LexCare_Legal & Regulatory Compliance_PPT

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LexCare Consultants LLP Lexcare Consultants LLP

description

Legal & Regulatory Compliance Services_Approach & Methodology

Transcript of LexCare_Legal & Regulatory Compliance_PPT

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LexCare Consultants LLP

Lexcare Consultants LLP

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Introduction : LexCare

Lexcare Consultants LLP

A LLP registered under The Limited Liability Partnership Act, 2008 : LLP Identification

Number: AAB-5759. Registered date: 10th June 2013

Incorporated by :

Lawyers : Educated from renowned Law Schools and worked with leading firm like PwC &

Legasis

Chartered accountant & Company Secretary

Human Resource & Law Professional who was associated with renowned Business houses in

senior positions

Thus makes total 40+ years of collective experience in the consultancy and industry

Rich experience in Compliance management across all the major Industries in India including

Oil & Gas, Iron & Steel, Manufacturing, Food & Beverages, Power, FMCG, NBFC, Pharma, etc..

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Management Team

Lexcare Consultants LLP

Ravi Uppalapati Amit Dwivedi Amit Pandey Anshuman Singh

B.Com, M.A ( HR),L.L.B Six Sigma- Black Belt

BSL LLB B.Com, MBA, CA, CS BSL LLB

Worked with reputed companies including Reliance Industries Ltd in Human Resources and Legal functions in Top Management position, Having 30+ years rich experience in Industry.

+6 years of experience in Legal & Regulatory Compliances with PwC & Legasis, successfully implemented the Compliance Management system across all industries including:-• Iron & Steel• Oil & Gas• Food & Beverages• Manufacturing• Power• FMCG• Pharma• Construction• Mining

Practicing Chartered Accountant & Company Secretary, actively associated with the legal compliance management.

Since 2009 practicing in Jabalpur High Court, Handling labour, environment compliance issues, also active in compliance management.

Lexcare Consultants LLP

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Legal & Regulatory Compliance Solution

Lexcare Consultants LLP

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Compliance is Complex?

Threats associated with Non Compliance

Lexcare Consultants LLP

Compliance Management is a complex area for any company due to :

Unique contractual obligations Compliance s related to Municipal &

Gram Panchayat Bunch of compliances related to Human

Resource, Industry Laws, Environment Laws etc

Various Regulators such as Central Government, State Government and Municipal Authorities

Multiple business locations such as Plant, Sales Office, Service Stations, Vendors Locations.

Loss of Reputation and Customer

Confidence

Liability for Directors and Executives

Fines and Imprisonment

Brand Image

Legal Compliance – Issues & Threats

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Lexcare Consultants LLP

LexCare brings together its Compliance Management, Process Consulting, Technology teams & Liaison Team to provide a unique solution that:

Creates process driven compliance management framework

Is capable of providing comfort to the stakeholders such as Board, Senior Management,

Regulators and others

Enhances control and visibility into compliance related Operation

Assists maintain and enhance brand reputation

Speedy Implementation

Covers One time compliance, Periodic compliance and also Event Based compliance

Provide practical measures to bridge the gap

LexCare-Compliance Management Solution

Lexcare Consultants LLP

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Lexcare Consultants LLP

As-Is analysis & Compliance Checklists

Legal Compliance Audit

Visit to Locations for understanding business

activities

Identifying laws applicable to locations

Identifying provisions applicable under the finalized

list of

laws

Preparing exhaustive compliance checklists

Visit to Locations for understanding business

activities

Identifying laws applicable to locations

Verification of compliance documents to identify the

gaps

Preparation and submission of draft audit report as

required and covers items complied, not complied &

not applicable.

Finalizing gaps with process owners

Submission of final audit report with suggestions

and

recommendations

Presentation of finalized report before the

Management

Periodical audit as per the requirements

Services

Lexcare Consultants LLP

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Lexcare Consultants LLP

Development of Compliance Software

Compliance Training

Liasoning & Execution

Documentation

Design consulting and

documentation

to your IT team for developing IT

system for compliance

management

Feedbacks while development

Review and testing of system

Implementation support

Compliance

training

Question &

Answer

sessions on

compliances

Hands on

training

for filing returns

&

maintaining

records &

registers

Understanding

requirements

Providing liasoning

support to do the

compliances

Support to identify

vendor

for liasoning and

fillings

Review of deliverables

of

vendors

Maintaining records

& displays at the

location.

Documentation of

compliance manual &

policies

Services

Lexcare Consultants LLP

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Lexcare Consultants LLP

Human Resource

Environment, Health & Safety

Corporate

Tax (Direct & Indirect)

Commercial

Local/Municipal

Industry Specific

Import/Export

Onetime/Preliminary

5 Yearly/2 Yearly

Annual

Half Yearly

Quarterly

Monthly

Fortnightly

Weekly

Ongoing/Daily

Event based/Conditional

High - Where Imprisonment or fine

more

than Rs 50,000/- is involved.

Medium - Fine from Rs. 5,000/- to

Rs.

50,000/-

Low - Fine from Nil to Rs. 5,000/-

Category of Laws Frequencies Risk

Services Covers

Lexcare Consultants LLP

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Lexcare Consultants LLP

6+ years of experience of implementing legal & regulatory compliance management system and conducting detailed

compliance audit for various industries including:-

o Iron & Steel

o Oil & Gas

o NBFC

o Food & Beverages

o Manufacturing

o Power

o FMCG

o Pharma

o Construction

o Mining

Experience of conducting detailed legal & regulatory compliance training on Labour Laws, Environment Laws, Industry

Specific Laws etc..

Hands on experience in executing the compliances such as:

o Filling of statutory returns under labour laws

o Maintenance of statutory registers and records.

o Dealing with authorities for managing show cause notices.

Experience Statement

Lexcare Consultants LLP

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Intellectual Property Rights Services

Lexcare Consultants LLP

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Lexcare Consultants LLP

LexCare brings together its Intellectual Property Rights Management, Patents Consulting, Patent Search & Analysis Team to provide a unique solution that:

Helps you build and manage a strong Patent Portfolio in India and abroad

Helps you identify the intellectual properties created within your organization and judge

the best possible IP protection

Delivers value to IP law firms and organisations that are involved in generating IP.

Speedy execution of Patent Drafting, Searching, Filing and Prosecution projects in quick

turn around time.

Assists maintain and enhance brand reputation.

LexCare-IPR Services

Lexcare Consultants LLP

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Lexcare Consultants LLP

Patent Search Services Patent Drafting Services

Patentability Search: To check the patentability of

an invention before applying for patent protection.

Freedom To Operate (FTO) searches: This

search is done to find out existing patents in a given

jurisdiction to mitigate the risks their infringement

before one can take a particular action, like

launching, developing or producing a product.

Validity/Invalidity Search .

Draft Patent Applications (Provisional and

Complete) containing all the aspects of the invention

for which protection is sought.

Preparing Patent Illustrations for Patent

Applications.

Filing Patent Applications in India, and in other

countries like Europe, and US.

Reviewing, finalizing and filing Patent Applications

created in-house by the organization.

Prosecution and maintenance of Patents in India.

Services

Lexcare Consultants LLP

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Lexcare Consultants LLP

Design Registration Services

Trademark Services

Technology Landscapes

Other Services

Preparing, Filing and Registering

industrial Design Applications

Prosecution and maintenance of

Designs.

Trademark

Searching

Trademark Filing

Trademark

Renewal/Maintenan

ce

Uunderstanding the

technology domain of

interest

Analyse Patents

Pertinent to that

technology

Prepare a detailed

report highlighting

technology trends,

competitor patent

activity etc.

Patent Alert

Trademark Watch

Copyright Filing

Services

Lexcare Consultants LLP

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Rich in Experience Rich in experience in managing legal & regulatory compliances

Strong Team with Domain Experience

Domain expertise for all category of laws

Support Efficient response time for meeting critical timelines

Quality Service Better quality of checklists which shall be easy to understand by non legal person and user friendly Audit covering minute level of compliances

Cost Effective We offer excellent quality of services at low cost

Our priority remains client satisfaction and building lifetime relationship.

Why LexCare?

Lexcare Consultants LLP

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Lexcare Consultants LLP

You may contact following personnel for any further details or clarifications:-Amit DwivediEmail:- [email protected] Mobile:- +91 9930001306

Ravi UppalapatiEmail:- [email protected]:- +91 9000977794

For any general queries please contact on [email protected] You may also visit our website at www.lexcare.co.in

Contact Us

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