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    US-German Summit on Primary Care Greg DeBor, Computer Sciences Corporation 781-890-7446 April 9 , 2010 0

    Creating a Medical Networkin Massachusetts

    US-German Summit onPrimary Care

    Washington, DCApril 9, 2010

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    Thesis Sharing Data Improves Patient Care

    Interoperable health IT can improve individual patient care in numerous ways,including:1

    Complete, accurate, and searchable health information, available at the point of diagnosisand care, allowing for more informed decision making to enhance the quality and reliabilityof health care delivery.

    More efficient and convenient delivery of care, without having to wait for the exchange ofrecords or paperwork and without requiring unnecessary or repetitive tests or procedures.

    Earlier diagnosis and characterization of disease, with the potential to thereby improveoutcomes and reduce costs.

    Reductions in adverse events through an improved understanding of each patientsparticular medical history, potential for drug-drug interactions, or (eventually) enhancedunderstanding of a patient's metabolism or even genetic profile and likelihood of a positive

    or potentially harmful response to a course of treatment. Increased efficiencies related to administrative tasks, allowing for more interaction with

    and transfer of information to patients, caregivers, and clinical care coordinators, andmonitoring of patient care.

    1http://healthit.hhs.gov/, U.S. Department of Health & Human Services, accessed 1/27/2010

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    The Current Problem

    Unfortunately, data sharing across organizational boundaries is not widelyavailable today for a number of historic reasons

    Absence of incentives and return on investment few or fragmented short-term financialincentives (payer-specific pay-for-performance) and virtually no long-term studies orevidence on the value of sharing data

    Misaligned incentives perception that value accrues to organizations other than the onesmaking the investment (providers pay for implementation and purchasers and payersgain, or payers make the investment and the patients next payer reaps the benefit, etc.)

    Legal liability access to or availability of data generated elsewhere somehow compelsthe receiver to verify it and act on it

    Privacy sharing violates patient confidentiality (real or perceived)

    Competitive barriers current practice rewards health care organizations for developinglong term patient relationships; many fear making it easier for patients to exercise choiceby opening up their records

    Technical limitations absence of standards in the past and, because of all the otherfactors, market solutions have been specialized, ill-adapted, expensive and not very good

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    ARRA / HITECH Sets a New Data Sharing Agenda

    The American Recovery and Reinvestment Act of 2009 (ARRA, or the Stimulus)(Pub. L. 111-5) enacted February 17, 2009 includes provisions to promote theadoption and meaningful use of interoperable health information technology

    Collectively cited as the Health Information Technology for Economic and Clinical HealthAct (HITECH)

    Implementation is directed by the Office of the National Coordinator for Health InformationTechnology (ONC) in the Office of the Secretary of the U.S. Department of Health andHuman Services

    ONC has adopted a set of five Health Outcomes Policy Priorities that will guidemeaningful use, interoperability and data sharing for the foreseeable future:

    Improve quality, safety, efficiency, and reduce health disparities

    Engage patients and families Improve care coordination

    Improve population and public health

    Ensure adequate privacy and security protections for personal health information

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    Implementation Challenges for Health IT and InformationExchange

    Hospital workflow is complex and difficult to change without unintendedconsequences some of which can be potentially life-threatening

    Many settings need many solutions

    Hospital is different from ambulatory

    PCP vs, specialist (and changing models for primary care)

    Needs are often different across specialties and patient demographic groups

    Labs, pharmacies, imaging centers, long-term care . . . the list goes on and on

    Where to focus point of care, secondary use or both in parallel?

    Different dynamics, with much of the attention so far on the former, and on thepatient/provider relationship

    There is much to be learned related to access to large volumes of health care data forresearch, comparative effectiveness, etc.

    Questions abound surrounding the payers role as the focus is almost exclusivelyon enabling the provider

    What is the role of the patient or family?

    What role does consumerism play? What tools are and will be available? Will patientsengage in using data to manage their care?

    Its easy to lose the patient focus when considering all of the effort providers require

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    Feb 2009ARRA / HITECH becomes

    US law, introducingincentives for meaningful

    use of EHRs and healthinformation exchange (HIE)

    Medical Network History in Massachusetts

    Jun 1996HIPAA becomesUS law, requiring

    standardizedelectronic

    transactionprocessing forclaims, etc.;

    PartnersHealthCare

    begins to focuson administrativesimplification asmore feasible

    productivity toolthan electronic

    exchange of laband pharmacy

    orders

    Sep 1998Payer / provider

    connectivity

    solution isincorporated asNew England

    Healthcare EDINetwork(NEHEN)

    1997 2009 20101998 2007 20081999 2005 20062003 20042001 200220001996

    October 2003NEHEN meets federal

    HIPAA compliance deadlinefor 23 organizations,representing over 40hospitals and 5,000

    physicians

    Jan 2003Mass. state govt. begins

    restructuring of health andhuman services agencies withcommon IT systems and portal

    Feb 1997

    Two payers and twoother hospital

    organizations joinPartners in developingconnectivity solution,

    managed by CSC

    Jun 2003MA-SHARE forms asclinical counterpart to

    NEHEN, initially focusedon emergency medicine

    Oct 2005 Jan 2007

    MA-SHARE / CSC leaddevelopment of initial federal

    NHIN prototype (linking toIndiana and California)

    1999 - 2003NEHEN experiencessteady growth as

    HIPAA complianceand productivity

    solution

    Jan 2005CSC assumes program

    management of MA-SHARE andarranges Markle Foundationfunding for development of

    Record Locator Service

    Dec 2004Massachusetts

    eHealth Collaborative

    forms to provideEHRs to community-based physicians andcollect measurementdata in Quality Data

    Center

    Jul 2009

    MA-SHARE andNEHEN merge,

    retaining NEHENname and CSC asprogram manager

    Apr 2009Universal health

    insurance becomesMassachusetts law,creating insurance

    exchange(Connector)

    Feb 2010Health reformbecomes USlaw; HITECH

    funding beginsflowing to USstates

    2006-2008NEHEN payers funddevelopment of all-payer NEHENNetportal for smaller

    providers

    Aug 2008EHRs and health

    information networkmandated by

    Massachusetts law

    Dec 2008Payers and providers (as EMHI)fund alignment of NEHEN and

    MA-SHARE plans with state and

    federal direction

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    NEHENs Evolution and Growth

    1998 2003 2004 2006 2007 - 2008 2009 2010

    Payer / provider

    direct connect

    Developed payer /

    provider HIPAAtransaction sets

    BCBSMA and MassHealth join Large group practices join Geographic expansion beyond

    metropolitan Boston

    MassHealth NewMMIS

    requires significantchanges to NEHEN forMedicaid

    5010 compliance focus Interest in advanced eligibility

    features and other use cases

    Hosted portal and

    shared

    infrastructure

    Payers commit to portaldevelopment and initialsupport for small providers

    Completed NEHENNetand all-payer portal

    NEHEN Hub to lowercost / complexity ofconnectivity

    Portal rollout and growth Interest in sharing infrastructure

    across clinical andadministrative, small and largeproviders

    Clinical HIE MA-SHARE formed as

    independent initiative

    MedsInfo-ED pilot

    Connecting for Health RecordLocator Service grant andprototype

    Rx Gateway launched ONC NHIN contract

    ONC NHIN prototype

    completed Adopted push model

    and Push Pilot BIDMC Childrens

    Northeast

    EMHI sponsors interoperability

    planning and endorses NEHEN Meaningful use focus

    Clinical summaries Labs and public health Quality reporting E-prescribing

    Other

    developments

    Met October 2003HIPAA compliancedeadline

    CSC invited to take over MA-SHARE program management

    Significant grant funding(Markle, ONC, CMS/AHRQ)

    State passes Chapter305, calling for EHRsand HIE (MeHI and HITCouncil form)

    ARRA/HITECH promisesmeaningful use incentive

    funding for HIE MA-SHARE and NEHEN merge

    Customers 23 35 39 41

    Hospitals 46 55 59 61

    Users ~1,300 ~1,500 ~1,800 ~2,000+

    Classic providers ~12,000 ~16,000 ~18,000 ~20,000

    Small providers ~750 ~1,200

    Transactions ~24 million / year ~40 million / year ~60 million / year 100 million + / year

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    Exchange Partner

    Conceptual Architecture and Workflow

    Provider

    Directory /

    Routing

    Internet

    / Network

    Treatment events (visits,tests, discharges, etc.) trigger

    patient data being published orpushed from one or moresource systems for exchange

    Published

    Patient

    Data

    Data is translated to CCD standard

    Message is addressed using prov ider directory

    Message is logged and retained for tracking by sender

    Source ProviderSource EMRs

    and Clinical

    Systems

    Secondary

    Local

    System

    Exchange

    Infrastructure(can be local

    to each partner orcentrally hosted)

    Provider

    Directory /

    Routing

    Received

    Patient

    Data

    Message or notification of available data is securely

    routed to intended receivers

    Message can also be routed as encrypted or securee-mail

    Fax

    Server

    Fax

    Message can also be routed as facsimile, directly to faxor through fax server at receiver if logging is required

    Message is logged and retained for tracking by receiver

    Message is inspected for handling and routinginstructions

    Acknowledgement is returned to sender based onagreed process and business rules

    Message is available for printing (e.g., for paper chart)

    Message is available for online viewing from exchangeinfrastructure or in portal

    CCD data is translated to proprietary format for use inreceiving system(s)

    Exchange infrastructure can also be leveraged forinternal / local exchange within the provider

    CCD Standard

    Messages

    Receiver EMRs

    and Other

    Systems

    Portal or

    Dedicated

    Viewer

    Mail

    Server

    Interface Engine,

    Portal or

    Direct Interface

    Interface Engine,

    Portal or

    Direct InterfacePrinter

    Fax

    Server

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    Hosted Portal / HIE Service

    Hosted by service provider (MA-SHARE) Provides document / data storage, HTTP viewing for subscribers, and

    common provider index for dissemination to local gateway participants

    Peer-to-Peer Participant

    Local gateway users control integration, etc. Can leverage infrastructure for internal integration Interfaces can be direct or use interface engine or similar tools

    Architecture Overview

    Local Provider

    Directory

    Internet /Network

    PublishedPatient Data

    EMRs and Other

    Enterprise

    Systems

    Secondary

    Local

    System

    E-Mail

    Server

    CCD Standard

    Messages,

    e-mail or fax

    encapsulation

    Interface

    Engine

    or Portal

    HIE Application

    Server / Gateway

    Fax

    Server

    Web

    Server

    Service Subscriber

    No infrastructure support requirement just Internet connection, fax ore-mail

    Summary /

    Results Viewer

    Fax

    Summary /

    Results

    ViewerE-Mail

    Server

    Web

    Server

    Printer

    E-mail, fax or

    HTTP encapsulation

    Published Patient Data

    Community Provider Directory

    Peer-to-Peer Participant

    EMRs and Other

    Enterprise

    Systems

    Secondary

    Local

    System

    E-Mail

    Server

    Interface

    Engine

    or Portal

    Fax

    Server

    Web

    Server

    PublishedPatient Data

    HIE Application

    Server / Gateway

    Local Provider

    Directory

    HIE Application

    Server / Gateway

    CCD Standard Messages,

    HTTP encapsulation

    Summary /

    Results Viewer

    External

    Networks

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    Patient visits PCP or specialist andestablishes trusted relationship and

    consents for release of data

    As a result of a referral,admission, or emergency, patient

    registers in hospital

    Patient is dischargedfrom hospital

    Standard formatdischarge summary orER report is transmitted

    to HIE network

    HIE service checksprovider directory forrouting instructions

    HIE service routesdischarge summary to

    PCP, specialist or otherinterested and trusted party(e.g., health insurance case

    manager)

    Consents andprovider routingpreferences are sent to

    HIE service

    Patient receives care anddetails are noted in hospital

    medical record

    Sample Use CaseSend / push / route hospital data to interested parties

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    Patient visits PCP orspecialist and

    establishes trustedrelationship and

    consents for release ofdata; consents and

    provider routingpreferences are sent to

    HIE service

    Provider refers patient to aspecialist, hospital or other provider for

    consultation or service

    Standard formatvisit summary withconsultation notestransmitted to HIE

    network

    HIE service checks providerdirectory for routing instructionsand sends referral request withpertinent patient information /history, diagnosis and service

    requested to consulting

    provider; business rules can bestored in HIE service for

    elements of real-time decisionsupport

    HIE service routes visitsummary to PCP, specialist

    or other interested and

    trusted party (e.g., healthinsurance case manager)

    Patient visits consultingprovider, receives services,

    and details are noted in patientchart , electronic medical

    record or other result is created(e.g., at lab)

    HIE service submitsreferral authorization request

    to payer for approval andreferral #

    Sample Use CaseSend / push / route data in support of a referral or consultation

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    Sample Use CaseSend / push / route visit and other data for standardized quality measurement /reporting and public / population health management

    Patient visits PCP,

    specialist, hospital orother provider andestablishes trusted

    relationship andconsents for release of

    data

    Consents andprovider routing

    preferences are sent toHIE service (as required)

    Standard format visitsummary or batch with data

    for determining quality

    metrics is sent to payer,government agency or other

    organization based onbusiness rules in HIE

    service

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    Sample Use CaseSend / push / route data for personal health records (PHRs)

    Patient visits PCP,

    specialist, hospital orother provider andestablishes trusted

    relationship andconsents for release of

    data

    Consents andprovider routing

    preferences are sent toHIE service

    Standard formatvisit summary

    is sent to patientproxy for personalhealth record (e.g.,Google, Microsoft

    HealthVault, Dossia,etc.)

    Patient andauthorized parties

    can access personalhealth record

    through PHR proxyservice provider

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    Physician / clinicianuses software of his orher choice to create anelectronic prescription

    E-Prescribing

    System

    Electronic prescription is transported toHIE service for submission and tracking (viaput / push or get / pull, based on business

    rules)

    HIE service submits eligibility verif ication topayer for pharmacy benefit eligibility and any

    other available data

    Payer

    Pharmacy Intermediary

    (SureScripts-RxHub) /

    Pharmacy Benefit

    Manager

    HIE service submitselectronic prescription / claim

    to pharmacy processingaggregator / intermediary ordirectly to pharmacy benefit

    manager (PBM) for formularycompliance, etc.

    Mail Order /

    Retail

    Pharmacy

    Pharmacy processingaggregator / intermediary

    sends electronic prescriptionfill order to mail order or

    retail pharmacy

    Pharmacy processingaggregator / intermediary

    sends acknowledgement toHIE service

    HIE service sendsacknowledgement and otherprescription data back to E-

    Prescribing System ordirectly to prescribing

    physician / clinician (via e-

    mail, fax or standard formatmessage)

    Sample Use CaseRoute electronic prescriptions

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    Patient uses medicationsdispensed at retail or mail order

    pharmacy, or purchased over thecounter (OTC)

    As a result of a referral,admission, or emergency,patient registers in hospital

    Medication history requestis sent to HIE; HIE retrievesretail and mail order history

    from national network and anyother available history fromother participating sources

    (payers, PBMs, otherhospitals, etc.)

    Medication list isvalidated with patient,

    incorporating OTC, herbalsupplements, etc.

    Inpatient prescriptionorders are created based

    on treatment plan andhome listIf patient is discharged, new

    discharge prescriptions are writtenand submitted to HIE service forrouting to external pharmacy for

    fulfillment

    If patient is transferred,reconciled medication list isrouted to next provider of

    care via HIE service HIE service routes reconciledmedication list to interested and

    trusted party (e.g., PCP)

    Sample Use CaseRetrieve and reconcile medication history

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    Sample Use CaseAdjudicate and manage claims and/or patient responsibility in near real time

    Patient visit orencounter resultsin medical claim

    being created inprovider billing

    system

    Claim is transported to HIE service forsubmission and tracking (via put / push or get /

    pull, based on business rules)

    HIE service submits eligibilityverification to primary and secondary

    payers identified in claim

    HIE service transports claim to responsible partyidentified via clearinghouse or other intermediary asspecified in business rules / payer address table;

    secondary claim created as necessary

    HIE service submits claim statusinquiry based on business rules

    HIE service matches solicited and unsolicited inquiryresponses (including payer scrubber reports) to claim,

    identifying those requiring further editing

    HIE service collects electronic remittances and matches toclaims, on a solicited and automatic basis

    Claim detail and statusavailable for viewing in HIE

    service; business users view andedit claims as necessary tocorrect insurance and other

    information, with original andcorrected images of claim stored

    and clearly identified, allowingedited claims to be and sorted

    and grouped according tobusiness rules

    HIE service triggers workflow related to denial management and secondary claimsubmission, based on business rules and claim conditions

    Business users able to use HIE service to perform drill-down analysis and report on claims,claim status and claims management metrics and performance

    BillingSystem

    Payer /Fiduciary /

    Clearinghouse

    Payer /Fiduciary /

    Clearinghouse

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    Smaller Providers /Other Portal or EMR

    Lite Subscribers View data for patient

    care, etc., onhosted portal

    PHR and OtherVendors

    Collecting data

    for patientsand families

    Pharmacies / PBMs Processing

    prescriptions andproviding

    medication data

    to other parties

    Payers Collecting quality

    and other data

    Target HIE CapabilitiesConceptual view and data flow

    Hospital / Health

    System / Labs /

    Large Provider Providing / consuming

    clinical summariesand other data forpatient care

    Data Routers /

    Aggregators

    Collecting andprocessing

    data for otherparties

    CMS / OtherFederal Agencies

    Collecting qualityand other data

    State Public Health Collecting vital statistics,syndromicsurveillance andimmunizationdata

    Medicaid / Other

    State Agencies Providing / collecting

    quality andother data

    Municipal Health

    Departments Collecting disparity

    and syndromicsurveillance

    data

    HIE Hosting infrastructure,

    community servicesand portal /viewer(s)

    Supported message / data types CCD-based

    Clinical summaries at visit,discharge, transfer Procedure, problems, meds,

    allergies, test results

    Quality data Filtered or based on above

    Immunization reporting Biosurveillance / reportable

    diseases Filtered or based on above

    Lab results Embedded in clinical summary

    NCPDP-based Prescription fills / refills Meds. history / formulary (limited)

    ANSI X12-based

    All existing administrative txns.= Developed / supported in MA

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    Privacy and Security

    CoreHIE

    Services

    Core Technical and Operational HIE Services

    Insurance Eligibilityand Claims

    EHR Lite

    ePrescribingLab Orders and

    Results

    Quality ReportingPublic Health

    ReportingMedication History

    Visit Summary Coordination of Care

    Payors LabsPBMs PharmaciesPublic Health CMS (QualityReporting)

    Hospitals with EHRProviders

    Meaningful

    UseTrading

    Partners

    HIE Edge Service

    Practices with EHR Physician without EHR

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    Optional Services Based on Todays Requirements andCapabilities

    OptionalHIE

    Services

    Claim Status,

    Remittance

    Consent

    Management Clinical Messaging

    Secure MessageRouting

    ProviderAuthentication

    Participant Directory

    Master Patient Index /

    Patient Matching

    Hospitals with EHR Practices with EHRProviders

    Physician without EHR

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    Other US and International Approaches

    U.S. states of interest

    California Failed efforts Santa Barbara Care DataExchange ($20M+) and CalRHIO

    Florida

    Fragmented market solutions with separatepayer and state overlays

    Indiana

    Sophisticated and custom-built; unique basedon 35+ years of foundation and grant funding(Regenstrief Institute)

    New York

    Widespread, implemented at local level,seeking a balance of public/privatecollaboration

    Ohio

    Sophisticated market-based solutions inCleveland and Cincinnati, not coordinated

    Utah and Delaware

    Effective state-mandated networks, butconcentrated and unique demographics

    International experience

    Denmark 5M pop., socialized Common purpose-built system deployed atthe county level

    Hospital-centric, with extensive sharing withina local region

    Netherlands 16M pop., public/private

    Landelijik SchakelPunt (National Switch

    Point) focus on data sharing and RecordLocator Service (RLS)

    Smart card for physician / user authentication

    Public initiative not integrated with private

    United Kingdom 60M pop., nationalized

    20 billion National Health Service project

    National Spine: Messaging, Authentication,Demographics, Summary Care RecordSecondary Uses Service

    EHRs implemented locally

    Integrated Care Records Service (Primary,Community, Mental Health, Acute)

    Picture Archive and Communications Service

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    Conclusions

    As 2010 begins, health care leaders in the U.S. in particular need to recognize

    that the data sharing landscape is emerging but unsettled and pay attention to: New regulations and standards

    Vendor strategies and plans core EHR, systems integration and specialized

    State and local health information initiatives (public / private)

    IT incentive programs from Medicare, state Medicaid and private payers (P4P)

    Choose a strategy for data sharing matched to business plans

    Aggressive maximizing benefits based on external incentives, efficiencies, revenuegains and patient goals; choose commercial solutions carefully

    Steady progress stay abreast of others, look to act collaboratively and avoid penalties

    Conservative at minimum, avoid penalties, which could be stiff or hospitals in particular

    Consider two forms of risk

    Inaction may lead to foregone incentives and inability to access implementation resources Precipitous action may result in choosing solutions that arent ready for prime time

    Places to start

    Cost avoidance areas where current costs can be lowered with IT solutions

    Most leaders will need to make sure their organizations can walk before they run, but theyneed to get started now!

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    Contact Info

    Greg DeBorClient Partner, Health ServicesComputer Sciences Corporation266 Second AvenueWaltham, MA 02451

    781-290-1308

    [email protected]

    www.csc.com/health_serviceswww.csc.com/de

    www.nehen.orgwww.nehennet.org