Lloyd Bancaire Firm Brochure

$157,500,000 $314,285,708 $49,999,998 $91,547,730 $372,600,000

Common Stock Common Stock Common Stock Common Stock Common StockFollow‐on IPO Follow‐on IPO Follow‐on

Selling Group Selling Group Selling Group Selling Group Selling Group

$187,795,000 $154,500,000 $299,000,000 $252,448,000 $753,480,000

Common Stock Common Stock Common Stock Common Stock Common StockFollow‐on Follow‐on Follow‐on Follow‐on Follow‐on


$901,600,000 $38,644,000 $60,000,000 $19,750,002 $1,204,740,000ANDATEE ANNALY

CHINA MARINE CAPITAL

FUEL SERVICES MANAGEMENTCommon Stock Common Stock Common Stock Common Stock Common Stock

Follow‐on Follow‐on IPO Follow‐on Follow‐on


Selected Transactions (proprietary and 20лт ǘƘǊƻǳƎƘ мн.27.нлмн syndicate)

$575,000,000 $42,000,000 $96,000,000 $9,335,963 $165,000,000ANNALY

CAPITAL

MANAGEMENTCommon Stock Common Stock Common Stock Units Common Stock

Follow‐on IPO Follow‐on Follow‐on Follow‐on


$59,200,000 $34,492,500 $29,000,000 $45,300,000 $58,900,000



$87,500,000 $72,375,000 $162,000,000 $64,000,000 $435,250,000AUSTRALIAACQUISITION

CORP.Common Stock Common Stock Common Stock Units Common Stock

Follow‐on Follow‐on Follow‐on IPO Follow‐on


$193,500,000 $395,471,152 $168,350,000 $151,389,000 $247,000,000



$33,750,000 $168,000,000 $807,300,000 $762,500,000 $112,500,000DOUGLASDYNAMICS

Common Stock Common Stock Common Stock Common Stock Common StockFollow‐on Follow‐on Follow‐on Follow‐on IPO


$101,250,000 $422,538,750 $351,225,000 $411,600,000 $210,600,000

Common Stock Units Units Units ADRsIPO Follow‐on Follow‐on Follow‐on IPO


$312,624,000 $43,600,000 $504,953,500 $474,375,000 $1,244,900,000ENERGY INCOME

ANDGROWTH FUND

Units Common Stock Common Stock Units Common StockFollow‐on Follow‐on Follow‐on Follow‐on Follow‐on


$550,000,000 $155,480,000 $150,412,500 $85,000,000 $151,250,000

Common Stock Common Stock Units Common Stock Common StockFollow‐on Follow‐on Follow‐on IPO Follow‐on


$126,500,000 $1,700,000,008 $22,000,000 $75,037,495 $18,000,000FIFTH FLATWORLDSTREET ACQUISITION

FINANCE CORP. CORP.Common Stock Common Stock Units Common Stock Common Stock

Follow‐on Follow‐on IPO IPO IPO


$81,600,000 $15,000,000 $2,015,000 $12,800,000 $20,670,000INTERVEST

BANCSHARESCORPORATION

Common Stock Common Stock Convertible Debt Debt Common StockIPO Follow‐on Bridge Loan Recapitalization Follow‐on

Selling Group Selling Group Co‐Placement Agent Exclusive Advisor Selling Group

$143,000,000 $200,000,000 $54,325,000 $156,275,000 $95,700,000

Common Stock Common Stock Common Stock Common Stock Common StockIPO Follow‐on Follow‐on Follow‐on Follow‐on


$625,000,000 $2,863,998,000 $22,968,000 $16,500,000 $312,000,000KRONOS

WORLDWIDE

Common Stock Common Stock Common Stock Common Stock Common StockFollow‐on IPO Follow‐on IPO Follow‐on


$40,000,000 $1,000,000 $400,000 $25,000,000 $98,975,000L&L

ACQUISITIONCORP ConvertibleUnits Preffered Stock Convertible Debt Common Stock Common StockIPO Private Placement Private Placement Follow‐on Follow‐onIPO Private Placement Private Placement Follow on Follow on

Selling Group Lead Placement Agent Lead Placement Agent Selling Group Selling Group

$148,800,000 $52,000,000 $77,000,000 $59,597,000 $11,500,000

ADRs ADRs Common Stock Common Stock UnitsFollow‐on IPO Follow‐on Follow‐on Follow‐on


$10,000,000 $17,000,000 $32,000,000 $1,414,500,000 $206,250,000LOAN OAK ACQUISITION

CORP.Common Stock Common Stock Units Common Stock Common Stock

IPO Follow‐on IPO Follow‐on Follow‐on


$133,000,000 $42,000,000 $64,225,000 $90,217,400 $57,500,000

ADRs Common Stock Common Stock Common Stock Common StockIPO Follow‐on Follow‐on IPO IPO


$253,500,000 $8,250,000 $133,333,344 $3,150,000,000MEDLEY CAPITAL

MEDICAL CORPORATIONCONNECTIONS, INC. Common Stock Units Common Stock Common Stock

Follow‐on Follow‐on IPO Follow‐on

Exclusive Advisor Selling Group Selling Group Selling Group Selling Group

$6,350,000,000 $160,000,000 $605,475,000 $868,827,300 $3,700,000

MORLEX, INC.

Common Stock Common Stock Common Stock Common Stock Common StockFollow‐on Follow‐on Follow‐on Follow‐on PIPE

Selling Group Selling Group Selling Group Selling Group Lead Placement Agent

$50,000,000 $245,640,000 $225,150,000 $90,000,000 $1,642,857,156NEWCASTLEINVESTMENT

CORP.Common Stock Units Common Stock Common Stock Common Stock

IPO Follow‐on Follow‐on Follow‐on IPOIPO Follow on Follow on Follow on IPO


$24,000,000 $138,483,000 $42,795,000 $120,000,000 $107,500,000



$22,500,000 $36,500,000 $50,000,000 $72,800,000 $322,500,000OSSEN PERRY ELLIS

INNOVATIONS INTERNATIONALINC.

ADRs Common Stock Common Stock Common Stock Common StockIPO IPO Follow‐on Follow‐on Follow‐on


$262,360,000 $775,000 $2,615,859 $1,700,000 $13,400,000

Units Promissory Note Common Stock Units DebtFollow‐on PIPE PIPE PIPE Recapitalization

Selling Group Lead Placement Agent Lead Placement Agent Co‐Placement Agent Exclusive Advisor

$136,800,000 $94,325,000 $99,630,000 $97,438,000 $56,000,000

Common Stock Common Stock Common Stock Common Stock Common StockFollow‐on Follow‐on Follow‐on Follow‐on IPO


$30,000,000 $226,100,000 $198,999,996 $41,000,000 $1,060,000,000TORTOISE

THL CREDIT, INC. MLPFUND, INC.

Common Stock Common Stock Common Stock Common Stock Common StockIPO IPO IPO Follow‐on IPO


$37,920,000 $57,750,000 $498,700,000 $102,350,000 $181,500,000

Common Stock Common Stock Common Stock Common Stock Depository SharesFollow‐on Follow‐on Follow‐on Follow‐on Follow‐onFollow on Follow on Follow on Follow on Follow on


$127,050,000 $14,000,000 $45,125,000 $97,500,000 $182,787,174



$11,003,200 $668,437,500 $522,461,892 $119,340,000 $220,282,500

Common Stock Common Stock Common Stock Common Stock Common StockIPO Follow‐on Follow‐on Follow‐on Follow‐on


$89,000,000 $224,400,000 $124,782,500 $26,400,000 $1,074,815,000

Units Units Units Common Stock ADSFollow‐on Follow‐on Follow‐on Follow‐on Follow‐on


$10,000,000 $185,000,000 $55,200,000 $42,000,000ZEUS ZIONS

MANAGEMENT BANCORPORATIONSERVICES INC.

Debt / Profit Participation Equity Warrant Common Stock ADSFacility Financing Derivatives Offering Follow‐on IPO

Placement Agent Selling Group Selling Group Selling Group

Lloyd Bancaire Firm Brochure

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