Marilyn L Huff Financial Disclosure Report for 2010

8/3/2019 Marilyn L Huff Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t i a l )H U F F , M A R I L Y N L .

4. Title (Article I!1 judges i nd ica te ac t ive o r s en io r s t a tus ;mag i s t r a t e ju d ges i nd i c at e fu ll - or par t - t i me)

A C T I V E D I S T R I C T J U D G E

7 . C h a m b e r s o r O f f ic e A d d r e s s9 4 0 F R O N T S T R E E T , S U I T E 5 1 3 5S AN DI EGO , C A 9 21 0 1

2. C ou r t o r Or gan i z a t i onU S D C , S O U T H E R N D I S T . O F C A L I F.

3 . Date o f Report05/06/201 I

5a. Report Type (cheek appropriate type)] N o m in a t io n . D a te[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

R e v ie , ,v in g Office r D a te

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe,t Complete all parts,check ing the NONE box for each par t where you have no repor table information. Sign on las t page.

I . P O S I T I O N S . ( R , p o n i n g individual only; seepp. 9-13 of f i l ing instructions.)D (No reportable positions.)O N E

P O SITIO N N A M E O F O R G A N I Z A T IO N / E N T IT Y1 . Tru s te e T rus t # I2. S e c r e t a r y F e d e r a l J u d g e s A s s o c i a t i o n3.

4.5.

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instruction~)~ (No reportable agreements.)O N E

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 14

N a m e o f P e r s o n R e p o r t in gH U F F , M A R I L Y N L .

D a t e o f R e p o r t05/06/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . t R e p o r t in g i .d i , ,i d u a l o . a s p o u s o : s e e p p . 1 7 - Z 4 of filing instructions.)A. Fil e r s Non-Inve s tment Incom e~] (No reportable non-investment income.)O N E

D A T E S O U R C E A N D T Y P E IN C O M E(yo urs , n o t sp o use s)

B . S p o u s e s N o n - I n v e s t m e n t In c o m e - if you were married during any portion of the reportlng year, complete this section.(Dollar amount not required except for honoraria.)

[~ N O N E ( N o reportable non-investment income.)DATE

I . 1-12/102.3.4.

S O U R C E A N D T Y P ED L A , P i p e r A t t o m e y

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Inc ludes those to spouse and dependent children: see pp. 25-27 of f!l ing instructions.)

D (No reportable reimbursements.)O N ES O U R C E . D A T E S L O C A T IO N P U R P O S E I T E M S P A ID O R P R O V I D E D

I. F e d e ra l Ju d g e s As s o c ia t io n 5-2 2- 10 - 5 -23 -10 W a s hin g to n , D .C . B o a r d Me e t in g L o d g i n g , F o o d2. G e o r g e W a s h i n g t o n 5 - I I - I 0 W a s hin g to n , D .C . S p e a ke r T r a v e l , F o o dU n i ve r s i t y3. C o l o r a d o B a r Association 6-2-10 - 6-3- I 0 D enver, CO S p e a k e r Trave l , L o d g i n g , F o o d4.5.


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 4

N a m e o f P e r so n R e p o r t i n gH U F F , 3 1 A R I L Y N L .

D a t e o f R e p o r t05/06/2011

V . G I F T S . t tn c t u d e s t h o s e , o s p o u s e o , d d e p , n d e n t ~ h i ~ , ~ r e n ~ s e e p p . 2 S - S ~ o[filing instructions.)~] N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.

5.

V A L U E

V I . L I A B I L I T I E S . (Inctudes those of spouse ond dependent chitdren; see pp. 31-JJ of filing instructions,)[ ~] N O N E (No reportable liabilities.)

2.3.

4.5.

CREDITORC h a s e M a nh a t t a nU n i o n B a n k

DESCRIPTIONS h a r e o f r e a l e s t a te m o r t g a g eR e a l e s t a t e m o r t g a g e

VALUECODEKJ


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N a m e o f P e r s o n R e p o r t i n gH U F F , M A R I L Y N L .

D a t e o f R e p o r t05/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE (No reportable income, assets, or transactions.)

A. B. C.D esc r i p t i on of A sset s In co m e durin g G ro ss va lu e a t e n d( inc luding t rus t a s se t s ) r epor t i ng per i od of r epor t i ng per i od

( 1 ) (2) ( i ) (2)Pl ac e "( X)" af t er eac h asse t A mo un t T yp e (e .g ., V a lu e V a lu e

exem pt f r om pr i or d i sc losu r e C o d e I div. , rent , C o d e 2 Met h od( A -H ) o r i n t . ) (J-P) C o d e 3( Q-W)

I. B I n v . , S a n D i e g o , C A ( T ) E R e n t O W2. S u n O i l A D i v i d e n d K T

3. R e n t a l p r o p e r t y , S a n D i e g o , C A ( T ) C R e n t N W4. W e l l s F a r g o A c c o u n t s - S D C A ( T ) B I n t e re s t M T5. 4 0 1 k & P r o f i t S h a r i n g * T o t a l V a l u e F D i v i d e n d P I T6. S c h e d o f A s s e t s & T r a n s a c t i o n s7. T r u s t B R e a l E s t a t e T r u s t D e e d F u n d C I n t e re s t M T8. V a n g u a r d T o t a l I n t l S t o c k I n C D i v i d e n d M T9. V a n g u a r d T o t a l B o n d I n d e x S i g .C I n t e re s t M T1 0 . V a n g u a r d S T B o n d I n d e x D Inte rest N TI1 . V a n g u a r d I n . S & P 5 0 0 D D i v i d e n d N T1 2 . V a n g u a r d V a l u e I n d e x C D i v i d e n d M T1 3 . V a n g u a r d G r o w t h I n d e x B D i v i d e n d M T1 4 . V a n g u a r d S m . C a p S t o c k I n d e x ( s ig ) A D i v i d e n d K T1 5 . D o d g e & C o x I n t l . A D i v i d e n d L T1 6 . S p a r t a n E x t . M a r k e t A D i v i d e n d K T1 7 . T . R o w e P r i c e I n t l . B o n d B Inte rest L T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( 1 ) (2) (3)

Typ~ (e.g. , D a t e V a l u ebuy , s e l l , m rr dd d/y y C o de 2

r ed empt i on) (J-P)

(4 ) (5 )G a i n Identi ty of

C o d e I buyer / se l l e r(A-H) (if pr ivate

transact ion)

#9 7 20 1 0 R p t in #4

N o c o n t r o l . S e e N o t eVlll

I . In c o me G a i n C o d e s : A =$ 1,000 or less B = $ 1.001 - $ 2 ,500 C = $ 2 , 501 - $ 5 , 000 D = $ 5 , 001 . $ 15 , 000( See Co l um as B I an d D4 ) F =S5 0 . 0 O l - $1 0 0 . 0 ~ G =$10 0.001 - $1.0~0.000 HI = $1 . 0 ~) .0 0 1 - $ 5 . 0 ~0 . 0 ~ H 2 = Mo re t h a n

2 . V a l u e C o d e s J -$15.000 or less K = $ 15.0~1 - $ 50.000 L = $ 50.001 - $ 100.000 M =$10~.001 - $250.000( s e e C o l u m n s C I a n d D 3 ) N =$250.001 - $500.000 0 $500.001 - $1.000.000 p I -$1 .0~0.0~ I - $5.000.0~0 P2 =$5.000.001 - $ 25.000.000

P3 =$25.00~.001 - $50.000.000 P 4 = Mo re t h a n3. V a lu e M e tho d C o de s Q = A p p ra is a l R C o s t (R e a l E s t a t e O n l y) S = A s s c s s m c n t T =Cash Mar ke t( S e e C o l u n m C 2 ) U = Bo o k V a l u e V - O t h e r W = E s t i ma t e d

E =$15,0OI - $50,000


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N a m e o f P e r s o n R e p o r t in gHUFF, MARILYN L.

D a t e o f R e p o r t05/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - inco,.e, ,,al~e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of.filing instructions.)D NONE (No repor tab le incom e, asse t s , or transactions.)A. B. C.D esc r i p t i on of A sset s I n c o m e d u r in g G r o s s va lue a t end

( i nc l u d i ng t r u st asse t s) r epor t i ng per i od of r epos ing pe r iod(i) (2) (I) (2)

Pl ac e "( X)" af t er eac h asse t A m o u n t Type (e.g., V a lu e V a lu eexemp t f r om pr i or d i sc l osu r e Cod e I div., r e n t , C o d e 2 Method( A -H ) o r i n t . ) (J-P) C o d e 3

( Q - W )

1 8 . V a n g u a r d I n t I . G r o x v t h P o r t . A D i v i d e n d K T

1 9 . P i m c o F o r e i g n C In te res t L T

20 . V a n g u a r d W i n d s o r I I B D i v i d e n d L T

21 . V a n g u a r d S i n . C a p V a l u e B D i v i d e n d M T

22 . I S h a r e s M S C I E F T A D i v i d e n d K T

23 . I S h a r e s S & P 6 0 0 S m . C a p G r o w t h I n d e x A D i v i d e n d L T

24 . V a n g u a r d H i g h Y i e l d C o r p . D In te res t L T

25 . V a n g u a r d G N M A C In te res t M T

26 . V a n g u a r d L a r g e C a p E T F B D i v i d e n d L T

27 . V a n g u a r d I n t l . P r o t. C In te res t M T

28 . P i m c o T o t a l R e t u r n B In te res t L T

29 . I S h a r e s R u s M i c r o E F T A D i v i d e n d L T

30 . W i s d o m T r e e l n t l . A D i v i d e n d K T

31 . C H C a s h M a n a g e m e n t (A P ) A In te res t K T

32 . V a n g u a r d I T I n v e s t G r . A d m D In te res t M T

33 . V a n g u a r d D e v . M k t s A D i v i d e n d K T34 . V a n g u a r d E m e r g . M k t s . A D i v i d e n d K T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(i ) (2) (3)T y p e ( e . g ., D a t e V al u eb u y , s e l l , m m /d d/y y C od e 2

r e d e m p t i o n ) (J-P)

( 4 ) ( 5 )Gain Identi ty o f

C o de I b uye r/se lle r( A -H ) ( i f p r iva te

t ransac t ion)

1. In co m e G a in C o de s : A = $ 1,000 o r le ss B = $ 1 ,001 - $ 2,500 C = $ 2 ,501 - $ 5 ,0~0 D = $ 5,001 - $ 15,0~0(S e e C o l u mn s B I a n d E M) F = $ 50.001 - $ 100,000 G = $100,001 - $ 1.000.000 H 1 = $ I . O 0 0 , 1 g ) l - $ 5 . 0 0 0 . 0 0 0 H 2 = M o r e th an $ 5 , 0 0 0 .00 0

2. V a lu e C o d e s J = $ 15 ,1~0 o r le s s K = $15,001 - $ 50,0~O L = $ 50,0~1 - $ 100.000 M =$100.001 - $250.000( s e e C o l u m n s C I a n d D 3 ) N =$250.001 - $500,000 O =$500,001 - $1,0~0,000 PI =$ 1 , 0 0 ~,0 0 1 - $ 5 , 0 0 0 , 0 ~ P2 =$5,000,001 - $25,000.000P3 =$25,0~0.0~1 - $50.0~0.000 P4 = M o r e th an $ 5 0 , 0 00 , 0 ~0

3. V a l u e Me t h o d C o d e s Q = A p p r a i sa l R = C a s t (R e a l E s t a t e O n l y) S = A s s e s s m e n t T = C a s h M a r k e tI S l e C o l u m n C 2 ) U = Bo o k V a l u e V = O t h e r W = E s t i ma t e d

E =$15,001 - $50,0~0


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N a m e o f P e r so n R e p o r t i n gH U F F , M A R I L Y N L .

D a t e o f R e p o r t05/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S --income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)---] N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d0) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y p o ( e. g . ,exempt from pr ior d i sclosure C o d e I div., r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)V alue V alueC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

T y p e ( e . g . ,b u y , s e l l,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e V a l u e G a i nm m /d d /y y C o d e 2 C od e I

(J-P) ( A - H )

(5 )I d e n t i ty o fbuyer/sel ler

( i f p r i v a t et r a n s a c t i o n )

35 . V a n g u a r d I n t l . V a l u e # 4 6 B D i v i d e n d36 . V a n g u a r d I n t l . G r o w A d m A D i v i d e n d37 . V a n g u a r d S m F t S E E x U S N o n e38 . O T H E R A S S E T S i n 4 0 1 ( k ) P R O F I TS H A R I N G39 . L i v e O a k A s s o c I I I N o n e40 . S t e r l i n g T r u st C o . IR A m m P h a i r R E A I n t e re s t4 1. E N D OF A SS E TS IN 4 01 (k )42 . I R A W e s t e r n N a t i o n a l ( A m . G e n . ) A I n t e re s t43 . C h a r l e s S c h w a b I R A T o t a l V a l u e * * E Int . /Div.

L

JK

KPI

T

T

T

TT

F o r m e r l y Fi r s t R e g .B a n k

As s e t s l i s t e d be low

4 4 . S C H E D U L E O F A S S E T S &T R A N S A C T I O N S45 . G l a x o S m i t h K l in e A D i v i d e n d S o l d 08/02/10 J B46 . E li L i l ly A D i v i d e n d47. Alcoa Inc. A D i v i d e n d

J

J

TT

48 . P i m c o T o t a l R e t u r n C I n t e re s t M49 . V a n g u a r d B o n d I n d e x S i g C I n t e re s t

50 . M a r a t h o n ( U S X ) A D i v i d e n d51 . V a n g u a r d W i n d s o r I I A D i v i d e n d

L

J

K

T

TT

I. In c o m e G a in C o d e s : A = $ 1,000 o r le ss B = $ 1 ,001 - $ 2,500 C =$2.501 - $5,000 D =$5.001 - $1S.OO0( s e e C o l u m n s B I a n d D 4 ) F = $ 50.001 - $ 100,000 G =$ 100,O 01 - $1,000.000 H I =$ 1.0 00 ,0 01 - $ 5. 00 0.0 00 H 2 =M o re th an $ 5.0 00 .0 00

2. V a lu e C o d e s J = $ 15.000 o r le s s K =$15,001 - $50.000 L =$50,0~1 - $100,000 M =$100.001 - $250.000( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000 O =$50~.001 - $1,000,000 PI =$1.0~0,001 - $5.000.000 P2 =$5,000.0OI - $25.00~.000

P3 =$25,000.001 - $50.000,000 P4 = M o r e th an $ 5 0 , 0 00 .0 0 03. V a l u e Me t h o d C o d e s Q = A p p r a i sa l R :C o s l (R e a l E s l a l c O n l y) S = A s s c s s mc n l T : C a s h M a r k e t

t S e e C o l u m n C 2 ) U = Bo o k V a l u e V Other W = E s t i ma t e d

E =$15,001 -$50,000


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N a m e o f P e r s o n R e p o r t in gH U F F , M A R I L Y N L .

D a t e o f R e p o r t05/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fi ling instructions.)D N O N E income, a ssets, or transactions.)N o reportable

A. B. C.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(0 (2) O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V alue V alueexempt from pr ior d i sclosure C o d e 1 d i v . , r e n t , C o d e 2 M e th o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q - W )

52 . V a n g u a r d L r g C a p E F T A D i v i d e n d K T53 . DF A U.S . M icro C a p A D i v i d e n d L T54 . D F A I n t . L g . C a p . V a l . A D i v i d e n d K T

55 . DF A I n t . Lg . C a p . B D i v i d e n d L T

56 . D F A L g . C a p . V a l . A D i v i d e n d L T57 . D F A I n t . S m . C a p . V a l . A D i v i d e n d K T58 . V a n g u a r d W r l d I n t . G r o w t h A D i v i d e n d K T59 . V a n g u a r d G r o w t h I n d e x A D i v i d e n d L T60 . S c h w a b M o n e y M a r k e t - H A Inte rest J T61. H o m e De p o t A D i v i d e n d K T62 . L o n g l e a f S m a l l C a p . A D i v i d e n d K T63 . V a n g u a r d S h o r t T e r m B d S i g B Inte rest K T64 . V a n g u a r d G N M A A Inte rest K T65 . V a n g u a r d H I - Y I d C o r p . A D i v i d e n d66 . V a n g u a r d H I - Y I d C o r p . A D i v i d e n d

67 . V a n g u a r d E x . M k t . S i g A D i v i d e n d K T68 . D F A 6 - 1 0 U S S m . C a p . V a l u e A D i v i d e n d K T

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(I ) ( 2 ) ( 3 )

Type (e .g . , D a t e V a l u ebuy , s e l l , m m /dd /y y C od e 2

r ed empt i on) ( J - P )

Bu y 07/08/10 J

Bu y 08/12/10 J

Bu y 02/01/10 J

S o l d 02/01/10 KS o l d 02/03/10 J

( 4 ) ( 5 )Gain Identi ty of

C o d e I buyer / se l l e r( A -H ) ( i f p r iva te

t ransac t ion)

A

1. In c o me G a i n C o d e s : A = $ 1 , 0 0 0 o r l e s s B =$1.001 - $2,500 C =$2,501 - $5.000 D =$5.001 - $15,00~( S e e C o l u m n s B I a n d D 4 ) F =$50,001 - $100.000 G $100.001 - $1.000.000 H I =$ 1.0 00 .0 01 - $5 .0 ~0 .0 00 H 2 =M o re th an $ 5.0 00 .0 00

2 . V a l u e C o d e s J =$15.000 or less K $ 15. 091-$ 50 ,000 L =$50,0~1 - $10~.000 Nt =$100,0~1 - $250, 0 ~ 0( S e e C o l u m n s C I a n d D 3 ) N =$250.001 - $500.000 O = $5 00 .0 01 - $ 1.0 00 .0 00 P I $ 1.0 00 .0 01 - $ 5.0 00 .0 ~O P2 =$5.000.001 o $25.000.000

P3 =$25.0~0.001 - $50.000.000 P4 -g tore Ihan 550.000.0003. V a l u e Me t h o d C o d e s Q ~ A p p r a i s a l R = C o s l (R e a l E s l a l c O n l y) S A s : , c s ~, mc n t T = C a s h M a r k e t( S e e C o l u m n C 2 ) U ~ Bo o k V a l u e V = O t h e r \V =E~limalcd

E =$15,001 - $50,0~O


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N a m e o f P e r s o n R e p o r t in gHUFF, MARILYN L.

D a t e o f R e p o r t05/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - incom e, value, t ransact ion s (Includes those of spouse and dependen t chi ldren; see pp. 34-60 of f i l ing instruct ions.)N O N E (No reportable income, assets, or transactions.)

D e s c r ip t io n o f A s s e t s In c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e d o d0) (2)

V a l u e V a l u eC o d e 2 M e t h o d

(J-P) C o d e 3

(J )Type (e,g,,

buy, sel l ,r e d e m p t i o n )


(2) (3) (4)D a te V a lu e G a i n

m m/dd!yy C o d e 2 C o d e I( J - P ) ( A - H )

(5 )I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e

t r a n s a c t i o n )

69 . D FA U S La r ge Ca p . B Dividend

70. DFA 6-10 US Smal l Cap . Port A DividendM T

71 . D F A 5 Y r . G l o b a l A I n t e r e s t K T72 . Vanguard STInve s t Gr .

73 . Pim c o Lo w Du ra ti on

B

B

I n t e r e s t K TI n t e r e s t L T

7 4. D FA En er g C or e Eq

75 . END OF ASSETS IN IRA-MLH

Dividend J T B u y 01/29/10 J

76 . Schwab Cal Muni Mut Fund A I n t e r e s t L T77 . G C W & F P a r t n e r s I None J T78. G C W F P a r t n e r s I I None J T7 9. G C W F (A -E ) I nv e s t. Pa r t ne r s I

80 . GCW F (F-N)Inve s t Par tne r s l l

8 1. D LA P ip e r Ve n tu r e 2 00 6

82. On co Fl u o r , Inc . (Fl u r o Pro b e )

83 . B o ni ta Vi ew Of fi ce

B D i s t r i b u t i o n J TB D i s t r i b u t i o n L TA D i s t r i b u t i o n K T

None K WA I n t e r e s t L T

84 . Bel la Ma r RV Park LLC None L85. Altria A Dividend J T

I. In c o me G a i n C o d e s :( S e e C o l u m n s B I a n d I ) 4 )

2.V a l u e C o d e s( S e e C o l u m n s C I a n d D 3 )

3.V a l u e Me t h o d C o d e ~( S e e C o l u m n C 2 )

A = $ 1 , 000 o r l e s sF ~$50.001 - $10~.0~J = $ 15. 000 o r l e s sN =$250.0OI - $500.00{)P3 $25,0~0.(~)1 - $50.000.00{)Q = A p p r a i ~lU = Bo o k V a l u e

B =$1,001 - $2,500G =$100.0~1 - $1,0~0.000K =$15,001 - $50.000O =$500.001 - $1.000.0~0R C o s t (R e a l E s t a t e O n l y lV = O t h e r

C = $ 2 , 501 - $ 5 , 090H I = $ 1,000,001 - $ 5.000,000L -$50,0OI - $100,1~30PI =$1,000.001 - $5,0~0.00~P4 = Mo re t h a n $ 50 , 0~ ) .000S = A s s e s s m e n tW = E s t i ma l e d

D =$5.001 - $15.000H 2 = M o re t h a n $ 5 . 000. 000M -$ 100.001 - $250,000P2 =$5,0{)0,001 - $25,000,000T - C a s h M a r k e t

E = $ 15. 001- $ 50 , 000


9/14

FINANCIAL DISCLOSURE REPORTPa g e 9 o f 1 4

N a m e o f P e r so n R e p o r t i n gH U F F , M A R I L Y N L .

Date of Report05/06/2011

V I I . I N V E S T M E N T S a nd T R U S T S - i n c o , , , . , .a l , , . t r a n s a c t i o n s a n c l ~ d e s t h o s , o y s p o ~ s e a n d dependent children; s e e p p . 3 4 - 6 0 of f i l ing instructions.)D NONE income, assets, or transactions.)N o reportableD e s c r i p t io n o f A s s e t s Inc ome d u r i ng( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)P l a c e " ( X ) " a f t e r e ~ c h a s s e t A m o u n t T y p e ( e . g .,exempt from pr ior d i sclosure C o d e I div., renl,( A - H ) or int.)

86. Kraft A D i v i d e n d87 . E x t r e m e N e t w o r ks N o n e88 . II- IV , In c . N o n e89 . D i a m o n d T r u s t S e r i es S P D R D o w J o n e s A D i v i d e n d90 . D i a m o n d T r u s t S e r i e s / S P D R D o w J o n e s A D i v i d e n d91 . S P D R D o w J o n e s A D i v i d e n d92 . S P D R D o w J o n e s e A D i v i d e n d93 . S P D R D o w J o n e s A D i v i d e n d94 . Q u a l c o m m A D i v i d e n d95 . Q u a l c o m m A D i v i d e n d96 . Q u a l c o m m A D i v i d e n d97 . C i s c o S y s te m s N o n e98 . Q u a l i ty S y s te ms , I nc . A D i v i d e n d99 . G e n z y m e C o r p . N o n e100. O c c i d e n t a l P e t . A D i v i d e n d

101. Q L T N o n e1 0 2 . C a r d i u m T h e r a p e u t i c s N o n e

G r o s s v a l u e at e n do f r e p o r t i n g p e r i o d(I) (2)V a lue V alue

C o d e 2 M e t h o d( J - P ) C o d e 3( Q - W )

J TJ T

J TK TK TK TK TK TK TK TK TJ TK TJ TL T

J TJ T

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o dO) (2) (3)T y p e ( e . g ., D a ~ e Valueb u y , s e l l, m m ~ d d / y y C o d e 2r e d e m p t i o n ) ( J - P )

Bu y 01/15/10 J03/31/10 J

Bu y 05103/10 JBu y 05/07/I 0 JBu y 05/12/10 JBu y 02/04/10 JBu y 04/2 8/10 JBu y 06/2 1/10 J

( 4 ) (5 )G ai n Identi ty of

C o d e I buyer / se l l e r( A -H ) ( i f p r iva te

t ransac t ion)

N a m e C h a n g e

1. In c o me G a i n C o d e s : A = $ 1,0~0 o r le s s B = $ 1,091 - $ 2 ,500 C = $ 2 ,501 - $ 5 ,000 D = $5,001 - $15,090t s e e C o l u m n s B I a n d D 4 ) F = $ 50 , 001 - $ 1 0 0 . 0 0 0 G =$100,001 - $1.000,000 H 1 =$1.000.001 - $5,000,000 H 2 = M o re t h a n $ 5 , 0~ 0, 0002 . V a l u e C o d e s J =$15.000 or l e s s K =$15,001 - $50,000 L =$50.1)01 - $ 100,000 M =$100,001 - $250,000( S e e C o l u m n s C I a n d D 3 ) N =$250.001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $ 5,000,0~O F2 =$5,000,001 - $25,000.000

P3 =$25.000,001 - $50,000.000 P 4 = Mo re t h a n3 . V a l u e Me l h o d C o d e s Q = A p p r a i sa l R : C o s t ( R e a l E s t a l e O n l y ) S = A s s e s s m e n t T = C a s h Ma rk e tI S e C o l u m n C2) U = Bo o k V a l u e V - O ~ h e r W = E s l i ma l e d

E =$15,001 - $50,000


10/14


N a m e o f P e r s o n R e p o r t i n gHUFF, MARILYN L.

D a t e o f R e p o r t05/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(0 (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e d o d(i) (2)

V a lu e V a lu eC o d e 2 M e th o d(J-P) C o d e 3( Q - W )

0)Type (e.g.,

b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g pedod

(2) (3) (4)D a te V a l u e G a i n

m m / d d / y y C o d e 2 C o d e I( J - P ) ( A - H )

( 5 )Idemity of



103. Care Fusion104. Care Fusion

None

None

J

J

TT

Bu y

Buy

05/10/10 J05112110 J

105. Property, San Diego Co., CA-Appra isa lDate 8/I 8/03 (T)

106. ISH Ind ex SP 500

F Rent P I

A Dividend JQ

107. ISH Ind ex FD TR Mscl A Dividend J108 . ISH S&P Mid Cap 400109. ISH S&P Sm Ca p 600

110. Allianz Div. Fund

A Dividend

A Dividend

A Dividend

J

J

J

T

T

T

I 1 1. Temp l e t on W or l d112. RSB IRA SMITH BARNEY (ASSETSBELOW)113. Med . Gro wth ( IRA)(TA) ( IDEX)

114. G row th Port . ( IRA) (TA) ( IDEX)

115 . Smith Barn ey MM116. Ivy Asse t Fu nd

1 1 7 . Har t f o r d Cap . App .

I 18. Power Shar es High YId. Eq .1 1 9 . Ca l amo s G row th F d .

A Dividend

B Dividend

A DividendA I n t e r e s tA Dividend

A Dividend

A DividendNone

L

J

J

J

J

JK

TTTT

T

TT

1. In co m e G a in C o de s : A = $ 1,000 o r le ss B = $ 1,001 - $ 2 ,500 C = $ 2 ,501 - $ 5,000~ S c e C o l u m n s B I and IM) F = $ 5 0 , 0 0 1 - $ 1 0 0 . ~ G =$10~.001 - $1.0~.0~0 H 1 = $1.000.001 - $5.0~0.!~0

2 . V a l u e C o d e s J - $1 5 , 0 ~0 o r l e s s K = $ 15.001 - $ 50,000 L = $ 50,001 - $ 100.000( S e e C o l u m n s C I and D3) N =$250.001 - $500,009 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000

P3 =$25.000.001 - $50.000.000 P 4 = Mo re t h a n $ 50 , 000 , 0003. V a l u e Me t h o d C o d e s Q = A p p r a i sa l R -C o sl (R ea l Es ta te On ly) S =A s s e s s m en t

LS ce Co lum n C2 ) U = Bo o k V a l u e V = O l h e r W = E s t i ma t e d

D =$5,001 - $15,000H 2 = Mo re t h a n $ 5 , 000 , 000M =$100,001 - $250.000P2 =$5,000,001 - $25,000.000T = C a s h Ma rk c t

E =$15,001 - $50.000


11/14

FINANCIAL DISCLOSURE REPORTP a g e 1 1 o f 1 4

N a m e o f P e r s o n R e p o r t i n gHUFF, MARILYN L.

D a t e o f R e p o r t05/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o . . o , , , o l. e , t r a n x a c f f o n s (Includes thoxe of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r ip t io n o f A s s e t s In c o m e d u r i n g( i n c lu d in g t r u s t a s s e t s ) r e p o r l i n g p e r io d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt fromprior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(0 (2)

V a lu e V a l u eC o d e 2 M e t h o d

( J - p ) C o d e 3( Q - W )

Type (e.g.,b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e V a l u e G a i nm m /dd/yy C o d e 2 Cod e I

(J-P) ( A -H )

(5 )I d e n t i t y o f



120. SDPR Trus t Unit SRI A Dividend S o l d 02/01/10 J B1 2 1 . V a n g u a r d W i n d s o r II A D i v i d e n d J

122. USE Cred it Union SDCA Accts A I n t e r e s t K1 2 3. V a n g u a r d C A M M ( T ) A I n t e re s t O124 . SD Ban k A I n t e r e s t M

TT

125 . Vangua rd Li fe S tra tegy A Dividend1 2 6. G o o g l e None127 . l llum ina None

KL

K

T

T

T

Bu y 03125/10( a d d l )S o l d 02/04/I 0

J

L128. Il lumina None K129. l l lumina None K1 3 0 . V M W a r e None J

T

T

T

Bu y 05/10/10( a d d l )Bu y 05/2 6/10( a d d l )

J

J

131 . Phi l ip Mo rr i s A Dividend1 32 . Ray th e on A Dividend133 . Ch as e Acc t s . /Wa Mu A I n t e r e s t

J

JK

TTT

Bu y : 01/14/10

1 3 4 . C i t i B a n k A c c t s C I n t e r e s t N

1 3 5 . B o f A A c c t s A I n t e r e s t M136. US Ban k (T) (SD Nat l Ba nk ) C I n t e r e s t N

1. In co m e G a in C o de s : A = $ 1,000 o r le ss B = $ 1 ,001 - $ 2,500 C = $ 2 ,501 - $ 5 ,000 D = $ 5.~01 - $ 15,0~0( S e e C o l u m n s B I a n d D 4 ) F =$ 50.001 - $ 100 ,000 G =$ 100,001 - $ 1,000,000 H 1 =$1,000,001 - $5.000,000 H 2 = M o re t h a n $ 5 , 000. 000

2 . V a l u e C o d e s J =$15,000 or less K - $ 15 , 001 - $ 50. 000 L -$50.001 - $100,000 M =$100,001 - $250.000(See C o l u mn s C I a n d D 3) N =$250.001 - $500,000 O = $5 00,0 01 - $1,0 00,0 00 P I = $1 ,000,001 - $5 ,090,000 P2 =$5.000.001 - $25,000.000

P3 =$25,000,001 - $50,000.000 P4 = M o r e th an $ 5 0 , 0 00 , 0 0 03. V a l u e Me t h o d C o d e s Q = A p p r a i sa l R ~ C o s t (R e a l E s t a l e O n l y) S = A s s e s s m e n t T = C a s h M a r k e t( S e c C o l u m n C 2 ) U = Bo o k V a l u e V = O t h e r W = E s t i ma t e d

E =$15.001- $50.0~0


12/14


N a m e o f P e r ,s o n R e p o r l i n gHUFF, MARILYN L.

D a t e o f R e p o r t05/06/201 I

V I I. IN V E S T M E N T S an d T R U S T S - i n c ~ m e ~ v a ~ u e ~ t r a n s a c t i ~ n s ( ~ n c ~ u d e s t h ~ s ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ~ s e e p p . 3 4 ~ 6 ~ f ~ l i n g i n s t r u c t i ~ n s ~N O N E ( N o reportable income, assets, or transactions.)

Des cr i p t i on o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

(I) (2)P la c e " C A )" a f t e r e a c h a s s e t A m o u n t Type (e.g.,

exempt fromprior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V a l u e V a l u e Code 2 M e t h o d

(J-P) C o d e 3( Q - W )

( i)Type (e.g.,b u y , s e l l ,

r e d e m p t i o n )


(2) (3) (4)D a t e V a lu e G a in

m m /dd /yy C ode 2 C o d e( J - P ) (A-H)

( 5 )I d e n t i t y o f



137 . Union Bank Acc t (T) None138 . SPDR Go ld None

139 . In t e l A Dividend140 . Inte l A Dividend

L TB u y

B u y

S o l d

0 2/0 9 /1 0

01/20/100 2/25 /1 0

J

J

I. In co m e G a in C o d e s : A = $ 1,000 o r le ss B = $ 1,001 - $ 2 ,500 C = $ 2,501 - $ 5,000 D =$5.001 - $15.000(Se e C o lurm as B I a n d D 4) F = $ 50,001 - $ 100.000 G = $ 100,001 - $ 1,000.000 H I = $ 1.0 00 ,0 01 - $ 5.0 00 .0 00 H 2 =M o re th an S 5, 00 0, 00 0

2 . V a l u e C o d e s J = $ 15 , 000 o r l e s s K =$ I 5,001 - $50.000 L =$50.001 - $ 100.000 M =$ 100,001 - $250.000( S e e C o l u r r m s C I a n d D 3 ) N =$ 250,001 -$ 500,00!) O = $ 500.001 - $ 1.090,000 P I = $ 1 ,000 ,001 -$ 5 .000,000 P 2 $ 5 , 090. 001 - $ 2 5. 000 , 000

P3 =$25.000,001 - $50,000,000 P4 =More Ihan $50,000.0003. V a l u e Me t h o d C o d e s Q = A p p r a i sa l R =C o s t (R ea l E s ta te On ly) S =A s s e s s m en t T = C a s h M a r k e t

[ S e e C o l u m n C 2 ) U = Bo o k V a l u e V = O the r W = E s tim a te d

E =$15.001 - $50,000


13/14


|N a m e o f P e r so n R e p o r t i n g [ D al e o f R epor tH U F F , M A R I L Y N L .

[05/06/201 I

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . ~l.,ticate part o[ report.)L i n e 7 . T h i s i s a R e a l E s t a t e T r u s t D e e d F u n d i n a 4 0 1 ( k ) s a v in g s p l a n . P a r t i c i p a n t s d o n o t h a v e i n v e s t m e n t c o n t r o l , n o r d o t h e y o w n t h e u n d e r l y i n g a s s e t s i n t h ef un d.


14/14

FINANCIAL DISCLOSURE REPORTPage 14 of 14

N a m e o f P e r s o n R e p o r t i n gH U F F , M A R I L Y N L .

D at e o f R epor t05/06/2011

IX. CERTIFICATION.1 c e r t i fy t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) is

a c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o ~ v l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ i th h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s io n s p e r m i t t in g n o n - d i s c lo s u r e .! f u r t he r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ) a n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h th e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/MARILYN L. HUFF

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 04 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Marilyn L Huff Financial Disclosure Report for 2010

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Transcript of Marilyn L Huff Financial Disclosure Report for 2010