Merrick B Garland Financial Disclosure Report for 2009

8/3/2019 Merrick B Garland Financial Disclosure Report for 2009

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A O S O FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e Ethicsin Government Act of 1978Rev. S/20S0 FOR CALENDAR YEAR 2009 (5 u.s.c, app. a lOl-lll)

I. Person Reporting (last name, first, middle initial) 2. Court or Organizat ion 3. Date of ReportGar land , Mer r ick B. U S Co u r t o f A p p e a l s DC C i r c u it 05/14/2010

4. Title (Arlicle Il l judg es indicate active or senior s tatus; 5 a , R e p o r t T y p e ( c h e c k a p p r o p r i a te t y p e )6. Report ing Per iod

mag istrate judges indicate full- or part-t ime) [ ] N omi na t i on , Dale 01/01/2009toUS Circu i t Judge-Act ive Sta tu s [] Initial [] Annual [] Final 1 2 1 3 1 1 2 0 0 95 b , [ ] Am en d ed Rep o r t

7 . Chambers o r O f f ice Add ress 8. On the basis of the informat ion contained in th is Report and an)m o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c e[J . S . C o u r th o u s e w i t h a p p l ic a b l e l a w s a n d r e g u l a ti o n s .333 C ons t i tu t ion Avenue , N.W.Washing to n , D.C. 20001 Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

1 . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of Jili t ,g instructions.)D N O N E (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY1. President Board of Overseers, tlarvard University

I I . A G ~ E M E N T S . (Reporting individual only; ,ee pp. 14-16 of filing in.itructionsJ~ N O NE (No reportable agreements.)D A T ~ PART1ES AN~ TERMS


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FINANCIAL DISCLOSURE REPORT N ~ m e o f P ..... Reporl ing Dal e o f Re po !!Page 2 of 9 Garland, M e r r i c k B . 0 5 / 1 4 / 2 0 1 0

I I I . N O N - I N V E S T M E N T I N C O M E . (R~po,,i,g indiv idual an d spouse; see pp. 17-24 of filing instructions.)A. Fliers Non-Investment Income

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE INCOME(yours , no t spo use s)

1.2.3 .4.

B . S p o u s e s N o n - l n v e st m e n t Ill COllie - If you were married during any portiot, of the reporting year, complete this section.(Dol lar amount no t required except for honoraria)

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

I.2.

3.4.

I V . R E I M B U R S E M E N T S --,ran~l~ortotion, Iodging, fi, od. entertai .....(Includes those to spouse and dep endent children: see pp. 25-27 o f f i l t~g ins tructions)D N O NE (No reportable reimbursements.)

SOURCE DATES I,OCATION PURPOSE ITEMS PAID OR PROVIDEDI. Harvard Universi ty 02107-08 C am bridg e,/V IA Bd o f O verseers Meeting Transpo r t a t ion , m ea ls , r oom2. Universi ty of Utah Co l lege of 03/25-26 Sah Lake City , UT Moot Cour t Transpo r t a t ion , m ea ls , r oomL a w3. Harvard Universi ty 04104-05 Cam br idge , MA Bd of O verseers Meeting Transpo r ta t ion , mea ls , room4. Harvard Un iversi ty 06102-04 Cam br idge , MA Bd o f O verseers Meeting Transpo r ta t ion , mea ls , room5 . Harvard Un iversi ty 1 0 1 0 3 - 0 4 Cam br idge , MA Bd of Overseers Meeting Transpo r ta t ion , mea ls , room6. Ya le Law Schoo l I 1/03-04 New ltaven , C T Sup rem e C o u rt C lin ic Transpo r ta t ion , mea ls , room7 . Harvard Un iversity 1 2 1 0 5 - 0 7 Cam bridge , IV lA Bd of O verseers Meeting Transpo r ta t ion , mea ls , room


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FINANCIAL DISCLOSURE REPORT Name of Person Reporting Da te o~" l~portPage 3 of 9 Garland, M e rr ic k B . 0 5 / 1 4 / 2 0 1 0

V . G I F T S . ( t n c t , d e s , h o s e , o ~ p . . . .. . d dependent children; s e e p p . 2 8 - 3 1 of filing instructions.)NONE (No reportable

SOURCE DESCRIPTION VALUE1.2.3 .4.5.

V I . L I A B I L I T I E S . ~tn,~ ,,de~ ,hose olsp ....... dependent children; s e e l a p . 3 2 - 3 3 of fil ing instructions.)[] N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE1.2,3.

4.5.


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F I N A N C I A L D I S C L O S U R E R E P O R T N a m e o f P e r s o n R e p o r t i n g Date 0f Re po r tPage 5 of 9 ~ a r ~ a n , ~ , ~ l e ,r i c k B . 0 5 J l 4 / 2 0 ~ 0

V I I . INV E S T ME NT S an d T R U S T S - i ..... e, value, 1~ ..... rio,s (lnc]udes those of sp ......d dependent children; seepp. 34-60 af fili~lgi ....... tions.)NONE (~Vo reportable income, assets, or transactions.)

A. B. C. D.D escrip tion o f Assets Incom e during Gross va lue a t end T r a n s a c t i o n s d u r i n g rc p o m n g p e r i o d( including t~st assets) reporting period o f r e p o r t i n g p e r i o d

exempt from prior discl ...... Code I d i v . , r e n t , Code 2 I Method I I C o a / c o a c , I b u y e r / s e l l e r(A H) o r i n l . ) ( J - P ) Code 3 r e d e m p t i o n ) { J - P ) { A - I I ) { if p r iv a t e1 8 . -Z im m e r H o ld i n g s I n c. C o m m o n None J T

1 9 . -Genera l E lec t r ic Co . Comn lon B Div idend K T

20. - P r o c te r & G am b le C o . C o m m o n D Div idend M T2 1 . - J .M. Sm u ck c r C o . C o m m o n A Div idend J T

22. -C i t i g r o u p I n c. C o m m o n A Div idend J T

2 3 . -C r e d i t Su i s s e C a p . Ap p r cc . F u n d A Div idend L T

2 4 . -Nu v ee n Ma r y l a n d P r e m I n c . Mu n ic ip a l D Div idend N TFund2 5 . -Un iv . b id . Sys . Aux . [ ]ond B Interest L T

26 . -Md . Sta te I lea l th & High er Ed . Rev . Bond D In terest M T27. -U . S . T r e a s u ~ No te s ( c o m b in e d l i s t i n g ) E Interest M T Redeemed 06/15/09 M C(part)2 8 . Redeemed I / 1 6 / 0 9 N D(part)2 9 . - JP Morga n U.S . Treas . P lus Mon ey Mkt A Div idend O TFun d3 0 . Broke rage Account II2

3 1 . -F ide l ity Mun ic ipa l Mo ney Marke t A Div idend L T

3 2 . -Fidel i ty F.qui ty Income 11 C Div idend I v l T3 3 . -F ide l i ty Spar tan 500 Index Fund D Div idend N T

3 4 . F id el i t y C o n t r a f u n d B Dividend O T

I Income Gain Codes A =$1.000 ot ~e~.s B =$1 .001 - $2 .500 C =$2.501 - $5.001~ D =$5 .001 - $1 5 .000 E =I I5 .O01 - $5 0 .000(See Columns BI and I)l) F =I 50 .001 - $ 10~.000 G =$1 00 ,001 - I 1 .000 ,00~ III =$1.000.001 - $5.000.000 112 =More tha n $5.000.000

2 . Va l t ~e Code s J =$1 f.000 ot less K :$15 .001 - $50 .000 L =$50.001 - $10O.000 M =i 100.001 - $250.000(See Columns Cl and I))) N =$250.001 - $500.t )00 O =5 50 0.001 - 1 1.0 00.00 0 P I = $1 .00 0.00 1 - I5 .0 00 .00 0 P2 =15.000.001 - $25.000.000

P3 =$2I .n00 .001 - $50 .000.000 P4 =More Ihan3 Value Method Codes Q =Appra i s a l R - --C o st (Rea l E s ta te O n ly ) S =A sses sm en t T =C a sh M a rket

( S e e C o l u m n C 2 1 1 3 =Book Va l u e V =Ot he r W =Es t i ma l cd


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FINANCIAL DISCLOSURE REPORT N .... fP ..... R e p o r t i n g DatenfRcportPage 6 o f 9 Garland, M e r r i e r B . 05/14/2010

V I I . INV E S T ME NT S and TRUSTS - i .... e. value, transactions (Includes those of ~7~ ...... d dependent children; seepp. 34-60 of filing instructions..)[~ NONE (No reportable income, assets, or transactions.)

A. B. C. D .Description of Assets Income dur ing Gross value a t end Transactions du ring repo rting period( including t rust assets) r e p o r t in g p e r i o d of reporling period

~-1)~ (2) ~i~--l~2~- ---- "(~~- .... (-27- (3) (4)-~- (5 )A m o u n t I Type (e.g , T y p ePlace "(X)" after each asset Va lue / Value D a t e Value Gain] ldent i tyofexempt f rom pr ior di sc losure Code I I d i v . , r e n t , Code 2 / M e t h o d buy, sell , m m ~ . d d , ~ Code 2 C o d e II buyer/seller(A-I!) ] o r i n t . ) ( J - P ) ] Code3 r e d e m p , i o n ) ( J - P ) (A- I t ) [ ( i f p r i v a l e

_1 ( Q - W ) / t r a n s a c t i o n )

35 . IRA #2 A Div i d e n d J T

36 . -E d w a r d J o n e s C o . Mo n e y Ma r k et & c a s h

37 . -Am er . Funds Money Mkt. Fund ( f o rm.Ca s h M g m t T r . o f A me r .)38 . Ret i rem ent Accoun t B Div i d e n d M T

39 . -F ide l i ty Mage l lan Fund

:40. T m s t # l D Interest O T

:41. -U.S. T reasu ry No tes (combined l i s t ing ) Redeemed 05/15/09 L(part)42. Bu y 05/27/09 L

43 . - Ga be ll i G ro w t h F un d ( GAMCO )44 . - JP Morgan Pr im e IVloney Mkt Fund

45 . Trus t #2 D Interest 0 T

46 . -U.S. T reasu ry No tes (combined l i s t ing ) Redeemed 05/15/09 L(part)47 . Bu y 05/27/09 L

48 . -G ab el l i G r o w th f i~n d ( G AMC O)

49 . - JP Morgan Pr im e IVloney Mkt Fund50. Rol lover IRA D Dividend N T

5 1 . -F ide l i ty Spar tan US Equ i ty I ndex

I . In co m e Ga in C o d 1 : A - $ 1 ,000 o r les s i t =$ 1 ,001 - $2 ,500 C =$ 2 ,5 01 - $ 5 ,000 D =$5 ,001 - $1 5 ,000 E =$15 ,001 - $50 ,000(S ee Co l u mn s B 1 a nd 1 " )4 ) F ~$50.001 - $11)0, (100 G =$100.001 - $1 , (J00,0O0 HI =St ,000 ,001 - $5 ,000 ,000 112 =More than $5 ,000.000

2 . Va l u e Code s J =$15,00(I or less K =$15.001 - $50, (100 L =$50 ,001 - $100 ,000 M -$100.001 - $250 ,000( S e C o l u m n s C I a n d D 3 ) N =$25 f l ,Of l l - $5 00 .000 O =$500 ,001 - $1 .000 ,000 PI =$1 ,000 ,001 - $ 5 .000 .000 P2 =$5,000,001 - $25~000.000P3 =$25 ,0 (1 0 ,001 - $5 0 ,000 ,000 P4 = iv l o re t h an $50 .000.000

3. V a l u e M e t ho d C o d e s Q = App rms M R =Cos t (R ea l Es t a l e On l y ) S - A s s e s s m e n t T = C a s h M a r k et( S e e C o l u m n C 2 ) U = B o o k V a l u e V =O ther W =E s tim a led


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FINANCIAL DISCLOSURE REPORT N a m e o f ~ . .. .. r ~ p 0 r , i o a D ~ , e o f . r ~ o r ,P a g e 7 o f 9 Garland, M e rr ic k B . 0 5 / 1 4 / 2 0 1 0

V I I . IN V E S T M E N T S a n d TRUSTS -i ........ I . e , t ...... tions (Includes those of sp ...... d dependent children; see pp. 34-60 of fil ing instructions.)NONE (No reportable income, assets, or transactions.)

A. B. C. DDesc r i p l i o n o f As se t s I n c o m e d u r i n g Gro s s va lu e a t en d T ra n s a ct io n s d u r in g rep o rn n g p er io d

( inc lud ing t rus l assels ) r e po r t i ng period o f r epo r t i n g pe r i o d

Place "(X)" aft ..... a s s e t Amount[ Type te.a., V.lue V a l u e Type (c.g, Date I Value [ Gain [ I d e n i i t y o fexempt from prior disclosure Code I [ div.,rent, Code2 Method buy, sel l , mm/d~yy[ Code2 ]Code I buyer/seller.... t) ( J - P ) Code3 r e d e m p t i o n ) [ ~ (J-P) [(A-H) / ( i f p r iv a t e

52. Broke rage Accoun t #3

53 . -F ide l i ty Cash Reserves A Interest J T

54. - F i d cl i ty Co n t r a f un d A Div i d e n d L T55. -Fide li ty Nlun . Money Mkt A D iv id e n d M T

56 . T ru s t # 3 (X) C R e n t PI W

57 . -Prope r ty , NY, NY

58 . - j P lV l o r g a n C ha s e Ba n k A cc o un t

1 I n c o m e G a i n C o d e s : A -5 1 ,OO 0 or l e s s B =51 ,001 - $2 ,500 C =52 ,5OI - 55 ,000 D =5 5 ,001 - $1 5 ,~00 E =$15.0OI - $50,00D( S ee C o l u m n s B I a n d D r ) I- =550,001 - 5100 ,O00 G =$ID0 ,0OI - $ I ,OD 0 ,000 | t l =$1 ,O00.001 - $5,000,000 112 =More than 55 ,000,008

2 V a l u e C o d e s J :$15 ,000 o r l es s K =515 ,001 - 550 .000 L =$5 0 ,O01 - $1 00 ,000 M :$100.001 - $250 .000( S e e C o l u m n s C I a n d D a ) N =$250,O01 - 5130,0~30 O =5500.001 - $1 ,000 .000 PI =S[,O00,fi01 - 55,000,000 P2 =$5,000,001 - 525,000.000P3 =$25,000,001 - $50.000,fi00 P 4 = M o r e t h a n $ 5 0 . 000 ,0~

3 . V a l u e M e t h o d C o d e s Q =Appra i s a l R -~2os t (R ea l Es t a t e Onl y} S =Assessmen t T =Ca sh Ma rke !( S e e C o l u m n C 2 ) U :Book Value V =O ther W =E s tim a ted


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FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Repot,Page 8 of 9 a r ~ a , a , M e r ri ck B . 0 5 / 1 4 / 2 0 1 0

VIII . AD D ITIO NAL INFORMATION OR EX PLANATIO NS. (l,,~ic,,~p,,,,os,~wor~2


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FINANCIAL DISCLOSURE REPORT N .... fP ..... R e p o r t i n g Dateo[ReportP a g e 9 o f 9 G a r la n d , M e r ri ck B . 0 5 / 1 4 / 2 0 1 0

IX. CERTIFICATION.I c e rt i f y t h a t a l l in f o r m a t i o n g iv e n ab o v e ( in c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m in o r o r d e p cn d e o ! ch i l d r e n , i f a n y ) i sa c c u r a te , t r ue , a n d c o m p l e te t o t he be s t o f m y kn o w l ed g e a n d be l i ef , a n d t h a t a n y i n f o r m a t i o n n o t r ep o r t ed w a s w i t hheh l bec a u se i t m e t a p p l i c a bl e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o su r e .l f u r t h er ce r ti f y t h a t e a r n e d i n co m e f r o m o u t s i d e e m p lo y m e n t a n d h o n o r a r i a a n d t h e accep t a n ce o f g i f t s wh ich h av e b e e n r e p o r Z cd a r e i n

co m p l i a n ce w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 50 1 c t . s eq . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n ce r e g u l a t i o n s .

N O T E : A N Y I ND I V I D U A L W I I O K N O W I N G I .Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T i l lS R E P O R T I ~ IA Y B E S U B J E C T 3 " O C I V I LAND C RI MI NAL S ANCT I O NS ( 5 U .S .C . a p p . 1 04 )

FILING INSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t io n a l co p i e s t o :

Committee on Financial DisclosureA d m i n i s t r a ti v e O f f i c e o f t h e U n i t e d S t a t es C o u r t sSu i t e 2 -301One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4


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I , ~ o ~ 0 [ FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e thicsin Government Act of 1978~ e v . 1 / 2 0 1 0 ] FOR CALENDAR YEAR 2009 ( 5 u . s .c , a p p . 1 0 1 - 1 1 1 )I . Person Report ing ( last nam e, f i rst , middle in i t ia l ) 2. Court or Organiz ation 3. Date of ReportGar l and , Me r r i ck B. US Cour t of Ap pea ls DC Circui t 05/I 4/2010

4. Title (Article tIl judges ind icate active or senior status; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e )6. Report ing Period

magistrate judges indicate full- or pan-time) [ ] N om ina t i on , D a t e 01/01/2009US Ci rcu i t Judge -Act i ve S t a t u s [] Initial [] Annual [] Final to12/31/2009

5b . [ ] A m ende d Repo r t7. Chambers or Office Address 8. On the basis of the inform ation contained in this Report and an ymodifications pertaining thereto, it is, in my opinion, in complianceU.S . Cou r t h o u s e with app licable l a w s and regu la t ions .3 3 3 C ons t it u t i on Avenue , N .W.Washington, D.C. 20001 i Reviewing Officer Date

I M P O R T A N T N O T I S S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have n o reportable infornlation. Sign on last page.

I . P O S I T I O N S . ~ R e p o r , i , , g individual only; see pp. 9-13 of f i li t ,g instructions.)D NONE (No reportablepositions.)

POSITION NAME OF ORGANIZATION/ENTITYI. President Board of Over see r s , t l a r va rd Unive r s i ty

I I . A G ~ E M E N T S . ~ 0 ,, , ~ indi~,id,ol only: seen,. 14-1~ of firing ins,ructi,,,s.)~ NONE (No reportable agreements.)

I)ATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPOR T Nam eofPerson Repor ting Da teo fRepo r tPage 2 o f 9 G ar l and , M e r r i c k B . 05 /14 /2010

I I I . N O N - I N V E S T M E N T I N C O M E . (Repo, , ing individual andsp .... ; see pp. 17-24 of filing instructions.:A. Filers Non-lnvestment Income

NONE (No reportoble non-investment income.)DATE SOURCE AND TYPE INCOME

( your s , no t spouse s )1.

2.3.

4.

B . S p o u s e s N o n - l n v e s tm e n t hlConle - I f you were ma rried during anyportion of the reporting year, complete this section.(Dollar amount not required except for honoraria)

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.

3.4.

I V . R E I M B U R S E M E N T S --transportation, lodging, food, enterrai .... t.(Includes those to Sl~ouse o nd del,cmlent children, see pp. 25 -27 of filing instructions)~-~ (No reportable reimbursements.)ONE

SOIJRCE DAT ES LOCAT ION PURPOSE ITEMS P AID OR PROVIDEDI. t l a rva rd Un ive r s i t y 02107-08 Cambr idge , /v IA Bd of Over see r s Mee t ing Transpo r t a t ion , mea l s , room2. Unive r s i t y o f Utah Co l l ege o f 03/25-26 Salt Lake City, UT Moot Cour t T ranspo r t a t ion , mea l s , roomLa w

3. Harva rd Un ive r s i t y 04/04-05 Cambr idge , /v IA Bd of Over see r s Mee t ing Transpo r t a t ion , mea l s , room4. Harva rd Un ive r s i t y 06/02-04 Cambr idge , MA Bd of Over see r s Mee t ing Transpo r t a t ion , mea l s , room5 . Harva rd Un ive r s i t y 10/03-04 Cambr idge , /v IA Bd of Over see r s / v lee t ing Transpo r t a t ion , mea l s , room6. Ya l e L a w S choo l I 1/03-04 New Haven, CT Suprem e Cour t Cl in i c Transpo r t a t ion , mea l s , room7. Ha rva rd Un ive r s i t y 12/05-07 Cambr idge , ?v ia Bd o f Ove r s e e r s Meeting Transpo r t a t ion , mea l s , room


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FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of |~por!Page 3 of 9 G . r~ a . d , M e r ri ck B . 0 5 / 1 4 / 2 0 1 0

~ N O N E (No reportable gifts.)SOURCE DESCRIPTION VALUE

1.2.3.4.5.

V I . L I A B I L I T I E S . a .e ~ , ,a e ~ , ho ~ o / w o . ~ ~ . ~ a ~ , e . a ~ , , , thildren; .gee p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODEI,2.3.4.5.


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FINANCIAL DISCLOSURE REPORT NameofPerson Reporting Date of ReportPage 4 of 9 Gar land , l v l e r r ick B . 05 /14 /2010

VII. INVESTMENTS a nd TRUSTS --i ........ 1 . . , , . . . . . . ,o,, (Includes 11 .... of w ...... d depend ....hildren: se ~ pp. 34-60 o/filing i ......tions.)N O N E (N o reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income during Gross value at end Transactions during reporting period

(including tmsl assets) reporting period of repomng period

Place "(X)" a~er each asset Type (e.g......, [ T y p e ( e . g . , V a l u e V a l u e D a t e V a l u e ] G a i n ] I d e n t i t y 0 ~exempt from pri~r disclosure Code I die., rent, Code 2 [ Method buy, sell, m~dd/~ Code 2 ~Code 1[ buyer/seller

I. Sun Trus t Bank Accounts B Interest M T

2. Sun ~rust Bank Accounts B In terest M T

3. Just ice Federal Credi t Union Accounts D In terest M T

4. Ci t ibank Bank Acco unts C Imeres l L T

5. Bank o f Ame r i ca Bank Accounts A In terest J T Buy 08 /21 /09 J

6. U.S. Sav ings Bonds None K T

7. I R A # 1 B I n t e r e s t L T

8. -Edward Jones Co. Money M arke t & cashbalance9. -Comer i ca B ank CD Buy 03/25/09 K

1 0 . R ed eemed 12/28/09 K

I. - Par k Ave . Bank C D Redeemed 03/05/09 K

1 2 . - Inves to r s C om m un i t y Bank C D R ede em ed 08 /28 /09 K

1 3 . - I n teg r i t y B ank C D Bn y 09/15/09 K

1 4 . Brokerage Account t l

1 5 . -G enera l M i l ls I nc , Com mon B Div idend L T6, -P fi ze r C omm on ( f o rmer ly W y oh) A Div idend J T ~E~ 10/16/09 K E

7. -Br is to l -Myers Squibb Co. Common A Div i deml K Y

1 . In co m e Ga in Co de s : A : $ 1 .000 o r le s s I| =$ 1.001 - $2.500 C =$2.501 - $5 .000 D =$5.001 - $ I ~,000 E =$15,081 - 150.O80( S e e Co l u m n s B I a n d 1 ) 4 ) } -$50.~1 - $1~.000 G -$160.001 . $1.080.000 I l l =$1.000 .001 - 1 5 .000 .000 IQ =More t h an $5.000 .000

2 . V a lu e C~ e s J : $ I 5 ,000 o r less K = $ 1 5 .~ I - 1 5 0 , 0 0 8 L = $ 5 0 , 0 0 1 - $ 1 0 0 .0 ~ M = $ 1 0 0 , 0 0 1 - $ 2 5 0 , 8 ~( S e e Co lu m n s C I a n d D 3 ) N = $ 2 5 0 , 0 0 1 - 1 5 0 0 . 0 0 0 O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 .0 0 0 PI =$1,000.001 - $5,000,0~ P 2 = $ 5 , 0 0 0 .0 0 1 - $25 .000 .000

P3 -$25,000.00~ - $50,0~,~0 P 4 = M o r e ~ a n $ 5 0 , 0 0 0 , 0 0 03 . V a l ue M e t hod C ~ e s Q =Appra t*a l R =Cost (Rea ~tat Ony) S =Assessment T =Cash Ma;kc t

( S e e C o l u m n C 2 ) U = B o o k V a lu e V ~thcr W =Est imated


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t i n g D~,eofReporlP a g e 5 o f 9 G ar l and , M e r ri c k B . 0 5 / 1 4 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . . , , value, transactions (Includes those of sp .. . . . . d dependent children; see pp. 34-60 of f i l ing i~structions.)N O N E (No reportable income, assets, or transactions.)

A. l B. C. D .Description of Assets ] Income dur ing Gross value a~ end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(including trust assets) ] reporting period o f r e p o r t i n g p e r i o dP l ~ c e " ( X ) " a f t e r e ~ c h a s s c t A .... t T y p e ( e . g . , Value [ V~luc T y p e ( e g . . ~ D~ ,e ~ Value Gain] l d e n t i ~ y o f

~ H)~ o~i~,)O-p) / Co~3 r e d e m p t i o n ,

_ _ ~ (J-P)(A-t) (ifprivate

..... !.~27W~ t r a n s a c t i o n )

1 8 . - Z im m e r Ho l d in g s I n c . Com m on None J T1 9 . -Gene ra l E l ec t ri c Co . Comn lon [3 Dividend K T

2 0 . -P roc t e r & Gamble Co . Comm on I 3 Di: i dcnd M T21. - J3v l . Sm ucke r Co . Com mo n A Dividend J T

22. -Ci t i g roup Inc . Common A Dividend J T

2 3 . -Credi t Sui s sc Cap. Apprec . Fund A Dividend L T

24. -Nuveen Mary l and P re rn . Inc . Mun ic ipa l D Dividend N TFund25. -Un i v . Md Sy s . A ux . Bond B In te rest L T

26. -Md. S t a t e Hea l t h & Highe r Ed . Rev. Bond D In te rest M T27. -U.S . T re a su ry Not e s (com bined l i s ti ng ) E In te rest M T R edeemed 06/I 5/09 M C(part)2 8 . R edeemed 1/16/09 N D(part)

: 2 9 . - JP Morgan U.S . T re a s . P l u s Money Mkt A Dividcnd O TFund3 0 . Broker age Accotmt

3 1 . -F ide li t y Mun ic ipa l Money Marke t A Dividend L T

3 2 . -F ide l i ty l : qui ty I ncom c 11 C Dividend M T3 3 . -F ide l it y Spa r t an 500 Index Fun d D Dividend N T

3 4 . Fide l i ty Con t r a fun d B Dividend O T

I . I n c o m e Ga i n Ce l l o s A = $ 1 . 0 0 0 or less B =$1 ,001 - $2.500 C =$2,5 01 - $5 ,000 D $5,001 - $15,000 E =$15,001 - 15 0,000(See Columns BI anJ I)l) F =$5(1.1}01 - 1100,000 G =$100.f)OI - 11,000,000 I 11 = $I ,000.00 1 - $5 .000,00 0 t 12 :M o re t ha n

2 . V a l u e Co d e s J = I 15 .00(I ol less K =$15.001 - $ 50,000 L =$50,001 - I 100,0O0 M =I 1 00,001 - $250,000(See Columns CI and [)l) N ~I250,0(11 - $500.00(1 O = $5 0( 1. 001 - I I. 000, 000 P l = $1 .00 0, 001 - 1 5 ,0 00. 00 0 P2 =I5.000,001 - $25.000,1)O0

P3 =$25 .0t)O.00t - 150,000,000 P4 =M ote t h an $50 ,000,0003 Value Melhod Codes Q =App ra i s a l R ~ost (Real Estate Only) S = A s s e s s m e n t T =Cash Marke t

(See Column C 2 ) U ~[Io ok Va l u e V =Other W = Es l i r n a l e d


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Name of Person Reporting Date of Report

Pa geFINANCIAL6 o f 9 DISCLOSURE REPORT Garland, M e r ri ck B. 0 5 / 1 4 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S -- i ........ I,e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No repo rtable incom e, assets , or transact ions . . )

A. B. (2. DDescription of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

Placc"(X)"afler~achasset ..... t Type(e.g. . V a l u e [ Value Type(e.g. . Da,e [ \~luc t Gain | I d e n t i t y 0 f:ode I ~ , ~ ,d ~ . I ~ 2 I C o d ~ , / buyer /se l l e rexempt from prior disclosure div., rent, Code 2 [ Method buy, sell,~_ / (Q-W)

lransacHon)

35 . IR A ~ 2 A Dividend J T

36 . -Edw a r d Jone s C o . M oney M a r ke t & c a s h

37 . -Amc r . Fund s M on ey M kt . Fund ( f o r m .Cash Mgrnt Tr . o f Am cr . )

3 8 . Ret i remen t Account B Div idend M T

3 9. - Fi de li ty M ag e ll an Fu n d

40. Trust #1 I) Interest O T

41 . -U.S . T re a su ry Not e s (com bined l i s ti ng ) Re d e e m e d 05/15/09 L(part)42. Bu y 05/27/09 L

43 . - G a be ll i G r ow t h F und (G AMCO)

44 . - JP Morgan Pr ime Money M kt Fund

45 . q ms t #2 D I n t e r e s t O T

4 6 . -U.S . T re a su ry Not e s (com bined l i s ti ng ) Re d e e m e d 0 5 1 1 5 1 0 9 L( p a n )4 7 . Bu y 05/27/09 L

48 . -Gabe l li G row t h f lmd (GA MCO )

4 9 . -JP I v lorgan P r ime Money Mkt Fund

5 0 . Rol lover IRA I) Div idend N T

5 1 . -F ide l it y Spa r l an U S Equ i t y Im lex

I . I n c o m e Ga i n Co d e s : A -$1.000 o r l e ss I~ =$1. f iOI - $2.500 C =$2.501 - $5 .000 D =$5.001 -$15.000 E =$15.001 - $50.000( S e e Co l u m n s B I a n d D ) t -$50.001 - $100.000 G =$I00.DOI - $1 .000.000 I l l =$1.000 .001 - $5 .800 .000 fl2 =More t~an $5 .000.000

2 . Va h ie Code~ J = $15. (I t)0 or less K = $15.001 - $50.000 L =$50.001 - $ I O0.000 M =$100.001 - $ 250.000( S e e Co l u m n s C I a n d D3 ) N ~$250.001 - $500,000 O =$500.001 - $1 .000.000 PI =$1.000.001 - $5.000.000 P2 -$5.000.001 - $25.0~0.000

13 =$25.0(~0.001 - $5 0,n00.0~0 P4 =More t h an $50 .000 .0003 V a l u e M e t h o d C o d e s O =App ra i s a l R =Co s t (Rea l Es ta te On ly ) S =Ass e s sm en t T =Cash Marke t

(Se e Co lu m n C2) U - -Bo o k V a lu e V : Olhe*W =Es t ima l ed


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FINANCIAL DISCLOSURE REPORT I N a n e of Person Reporling Dale of RrporlPage 7 of 9 I I Garland, Merrick B. 05/14/2010

VI I . INVESTMENTS and TRUST S --i .... e, value, t ...... tions (Includes those of sp ......d dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions..)

A. B. C. D .Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period o f r e p o r t i n g p e r i o dP l a c e " ( X } " a f te r e a c h a s s e l A m o u n tI Type(e.g. , Value / ~alue Type(e.g, Date / Value ~ Oain Identityaf

(A-H) [ orint.) (J-P) [ Code3 redemption) [ (~P) [ (A-H) [ (if private

52. Broker age Account I / 3

53 . -F ide l i ty Cash Rese rv e s A In te rest J T

54 . -F ide l it y Con t r a fund A Div i d end L T55 . -F ide l i ty Mun. Money Mkt A Div i d end M T

56 . Tr u s t # 3 ( X ) C R e n t PI W

57 . -P roper ty , NY, NY

5 8 . - JP M or gan C ha s e Bank Ac c oun t

I . I n c o m e Ga i n Co d e s : A ; :$1,000 or less B =$ 1 ,001 - 52,500 C =52 .5OI - 55 ,000 D =55,001 - $15,000 E =$15,001 - 150.000( S e e Co h lm n s B I a n d 1 ) 4 ) F =$50.001 - $1 00,O00 G =$100.001 - $1.000.000 H I = $ 1, 00 0. 00 1 - $5 , t) O 0. 00 0 1 1 2 = M ot e t h an $5 ,0 00 ,0 00

2. Va lue Codes J -S.I 5 , 0 0 0 o , l e s s K =$15.001 - 1 50 ,000 L =$50,001 - 5100.000 M =$100,001 - $250.000( S e e Co l u m n s C I a n d I ) 3 ) N ~$250 ,001 - 5 500 ,000 O =55 00,001 - 51 ,000 .000 P l =$1 .000 .001 - 1 5 ,000 ,000 P2 =$5 ,000,001 - $25.000.000P3 =$25 ,000.001 - 550,000,000 P4 =Mo re t h an 550 .060 .000

3 , V a l u e Me t h o d Co d e s Q ~Appr a i sa lR -~2os t (Rea l Es t a t e On ly ) S =Asse s smen l T =Cash Markc !

(See Co lumn C2) U ~ l l o ok V a l u e V =Othe r W =Es t ima t ed


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FINANCIAL DISCLOSURE REPORT N ~ m e o f V e r s o . R e p o r , ~ . g D . , e o f R e p o r ,Page 8 of 9 Garland, Merrick B. 05/14/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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FINANCIAL DISCLOSURE REPORT N .... f P . . . . . Report ing Date MR,portPage 9 of 9 Garland, M e r ri ck B . 05/14/2010

IX. CERTIFICATION.1 c e r t if y t h a t a l l i n f o rma t i on g i v e n abov e ( i nc lud i ng i n f o rm a t i on p e r t a i n i ng t o my s po u s e a nd m i no r o r d e pe nd en t c h i ld r e n , i f a ny ) i s

a c c u r a t e , t r u e , a nd c om p l e t e t o t h e be s t o f my kno w l e dg e a nd be l i e f , a nd t h a t a ny i n f o rm a t i on no t r e po r t e d w a s w i t hheh l bec au s e i t me t a pp l i c ab le s t a t u t o r yp r ov i s i on s p e rm i t t i n g non - d i s c l o s u r e .1 f u r t h e r c e rt i f y th a t e a r n e d i nc ome f r om ou t s i d e emp l oym en t a nd hon o r a r i a a nd t h e a c c ep ta nc e o f g i f t s wh i ch ha v e be e n r e po r t e d a r e i ncom pl i ance w i th the prov i s ion s of 5 U.S.C. app . 501 e t . s eq . , 5 U.S.C. 7353 , and Ju dic i a l Confe rence reg ula t i ons .

N O TE: A N Y IN D IVID UA L WI IO KN O W IN GI , Y A N D WILFULLY FALSIFIES O R FA ILS TO FILE T i l l S REP O RT MA Y BE SUBJECT T O CIVILAND CRIMINAL SANCT IONS (5 [ / .S .C. app . 104)

FILING INSTRUCTIONSMa i l s i g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s to :

Committee on Financial DisclosureA d m i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a t e s Co u r t sSn i t e 2 -301One Columbus Circle, N.E.W a s h i n g t o n , D .C . 205 4 4

Merrick B Garland Financial Disclosure Report for 2009

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