Up

    5. LeadAcross

    2.TheSituation

  • © 2012 The President and Fellows of Harvard University

    1

    The Person

    2

    The Situation

    3

    Lead Down

    4

    Lead Up

    5

    Lead Across

    Hold a mirror toyourself

    as a leader

    Your picture ofthe problem must constantly adjust

    Commit-ment

    Support your staff so they will

    support you

    Priorities

    Know yourboss’s priorities

    and deliver

    Connect

    ivity

    Createleverage by

    building links

    META- LEADERSHIP IN PRACTICEFIVE DIMENSIONS

    Organizational Aspects of LeadershipPersonal Aspects of Leadership

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    1

    The Person

    2

    The Situation

    3

    Lead Down

    4

    Lead Up

    5

    Lead Across

    GENERATE CONNECTIVITY AND INFLUENCE

    AWARENESS AND ASSESSMENT

    BUILD RELATIONSHIPS & LEVERAGEEMPOWER

    PRIORITIESSTRATEGY

    Organizational Aspects of LeadershipPersonal Aspects of Leadership

    META- LEADERSHIP IN PRACTICEFIVE DIMENSIONS

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    1The

    Person

    Hold a mirror to yourself as a leader

    • Emotional intelligence

    YOUR STRENGTHS & WEAKNESSES

    Self-awarenessSelf-regulationEmpathyMotivationSocial skills

    Daniel Goleman

    DIMENSION ONE

    META-LEADERSHIP IN PRACTICE

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    • Courage

    • Curiosity

    • Imagination

    PERSONAL ATTRIBUTES

    • Passion

    • Integrity

    DIMENSION ONE

    META-LEADERSHIP IN PRACTICE

    1The

    Person

    Hold a mirror to yourself as a leader

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    AcquiredPatterns

    “The Tool Box”

    Primitive SurvivalPatterns

    “The Basement”

    New PatternsFactory

    “The Laboratory”Creative, Abstract

    ThinkingEmotional Intelligence

    Upper Brain

    TRIPLE “F”Fight

    Flight, Freeze

    THE BRAIN EVOLUTION & DESIGN

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    DRIVING A CAR

    Driving: Routine, Box Activity

    Traffic Jam

    Near Miss Accident

    Creative Navigating

    Categorizeupon past

    TRIPLE “F” Freeze,

    Fight, Flight

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    Go to the“BASEMENT”

    Triple “F”FREEZEFLIGHTFIGHT

    YOUR BRAIN IN CONFLICT: AMYGDALA HIJACK

    AmFAMILIARPATTERNS

    AmSHOCK

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    YOUR BRAIN IN TRAINED RESPONSE TO A CRISIS

    Go to your“TOOL BOX”

    ACTIVATEwhat you

    have prepared

    FAMILIARACTION

    PATTERNS

    Learning Exercises Training

    Connectivity Mindfullness

  • © 2012 The President and Fellows of Harvard University

    In Preparedness

    Practice &Build Your

    Strategies &Methods

    EMBED THEPATTERNS

    In Response

    CLOSEGAPS

    Observe

    Decide

    Act Orient

    WORKING WITH YOUR BRAIN

    “OODA”LOOP

    YOUR BRAIN: THE THINKING META-LEADER

  • © 2012 The President and Fellows of Harvard University

    META-LEADERSHIPDISCIPLINE

    The speech/decision you make when you areIN THE BASEMENT

    is the one you are most likely to regret.

    Never lead/negotiate when you areIN THE BASEMENT…

    The problem is NOT in going to the BASEMENT…

    The problem is HOW DEEP into the BASEMENT you go...

    how long you stay there AND what you do while there.

  • © 2012 The President and Fellows of Harvard University

    TIME &TIMING

    In Preparedness In Response

    …TIME is your ALLY.

    …TIME is your

    ENEMY.

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    • Discuss a time you went to the Basement

    • What did you do in the Basement?

    • How did you get out of the Basement – or not?

    STRENGTHS AND WEAKNESSES

    • What is or could be in your Tool Box?

    • What can you do to build M-L self-discipline?

    1The

    Person

    Hold a mirror to yourself as a leader

    META-LEADERSHIP DIMENSION ONEAssess

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    2The

    Situation

    Your picture ofthe problem must constantly adjust

    • PICTURE of a Problem/Clarity

    • Information: Incomplete & changing

    • Observe – Orient – Decide - ACT

    SITUATIONAL AWARENESS

    DIMENSION TWO

    META-LEADERSHIP IN PRACTICE

    • Problem & PICTURE develop in stages: Anticipate & Meta-Lead

    • PRO-Active versus RE-Active?

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    CLARITY OF YOUR PICTURE

    SCOPE OF THESITUATION

    Limited perspective on

    what is happeningor what could happen

    DIMENSION TWO

    META-LEADERSHIP IN PRACTICE

    2The

    Situation

    Your picture ofthe problem must constantly adjust

  • © 2012 The President and Fellows of Harvard University

    SITUATIONAL AWARENESS: FILTERS

    Which door do you choose?

    Perceptions of risks?

    Perceptions of rewards?

    Decision analysis: What criteria influence your decisions?

    A BDoor

    ADoor

    B

    Pay $$$ Get $$$

    Same INFORMATION – Different interpretations & actions

  • © 2012 The President and Fellows of Harvard University

    • Problem that required your timely assessment?

    • What was your initial assessment, PICTURE?

    • How would you assess PICTURE CLARITY?

    SITUATION PERSONAL EXERCISE

    • How did your RISK profile affect you?

    • What impact did your assessment or actions have?

    2The

    Situation

    Your picture ofthe problem must constantly adjust

    META-LEADERSHIP DIMENSION TWOAssess

  • © 2012 The President and Fellows of Harvard University

    META- LEADERSHIP IN PRACTICETHE PERSONAL DIMENSIONS

    1

    The Person

    2

    The Situation

    AWARENESS AND ASSESSMENT

    PRIORITIESSTRATEGY

    • Manage basement behavior

    • Know risk tolerance

    • Work with change & evolution

    EMOTIONAL INTELLIGENCE

    • Proactive and Intentional

    • You will make mistakes

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    DIMENSIONS THREE, FOUR, AND FIVE

    META-LEADERSHIP IN PRACTICE

    “PROFILES” How you are perceived by other people

    How you perceive other people

    Personal attributes, characteristics, etc.

    Professional/Organizational qualities & authorities

  • © 2012 The President and Fellows of Harvard University

    3LeadDown

    Commit-ment

    Support your staff so they

    will support you

    • Loyalty & recognition goes both ways

    • Manage conflict fromtop to bottom

    • Build leadershipcapacity throughout

    LEADING YOURSUBORDINATES

    DIMENSION THREE

    META-LEADERSHIP IN PRACTICE

  • © 2012 The President and Fellows of Harvard University

    3Lead Down

    Commit-ment

    Support your staff so they

    will support you

    • “What can I do to make you a success?”

    • “Dogs that hunt”

    VERTICAL CONNECTIVITY

    DIMENSION THREE

    META-LEADERSHIP IN PRACTICE

    • Your “Leadership Profile” – Craft it and Model it

  • © 2012 The President and Fellows of Harvard University

    THE SHADOW OF EFFECTOF

    CONFLICT

  • © 2012 The President and Fellows of Harvard University

    THE SHADOW OF EFFECTOF

    CONFLICT

  • © 2012 The President and Fellows of Harvard University

    FocusedIssue specific

    People - Leadership

    Diffuse

    ImpedimentsProcedural

    THE SHADOW OF EFFECTOF

    CONFLICT

  • © 2012 The President and Fellows of Harvard University

    THE SHADOW OF EFFECTOF

    COLLABORATION

  • © 2012 The President and Fellows of Harvard University

    THE SHADOW OF EFFECTOF

    COLLABORATION

  • © 2012 The President and Fellows of Harvard University

    Meta-Leadership

    Ops-Implementation

    Impact - CQI

    CollaborationClarity - FitCorrection

    THE SHADOW OF EFFECTOF

    COLLABORATION

  • © 2012 The President and Fellows of Harvard University

    • How do subordinates describe your “profile”?

    • What would you change in your leader profile?

    • Do you effectively manage conflict in your silo?

    LEAD DOWN PERSONAL EXERCISE

    • What is the competence of your subordinates?

    • Do you encourage leadership development?

    3LeadDown

    Commit-ment

    Support your staff so they

    will support you

    META-LEADERSHIP DIMENSION THREEAssess

  • © 2012 The President and Fellows of Harvard University

    4Lead

    Up

    Priorities

    Know yourboss’s priorities

    and deliver

    • The power/authority equation

    • Communicate/educate

    • Prioritize problems anddecisions

    LEADING YOUR BOSS

    DIMENSION FOUR

    META-LEADERSHIP IN PRACTICE

  • © 2012 The President and Fellows of Harvard University

    4Lead

    Up

    Priorities

    Know yourboss’s priorities

    and deliver

    • Your “Leadership Profile” of your boss

    • Lead up – influence beyondyour silo

    • “Truth to power”

    VERTICAL CONNECTIVITY

    DIMENSION FOUR

    META-LEADERSHIP IN PRACTICE

  • © 2012 The President and Fellows of Harvard University

    VERTICAL CONNECTIVITYLEADING YOUR BOSS

    ORGANIZATIONAL META-LEADERSHIP

    Help your boss make good DECISIONS

    Help your boss manage TIME

    Help your boss DISTINGUISH data from information

    Come with SOLUTIONS not problems

    Manage ASSUMPTIONS

    DO NOT PROMISE what you cannot deliver

    Prevent your boss from being SURPRISED

  • © 2012 The President and Fellows of Harvard University

    THE SPECTRUM OFHIERARCHICAL - VERTICAL CONNECTIVITY IN ORGANIZATIONS

    Meta-Leadership

    Meta-Followership

    Your Boss

    Your Staff

    DIMENSIONS 3 & 4

    META-LEADERSHIP IN PRACTICE

  • © 2012 The President and Fellows of Harvard University

    • What is the “profile” of your boss?

    • Is that everyone’s profile of your boss?

    • Given that profile, what do you do?

    LEAD UP PERSONAL EXERCISE

    • How can you influence and leverage your boss?

    • What does your boss want of you?

    4Lead

    Up

    Priorities

    Know yourboss’s priorities

    and deliver

    META-LEADERSHIP DIMENSION FOURAssess

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    • Integrate mission and operations across the spectrum

    • Leverage capacity

    • Think beyond your sector

    CROSS-SILO INFLUENCE 5Lead Across

    Connect

    ivity

    Createleverage by

    building links

    DIMENSION FIVE

    META-LEADERSHIP IN PRACTICE

    • “Partner” and “Competitor” profiles?

  • © 2012 The President and Fellows of Harvard University

    DIS-CONNECTIVITYThe “Silo” Mentality

  • © 2012 The President and Fellows of Harvard University

    CONNECTIVITYBeyond The “Silo” Mentality

    CROSS-ORGANIZATIONAL LEADERSHIP

    META – LEADERSHIPL

    EA

    DE

    RSH

    IP

    BuildingConnectivity

  • © 2012 The President and Fellows of Harvard University

    HORIZONTAL CONNECTIVITYLEADING ACROSS THE SILOS

    ORGANIZATIONAL META-LEADERSHIP

    Decision Authority

    Decision Criteria

    Strategy: Define Success and Move Backwards

    “SUCCESS”

    “Profiles” of Other Silos

  • © 2012 The President and Fellows of Harvard University

    THE WALK IN THE WOODS

    THIS ISWHATI DO

    (and youdon’t)

    THIS ISWHAT

    I DON’TDO

    (and youdo)

    THIS ISWHATWE DO

    TOGETHER(and how do

    we do it?)

    THREE BUCKETS TO REDUCE CONFLICT(and reduce many of the obstacles)

    “HOW CAN I MAKE YOU A SUCCESS?”or

    “HOW CAN WE SUCCEED TOGETHER?”

    IN PRACTICE

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    PUTTING META-LEADERSHIP CONNECTIVITY INTO PRACTICE:

    LINKING ORGANIZATIONS & SECTORS

    “GAPS” Overall system deficiencies during a large scale event

    “GIVES” Contributions to the response bydifferent organizations and sectors

    “GETS” What you need to expand your impact during the event

  • © 2012 The President and Fellows of Harvard University

    • What are the “profiles” of your partners?

    • What are the “profiles” of your competitors?

    • Given those profiles, what do you do?

    LEAD ACROSS PERSONAL EXERCISE

    • How can you influence and leverage other silos?

    • Other silos: their profile and leverage of you?

    5Lead Across

    Connect

    ivity

    Createleverage by

    building links

    META-LEADERSHIP DIMENSION FIVEAssess

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    META- LEADERSHIP IN PRACTICETHE ORGANIZATIONAL DIMENSIONS

    3

    Lead Down

    4

    Lead Up

    5

    Lead Across

    GENERATE CONNECTIVITY AND INFLUENCE

    BUILD RELATIONSHIPS & LEVERAGEYOUR profile & OTHERS

    • Dynamic Connectivity

    • Create/Model your profile

    • Adjust your profiles

    PROFILES:

    • Know profiles of others

    • Observe profile fluidity

  • © 2012 The President and Fellows of Harvard University

    1

    The Person

    2

    The Situation

    3

    Lead Down

    4

    Lead Up

    5

    Lead Across

    Commit-ment

    Priorities

    Connect

    ivity

    META- LEADERSHIP IN PRACTICETOOL BOX

    “BASEMENT”Emotional Intel

    “PICTURE”Clarity & Fit

    YOUR profileIntentional

    BOSS profileYour Champion

    MANY profilesCross Silo Leverage

    ALL FIVE DIMENSIONS SIMULTANEOUSLY

  • © 2012 The President and Fellows of Harvard University

    LUNCH

    15th Annual OSC Readiness Training ProgramFebruary 8, 2012

    META-LEADERSHIPPRACTICE FOR THEON SCENE COORDINATOR

  • © 2012 The President and Fellows of Harvard University

    CONFLICT DE-ESCALATORS

    HumanizePerspective

    PolarizationEmotions

    InvestmentsThe Obsession to Win

    Humiliation

  • © 2012 The President and Fellows of Harvard University

    RESEARCH ON VARIABLES ASSOCIATED WITH THE

    EMERGENCE OF CONFLICT

    Ambiguity

    Uncertainty

    Competition

    Stress and Pressure

    CONFLICTChange

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    CONFLICT ESCALATORS

    Enemy ImageSimplification

    PolarizationEmotions

    InvestmentsThe Obsession to Win

    Humiliation

  • © 2012 The President and Fellows of Harvard University

    CONFLICT DE-ESCALATORS

    HumanizeSimplification

    PolarizationEmotions

    InvestmentsThe Obsession to Win

    Humiliation

  • © 2012 The President and Fellows of Harvard University

    CONFLICT DE-ESCALATORS

    HumanizePerspective

    ApologyEmotions

    InvestmentsThe Obsession to Win

    Humiliation

  • © 2012 The President and Fellows of Harvard University

    CONFLICT DE-ESCALATORS

    HumanizePerspective

    ApologyTime/Cooling off

    InvestmentsThe Obsession to Win

    Humiliation

  • © 2012 The President and Fellows of Harvard University

    CONFLICT DE-ESCALATORS

    HumanizePerspective

    ApologyTime/Cooling off

    InvestmentsThe Obsession to Win

    Save face

  • © 2012 The President and Fellows of Harvard University

    CONFLICT DE-ESCALATORS

    HumanizePerspective

    ApologyTime/Cooling off

    Share savingsThe Obsession to Win

    Save face

  • © 2012 The President and Fellows of Harvard University

    CONFLICT DE-ESCALATORS

    HumanizePerspective

    ApologyTime/Cooling off

    Share savingsThe desire to settle

    Save face

  • © 2012 The President and Fellows of Harvard University

    THE PROFESSIONALAND THE PERSONAL:

    SOURCES OF CONFLICT

    PERSONALITYISSUES

    1 2

    2 3

    PROFESSIONAL/WORKISSUES

    LIKE

    DISLIKE

    MINOR MAJOR

  • © 2012 The President and Fellows of Harvard University

    BARRIERS TO NEGOTIATING TEAMWORK

    Perceptions

    What you “work” for?What you get “easily”?

    The value of the OUTCOME is linked to the PROCESS

    How do you value what you “get”?

  • © 2012 The President and Fellows of Harvard University

    WALK THE WALK

    Problem SolutionTYPICAL PROBLEM SOLVING

    WALK IN THE WOODS

    Contest “solutions” based on:Power – linkages, influence

    Ethics – interpretations of what is “correct”Resources – capacity to “force” the issue

  • © 2012 The President and Fellows of Harvard University

    WALK IN THE WOODS:A PROCESS OF CHANGE

    Problem SolutionProcess

    Foster problem-solving by working with the multi-dimensional interests and motivations of the stakeholders.

    A SERIES OF STEPS TO MOTIVATE AND GUIDEINTEREST-BASED NEGOTIATION

  • © 2012 The President and Fellows of Harvard University

    WALK IN THE WOODS

    Problem Solution

    SELFINTEREST

    ENLARGEDINTERESTS

    ENLIGHTENEDINTERESTS

    ALIGNEDINTERESTS

  • © 2012 The President and Fellows of Harvard University

    WALK IN THE WOODS

    SeparateMotives

    SharedMotives

    INDIVIDUALMOTIVATION?

    OVERLAPPINGMOTIVATION?

    NEWMOTIVATION?

    COMBINEDMOTIVATION?

    Dynamicsof the

    process

  • © 2012 The President and Fellows of Harvard University

    WALK IN THE WOODS:A PROCESS OF CHANGE

    Problem SolutionProcess

    PROBLEM STATEMENT:

    What is the Problem?

    Who is Taking the Walk?

    CLASS DISCUSSION

  • © 2012 The President and Fellows of Harvard University

    WALK IN THE WOODS

    SELFINTEREST

    SELF INTERESTWho are the STAKEHOLDERS?

    What are their INTERESTS?

    Among stakeholders, what are LINKAGES & FRICTIONS? Questions:

  • © 2012 The President and Fellows of Harvard University

    SELFINTEREST

    SELF INTERESTYOUR self interests

    HEAR others’ self interests

    Encourage ACTIVE listening –DIALOGUE

    DISTINGUISH legitimate self interests from the “selfish”

    Under-standing

    WALK IN THE WOODS

  • © 2012 The President and Fellows of Harvard University

    THE VALUE ADDED OF STEP ONE:

    You better recognize who are the key stakeholders

    You better understand the differing interests around the table

    People recognize the complexity of thismulti-dimensional problem

    You have opened a constructive conversation

    UNDERSTANDINGSELF INTERESTS

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    WALK IN THE WOODS

    SELFINTEREST

    SELF INTEREST

    Who are the STAKEHOLDERS?

    What are their SELF-INTERESTS?Questions:

    CLASS DISCUSSION

  • © 2012 The President and Fellows of Harvard University

    ENLARGEDINTERESTS

    ENLARGED INTERESTSWhat are the themes of:

    AGREEMENT?DISAGREEMENT?

    How might issues be

    Questions:REFRAMED

    to create

    NEW OPTIONS & SOLUTIONS?

    WALK IN THE WOODS

  • © 2012 The President and Fellows of Harvard University

    DistinguishCHOICES

    andCONSEQUENCES

    ENLARGED INTERESTS:TECHNIQUE

    Identify and integrate each choice, good and bad:

    Seek common ground

  • © 2012 The President and Fellows of Harvard University

    NoControl

    CompleteControlNegotiable

    NEGOTIATINGDECISIONS

  • © 2012 The President and Fellows of Harvard University

    NoControl

    CompleteControl

    Negotiable

    NEGOTIATINGDECISIONS

  • © 2012 The President and Fellows of Harvard University

    NoControl

    CompleteControl

    Negotiable

    NEGOTIATINGDECISIONS

  • © 2012 The President and Fellows of Harvard University

    You have developed a deeper understanding of overlapping and distinct view points

    You have cleared up misunderstandings

    People recognize the multi-dimensionality of the problem

    You have built a wider platform of common ground

    THE VALUE ADDED OF STEP TWO:

    DISCOVERINGENLARGED INTERESTS

  • © 2012 The President and Fellows of Harvard University

    SELFINTEREST

    SELF INTERESTand

    ENLARGED INTERESTS

    ENLARGEDINTERESTS

    Problem

    WALK IN THE WOODS

    LEARNINGSTEPS

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    ENLARGEDINTERESTS

    ENLARGED INTERESTS

    What are the themes of:

    AGREEMENT?DISAGREEMENT?

    How might the issues be

    Questions:

    REFRAMED?

    WALK IN THE WOODSCLASS DISCUSSION

  • © 2012 The President and Fellows of Harvard University

    ENLIGHTENEDINTERESTS

    ENLIGHTENED INTEREST

    What

    How would you

    BRAINSTORM? Questions:

    CATEGORIZE

    these ideas into

    “LISTS?”

    NEW IDEASIMAGINE?

    can you

    WALK IN THE WOODS

  • © 2012 The President and Fellows of Harvard University

    ENLIGHTENEDINTERESTS

    ENLIGHTENED INTEREST

    Questions:“LISTS?”

    What is FEASIBLE?

    1

    2

    3What do we

    AGREE UPON?

    What can we do this…?

    WEEK? MONTH? YEAR?

    WALK IN THE WOODS

  • © 2012 The President and Fellows of Harvard University

    WALK IN THE WOODSIN PRACTICE

    ENLIGHTENEDINTERESTS

    ENLIGHTENED INTERESTS – NEW MOTIVES

    Mutually rejected options

    PRACTICE ACHIEVING mini-agreements:

    GENERATES NEW FOCUS on what is achievable

    New Hope &

    New Momentum

    Mutually beneficial options

    LIST EXERCISE exposes the range of options

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    You have generated a new set of possibilities

    You have a better appreciation for what could and could not work

    THE VALUE ADDED OF STEP THREE:

    People have created new dimensions for problem solving

    You have a wider set of options for building agreement

    EXPLORINGENLIGHTENED INTERESTS

  • © 2012 The President and Fellows of Harvard University

    ENLIGHTENEDINTERESTS

    ENLIGHTENED INTEREST

    What

    How would you

    BRAINSTORM? Questions:

    CATEGORIZE

    these ideas into your

    “LISTS?”

    NEW IDEASIMAGINE?

    can you

    WALK IN THE WOODSCLASS DISCUSSION

  • © 2012 The President and Fellows of Harvard University

    TRANSITIONING FROM

    ENLIGHTENED… 1

    2

    3Deal Breakers

    Deal Makers

    … TO ALIGNED INTERESTS

    WALK IN THE WOODS

  • © 2012 The President and Fellows of Harvard University

    ALIGNEDINTERESTS

    ALIGNED INTEREST

    What are possible

    What does each stakeholder

    How might you redefine Questions:

    want to

    What is each stakeholder willing to

    MUTUAL

    “SUCCESS”?

    “GET”?

    “GIVE”?

    GAIN OPTIONS?

    WALK IN THE WOODS

  • © 2012 The President and Fellows of Harvard University

    ALIGNEDINTERESTS

    ALIGNED INTEREST“SUCCESS”

    you succeed

    “How do you define success?”

    When I succeed, I succeedWhen you succeed,

    The Aligned Interests Formula:For Multiple Stakeholders

    WALK IN THE WOODS

  • © 2012 The President and Fellows of Harvard University

    Appropriately memorialize or record

    the agreement

    ALIGNED INTERESTS:TECHNIQUE

    “Celebrate”the accomplishment

  • © 2012 The President and Fellows of Harvard University

    The agreement meets the test of fairness.

    There is buy-in to collaborative solutions.

    THE VALUE ADDED OF STEP FOUR:

    People have generated a multi-dimensional solution

    You have generated a new set of dimensions.

    The agreement meets the test of time.

    ACHIEVINGALIGNED INTERESTS

  • © 2012 The President and Fellows of Harvard University

    ALIGNEDINTERESTS

    ENLIGHTENED INTERESTSand

    ALIGNED INTERESTS

    ENLIGHTENEDINTERESTS

    Solution

    WALK IN THE WOODS

    ACTIONSTEPS

  • © 2012 The President and Fellows of Harvard University

    ALIGNEDINTERESTS

    ALIGNED INTEREST

    Points of Agreement

    Questions:

    Steps or ActionsTo Implementation

    WALK IN THE WOODSCLASS DISCUSSION

  • © 2012 The President and Fellows of Harvard University

    WALK IN THE WOODSIN PRACTICE

    LEADING A “WALK”Explain the purpose

    Create the background: the “Geneva” story

    Describe the process, step by step

    Create a picture for the outcome

  • © 2012 The President and Fellows of Harvard University

    WALK IN THE WOODSIN PRACTICE

    Problem Solution

    SELFINTEREST

    ENLARGEDINTERESTS

    ENLIGHTENEDINTERESTS

    ALIGNEDINTERESTS

    GENERATINGMOMENTUM

  • © 2012 The President and Fellows of Harvard University

    WALK IN THE WOODSIN PRACTICE

    Problem Solution

    BUILDCONFIDENCE

    ENLARGEDINTERESTS

    ENLIGHTENEDINTERESTS

    ALIGNEDINTERESTS

    GENERATINGMOMENTUM

  • © 2012 The President and Fellows of Harvard University

    WALK IN THE WOODSIN PRACTICE

    Problem Solution

    BUILDCONFIDENCE

    REFRAMEPROBLEM

    ENLIGHTENEDINTERESTS

    ALIGNEDINTERESTS

    GENERATINGMOMENTUM

  • © 2012 The President and Fellows of Harvard University

    WALK IN THE WOODSIN PRACTICE

    Problem Solution

    BUILDCONFIDENCE

    REFRAMEPROBLEM

    EXPANDOPTIONS

    ALIGNEDINTERESTS

    GENERATINGMOMENTUM

  • © 2012 The President and Fellows of Harvard University

    WALK IN THE WOODSIN PRACTICE

    Problem Solution

    BUILDCONFIDENCE

    REFRAMEPROBLEM

    EXPANDOPTIONS

    GENERATEAGREEMENT

    GENERATINGMOMENTUM

  • © 2012 The President and Fellows of Harvard University

    WHY “THE WALK IN THE WOODS?”

    Negotiators focus on solutions:

    The “Walk” serves as systematic guide

    The “Walk” metaphor focuses attention on perspective& multi-dimensional aspects of the problem.

    The “Walk” focuses on process toward solutions

    …for both leader (mediator) and participants

    “Leave the conflict; go someplace else”

  • © 2012 The President and Fellows of Harvard University

    WALK IN THE WOODS

    SeparateMotives

    SharedMotives

    INDIVIDUALMOTIVATION?

    OVERLAPPINGMOTIVATION?

    NEWMOTIVATION?

    COMBINEDMOTIVATION?

    Dynamicsof the

    process

    What you seek to discover as the guide to process

    UNI-DIMENSIONAL

    TWODIMENSIONAL

    MULTI-DIMENSIONALPERSPECTIVES

    NEWDIMENSIONS

    MULTI-DIMENSIONAL

    SOLUTIONS

  • © 2012 The President and Fellows of Harvard University

    MOVE FROM STEP TO STEP AFTER MAKING REAL

    PROGRESS

    Problem Solution

    SELFINTEREST

    ENLARGEDINTERESTS

    ENLIGHTENEDINTERESTS

    ALIGNEDINTERESTS

    Be flexible

  • © 2012 The President and Fellows of Harvard University

    USE THE “WALK”TO PLAN NEGOTIATION STRATEGY

    OR TO FRAME YOUR STORY

    • Define the problem in multi-dimensional terms

    • Describe the distinct interests of stakeholders

    • Note agreement, disagreement and the “reframe”

    • List new options and why acceptable or not

    • Provide the rationale for agreement

    • Characterize the “solution:” integrated interests & buy-in

  • © 2012 The President and Fellows of Harvard University

    THE WALK IN THE WOODS&

    META-LEADERSHIP

    GET THE RIGHTPEOPLETO THE TABLE

    INVOLVE THEM IN CREATING SOLUTIONS

    GAIN THEIR COMMITMENT TO

    MAKE THE AGREEMENT

    SUCCEED

    A TOOL FOR YOURMETA-LEADERSHIP

    PRACTICE

  • © 2012 The President and Fellows of Harvard University

    BREAK

    15th Annual OSC Readiness Training ProgramFebruary 8, 2012

    META-LEADERSHIPPRACTICE FOR THEON SCENE COORDINATOR

  • © 2012 The President and Fellows of Harvard University

    SIMPLE NEGOTIATION

  • © 2012 The President and Fellows of Harvard University

    REPRESENTATIONAL NEGOTIATION

    THE LEADERSHIP CHALLENGERepresenting your siloEngaging others silos

  • © 2012 The President and Fellows of Harvard University

    TheNegotiation

    YOURSILO

    THEOTHER

    SILO

    REPRESENTATIONAL NEGOTIATION

    Your leadership Map

    Create Connectivity

  • © 2012 The President and Fellows of Harvard University

    SYMBOLIC NEGOTIATION

    What do you signify for them?

    YOU

  • © 2012 The President and Fellows of Harvard University

    SYMBOLIC NEGOTIATION

    What do THEY signify TO YOU?

    YOU

    Male * Female

    Black White

    Doctor * NurseAdministration

    Inspiration Ineffectual

  • © 2012 The President and Fellows of Harvard University

    NEGOTIATION JUJITSU

    Absorb

    AND

    Reframe

    BUT

  • © 2012 The President and Fellows of Harvard University

    META-LEADERSHIPMOTIVATION & DRIVE

    OUR SHAREDMISSION

    MY “SILO”MY CAREER

  • © 2012 The President and Fellows of Harvard University

    META-LEADERSHIP PRACTICEFOR OSC READINESS

    MISSION:

    METHOD:

    PURPOSE:

    Integrate Efforts Beyond Silo Thinking

    Five Dimensions of Meta-Leader Practice

    Connected & ResilientSystems to Intentionally Prepare for andRespond to Environmental Challenges

    Influence beyond authority

    A Healthy and Safe Public

    Social/Societal Cohesion

    Discipline in face of challenge

  • © 2012 The President and Fellows of Harvard University

    JOURNALING

    META-LEADERSHIP PRACTICEFOR THE

    ON-SCENE COORDINATORLeonard J. Marcus, Ph.D. & Barry C. Dorn, M.D., M.H.C.M.

  • © 2012 The President and Fellows of Harvard University

    ON-SCENE COORDINATORREADINESS

    META-LEADERSHIP WISDOMThe Art and Practice of

    Multi-Dimensional Problem Solving

  • © 2012 The President and Fellows of Harvard University

    Thank you

    META-LEADERSHIP PRACTICEFOR THE

    ON-SCENE COORDINATORLeonard J. Marcus, Ph.D. & Barry C. Dorn, M.D., M.H.C.M.

  • © 2012 The President and Fellows of Harvard University

    BARRY C. DORN, M.D., M.H.C.M.LEONARD J. MARCUS, Ph.D.

    National Preparedness Leadership Initiative8 Story StreetPO Box 381488Cambridge, MA 02238

    617-496-0867

    [email protected]@hsph.harvard.edu

    META-LEADERSHIP PRACTICEFOR THE

    ON-SCENE COORDINATORLeonard J. Marcus, Ph.D. & Barry C. Dorn, M.D., M.H.C.M.

  • © 2012 The President and Fellows of Harvard University

  • © 2012 The President and Fellows of Harvard University

    TIME DIMENSIONS

    SETTLEMENT

    RIPE

    Too Soon

    Too Late

  • © 2012 The President and Fellows of Harvard University

    Be clear on objectives

    Develop a strategy to achieve those objectives

    Assess relationships short term & long

    POSITIONALBARGAINING

  • © 2012 The President and Fellows of Harvard University

    Create leverage

    HOW?

    Choices & Consequences

    Create ChoicesLousy Consequences

    POSITIONALBARGAINING

  • © 2012 The President and Fellows of Harvard University

    Understand their interests

    HOW DO YOU CREATE LOUSY CONSEQUENCES?

    What do they want to avoid?What do they value?What do they fear?

    POSITIONALBARGAINING

  • © 2012 The President and Fellows of Harvard University

    Fight “fair”

    STICK WITH THE RULES OF ENGAGEMENT

    Media?Law suit?

    Professional embarrassment?

    POSITIONALBARGAINING

  • © 2012 The President and Fellows of Harvard University

    Know “their” strategy

    BE CLEVER

    Recruit alliesAccumulate resources

    Generate leverage

    POSITIONALBARGAINING

  • © 2012 The President and Fellows of Harvard University

    TROMPING THROUGH THE WOODS

    Problem Solution

    I.D. THEIRINTERESTS

    DETERMINEVULNERABILITIES

    ENGAGE MAXIMUMIMPACT

    ACHIEVE VICTORY

  • © 2012 The President and Fellows of Harvard University

    Vision - Direction Assess

    ZoneOne

    ZoneTwo

    ZoneThree

    Plan ofAction to

    Execute

    ActionsResultsImpact

    THREE ZONE META-LEADERSHIP

    FOR THE ON-SCENE COORDINATOR

    THREE ZONES META-LEADERSHIP

  • © 2012 The President and Fellows of Harvard University

    ZONE ONE

    ASSESS:VISION

    DIRECTION

    ZONE TWO ZONE THREE

    IF YOU ARE LOOKING ONLY AT…

    THEN… The Vision will not have traction

    You may find intentions distorted

    The Direction will be questioned

    “Dreamer”

    THREE ZONE META-LEADERSHIP

  • © 2012 The President and Fellows of Harvard University

    ZONE ONE ZONE TWO

    PLAN OF ACTIONEXECUTION

    ZONE THREE

    THEN… High activity/low productivity

    Others won’t know direction & intent

    Could do more damage than good

    “Charger”

    IF YOU ARE LOOKING ONLY AT…

    THREE ZONE META-LEADERSHIP

  • © 2012 The President and Fellows of Harvard University

    ZONE ONE ZONE TWO ZONE THREE

    ACTION RESULTSIMPACT

    THEN… Follow “rules” & frustrate mission

    Distort the work–“keep out of trouble”

    The vision/goal will be suspect

    “Bean Counter”

    IF YOU ARE LOOKING ONLY AT…

    THREE ZONE META-LEADERSHIP

  • © 2012 The President and Fellows of Harvard University

    EFFECTIVE META-LEADERS DRIVE THE LEARNING CURVE

    Understanding

    Action

    Accountability

    THREE ZONE META-LEADERSHIP

    ZONE ONE

    ASSESSTHE SITE

    ZONE TWO

    PLAN OF ACTION

    ZONE THREE

    GET THEJOB DONE

  • © 2012 The President and Fellows of Harvard University

    THE DANGERS OF LEADERSHIP DISTRACTION

    What are leadershipdistractions?

    How do you maintainyour leadership focus?

    PUSH-BACK, CONFLICT, RESOURCES

    ANTICIPATE, LISTEN, FLEXIBILITY

  • © 2012 The President and Fellows of Harvard University

    PERCEIVEInformation In – Wide Scope

    Assess Filters – See More

    UNDERSTANDLink Info Bits – Analyze

    Comprehend – See Patterns

    PREDICTProject Patterns into Future

    Assess Implications

    DECIDEInterrupt/Intervene on Patterns

    Assess Future Consequences

    THE FIVE DIMENSIONS AND THE THREE ZONES

    OF META-LEADERSHIPIN PRAGMATIC PRACTICE

    PU DP“ ”