Linda R Reade Financial Disclosure Report for 2009

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    A n ] 0 I FINANCIAL DISCLOSURE REPORT ~ p o , . t R e q u i r e d b y th e E t h i c sin Government Act of l978, Rev.]/20W I FOR CALENDAR YEAR 2009 (J V.S.C. #pp. ~" ]ot-~ll)!. P e r s o n R e p o r t i n g ( f a s t n a m e , f ir s t , m i d d l e i n i t ia ! ) 2 . Court o r Organ iza t ion 3 . D a t e o f R e p o r t

    R e o d e , L in d a R . D i s t r ic t Co u r t N D Io w a 05/11/20104 . T i t l e ( A r t i c l e 1 1 1 j u d g e s i n d i c a t e a c t iv e o r s e n i o r s t a tu s ; 5 a . R ~ p o r t T y p e ( c h e c k a p p r o p r i a t e ty p e ) 6 . R e p o r t i n g P e r i o dm a g i s tr a l e j u d g e s i n d i c a t e f u l l - o r p a d - t i m e ) [ ~ N o m i n a t i o n , D a t e 01/01/2009U . S. Di s t r i c t J u dg e -A e t i v e [] Initial [] A r m u a l [] Float to12/31/2009

    f i b. [ ] A m e n d e d R e p o r t7 . Chambers o r O ffice Address 8 . O n t h e b a s is o f t h e i n f o r m a t io n c o n t a in e d I n t h is R e p o r t a n d a n ym o d i f i c a ti o n s p e r t a i n i n g t h e r e t o , i t is , i n r n ) n p l n i o n , i n c o m p l i a n c eU . S. Co u r t h o u s e with applicable laws and regula t ions.4 2 00 C . S t r ee t SWCeda r R a p i ds , IA 52 4 04 Reviewing Officer D a t e

    IMPORT A NT NO T ESt T he ins t ruc t ions accompanying th ls fvrm m us t be fo l lowed. Com ple te a l l par ts,checking the IVO/VE box for each part where you have no reportable information. Sit, m on last page.

    1 . P O S I T I O N S . (Reporting indivldual only; xee pp. 9-13 of ]i l ing in~ztructions.)~ NONE (No reportable positions.)

    POSITION NAME OF ORGANIZAT~ON/ENqITYI. Direc to r His tor ical Society of the US Cour t s in the 81h Ci rcui t

    ,. " Direc to r Nor thern Dis t r ic t of Iowa Branch of Eighth Ci rcui t t t i s tor ical Society3 . Power of Atto rney for [un til h is dea th on May 12 , 20094 . Representa t ive Payee for Social Secur i ty Benef i t s for~ .: . c : . - - ~

    "" "

    1 1 . A G R E E M E N T S . Report ing indiv idual only; . , eepp. 14.16 o f f ! ling ins~uc t lonn . )---] N O N E ( N o reportable agreements.) -~"

    DATE PARTIES AND TERMS1 . 0 8 / 0 1 , " 9 3 State of Iowa an d me-lowa Judic ia l Ret i rement Plan. T he s t a te , , * i ll pay me ret i rement income v, .hen I am elig ible to

    re t i re

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    FINAN CIAL DISCL OSUR E REPO RT [ ~ fP~-o~ n~por~*~ . .. .[ D " e ~ e P ~ Ia g e 2 of 13 I r ~ e a d e , L l ~ d a ~ . 0 ~ ~ / ~ 0 ~ 0

    A. Fliers N o n - I n v e st m e n t I n c o m eN O N E (No reportable non-inves~ent income.)

    D A T E S O U R C E A N D T YP E IN C O M E( y o u r s , n o t s p o u s e s )1 .2.3.4.

    B. Spou ses No n - ln ves tmen t In co rn e - l f ~u ~ere m~ied during any ~ion of the r~ p~aing ye~r, comp lete ~his section.

    ~ N O N E (No reportabte non-inves~ent income.)D A T E SO~CE A~ TYPE

    I . 2009 B~ g sh aw Fo wle r Pro cto r & g a i rg ~ ve , PC - wag es an d em plo yee ~n ~ f i ts2.3.4.

    I V . R E I M B U R S E M E N T S - ,,u . ~ m . ~ , i o . , Iodging,.tood, .ntertai .... t .(Includes those to s~use and de .haunt children," see pp .3-27 offi l ing instructions.)

    N O N E (No reportable reimbursements.)~ DAT~ L O C A T I O N PU~OS~ ITEMS PAID OR PROVIDE~

    1 .2 .3 .45 .

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    F I N A N C I A L D I SC L O S U R E R E P O R T ~ , , . , o t ~ ~ . . .. R , p o r , l . =Page 3 of 13 Reade, L i n d a R . O S l l 1 / 2 0 1 0

    V . G I F T S . t t .a . d e , -, h o ~ , t o ~ p . .. .. . ~ ~ . ~ o ~ o , ~ , .h i ~ , ~ . ; , ~ ~ . : ~ - ~ . : : z ~ . ~ ,NO ~ (No reportable ~fis.)

    DESCRIPTION1.2.3.4.5.

    [~ N O N E (No reportable liabilities.)C R E D IT O R D ESC R IPTIO N VALUE CODE

    1 .2.3.4.5.

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    F I N A N C I A L D I SC L O S U R E R E P O R T ~ ....." .... a , p , , , ~ i , ~ O , ~ e o f R e p o , ~Page 4 of 13 Reade, Linda R. 05/1 l~010

    V I I. I N V E S T M E N T S a n d T R U S T S - i~co,~o, wtu,, t , . . . .. non,. a .~r~,, . ,~o,o o~ . . .. . . ~ a ,~,.a , . t ~.: ~, , rr . ~o o~ i .g ~.~.~,~o.~.~N O N E (No reportable income, assets, or ~ansactions.)

    A_ ~ B. C . D.D e s c r i p t i o n o f A s s e t s [ I n c o m e d ~ i n g G r o s s v a l u e a t e n d T ~ mac t i ons d u r i ng ~ i ng p e ~ od( i n c l u d i n g t r u s t ~ s e t s ) ~ing period o f ~ i n g p e r i o d ~P l a c e " ( X ) " l f i e r e a c h a s s e t A m ~ t [ Iy~ (e.g . , V alue V alue Ty~ (e .g ., D a t e V f l ue G ~ i n I d e n t i t y o fe x e m p t f r o m p r i ~ r d i s c l o s u r e [ C o d e I d i ~ . . ~ n t , C o d e 2 M e th o d b u y , s e l l , m ~ td d / y ~ ~ C ~ d e 2 : C o d e I : buyer/seller( A - H ) o r i n t . ) ( J - P ) [ C o d e 3 r e d e m pt i o n ) ( J - P ) [ ( A - H ) (ifpfvate

    ............ ~ ........... ( Q - W ) : t~ns~t ion)1 . U S B a n k A c c o s t s A I n t e r e s t L T2. Liberty Bank Accoun t -1 A I n t e r e s t J T

    3. C S C O S t o c k N o n e J T4. Medt ronic Inc . Stock A D i v i den d J T5. V a n K a m p en In s . M u n i ln c T r u s t 14 A Interest R e d e e m e d 0 5 / 0 1 , 0 9 J A6. D ef e r r ed Co m p Pla n C in t . IDiv. J T7. - S to c k In dex Fu n d- V a l i c N o n e

    ,8 . - Sc i en c e & T ec h n o lo g y Fu n d- V a l i c N o n e9 . -Putnam New Oppor t~mi ty Fund-Valic N o n eI0 . - P u t nam G l ob a l G r F und - V a l ic N o n e

    I I. -Anler ican Cent Ult ra Fund-Valic None1 2 . Ret i rement Account E lnt.!Div. P 1 TI3 . - Sc h w a b M o n ey M a r k e t Fu n d1 4 . -Allsta te C orp B u y 1 ~9 /0 9 K1 5. -Altria Group, Inc" B u y 8 , 2 0 / 0 9 K(addl ) I16 B u y I 0 / 1 2 / 0 9 J( ad d l )1 7 . -Amedisys Inc . B u y 1 2 F 2 2 / 0 9 K

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    FINANCIALDISCLOSURE REPORT r~ .... fP ..... Report ing I D a t e o f R e p o r tP a g e 5 o f 1 3 Reade, Linda R.[

    05 / 11 / 2 010

    V I I . I N V E S T M E N T S a n d T R U S T S - i ......... lue, tr .... ~ians ~lncludes those uf sp ....... d d e p e n d e n t c h i l d r e n ; ~ e e p p . 3 4 - 6 0 v f fi l in g i n s t r u c t i o n s . )[ N O N E (No reportable income, assets, or transactions.)

    D e s c r i p ti o n o f A S S E t s[

    I n c o m e : d u r i n g G r o s s v a } u e a t e n d T r a n s a c t i o n s d u , - i n g r e p o r t in g p ~ H o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

    P l a c e " ( X ) " a f t e r e a c h ~ s e t A m o tm t I T y pe (e .g ., Value I V a l u e T y p e ( e . g . , D a t e j V a l u e G a i n I d e n t i t y o fexempt from prior dlsclosur~ ! C o d e 1 [ div., rent, C o d e 2 M ct h o d bay, sell [ m m l d d / .v y C o d e 2 C o d e 1 buyer/seller[ , ( A - H ) ~. o r i a t . ) ( J - P ) C o d e 3 r t : d e m p t l o n ) j (J-P) i (A - H ) ( i f p r i v a t ~

    1 8 . -A m T e c h G ro u p l n c1 9 . -Amgen B u y 1 0 , ~ 2 , q 2 9 K

    2 0 . -Armaly Capita l M.gmt R eit B u y I . r 2 3 / 0 9 J(addl )1 2 1 . B u y 5 / 7 ~ 0 9 J(addl )! 22. Buy 5/8/09 .I

    (addl )[2 3 . B u y l 0 i l 6 / 0 9 K(addl )!2 4. -Apple

    2 5 . - A u t h en t ida t e H i de C o r p1 2 6 . -Bank of Am Corp B u y 1 1 / 2 5 / 0 9 K1 2 7 . -Berkshi re Hathaway B u y 9 1 2 3 / 0 9 M

    2 8 . . B i r chc l i f f E ne r gy B u y 9/18/09 J2 9 . B la c k ro c k H ea l t h Sc i en c es Fu n d

    3 0 . - B l ue C h i p V a l ue F d

    3 1 . - B r eed T ec h n o lo g i es B u y 9/9/09 K3 2 . - C V S C a r e m a rk C o r p B u y 09/09/09 K

    3 3 . -Capmark Bank NA M a t u r e d 4 / 1 5 1 0 9 M3 4 . -Cleanpath Resources

    (See C o l u m n C 2 ) t l -B o o k V ~ l u e V = O t h e r W - E s t i m a t e d

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    Name of Person Report in~ I D a t e o f R e p o r tFINANCIAL DIS CLOS URE R E P O R T] Reade, Linda R. [

    0511t/2010P a g e 6 o f 1 3V I I . I N V E S T M E N T S a n d T R U S T S - ~ .... e, value, ....... tion, (Intrudes those of spctus and dependent children: see pp. 34-60 of filing ins~u,ions.)

    N O ~ (No reportable income, assets, or &ansactions.)D e s c r i p t io n o f A s s e ~ Income d~;~ ~ G ~ s s va lu e a t e n d T ~ n s a c t io n ~ d u ~ n g ~ po ~ in g pe ro d{ i n c l u d i n g t r o t a s s e ~ ) ~ing period o f ~ p o a i ~ g

    P l a c e ( X ) " a h c r e a c h a s s e t T y p e ( e . g . , VaI~ V a l u e T y p e ( e . g . , [Dale V a l u e GN n I d e n t i t y o fe x e m p t f r o m p f o r d i s c l o s u r e d i ~. , ~n~ C o d e 2 M e t h o d ~y, sell, [m~dd/~ ] Code 2 C o d e I buye r / se l le r. (A -H) ; o r in t . ) i (J-P) C o d e 3 r e d e m p t i o n ) ~ ~ (J -P) (A -H) : ( i f pr i va t ei t ( Q - W ) [ ~ ~ t~saction)

    3 5 . -Conoco P~lips B u y 4 1 2 0 / 0 9 K( a d d l )

    3 6. S o l d 5 / 4 / 0 9 L

    3 7 . - C o n s t e l la t i o n E n e r g y B u y 7~8/09 K3 8 . -Commercial Bank NA M a t t tr e d 4 / 1 5 / 0 9 M3 9 . -Corrections CorpAm

    4 0 . - D e v o n E n e r g y B u y 2 1 ! 1 / 0 9 K

    4 1 . B u y 4 / 2 0 / 0 9 K( a d d l )4 2 . S o l d 5 / 4 / 0 9 L

    4 3 . Buy 5 / 5 / 0 9 L

    4 4 . S o l d 5/6/09 L

    4 5 . B u y 6 / 3 ~ 0 9 " , L4 6. S o l d 6/4/ /0 9 L

    4 7 . B u y 6/17/09 L

    4 8 . S o l d 0 9 , 5 3 8 / 0 9 L

    4 9 . -Electronic Arts lnc B u y 8 ! 3 1 / 0 9 K

    5 0. -E n~ Io lo gix ln c51. ....E q u i t y R e s i d e n t ia l B u y 1 0 5 / 2 6 / 0 9 K

    3 . V ~ l u e M e t h , J d C o d e s Q o Appra isa l R - C o s t { R e a l E s t a t e O n l y ) $ L A s s ~ s m e n l T ~ - ~ a ~ b Market(See C t , l u m n C 2 ) U ~ Bo u k V ~ d u e ~-Other W L E s b m a t e d

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    Ia m e o f P e r s o n R e p o r t i n g [ D a t e of R e p o r tF IN A N C IA L D IS C LO S U RE RE P ORT iReade, Linda R.P a g e 7 o f 1 3 0 ~ / 1 1 / 2 0 1 oV I I . I N V E S T M E N T S a n d T R U S T S - ~ o = e , v u l , ,, , , . . . . . , i on , , ( Inc ludes those o f sp . . .. .. . d dependen t ch i ldren; see p p . 34-60 o f f i ~ng

    N O N E (No reportable income, assets, or ~ansactions.)A. i ~. ] C.Descrip~n of As~ts I n c o m e d u r i n g G r o ~ s v a l u e a t en d T ~ s ac t i ons d u~ ng ~ p o~ i ng ~ od(including ~st asse~s) ~ing pehod [ o f ~ i n ~ p e r i o d

    (I ) (2 )[

    (1 ) , ( 2 ) ( 1 ) ( 2 ) 1(3) (4 )

    ~

    (5 )P l a c e " ( X ) " a f t e r e a c h a ~ s e t A m o u n t I T y ~ [ e . g . , V a l u e [ V a l u e T y ~ ( e . g . , D a l e I V~lue G a i n I d e n t i t y o f" " .) C o d e 3 r e d e m pt i o n ) ; ( J P ) (ifp~vate[ t~ns~t ion). . . . . . . [ .

    5 2 . - G E O G ~ u p Buy 3~ 7/ 0 9

    S~- G e n e ~ l E l e c t f e C o- G en e r a l G r o w t h B u y 1 2 / 1 5 1 0 9 K( ad d q )

    5 5 . - H C P l n c R e i t B u y 5~6/09 K5 6 . - I o wa ~e ]~o m B u y ~ 5 / 0 9 J( ad d l )5 7 . So l d 11~5/ 09 K5 8 . . lt au Uni b anco H ol d i ng S A B u y 1 1 1 1 1 / 0 9 K

    5 9 . - J P M o r g a n Ch a s e B u y 6 / 5 1 0 9 K6 0 . -Johnson & Johnson B u y 4 ~ 3 1 0 9 L6 1 . -LTC P roper t i es lnc B u y 5/26/09 K

    iii-L a u d . l n t l Eq u i t y B u y 85/09 K

    B u y 12t l/09 J( ad d l )i 64 . -Level 3 Commtmicat ions65 -Magellan Mids t ream Ptnrs B u y 1 / 2 3 / 0 9 K6 6 . - M a t t h ew s Pa c i f i c T i g e r Fu n d B u y 7/30/09 K6 7 . B u y 1 2 / 9 / 0 9 .I(addl )6 8 . - M a r k e t V ec t o r s G o ld M i n e r s

    ( S e t C ~l u m n C 2 ) U - B t ~ k V a l u e V = O t h e r W ~ E s t i m a m d

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    F IN A N C IA L D IS C L O SU R E REPORT[ R e a d e , L i n d ~ R .

    o 5 / 1 1 n o l oa g e 8 o f 1 3V I I . I N V E S T M E N T S a n d T R U S T S - i ........ t . . , , ....... ions (Includes thu~e of sp ...... d dependent ch~dren;

    N O N E (No reportable income, assets, or ~ansactions.)A. [ ~ . c . ~Descrip t ion o f ~ s ~ , IDco~ ~ u d ~ g ~ 0 ~ s 5 v a l o ~ ~ t ~ d I ~aCI iOB S d~ng ~po~ ing p ~ d o d( including trot a s s e t s ) r r e p o s i n g p e r i o d o f ~ i ng pe r i od

    ( 1 ) ( 2 ) ( 1 ) (2 ) ~ (l) (2 ) [ ( 3 ) ( 4 ) ~ (5 )Place ~(X)" a~r ~h assl {Amount ~ (e.g, ] Value [ V~I~ ] Type (.g, D~e~ V a l u e

    Oai~] Identity ofC o d l I d ivxempt from prior disclosure ~ ~ ., , ~ C o d e 2 ] Mtho~ buy, sell. m~dd/yy Code 2 C~I buyer/seller(A-H) or inl.) (J~P) C o d e 3 ~demption) ~nsac t ion)~ 6 9 . -Mic~oso~

    7 0 . - O n c o t h y r e o n

    7 1 . -Paragon Shipppng B u y 11/13 /09 K7 2 . -Petaqui lla Minerals

    7 3 . -Petmleo Bras i lei ro B u y 1 1 / 1 1 / 0 9 K7 4 . -Pr incipal Financial B u y 1 t 2 9 / 0 9 K7 5 . B u y 2 1 1 1 / 0 9 J( ad d l )7 6 . B u y 2 , r 2 5 / 0 9 J( ad d l )7 7 . B u y 1 0 / 3 0 / 0 9 K

    ( ad d l )-Proctor& Gamble Buy 4123/09 K7 9 . - P r o v iden t En e r g y T B u y 5/20/09 K( a d d l )8 0 . -Qualeomm Inc B u y I2/23/09 K81 . - R en h e Co m m er c i a l H ldg B u y 1 2 / 2 9 / 0 9 K8 2 . - R es ea r ch i n M o t i o n B u y 1 0 / 1 6 / 0 9 K

    8 3 . - S ir i us X M R ad i o f na S i r i us S a t R ad i o

    8 4 . - Su n t ech Po w er B u y 5/26/09 J8 5 . - So u t h m a r k Co r p

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    V I I . I N V E S T M E N T S a n d T R U S T S -in,. ...... ~eo , ...... ao.~ anctud. ~ ho~ o/~o ..... d dependcnt children; ~ee t~p. 3#-6O of.l-ding instru~~i~ns.)N O N E (No reportable income, assets, or transactions.)

    A. B. [ C . ~ D.~scfiption of Asse~ i I n c o m e d u ~ i n g ~ G r o s s v a l u e a t e n d r Transactions dttfing ~ p o ~ i n g p e r i o d(including ~st ~ssets) . ~ n i n g p e r i o d ~ of ~ p oa i ng p e r ~P l a c e ( X ) " a f t e r e a c h a s s e t A m o u n t i T y ~ ( e . g , V a l ~ V a l u ~ ~y~ (~.g . , D a t ~ Value Gain[ l~nri ty ofe x e m p t f r o m p r i o r d i s e l o s u ~ C o d e 2 M e t ho d buy, sell,o ~ e 1 ~ div. ,~n t , [~d~yy C o d e 2 C o d e I b u y e f f s e l l e r

    8 6 . -S~H~lthCare

    8 7 . - T e lec o m A r g en t i n a SA

    8 8 . - T e so ro C o rp B u y 9/15/09 K8 9 . B u y 12/16/09 J( and l )9 0 . -Teva Phann lnds, L I~I B u y 8/13 /09 L

    9 1 . - T im e W a rn e r

    9 2 , -Time Warner Cable Sp i n o ff 3 , 3 0 / 0 9 J(fmm line 91 )9 3 . -URrapar Par t i cpacoes SA B u y I 1 / I 1 / 0 9 K9 4 . -U S Na t u ra I G a s B u y 6//4/09 K9 5 . - V a n g u a r d T o t a l W o r ld S t o c k B u y 8/17 /09 K96 - V ef iz o n Co m m u n i c a t i o n s B u y 11/23 /09 K

    9 7 1 - V o m a do R ea l t y T r u s t B u y 12/23 /09 K9 8 . - W a I -M a r t D E C V S P N A d r F9 9 . - XT O En er g y B u y 10/13 /09 K1 0 0 . - Ya m a h a G o ld In c B u y 1 1 / 1 3 / 0 9 ~ K1 0 1 . M c V ea n T r a d i n g a n d In v e~m en t A lnt . /Div. K T1 0 2 . Farming Opera t ion Crops E

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    F I N A N C I A L D I SC L O S U R E R E P O R T ~ .... fP .... R e p u r t | a g [ D.teofReportPage 10ofl3 Reade,~o~.~ I

    V I I . IN V E S T ~ N T S a n d T R U S T S - i~ ........ ~ , , tr ......aon~ (Includes those .f ~ ..... d depthdent chUartn; see rp. 3440 of fillngN O N E (No repor table incom e, asse ts, or transac t ions .)

    D e s c r i p t i o n o f A s s e ~ . l n c o ~ d ~ n g " G~ss value at end [ T ~ a c t io n s d u r i n g l e ~ a in g ~ d o d( including ~t asset s ) ~po~i~ per iod of r e i n i ng ~ f i od(1 ) (2) (1) I (2) (1 ) (2) (3) (4)Place~X)" af ter ~ch ~ct Amour ~ ~ y p e ( e . g . , V a l u e [ V a ~ u e T y p e ( e . g . , D a t e V a l u e G a i n ldendty ofexempt f~m pr ior d is~l~ C o d e I [ div., ~a~ C o d e 2 [ M e th o d buy, ,e~, ]~Y~ I Code 2 C o ~ e I buyer/seller~ { A - H ) ~ o r i n t . ) ( J - P ) [ C ~ a e 3 r e d e m pt i o n ) ~ J - P ) A - H ) { i f p r i v a t e

    ~ ( Q - W ) I [ i t .... l i o n )[ 103 . -Fa ~ 1 Da l l a s Co . , I A M W

    1 0 4 . - Fa r m 3 D a l la s Co . IA L W1 0 5 . -f~arm 5 Ada ir Co , IA D R e n t M W1 0 6 . - F a r m 6 Ad a i r C o , I A M W

    0 7 . - Fa r m 7 A da i r Co , IA L W1 0 8 . - F a r m 8 Ad a i r C o , I A L W1 0 9 . - F a r m 9 Ad a i r C o , I A L W

    1 I 0 . - Fa r m 10 A da i r Co , IA D R e n t M WI 1 1 . - Fa r m 11 A da i r Co , IA K W1 1 2 . - Fa r m 14 A da m s Co , IA D R e n t M Wt 1 3 . - Fa r m 15 A da m s Co , IA D R e n t L W1 1 4 . - Fa r m 18 A da m s Co , IA B K e n t K W

    1 5 . -Fa rm 19 Taylor Coun ty , IA B R e n t K W1 6. Fa r m 2 0 D ec a t u r Co u n t ) , IA J W

    1 7 . Cincinnat i Li fe Insurance Whole Li fe Policy N o n e M T1 1 8 . l~,t ineral Interest ,Dallas Count) , IA D Royalty J T1 1 9 . Fi de l it y Exp lo r R o y a l ty B o w m a n C o , N D B Royalty J T

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    FINANCIAL DISCLOSURE REPORT 1 Name r~fp .... R e p o r t i n g [ D a t e o f R e p o r tP a g e 11 of 1 3 I ~ R e ~ d e , L i n e n a . I 0 5 / 1 1 / 2 0 1 0

    N O N E (No re~r table income, asse ts , or ~ansacaons. )D e s c r i p t io n o f A s ~ e ~ ~ In c o m e d~n g G r os s va l ue a t e nd [ , T~nsac tions d~ng reposing pefod( i n c l u d i n g t ~ s l a s s e t s ) ~po~ing ~f iod of re in ing period

    P l ace ( X )a f t e r e ~ has s e t A m o u r T y p e ( e . g ., V a l u e V a l u e T y p e ( e . g . , / D a t e I V a l u e [ G a i n ldea t iryof( A - H ) : o r i n t ) ( J - P ) C o d e 3 r e d e m pt i o n ) ( [ f p f i v a l e

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    1 2 4 . Safe Bulkers Inc. B D i v i den d K T1 2 5 . Pr o v i den t En e r g y B D i vi d e nd J T1 2 6 . Oh i o N a r l L i f e In s ( X) A lnt.lDiv. R e d e e m e d 4/13 /09 J1 2 7 . W ells Fa r g o B a n k ( X) C In terest J T1 2 8 . US B ank ( X ) .1 T1 2 9 . Da~otah Bank (X) A Interest J T

    1 3 0 . T h e C a r e G r o u p ( X) A Interest J T

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    VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. a, , ,~,u,op~,~iR~pv..~

    Pa r t V l l -- -L i n e 18 - - S to c k o f A M T EC H G R OU P h a s n o v a lu e a n d w i ll n o t a p p ea r o n t h t u r e r ep o r t s .L i n e 3 1 S t o c k o f B R EED T EC H N O L O G IES h a s n o v a u le a n d w i l l n o t a pp ea r o n f u t u r e rep o r t sLine 102 --Crop amount i s for the farms li s ted a t l ines 103, 104, 106, 107, 10 8, 109, 111 , 116

    P a r t V I I -L i n e s 1 2 6 -1 3 0 T h e s e a r e a s s e t s o v e r w h i c h I h a v e o r h a v e h a d c o n t r o l f o r . .. . .. . .. . ] (dob May 12 , 2009) from Janua ry 20. 2009 toDecember 31, 2009 pursuant to a power of a t torney.

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    F I N A N C I A L D I SC L O S U R E R E P O R T ~ . m , o ~ r , ~ ,o o ~ , p o . , a ~ a . t , o r a , p o r ~ ]Iage 13 of 13 Reade, LindalL 05/11/20]0IX. CERTIFICATION.

    1 ce r t i fy t ha t a l l i n f o r ma t i on g i ve n ab ove ( i nc l ud i ng i n f o r ma t i on p e r t a i n i ng t o my s p ous e and mi n or o r d e p e nd e n t ch i l d r e n , if any) i sa c c u ra t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o wl e dg e a n d b e l i e f, a n d t h a t a n y i n fo rm a t i o n n o t r e p o r t e d wa s wi t h h e l d b e c a u se i t m e t a p p l ic a b l e s ta t u t o ryp ro v i s i o n s p e rm i t t in g n o n -d i sc l o su re .1 fu r t h e r c e r t i fy t h a t e a rn e d i n c o m e f ro m o u t s i de e m p l o y m e n t a n d h o n o ra r i a a n d t h e a c c e p t a n c e o f g i f ts wh i c h h a v e b e e n r e p o r t e d a r e I ncomp l i ance w i t h t he p r ov i s i ons o f 5 U. S . C . ap p. 5 1 )1 e l . s e q. , 5 U . S .C . 735 3 , and Jud i c i a l C onf e r e nce r e g ul a t i ons .

    N O T E : AN Y IN D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE : O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a pp . 1 0 4 )

    F IL I N G I N S T R U C T I O N SM a i l si g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

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