LSEG Greater China Forum15th June 2015The Four Seasons Hong Kong

In Association with:Lead Sponsor: Co-sponsors: Organisers:

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London Stock Exchange Group is a diversified international market infrastructure and capital markets business sitting at the heart of the world’s financial community.

This second year of the Forum brings together Asia’s buy-side, sell-side and corporates to look at access routes to London and Europe’s wider capital markets. It also explores various ways to access China through FTSE Russell’s global index expertise and products.

• 225 Asian equity issuers listed on London Stock Exchange markets

• Since 2005 growing companies from China have raised over £2.6 billion on our markets

• Over 1/3 of the 204 securities on the IOB DR markets are from Asia

• £5.3bn daily turnover on London Stock Exchange’s cash equities

• FTSE was the first index provider to create a comprehensive range of China indices covering the full spectrum of Chinese share-types and asset classes

• ETFs and funds tracking the FTSE China A50 Index and FTSE China 50 Index have respectively $12.6 billion and $9.6 billion of Assets Under Management (as of 30 April 2015)

• 31 dim Sum bonds and 6 RQFII ETFs on London Stock Exchange markets

• RMB and HKD trading currency lines offered for ETFs trading service

For more information, please contact London Stock Exchange Team Email address: ibd@lseg.comWebsite: www.lseg.com/china

Welcome

LSEG Greater China Forum15th June 2015The Four Seasons Hong Kong

In Association with:Lead Sponsor: Co-sponsors: Organisers:

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Agenda

08:00 – 09:00 Conference Registration & Refreshments

09:00 - 09:10 Welcome speech by Alexander Justham, CEO of London Stock Exchange plc

09:10 - 09:25 Keynote speech by Professor K C Chan, Secretary, Financial Services and the Treasury

09:25 - 09:40 Address: Capturing opportunities between the East and the WestTong Li, Chief Executive Officer, Bank of China International

09:40 - 10:25 Panel I: London’s Primary Markets offering to Greater China Corporates• DemandforAsianequityinLondon&InvestorPerception• CurrentwaystoaccessAsiaonLondonStockExchange:AIM,MainMarket(GDR,Standard&

Premium)• Corporategovernance&regulatoryenvironment• ExperienceofmovingfromAIMtoMainMarket• PEexitsinLondonModerator: Jon Edwards, Deputy Head of Primary Markets – Emerging Markets, London Stock Exchange GroupPanellists: John Chessher, CEO, Cenkos Securities AsiaRichard Gray, Vice Chairman, Panmure Gordon & CoChristian Hogg, Executive Director & CEO, Hutchison China MediTech LtdAndrew Weir, Senior Partner, KPMG

10:25 - 10:45 Networking Coffee Break

10:45 - 11:05 Presentation: Outlook of the UK and European EconomyWenlang Zhang, Chief Analyst, International Macro Team, CITIC Securities

11:05 - 11:50 Panel II: Investing and Trading UK and European Equities• KeymacrothemesforEuropeandequitymarketperformance• Asianinvestors–whatistheviewandapproachtoinvestinginEurope?• Howtoaccessthemarkets• DerivativesinnovationModerator: Nicolas Bertrand, Head of Equities and Derivatives Markets, London Stock Exchange GroupPanellists:Stephen Baron, Deputy Director, Strategic Solutions, Z-Ben AdvisorsHani Shalabi, Head of Electronic Trading, Asia Pacific, Credit SuisseJames Zhang, Head of Equity Trading, Greater China, State Street

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11:50 - 12:40 Panel III: ETFs becoming too big to ignore • AnoverviewoftheETFlandscape• LatestproductinnovationsandflowtrendsintheETFspace• Accessforinvestors-HowareETFsbeingusedandbywho?• WhyisnowtherighttimetoenterEurope?• Liquidityandtrading:aviewfromtheexperts• WhatarethekeythemesforthefutureofETFs?Moderator: Lida Eslami, Manager, Listed Products, London Stock Exchange GroupPanellists:Sean Cunningham, Head of iShares Capital Markets, APAC, BlackRockTony Hung, Executive Director, Portfolio Management, CCBIShan Lan, Head of Global Equity Index and ETF Research, Deutsche BankTeddy Wieser, Head of Business Development, APAC, Jane Street

12:40 - 14:00 Networking Lunch

14:00 - 14:30 Address: The Case for closer ties between UK and Chinese capital marketsCaroline Wilson, British Consul General, Hong Kong & Macao

14:30 - 15:20 Panel IV: London’s role in providing access to China• DevelopmentofChina’sequityandbondmarkets• Accessmechanisms• London’sroleinprovidingaccesstoChina• RMBoutlookModerator: Alexander Justham, CEO of London Stock Exchange plcPanellists:Stewart Aldcroft, CEO, CitiTrust Limited, Hong Kong, Senior Advisor, Investor Services, Asia Pacific, Citi Markets & Securities ServicesManjiang Cheng, Chief Economist & Global Head of Research Dept., Bank of China InternationalIan Cohen, Managing Director, COO Equities Asia & Chief Strategy Officer, HSBCJeff Lim, Chief Exective Officer, Harvest Global Investments (UK) Limited

15:20 - 16:00 Panel V : Capitalising opportunities in China• AccessingopportunitiesinChinathroughdifferentinvestmentvehicles• Thecatalyticeffectsofthe“connectschemes”• Whereweareat–practitioners’view• Onyourmark,getset,goModerator: Jessie Pak, Managing Director, Asia, FTSE Russell Panellists: Chen Ding, Chief Executive Officer, CSOP Asset Management Henry Glynn, ETF Capital Markets, Vanguard Investments Hong Kong LtdKenneth Kok, CFA, Executive Director, Equities, Goldman Sachs (Asia) L.L.C.Patrick Wong, Head of China Sales & Business Development, HSBC Securities Services, Global Banking & Markets, HSBC

16:00 - 17:30 Cocktail Reception Sponsored by BOCI

Agenda

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Speakers

Alexander JusthamCEO, London Stock Exchange Plc

Alexander Justham (“JJ”) has been CEO of the London Stock Exchange plc since June 2012.

In this role, JJ oversees information services and capital markets products within LSE plc, including the UK primary markets business. He is also responsible for regulatory strategy, government and public affairs, and UK

regulation across the entire London Stock Exchange Group.

Before joining the London Stock Exchange Group, JJ served as Director of Markets at the Financial Services Authority (FSA) between 2008 and 2011.

During his time at the FSA, he represented the UK on the Board of the European Securities and Markets Authority (ESMA), and its predecessor organisation CESR. He co-chaired the G20 IOSCO task force on commodities, and also chaired the OTC Derivatives Regulators’ Forum. He received an award for Best Personal Contribution at the 2011 Financial News awards.

Prior to joining the FSA, JJ was a Managing Director at JPMorgan. He had worked for JP Morgan since 1989, holding a variety of roles including Co-Head of the Financial Institutions Group at JP Morgan Cazenove and Co-Head of Structured Finance, and Head of Securitisation at JP Morgan.

JJ holds an MA in Mathematics from Magdalene College, Cambridge.

Professor K C ChanSecretary, Financial Services and the Treasury

Professor Chan was Dean of Business and Management in the Hong Kong University of Science and Technology (HKUST) before he was appointed Secretary for Financial Services and the Treasury in July 2007. Prior to joining the HKUST Business School in 1993, Professor Chan had spent nine years teaching at Ohio State University in the United States.

Professor Chan received his bachelor’s degree in economics from Wesleyan University and his M.B.A. and Ph.D. in finance from the University of Chicago. He specialised in assets pricing, evaluation of trading strategies and market efficiency and has published numerous articles on these topics.

Before joining the Government, Professor Chan held a number of public service positions including Chairman of the Consumer Council, Director of the Hong Kong Futures Exchange, and Member of the Commission on Strategic Development, Commission on Poverty, the Exchange Fund Advisory Committee, the Hang Seng Index Advisory Committee, and the Hong Kong Council for Academic Accreditation. He was former President of the Asian Finance Association and President of Association of Asia Pacific Business Schools.

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Speakers

Tong LiChief Executive Officer, Bank of China International

Ms Tong Li, holding a Master degree in Economics, has worked at BOC Group for over twenty years. Currently, she is the Chief Executive Officer and Executive President of BOC International Holdings Limited. Ms Li is also an Independent Director of Sun Life Everbright Asset Management Co., Ltd, the Vice President of the Chinese Securities Association of Hong Kong

and a member of the 11th Guangdong Provincial Committee of the Chinese People’s Political Consultative Conference.

Prior to her current position, Ms Li took up various positions including the Director of Credit Committee of the Association of Shenzhen Domestic Banks, the Deputy Chief Executive Officer and the Executive President of BOC International Holdings Ltd.

Caroline WilsonBritish Consul General, Hong Kong & Macao

Caroline took up her appointment as British Consul General to Hong Kong and Macao in October 2012.

She qualified as a Barrister before joining the Foreign & Commonwealth Office in 1995. A speaker of Russian, as well as Chinese, she worked on Armenia, Azerbaijan and Georgia before full time Mandarin study and

her first posting to Beijing in 1997.

Her portfolio included the Hong Kong post-1997 handover, and human rights. In 2001 Caroline served as First Secretary in the UK’s Permanent Representation to the European Union, drawing on her Master’s degree in European Community law to advise on UK negotiating tactics in European summits. From 2004-2006 Caroline was Private Secretary to the Foreign Secretary, where she worked on a wide range of foreign policy issues. She then moved on secondment to the Cabinet Office where as a Deputy Director she coordinated Whitehall policy on EU issues.

Caroline’s most recent job prior to Hong Kong was Moscow, where as Minister Counsellor and Director of UK Trade and Investment Russia she led on commercial, economic, energy, science and climate issues.

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Speakers

Stewart AldcroftChief Executive Officer, CitiTrust Limited, Hong Kong, Senior Advisor, Investor Services, Asia Pacific, Citi Markets & Securities Services

Stewart Aldcroft is Chief Executive Officer of CitiTrust Limited (CitiTrust) in Hong Kong. He is also Managing Director and Asia Pacific Senior Advisor for Citi’s Investor Services business within Citi’s Markets & Securities Services, a business unit of Citi’s Institutional Clients Group.

CitiTrust is the provider of trustee services to a number of Mandatory Provident Fund constituent funds, Approved Pooled Investment Funds and SFC-authorised unit trusts in Hong Kong.

As Senior Advisor for Citi Investor Services, he assists the business to develop new initiatives and grow its client-base and reach across Asia Pacific, advising clients outside Asia on accessing the region. He also leads the production of “thought leadership” pieces relevant to the fund management industry.

Stewart joined Citi in August 2011 and brings with him a wealth of experience from previous senior business development and leadership roles in managing traditional mutual funds, hedge and alternative investment funds, structured products and Exchange Traded Funds.

A veteran with deep knowledge of the Asia Pacific funds industry, Stewart has been based in Hong Kong since 1985. He has been a full member of the Hong Kong Securities Institute since 1999 and has been a Type 9 Licensed Representative and Type 4 Responsible Officer under the Hong Kong Securities and Futures Commission. Stewart has over the years held various memberships with the Hong Kong Securities Institute Education and Seminars Committee, AIMA Hong Kong Education Committee and Chapter Executive Committee, as well as the Hong Kong Investment Funds Association Executive Committee.

Stephen BaronDeputy Director, Strategic Solutions, Z-Ben Advisors

Stephen Baron has broad experience working with clients across various sectors in the financial services space. He has worked closely with clients including banks, hedge funds, prime brokers, asset managers, & custodians amongst others.

Mr. Baron came to China in 2009 to undertake his MSc in International

Business at Ningbo, Nottingham University after graduating with a Distinction he moved to Beijing to pursue further studies at Tsinghua University. After completing his studies in the middle of 2011 he then moved to Shanghai to join Z-Ben Advisors, a strategic consulting firm specializing in the Chinese investment management industry. Mr. Baron is now a Senior Account Executive at Z-Ben Advisors,

Z-Ben Advisors’ scope of business, centers on providing financial institutions with critical market intelligence via both timely analytical reports and advisory services. Areas covered by the firm include assistance with market entry and positioning as well as evaluating strategic near term trends and advising financial institutions more effectively penetrate the market for domestic and offshore institutional mandates.

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Speakers

Nicolas BertrandHead of Equities and Derivatives Markets, London Stock Exchange Group

Nicolas Bertrand is Head of Equities and Derivatives for London Stock Exchange Group. Appointed in 2010, Nicolas is responsible for UK and Italian equity markets and the Group’s derivatives markets. Nicolas joined Borsa Italiana in November 1999 and has been responsible for IDEM, the Italian Derivatives Market of Borsa Italiana, since January 2004.

In July 2009, Nicolas was appointed head of the newly created ‘Equity Markets and IDEM’ division within the London Stock Exchange Group, which combined the equity cash and derivatives markets for Italy and the UK. He is also a board member of FTSE and Turquoise.

Prior to joining the Exchange, Nicolas worked for Citibank and developed his expertise trading on various markets and asset classes. Nicolas graduated in econometrics and holds a postgraduate degree in finance (DESS 203) from Universite Paris IX-Dauphine in Paris.

John ChessherChief Executive Officer, Cenkos Securities Asia

John is responsible for building Cenkos’ business in Asia. He has spent more than twenty years in the investment management and investment banking industries, based in Europe and Asia. He has extensive experience in capital raisings globally, across a range of sectors and countries. John previously held positions as Head of Research and co-Head of Asia ex-Japan for Schroder

Securities and was later Head of Asia Pacific Equity Research for Schroder Investment Management.

John graduated from Oxford University with a degree in Engineering Science. He is a Chartered Financial Analyst and holds an MBA and an MSc from Henley Business School. John has an ongoing interest in how markets operate and has lectured in finance at business schools in the UK and Asia.

Sean CunninghamHead of iShares Capital Markets, APAC, BlackRock

Mr. Cunningham is responsible for the iShares Capital Markets team across Asia Pacific, a specialist group dedicated to supporting clients with trade execution strategy, managing broker-dealer relationships to facilitate fluid primary and secondary market trading, providing relevant market perspective and helping to

influence an overall healthy ETF ecosystem.

With an international career spanning 13 years, Mr. Cunningham has worked at various asset management companies in South Africa and in the United Kingdom. Most recently, he was responsible for the broker dealer execution team in the iShares London offices. Prior to joining BlackRock, he was a member of the Emerging Markets Desk at Schroders Investment Management in London for more than 4 years.

Mr. Cunningham earned a Bachelor of Social Sciences majoring in Economics at the University of Natal in South Africa.

Manjiang ChengChief Economist & Global Head of Research Dept, Bank of China International

International Holdings Limited. China Finance 40 Forum’s Invited Expert. She is one of the leading China Economists in the Capital Market. Ms Cheng joined BOCI in 2002. She has over 17 years’ economy and finance research experience. Previously, she was Senior Economist with BNP Peregrine and Associated Professor in the Chinese Academy of Social Sciences. Ms

Cheng obtained her B.A and M.Econ from Renmin University of China and an MBA from University of Nottingham. She has rich experience in equity and economy research, and has earned a high reputation among domestic and foreign investors. Ms Cheng has won various awards in different activities. She has ranked Top 1 in the 13th “Vision Cup” Global Macroeconomic Forecast for the year of 2014.

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Speakers

Ian CohenManaging Director, COO Equities Asia & Chief Strategy Officer, HSBC

Ian is Chief Operating Officer for Equities Asia, the institutional sales and trading division of HSBC, and Chief Strategy Officer for HSBC’s Equities division globally. Ian is based in Hong Kong.

Ian is also the Chairman of the Equities Committee of ASIFMA, the Asia Securities Industry & Financial

Markets Association, and additionally Chairman of HSBC Securities (Taiwan), Chairman of HSBC Securities (Singapore), board member of HSBC Securities (India) and an advisory Board member of Quorum 15 Asia

Previously Ian held the role of Chairman of the AFME (Association for Financial Markets in Europe) Securities Trading Committee, the trade association that represents the broker/dealer community in Europe.

Ian joined HSBC from BCS Group Plc, a financial services consultancy and software company where he was a founding member and CEO. Prior to this Ian was CEO of Jiway Broker Services, the integrated Stock Exchange and CCP created by Morgan Stanley and OM Group.

Ian formerly held positions as European head of external Risk with Morgan Stanley, COO for IT for Barclays Capital and Director for Clearstream.

Prior to entering financial services Ian developed advanced software and algorithmic solutions for the Insurance, Petro-Chemical, Aviation and Defence industries across Europe.

Chen DingChief Executive Officer, CSOP Asset Management

Ms. Ding is currently Chief Executive Officer of CSOP Asset Management Limited. She joined the Company in June 2010 as the Chief Executive Officer overseeing its overall business. She led the Company to achieve great results including being the biggest RQFII manager in Hong Kong. Ms. Ding was also Assistant Chief Executive Officer & Managing Director of China

Southern Asset Management Co. Ltd. (“CSAM”) from 2003 to July 2013 where she established and managed the whole QDII business for the CSAM since July 2003. She was accountable for international strategic planning, fund product development and relationship management with various distribution channels and industry regulators of China Southern Asset Management Co. Ltd. The first QDII public fund in China was issued under her leadership at that time. Ms. Ding is awarded as the CEO of 2013 in Asia in Best of Best Award held by Asia Asset Management.

She also bears the titles of:-• Chairperson of Chinese Asset Management Association of

Hong Kong• Deputy Chairperson of Chinese Securities Association of

Hong Kong• Member to the Securities and Futures Appeals Tribunal,

Government of the Hong Kong Special Administrative Region• Member of the Financial Reporting Review Panel of the

Financial Reporting Council, Government of the Hong Kong Special Administrative Region

• Member of the Products Advisory Committee of the Securities and Futures Commission

• Member of the Treasury Markets Association Executive Board• Executive Committee Member of the Hong Kong Investment

Funds Association• Member of the Financial Infrastructure Sub-Committee of the

Exchange Fund Advisory Committee, Hong Kong Monetary Authority

• Member to the Process Review Panel for the Securities and Futures Commission, Government of the Hong Kong Special Administrative Region

• Member of the International Business Committee of the Asset Management Association of China

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Speakers

Jon EdwardsDeputy Head of Primary Markets – Emerging Markets, London Stock Exchange Group

As deputy head of primary markets Jon Edwards helps to oversee the work of London Stock Exchange’s Primary Markets team in the CIS and Asia Pacific regions. Jon is personally responsible for developing the London Stock Exchange’s business in Asia Pacific, the CIS regions and Mongolia, spending a majority of his time working with companies, advisors and

regulators in the region interested in London Stock Exchange markets. Jon and his teams in London, Hong Kong and Beijing work to promote both Main Market and AIM listings and work with companies to increase their profile among London’s investment community.

Mr Edwards studied at Columbia University where he received his BA degree in Russian studies and joint JD/MBA degree in business and law. He joined the London Stock Exchange in August 2003, before which he worked on private equity transactions for Incepta Ventures UK Limited, Delta Capital and BNP-Invest. Mr Edwards has fifteen years of experience working with international companies in the natural resources, consumer products, real estate and TMT sectors.

Lida EslamiManager, Listed Products, London Stock Exchange Group

Lida Eslami is responsible for sales, business development and relationship management for ETFs, ETCs and Structured Products within London Stock Exchange’s capital markets, covering both primary and secondary market. Prior to joining the Exchange in 2011, Lida worked at Deutsche Bank’s ETF structuring and sales team and Fixed Income portfolio

management team at Alliance Bernstein. She holds MSc in Finance from London School of Economics & Political Science.

Henry GlynnETF Capital Markets, Vanguard Investments Hong Kong Ltd

Henry Glynn joined Vanguard in 2009 and relocated to Hong Kong in September 2012. Henry supports the trading & execution of Vanguard ETFs. Monitors the ETF spreads and manages relationships in the market-making and exchange community. Ultimately servicing the ETF primary & secondary markets and assists Vanguard’s sales teams throughout the Asia region.

Prior to relocating to Hong Kong, he was responsible for the Corporate Actions and Pricing team within Fund Financial Services in Melbourne Australia. He also performed similar roles at Deutsche Bank & Global Asset Management in Dublin Ireland as well as the Commonwealth Bank in Sydney Australia.

Henry holds a Bachelor of Business Studies Degree from The Institute of Technology Sligo, a Specialist Certificate in Investment Funds from the Irish Institute of Bankers and Paper 1 via the Hong Kong Securities Institute.

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Speakers

Richard GrayVice Chairman, Panmure Gordon & Co

Richard joined Panmure Gordon in 2002. and has also held senior positions at Lazard, Charterhouse and UBS He has worked in London and New York and has broad experience across research, equity sales, equity capital markets, corporate broking and corporate finance. His experience with Chinese companies includes leading the IPO of Hutchison China

MediTech who he currently advises.

Christian HoggExecutive Director and Chief Executive Officer, Huchison China Meditech Ltd

Mr. Hogg, aged 48, has been an Executive Director and Chief Executive Officer since 2006. He is also a member of the Technical Committee of the Company. He joined Hutchison China in 2000 and has since led all aspects of the creation, implementation and management of the Company’s strategy, business and listing. This includes the creation

of the Company’s start-up businesses and the acquisition and operational integration of assets that led to the formation of the Company’s China joint ventures.

Prior to joining Hutchison China, Mr. Hogg spent ten years with P&G starting in the US in Finance and then Brand Management in Laundry and Cleaning Products Division. Mr. Hogg then moved to China to manage P&G detergent business followed by a move to Brussels to run P&G global bleach business. Mr. Hogg received a Bachelor’s degree in Civil Engineering from the University of Edinburgh and an MBA from the University of Tennessee.

Tony HungExecutive Director, Portfolio Management, CCBI

Tony has over 8 years of experience in the fixed income market with both buy and sell side experience; covering Asia, Europe and the Middle East. His career began as a credit flow trader with JP Morgan in London, where he covered European and Middle East corporate bonds. He possesses strong analytical skills in developing trading strategies for the markets he

is involved in. Tony also worked as an investment advisor with BSI-General, serving high net-worth individuals and focusing on Asian credit markets. Tony has core experience in RQFII setups and managing RQFII accounts. Tony holds a Bachelor of Science degree with honors in Economics from the London School of Economics and Political Science

Kenneth KokExecutive Director, Equities, Goldman Sachs (Asia) L.L.C.

Kenneth joined Goldman Sachs in 1999 after graduating from the University of Chicago with a Bachelor of Arts in Economics. He spent 2.5 years in Singapore office, then moved back to native Hong Kong. Before end-February 2010, Kenneth worked in Global Economics, Commodities and Strategy Research, focusing on Pan-Asia portfolio strategy and derivatives

research, with specialty in equity index-related products. Beginning March 2010, Kenneth switched to Securities Division working as Equity One Delta Products Marketer, responsible for equity index-related products such as ETFs, synthetics, program trading. He coordinates the firm’s effort in China (R)QFII client acquisitions, and is part of the steering group on the firm’s China Cross Border-Stock Connect strategies. He is now Head of Equity One Delta Product Marketing. Kenneth has been a Chartered Financial Analyst charterholder since 2002.

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Speakers

Shan LanHead of Global Equity Index and ETF Research, Deutsche Bank

Shan Lan is Head of Global Equity Index and ETF Research at Deutsche Bank, based in Hong Kong. His responsibilities include developing and overseeing research products in these areas. He has built a highly regarded and ranked franchise globally. Shan has extensive experience covering major indices globally including FTSE, MSCI, Hang

Seng, S&P, Russell, etc. He has been frequently consulted by index providers on index-related issues. He is a member of the FTSE Asia-Pac Index Advisory Committee and FTSE ST Index Advisory Committee. His work has been quoted in media outlets such as The Wall Street Journal, Financial Times, CNBC, Barron’s, The Economist, among others. In addition, his team has won several “Best ETF Research” awards from international investor surveys conducted by ETFExpress.com and exchangetradedfunds.com. Shan joined Deutsche Bank (New York) in 2006, and relocated to Hong Kong in 2012. Prior to that, he was a director of credit modeling in another financial

Jeff LimChief Executive Officer, Harvest Global Investments (UK) Ltd

Jeff is the Chief Executive Officer of Harvest Global Investments (UK) Limited and joined Harvest in 2011. He has over 14 years legal and fund management business experience and is responsible for Harvest s expansion into Europe. Prior to his appointment as CEO, Jeff was a senior member of Harvest Global Investments s management team

leading the development and management of the s product infrastructure and client servicing across Asia, Europe and US. Starting his career in the legal profession, he subsequently joined Prudential Corporation Asia and was made a key senior member of the regional product team responsible for all Prudential Corporations offshore fund platforms. During his tenure,

Jeff also oversaw product development and management of both Prudential Corporation s asset management and life companies across Asia.

Jeff holds degrees in law and accounting from the University of New South Wales, Australia and is both a qualified lawyer as well as CFA charter holder.

Jessie PakManaging Director, Asia, FTSE Russell

Jessie Pak is the Managing Director, Asia for FTSE Russell and has a pivotal role in driving the company’s growth in Asia where FTSE Russell has established itself as a leading index provider for asset owners and institutions.

Based in FTSE Russell’s Asia Pacific hub in Hong Kong, she leads the

FTSE Russell Asia offices for the ongoing development and formulating the Asia strategy, including programme of business development and partnership activities to ensure FTSE Russell’s indexing solutions are accessible and consistently meeting investor demands. This extends to cross-functional management with FTSE Russell’s Research, Marketing, Partnerships, Client Services and Custom Solutions teams to deliver optimal service against client needs.

Prior to FTSE Russell, Jessie was most recently the Head of Asia, Executive Vice President of Atos Euronext Market Solutions (AEMS), now known as NYSE Technologies. Prior to that she was Managing Director for ADP Wilco and held various positions for buy side and sell side firms such as Standard Chartered Securities, Credifinance Securities Canada, N.M. Rothschild and Schroders.

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Speakers

Hani ShalabiHead of Electronic Trading, Asia Pacific, Credit Suisse

Hani Shalabi joined Credit Suisse Hong Kong in June 2008. He currently heads the electronic trading team, AES, for Asia Pacific in charge of electronic equities, multi-asset and high frequency trading. Previously, Hani managed the Electronic Trading team for UBS in Hong Kong, covering non-Japan Asia. Before that, Hani worked for

Morgan Stanley in Hong Kong, Japan and New York. Hani holds a degree in Physics from Johns Hopkins University and a Masters in Computer Science from NYU.

Andrew WeirSenior Partner, KPMG

Andrew is the senior partner of KPMG’s Hong Kong office and he has over 20 years’ experience in Hong Kong servicing listed companies, public bodies and MNCs. Andrew has considerable experience of working with a number of major audit committees and boards in Hong Kong.

Andrew has a keen interest in corporate governance and, initiated and leads the quarterly KPMG Independent Non-Executive Directors Forum and KPMG CFO Forum. He is Chairman of The British Chamber of Commerce in Hong Kong, Plan International and Community Business, and sits on the ICAEW Advisory Panel. He is also a board member of the Hong Kong Chapter of APREA and ANREV.

He sits on the Listing Committee of the Hong Kong Stock Exchange, Review Small Entrepreneur Research Assistance Programme (SERAP) of Innovation and Technology Commission HKSAR, HK Ethics Development Advisory Committee of the ICAC.

Andrew is author of various KPMG publications on China and Asia Pacific. He has had a number of roles with KPMG in the region and internationally and is the Global Head of Real Estate and Construction.

Teddy WieserHead of Business Development, APAC, Jane Street

Teddy Wieser is responsible for overseeing Jane Street’s business development for the Asia-Pacific (APAC) region. He was instrumental in building out the firm’s ETF business in Asia and previously held the position of Senior ETF Trader trading out of the firm’s New York, Tokyo and Hong Kong offices. Mr. Wieser joined Jane Street in 2006 and has been based in APAC for the past 7

years. He holds a Bachelor of Science degree in Mechanical and Aerospace Engineering from Princeton University.

Patrick WongHead of China Sales and Business Development, HSBC Securities Services, Global Banking and Markets, HSBC

Patrick Wong is Head of China Sales and Business Development in HSBC Securities Services. He is responsible for sales and business development for China initiatives including QFII and RQFII globally. He is also in charge of sales and business development for Chinese asset managers and securities firms.

Patrick has over 20 years of experience in the financial services industry.

He started his career at Anderson Consulting (now Accenture) as a consultant, focusing on financial sector. He joined HSBC in 2001. Among the various roles in HSBC, he has set up and led the new business implementation team supporting client onboarding for securities services clients in Asia-Pacific region.

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SpeakersPatrick graduated from the University of Hong Kong with a Bachelor’s Degree (First Class Honors) in Electrical and Electronic Engineering. He also holds a Master of Business Administration Degree from the Chinese University of Hong Kong.

James ZhangHead of Equity Trading, Greater China, State Street

James Zhang is Greater China head of equity trading at State Street, responsible for equity execution in China, Hong Kong and Singapore. He joined Portfolio Solutions group of State Street Global Markets in 2006 after graduating from MBA program. In 2012, he relocated from Boston headquarter to Hong Kong branch, where he was a senior equity trader,

responsible for algorithmic portfolio trading, ETF creation and redemption, and advanced quantitative portfolio analytics. Prior to MBA program, he spent five years in Nortel Networks as technology architect and two years in Apple as software engineer. He holds 4 US patents.

James holds MBA and MS in finance from Boston College, MA in computer science from Boston University and BS in computer science from Peking University. He is a HKSFC licensed representative, a Chartered Financial Analyst and a member of the Hong Kong Society of Financial Analysts. Previously, he was an FSA approved person for CF30, an HKMA registered officer for Type 1 activity, a member of the Boston Security Analysts Society and held FINRA series 7, 63, 55, 86, 87 licenses.

Wenlang ZhangChief Analyst, International Macro Team, CITIC Securities

Wenlang Zhang is the chief analyst of the International Macro Team in the Research Department of CITIC Securities. Before joining CITIC, he had worked at the Hong Kong Monetary Authority for nearly 10 years heading the China Research Team. Wenlang got a Ph.D from Bielefeld University in Germany, and a M.A. from Fudan University.

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Organiser

London Stock Exchange Group (LSE.L) is a diversified international market infrastructure and capital markets business sitting at the heart of the world’s financial community. The Group can trace its history back to 1698.

The Group operates a broad range of international equity, bond and derivatives markets, including London Stock Exchange; Borsa Italiana; MTS, Europe’s leading fixed income market; and Turquoise, a pan-European equities MTF. It is also home to one of the world’s leading growth markets for SMEs, AIM. Through its platforms, the Group offers international business and investors unrivalled access to Europe’s capital markets.

Post trade and risk management services are a significant part of the Group’s business operations. In addition to majority ownership of multi-asset global CCP operator, LCH.Clearnet Group, LSEG operates CC&G, the Italian clearing house; Monte Titoli, the T2S-ready European settlement business; and globeSettle, the Group’s newly established CSD based in Luxembourg.

The Group is a global leader in indexing and analytic solutions. FTSE and Russell Indexes offer thousands of indices that measure and benchmark markets around the world. The Group also provides customers with an extensive range of real time and reference data products, including SEDOL, UnaVista, Proquote and RNS.

Following the acquisition of Russell Investments, LSEG conducted a comprehensive review of the investment management business to analyse its strategic fit with the Group. This was concluded in February 2015, and LSEG is now exploring a sale of the business in its entirety.

London Stock Exchange Group is a leading developer of high performance trading platforms and capital markets software for customers around the world. In addition to the Group’s own markets, over 35 other organisations and exchanges use the Group’s MillenniumIT trading, surveillance and post trade technology.

Headquartered in London, with significant operations in North America, Italy, France and Sri Lanka, the Group employs approximately 4,700 people.

For more information, visit www.lseg.com

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Organiser

FTSE Russell is a global index leader that provides innovative benchmarking, analytics and data solutions for investors worldwide. FTSE Russell calculates thousands of indexes that measure and benchmark markets and asset classes in more than 80 countries, covering 98% of the investable market globally and trading on over 25 exchanges worldwide.

FTSE Russell index expertise and products are used extensively by institutional and retail investors globally. Leading asset owners, asset managers, ETF providers and investment banks use FTSE Russell indexes to benchmark their investment performance and create ETFs, structured products and index-based derivatives.

A core set of universal principles guides FTSE Russell index design and management: a transparent rules-based methodology is informed by independent committees of leading market participants. FTSE Russell is focused on applying the highest industry standards in index design and governance. FTSE Russell is also focused on index innovation and customer partnerships as it seeks to enhance the breadth, depth and reach of its offering.

FTSE is wholly owned by London Stock Exchange Group.

For more information visit www.ftserussell.com

• From 2012 to 2014, BOCI has underwritten a total of 36 IPOs with total amount of USD4.6 billion, making it the No.1 underwriter in Hong Kong during the period.

• BOCI participated in 145 offshore bond issuances that raised a total of USD105 billion between 2012 and 2014.

• BOCI is one of Hong Kong’s largest retail brokerage dealers and is one of the leading Chinese investment banks that provide financial advisory, private banking, equity derivatives, private equity, global commodities and asset management services in Hong Kong.

STRIVING to providecomprehensive financial products and investment banking services to customers worldwide

Creating value and making dreams a reality

WECHAT

BOCI, the wholly-owned and Hong Kong-incorporated subsidiary investment bank of BOC Group, possesses a diversified investment banking services platform. Backed by its market-leading competitive edge, BOCI is top-ranked among all Hong Kong-based Chinese investment banks in multiple business sectors.

BOCI gives full play to its extensive network consisting of subsidiaries and affiliated companies in Hong Kong, Beijing, Shanghai, New York, London and Singapore and works in conjunction with BOC Group’s worldwide business network, being dedicated to offer its domestic and overseas clients a full array of investment banking services.

BOC International Holdings LimitedTel: (852) 3988 6000 Fax: (852) 2147 9065 Website: www.bocigroup.com 26/F, Bank of China Tower, 1 Garden Road, Hong Kong

01715th June 2015

Lead Sponsor

BOC International Holdings Limited (“BOCI”) is a wholly-owned subsidiary of Bank of China Limited (“BOC”) incorporated in Hong Kong as an investment bank; it is the platform for BOC’s investment banking business. Over the years, BOCI has established a diversified cross-border investment banking platform and set up an organizational structure and management system that adopt internationally-recognized best practice. BOCI was incorporated in Hong Kong on 10 July 1998, and its predecessor, China Development Finance Company (HK) Limited, was established in 1979.

Headquartered in Hong Kong and with offices in Beijing, Shanghai, Singapore, London and New York, BOCI provides a full range of investment banking products and services in both mainland China and overseas capital markets, including share issuance, mergers and acquisitions, bond issuance, fixed-income, private banking, private equity, global commodities, asset management, equity derivatives, and leveraged and structured financing. It’s one of the very few Chinese investment banks that are capable of providing international one-stop services in both mainland China and the Hong Kong markets.

In 2014, BOCI stepped up its internationalization strategy and stably enhanced its global service capacity. It participated in multiple milestone projects in IPOs and M&As and successfully introduced “Shanghai-Hong Kong Stock Connect” program. BOCI is a leader among Hong Kong-based Chinese investment banks in multiple business sectors, and outperformed the global market in terms of its profitability.

BOCI continued to lead the market in equity financing as well as financial advisory and has successfully completed 14 IPOs, 6 secondary market financing and 6 financial advisory projects in 2014; ranked fourth in Hong Kong IPO market in terms of underwriting amount. The bond underwriting business had another record year in 2014. BOCI has successfully executed 62 bond issues for a total value of USD53.8 billion, which set a new record for the number of bond issues completed per year since its inception, recorded a year-on-year growth of 59%. BOCI is one of the largest securities brokerage dealers in Hong Kong while maintaining a significant market share in terms of daily turnover on the Hong Kong Stock Exchange. BOCI private banking business has successfully expanded its clientele in the offshore markets of East Asia, Europe, Middle East and India etc, and provided full range of private banking services for high-net-worth clients. Our Financial Institutions Partnerships business continues to lead the market. BOCI-Prudential Asset Management Ltd., its asset management company, had increased its total assets under management by 12% compared to the prior year-end.

BOCI’s Private Equity business grew steadily. China Culture Industrial Investment Fund achieved strong performance, Bohai Industrial Investment Fund and BOCI Infrastructure Fund also witnessed good return. Global commodities have further strengthened its global platform and substantially increased its trading volume and revenue. Obtaining the “Active Clearing Membership” of the Chicago Mercantile Exchange (CME), BOCI became the first Chinese institution able to provide customers trading, clearing and settlement services for CME products.

BOCI had won a series of awards in 2014, including “China Bond House” by IFR Asia, “Best Chinese DCM House in Hong Kong” by FinanceAsia, “Best Overall Offshore RMB Products/Services” by Asiamoney, “Best small-cap equity house”, “Best dim sum bond house”, and “‘Rising Star Best Private Bank Hong Kong” by The Assets, “Top Fund Awards 2014 Hong Kong – Mutual Funds, Global Large-Cap Blend Equity, Best in Class” by Bloomberg Businessweek (Chinese edition) and “The Most Recognized Broker in the Mainland China and Hong Kong” by The Hong Kong Commercial Daily.

01915th June 2015

Co-Sponsor

Founded in 2000, Jane Street is a highly experienced global ETF liquidity provider that offers comprehensive, reliable, and consistent coverage on nearly all of the world’s major exchanges. Trading over 2,000 ETFs listed globally (US, Europe and Asia), the firm differentiates itself by offering specialized pricing in complicated or illiquid ETFs, both on exchange and in the OTC market. Jane Street is very active in the creation/redemption process and excels at risk-pricing of large trades while minimizing market impact and information leakage. In addition, the firm commits capital across all asset classes including emerging markets, fixed income and commodities

Better view.Better results.

Doing business in China offers significant opportunities. In 1992, KPMG became the first international accounting network to be granted a joint venture license in Mainland China. It is also the

first Big Four accounting firm in Mainland China to convert from a joint venture to a special general partnership, as of August 1, 2012. The firm’s Hong Kong operations have additionally been

established for over 60 years.

Today, we have 16 offices across China: Beijing, Chengdu, Chongqing, Foshan, Fuzhou, Guangzhou, Hangzhou, Nanjing,

Qingdao, Shanghai, Shenyang, Shenzhen, Tianjin, Xiamen, Hong Kong SAR and Macau SAR. We deliver a consistent

level of service across all our offices, helping clients identify business opportunities and drive towards their business goals.

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02115th June 2015

Co-Sponsor

KPMG is a global network of professional firms providing Audit, Tax and Advisory services with a mission to turn understanding of information, industries and business trends into value. We operate in 155 countries and have 155,000 people working in member firms around the world. We use our expertise and insight to cut through complexity and deliver informed perspectives and clear solutions that our clients and stakeholders value.

In 1992, KPMG became the first international accounting network to be granted a joint venture license in Mainland China. It is also the first Big Four accounting firm in Mainland China to convert from a joint venture to a special general partnership, as of August 1, 2012. The firm’s Hong Kong operations have additionally been established for over 60 years. Today, KPMG China has 16 offices in Beijing, Shanghai, Tianjin, Shenyang, Nanjing, Hangzhou, Fuzhou, Xiamen, Qingdao, Guangzhou, Shenzhen, Chengdu, Chongqing, Foshan, Hong Kong SAR and Macau SAR, with around 9,000 people.

022 LSEG Greater China Forum

In Association with

Established in 2000 in Hong Kong, AsianInvestor is Asia’s leading business publication covering asset management and investments. UK publisher Haymarket acquired AsianInvestor in 2006, and today we are part of Haymarket Financial Media.

DigitalThe buy side’s daily ‘must read’ is at www.asianinvestor.net, available for desktop and mobile. We publish daily and weekly e-newsletters.

Print editionPublished 10 times a year, AsianInvestor covers the region’s owners of capital and the fund managers and fund selectors that service them.

EventsOur conferences attract the region’s institutional investors, fund selectors and fund managers. Our awards dinners recognize the industry’s elite.

For more information, please contact:

Editorial: leigh.powell@haymarket.asia, +852 2122 5261

Advertising: terry.rayner@haymarket.asia, +852 31751963

Event sponsorship: stuart.wadsworth@haymarket.asia, +852 9741 9977

Subscriptions: rob.benjamin@haymarket.asia, +852 3175 1929

Awards: silvia.barbiero@haymarket.asia, +852 2122 5225

02315th June 2015

In Association with

Established in 1996 in Hong Kong, FinanceAsia is Asia’s leading publication for capital markets and investment banking. UK publisher Haymarket acquired FinanceAsia in early 2006, and today we are part of Haymarket Financial Media.

DigitalThe daily must-read for the biggest deals and financial industry news is www.financeasia.com, available for desktop and mobile. We also publish daily and weekly e-newsletters.

Print editionPublished 10 times a year, FinanceAsia delivers a forward look, deep analysis and original research regarding issuers, banks and portfolio managers.

EventsFocusing on the region’s capital and banking markets, our conferences attract corporate executives, global portfolio investors, and intermediaries such as bankers and brokers.

For more information, please contact:

Editorial: Alison.tudor-ackroyd@haymarket.asia, +852 2122 5236

Advertising: keith.frith@haymarket.asia, +852 2122 5266

Event sponsorship: stuart.wadsworth@haymarket.asia, +852 3175 1954

Subscriptions: rob.benjamin@haymarket.asia, +852 3175 1929

Awards: silvia.barbiero@haymarket.asia, +852 2122 5225

024 LSEG Greater China Forum

Notes

In Association with:Lead Sponsor: Co-sponsors: Organisers: