Merkert Smart Cards and Bio Metrics

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    All Company and/or product names are trademarks and/or registered trademarks of their respective owners.

    Smart Cards and Biometricsin Physical Access Control Systems

    Robert J. Merkert, Sr.Vice President of Sales Americas

    Biometric Consortium 2005 ConferenceSeptember 21, 2005

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    HSPD-12/FIPS 201/SP 800-73/SP 800-76 -1-

    Homeland Security Presidential Directive 12(HSPD-12), issued on August 27, 2004, requiresthat the Federal credential the Personal IdentityVerification (PIV) card be secure and reliable. Thisis defined as a credential that Is issued based on sound criteria for verifying an

    individuals identity

    Is strongly resistant to identity fraud, tampering,

    counterfeiting, and terrorist exploitation Can be rapidly authenticated electronically, and

    Is issued only by providers whose reliability has been

    established by an official accreditation process

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    HSPD-12/FIPS 201/SP 800-73/SP 800-76 -2- The Department of Commerce and the National Institute of

    Standards and Technology (NIST) were tasked with

    producing a standard for secure and reliable forms ofidentification.

    In response, NIST published Federal InformationProcessing Standard Publication 201 (FIPS 201), PersonalIdentity Verification (PIV) of Federal Employees andContractors (February 25, 2005).

    The FIPS 201 PIV Card is to be used for both Physical and

    Logical access, as well as agency specific applications. FIPS 201 - PIV, part II specifies standards for implementing

    identity credentials on integrated circuit cards (smart cards)for use in a Federal PIV system.

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    HSPD-12/FIPS 201/SP 800-73/SP 800-76 -3-

    FIPS 201 requires that the PIV be a smart card.

    The card must contain both contact and contactlessinterfaces, which may be provided by two separateintegrated circuit chips or by one dual-interface ICC.

    The contact interface must conform to the ISO 7816specification.

    The contactless interface must conform to the ISO 14443specification.

    The card body is similar to a bank credit card and conformsto the ISO 7810 specification.

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    HSPD-12/FIPS 201/SP 800-73/SP 800-76 - 4 - Draft NIST Special Publication 880-76 (SP 800-76), Biometric

    Specification for Personal Identity Verification, is referenced inFIPS 201 and currently states that, at a minimum, two

    compressed fingerprint images must be stored on the PIV smartcard contact chip.

    NIST SP 800-76 currently specifies the use of fingerprint imagesrather than templates because there is no current test data thatproves the interoperability of standards-based fingerprinttemplates. NIST expects test results in February, 2006.

    This brings up three very important issues in the physical access

    control area Time to read and process the image with the resultant wait time foraccess

    The size of the integrated circuit chip being used 64K or 128K

    Reader type required at access points

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    HSPD-12/FIPS 201/SP 800-73/SP 800-76 - 5 - Another issue that arises is the use by a specific agency to

    place biometric templates on the contactless portion of the

    smart card. This would be an agency specific implementation that is

    permitted within the FIPS 201 guidelines. However, this

    could result in the implementation a system that is notinteroperable with another agency. The system would beagency specific.

    And yet another issue to be considered is how thebiometric matching is to be done Match on Card (MOC) Match on Reader

    Match on Server

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    The Government Smart Card Int eragency Advisory Board (GSC-IAB)and the Physical Access Interagency Interoperability Working Group (PAIIWG)saw that the procurement of Physical Access Cont rol Systems (PACS)

    and components required a standardized approach to ensure that governmentagencies deploy equipment that meet both their specific needs and, at thesame t ime, facilitate cross-agency interoperability.

    The PACS 2.2 guidance specif ies that on a Federal Agency Smart Credent ial(FASC) that a standardized numbering scheme, called the Federal AgencySmart Credential Number (FASC-N) be used as the individual identifier.

    The FASC-N is part of the Cardholder Unique Identification file (CHUID)

    The FASC-N is t he pr imary i dent i f icat ion st r ing t o be used on al lgovernment issued credent ials.

    Reference:

    Technical Implementation Guidance:

    Smart Card Enabled Physical Access

    Control Systems Version 2.2

    July 30, 2004

    PACS 2.2 (2.3) Guidance

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    CHUID EF and FASC-N - CUID CHUID (EF 0x3000)

    FASC-N (Tag 0x30) BCD digits

    Agency Code 4 System Code 4 Credential Number 6 Credential Series 1

    Individual Credential Issue 1 Person Identifier 10 Organization Category 1 Organizational Identifier 4

    Person/Organization Association 1 GUID (Tag 0x34) Expiration Date (Tag 0x35) Authentication Key Map (Tag 0x3D)

    Issuer Asymmetric Signature

    CUID Card UniqueIdentifier

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    Smart Cards

    Embedded computer chip that is either amicroprocessor with internal memory ormemory chip alone

    Contact or contactless designs

    Highly secure

    On-card security functions Intelligent interactions with reader

    Used worldwide in financial,

    telecommunications, transit,healthcare, secure identification andother applications

    Images courtesy of Gemplus

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    Available Combined Technologies

    Different technologies can be combined:

    125 kHz Proximity 14443A & 14443B, 15693

    13.56MHz Smart cards

    Contact smart cards Magnetic stripe Bar Code Photo Printing

    Holograms Special inks ISO/IEC 7810, 7811, 7816,

    Diagram court esy

    Of HID Corporat ion

    HSPD-12/FIPS201/SP 800-73 specifies ISO 14443 for the contactless interface

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    Biometrics: Added Value

    Individual-unique biometricinformation

    Fingerprints Hand geometry Retinal or iris patterns Facial patterns Voice prints

    Biometrics used with cardtechnologies

    Biometric information stored on theID card and verified with actualbiometric at point of interaction

    Image courtesy of Gemplus

    Currently FIPS 201/SP 800-76 specifies full image fingerprints for the card biometric

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    Typical Three-Factor Card Reader

    ContactSmart Card

    Reader

    Fingerprint

    sensor

    Status LEDsindicating

    Security Level

    LCD display

    Pinpad

    Contact less readerAcoust ic alarm

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    Security Levels

    PIN, Password

    Something you know

    Solutions

    Security levels

    Low

    High

    Something you have + Something you

    know + Something you are

    ++

    PIN,

    Password

    Something you have + Something you know

    ++

    +

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    Access Control System Overview

    Card

    Reader

    Control Panel

    Door/Gate Lock

    Access Control

    Server Software

    Database

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    Simplified Physical Access System

    Access Control

    Access Cont rol Readers and Cont rolled Doors

    Badging Guard Workstat ion

    LAN/IF

    TCP/IPLAN/WAN

    MODEM

    RS-485

    LAN/WAN

    MODEM

    Control

    Panels

    Servers

    1 to 32Readers

    RS-485

    Wiegand

    Simplified Physical Access System

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    Simplified Access Control Path

    Access Control

    Server

    Control

    Panel

    Card

    Reader

    Smart

    Card

    Controlled Door

    PACS 2.2 (2.3)

    Card to ReaderSpecification

    No Security

    InterfaceSpecification

    Simplified Access Control Path

    Secure Channel Path

    Secure Area

    Unsecured Area

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    Concluding remarks

    Smart Cards and Biometrics will play a significant role inthe Personal Identity Verification systems of the future

    There are issues to be resolved in the definition of thesesystems but they are vigorously being worked on.

    Biometric implementations will not be limited to physicalaccess; there will be applications of biometrics in logicalaccess systems.

    Biometrics and Smart cards will be a strong partnership foryears to come.

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    All Company and/or product names are trademarks and/or registered trademarks of their respective owners.

    Bob MerkertVice President Sales, Americas

    [email protected]

    mailto:[email protected]:[email protected]