LexCare_Legal & Regulatory Compliance_PPT

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Legal & Regulatory Compliance Services_Approach & Methodology

Transcript of LexCare_Legal & Regulatory Compliance_PPT

  • LexCare Consultants LLP Lexcare Consultants LLP
  • Introduction : LexCare Lexcare Consultants LLP A LLP registered under The Limited Liability Partnership Act, 2008 : LLP Identification Number: AAB-5759. Registered date: 10th June 2013 Incorporated by : Lawyers : Educated from renowned Law Schools and worked with leading firm like PwC & Legasis Chartered accountant & Company Secretary Human Resource & Law Professional who was associated with renowned Business houses in senior positions Thus makes total 40+ years of collective experience in the consultancy and industry Rich experience in Compliance management across all the major Industries in India including Oil & Gas, Iron & Steel, Manufacturing, Food & Beverages, Power, FMCG, NBFC, Pharma, etc..
  • Management Team Lexcare Consultants LLP Ravi Uppalapati Amit Dwivedi Amit Pandey Anshuman Singh B.Com, M.A ( HR),L.L.B Six Sigma- Black Belt BSL LLB B.Com, MBA, CA, CS BSL LLB Worked with reputed companies including Reliance Industries Ltd in Human Resources and Legal functions in Top Management position, Having 30+ years rich experience in Industry. +6 years of experience in Legal & Regulatory Compliances with PwC & Legasis, successfully implemented the Compliance Management system across all industries including:- Iron & Steel Oil & Gas Food & Beverages Manufacturing Power FMCG Pharma Construction Mining Practicing Chartered Accountant & Company Secretary, actively associated with the legal compliance management. Since 2009 practicing in Jabalpur High Court, Handling labour, environment compliance issues, also active in compliance management. Lexcare Consultants LLP
  • Legal & Regulatory Compliance Solution Lexcare Consultants LLP
  • Compliance is Complex? Threats associated with Non Compliance Lexcare Consultants LLP Compliance Management is a complex area for any company due to : Unique contractual obligations Compliance s related to Municipal & Gram Panchayat Bunch of compliances related to Human Resource, Industry Laws, Environment Laws etc Various Regulators such as Central Government, State Government and Municipal Authorities Multiple business locations such as Plant, Sales Office, Service Stations, Vendors Locations. Loss of Reputation and Customer Confidence Liability for Directors and Executives Fines and Imprisonment Brand Image Legal Compliance Issues & Threats
  • Lexcare Consultants LLP LexCare brings together its Compliance Management, Process Consulting, Technology teams & Liaison Team to provide a unique solution that: Creates process driven compliance management framework Is capable of providing comfort to the stakeholders such as Board, Senior Management, Regulators and others Enhances control and visibility into compliance related Operation Assists maintain and enhance brand reputation Speedy Implementation Covers One time compliance, Periodic compliance and also Event Based compliance Provide practical measures to bridge the gap LexCare-Compliance Management Solution Lexcare Consultants LLP
  • Lexcare Consultants LLP As-Is analysis & Compliance Checklists Legal Compliance Audit Visit to Locations for understanding business activities Identifying laws applicable to locations Identifying provisions applicable under the finalized list of laws Preparing exhaustive compliance checklists Visit to Locations for understanding business activities Identifying laws applicable to locations Verification of compliance documents to identify the gaps Preparation and submission of draft audit report as required and covers items complied, not complied & not applicable. Finalizing gaps with process owners Submission of final audit report with suggestions and recommendations Presentation of finalized report before the Management Periodical audit as per the requirements Services Lexcare Consultants LLP
  • Lexcare Consultants LLP Development of Compliance Software Compliance Training Liasoning & Execution Documentation Design consulting and documentation to your IT team for developing IT system for compliance management Feedbacks while development Review and testing of system Implementation support Compliance training Question & Answer sessions on compliances Hands on training for filing returns & maintaining records & registers Understanding requirements Providing liasoning support to do the compliances Support to identify vendor for liasoning and fillings Review of deliverables of vendors Maintaining records & displays at the location. Documentation of compliance manual & policies Services Lexcare Consultants LLP
  • Lexcare Consultants LLP Human Resource Environment, Health & Safety Corporate Tax (Direct & Indirect) Commercial Local/Municipal Industry Specific Import/Export Onetime/Preliminary 5 Yearly/2 Yearly Annual Half Yearly Quarterly Monthly Fortnightly Weekly Ongoing/Daily Event based/Conditional High - Where Imprisonment or fine more than Rs 50,000/- is involved. Medium - Fine from Rs. 5,000/- to Rs. 50,000/- Low - Fine from Nil to Rs. 5,000/- Category of Laws Frequencies Risk Services Covers Lexcare Consultants LLP
  • Lexcare Consultants LLP 6+ years of experience of implementing legal & regulatory compliance management system and conducting detailed compliance audit for various industries including:- o Iron & Steel o Oil & Gas o NBFC o Food & Beverages o Manufacturing o Power o FMCG o Pharma o Construction o Mining Experience of conducting detailed legal & regulatory compliance training on Labour Laws, Environment Laws, Industry Specific Laws etc.. Hands on experience in executing the compliances such as: o Filling of statutory returns under labour laws o Maintenance of statutory registers and records. o Dealing with authorities for managing show cause notices. Experience Statement Lexcare Consultants LLP
  • Intellectual Property Rights Services Lexcare Consultants LLP
  • Lexcare Consultants LLP LexCare brings together its Intellectual Property Rights Management, Patents Consulting, Patent Search & Analysis Team to provide a unique solution that: Helps you build and manage a strong Patent Portfolio in India and abroad Helps you identify the intellectual properties created within your organization and judge the best possible IP protection Delivers value to IP law firms and organisations that are involved in generating IP. Speedy execution of Patent Drafting, Searching, Filing and Prosecution projects in quick turn around time. Assists maintain and enhance brand reputation. LexCare-IPR Services Lexcare Consultants LLP
  • Lexcare Consultants LLP Patent Search Services Patent Drafting Services Patentability Search: To check the patentability of an invention before applying for patent protection. Freedom To Operate (FTO) searches: This search is done to find out existing patents in a given jurisdiction to mitigate the risks their infringement before one can take a particular action, like launching, developing or producing a product. Validity/Invalidity Search . Draft Patent Applications (Provisional and Complete) containing all the aspects of the invention for which protection is sought. Preparing Patent Illustrations for Patent Applications. Filing Patent Applications in India, and in other countries like Europe, and US. Reviewing, finalizing and filing Patent Applications created in-house by the organization. Prosecution and maintenance of Patents in India. Services Lexcare Consultants LLP
  • Lexcare Consultants LLP Design Registration Services Trademark Services Technology Landscapes Other Services Preparing, Filing and Registering industrial Design Applications Prosecution and maintenance of Designs. Trademark Searching Trademark Filing Trademark Renewal/Maintenance Uunderstanding the technology domain of interest Analyse Patents Pertinent to that technology Prepare a detailed report highlighting technology trends, competitor patent activity etc. Patent Alert Trademark Watch Copyright Filing Services Lexcare Consultants LLP
  • Rich in ExperienceRich in Experience Rich in experience in managing legal & regulatory compliances Rich in experience in managing legal & regulatory compliances Strong Team with Domain Experience Strong Team with Domain Experience Domain expertise for all category of laws Domain expertise for all category of laws SupportSupport Efficient response time for meeting critical timelines Efficient response time for meeting critical timelines Quality ServiceQuality Service Better quality of checklists which shall be easy to understand by non legal person and user friendly Audit covering minute level of compliances Better quality of checklists which shall be easy to understand by non legal person and user friendly Audit covering minute level of compliances Cost EffectiveCost Effective We offer excellent quality of services at low cost We offer excellent quality of services at low co